AUMdb

Dunham Associates, Inc. 401(k) Plan

Sponsored by Dunham Associates, Inc. · EIN 460282077 · Plan #002

Total assets
$47.8M
Net assets
$47.8M
Active participants
141
With balances
166

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Gallagher Fiduciary Advisors, Llc CRD 146509 deterministic · 100% 2024
Strategic Advisors Llc CRD 125882 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Gallagher Fiduciary Advisors Llc Investment advisory (plan) $40,000
Strategic Advisors, Inc. Investment advisory (plan) $9,919
Fidelity Investments Institutional Participant loan processing, Sub-transfer agency fees, Recordkeeping fees $9,577