Corient Private Wealth Lp
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 319448
· SEC file 801-124978
· Miami, FL
· www.youtube.com
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ADV data as of Jul 08, 2026
- Regulatory AUM
- $165B
- Discretionary
- $148B
- Clients
- 26,586
- Avg AUM / client
- $6.2M
- Accounts
- 113,752
- Employees
- 1,537
AUM over time
$0
$165B
Dec 2021
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Asset allocation (SMA assets by investment type)
as of Jul 08, 2026
Exchange-traded equities
$69.4B
42%
Registered investment companies (funds/ETFs)
$61.1B
37%
State & local bonds
$9.9B
6%
Cash & equivalents
$8.3B
5%
Other
$6.6B
4%
US government & agency bonds
$5.0B
3%
Investment-grade corporate bonds
$5.0B
3%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6,392 | $2.7B | 1.62% |
| High net worth individuals | 19,571 | $155B | 93.8% |
| Banking or thrift institutions | 1 | $1.0M | 0.0% |
| Investment companies | 7 | $73.8M | 0.04% |
| Pension and profit sharing plans | 97 | $1.2B | 0.7% |
| Charitable organizations | 311 | $3.5B | 2.13% |
| Other investment advisers | 4 | $245M | 0.15% |
| Insurance companies | 3 | $86.0M | 0.05% |
| Corporations and other businesses | 164 | $2.2B | 1.32% |
| Other | 36 | $285M | 0.17% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Tenth Mountain Endowment Fund Inc EIN 841210074 | Aspen, CO | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (636)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Macalpine, Kurt | Chief Executive Officer | Mar 2022 (4y) | Less than 5% | |
| Silcox, Julie, Lynn | Chief Marketing Officer | Mar 2022 (4y) | Less than 5% | |
| Akins, Scott, William | General Counsel | Jun 2022 (4y) | Less than 5% | |
| Gullan, Leonard, Lawrence Curle | Chief Operating Officer | Oct 2022 (4y) | Less than 5% | |
| Holmberg, Andrew, Mark | Head Of Solutions | Mar 2023 (3y) | Less than 5% | |
| Tobias Marin, Francisco | Chief Financial Officer | Jul 2023 (3y) | Less than 5% | |
| Watson, Peter, Yoshi | Head Of Alternatives | Jul 2023 (3y) | Less than 5% | |
| Stephen Chad Estep | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Andrew Haines Mcnamara | Registered representative | CFP | Sep 2022 (4y) | |
| Anna E. Diaz | Registered representative | CFP | Sep 2022 (4y) | |
| Brett Ryan Pernicano | Registered representative | CFP Chartered Financial Consultant CFA | Sep 2022 (4y) | |
| Erik Henry Nelson | Registered representative | CFP | Sep 2022 (4y) | |
| Jacob Thomas Erlendson | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Jeffrey Michael Gohsler | Registered representative | CFP CFA | Sep 2022 (4y) | |
| John Michael Peters | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Kendrick Akira Uyeda | Registered representative | Sep 2022 (4y) | ||
| Matthew Ross Adams | Registered representative | CFP | Sep 2022 (4y) | |
| Michael Nowlan Strauss | Registered representative | CFP | Sep 2022 (4y) | |
| Michael S Brown | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Raymond Mark Wernig | Registered representative | CFP | Sep 2022 (4y) | |
| Robert H. Bortnick | Registered representative | CFA | Oct 2022 (4y) | |
| Alexander Hallowell Martin | Registered representative | CFP | Oct 2022 (4y) | |
| Brett Michael Covert | Registered representative | CFP | Oct 2022 (4y) | |
| Brett Stephen Miller | Registered representative | CFP | Oct 2022 (4y) | |
| Charles Lovett Jordan | Registered representative | CFP | Oct 2022 (4y) | |
| Christopher Lee Boland | Registered representative | CFP | Oct 2022 (4y) | |
| Eric Alexander Harbert | Registered representative | CFP | Oct 2022 (4y) | |
| Herman Edward Freitag | Registered representative | CFP | Oct 2022 (4y) | |
| Jason Robert Cross | Registered representative | CFP | Oct 2022 (4y) | |
| Joshua Logan Monroe | Registered representative | CFP Chartered Financial Consultant | Oct 2022 (4y) | |
| Kenneth Warren Poe | Registered representative | CFP | Oct 2022 (4y) | |
| Lisa Lorraine Brown | Registered representative | CFP | Oct 2022 (4y) | |
| Nathaniel David Corbitt | Registered representative | CFP CFA | Oct 2022 (4y) | |
| Rhett Chase Mouchet | Registered representative | CFP | Oct 2022 (4y) | |
| Ryan Andrew Halpern | Registered representative | CFP Personal Financial Specialist | Oct 2022 (4y) | |
| Tenley Elizabeth Desjardins | Registered representative | CFP Personal Financial Specialist | Oct 2022 (4y) | |
| Thomas William Farmer | Registered representative | CFP | Oct 2022 (4y) | |
| Duke Eric Laflamme | Registered representative | CFA | Oct 2022 (4y) | |
| James A Gilloran | Registered representative | CFP | Oct 2022 (4y) | |
| Jennifer A Eustance | Registered representative | CFA | Oct 2022 (4y) | |
| Judith A Cranna | Registered representative | CFA | Oct 2022 (4y) | |
| Nicholas Richard Gaskell | Registered representative | CFA | Oct 2022 (4y) | |
| Robert Clarke Quinn | Registered representative | CFP CFA | Oct 2022 (4y) | |
| Antoinette E Russell | Registered representative | Oct 2022 (4y) | ||
| Austin Dodge Hoggan | Registered representative | CFP | Nov 2022 (4y) | |
| Alyssa Marie Otway | Registered representative | CFP | Nov 2022 (4y) | |
| Ashley Diane Nimon | Registered representative | CFP | Nov 2022 (4y) | |
| Brian Joshua Jacobs | Registered representative | CFP | Nov 2022 (4y) | |
| Casey Zistel Shure | Registered representative | CFP | Nov 2022 (4y) | |
| Derrick Joseph Goodenow | Registered representative | CFP | Nov 2022 (4y) | |
| Haley Paige Langan | Registered representative | CFP | Nov 2022 (4y) | |
| Justin Matthew Spike | Registered representative | CFP | Nov 2022 (4y) | |
| Kathryn Rose Riesberg | Registered representative | Nov 2022 (4y) | ||
| Michael Newman Mattise | Registered representative | CFP | Nov 2022 (4y) | |
| Max Elfenbein | Registered representative | Nov 2022 (4y) | ||
| Bryan Robert Blades | Registered representative | CFP | Nov 2022 (4y) | |
| Carl Michael Rosenfeld | Registered representative | CFP | Nov 2022 (4y) | |
| Edward George Rountree | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Stephen Paul Lack | Registered representative | Nov 2022 (4y) | ||
| Samuel Dexter Perry | Registered representative | CFA | Nov 2022 (4y) | |
| Wesley Joseph Kubesch | Registered representative | CFA | Nov 2022 (4y) | |
| Darren Lee Henderson | Registered representative | Nov 2022 (4y) | ||
| Gordon Hassenplug | Registered representative | Nov 2022 (4y) | ||
| Gregory James Walters | Registered representative | Nov 2022 (4y) | ||
| Michael Randall Phelps | Registered representative | Nov 2022 (4y) | ||
