Compass Financial Management Llc
- Regulatory AUM
- $894M
- Discretionary
- $894M
- Clients
- 2,228
- Avg AUM / client
- $401K
- Accounts
- 3,799
- Employees
- 33
AUM over time
Annual snapshots from Form ADV filings · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,955 | $402M | 45.0% |
| High net worth individuals | 197 | $444M | 49.7% |
| Pension and profit sharing plans | 37 | $29.4M | 3.29% |
| Corporations and other businesses | 39 | $18.4M | 2.06% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 |
People (43)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Markowski | Director/Managing Member | Jul 2018 (8y) | 25% – 50% | |
| Matthew Markowski | Director/Cco/Managing Member | CFP | Jul 2018 (8y) | 25% – 50% |
| Michael John Markowski | Director/Managing Member | Jul 2018 (8y) | 25% – 50% | |
| Joseph William Dise | Registered representative | Aug 2020 (6y) | ||
| Joshua Manuel Markowski | Registered representative | Chartered Financial Consultant | Nov 2020 (6y) | |
| Kathryn Aiksnoras Dennen | Registered representative | Dec 2020 (6y) | ||
| Peter John Aiksnoras | Registered representative | Apr 2021 (5y) | ||
| Michael Thomas Lee | Registered representative | Aug 2021 (5y) | ||
| Frederick Eugene Mowery | Registered representative | Sep 2021 (5y) | ||
| Steven Craig Walstad | Registered representative | Dec 2021 (5y) | ||
| Michael Clarence Ferrin | Registered representative | Jun 2023 (3y) | ||
| James Robert Davenport | Registered representative | CFP | Sep 2023 (3y) | |
| Nathan Lee Wilson | Registered representative | Sep 2023 (3y) | ||
| Belinda Marie Lusk | Registered representative | Oct 2023 (3y) | ||
| John George Daniels | Registered representative | Oct 2023 (3y) | ||
| Elisea Tantuan Frishberg | Registered representative | Feb 2024 (2y) | ||
| Mark Alan Fleming | Registered representative | CFP | Jul 2024 (2y) | |
| Austin Gray Lowder | Registered representative | Aug 2024 (2y) | ||
| Jesse John Lipscomb | Registered representative | Oct 2024 (2y) | ||
| Geoffrey Mchale Garfield | Registered representative | Nov 2024 (2y) | ||
| Wendell Breneman Stewart | Registered representative | Dec 2024 (2y) | ||
| Harold Alan Schwartz | Registered representative | Jan 2025 (2y) | ||
| Robert David Zoda | Registered representative | CFP | Feb 2025 (1y) | |
| Kevin David Harwood | Registered representative | Mar 2025 (1y) | ||
| William Christian Gabrielsen | Registered representative | Apr 2025 (1y) | ||
| Scott Evan Greene | Registered representative | Apr 2025 (1y) | ||
| Justin Kelly | Registered representative | May 2025 (1y) | ||
| Albert Daniel Souza | Registered representative | Jul 2025 (1y) | ||
| Tanner Harwood | Registered representative | Sep 2025 (1y) | ||
| Bradley Arnold Allan | Registered representative | Dec 2025 (1y) | ||
| Jacob Johnson | Registered representative | Dec 2025 (1y) | ||
| Jesse Clifton Dove | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Michael Burgess | Registered representative | Jan 2026 (1y) | ||
| Gary Charles Haack | Registered representative | Feb 2026 (0y) | ||
| Andrew Ornoski | Registered representative | Feb 2026 (0y) | ||
| J'neanne Mary Theus | Registered representative | Feb 2026 (0y) | ||
| Cooper Carrier | Registered representative | Mar 2026 (0y) | ||
| Kyle Alan Ruiter | Registered representative | Mar 2026 (0y) | ||
| Matthew K Carrier | Registered representative | Mar 2026 (0y) | ||
| Riley Hagan | Registered representative | Mar 2026 (0y) | ||
| Christa Irwin | Registered representative | Apr 2026 (0y) | ||
| Jerry Judd | Registered representative | Jun 2026 (0y) | ||
| Robert Harwood | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.31 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $477M (53% of AUM) May 2026
- Fidelity Institutional Wealth Services $414M (46% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