AUMdb

Access Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 339285 · SEC file 801-135370 · Louisville, KY · www.facebook.com
☆ Save with Pro ADV data as of Apr 20, 2026
Regulatory AUM
$358M
Discretionary
$304M
Clients
174
Avg AUM / client
$2.1M
Accounts
819
Employees
5

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 41 $12.1M 3.38%
High net worth individuals 116 $319M 89.2%
Pension and profit sharing plans Fewer than 5 clients $5.2M 1.46%
Charitable organizations Fewer than 5 clients $749K 0.21%
Corporations and other businesses 17 $20.7M 5.79%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company 2024

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brad William Hellman Registered representative CFP Mar 2026 (0y)
Caitlin Michelle Rose Registered representative Mar 2026 (0y)
Anthony Lambert Christensen Registered representative Mar 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company 11,679 $11.6B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/20/2026 1.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.

View current Form ADV (SEC/IAPD) ↗