Symphony Financial, Ltd. Co.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 171816
· SEC file 801-79989
· Houston, TX
· thegreensagegroup.com
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 2,850
- Avg AUM / client
- $475K
- Accounts
- 4,178
- Employees
- 26
AUM over time
$75.0M
$1.4B
Oct 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Investments (13F portfolio — 315 positions, $755,031,086)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $37,506,712 | 481,279 | 4.97% | 2.77% |
| 2 | Nvidia Corporation | COM | $31,241,130 | 183,023 | 4.14% | 2.31% |
| 3 | Spdr Series Trust | STATE STREET SPD | $26,451,627 | 274,823 | 3.5% | 1.95% |
| 4 | American Centy Etf Tr | INTL EQT ETF | $25,479,118 | 305,877 | 3.37% | 1.88% |
| 5 | Pgim Etf Tr | PGIM ULTRA SH BD | $20,394,681 | 411,953 | 2.7% | 1.51% |
| 6 | Apple Inc | COM | $19,322,377 | 77,587 | 2.56% | 1.43% |
| 7 | Amazon Com Inc | COM | $17,201,916 | 83,383 | 2.28% | 1.27% |
| 8 | Spdr Gold Tr | GOLD SHS | $17,003,809 | 40,140 | 2.25% | 1.26% |
| 9 | Microsoft Corp | COM | $16,770,910 | 45,978 | 2.22% | 1.24% |
| 10 | Spdr Series Trust | STATE STREET SPD | $15,937,926 | 475,943 | 2.11% | 1.18% |
| 11 | Spdr Series Trust | STATE STREET SPD | $15,551,111 | 277,581 | 2.06% | 1.15% |
| 12 | American Centy Etf Tr | US SML CP VALU | $14,569,043 | 132,821 | 1.93% | 1.08% |
| 13 | Exxon Mobil Corp | COM | $12,725,470 | 73,656 | 1.69% | 0.94% |
| 14 | Alphabet Inc | CAP STK CL A | $12,491,998 | 44,209 | 1.65% | 0.92% |
| 15 | American Centy Etf Tr | AVANTIS EMGMKT | $12,230,522 | 155,627 | 1.62% | 0.9% |
| 16 | State Str Spdr S&P 500 Etf T | TR UNIT | $12,080,966 | 18,656 | 1.6% | 0.89% |
| 17 | Vanguard Index Fds | TOTAL STK MKT | $11,544,632 | 36,080 | 1.53% | 0.85% |
| 18 | Ishares Tr | RUSSELL 2000 ETF | $11,311,863 | 46,240 | 1.5% | 0.83% |
| 19 | Ishares Tr | CORE S&P500 ETF | $11,165,397 | 17,227 | 1.48% | 0.82% |
| 20 | Invesco Exchange Traded Fd T | S&P500 QUALITY | $10,685,082 | 144,255 | 1.42% | 0.79% |
| 21 | Broadcom Inc | COM | $10,274,648 | 33,977 | 1.36% | 0.76% |
| 22 | Johnson & Johnson | COM | $10,128,936 | 41,665 | 1.34% | 0.75% |
| 23 | Ishares Tr | CORE MSCI EAFE | $9,892,810 | 110,155 | 1.31% | 0.73% |
| 24 | Ishares Tr | GLB INFRASTR ETF | $9,694,557 | 145,790 | 1.28% | 0.72% |
| 25 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $9,096,512 | 179,802 | 1.2% | 0.67% |
Top 25 of 315 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,987 | $290M | 21.4% |
| High net worth individuals | 836 | $1.0B | 75.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $660K | 0.05% |
| Charitable organizations | 6 | $5.3M | 0.39% |
| Corporations and other businesses | 21 | $37.3M | 2.75% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan Spirit Airlines, Inc. | 2024 | |
| Jetblue Airways Retirement Plan Jetblue Airways Corporation | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Delta 401(k) Retirement Plan For Pilots Delta Air Lines, Inc. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (44)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amber Rene Walker | Chief Operating Officer | May 2014 (12y) | Less than 5% | |
| Wallace Carr Burgoyne | President, Managing Member And Chief Compliance Officer | CFP | May 2014 (12y) | 75% or more |
| David Alan Moeller | Chief Investment Officer | Aug 2015 (11y) | Less than 5% | |
