Brookwood Investment Group Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 316544
· SEC file 801-122508
· Phoenix, AZ
· ckwmg.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $1.3B
- Discretionary
- $1.2B
- Clients
- 3,506
- Avg AUM / client
- $357K
- Accounts
- 7,129
- Employees
- 24
AUM over time
$0
$1.3B
Sep 2021
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,290 | $792M | 63.2% |
| High net worth individuals | 210 | $460M | 36.8% |
| Charitable organizations | 1 | $57.4K | 0.0% |
| Corporations and other businesses | 5 | $365K | 0.03% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| The Cannabist Company 401(k) Plan The Cannabist Company Holdings Inc. | 2024 |
People (69)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raimondo, Kimberley, Ann | Chief Compliance Officer | Aug 2021 (5y) | 50% – 75% | |
| Robert William Raimondo | Chief Executive Officer | Aug 2021 (5y) | 50% – 75% | |
| Zachary Yale Jones | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Vincent Anthony Yackanin | Registered representative | CFP | Mar 2023 (3y) | |
| Steven Lester Schippel | Registered representative | Jun 2023 (3y) | ||
| Adam Leslie Klein | Registered representative | Jun 2023 (3y) | ||
| Sandra Lynn Crook | Registered representative | Jun 2023 (3y) | ||
| Nicholas M Greenhouse | Registered representative | Jun 2023 (3y) | ||
| William H Anderson | Registered representative | CFP | Jun 2023 (3y) | |
| Daniel Robert Angelone | Registered representative | Jul 2023 (3y) | ||
| Tracy Lynn Cobb | Registered representative | Jul 2023 (3y) | ||
| Richard Sherman Rogers | Registered representative | Sep 2023 (3y) | ||
| Christopher Ryan Coolidge | Registered representative | CFA | Dec 2023 (3y) | |
| Philip Jeffrey Lee | Registered representative | Jan 2025 (2y) | ||
| Richard Gray Mowrer | Registered representative | Jan 2025 (2y) | ||
| Bryan Nicolaysen | Registered representative | Apr 2025 (1y) | ||
| Murray I Woloshin | Registered representative | CFA | Apr 2025 (1y) | |
| Robert Travis Evans | Registered representative | CFP | Apr 2025 (1y) | |
| John Charles Wright | Registered representative | Apr 2025 (1y) | ||
| Jeremy David Bryant | Registered representative | Apr 2025 (1y) | ||
| Martin Aaron Shapiro | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Charles Henry Trakas | Registered representative | Apr 2025 (1y) | ||
| Joann Marie North | Registered representative | CFP | Apr 2025 (1y) | |
| Joanne Fay Brown | Registered representative | Apr 2025 (1y) | ||
| Ryan Wesley Herche | Registered representative | Apr 2025 (1y) | ||
| Jesse Marichalar Galindo | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Chris Chetwode Belchamber | Registered representative | May 2025 (1y) | ||
| Jonathan Leif Holljes | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Carlos Q Ingram | Registered representative | May 2025 (1y) | ||
| Frank Charles Stama | Registered representative | May 2025 (1y) | ||
| Courtney La Shay Wiley Ingram | Registered representative | May 2025 (1y) | ||
| Thomas Edward Space | Registered representative | CFP | Jun 2025 (1y) | |
| Barry L Metrokas Kamison | Registered representative | Jun 2025 (1y) | ||
| John Kenneth Matthews | Registered representative | Jun 2025 (1y) | ||
| Peter Donald Thaldorf | Registered representative | Jun 2025 (1y) | ||
| Thomas Michael Stoltman | Registered representative | Jun 2025 (1y) | ||
| Andrew Jacob Keehn | Registered representative | Jun 2025 (1y) | ||
| Richard Marc Myer | Registered representative | Jul 2025 (1y) | ||
| Eldrick Hill | Registered representative | Jul 2025 (1y) | ||
| Terry Glenn Robinson | Registered representative | Aug 2025 (1y) | ||
| Paul Henry Lefevre | Registered representative | Aug 2025 (1y) | ||
| Ali El Sayed | Registered representative | CFP | Sep 2025 (1y) | |
| Peter Domenick Colicchia | Registered representative | Sep 2025 (1y) | ||
| Shawn Patrick Kilmurray | Registered representative | Sep 2025 (1y) | ||
| Rostam Kevon Atefi | Registered representative | Oct 2025 (1y) | ||
| Bryan Dean Myers | Registered representative | Oct 2025 (1y) | ||
| James Barrie Hodge | Registered representative | Nov 2025 (1y) | ||
| Gerald Philip Sheridan | Registered representative | Nov 2025 (1y) | ||
| Nicholas Adam Bour | Registered representative | Nov 2025 (1y) | ||
| Cassie Seungrim Kang | Registered representative | CFP | Nov 2025 (1y) | |
| Casey Cason | Registered representative | Dec 2025 (1y) | ||
| Carol Jeanette Pipitone | Registered representative | Dec 2025 (1y) | ||
| Terry Eugene Dupont | Registered representative | Jan 2026 (1y) | ||
| Paul Peter Salamon | Registered representative | Feb 2026 (0y) | ||
| John Calvin Gross | Registered representative | Feb 2026 (0y) | ||
| Darryl Amadio | Registered representative | Feb 2026 (0y) | ||
| William Zev Goldman | Registered representative | Feb 2026 (0y) | ||
| David Douglas Swanson | Registered representative | Mar 2026 (0y) | ||
| Angelica Roxas | Registered representative | Mar 2026 (0y) | ||
| Charles Edward Nash | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| Jason Warren Hedstrand | Registered representative | Mar 2026 (0y) | ||
| Joseph Edward Ward | Registered representative | CFP | Mar 2026 (0y) | |
| Robin Lou Depies | Registered representative | Mar 2026 (0y) | ||
| Stephen John Caruso | Registered representative | Mar 2026 (0y) | ||
| Jamilah Mc Cluney | Registered representative | Apr 2026 (0y) | ||
| David Earl Hendershott | Registered representative | May 2026 (0y) | ||
| Bansi Patel | Registered representative | Jun 2026 (0y) | ||
| Otis Caleb Barnard | Registered representative | Jun 2026 (0y) | ||
| Stephen Anthony Callahan | Registered representative | Chartered Financial Consultant | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| The Cannabist Company 401(k) Plan | The Cannabist Company Holdings Inc. | 1,464 | $11.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (84% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