| Robinder Singh Saggu | Registered representative | CFA | Nov 2022 (4y) | |
| Alexander Farnum Stimpson | Registered representative | Nov 2022 (4y) | ||
| John P Mchugh | Registered representative | CFP | Nov 2022 (4y) | |
| Jamie Lynne Rizer | Registered representative | CFP | Nov 2022 (4y) | |
| Adam Charles Goldenberg | Registered representative | Nov 2022 (4y) | ||
| Brent Andrew Anderson | Registered representative | CFA | Nov 2022 (4y) | |
| Brian Michael Cloud | Registered representative | CFP | Nov 2022 (4y) | |
| Cassandra Humphreys Guerrero | Registered representative | CFP | Nov 2022 (4y) | |
| Christopher James Rachfal | Registered representative | CFA | Nov 2022 (4y) | |
| Carl Price Wagner | Registered representative | Nov 2022 (4y) | ||
| Dana Lynn Pingenot | Registered representative | CFP | Nov 2022 (4y) | |
| David John Jeffery | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Jessica Lindsay Boghetich | Registered representative | CFP | Nov 2022 (4y) | |
| James Alexander Herr | Registered representative | CFA | Nov 2022 (4y) | |
| Krista Lurea Hinton | Registered representative | CFP | Nov 2022 (4y) | |
| Kelly Gamble Mills | Registered representative | CFP | Nov 2022 (4y) | |
| Kelvin Maurice Murphy | Registered representative | CFP | Nov 2022 (4y) | |
| Laura Beth Maxfield | Registered representative | CFP | Nov 2022 (4y) | |
| Laura Blythe Lee | Registered representative | CFP | Nov 2022 (4y) | |
| Mary Elizabeth Lafield | Registered representative | CFA | Nov 2022 (4y) | |
| Steven Werner Novak | Registered representative | Nov 2022 (4y) | ||
| Charles Edward Thoele | Registered representative | CFA | Nov 2022 (4y) | |
| Gregory Thomas Bone | Registered representative | CFA | Nov 2022 (4y) | |
| James Spottswood Tardy | Registered representative | Nov 2022 (4y) | ||
| Jeremy Joseph Hudson | Registered representative | CFP | Nov 2022 (4y) | |
| Joanna Christine Jadlow | Registered representative | CFP | Nov 2022 (4y) | |
| Kenneth Mark Mcclanahan | Registered representative | CFP Chartered Financial Consultant | Nov 2022 (4y) | |
| Mark Charles Griege | Registered representative | Nov 2022 (4y) | ||
| Michael James Shockley | Registered representative | CFP | Nov 2022 (4y) | |
| Timothy Michael Weber | Registered representative | Nov 2022 (4y) | ||
| Todd Richard Amacher | Registered representative | CFP | Nov 2022 (4y) | |
| Aaron Timothy Armstrong | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Brandon Philip Dempsey | Registered representative | CFP | Nov 2022 (4y) | |
| Daniel Lawrence Due | Registered representative | CFP | Nov 2022 (4y) | |
| Eric Gerhard Shisler | Registered representative | CFA | Nov 2022 (4y) | |
| Gary John Marcinick | Registered representative | Nov 2022 (4y) | ||
| Isaiah Stephen Stidham | Registered representative | CFP | Nov 2022 (4y) | |
| Jeffrey E. Suchy | Registered representative | CFP | Nov 2022 (4y) | |
| Jessica Aeri Lee | Registered representative | Nov 2022 (4y) | ||
| John David Schuman | Registered representative | CFP | Nov 2022 (4y) | |
| Kevin William Wuebker | Registered representative | CFP | Nov 2022 (4y) | |
| Kyle Radabaugh | Registered representative | CFP | Nov 2022 (4y) | |
| Matthew Robert Ullmer | Registered representative | Nov 2022 (4y) | ||
| Michael David Kline | Registered representative | CFP | Nov 2022 (4y) | |
| Madeline Kay Hobbs | Registered representative | CFP | Nov 2022 (4y) | |
| Nolan Gladieux | Registered representative | CFA | Nov 2022 (4y) | |
| Scott Richard Kidwell | Registered representative | CFP | Nov 2022 (4y) | |
| Sonia Brinkman | Registered representative | Nov 2022 (4y) | ||
| Annika Ferris Cushnie | Registered representative | CFP | Nov 2022 (4y) | |
| Amanda Schiavone Valenti | Registered representative | CFP | Nov 2022 (4y) | |
| Michael Robert Dewitt | Registered representative | CFA | Nov 2022 (4y) | |
| Matthew Alan Broom | Registered representative | Nov 2022 (4y) | ||
| Thomas Carlton Presley | Registered representative | CFP Personal Financial Specialist | Nov 2022 (4y) | |
| Jeffrey Neil Bluestein | Registered representative | Dec 2022 (4y) | ||
| Randal Ian Goldstein | Registered representative | Dec 2022 (4y) | ||
| Robert Harry Bluestein | Registered representative | Dec 2022 (4y) | ||
| Cena Joyce Larsen | Registered representative | Dec 2022 (4y) | ||
| Evan William Reilly | Registered representative | Dec 2022 (4y) | ||
| James J Ciprich | Registered representative | CFP | Dec 2022 (4y) | |
| Jason Brent Beene | Registered representative | CFP | Dec 2022 (4y) | |
| Jonathan Jay Hochberg | Registered representative | Dec 2022 (4y) | ||
| Joseph Albert Zuccaro | Registered representative | Dec 2022 (4y) | ||
| Jonathan Alex Gulman | Registered representative | Dec 2022 (4y) | ||
| Kenneth Arthur Smith | Registered representative | CFA | Dec 2022 (4y) | |
| Kevin Charles Laplena | Registered representative | Dec 2022 (4y) | ||
| Kory Ray Bachman | Registered representative | Dec 2022 (4y) | ||
| Alex Christian Coriddi | Registered representative | Dec 2022 (4y) | ||
| Barbara Christina Bilello | Registered representative | Dec 2022 (4y) | ||
| Chadderdon Ward O'brien | Registered representative | CFP | Dec 2022 (4y) | |
| Dilan Austin Kluge | Registered representative | Dec 2022 (4y) | ||
| Eric Chen | Registered representative | CFP | Dec 2022 (4y) | |
| Gerald Matthew Korey | Registered representative | CFP | Dec 2022 (4y) | |
| Jeffrey Thomas Boyer | Registered representative | Dec 2022 (4y) | ||
| Lisa Marie Neira | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew Henry Masterson | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew John Mignon | Registered representative | Dec 2022 (4y) | ||
| Matthew Landstad Holden | Registered representative | Dec 2022 (4y) | ||
| Matthew Ogus | Registered representative | Dec 2022 (4y) | ||
| Peter Joseph O'neill | Registered representative | CFP | Dec 2022 (4y) | |
| Zachary Adam Morse | Registered representative | CFP | Dec 2022 (4y) | |
| Robert David Pettit | Registered representative | Dec 2022 (4y) | ||
| Michael John Pappachristou | Registered representative | CFP | Dec 2022 (4y) | |
| Abigail M Rosen | Registered representative | CFP | Dec 2022 (4y) | |
| Adam H Katz | Registered representative | Dec 2022 (4y) | ||
| Benjamin Stephen Sax | Registered representative | Dec 2022 (4y) | ||
| Boris D Yu | Registered representative | CFA | Dec 2022 (4y) | |
| Chad Albert Jaffee | Registered representative | CFP | Dec 2022 (4y) | |
| James William Reilly | Registered representative | CFP | Dec 2022 (4y) | |
