Charles Schwab & Co., Inc.
SEC-registered
Insurance-Affiliated
CRD 5393
· SEC file 801-29938
· San Francisco, CA
· www.instagram.com
☆ Save with Pro
ADV data as of Jun 29, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 30,690
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Community Foundations Of The Hudson Valley EIN 237026859 | Poughkeepsie, NY | 06/30/2025 |
| Chi Omega Foundation EIN 310936294 | Memphis, TN | 04/30/2025 |
| Chmc Cardiovascular Surgical Foundation Incorporated EIN 042764370 | Boston, MA | 09/30/2024 |
| Ubf Faculty Student Housing Corp EIN 161372560 | Buffalo, NY | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 131.
People (6,803)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Howard, Dennis Willard | Managing Director And Chief Information Officer | May 2017 (9y) | Less than 5% | |
| Starr, Jeffrey Harold | Managing Director, And Operational Services And Principal Operations Officer | Jan 2020 (7y) | Less than 5% | |
| Richard Andrew Wurster | President, Director | Oct 2021 (5y) | Less than 5% | |
| Hathi, Neesha K | Managing Director Head Of Wealth & Advice Solutions | Jan 2023 (4y) | Less than 5% | |
| Craig, Jonathan M | Director And Head Of Investor Services And Marketing | May 2023 (3y) | Less than 5% | |
| Nichols, Charles | Managing Director And Broker Dealer & Investment Advisor Chief Compliance Officer | Jul 2023 (3y) | Less than 5% | |
| Beatty, Jonathan Scott | Managing Director Head Of Advisor Services | Jul 2024 (2y) | Less than 5% | |
| Verdeschi, Michael Daniel | Managing Director And Chief Financial Officer And Principal Financial Officer, Director | Oct 2024 (2y) | Less than 5% | |
| James Mitchell Pryor | Registered representative | Dec 1987 (39y) | ||
| Kevin Scott Boriack | Registered representative | CFP | Nov 1990 (36y) | |
| Vicki Lynn Byrd | Registered representative | Dec 1993 (33y) | ||
| Brian Vincent Esposito | Registered representative | Jan 1994 (33y) | ||
| Elizabeth Viola Ashmawee | Registered representative | Jun 1994 (32y) | ||
| Michael Read Haughery | Registered representative | CFP | Feb 1997 (29y) | |
| David Craig Libler | Registered representative | Feb 1997 (29y) | ||
| William Kirk Richardson | Registered representative | May 1997 (29y) | ||
| Terry Glenn Flesher | Registered representative | Jun 1997 (29y) | ||
| Aiyun Zong | Registered representative | Jul 1997 (29y) | ||
| Bela Ernst Palfalvi | Registered representative | Jul 1997 (29y) | ||
| David Lawrence Hess | Registered representative | Jul 1997 (29y) | ||
| Daniel Joseph Miller | Registered representative | Jul 1997 (29y) | ||
| Georgina Jui | Registered representative | Jul 1997 (29y) | ||
| Jeffrey Alan Stubbert | Registered representative | CFP | Jul 1997 (29y) | |
| Jim Wayne Hamari | Registered representative | Jul 1997 (29y) | ||
| John Walter Thomas | Registered representative | Jul 1997 (29y) | ||
| Lan Tracy Zhang | Registered representative | Jul 1997 (29y) | ||
| Loren Albert Kertz | Registered representative | Jul 1997 (29y) | ||
| Mary Yukwah Lai | Registered representative | CFP | Jul 1997 (29y) | |
| Michael N Chow | Registered representative | Jul 1997 (29y) | ||
| Randy D Schechter | Registered representative | Jul 1997 (29y) | ||
| Walter Ora Bennett | Registered representative | Jul 1997 (29y) | ||
| William Mykel Schrader | Registered representative | Jul 1997 (29y) | ||
| Jeffrey Gerald Davies | Registered representative | Aug 1997 (29y) | ||
| Donna J Niemann | Registered representative | Dec 1997 (29y) | ||
| Keith Charles Draehn | Registered representative | Dec 1997 (29y) | ||
| David L Russakov | Registered representative | Feb 1998 (28y) | ||
| Brett Anthony Winter | Registered representative | Feb 1998 (28y) | ||
| Stella S Hui | Registered representative | Jan 1999 (28y) | ||
| David Ying Kit Yu | Registered representative | Jan 1999 (28y) | ||
