Capital Advisors, Inc.
- Regulatory AUM
- $7.4B
- Discretionary
- $7.4B
- Clients
- 3,311
- Avg AUM / client
- $2.2M
- Accounts
- 7,827
- Employees
- 69
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,771 | $2.1B | 28.1% |
| High net worth individuals | 1,491 | $4.5B | 60.8% |
| Investment companies | 1 | $160M | 2.16% |
| Pension and profit sharing plans | 11 | $91.4M | 1.23% |
| Charitable organizations | 19 | $456M | 6.14% |
| Corporations and other businesses | 18 | $113M | 1.52% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Starwood Property Trust, Inc. Savings Plan Lnr Property Llc | 2024 | |
| Colorado Permanente Medical Group, P.C. 401(k) Plan Colorado Permanente Medical Group, P.C. | 2024 | |
| Fabsco Shell And Tube, Llc 401(k) Profit Sharing Plan Fabsco Shell And Tube Llc | 2024 | |
| Oak Tree Software, Inc. 401(k) Plan Oak Tree Software, Inc. | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Brixmor Employment Company Llc 401(k) Plan Brixmor Employment Company, Llc | 2024 | |
| Orthopedic Centers Of Colorado, Llc 401(k) Profit Sharing Plan Orthopedic Centers Of Colorado, Llc | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Anderson Brown | President | Dec 2002 (24y) | 10% – 25% | |
| Keith Charles Goddard | Trustee | CFA | Dec 2002 (24y) | ≈ 0% – 3.75% via Goddard, Keith, Charles |
| Konieczny, Debra, Lynn | Chief Compliance Officer | Apr 2012 (14y) | Less than 5% | |
| Montgomery, Jessica, Layne | Chief Financial Officer | Jan 2020 (7y) | Less than 5% | |
| Jamie Lynn Wilson | Chief Operating Officer, Managing Director, And Secretary Of The Board | Jun 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Keith C. Goddard Revocable Trust Dated 10/19/2004 | Shareholder | Nov 2006 | A | 25% – 50% |
Undisclosed: 5% – 65% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Keith Charles Goddard: 50% – 75% of Goddard, Keith, Charles × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Starwood Property Trust, Inc. Savings Plan | Lnr Property Llc | 308 | $117M | 01/01/2024 |
| Colorado Permanente Medical Group, P.C. 401(k) Plan | Colorado Permanente Medical Group, P.C. | 1,259 | $1.0B | 01/01/2024 |
| Fabsco Shell And Tube, Llc 401(k) Profit Sharing Plan | Fabsco Shell And Tube Llc | 159 | $5.7M | 01/01/2024 |
| Oak Tree Software, Inc. 401(k) Plan | Oak Tree Software, Inc. | 311 | $8.6M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Brixmor Employment Company Llc 401(k) Plan | Brixmor Employment Company, Llc | 455 | $110M | 01/01/2024 |
| Orthopedic Centers Of Colorado, Llc 401(k) Profit Sharing Plan | Orthopedic Centers Of Colorado, Llc | 612 | $80.9M | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $5.9B (79% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.4B (18% of AUM) Mar 2026
- Fidelity Brokerage Services $1.2B (20% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