| Jennie F Sowers | Registered representative | CFP | Dec 2022 (4y) | |
| Michael Carl Theesfeld | Registered representative | Dec 2022 (4y) | ||
| Michael J Finkel | Registered representative | Dec 2022 (4y) | ||
| Sagar Kishor Shah | Registered representative | CFA | Dec 2022 (4y) | |
| Steven George Smith | Registered representative | Dec 2022 (4y) | ||
| David Michael Spungen | Registered representative | Dec 2022 (4y) | ||
| Eileen Marie Stevens | Registered representative | CFP | Dec 2022 (4y) | |
| Eric Scott Bodner | Registered representative | Dec 2022 (4y) | ||
| George W Saltonstall | Registered representative | CFA | Dec 2022 (4y) | |
| Michael Ronald Steiner | Registered representative | CFP | Dec 2022 (4y) | |
| Adam Wendell Larson | Registered representative | CFA | Dec 2022 (4y) | |
| Alexandra Lori Keelty | Registered representative | CFP | Dec 2022 (4y) | |
| Andrew R Lundin | Registered representative | CFP | Dec 2022 (4y) | |
| Anthony Armond Dinverno | Registered representative | CFP | Dec 2022 (4y) | |
| Austin Robert Mc Donnell | Registered representative | CFP | Dec 2022 (4y) | |
| Baili Hanyuan Roy | Registered representative | CFP | Dec 2022 (4y) | |
| Charles Edward Murin | Registered representative | CFP | Dec 2022 (4y) | |
| Christopher Ryan Jay | Registered representative | CFP | Dec 2022 (4y) | |
| Cole M. Douglas | Registered representative | Dec 2022 (4y) | ||
| Darryl Jonathan Newman | Registered representative | CFP | Dec 2022 (4y) | |
| David Arthur Deschamps | Registered representative | CFP | Dec 2022 (4y) | |
| Heather Lea Locus | Registered representative | CFP | Dec 2022 (4y) | |
| James Boniface King | Registered representative | CFP | Dec 2022 (4y) | |
| John Dee Smith | Registered representative | CFP | Dec 2022 (4y) | |
| Jonathan Sheldon Baker | Registered representative | CFA | Dec 2022 (4y) | |
| Joseph Michael Foltz | Registered representative | CFP | Dec 2022 (4y) | |
| Joshua Hunter Larson | Registered representative | CFP | Dec 2022 (4y) | |
| Julie Lynn Bucaro | Registered representative | CFP | Dec 2022 (4y) | |
| Kristina Nicole Denton | Registered representative | Dec 2022 (4y) | ||
| Kurt James Wittmeyer | Registered representative | CFP | Dec 2022 (4y) | |
| Leslie Kate Girote | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew Bernard Kocanda | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew Joseph Foltz | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew Scott Reznik | Registered representative | CFP CFA | Dec 2022 (4y) | |
| Matthew Steven Mikula | Registered representative | CFP | Dec 2022 (4y) | |
| Melissa Lauren Weisz | Registered representative | CFP CFA | Dec 2022 (4y) | |
| Michael Jay Denton | Registered representative | CFP | Dec 2022 (4y) | |
| Neil Anthony Teubel | Registered representative | CFP | Dec 2022 (4y) | |
| Nicholas Cal Cosky | Registered representative | CFP | Dec 2022 (4y) | |
| Nicholas G. Kerger | Registered representative | CFP | Dec 2022 (4y) | |
| Sean Thomas Knoerzer | Registered representative | CFP | Dec 2022 (4y) | |
| Steven Patrick Hollon | Registered representative | CFP | Dec 2022 (4y) | |
| Thomas Frank Collar | Registered representative | CFP | Dec 2022 (4y) | |
| William Carroll Vaughan | Registered representative | Dec 2022 (4y) | ||
| Jennifer Sunyoung Chung | Registered representative | CFP | Dec 2022 (4y) | |
| Charles Samuel Gofen | Registered representative | CFA | Dec 2022 (4y) | |
| Daniel John Sobol | Registered representative | Dec 2022 (4y) | ||
| James Gordon Borovsky | Registered representative | Dec 2022 (4y) | ||
| John Joseph Ptak | Registered representative | CFA | Dec 2022 (4y) | |
| Julie Roman | Registered representative | CFA | Dec 2022 (4y) | |
| Mary Patricia Mckinley | Registered representative | CFA | Dec 2022 (4y) | |
| Michael A Benoit | Registered representative | CFA | Dec 2022 (4y) | |
| Molly Bergin Carl | Registered representative | CFA | Dec 2022 (4y) | |
| Patricia Dampf Sklar | Registered representative | CFP CFA | Dec 2022 (4y) | |
| Joseph Berkson Glossberg | Registered representative | CFA Chartered Investment Counselor | Jan 2023 (4y) | |
| Peter Behr Kupferberg | Registered representative | Jan 2023 (4y) | ||
| Jeremy A Kisner | Registered representative | CFP | Jan 2023 (4y) | |
| Jack Nicholas Geise | Registered representative | CFP | Jan 2023 (4y) | |
| Joshua David Cantor | Registered representative | Jan 2023 (4y) | ||
| Bryan Daniel Smalley | Registered representative | Jan 2023 (4y) | ||
| Andrew Ferris Boothe | Registered representative | Jan 2023 (4y) | ||
| April Michelle Sullivan | Registered representative | Jan 2023 (4y) | ||
| Andrew Duncan Porter | Registered representative | Jan 2023 (4y) | ||
| Catherine Ann Pitts | Registered representative | CFP | Jan 2023 (4y) | |
| Connor John Lightfield | Registered representative | Jan 2023 (4y) | ||
| Danning Zhao | Registered representative | CFA | Jan 2023 (4y) | |
| Jeffrey Nmn Lin | Registered representative | Jan 2023 (4y) | ||
| Justin Rodman Mandly | Registered representative | Jan 2023 (4y) | ||
| Kc Richard Corkery | Registered representative | Jan 2023 (4y) | ||
| Steven Robinson Rehmus | Registered representative | Jan 2023 (4y) | ||
| Zachary Aaron Herlick | Registered representative | Jan 2023 (4y) | ||
| Adrian Sancho | Registered representative | Jan 2023 (4y) | ||
| Henry Paul Renard | Registered representative | Jan 2023 (4y) | ||
| Lauren E. Waldo | Registered representative | CFP | Jan 2023 (4y) | |
| Michael C. Ajello | Registered representative | Jan 2023 (4y) | ||
| Philip S. Lawrence | Registered representative | Jan 2023 (4y) | ||
| Richard Chesterton | Registered representative | CFA | Jan 2023 (4y) | |
| Richard Wells Hagner | Registered representative | Jan 2023 (4y) | ||
| Robert Kent Maddock | Registered representative | Jan 2023 (4y) | ||
| Allison Anne Lyons | Registered representative | CFP | Jan 2023 (4y) | |
| Jun Gu | Registered representative | CFA | Jan 2023 (4y) | |
| Shelli Pakebusch Bouillion | Registered representative | CFP | Jan 2023 (4y) | |
| Sital Rahman | Registered representative | Jan 2023 (4y) | ||
| Yonghui Huang | Registered representative | CFP | Jan 2023 (4y) | |
| James R Sonneborn | Registered representative | CFP | Feb 2023 (3y) | |
| Robert T Ellis | Registered representative | CFA | Feb 2023 (3y) | |
| Amy Kong | Registered representative | CFA | Feb 2023 (3y) | |
| Christina Ann Bater | Registered representative | CFP | Feb 2023 (3y) | |
| Edwin Wells Beck | Registered representative | Feb 2023 (3y) | ||
| Michael David Wik | Registered representative | CFA | Feb 2023 (3y) | |