| Edward Joseph Power | Registered representative | Jan 1999 (28y) | ||
| Christine J Lee | Registered representative | Feb 1999 (27y) | ||
| Barry Lee Tallman | Registered representative | Apr 1999 (27y) | ||
| Armando Jose Jaen | Registered representative | May 1999 (27y) | ||
| Scott Anthony Jeamel | Registered representative | Jul 1999 (27y) | ||
| Suki None Lee | Registered representative | Jul 1999 (27y) | ||
| Paul E Schreiber | Registered representative | CFP | Aug 1999 (27y) | |
| Jay L Gentry | Registered representative | CFP | Sep 1999 (27y) | |
| David S Rosenfeld | Registered representative | Oct 1999 (27y) | ||
| Martin F Dunn | Registered representative | Oct 1999 (27y) | ||
| Robert L Swanbeck | Registered representative | Oct 1999 (27y) | ||
| Kevin Mark Kerrigan | Registered representative | Nov 1999 (27y) | ||
| Chadwic Scott Schmeltzer | Registered representative | Jan 2000 (27y) | ||
| John L Schubert | Registered representative | Jan 2000 (27y) | ||
| Wendy S Brinker | Registered representative | CFP | Jan 2000 (27y) | |
| Michelle D O'brien | Registered representative | Jan 2000 (27y) | ||
| Alex Kuperman | Registered representative | Feb 2000 (26y) | ||
| Antonio J Ziccardi | Registered representative | Feb 2000 (26y) | ||
| James Brantley Harris | Registered representative | Feb 2000 (26y) | ||
| Susanna J Hilboldt | Registered representative | Feb 2000 (26y) | ||
| Kim M Hunkler | Registered representative | Mar 2000 (26y) | ||
| Tory A O'keefe | Registered representative | Apr 2000 (26y) | ||
| Marci M Stewart | Registered representative | May 2000 (26y) | ||
| Mark Louis Zody | Registered representative | May 2000 (26y) | ||
| Matthew L Rains | Registered representative | May 2000 (26y) | ||
| Joseph C Lacagnina | Registered representative | May 2000 (26y) | ||
| Mark F Babula | Registered representative | May 2000 (26y) | ||
| Derek H Bystrom | Registered representative | CFP | May 2000 (26y) | |
| Robert David Boyd | Registered representative | May 2000 (26y) | ||
| David R Ninekirk | Registered representative | CFP | Jun 2000 (26y) | |
| Shu Ming Chang Chu | Registered representative | Jun 2000 (26y) | ||
| Stuart M Evans | Registered representative | Jun 2000 (26y) | ||
| Paul Joseph Lacoste | Registered representative | Jul 2000 (26y) | ||
| Thomas L Beasley | Registered representative | Jul 2000 (26y) | ||
| Mark Edward Bergdorf | Registered representative | Aug 2000 (26y) | ||
| Hank H Yu | Registered representative | Aug 2000 (26y) | ||
| Randall Harold Maes | Registered representative | Aug 2000 (26y) | ||
| Steven C Townsend | Registered representative | Aug 2000 (26y) | ||
| Shahab Anthony Khavarani | Registered representative | Sep 2000 (26y) | ||
| Eli C Pao | Registered representative | Oct 2000 (26y) | ||
| Wendi B. Devan Glovna | Registered representative | Oct 2000 (26y) | ||
| Carter Collins Taylor | Registered representative | Oct 2000 (26y) | ||
| Zhebin Benson Huang | Registered representative | Oct 2000 (26y) | ||
| Matthew R Bohm | Registered representative | Oct 2000 (26y) | ||
| Shawn Carvalho | Registered representative | Nov 2000 (26y) | ||
| Richard Allen Zak | Registered representative | Jan 2001 (26y) | ||
| Jean E Paryl | Registered representative | Feb 2001 (25y) | ||
| Danny Viet Pham | Registered representative | Feb 2001 (25y) | ||
| Ryan David Kaplan | Registered representative | Apr 2001 (25y) | ||
| Lisa Kidd Hunt | Registered representative | Apr 2001 (25y) | ||
| Irene W Choi | Registered representative | Apr 2001 (25y) | ||
| Jeremy James Hoover | Registered representative | Apr 2001 (25y) | ||
| Tiffany Cheng Collins | Registered representative | Apr 2001 (25y) | ||
| William Kirk Lang | Registered representative | Apr 2001 (25y) | ||
| Holly L Rounds | Registered representative | Apr 2001 (25y) | ||
