Finra Employees Retirement Plan
Sponsored by Finra · EIN 530088710 · Plan #001
- Total assets
- $535M
- Net assets
- $519M
- Active participants
- 1,065
- With balances
- 0
Plan year beginning 01/01/2024
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Pacific Investment Management Company Llc CRD 104559 | deterministic · 100% | 2024 |
| Aon Investments Usa Inc. CRD 105596 | deterministic · 100% | 2024 |
| Vaughan Nelson Investment Management, L.P. CRD 106975 | fuzzy_auto · 95% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Aon Consulting Inc. | Actuarial, Direct payment from the plan | $438,671 |
| Pacific Investment Management | Investment management, Direct payment from the plan, Investment management fees (direct) | $286,350 |
| Wellington Trust Company, Na | Investment management, Direct payment from the plan, Investment management fees (direct) | $221,665 |
| Aon Investments Usa, Inc. | Investment advisory (plan), Direct payment from the plan | $189,835 |
| Vaughan Nelson Investment Mgmt Lp | Investment management, Direct payment from the plan, Investment management fees (direct) | $115,865 |
| Blackrock Institutional Trust Co. | Trustee (institutional), Trustee (discretionary), Investment management | $100,473 |
| The Bank Of New York Mellon | Custodial (securities), Trustee (institutional), Direct payment from the plan | $100,130 |