| Robert Lawrence Meyer | Registered representative | CFA | Feb 2023 (3y) | |
| Anne Spencer Delaney | Registered representative | Feb 2023 (3y) | ||
| Bligh Bjarnason | Registered representative | CFP | Feb 2023 (3y) | |
| Carmen Alexandra Iamandii | Registered representative | Feb 2023 (3y) | ||
| Derek Ashton Crump | Registered representative | Feb 2023 (3y) | ||
| Ghazaleh Nekui | Registered representative | CFA | Feb 2023 (3y) | |
| Joseph Patrick Strecker | Registered representative | Feb 2023 (3y) | ||
| Jordan Taylor Peterson | Registered representative | Feb 2023 (3y) | ||
| Keith R Capasso | Registered representative | Feb 2023 (3y) | ||
| Matthew Christopher Kane | Registered representative | Feb 2023 (3y) | ||
| Matthew Lee Day | Registered representative | Feb 2023 (3y) | ||
| Michael Christian Brooks | Registered representative | CFP | Feb 2023 (3y) | |
| Nathaniel Taylor Haskell | Registered representative | CFA | Feb 2023 (3y) | |
| Peder Andrew Schmitz | Registered representative | Feb 2023 (3y) | ||
| Taylor Louis Koivu | Registered representative | Feb 2023 (3y) | ||
| Troy Collins Wingfield | Registered representative | CFA | Feb 2023 (3y) | |
| Tyler Scott Ward Gaspard | Registered representative | CFP | Feb 2023 (3y) | |
| Brian Douglas Orton | Registered representative | Feb 2023 (3y) | ||
| Duane Michael Hirsch | Registered representative | CFP | Feb 2023 (3y) | |
| William James Walsh | Registered representative | CFP | Feb 2023 (3y) | |
| Christopher John Burke | Registered representative | Feb 2023 (3y) | ||
| Craige Marcello Bertero | Registered representative | Mar 2023 (3y) | ||
| Sean Patrick O'connor | Registered representative | Mar 2023 (3y) | ||
| Theodore William Beebe | Registered representative | Mar 2023 (3y) | ||
| Clinton Paul Barber | Registered representative | Mar 2023 (3y) | ||
| Daniel Thomas Gaukel | Registered representative | CFP | Mar 2023 (3y) | |
| Jason Todd Benowitz | Registered representative | CFA | Mar 2023 (3y) | |
| Joseph Robert Cuda | Registered representative | Mar 2023 (3y) | ||
| Konstantin Bystritsky | Registered representative | CFP | Mar 2023 (3y) | |
| Steven Cantillo | Registered representative | CFP | Mar 2023 (3y) | |
| Jasmyn Bettina Vickery | Registered representative | CFP | Mar 2023 (3y) | |
| Joseph Robert Giorgio | Registered representative | Mar 2023 (3y) | ||
| Matthew Joseph Krauss | Registered representative | CFA | Mar 2023 (3y) | |
| Andrew Kapyrin | Registered representative | Mar 2023 (3y) | ||
| Brian Harold Alexander Kazanchy | Registered representative | CFA | Mar 2023 (3y) | |
| Chad Aaron Mcdonnell | Registered representative | CFP | Mar 2023 (3y) | |
| Charles Alfred Bryant | Registered representative | Mar 2023 (3y) | ||
| Glenn Tammen Rippey | Registered representative | CFA | Mar 2023 (3y) | |
| Ian T Harvey | Registered representative | CFP | Mar 2023 (3y) | |
| Jeffrey Robert Rode | Registered representative | CFA | Mar 2023 (3y) | |
| John Norman Roberts | Registered representative | Mar 2023 (3y) | ||
| Keith William Minogue | Registered representative | Mar 2023 (3y) | ||
| Lesley Anne Draper | Registered representative | Mar 2023 (3y) | ||
| Michael James Klinger | Registered representative | CFP | Mar 2023 (3y) | |
| Timothy Robert Rich | Registered representative | CFA | Mar 2023 (3y) | |
| Victoria Kelso Cunningham | Registered representative | Mar 2023 (3y) | ||
| Thomas Patrick Mc Grath | Registered representative | CFA | Apr 2023 (3y) | |
| Savannah Guy | Registered representative | CFP | Apr 2023 (3y) | |
| Brett Alan Williams | Registered representative | May 2023 (3y) | ||
| Christopher M Halaska | Registered representative | May 2023 (3y) | ||
| David John Jesulaitis | Registered representative | May 2023 (3y) | ||
| Dylan Chase Mc Dowell | Registered representative | CFP | May 2023 (3y) | |
| Graydon Douglas Oliver | Registered representative | May 2023 (3y) | ||
| Gianna Elise Nunn | Registered representative | CFP | May 2023 (3y) | |
| Jason Noah Danziger | Registered representative | CFP | May 2023 (3y) | |
| Joanna Johnson Fetter | Registered representative | May 2023 (3y) | ||
| John Terrance Lytle | Registered representative | May 2023 (3y) | ||
| Jessica Feng Hui Lim | Registered representative | May 2023 (3y) | ||
| Ryan Wesley Fletcher | Registered representative | May 2023 (3y) | ||
| William Miles Marks | Registered representative | May 2023 (3y) | ||
| Zachary David Turman | Registered representative | May 2023 (3y) | ||
| Clayton Blake Mcwherter | Registered representative | May 2023 (3y) | ||
| Christopher David Carter | Registered representative | CFA | May 2023 (3y) | |
| Henry James Lartigue | Registered representative | CFA | May 2023 (3y) | |
| Lauren Jessica Blaney Mc Gowan | Registered representative | CFP | May 2023 (3y) | |
| John Glenn Macri | Registered representative | CFP | Jun 2023 (3y) | |
| Regis R Dillon | Registered representative | CFP CFA | Jun 2023 (3y) | |
| Thomas David Cordovano | Registered representative | CFP | Jun 2023 (3y) | |
| Daniel James Bickel | Registered representative | Jun 2023 (3y) | ||
| Francesco J Scorsone | Registered representative | CFP | Jun 2023 (3y) | |
| Calvin Brooks Mccutchen | Registered representative | CFA | Jun 2023 (3y) | |
| Daren Toy | Registered representative | CFA | Jun 2023 (3y) | |
| Shaun Michael Miller | Registered representative | CFA | Jul 2023 (3y) | |
| Christopher Keller | Registered representative | Jul 2023 (3y) | ||
| Lisa Marie Binkley | Registered representative | Jul 2023 (3y) | ||
| Patrick Shepherd | Registered representative | Jul 2023 (3y) | ||
| Adrian Devoto | Registered representative | Aug 2023 (3y) | ||
| Alfredo Larosa | Registered representative | Aug 2023 (3y) | ||
| Charles Day Lutz | Registered representative | Aug 2023 (3y) | ||
| Fernanda Novaes | Registered representative | Aug 2023 (3y) | ||
| Howard Hearn Lutz | Registered representative | Aug 2023 (3y) | ||
| Isidoro Korngold | Registered representative | Aug 2023 (3y) | ||
| John Leo Kauth | Registered representative | Aug 2023 (3y) | ||
| John Maurice Hennessy | Registered representative | Aug 2023 (3y) | ||
| Kenneth Marck Korngold | Registered representative | Aug 2023 (3y) | ||
| Jeffrey Lawrence Slepian | Registered representative | Aug 2023 (3y) | ||
| Bruce Allen Wimberly | Registered representative | Aug 2023 (3y) | ||
| Ashley Kristen Rissolo | Registered representative | CFA | Sep 2023 (3y) | |
| Grace Ryan Flesher | Registered representative | CFP | Sep 2023 (3y) | |
| Sabrina Priscilia Martins | Registered representative | Sep 2023 (3y) | ||