| Mark Alden Perez | Registered representative | Apr 2001 (25y) | ||
| Angelica San Miguel Lassetter | Registered representative | May 2001 (25y) | ||
| Brett Alan Chelf | Registered representative | Jun 2001 (25y) | ||
| Gary Paul Jamieson Cornford | Registered representative | Jul 2001 (25y) | ||
| Shannon Kay Sapp | Registered representative | Jul 2001 (25y) | ||
| Callum A Culmer | Registered representative | Sep 2001 (25y) | ||
| Sandra Lynn Taylor | Registered representative | CFP | Sep 2001 (25y) | |
| Isadore Schifano | Registered representative | Sep 2001 (25y) | ||
| Philip Man Yiu Choi | Registered representative | Sep 2001 (25y) | ||
| Brian Thomas Maclachlan | Registered representative | Oct 2001 (25y) | ||
| Douglas Shrewsbury Woodruff | Registered representative | Dec 2001 (25y) | ||
| William Donald Wells | Registered representative | Dec 2001 (25y) | ||
| Michael W Evans | Registered representative | Jan 2002 (25y) | ||
| Justin C Sinnott | Registered representative | CFP Chartered Financial Consultant | Feb 2002 (24y) | |
| John William O'brien | Registered representative | Feb 2002 (24y) | ||
| Jenny M Rothstein | Registered representative | Mar 2002 (24y) | ||
| Mark Christopher Huhn | Registered representative | Mar 2002 (24y) | ||
| Jason Michael Babcock | Registered representative | Mar 2002 (24y) | ||
| Drew E Woolery | Registered representative | Mar 2002 (24y) | ||
| Kil Ung Chang | Registered representative | Mar 2002 (24y) | ||
| David Perry Vance | Registered representative | Apr 2002 (24y) | ||
| Robert J Mullarkey | Registered representative | Apr 2002 (24y) | ||
| David Gene Overholser | Registered representative | May 2002 (24y) | ||
| Stephen Gary Cless | Registered representative | CFP | Jun 2002 (24y) | |
| Matthew Bishop Pezel | Registered representative | Jun 2002 (24y) | ||
| Jewel Daniel Jones | Registered representative | Jun 2002 (24y) | ||
| Nader Samuel Ghoujal | Registered representative | Jun 2002 (24y) | ||
| Jeffrey Stewart Wogel | Registered representative | Jun 2002 (24y) | ||
| Konstantinos Stamatios Rigas | Registered representative | Jun 2002 (24y) | ||
| Marianne Verpent | Registered representative | Jun 2002 (24y) | ||
| Shannon M Dowd | Registered representative | Jun 2002 (24y) | ||
| Benjamin Edward Wolkoff | Registered representative | Jul 2002 (24y) | ||
| Ronald Drost Scherdorf | Registered representative | Jul 2002 (24y) | ||
| Patsy V Chianca | Registered representative | CFP | Jul 2002 (24y) | |
| Teresa Q M Tanaka | Registered representative | Jul 2002 (24y) | ||
| James Paul Helsel | Registered representative | CFP | Aug 2002 (24y) | |
| Rory Jay Laczkowski | Registered representative | Aug 2002 (24y) | ||
| Timothy Matthew Thomas | Registered representative | Sep 2002 (24y) | ||
| Melinda Marie Louie | Registered representative | Sep 2002 (24y) | ||
| Jeffrey Scott Sandknop | Registered representative | Sep 2002 (24y) | ||
| Aaron Robert Olson | Registered representative | Sep 2002 (24y) | ||
| Courtney M Lockwood | Registered representative | Oct 2002 (24y) | ||
| Mark A Okragly | Registered representative | CFP Chartered Financial Consultant | Oct 2002 (24y) | |
| Jeffrey Scott Sharpe | Registered representative | Oct 2002 (24y) | ||
| James Andrew Terry | Registered representative | Nov 2002 (24y) | ||
| Joseph Addison Gray | Registered representative | Nov 2002 (24y) | ||
| Jeffrey Del Layne | Registered representative | Jan 2003 (24y) | ||
| Brian Adam Rogers | Registered representative | Jan 2003 (24y) | ||
| Brian Robert Montgomery | Registered representative | Feb 2003 (23y) | ||
| Chad E Shultz | Registered representative | Feb 2003 (23y) | ||
| Elizabeth S Johnson | Registered representative | Feb 2003 (23y) | ||
| Dominic Lopez | Registered representative | Feb 2003 (23y) | ||
