Summit Global Investments, Llc
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 157091
· SEC file 801-76631
· Bountiful, UT
· www.silvx.com
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ADV data as of Jun 24, 2026
- Regulatory AUM
- $2.3B
- Discretionary
- $2.3B
- Clients
- 7,475
- Avg AUM / client
- $307K
- Accounts
- 10,822
- Employees
- 37
AUM over time
$105K
$2.3B
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,130 | $304M | 13.2% |
| High net worth individuals | 277 | $351M | 15.3% |
| Investment companies | 11 | $1.3B | 58.4% |
| Pooled investment vehicles (non-investment companies) | 2 | $1.3M | 0.06% |
| Corporations and other businesses | 55 | $297M | 12.9% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $2.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sgi Timpanogos Fund, Lp | Hedge Fund | Delaware | $2.9M | 8 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Republic Airways Holdings Inc. 401(k) Plan Republic Airways Holdings Inc. | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 | |
| Innovative Scientific Solutions, Inc. 401(k) Plan Innovative Scientific Solutions, Inc. | 2024 | |
| V.T. Construction, Inc. Retirement Savings Plan V.T. Construction, Inc. | 2024 |
People (101)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Lee Harden | President | Oct 2010 (16y) | ≈ 0% – 3.75% via Harden Capital, Llc | |
| Harden, Jennifer | Member | Oct 2010 (16y) | ≈ 0% – 3.75% via Harden Capital, Llc | |
| Werner, Elisha, Rochelle | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Aash Michael Shah | Registered representative | CFA | Jan 2018 (9y) | |
| Richard Lee Thawley | Registered representative | Jan 2018 (9y) | ||
| Robert Steven Farrell | Registered representative | Mar 2021 (5y) | ||
| Ronald Scott Means | Registered representative | May 2022 (4y) | ||
| Robin Mechlowitz Kaukonen | Registered representative | Aug 2022 (4y) | ||
| Cesar Duenas Sanchez | Registered representative | Nov 2022 (4y) | ||
| Richard Paul Cunningham | Registered representative | CFP | Jul 2023 (3y) | |
| Kristi Lee Sorensen | Registered representative | Jul 2023 (3y) | ||
| Heidi Kay Clark | Registered representative | Aug 2023 (3y) | ||
| Robert M Brown | Registered representative | Aug 2023 (3y) | ||
| Andrew Child | Registered representative | Aug 2023 (3y) | ||
| Jeremy Brian Evans | Registered representative | Aug 2023 (3y) | ||
| Richard Leslie Cunningham | Registered representative | Aug 2023 (3y) | ||
| Robert Scott Olah | Registered representative | Aug 2023 (3y) | ||
| Daniel Patrick Congram | Registered representative | Aug 2023 (3y) | ||
| Michael Allen Bloomer | Registered representative | Aug 2023 (3y) | ||
| Amy Melissa Brown | Registered representative | Aug 2023 (3y) | ||
| Marlys Ann Nash | Registered representative | Aug 2023 (3y) | ||
| Sharalee Elizabeth Pederson | Registered representative | Aug 2023 (3y) | ||
| Jessica Jean Wright | Registered representative | Aug 2023 (3y) | ||
| Terry Elbert Wengert | Registered representative | Aug 2023 (3y) | ||
| Justin J. Wheeler | Registered representative | Aug 2023 (3y) | ||
| Lance K Packer | Registered representative | Aug 2023 (3y) | ||
| Adam R Clark | Registered representative | Sep 2023 (3y) | ||
| Leonard Lamar Taylor | Registered representative | Sep 2023 (3y) | ||
| Agnes Carolyn Medina | Registered representative | Sep 2023 (3y) | ||
| Nathan Eldon Tanner Driggs | Registered representative | Sep 2023 (3y) | ||
| Marlow Lynn Felton | Registered representative | Sep 2023 (3y) | ||
| Keith Milton Crogan | Registered representative | Sep 2023 (3y) | ||
| Thiensa T. Nguyen | Registered representative | Sep 2023 (3y) | ||
| Jody Ann Wilson | Registered representative | Sep 2023 (3y) | ||
| Weston S Cordon | Registered representative | Sep 2023 (3y) | ||
| Louis Christian Stradling | Registered representative | Oct 2023 (3y) | ||
| James Stewart Staats | Registered representative | Oct 2023 (3y) | ||
| Reed Armstrong Meyer | Registered representative | Oct 2023 (3y) | ||
| Victoria E Martin | Registered representative | Oct 2023 (3y) | ||
| Gregory Robert Caldwell | Registered representative | Oct 2023 (3y) | ||
| Dennis P Despres | Registered representative | Nov 2023 (3y) | ||
| David Lawrence | Registered representative | Nov 2023 (3y) | ||
| Paul Franklin Paxton | Registered representative | Nov 2023 (3y) | ||
| Riley Packer | Registered representative | Dec 2023 (3y) | ||
| Jeffrey John Cox | Registered representative | Dec 2023 (3y) | ||
| Joshua Ekola | Registered representative | Jan 2024 (3y) | ||
| Kelly Anne Sauder | Registered representative | Jan 2024 (3y) | ||
| Adam Griggs | Registered representative | Jan 2024 (3y) | ||
| Corlan Robinson | Registered representative | Jan 2024 (3y) | ||
| Tamara Carbajal | Registered representative | Feb 2024 (2y) | ||
| John Wesley Mcgehee | Registered representative | Mar 2024 (2y) | ||