| Linsey Nicole Winkler | Registered representative | CFP | Oct 2023 (3y) | |
| John Christopher Harrington | Registered representative | CFP | Oct 2023 (3y) | |
| Samuel Gerald Hacker | Registered representative | Oct 2023 (3y) | ||
| John Sebastian Paolella | Registered representative | Oct 2023 (3y) | ||
| Rachel K Holbrook | Registered representative | CFP | Oct 2023 (3y) | |
| Claire Buechele Foster | Registered representative | CFP | Oct 2023 (3y) | |
| Bret James Horsfield | Registered representative | CFP | Oct 2023 (3y) | |
| Brian Todd Shupe | Registered representative | CFA | Oct 2023 (3y) | |
| James Michael Leach | Registered representative | CFA | Oct 2023 (3y) | |
| Matthew Brian Ulsas | Registered representative | CFP | Oct 2023 (3y) | |
| Mark A Wittleder | Registered representative | CFP | Oct 2023 (3y) | |
| Randall Dean Clark | Registered representative | CFP | Oct 2023 (3y) | |
| Robert Stephen Kaspar | Registered representative | Oct 2023 (3y) | ||
| Sandra Ruth Villiger | Registered representative | CFP | Oct 2023 (3y) | |
| Leonard F Dolan | Registered representative | Nov 2023 (3y) | ||
| Lorin Baisden Bridge | Registered representative | Nov 2023 (3y) | ||
| Millisa Newberg | Registered representative | Nov 2023 (3y) | ||
| Robert Joseph Hanlon | Registered representative | CFA | Nov 2023 (3y) | |
| Kavin Kumaran Hariharan | Registered representative | Nov 2023 (3y) | ||
| Paula Tatiana Pickel | Registered representative | CFP | Nov 2023 (3y) | |
| Sarah Bracewell | Registered representative | Nov 2023 (3y) | ||
| Lauren Elizabeth Thompson | Registered representative | Dec 2023 (3y) | ||
| Lindsay Alexandra Conaway | Registered representative | Dec 2023 (3y) | ||
| Austin Thomas Allen | Registered representative | CFP | Dec 2023 (3y) | |
| David C. Mc Cabe | Registered representative | Dec 2023 (3y) | ||
| Michael Johann Zoller | Registered representative | Dec 2023 (3y) | ||
| Olivia Herzog | Registered representative | Jan 2024 (3y) | ||
| Samuel D Frankfort | Registered representative | Jan 2024 (3y) | ||
| Sanjay George | Registered representative | Jan 2024 (3y) | ||
| Brian D Moore | Registered representative | Jan 2024 (3y) | ||
| Matthew Robert Johnson | Registered representative | CFP CFA | Jan 2024 (3y) | |
| Samuel Reese Onstead | Registered representative | Jan 2024 (3y) | ||
| David Michael Harris | Registered representative | Jan 2024 (3y) | ||
| Jacob Alexander Hilton | Registered representative | Jan 2024 (3y) | ||
| Daniel Earl Boldon | Registered representative | CFP | Jan 2024 (3y) | |
| Mark Alan Ziehr | Registered representative | CFA | Feb 2024 (2y) | |
| Matthew John Ward | Registered representative | CFA | Mar 2024 (2y) | |
| Brian Robert Hebert | Registered representative | CFP | Mar 2024 (2y) | |
| David Matthew Hobbs | Registered representative | CFP CFA | Mar 2024 (2y) | |
| Bradley Joseph Beyer | Registered representative | CFP | Apr 2024 (2y) | |
| Brendan Michael Manna | Registered representative | CFP | Apr 2024 (2y) | |
| Alexander Harrison Keller | Registered representative | CFA | Apr 2024 (2y) | |
| Carsten Lester | Registered representative | CFP | Apr 2024 (2y) | |
| Nicholas James Karsatos | Registered representative | CFP | Apr 2024 (2y) | |
| Meagan Elizabeth O'shaughnessy | Registered representative | May 2024 (2y) | ||
| Zachary A Sandoval | Registered representative | May 2024 (2y) | ||
| Gregg S Konopaske | Registered representative | CFP | May 2024 (2y) | |
| Jamaal Richard Henry | Registered representative | CFP | May 2024 (2y) | |
| John Langford | Registered representative | CFP | Jun 2024 (2y) | |
| Gregory Allen Dimarzio | Registered representative | CFA | Jun 2024 (2y) | |
| Quentin Tawna Hubbard | Registered representative | Jun 2024 (2y) | ||
| Nichole Hurst Adams | Registered representative | Jun 2024 (2y) | ||
| Alexis Renae Gayhart | Registered representative | CFP | Jun 2024 (2y) | |
| Mark Jeffrey Baniewicz | Registered representative | CFP | Jun 2024 (2y) | |
| Matthew Paul Cassano | Registered representative | Jun 2024 (2y) | ||
| Troy Paul Nunes | Registered representative | Jun 2024 (2y) | ||
| Thomas Mc Donnell | Registered representative | Jun 2024 (2y) | ||
| Alfred Slatten Bryant | Registered representative | CFA | Jun 2024 (2y) | |
| Thomas William Powell | Registered representative | Jun 2024 (2y) | ||
| Terence Conway Sullivan | Registered representative | Jul 2024 (2y) | ||
| Christine Louise Jemison | Registered representative | Jul 2024 (2y) | ||
| Lane Patrick Hustead | Registered representative | CFA | Jul 2024 (2y) | |
| Mark Hermann Renz | Registered representative | CFA | Jul 2024 (2y) | |
| Robert Drew Bodner | Registered representative | Jul 2024 (2y) | ||
| Jack Michael Gartlan | Registered representative | Aug 2024 (2y) | ||
| Riley William Twiss Noonan | Registered representative | Aug 2024 (2y) | ||
| Joshua Scott Mayor | Registered representative | CFP | Aug 2024 (2y) | |
| William Mccomas Byron | Registered representative | Aug 2024 (2y) | ||
| Erik M Russell | Registered representative | CFP | Aug 2024 (2y) | |
| George David Suarez | Registered representative | Aug 2024 (2y) | ||
| Kevin William Brown | Registered representative | Aug 2024 (2y) | ||
| Keith David Stoloff | Registered representative | Aug 2024 (2y) | ||
| Scot Laurence Hunter | Registered representative | Aug 2024 (2y) | ||
| Allan Michael Budelman | Registered representative | Aug 2024 (2y) | ||
| John Andrew Griffin | Registered representative | CFP | Aug 2024 (2y) | |
| Jonathan Christopher Holt | Registered representative | Aug 2024 (2y) | ||
| Jon Richard Peterson | Registered representative | CFP | Sep 2024 (2y) | |
| Madison Des Raj Taneja | Registered representative | CFP | Sep 2024 (2y) | |
| Isaac Olumide Babalola | Registered representative | CFP | Sep 2024 (2y) | |
| Katlyn Beth Valencia | Registered representative | CFP | Sep 2024 (2y) | |
| Adem Abate | Registered representative | Sep 2024 (2y) | ||
| Megan Ann Schwinger | Registered representative | Sep 2024 (2y) | ||
| Katelynn Starr Bresler | Registered representative | Oct 2024 (2y) | ||
| John Thomas Ligget | Registered representative | Oct 2024 (2y) | ||
| Alexa Schmidt | Registered representative | Oct 2024 (2y) | ||
| James Richard Escobar | Registered representative | CFP | Oct 2024 (2y) | |
| Ludovic Pierre Thomasson | Registered representative | CFP | Nov 2024 (2y) | |
| Elizabeth Lawrence Revenko | Registered representative | CFP | Nov 2024 (2y) | |
| John Yo Han Kim | Registered representative | CFA | Nov 2024 (2y) | |
