AUMdb

Upstate Companies I, Llc 401(k) Profit Sharing Plan And Trust

Sponsored by Upstate Companies I, Llc · EIN 455454043 · Plan #001

Total assets
$9.2M
Net assets
$9.2M
Active participants
103
With balances
116

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

No linked investment advisers.

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Nbt Bancorp Na Trustee (institutional) $34,465
Direct Advisors, Llc Investment advisory (plan), Investment management $6,046
Chemung Canal Trust Company Contract administrator, Recordkeeping, Consulting (general) $5,113
Charles Schwab Trust Company Shareholder servicing fees $0
Epic Retirement Plan Services Recordkeeping, Participant loan processing, Participant communication $0