Southwest Airlines Pilots Retirement Savings Plan
Sponsored by Southwest Airlines Company · EIN 741563240 · Plan #003
- Total assets
- $11.6B
- Net assets
- $11.6B
- Active participants
- 11,679
- With balances
- 12,980
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Fisher Asset Management, Llc CRD 107342 | deterministic · 100% | 2024 |
| Total Investment Management, Inc. CRD 108818 | fuzzy_auto · 98% | 2024 |
| Mountain Capital Investment Advisors Inc CRD 156660 | fuzzy_auto · 97% | 2024 |
| Act Wealth Management, Llc CRD 155131 | deterministic · 100% | 2024 |
| Hamilton Capital, Llc CRD 109116 | deterministic · 100% | 2024 |
| Creative Planning, Llc CRD 105348 | deterministic · 100% | 2024 |
| Prudent Man Investment Management Inc CRD 104574 | fuzzy_auto · 98% | 2024 |
| Stonebridge Capital Advisors Llc CRD 111447 | fuzzy_auto · 99% | 2024 |
| Symphony Financial, Ltd. Co. CRD 171816 | deterministic · 100% | 2024 |
| Allworth Financial, L.P. CRD 111167 | fuzzy_auto · 96% | 2024 |
| White Wing Wealth Management, Llc CRD 226524 | fuzzy_auto · 99% | 2024 |
| Arista Wealth Management, Llc CRD 141504 | deterministic · 100% | 2024 |
| Abound Wealth Management, Llc CRD 285903 | deterministic · 100% | 2024 |
| Beacon Pointe Advisors, Llc CRD 119290 | deterministic · 100% | 2024 |
| Two West Capital Advisors Llc CRD 154543 | deterministic · 100% | 2024 |
| Capital Advisors, Inc. CRD 104643 | deterministic · 100% | 2024 |
| Providence Asset Management Llc CRD 148845 | fuzzy_auto · 96% | 2024 |
| Hightower Advisors, Llc CRD 145323 | deterministic · 100% | 2024 |
| Avion Wealth, Llc CRD 134242 | deterministic · 100% | 2024 |
| Financial Engines Advisors L.L.C. CRD 104510 | fuzzy_auto · 96% | 2024 |
| Envestnet Asset Management, Inc. CRD 111694 | deterministic · 100% | 2024 |
| Signature Investment Advisors, Llc CRD 160715 | deterministic · 100% | 2024 |
| Bip Wealth, Llc CRD 143208 | deterministic · 100% | 2024 |
| Ifp Advisors, Llc CRD 125112 | deterministic · 100% | 2024 |
| Clear Sky Financial, Lp CRD 298551 | deterministic · 100% | 2024 |
| Wealthpoint Financial Llc CRD 332312 | deterministic · 100% | 2024 |
| Laurelhurst Asset Management Llc CRD 306141 | fuzzy_auto · 99% | 2024 |
| Cap Partners, Llc CRD 144779 | deterministic · 100% | 2024 |
| Prosperitas Financial, Llc CRD 315768 | deterministic · 100% | 2024 |
| Hhm Wealth Advisors, Llc CRD 150843 | deterministic · 100% | 2024 |
| Compass Financial Management Llc CRD 156345 | fuzzy_auto · 96% | 2024 |
| Zwj Investment Counsel Inc CRD 110397 | deterministic · 100% | 2024 |
| Whalen Wealth Management Inc. CRD 311869 | deterministic · 100% | 2024 |
| Purpose Comprehensive Wealth Management, Llc CRD 312022 | fuzzy_auto · 94% | 2024 |
| Aviator Financial Consulting Llc CRD 307799 | fuzzy_auto · 99% | 2024 |
| Kingsview Wealth Management, Llc CRD 148107 | fuzzy_auto · 98% | 2024 |
| Cetera Investment Advisers Llc CRD 105644 | deterministic · 100% | 2024 |
| Regal Investment Advisors Llc CRD 125004 | deterministic · 100% | 2024 |
| Summit Global Investments, Llc CRD 157091 | deterministic · 100% | 2024 |
| Access Wealth Management, Llc CRD 339285 | deterministic · 100% | 2024 |
| Corient Private Wealth Lp CRD 319448 | deterministic · 100% | 2024 |
| Flexible Plan Investments Ltd CRD 110762 | deterministic · 100% | 2024 |
| Diamond Head Financial Advisors Llc CRD 149158 | fuzzy_auto · 99% | 2024 |
| Johnson Wealth Inc. CRD 125557 | deterministic · 100% | 2024 |
| Invest Smart Usa, Inc. CRD 168135 | deterministic · 100% | 2024 |
| Woodley Farra Manion Portfolio Management Inc CRD 107660 | fuzzy_auto · 95% | 2024 |
| Eubel Brady & Suttman Asset Management Inc CRD 107316 | fuzzy_auto · 94% | 2024 |
| Farnam Financial, Llc CRD 306180 | deterministic · 100% | 2024 |
| Brookwood Investment Group Llc CRD 316544 | deterministic · 100% | 2024 |
| Rcs Financial Planning, Llc CRD 291678 | deterministic · 100% | 2024 |
| Private Management Group Inc CRD 104707 | deterministic · 100% | 2024 |
| Madison Wealth Partners, Inc. CRD 305824 | deterministic · 100% | 2024 |
| Mai Capital Management, Llc CRD 109807 | deterministic · 100% | 2024 |
| Krane Financial Solutions, Llc CRD 153594 | deterministic · 100% | 2024 |