| Robert Lee Blunt | Registered representative | Feb 2003 (23y) | ||
| Christopher Thomas Dangelo | Registered representative | Feb 2003 (23y) | ||
| Daniel Martin Shapiro | Registered representative | CFP | Feb 2003 (23y) | |
| Steven Lewis Montgomery | Registered representative | Mar 2003 (23y) | ||
| Tod Alan Reams | Registered representative | Mar 2003 (23y) | ||
| Joanne Elizabeth Bryant | Registered representative | Mar 2003 (23y) | ||
| Mark C Anheier | Registered representative | Mar 2003 (23y) | ||
| Robert Guy Godin | Registered representative | Mar 2003 (23y) | ||
| Sarah Beth Glover | Registered representative | Mar 2003 (23y) | ||
| Antonio Jose Palenzuela | Registered representative | Apr 2003 (23y) | ||
| George Michael Miller | Registered representative | Apr 2003 (23y) | ||
| Jeffrey Corwin Peterson | Registered representative | Apr 2003 (23y) | ||
| Jose R Rincon | Registered representative | Apr 2003 (23y) | ||
| Sebastian Jonathan O'neal | Registered representative | Apr 2003 (23y) | ||
| Terri Foster Shiver | Registered representative | Apr 2003 (23y) | ||
| David Earl Mattox | Registered representative | Apr 2003 (23y) | ||
| Paul Wesley Kidder | Registered representative | Apr 2003 (23y) | ||
| Steven Joseph Marcu | Registered representative | Apr 2003 (23y) | ||
| Robert A Baraga | Registered representative | May 2003 (23y) | ||
| Martin Lopez | Registered representative | May 2003 (23y) | ||
| Gerald J Santoro | Registered representative | Jun 2003 (23y) | ||
| Teb Yu | Registered representative | Jul 2003 (23y) | ||
| Richard Allen Brandi | Registered representative | Jul 2003 (23y) | ||
| Karlee Diane Johnson | Registered representative | Jul 2003 (23y) | ||
| Christopher Lee Veale | Registered representative | Aug 2003 (23y) | ||
| Matthew W Jones | Registered representative | Aug 2003 (23y) | ||
| Justin S Wees | Registered representative | Sep 2003 (23y) | ||
| Jeffrey David Cote | Registered representative | Sep 2003 (23y) | ||
| Andrew J Visci | Registered representative | Oct 2003 (23y) | ||
| Laura Ann Strott | Registered representative | Oct 2003 (23y) | ||
| Robin Maria Arizzo | Registered representative | Oct 2003 (23y) | ||
| Thomas L Shannon | Registered representative | Oct 2003 (23y) | ||
| Stash Jeremy Veller | Registered representative | Oct 2003 (23y) | ||
| Kevin A Anderson | Registered representative | Oct 2003 (23y) | ||
| Paul Delahoussaye Dunk | Registered representative | Nov 2003 (23y) | ||
| Lawrence Keith Larson | Registered representative | Jan 2004 (23y) | ||
| John Edward Cavanaugh | Registered representative | Jan 2004 (23y) | ||
| Huizhen Wu | Registered representative | CFP | Feb 2004 (22y) | |
| Peter F Cooper | Registered representative | Feb 2004 (22y) | ||
| Gregory David Czarnecky | Registered representative | Feb 2004 (22y) | ||
| David J Kelley | Registered representative | Apr 2004 (22y) | ||
| Jason Z Reeves | Registered representative | Apr 2004 (22y) | ||
| Cindy Lee | Registered representative | May 2004 (22y) | ||
| Jason Barrett Bukowsky | Registered representative | May 2004 (22y) | ||
| Christina Ruth Brown | Registered representative | Jun 2004 (22y) | ||
| Christiaan Robbin Cuevas Andrews | Registered representative | Jun 2004 (22y) | ||
| Vincent Patrick Gugliemini | Registered representative | Jun 2004 (22y) | ||
| Gary R Hernquist | Registered representative | Jul 2004 (22y) | ||
| Steven Dominic Aliano | Registered representative | Jul 2004 (22y) | ||
| Philip A Galison | Registered representative | Aug 2004 (22y) | ||
| Jeffrey Todd Blumenthal | Registered representative | Sep 2004 (22y) | ||
| Jeffrey Robert Simmons | Registered representative | Sep 2004 (22y) | ||
| Nathan N Johnson | Registered representative | Feb 2005 (21y) | ||
| Thomas John Murray | Registered representative | CFP | Feb 2005 (21y) | |