| Izabela Betlinska | Registered representative | Mar 2024 (2y) | ||
| Frank Andrew Gardanier | Registered representative | Apr 2024 (2y) | ||
| Suzy Giorgio | Registered representative | May 2024 (2y) | ||
| Adam B Wright | Registered representative | May 2024 (2y) | ||
| Bret Thomas Crowe | Registered representative | May 2024 (2y) | ||
| Danny Trane Webb | Registered representative | May 2024 (2y) | ||
| Lindsay Nelson | Registered representative | May 2024 (2y) | ||
| Colton Chad Tucker | Registered representative | Jul 2024 (2y) | ||
| Travis Ray Christiansen | Registered representative | Jul 2024 (2y) | ||
| Terry Samuel Hatch | Registered representative | Jul 2024 (2y) | ||
| Jeffrey Alan Taylor | Registered representative | Aug 2024 (2y) | ||
| Mark Douglas Jones | Registered representative | Aug 2024 (2y) | ||
| Christopher Joseph Manning | Registered representative | Sep 2024 (2y) | ||
| Seth Michael Griffin | Registered representative | Sep 2024 (2y) | ||
| Christopher Layton Claridge | Registered representative | Nov 2024 (2y) | ||
| Robert Anthony Sale | Registered representative | Nov 2024 (2y) | ||
| Tommy Call Jensen | Registered representative | Nov 2024 (2y) | ||
| Layne Curtis Jensen | Registered representative | Nov 2024 (2y) | ||
| Jeremy Todd Lytle | Registered representative | Dec 2024 (2y) | ||
| Kerri Leigh Farren | Registered representative | Jan 2025 (2y) | ||
| Sherman Peters Jones | Registered representative | Jan 2025 (2y) | ||
| Anthony Scott Knaubert | Registered representative | Jan 2025 (2y) | ||
| Timothy Irving Shumway | Registered representative | Jan 2025 (2y) | ||
| Boyd Jerod Pederson | Registered representative | Personal Financial Specialist | Jan 2025 (2y) | |
| Christopher Philip Ervin | Registered representative | Jan 2025 (2y) | ||
| Dallas S Davies | Registered representative | Feb 2025 (1y) | ||
| David William Peck | Registered representative | Mar 2025 (1y) | ||
| Janet Lee | Registered representative | Mar 2025 (1y) | ||
| Richard Keith Brown | Registered representative | Apr 2025 (1y) | ||
| Craig Alan Morrill | Registered representative | Apr 2025 (1y) | ||
| Alicia C Cruz Jones | Registered representative | May 2025 (1y) | ||
| Jeremy Alan Nansen | Registered representative | Jun 2025 (1y) | ||
| Matthew Harden | Registered representative | Jun 2025 (1y) | ||
| Christopher Wayne Losey | Registered representative | Aug 2025 (1y) | ||
| Sylvain David Templeman | Registered representative | Sep 2025 (1y) | ||
| Trevor Blaine Thompson | Registered representative | Sep 2025 (1y) | ||
| Nicholas Kelly Whitworth | Registered representative | Nov 2025 (1y) | ||
| Joseph Alan Turley | Registered representative | Dec 2025 (1y) | ||
| Heather Marie Church | Registered representative | CFP | Dec 2025 (1y) | |
| George Mcferren Kiebler | Registered representative | Jan 2026 (1y) | ||
| Gretchen Ricker | Registered representative | Jan 2026 (1y) | ||
| Nathan Elijah De La Cruz | Registered representative | Mar 2026 (0y) | ||
| James Golden Moore | Registered representative | Apr 2026 (0y) | ||
| Joseph Christopher Smith | Registered representative | Apr 2026 (0y) | ||
| Jonathon Garrett Whitson | Registered representative | Apr 2026 (0y) | ||
| Lai Mui Chu | Registered representative | Jun 2026 (0y) | ||
| David Cheng | Registered representative | Jun 2026 (0y) | ||
| Shirley Si Cheng | Registered representative | Jun 2026 (0y) | ||
| Lina Kuang Chan | Registered representative | Jul 2026 (0y) | ||
| Raymond Hao Wong | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Summit Global, Llc. | Owner | Dec 2020 | A | 75% or more |
| Harden Capital, Llc | Owner | Oct 2010 | A | Less than 5% |
| Harden Capital, Llc | Owner | Apr 2020 | B | ≈ 18.75% – 50% via Summit Global, Llc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Lee Harden: 50% – 75% of Harden Capital, Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Harden, Jennifer: 50% – 75% of Harden Capital, Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Harden Capital, Llc: 25% – 50% of Summit Global, Llc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $2.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sgi Timpanogos Fund, Lp | Hedge Fund | $2.9M | $250K | 8 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Republic Airways Holdings Inc. 401(k) Plan | Republic Airways Holdings Inc. | 6,342 | $578M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
| Innovative Scientific Solutions, Inc. 401(k) Plan | Innovative Scientific Solutions, Inc. | 123 | $17.1M | 01/01/2024 |
| V.T. Construction, Inc. Retirement Savings Plan | V.T. Construction, Inc. | 131 | $3.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ESTATE PLANNING & FINANCIAL PLANNING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $283M (12% of AUM) Jun 2026
- BNY Mellon $130M (7% of AUM) Jan 2026
- Charles Schwab & Co. $4.7M (0% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