| Brenda R.C. Jackson | Registered representative | Jul 2014 (12y) | ||
| Charles Perry Garland | Registered representative | Jul 2014 (12y) | ||
| Christian Daly Smaistrla | Registered representative | Jul 2014 (12y) | ||
| Gary Keith Greensage | Registered representative | Jul 2014 (12y) | ||
| Glenda Ruth Toon | Registered representative | Jul 2014 (12y) | ||
| William Earl Shank | Registered representative | Jul 2014 (12y) | ||
| Alejandro Alfonso Tapia | Registered representative | Jul 2014 (12y) | ||
| Dennis Ray Greensage | Registered representative | Jul 2014 (12y) | ||
| Michelle Ann Boeding | Registered representative | Sep 2016 (10y) | ||
| Anthony Dwayne Griffin | Registered representative | Jul 2017 (9y) | ||
| Timothy Bruce Grassman | Registered representative | Apr 2018 (8y) | ||
| Andrew Oak | Registered representative | Jan 2019 (8y) | ||
| Justin Purvis | Registered representative | Sep 2019 (7y) | ||
| Melissa Ann Brennan | Registered representative | CFP | Jan 2020 (7y) | |
| Marco Antonio Johnson | Registered representative | Jan 2020 (7y) | ||
| Elridge Nicholas Bollich | Registered representative | Mar 2022 (4y) | ||
| Joshua James Mcmillan | Registered representative | Jan 2023 (4y) | ||
| Ryan Lee Corkran | Registered representative | Jan 2023 (4y) | ||
| Sean Roth | Registered representative | Mar 2023 (3y) | ||
| Wayne Lilly | Registered representative | May 2023 (3y) | ||
| James Michael Barksdale | Registered representative | May 2023 (3y) | ||
| Sammy Dale Mc Leod | Registered representative | Jun 2023 (3y) | ||
| James Lawrence Armstrong | Registered representative | Aug 2023 (3y) | ||
| Kyle Martin Fritz | Registered representative | Feb 2024 (2y) | ||
| Reagan Magill Newton | Registered representative | Feb 2024 (2y) | ||
| Samer Hani Salha | Registered representative | Feb 2024 (2y) | ||
| Paul Abram Mc Cutchen | Registered representative | Mar 2024 (2y) | ||
| Michelle Roberts | Registered representative | Jun 2024 (2y) | ||
| Ben Harold Boyd | Registered representative | CFP | Dec 2024 (2y) | |
| Korosh Ataei | Registered representative | Jan 2025 (2y) | ||
| Huilian Zhang | Registered representative | Feb 2025 (1y) | ||
| Michael Donald Edwards | Registered representative | Apr 2025 (1y) | ||
| Kyle Thomas Campbell | Registered representative | Aug 2025 (1y) | ||
| Micah Reshawn Thomas | Registered representative | Aug 2025 (1y) | ||
| Samuel Labordus | Registered representative | Sep 2025 (1y) | ||
| Jared Lindsey Moore | Registered representative | Sep 2025 (1y) | ||
| Timothy Randall Miller | Registered representative | Sep 2025 (1y) | ||
| Vincent Ray Amalfi | Registered representative | Apr 2026 (0y) | ||
| Garry Robert Martin | Registered representative | Apr 2026 (0y) | ||
| Jeremy Miles Blumin | Registered representative | May 2026 (0y) | ||
| Nichole Carr | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan | Spirit Airlines, Inc. | 3,199 | $1.2B | 01/01/2024 |
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Delta 401(k) Retirement Plan For Pilots | Delta Air Lines, Inc. | 14,981 | $15.9B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 992 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- LPL Financial $964M (71% of AUM) Apr 2026
- Charles Schwab & Co. $292M (22% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