| Michael Lee Westra | Registered representative | CFP | Feb 2005 (21y) | |
| Tara O Johnson | Registered representative | Mar 2005 (21y) | ||
| Adam S Benedict | Registered representative | CFP | Mar 2005 (21y) | |
| Michael Lawrence Forte | Registered representative | Apr 2005 (21y) | ||
| Daniel Weisman | Registered representative | Apr 2005 (21y) | ||
| Daxesh J Bhavsar | Registered representative | May 2005 (21y) | ||
| Edward Gerard Freygang | Registered representative | May 2005 (21y) | ||
| Nicole Jolie Russo | Registered representative | Jun 2005 (21y) | ||
| Lenora Ellen Yankacy | Registered representative | Jun 2005 (21y) | ||
| James B Titus | Registered representative | CFP | Jun 2005 (21y) | |
| Adrian Ruben Miguel | Registered representative | Jun 2005 (21y) | ||
| Therese M Cleary Whiting | Registered representative | Jul 2005 (21y) | ||
| Shane Shay | Registered representative | Jul 2005 (21y) | ||
| Christopher Shawn Elmore | Registered representative | Aug 2005 (21y) | ||
| Gerald Matthew Cloney | Registered representative | Aug 2005 (21y) | ||
| Bruce Goldman | Registered representative | Aug 2005 (21y) | ||
| Barbara Denise Wise | Registered representative | Aug 2005 (21y) | ||
| Hans Peter Raymond | Registered representative | CFP | Aug 2005 (21y) | |
| Patrick William Bentivegna | Registered representative | Aug 2005 (21y) | ||
| Robert Andrew Villareal | Registered representative | Sep 2005 (21y) | ||
| Robert Edward Cabeceiras | Registered representative | Sep 2005 (21y) | ||
| Michael B Whitney | Registered representative | Sep 2005 (21y) | ||
| R Scott Durcanin | Registered representative | Sep 2005 (21y) | ||
| Andrea K Stephenson | Registered representative | Sep 2005 (21y) | ||
| Brian Louis Balogh | Registered representative | Sep 2005 (21y) | ||
| Douglas Owen Kaminski | Registered representative | Sep 2005 (21y) | ||
| Kanin Sathienvantanee | Registered representative | CFP | Sep 2005 (21y) | |
| Caleb D Gordon | Registered representative | Oct 2005 (21y) | ||
| Benjamin Robert Gongora | Registered representative | Oct 2005 (21y) | ||
| David Ferdinand Koch | Registered representative | Oct 2005 (21y) | ||
| Mark William Riepe | Registered representative | Oct 2005 (21y) | ||
| Melody Y Lin | Registered representative | Oct 2005 (21y) | ||
| Mike Chang | Registered representative | Oct 2005 (21y) | ||
| Corinna H Lam | Registered representative | Nov 2005 (21y) | ||
| Sam Black | Registered representative | Nov 2005 (21y) | ||
| Steven James Whitcomb | Registered representative | Nov 2005 (21y) | ||
| Keith Michael Pelkey | Registered representative | Nov 2005 (21y) | ||
| Michael A Davis | Registered representative | Dec 2005 (21y) | ||
| Gregory D White | Registered representative | Dec 2005 (21y) | ||
| Ryan Anthony Martin | Registered representative | CFP | Jan 2006 (21y) | |
| Sara C Niesyty | Registered representative | Jan 2006 (21y) | ||
| Douglas Eugene Campbell | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Jesus G Arroyo | Registered representative | Jan 2006 (21y) | ||
| Manuel Laguer | Registered representative | Jan 2006 (21y) | ||
| James Alan Taylor | Registered representative | Jan 2006 (21y) | ||
| Josh T Moffatt | Registered representative | CFP | Jan 2006 (21y) | |
| Patricia Susanne Giegerich | Registered representative | Jan 2006 (21y) | ||
| Phillip Maurice Jerome | Registered representative | Jan 2006 (21y) | ||
| Tamara Y Blue | Registered representative | Jan 2006 (21y) | ||
| Robert Edward Lewandowski | Registered representative | Jan 2006 (21y) | ||
| Caleb John Gerard | Registered representative | Feb 2006 (20y) | ||
| John R Heiden | Registered representative | Feb 2006 (20y) | ||
| Mason Robert Linderbaum | Registered representative | Feb 2006 (20y) | ||
| Xiaosheng Mei | Registered representative | Mar 2006 (20y) | ||