| Kyle Patrick Benner | Registered representative | CFP | Nov 2024 (2y) | |
| Michael Ronald Navone | Registered representative | Nov 2024 (2y) | ||
| Paul Lambert Perrino | Registered representative | CFA | Nov 2024 (2y) | |
| Sandeep Narendir Soorya | Registered representative | Nov 2024 (2y) | ||
| Sean Patrick Stannard Stockton | Registered representative | CFA | Nov 2024 (2y) | |
| Shilpa Girish Andalkar | Registered representative | CFP | Nov 2024 (2y) | |
| Thomas Dooley Mason | Registered representative | Nov 2024 (2y) | ||
| Drew Michael Serres | Registered representative | Nov 2024 (2y) | ||
| Nicole Halliday Campbell | Registered representative | Nov 2024 (2y) | ||
| Aaron J Dym | Registered representative | CFP CFA | Dec 2024 (2y) | |
| Chris Martin Johnson | Registered representative | Jan 2025 (2y) | ||
| Meghan Shay O'donnell | Registered representative | Jan 2025 (2y) | ||
| Todd B Youngs | Registered representative | CFA | Jan 2025 (2y) | |
| Kelly Ann Feldmann | Registered representative | CFP | Jan 2025 (2y) | |
| Christopher Alden Copps | Registered representative | Jan 2025 (2y) | ||
| Andrew Yoontae Kim | Registered representative | Jan 2025 (2y) | ||
| Darin Glen Tuttle | Registered representative | CFA | Jan 2025 (2y) | |
| Peyton Ross Eckert | Registered representative | CFP | Jan 2025 (2y) | |
| Alberto Alejandro Segovia | Registered representative | Jan 2025 (2y) | ||
| Patrick Bevan | Registered representative | CFP | Jan 2025 (2y) | |
| Daniel Paul Damond | Registered representative | Feb 2025 (1y) | ||
| Allen Hagop Injijian | Registered representative | Feb 2025 (1y) | ||
| Alexandra Weyrauch | Registered representative | CFP | Feb 2025 (1y) | |
| Brian Robert Sullivan | Registered representative | Feb 2025 (1y) | ||
| Meghan Christina Grainer | Registered representative | CFP | Feb 2025 (1y) | |
| Matthew Peter Di Luccio | Registered representative | Feb 2025 (1y) | ||
| Robert David Wedeking | Registered representative | CFA | Feb 2025 (1y) | |
| Sylwia Koc Marano | Registered representative | CFP | Feb 2025 (1y) | |
| John S Law | Registered representative | CFA | Feb 2025 (1y) | |
| Jonathan Miller Mc Nitt | Registered representative | CFP | Feb 2025 (1y) | |
| William Prescott Bush | Registered representative | Feb 2025 (1y) | ||
| Samrat Singh | Registered representative | Feb 2025 (1y) | ||
| Gregory James Simpson | Registered representative | CFA | Feb 2025 (1y) | |
| Timothy Joseph Wheelwright | Registered representative | CFP | Feb 2025 (1y) | |
| Randall Alexander Hale | Registered representative | Feb 2025 (1y) | ||
| Xavier Perfecto Cardoza | Registered representative | Feb 2025 (1y) | ||
| Eric A Smith | Registered representative | CFP | Mar 2025 (1y) | |
| Katharine Emory Osborne | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Riley Davis Robinson | Registered representative | Mar 2025 (1y) | ||
| Alicia Johnson Byrnes | Registered representative | Apr 2025 (1y) | ||
| Brian David Mirman | Registered representative | May 2025 (1y) | ||
| Elise Orton | Registered representative | May 2025 (1y) | ||
| George Chaddwick Mason | Registered representative | May 2025 (1y) | ||
| Louis Abraham Shaff | Registered representative | May 2025 (1y) | ||
| Michelle Lynn Alsobrook | Registered representative | May 2025 (1y) | ||
| Amanda Knode Hill | Registered representative | CFP | May 2025 (1y) | |
| Erin Lee Patak | Registered representative | CFP CFA | May 2025 (1y) | |
| Michael Chandler Shively | Registered representative | May 2025 (1y) | ||
| Nan M Nge | Registered representative | May 2025 (1y) | ||
| Julian Bryen | Registered representative | Jun 2025 (1y) | ||
| Clayton William Haak | Registered representative | Jun 2025 (1y) | ||
| William Cole Taylor | Registered representative | CFP | Jun 2025 (1y) | |
| Michael John Pritts | Registered representative | CFP CFA | Jun 2025 (1y) | |
| Jordan M Wessell | Registered representative | Jun 2025 (1y) | ||
| Michael Bailey Mayer | Registered representative | CFP | Jun 2025 (1y) | |
| Evan Joseph Hausmann | Registered representative | Jun 2025 (1y) | ||
| Aaron M Motai | Registered representative | CFP | Jun 2025 (1y) | |
| Scott Anthony Maiberger | Registered representative | Jun 2025 (1y) | ||
| William Benjamin Gamson | Registered representative | Jul 2025 (1y) | ||
| Katherine Anne Lidl | Registered representative | CFP | Jul 2025 (1y) | |
| Tayler Mckenzie Mullen | Registered representative | Jul 2025 (1y) | ||
| Matthew Jeffrey Allen | Registered representative | CFP | Jul 2025 (1y) | |
| Ryan Kidston Murray | Registered representative | CFP | Jul 2025 (1y) | |
| Jacob D Koller | Registered representative | Jul 2025 (1y) | ||
| Tyrell Blake Marchant | Registered representative | Jul 2025 (1y) | ||
| Douglas Mcmorris Brown | Registered representative | CFP | Jul 2025 (1y) | |
| Luis Javier Chaveste Monroy | Registered representative | Jul 2025 (1y) | ||
| Cameron Dunn | Registered representative | Jul 2025 (1y) | ||
| Marshall Branch Alexander | Registered representative | Jul 2025 (1y) | ||
| Nadezhda Yurievna Erinchek | Registered representative | Jul 2025 (1y) | ||
| Isaac Gwinn | Registered representative | CFP | Aug 2025 (1y) | |
| Mukund Madabhushi | Registered representative | Aug 2025 (1y) | ||
| Matthew Jordan Santos | Registered representative | Aug 2025 (1y) | ||
| Alex Martin Taylor | Registered representative | CFP | Aug 2025 (1y) | |
| Austin James Mitchell | Registered representative | CFP | Aug 2025 (1y) | |
| Bradyn David Papke | Registered representative | Aug 2025 (1y) | ||
| Christopher Allen Messick | Registered representative | CFP | Aug 2025 (1y) | |
| Braden Ryan Howell | Registered representative | CFP | Aug 2025 (1y) | |
| Matthew Corley Sibley | Registered representative | CFP | Aug 2025 (1y) | |
| Brent Thomas Boden | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Elwood Brian Davis | Registered representative | Sep 2025 (1y) | ||
| Frank Dominick Rossetti | Registered representative | CFP CFA | Sep 2025 (1y) | |
| Scott Gowell Patten | Registered representative | Sep 2025 (1y) | ||
| Rose Pflug | Registered representative | CFP | Sep 2025 (1y) | |
| Kyle Steven Brickhouse | Registered representative | Sep 2025 (1y) | ||
| Alexandra Goodson | Registered representative | CFP | Sep 2025 (1y) | |
| Abbott Wells Lawrence | Registered representative | CFA | Sep 2025 (1y) | |
| John Jehle Edwards | Registered representative | Sep 2025 (1y) | ||
| Matthew Thiel Kishlansky | Registered representative | Sep 2025 (1y) | ||
| Robert A. Beshere | Registered representative | Sep 2025 (1y) | ||
