Perigon Wealth Management, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 131037
· SEC file 801-62988
· San Francisco, CA
· www.facebook.com
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ADV data as of Jun 12, 2026
- Regulatory AUM
- $11.3B
- Discretionary
- $9.0B
- Clients
- 5,664
- Avg AUM / client
- $2.0M
- Accounts
- 17,713
- Employees
- 159
AUM over time
$147M
$11.3B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 12, 2026
Asset allocation (SMA assets by investment type)
as of Jun 12, 2026
Registered investment companies (funds/ETFs)
$6.0B
53%
Exchange-traded equities
$2.9B
26%
Cash & equivalents
$1.0B
9%
Other
$565M
5%
US government & agency bonds
$226M
2%
State & local bonds
$226M
2%
Pooled investment vehicles
$226M
2%
Investment-grade corporate bonds
$113M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,768 | $1.8B | 16.0% |
| High net worth individuals | 1,653 | $7.5B | 66.1% |
| Banking or thrift institutions | Fewer than 5 | $589K | 0.01% |
| Pension and profit sharing plans | 120 | $1.1B | 9.7% |
| Charitable organizations | 26 | $314M | 2.78% |
| Corporations and other businesses | 97 | $617M | 5.46% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Paul Hastings Llp Defined Contribution Retirement Plan Paul Hastings Llp | 2024 | |
| Solairus Aviation 401(k) Plan Sunset Aviation, Llc Dba Solairus Aviation | 2024 | |
| Prager Metis Cpas, Llc 401(k) Savings Plan I Prager Metis Cpas, Llc | 2024 | |
| Prager Metis Cpas, Llc 401(k) Savings Plan Ii Prager Metis Cpas, Llc | 2024 | |
| Gotham Per Diem, Inc. 401(k) Savings Plan Gotham Per Diem, Inc. | 2024 | |
| Jewish Federation Of Spbc, Inc. 401(k) Plan Jewish Federation Of South Palm Beach County, Inc. | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (97)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arthur John Ambarik | Chief Executive Officer And Partner | CFP | Jun 2014 (12y) | ≈ 9.38% – 37.5% via Perigon Partners, Llc |
| Philip Allen Hart | Founder And Partner | Mar 2016 (10y) | Less than 5% | |
| Jeremy Paul | Owner | CFP | Oct 2017 (9y) | ≈ 7.03% – 37.5% via Jhbj Holdings, Llc |
| Lindsay Hambleton Sturmak | Partner | CFP | Dec 2019 (7y) | Less than 5% |
| Hoy, Jonathan, Patrick | Chief Operating Officer | Dec 2020 (6y) | Less than 5% | |
| Rafia Khushbakht Hasan | Chief Investment Officer | CFP CFA | Jul 2023 (3y) | Less than 5% |
| Scarpello, David, Allen | Chief Financial Officer | Sep 2024 (2y) | Less than 5% | |
| Robbins, Jonathan, David | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Daniel J Mcauliffe | Registered representative | CFP | Jul 2015 (11y) | |
| Scott Allen Yi | Registered representative | CFA | Jun 2017 (9y) | |
| Eric Seth Jardine | Registered representative | CFA | Jan 2018 (9y) | |
| David Nathan Hale | Registered representative | CFP | May 2018 (8y) | |
| Jonathan Joseph Masse | Registered representative | CFA | Jun 2018 (8y) | |
| Dev Gupta | Registered representative | CFP | Jan 2020 (7y) | |
| Robert Blaney Sloan | Registered representative | Feb 2020 (6y) | ||
| Mary Louise Ballin | Registered representative | CFP | May 2020 (6y) | |
| Andrea Marguerite Hamilton | Registered representative | CFP | Aug 2020 (6y) | |
| Eric Jonathan Linser | Registered representative | CFA | Feb 2021 (5y) | |
| Dean William Kuhlkin | Registered representative | CFA | Jun 2021 (5y) | |
| Edgar Horacio Salinas | Registered representative | CFP | Jul 2021 (5y) | |
| William Luther Rackley | Registered representative | CFP | Jul 2021 (5y) | |
| Rachel F. Elson | Registered representative | CFP | Jul 2021 (5y) | |
| Scott Dale Elisha | Registered representative | Aug 2021 (5y) | ||
| Christie Ann Baker | Registered representative | CFP Personal Financial Specialist | Nov 2021 (5y) | |