| Christopher A Sagendorf | Registered representative | Mar 2006 (20y) | ||
| Jonathan G Englert | Registered representative | Mar 2006 (20y) | ||
| Nam Soo Choi | Registered representative | Mar 2006 (20y) | ||
| Kathy Ann Borkovec | Registered representative | Mar 2006 (20y) | ||
| Justin W Rogin | Registered representative | Mar 2006 (20y) | ||
| Donald J Cass | Registered representative | Mar 2006 (20y) | ||
| Christopher Robert Ferguson | Registered representative | Mar 2006 (20y) | ||
| Elizabeth Reed Cooke | Registered representative | Mar 2006 (20y) | ||
| Roy Alejandro Chavez Guerra | Registered representative | Apr 2006 (20y) | ||
| Ryan Keith Ulrich | Registered representative | Apr 2006 (20y) | ||
| Jens D Halle | Registered representative | Apr 2006 (20y) | ||
| Arnold C Mc Queary | Registered representative | Apr 2006 (20y) | ||
| Bruce Donald Clark | Registered representative | Apr 2006 (20y) | ||
| Jessica Johnston Franks | Registered representative | Apr 2006 (20y) | ||
| Robert Vincent Kuharski | Registered representative | Apr 2006 (20y) | ||
| Joseph William Mccleskey | Registered representative | Apr 2006 (20y) | ||
| Christian Merrill Valoria | Registered representative | May 2006 (20y) | ||
| Robert Scott Loney | Registered representative | May 2006 (20y) | ||
| Rance Cornell Mc Dougald | Registered representative | May 2006 (20y) | ||
| Richard S Pareti | Registered representative | May 2006 (20y) | ||
| Roc Faillaci | Registered representative | May 2006 (20y) | ||
| Brady D Bruns | Registered representative | Jun 2006 (20y) | ||
| Stuart O Bates | Registered representative | Jun 2006 (20y) | ||
| Victor Paige Danzo | Registered representative | Jun 2006 (20y) | ||
| Jason Harris Blum | Registered representative | Jun 2006 (20y) | ||
| Bryan William Momsen | Registered representative | Jun 2006 (20y) | ||
| Daniel Charles Singhisen | Registered representative | Jul 2006 (20y) | ||
| Brian Leslie Hazzard | Registered representative | Jul 2006 (20y) | ||
| Brian Joseph Sanchez | Registered representative | Jul 2006 (20y) | ||
| Dawnn M Lone | Registered representative | Jul 2006 (20y) | ||
| Eric A Hill | Registered representative | Aug 2006 (20y) | ||
| Dean J Martines | Registered representative | Aug 2006 (20y) | ||
| Blair Alan Friel | Registered representative | Aug 2006 (20y) | ||
| Gregory J Kaiser | Registered representative | Aug 2006 (20y) | ||
| Ryan J Broyles | Registered representative | Aug 2006 (20y) | ||
| Brian John Mancuso | Registered representative | CFP | Aug 2006 (20y) | |
| Pamela Martin Dillie | Registered representative | Sep 2006 (20y) | ||
| Dustin Lee Mahler | Registered representative | Sep 2006 (20y) | ||
| Joseph P Fitzgerald | Registered representative | Sep 2006 (20y) | ||
| Brian Michael Trentsch | Registered representative | Sep 2006 (20y) | ||
| Kevin James Horner | Registered representative | Sep 2006 (20y) | ||
| Brian Valore | Registered representative | Sep 2006 (20y) | ||
| Penny M Bartlett | Registered representative | Sep 2006 (20y) | ||
| Cheri A Maasen | Registered representative | Oct 2006 (20y) | ||
| Francisco Jose Vivas Cuadra | Registered representative | Oct 2006 (20y) | ||
| Shelley L Chidley | Registered representative | Oct 2006 (20y) | ||
| Mark Damen Kizer | Registered representative | CFP | Oct 2006 (20y) | |
| Nathan James Crow | Registered representative | Oct 2006 (20y) | ||
| Brandon James | Registered representative | Oct 2006 (20y) | ||
| Daniel A Roth | Registered representative | Oct 2006 (20y) | ||
| Gabriela Mosu Sayre | Registered representative | Oct 2006 (20y) | ||
| Jay Dittman | Registered representative | Oct 2006 (20y) | ||
| Philippa Zuckerman | Registered representative | Oct 2006 (20y) | ||
| Scott Daniel Dieterle | Registered representative | Oct 2006 (20y) | ||
| Steven Thomas Zeek | Registered representative | Oct 2006 (20y) | ||