| Ryan Patricia Jolly | Registered representative | Sep 2025 (1y) | ||
| Sadie Deringer Holdridge | Registered representative | CFP | Sep 2025 (1y) | |
| Christopher Jon Taylor | Registered representative | Oct 2025 (1y) | ||
| Jeff Knox Parker | Registered representative | CFP | Oct 2025 (1y) | |
| Scott Adair Oswald | Registered representative | CFA | Oct 2025 (1y) | |
| Adam Christian Guenther | Registered representative | CFA | Oct 2025 (1y) | |
| Anthony David Waltier | Registered representative | Oct 2025 (1y) | ||
| Jordan Alexander Sieben | Registered representative | CFP | Oct 2025 (1y) | |
| Kevin Sean Berry | Registered representative | Oct 2025 (1y) | ||
| Kevin George Mccandlish | Registered representative | Oct 2025 (1y) | ||
| Joseph Brennan Winkler | Registered representative | CFP | Oct 2025 (1y) | |
| Corey G Gross | Registered representative | Nov 2025 (1y) | ||
| Matthew Horan | Registered representative | Nov 2025 (1y) | ||
| Corey Orthengren | Registered representative | CFP | Nov 2025 (1y) | |
| Amy Cramer | Registered representative | Dec 2025 (1y) | ||
| Kyle Kratochvil | Registered representative | CFP | Dec 2025 (1y) | |
| Abigail Von Schlegell | Registered representative | Dec 2025 (1y) | ||
| Alicia Brooke Traub | Registered representative | CFP | Jan 2026 (1y) | |
| Parker Thomas Jamieson | Registered representative | CFP | Jan 2026 (1y) | |
| Nicolae Cristea | Registered representative | CFA | Jan 2026 (1y) | |
| Ryan Kenneth Schmidt | Registered representative | Jan 2026 (1y) | ||
| Kegan Mackenzie Johnson | Registered representative | CFA | Jan 2026 (1y) | |
| Simon Andrew Tryzna | Registered representative | CFA | Jan 2026 (1y) | |
| Nathan Thomas Blair | Registered representative | Jan 2026 (1y) | ||
| Adam Jonathan Sheer | Registered representative | Jan 2026 (1y) | ||
| Canden Hannah | Registered representative | Jan 2026 (1y) | ||
| Ryan Sperry | Registered representative | Jan 2026 (1y) | ||
| Conrad Wright | Registered representative | Jan 2026 (1y) | ||
| Jack Nelson | Registered representative | Jan 2026 (1y) | ||
| Jamie Michelle Koskela | Registered representative | Feb 2026 (0y) | ||
| Colleen Lopez | Registered representative | CFP | Feb 2026 (0y) | |
| Alberto Antonio Francis | Registered representative | Feb 2026 (0y) | ||
| Garrett Stephens | Registered representative | Feb 2026 (0y) | ||
| Trevor Joseph Allburn | Registered representative | CFP | Feb 2026 (0y) | |
| Christopher Sullivan | Registered representative | CFP | Feb 2026 (0y) | |
| Franklin Montes | Registered representative | Feb 2026 (0y) | ||
| James Joseph Smerke | Registered representative | CFP | Feb 2026 (0y) | |
| James Thomas Drennan Weston | Registered representative | Mar 2026 (0y) | ||
| Benjamin Michael Weinberg | Registered representative | CFP | Mar 2026 (0y) | |
| Michael Mileski | Registered representative | Apr 2026 (0y) | ||
| Kaiying Guo | Registered representative | Apr 2026 (0y) | ||
| Martim Luis De Arantes Oliveira | Registered representative | Apr 2026 (0y) | ||
| Craig James Isamu Tasa | Registered representative | CFP | Apr 2026 (0y) | |
| Nicholas Kerr | Registered representative | CFP | Apr 2026 (0y) | |
| Sean Engel | Registered representative | CFP | Apr 2026 (0y) | |
| Shawn M. Kennedy | Registered representative | CFP | Apr 2026 (0y) | |
| Sarah J. Coates | Registered representative | Apr 2026 (0y) | ||
| Sandeep Kumar Tiwari | Registered representative | CFA | Apr 2026 (0y) | |
| Allyson Shea Eisenhower | Registered representative | CFP CFA | May 2026 (0y) | |
| Andrew Farmer | Registered representative | CFP | May 2026 (0y) | |
| Benjamin Harold Uhing | Registered representative | Jun 2026 (0y) | ||
| Jacob Christian Lyle | Registered representative | Jun 2026 (0y) | ||
| Jacob Robert Siadek | Registered representative | CFP | Jun 2026 (0y) | |
| Emme Elizabeth Phillips | Registered representative | Jun 2026 (0y) | ||
| Jared Walker Sink | Registered representative | Jun 2026 (0y) | ||
| Mc Kay S Hardy | Registered representative | Jun 2026 (0y) | ||
| Morgan Jewelene Pruett | Registered representative | CFP | Jun 2026 (0y) | |
| Alexander Robert True | Registered representative | Jun 2026 (0y) | ||
| Andrew Jay Sternberg | Registered representative | CFP | Jun 2026 (0y) | |
| Justin B Whelan | Registered representative | CFP Chartered Financial Consultant | Jun 2026 (0y) | |
| Frank Domenic Pellicori | Registered representative | Jun 2026 (0y) | ||
| Rachel Ann Leahy | Registered representative | CFP | Jun 2026 (0y) | |
| Abigail Phillips | Registered representative | CFP | Jun 2026 (0y) | |
| Griffin Lau | Registered representative | CFP | Jun 2026 (0y) | |
| Thomas Andrew Barrett | Registered representative | Jun 2026 (0y) | ||
| Andrew Jeffrey Hitchcock Schuler | Registered representative | Jun 2026 (0y) | ||
| Benjamin Bluman | Registered representative | CFP | Jun 2026 (0y) | |
| Daniel Aaron Jones | Registered representative | Jun 2026 (0y) | ||
| Jacob Horwitz | Registered representative | CFP | Jun 2026 (0y) | |
| Lilian Lo | Registered representative | CFP | Jun 2026 (0y) | |
| Ted Russell Breiter | Registered representative | CFP | Jun 2026 (0y) | |
| David William Snyder | Registered representative | Jun 2026 (0y) | ||
| Ilya Michael Zlotnik | Registered representative | Jun 2026 (0y) | ||
| Zackary Graham Meuser | Registered representative | CFP | Jun 2026 (0y) | |
| Asha Tangri Goldstein | Registered representative | CFP | Jun 2026 (0y) | |
| Greg Andrew Goldfeder | Registered representative | CFA | Jun 2026 (0y) | |
| Jason Scott Sternberg | Registered representative | CFP | Jun 2026 (0y) | |
| Brandon Lyon Intrater | Registered representative | Jun 2026 (0y) | ||
| Brian Joseph Quinn | Registered representative | Jun 2026 (0y) | ||
| Nikita Praharaj | Registered representative | CFP | Jun 2026 (0y) | |
| Aaron Robert Day | Registered representative | Jul 2026 (0y) | ||
| Grant David Clary | Registered representative | Jul 2026 (0y) | ||
| Jamie Lynn Wilson | Registered representative | Jul 2026 (0y) | ||
| Jason T. Percy | Registered representative | Jul 2026 (0y) | ||
| Joseph A Alton Hawes | Registered representative | Jul 2026 (0y) | ||
| Conner James Johnson | Registered representative | CFP | Jul 2026 (0y) | |
| William David Proper | Registered representative | Jul 2026 (0y) | ||
| Courtney Elizabeth Rueb | Registered representative | Jul 2026 (0y) | ||
| Cullen Tarlac Williams | Registered representative | Jul 2026 (0y) | ||
| Danny Y. La | Registered representative | CFP | Jul 2026 (0y) | |
