Southwest Transplant Alliance 401(a) Retirement Plan
Sponsored by Southwest Transplant Alliance · EIN 751469319 · Plan #001
- Total assets
- $16.8M
- Net assets
- $16.8M
- Active participants
- 388
- With balances
- 434
Plan year beginning 01/01/2024 · Age/service weighted or new comparability, Profit-sharing, ERISA 404(c) participant-directed
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Prospera Financial Services, Inc. CRD 10740 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Proaccount | Investment advisory (participants) | $62,952 |
| Nationwide | Recordkeeping, Custodial (securities), Recordkeeping fees | $35,894 |
| Prospera Financial Services, Inc. | Investment advisory (plan), Investment management fees (indirect) | $34,038 |
| Cecilco | Contract administrator, Consulting (pension) | $3,630 |
| Robert Cecil, Jr | Investment advisory (participants) | $0 |