| Michael Grayson Elam | Registered representative | Oct 2006 (20y) | ||
| Matthew Charles Hentzen | Registered representative | Nov 2006 (20y) | ||
| Brett Lungaretti | Registered representative | Nov 2006 (20y) | ||
| John Douglas Metallic | Registered representative | Nov 2006 (20y) | ||
| Stephen Allan Anderson | Registered representative | Dec 2006 (20y) | ||
| Charles Edward Kallgren | Registered representative | Dec 2006 (20y) | ||
| Robert L Fleming | Registered representative | Jan 2007 (20y) | ||
| David B Woodward | Registered representative | CFP Chartered Financial Consultant | Jan 2007 (20y) | |
| Richard Braden Groff | Registered representative | Jan 2007 (20y) | ||
| Tyson Clarence Quade | Registered representative | Feb 2007 (20y) | ||
| George Y Chang | Registered representative | Feb 2007 (19y) | ||
| Steven Cole Frantz | Registered representative | Feb 2007 (19y) | ||
| Jill Elizabeth Sidman | Registered representative | Feb 2007 (19y) | ||
| Kevin Christian Maas | Registered representative | Mar 2007 (19y) | ||
| Giselle C Colavita | Registered representative | Mar 2007 (19y) | ||
| Matthew K Panke | Registered representative | Apr 2007 (19y) | ||
| Adam Richard Paulsen | Registered representative | Apr 2007 (19y) | ||
| Andrew Jacob Marinos | Registered representative | Apr 2007 (19y) | ||
| James Henry Cartwright | Registered representative | Apr 2007 (19y) | ||
| Michelle Elaine Raczek | Registered representative | May 2007 (19y) | ||
| Steven Sargent Higgins | Registered representative | May 2007 (19y) | ||
| Daniel Keith Baus | Registered representative | Jun 2007 (19y) | ||
| Steven Lewis Smith | Registered representative | Jun 2007 (19y) | ||
| Afetsi Aidam | Registered representative | Jul 2007 (19y) | ||
| George Irvin Garrison | Registered representative | Jul 2007 (19y) | ||
| Richard Thomas Sims | Registered representative | Aug 2007 (19y) | ||
| Sean Timothy Reeves | Registered representative | Aug 2007 (19y) | ||
| Anthony Philip Zeller | Registered representative | Aug 2007 (19y) | ||
| Serena Chow | Registered representative | CFP | Aug 2007 (19y) | |
| Virendra Vijay Kanyal | Registered representative | Aug 2007 (19y) | ||
| Stephen J Saulnier | Registered representative | Sep 2007 (19y) | ||
| Jerry Patrick Fernandez | Registered representative | Oct 2007 (19y) | ||
| Mark Alan Gorsuch | Registered representative | Oct 2007 (19y) | ||
| Glenn Owen Smith | Registered representative | Oct 2007 (19y) | ||
| Hilda Rubio Castillo | Registered representative | Nov 2007 (19y) | ||
| Martin Kendall Anderson | Registered representative | Nov 2007 (19y) | ||
| Ross Lee Murphy | Registered representative | Nov 2007 (19y) | ||
| Timothy Arlin Quick | Registered representative | Nov 2007 (19y) | ||
| Scott A Kleinbaum | Registered representative | Nov 2007 (19y) | ||
| Scott H Dulgarian | Registered representative | Nov 2007 (19y) | ||
| Dennis Edgardo Mojares | Registered representative | Nov 2007 (19y) | ||
| Douglas A Beguin | Registered representative | Dec 2007 (19y) | ||
| Begum Ladha | Registered representative | Dec 2007 (19y) | ||
| Ming Chen | Registered representative | Dec 2007 (19y) | ||
| Jason James Fay | Registered representative | Dec 2007 (19y) | ||
| James D Ridley | Registered representative | Jan 2008 (19y) | ||
| Kevin Michael Spencer | Registered representative | Jan 2008 (19y) | ||
| Sai Kit Chan | Registered representative | Jan 2008 (19y) | ||
| Stan Aaron Holladay | Registered representative | Jan 2008 (19y) | ||
| Philip James Buck | Registered representative | Jan 2008 (19y) | ||
| Joanna Jean Elizabeth Payne | Registered representative | Jan 2008 (19y) | ||
| Ivannia M Rodriguez | Registered representative | Jan 2008 (19y) | ||
| Joseph Edward Mckissack | Registered representative | Jan 2008 (19y) | ||
