Stonebridge Capital Advisors Llc
- Regulatory AUM
- $2.5B
- Discretionary
- $2.4B
- Clients
- 1,674
- Avg AUM / client
- $1.5M
- Accounts
- 3,151
- Employees
- 31
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,071 | $414M | 16.4% |
| High net worth individuals | 538 | $1.4B | 54.4% |
| Investment companies | 1 | $111M | 4.41% |
| Pension and profit sharing plans | Fewer than 5 clients | $10.4M | 0.41% |
| Charitable organizations | 31 | $146M | 5.79% |
| Other investment advisers | Fewer than 5 clients | $5.4M | 0.22% |
| Insurance companies | 15 | $364M | 14.4% |
| Corporations and other businesses | 18 | $97.3M | 3.86% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan Spirit Airlines, Inc. | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hippen, Allison | Shareholder | Dec 2000 (26y) | Less than 5% | |
| Young, Donald, W. | Shareholder | Feb 2001 (26y) | 10% – 25% | |
| Robert Alan Kincade | President, Chief Executive Officer, Chairman Of The Board | Nov 2001 (25y) | 25% – 50% | |
| Kincade, Lora, A | Shareholder | Jan 2017 (10y) | 5% – 10% | |
| Hume, Ronald, Carl | Executive Vice President, Board Of Directors | Sep 2018 (8y) | Less than 5% | |
| Schonberg, John, Kurt | Chief Investment Officer, Board Of Directors | Sep 2018 (8y) | Less than 5% | |
| Hippen, Dennis, Theodore | Board Of Directors | Jan 2019 (8y) | Less than 5% | |
| Hukriede, Heidi, Louise | Chief Operating Officer | Jan 2021 (6y) | Less than 5% | |
| Wessel, Lorrin | Chief Administrative Officer | Jan 2021 (6y) | Less than 5% | |
| Schmidt, Cathi, Lynne | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rock Gate, Llc | Shareholder | Feb 2015 | A | 10% – 25% |
| David C Chadima | Partner | Feb 2015 | B | ≈ 2.5% – 12.5% via Rock Gate, Llc |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David C Chadima: 25% – 50% of Rock Gate, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan | Spirit Airlines, Inc. | 3,199 | $1.2B | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (45% of AUM) Mar 2026
- Pershing $797M (32% of AUM) Mar 2026
- National Financial Services (Fidelity) $355M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