| Hayden Elizabeth Siegfried | Registered representative | CFP | Jul 2026 (0y) | |
| Jonathan Dean Althage | Registered representative | Jul 2026 (0y) | ||
| Keith Charles Goddard | Registered representative | CFA | Jul 2026 (0y) | |
| Linda Ann Younger | Registered representative | Jul 2026 (0y) | ||
| Michael James Baer | Registered representative | CFP | Jul 2026 (0y) | |
| Mitchell G. Kaczmarek | Registered representative | CFA | Jul 2026 (0y) | |
| Ryan Daniel Eberly | Registered representative | CFP | Jul 2026 (0y) | |
| Eric Matthew Cannon | Registered representative | Jul 2026 (0y) | ||
| George Anderson Brown | Registered representative | Jul 2026 (0y) | ||
| Jeremy Alan Travis | Registered representative | Jul 2026 (0y) | ||
| Simon Mark Beresford | Registered representative | CFP | Jul 2026 (0y) | |
| Brigette Lee Parnell | Registered representative | Jul 2026 (0y) | ||
| David Alan Sternberg | Registered representative | Jul 2026 (0y) | ||
| Luke Edward Forfar | Registered representative | CFP | Jul 2026 (0y) | |
| Nia Ambriehl Alexandria | Registered representative | Jul 2026 (0y) | ||
| Bradley Scott Priest | Registered representative | Jul 2026 (0y) | ||
| Catherine Bernice Young | Registered representative | Jul 2026 (0y) | ||
| George Enrique Haas | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Kelcy T Flores | Registered representative | CFP | Jul 2026 (0y) | |
| Mckenzie Mabri Mills | Registered representative | CFP | Jul 2026 (0y) | |
| Steven Soranno | Registered representative | CFA | Jul 2026 (0y) | |
| Thomas Wh Liversage | Registered representative | CFP | Jul 2026 (0y) | |
| Dejan Dimitrijevic | Registered representative | Jul 2026 (0y) | ||
| Quinn Thomas Semler | Registered representative | Jul 2026 (0y) | ||
| Ryan Sholtz | Registered representative | Jul 2026 (0y) | ||
| Alexander Todd Brown | Registered representative | Jul 2026 (0y) | ||
| Cynthia Robyn Durdin | Registered representative | Jul 2026 (0y) | ||
| Laura Jane Davis | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Bradford Taylor Hardy | Registered representative | CFP | Jul 2026 (0y) | |
| David Patrick Bannon | Registered representative | Jul 2026 (0y) | ||
| James Harrison Randall | Registered representative | Jul 2026 (0y) | ||
| Patrick Kenneth Burdick | Registered representative | Jul 2026 (0y) | ||
| Aaron Jay Fleishman | Registered representative | CFA | Jul 2026 (0y) | |
| Joshua Hunter Barditch | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Corient Partners Llc | Owner | Feb 2023 | A | 75% or more |
| Corient Holdings Inc | Owner | Jul 2023 | B | ≈ 42.19% – 100% via Corient Management Llc |
| Ci Financial Corp | Owner | Nov 2019 | B | ≈ 31.64% – 100% via Corient Holdings Inc |
| Corient Management Llc | Owner | Dec 2023 | B | ≈ 56.25% – 100% via Corient Partners Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Corient Holdings Inc: 75% – 100% of Corient Management Llc × 75% – 100% of Corient Partners Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ci Financial Corp: 75% – 100% of Corient Holdings Inc × 75% – 100% of Corient Management Llc × 75% – 100% of Corient Partners Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Corient Management Llc: 75% – 100% of Corient Partners Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (39)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Foley & Lardner Llp Defined Contribution Retirement Plan | Foley & Lardner Llp | 2,109 | $1.7B | 02/01/2024 |
| Brown & Brown, Inc Employee Savings Plan | Brown & Brown, Inc. | 12,393 | $1.8B | 01/01/2024 |
| Pediatric Associates, Inc. Profit Sharing Plan | Pediatric Associates, Inc. | 83 | $19.0M | 01/01/2024 |
| Chamberlain, Hrdlicka, White, Williams & Aughtry Profit Sharing And 401(k)plan | Chamberlain, Hrdlicka, White, Williams & Aughtry, P.C. | 347 | $126M | 01/01/2024 |
| Knobbe Martens Olson & Bear, Llp 401(k) Retirement Savings Plan | Knobbe Martens Olson & Bear, Llp | 676 | $363M | 01/01/2024 |
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan | Scripps Clinic Medical Group, Inc. | 1,073 | $962M | 01/01/2024 |
| Allen Matkins Profit Sharing And 401(k) Plan | Allen Matkins Leck Gamble Mallory & Natsis Llp | 429 | $303M | 01/01/2024 |
| Callan Llc Retirement Savings Plan | Callan Llc | 205 | $220M | 01/01/2024 |
| Integrated Imaging Consultants, Llc Retirement Savings Plan | Integrated Imaging Consultants, Llc | 116 | $99.9M | 01/01/2024 |
| Fish & Richardson Profit Sharing 401(k) Plan | Fish & Richardson P.C. | 1,044 | $641M | 01/01/2024 |
| Katten Muchin Rosenman Llp Defined Contribution Plan | Katten Muchin Rosenman Llp | 1,113 | $793M | 01/01/2024 |
| Dentons Us Llp Profit Sharing Plan | Dentons Us Llp | 1,434 | $999M | 01/01/2024 |
| Infineon Technologies Savings Plan | Infineon Technologies Americas Corp. | 3,569 | $1.7B | 01/01/2024 |
| Atlantic Dental Care 401(k) Profit Sharing Plan | Atlantic Dental Care, Plc | 833 | $89.2M | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Tra Minw, P.S. 401(k) Profit Sharing Plan And Trust | Tra Minw, P.S. | 480 | $172M | 01/01/2024 |
| Dla Piper Llp (Us) Profit Sharing And 401(k) Savings Plan | Dla Piper Llp (Us) | 3,042 | $1.7B | 01/01/2024 |
| Corient Services Llc 401(k) Plan | Corient Services Llc | 1,200 | $267M | 01/01/2024 |
| M. Holland Company 401(k) Profit Sharing Plan And Trust | M. Holland Company | 244 | $68.3M | 01/01/2024 |
| The 401(k) Plan For Permanente Medical Groups | Southern California Permanente Medical Group | 18,579 | $6.5B | 01/01/2024 |
| Sheppard, Mullin, Richter & Hampton Llp Retirement And Savings Plan | Sheppard, Mullin, Richter & Hampton Llp | 1,816 | $912M | 01/01/2024 |
| Seltzer Caplan Mcmahon Vitek Incentive Plan | Seltzer Caplan Mcmahon Vitek, A Law Corporation | 69 | $37.1M | 01/01/2024 |
| Neal, Gerber & Eisenberg Profit Sharing/401(k) Plan | Neal, Gerber & Eisenberg Llp | 216 | $183M | 01/01/2024 |
| Taft Stettinius & Hollister Llp Thrift Savings & Retirement Plan | Taft Stettinius & Hollister Llp | 1,468 | $849M | 01/01/2024 |
| Locke Lord Llp Retirement Savings Plan | Locke Lord Llp | 844 | $892M | 01/01/2024 |
Top 25 of 39 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Tenth Mountain Endowment Fund Inc | Public charity | $10.5M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 2.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • % OF ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Market timing services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $83.0B (50% of AUM) Jul 2026
- Fidelity Brokerage Services $38.5B (23% of AUM) Jul 2026
- Pershing $3.8M (0% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