| George Millholland Matthai | Registered representative | Nov 2021 (5y) | ||
| Christopher Paine Spires | Registered representative | Dec 2021 (5y) | ||
| Willis Barnett Wiggins Dobbs | Registered representative | CFA | Dec 2021 (5y) | |
| Christina Lee Amor | Registered representative | Jan 2022 (5y) | ||
| Stephen James Sparolini | Registered representative | Apr 2022 (4y) | ||
| John Edward Townes Taylor | Registered representative | Chartered Financial Consultant | Apr 2022 (4y) | |
| Richard Jeffrey Thomas | Registered representative | CFP Chartered Financial Consultant | Apr 2022 (4y) | |
| Clay Worthington Kinnard | Registered representative | Apr 2022 (4y) | ||
| Thomas Mahone Tolleson | Registered representative | CFP | Oct 2022 (4y) | |
| David J Bauer | Registered representative | Nov 2022 (4y) | ||
| Edmond Sukalic | Registered representative | Nov 2022 (4y) | ||
| Marc Adam Specht | Registered representative | Nov 2022 (4y) | ||
| Michael Robert Lombardo | Registered representative | CFP | Nov 2022 (4y) | |
| Steven Bernknopf | Registered representative | CFP | Nov 2022 (4y) | |
| James Riley Weikart | Registered representative | Nov 2022 (4y) | ||
| Thomas Joseph Haggerty | Registered representative | Nov 2022 (4y) | ||
| Gabe Michael Wolosky | Registered representative | Personal Financial Specialist | Dec 2022 (4y) | |
| Joseph Nm Rust | Registered representative | CFP | Dec 2022 (4y) | |
| Steven Lee Topal | Registered representative | Dec 2022 (4y) | ||
| Bryce Ryan Brown | Registered representative | Jan 2023 (4y) | ||
| Arthur Fredric Green | Registered representative | CFP | Feb 2023 (4y) | |
| Sheetal Shyam Bagde | Registered representative | CFP | Feb 2023 (4y) | |
| Viviana Alexis Mattos | Registered representative | Feb 2023 (3y) | ||
| Shelley Diane Martin | Registered representative | Mar 2023 (3y) | ||
| Gregory Fred Wendt | Registered representative | CFP | Mar 2023 (3y) | |
| Andrew Mark/Nicholas Bellak | Registered representative | Mar 2023 (3y) | ||
| Mark Joel Ackerman | Registered representative | Apr 2023 (3y) | ||
| Douglas James Wheat | Registered representative | CFP | Apr 2023 (3y) | |
| Elizabeth Ann Bosworth | Registered representative | CFP | Jul 2023 (3y) | |
| Charles Bernard Pinson Rose | Registered representative | CFA | Sep 2023 (3y) | |
| Kenneth Dean Fincher | Registered representative | Chartered Financial Consultant | Nov 2023 (3y) | |
| Paul Edward Drolson | Registered representative | CFP | Nov 2023 (3y) | |
| Timothy James Kaiser | Registered representative | Nov 2023 (3y) | ||
| Ronald Peter Ophetveld | Registered representative | Nov 2023 (3y) | ||
| Alexandra Joy Quitko | Registered representative | Nov 2023 (3y) | ||
| Robert N Hardwick | Registered representative | CFP | Nov 2023 (3y) | |
| Sandra Marie Kerr | Registered representative | CFP | Dec 2023 (3y) | |
| Victor Hayes Hicks | Registered representative | CFP | Dec 2023 (3y) | |
| John Andrew Paganelli | Registered representative | Jan 2024 (3y) | ||
| Stephen Dean Swift | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Thomas William Brown | Registered representative | Jan 2024 (3y) | ||
| Michael Lee Krumholz | Registered representative | Feb 2024 (2y) | ||
| Sheila Elizabeth Little | Registered representative | Feb 2024 (2y) | ||
| Brad James Bell | Registered representative | Mar 2024 (2y) | ||
| Sarah Michelle George | Registered representative | CFP | Jun 2024 (2y) | |
| Daniel Gerard Gwizdak | Registered representative | CFP | Jun 2024 (2y) | |
| Stephanie Lisa Hayes | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Kristina Schurrath Regan | Registered representative | Aug 2024 (2y) | ||
| Evan Harrigan | Registered representative | Oct 2024 (2y) | ||
