Lpl Financial Llc Profit Sharing 401(k) Plan
Sponsored by Lpl Financial Llc · EIN 952834236 · Plan #002
- Total assets
- $940M
- Net assets
- $940M
- Active participants
- 8,946
- With balances
- 10,593
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
No linked investment advisers.
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Empower Annuity Insurance Company O | Recordkeeping fees | $622,909 |
| Mercer (Us) Inc Mercer Investments | Investment advisory (plan) | $405,504 |
| Lavine Lofgren Morris & Engelberg L | Accounting | $29,000 |
| Empower Financial Services, Inc. | Securities brokerage | $2,325 |
| Empower Financial Services, Inc. | Securities brokerage | $800 |
| Qdro Consultants Co Llc | Other fees | $300 |
| Empower Financial Services, Inc. | Other investment fees and expenses | $20 |
| Empower Financial Services, Inc. | Shareholder servicing fees | $0 |
| Empower Financial Services, Inc. | Distribution (12b-1) fees | $0 |
| Mercer (Us) Inc | Investment advisory (plan) | $0 |