| Perigon Wealth Management, Llc CRD 131037 | deterministic · 100% | 2024 |
| Advisory Services Network, Llc CRD 146051 | deterministic · 100% | 2024 |
| Diversify Wealth Management, Llc CRD 329878 | fuzzy_auto · 98% | 2024 |
| Dynasty Wealth Management, Llc CRD 153377 | deterministic · 100% | 2024 |
| Lpl Financial Llc CRD 6413 | deterministic · 100% | 2024 |
| Kondracki Advisory, Llc CRD 165649 | deterministic · 100% | 2024 |
| Van Hulzen Asset Management, Llc CRD 116632 | deterministic · 100% | 2024 |
| Harvard Avenue Consultants, Llc CRD 291787 | deterministic · 100% | 2024 |
| Waterloo Capital, L.P. CRD 133705 | deterministic · 100% | 2024 |
| Avidian Wealth Enterprises, Llc CRD 127186 | deterministic · 100% | 2024 |
| Asset Strategy Advisors, Llc CRD 139879 | deterministic · 100% | 2024 |
| Webb Advisors Incorporated CRD 106617 | deterministic · 100% | 2024 |
| Axxcess Wealth Management, Llc CRD 164081 | deterministic · 100% | 2024 |
| Trajan Wealth, L.L.C. CRD 158847 | fuzzy_auto · 94% | 2024 |
| Westwind Capital CRD 106802 | deterministic · 100% | 2024 |
| Stratos Wealth Advisors Llc CRD 283816 | deterministic · 100% | 2024 |
| Falcon Wealth Planning, Inc. CRD 174092 | deterministic · 100% | 2024 |
| Clark Wealth Partners, Llc CRD 321757 | deterministic · 100% | 2024 |
| Fpc Investment Advisory, Inc. CRD 122728 | deterministic · 100% | 2024 |
| Cortland Associates Inc CRD 104681 | deterministic · 100% | 2024 |
| Steelpeak Wealth, Llc CRD 165168 | deterministic · 100% | 2024 |
| Allied Investment Advisors Llc CRD 159103 | deterministic · 100% | 2024 |
| Gladstone Institutional Advisory Llc CRD 250787 | fuzzy_auto · 99% | 2024 |
| Acr Alpine Capital Research, Llc CRD 110933 | fuzzy_auto · 98% | 2024 |
| Mccartney Wealth Management Llc CRD 154722 | fuzzy_auto · 98% | 2024 |
| Prime Capital Investment Advisors, Llc CRD 288712 | fuzzy_auto · 98% | 2024 |
| D.S. Brown Wealth Advisors, Llc CRD 307362 | deterministic · 100% | 2024 |
| Berkshire Money Management, Inc. CRD 124873 | deterministic · 100% | 2024 |
| O'hagan Group, Inc. CRD 315389 | deterministic · 100% | 2024 |
| Smartx Advisory Solutions Llc CRD 297680 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Smith Anglin Financial Llc | Investment advisory (participants), Direct payment from the plan | $1,993,618 |
| Leading Edge | Investment advisory (participants), Direct payment from the plan | $1,096,729 |
| Fisher Investments | Investment advisory (participants), Direct payment from the plan | $716,470 |
| Total Investment Management In | Investment advisory (participants), Direct payment from the plan | $521,575 |
| Schwab Retirement Plan Services,Inc | Recordkeeping, Direct payment from the plan, Recordkeeping fees | $371,728 |
| Mountain Capital Investment Ad | Investment advisory (participants), Direct payment from the plan | $301,994 |
| Symphony Risk Solutions, Llc | Investment management, Direct payment from the plan | $258,306 |
| Charles Schwab And Co.,Inc. | Securities brokerage, Direct payment from the plan, Shareholder servicing fees | $206,048 |
| Act Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $194,716 |
| Hamilton Capital Llc | Investment advisory (participants), Direct payment from the plan | $121,583 |
| Creative Planning Llc | Investment advisory (participants), Direct payment from the plan | $95,532 |
| Prudent Man Investment Managem | Investment advisory (participants), Direct payment from the plan | $93,933 |
| Stonebridge Capital Advisors L | Investment advisory (participants), Direct payment from the plan | $93,214 |
| Symphony Financial Ltd. Co | Investment advisory (participants), Direct payment from the plan | $80,713 |
| Allworth Financial Lp | Investment advisory (participants), Direct payment from the plan | $62,003 |
| White Wing Wealth Management L | Investment advisory (participants), Direct payment from the plan | $47,752 |
| Arista Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $44,370 |
| Brinker Capital Investments Ll | Investment advisory (participants), Direct payment from the plan | $42,761 |
| Abound Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $42,393 |
| Beacon Pointe Advisors Llc | Investment advisory (participants), Direct payment from the plan | $41,754 |
