AUMdb

Walmart 401(k) Plan

Sponsored by Walmart Inc. · EIN 710415188 · Plan #003

Total assets
$50.8B
Net assets
$50.7B
Active participants
1,670,732
With balances
1,161,254

Plan year beginning 02/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
D.F. Dent And Company, Inc. CRD 105179 deterministic · 100% 2024
Nuveen Asset Management, Llc CRD 155584 deterministic · 100% 2024
Rice Hall James & Associates Llc CRD 125410 fuzzy_auto · 98% 2024
Vaughan Nelson Investment Management, L.P. CRD 106975 fuzzy_auto · 95% 2024
Driehaus Capital Management Llc CRD 105757 deterministic · 100% 2024
Systematic Financial Management Lp CRD 106146 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Merrill Lynch Pierce Fenner Smith I Recordkeeping, Sub-transfer agency fees, Float revenue $24,035,254
Blackrock Institutional Trust Co Na Investment management $3,799,185
Vaughan Nelson Investment Mgmt Investment management $2,961,377
Loomis Sayles Investment management $2,207,467
D.F. Dent And Company, Inc. Investment management $1,990,575
Rice Hall James & Associates, Llc Investment management $1,487,633
Wellington Trust Company, N.A. Investment management $1,006,403
Nuveen Asset Management Investment management $979,352
Northern Trust Company Trustee (institutional) $968,611
Systematic Financial Management Investment management $698,530
Driehaus Capital Management Llc Investment management $504,794
Jp Morgan Investment Management Inc Investment management $302,335
Meketa Investment Group Investment management fees (direct) $266,162
Mercer Investment management fees (direct) $53,992