Katten Muchin Rosenman Llp Defined Contribution Plan
Sponsored by Katten Muchin Rosenman Llp · EIN 362796532 · Plan #007
- Total assets
- $793M
- Net assets
- $793M
- Active participants
- 1,113
- With balances
- 1,957
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Capfinancial Partners, Llc CRD 175112 | deterministic · 100% | 2024 |
| Cerity Partners Llc CRD 151559 | deterministic · 100% | 2024 |
| Wealthspire Advisors Llc CRD 106181 | deterministic · 100% | 2024 |
| Corient Private Wealth Lp CRD 319448 | deterministic · 100% | 2024 |
| Howard Capital Management, Llc CRD 118070 | fuzzy_auto · 95% | 2024 |
| Charles Schwab & Co., Inc. CRD 5393 | fuzzy_auto · 96% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Schwab Retirement Plan Services Inc | Recordkeeping, Trustee (institutional), Participant loan processing | $145,981 |
| Capfinancial Partners Llc | Investment management, Investment management fees (direct) | $143,775 |
| Grant Thornton Llp | Accounting, Direct payment from the plan | $30,000 |
| Cerity Partners Llc | Investment advisory (participants) | $0 |
| Capital Mgmt Services Inc | Investment advisory (participants) | $0 |
| Wealthspire Advisors Llc | Investment advisory (participants) | $0 |
| Signature Estate And Investment | Investment advisory (participants) | $0 |
| Mesirow Financial Invst. Mgmt. Inc. | Investment advisory (participants) | $0 |
| Corient Private Wealth Llc | Investment advisory (participants) | $0 |
| Howard Capital Mgmt Inc | Investment advisory (participants) | $0 |
| Charles Schwab & Co., Inc. | Investment management, Securities brokerage, Investment management fees (indirect) | $0 |