Sycr 401(k) Profit Sharing Plan
Sponsored by Stradling Yocca Carlson & Rauth Llp · EIN 953347002 · Plan #001
- Total assets
- $112M
- Net assets
- $112M
- Active participants
- 136
- With balances
- 189
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Ubs Financial Services Inc. CRD 8174 | deterministic · 100% | 2024 |
| Spinnaker Investment Group, Llc CRD 283414 | deterministic · 100% | 2024 |
| Pacific Financial Group,Llc CRD 143041 | deterministic · 100% | 2024 |
| Wells Fargo Clearing Services, Llc CRD 19616 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Ubs Financial Services | Investment advisory (participants), Direct payment from the plan, Investment management fees (direct) | $30,470 |
| Spinnaker Investment Group Llc | Investment advisory (participants), Direct payment from the plan, Investment management fees (direct) | $26,310 |
| Pacific Financial Group, Inc | Investment advisory (participants), Direct payment from the plan, Investment management fees (direct) | $24,354 |
| Wells Fargo Advisors Llc | Investment advisory (participants), Direct payment from the plan, Investment management fees (direct) | $19,942 |
| Oneamerica Retirement Services Llc | Recordkeeping, Participant loan processing, Participant communication | $19,260 |
| Merrill Lynch | Investment advisory (participants), Direct payment from the plan, Investment management fees (direct) | $8,461 |