| Robert William Harrigan | Registered representative | CFA | Oct 2024 (2y) | |
| Matthew Tyler Torkelson | Registered representative | Jan 2025 (2y) | ||
| Benjamin L Covar | Registered representative | CFA | Jan 2025 (2y) | |
| Marcelina Marie Castel De Oro | Registered representative | Apr 2025 (1y) | ||
| Trever John Braunberger | Registered representative | Apr 2025 (1y) | ||
| Jeremy D Kovacs | Registered representative | CFA | Apr 2025 (1y) | |
| Erica Irene Graham | Registered representative | May 2025 (1y) | ||
| Jake Sierka | Registered representative | CFP | May 2025 (1y) | |
| Jessica Nicole Peabody | Registered representative | Jun 2025 (1y) | ||
| Nolan Joseph Cooney | Registered representative | Jun 2025 (1y) | ||
| Denise S Lee | Registered representative | CFP Personal Financial Specialist | Jul 2025 (1y) | |
| Caitlin Mary Louisa Pilisuk | Registered representative | Sep 2025 (1y) | ||
| Edward Carl Hoffman | Registered representative | Oct 2025 (1y) | ||
| Jason Paul Condon | Registered representative | CFP | Oct 2025 (1y) | |
| Jennifer Anne Easley | Registered representative | Oct 2025 (1y) | ||
| Alexander Mitchell Lazieh | Registered representative | Oct 2025 (1y) | ||
| Elias Stuart Rauch | Registered representative | Oct 2025 (1y) | ||
| Ira Scott Goldberg | Registered representative | Oct 2025 (1y) | ||
| Kenneth Michael Quarnaccio | Registered representative | Oct 2025 (1y) | ||
| Jeffrey Lewis Gitterman | Registered representative | Nov 2025 (1y) | ||
| Trevin Lamont Epps | Registered representative | Jan 2026 (1y) | ||
| Tyler William Brooks | Registered representative | Jan 2026 (1y) | ||
| Eli Cohen | Registered representative | Mar 2026 (0y) | ||
| Maria Pisoni Daley | Registered representative | CFP | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Perigon Financial Holdings, Llc | Member | Jan 2019 | A | 75% or more |
| Perigon Partners, Llc | Member | Jan 2019 | B | ≈ 37.5% – 75% via Perigon Financial Holdings, Llc |
| Jhbj Holdings, Llc | Partner | Jan 2020 | B | ≈ 9.38% – 37.5% via Perigon Partners, Llc |
| Cwc Prism Investor, Llc | Member | Apr 2024 | B | ≈ 18.75% – 50% via Perigon Financial Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Arthur John Ambarik: 25% – 50% of Perigon Partners, Llc × 50% – 75% of Perigon Financial Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Jeremy Paul: 75% – 100% of Jhbj Holdings, Llc × 25% – 50% of Perigon Partners, Llc × 50% – 75% of Perigon Financial Holdings, Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Perigon Partners, Llc: 50% – 75% of Perigon Financial Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Jhbj Holdings, Llc: 25% – 50% of Perigon Partners, Llc × 50% – 75% of Perigon Financial Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Cwc Prism Investor, Llc: 25% – 50% of Perigon Financial Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (8)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Paul Hastings Llp Defined Contribution Retirement Plan | Paul Hastings Llp | 2,507 | $1.1B | 06/01/2024 |
| Solairus Aviation 401(k) Plan | Sunset Aviation, Llc Dba Solairus Aviation | 1,127 | $184M | 01/01/2024 |
| Prager Metis Cpas, Llc 401(k) Savings Plan I | Prager Metis Cpas, Llc | 296 | $40.1M | 01/01/2024 |
| Prager Metis Cpas, Llc 401(k) Savings Plan Ii | Prager Metis Cpas, Llc | 176 | $35.0M | 01/01/2024 |
| Gotham Per Diem, Inc. 401(k) Savings Plan | Gotham Per Diem, Inc. | 282 | $3.5M | 01/01/2024 |
| Jewish Federation Of Spbc, Inc. 401(k) Plan | Jewish Federation Of South Palm Beach County, Inc. | 892 | $25.8M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $5.9B (52% of AUM) Jun 2026
- Fidelity Brokerage Services $2.6B (23% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