| Two West Capital Advisors Llc | Investment advisory (participants), Direct payment from the plan | $38,012 |
| Texas Bank And Trust Company | Investment advisory (participants), Direct payment from the plan | $36,294 |
| Capital Advisors Inc | Investment advisory (participants), Direct payment from the plan | $35,474 |
| Providence Asset Mgmt Llc | Investment advisory (participants), Direct payment from the plan | $35,400 |
| Hightower Advisors Llc | Investment advisory (participants), Direct payment from the plan | $35,133 |
| Avion Wealth Llc | Investment advisory (participants), Direct payment from the plan | $34,213 |
| J V Bruni And Company | Investment advisory (participants), Direct payment from the plan | $34,125 |
| Financial Engines Advisors Llc | Investment advisory (participants), Direct payment from the plan | $33,720 |
| Envestnet Asset Management Inc | Investment advisory (participants), Direct payment from the plan | $31,241 |
| Signature Investment Advisors | Investment advisory (participants), Direct payment from the plan | $31,225 |
| Bip Wealth Llc | Investment advisory (participants), Direct payment from the plan | $29,771 |
| Independent Financial Partners | Investment advisory (participants), Direct payment from the plan | $28,715 |
| Clear Sky Financial Lp | Investment advisory (participants), Direct payment from the plan | $28,330 |
| Wealthpoint Advisors Llc | Investment advisory (participants), Direct payment from the plan | $27,494 |
| Laurelhurst Asset Management L | Investment advisory (participants), Direct payment from the plan | $23,964 |
| Cap Partners Llc | Investment management, Direct payment from the plan | $23,429 |
| Prosperitas Financial Llc | Investment advisory (participants), Direct payment from the plan | $22,024 |
| Hhm Wealth Advisors Llc | Investment advisory (participants), Direct payment from the plan | $21,630 |
| Compass Financial Mgmt Llc | Investment advisory (participants), Direct payment from the plan | $21,485 |
| Morningstar Investment Service | Investment advisory (participants), Direct payment from the plan | $21,260 |
| Zwj Investment Counsel Inc | Investment advisory (participants), Direct payment from the plan | $21,006 |
| Weaver And Tidwell Llp | Investment management, Direct payment from the plan | $20,600 |
| Whalen Wealth Management Inc | Investment advisory (participants), Direct payment from the plan | $20,091 |
| Purpose Comprehensive Wealth | Investment advisory (participants), Direct payment from the plan | $19,724 |
| Aviator Financial Consulting L | Investment advisory (participants), Direct payment from the plan | $19,419 |
| Callan Associates Inc | Investment management, Direct payment from the plan | $19,000 |
| Kingsview Wealth Management Ll | Investment advisory (participants), Direct payment from the plan | $18,195 |
| Cetera Investment Advisers Llc | Investment advisory (participants), Direct payment from the plan | $18,112 |
| Regal Investment Advisors Llc | Investment advisory (participants), Direct payment from the plan | $17,344 |
| Summit Global Investments Llc | Investment advisory (participants), Direct payment from the plan | $17,193 |
| Access Wealth Management Inc | Investment advisory (participants), Direct payment from the plan | $16,654 |
| Corient Private Wealth Llc | Investment advisory (participants), Direct payment from the plan | $15,775 |
| Flexible Plan Investments Ltd | Investment advisory (participants), Direct payment from the plan | $15,634 |
| Diamond Head Financial Advisor | Investment advisory (participants), Direct payment from the plan | $15,077 |
| Johnson Wealth Inc | Investment advisory (participants), Direct payment from the plan | $14,918 |
| Invest Smart Usa Inc | Investment advisory (participants), Direct payment from the plan | $14,719 |
| Woodley Farra Manion Portfolio | Investment advisory (participants), Direct payment from the plan | $14,347 |
| Eubel Brady & Suttman Asset Ma | Investment advisory (participants), Direct payment from the plan | $14,241 |
| Farnam Financial Llc | Investment advisory (participants), Direct payment from the plan | $14,000 |
| Brookwood Investment Group Llc | Investment advisory (participants), Direct payment from the plan | $13,893 |
| Rcs Financial Planning Llc | Investment advisory (participants), Direct payment from the plan | $12,874 |
| Private Management Group Inc | Investment advisory (participants), Direct payment from the plan | $12,716 |
| Madison Partners | Investment advisory (participants), Direct payment from the plan | $12,654 |
| Mai Capital Management Llc | Investment advisory (participants), Direct payment from the plan | $12,439 |
| Krane Financial Solutions Llc | Investment advisory (participants), Direct payment from the plan | $12,350 |
| Perigon Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $12,111 |
| Advisory Services Network Llc | Investment advisory (participants), Direct payment from the plan | $12,032 |
| Diversify Wealth Management Ll | Investment advisory (participants), Direct payment from the plan | $11,891 |
| Dynasty Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $11,219 |
| Lpl Financial Llc | Investment advisory (participants), Direct payment from the plan | $11,017 |
| Kondracki Advisory Llc | Investment advisory (participants), Direct payment from the plan | $10,463 |
| Van Hulzen Asset Management | Investment advisory (participants), Direct payment from the plan | $10,453 |
| Envision Financial Services & | Investment advisory (participants), Direct payment from the plan | $10,333 |
| Transform Wealth Llc | Investment advisory (participants), Direct payment from the plan | $10,149 |
| Harvard Avenue Consultants Llc | Investment advisory (participants), Direct payment from the plan | $10,032 |
| Islamorada Investment | Investment advisory (participants), Direct payment from the plan | $9,996 |
| Waterloo Capital Lp | Investment advisory (participants), Direct payment from the plan | $9,961 |
| Maloon Powers Pitre & Higgins | Investment advisory (participants), Direct payment from the plan | $9,113 |
| Avidian Wealth Enterprises Llc | Investment advisory (participants), Direct payment from the plan | $8,641 |
| Asset Strategy Advisors Llc | Investment advisory (participants), Direct payment from the plan | $8,477 |
| Webb Financial Group Llc | Investment advisory (participants), Direct payment from the plan | $8,168 |
| Axxcess Wealth Management Llc | Investment advisory (participants), Direct payment from the plan | $8,143 |
| Trajan Wealth Llc | Investment advisory (participants), Direct payment from the plan | $7,937 |
| Westwind Capital | Investment advisory (participants), Direct payment from the plan | $7,910 |
| Stratos Wealth Advisors Llc | Investment advisory (participants), Direct payment from the plan | $7,858 |
| Falcon Wealth Planning Inc | Investment advisory (participants), Direct payment from the plan | $7,775 |
| Clark Wealth Partners Llc | Investment advisory (participants), Direct payment from the plan | $7,707 |
| Fpc Investment Advisory Inc | Investment advisory (participants), Direct payment from the plan | $7,333 |
| Cortland Associates, Inc | Investment advisory (participants), Direct payment from the plan | $7,110 |
| Steelpeak Wealth Llc | Investment advisory (participants), Direct payment from the plan | $6,886 |
| Allied Investment Advisors Llc | Investment advisory (participants), Direct payment from the plan | $6,805 |
| Carlton Hofferkamp And Jenks W | Investment advisory (participants), Direct payment from the plan | $6,369 |
| Gladstone Institutional Adviso | Investment advisory (participants), Direct payment from the plan | $6,261 |
| Acr Alpine Capital Research Ll | Investment advisory (participants), Direct payment from the plan | $5,927 |
| Mccartney Wealth Management Ll | Investment advisory (participants), Direct payment from the plan | $5,836 |
| Prime Capital Investment Advis | Investment advisory (participants), Direct payment from the plan | $5,500 |
| D.S. Brown Wealth Advisors Llc | Investment advisory (participants), Direct payment from the plan | $5,487 |
| Berkshire Money Management Inc | Investment advisory (participants), Direct payment from the plan | $5,413 |
| O'hagan Group Inc | Investment advisory (participants), Direct payment from the plan | $5,406 |
| Smartx Advisory Solutions Llc | Investment advisory (participants), Direct payment from the plan | $5,197 |