| Charles Bruce Riopel | Registered representative | Feb 2008 (18y) | ||
| Kiley Dean Schmit | Registered representative | Feb 2008 (18y) | ||
| Parandi Mahesh Patel | Registered representative | Feb 2008 (18y) | ||
| Ilona Slavkin | Registered representative | Feb 2008 (18y) | ||
| Michael Edward Gonzalez | Registered representative | Mar 2008 (18y) | ||
| Scott Charles Jensen | Registered representative | Mar 2008 (18y) | ||
| David Milan Pazourek | Registered representative | CFP Chartered Financial Consultant | Mar 2008 (18y) | |
| Jeffrey Lee Wiley | Registered representative | Mar 2008 (18y) | ||
| Joseph William Vita | Registered representative | Apr 2008 (18y) | ||
| Brennan Barry Miller | Registered representative | CFP | Apr 2008 (18y) | |
| Russell William Huffer | Registered representative | Apr 2008 (18y) | ||
| Matthew Douglas Walker | Registered representative | Apr 2008 (18y) | ||
| Harlynn J M J Hobbs | Registered representative | Apr 2008 (18y) | ||
| Jing Liu | Registered representative | Apr 2008 (18y) | ||
| Eric Martin Kronoveter | Registered representative | Apr 2008 (18y) | ||
| Kira Ann Hill | Registered representative | Apr 2008 (18y) | ||
| Michael L Dickman | Registered representative | Apr 2008 (18y) | ||
| George Milton Hyatt | Registered representative | May 2008 (18y) | ||
| Kathy Nguyet Khuu | Registered representative | May 2008 (18y) | ||
| Richard D Jacobson | Registered representative | May 2008 (18y) | ||
| Grant Dorian Mayer | Registered representative | May 2008 (18y) | ||
| Patrick J Walstad | Registered representative | May 2008 (18y) | ||
| Andrew F Smith | Registered representative | May 2008 (18y) | ||
| Timothy Mark Schneider | Registered representative | May 2008 (18y) | ||
| Nick S Berard | Registered representative | May 2008 (18y) | ||
| Gregory Ludwig Schreiner | Registered representative | May 2008 (18y) | ||
| Daryl Howard Powell | Registered representative | CFP | Jun 2008 (18y) | |
| Sean Edward Jenkins | Registered representative | Jun 2008 (18y) | ||
| Mark Kenneth Schwelling | Registered representative | Jun 2008 (18y) | ||
| Gregory Allen Vasquez | Registered representative | CFA | Jun 2008 (18y) | |
| Corey David Umeda | Registered representative | Jun 2008 (18y) | ||
| Todd D Hoeder | Registered representative | Jun 2008 (18y) | ||
| Sean Phillip Peck | Registered representative | Jul 2008 (18y) | ||
| Derek Christopher Fox | Registered representative | Jul 2008 (18y) | ||
| Angeline V Krylo | Registered representative | Jul 2008 (18y) | ||
| J Scott Rainey | Registered representative | CFP | Jul 2008 (18y) | |
| Clint Reid Sanders | Registered representative | Aug 2008 (18y) | ||
| Bert J Gass | Registered representative | Aug 2008 (18y) | ||
| Andrew G Mason | Registered representative | Aug 2008 (18y) | ||
| Jasvender Singh Grewal | Registered representative | Aug 2008 (18y) | ||
| Stephen Norbert Liepold | Registered representative | Sep 2008 (18y) | ||
| Bradford Charles Burgess | Registered representative | Sep 2008 (18y) | ||
| Satyanand Lutchmidat | Registered representative | Sep 2008 (18y) | ||
| Adrian Ioachim Ioachim Titeica | Registered representative | Sep 2008 (18y) | ||
| Christina Michelle Cochran | Registered representative | Sep 2008 (18y) | ||
| Kristy M Parker | Registered representative | Sep 2008 (18y) | ||
| Walter Ulices Menendez | Registered representative | Sep 2008 (18y) | ||
| Paul Michael Lamandia | Registered representative | Sep 2008 (18y) | ||
| Tayler Slade Gold | Registered representative | Sep 2008 (18y) | ||
| Gregory Joseph Morone | Registered representative | Oct 2008 (18y) | ||
| Lynn Patrice Semall | Registered representative | Oct 2008 (18y) | ||
| Salvador Javier Marcelo | Registered representative | Oct 2008 (18y) | ||
| Ian K Stuart | Registered representative | Oct 2008 (18y) | ||
| Angel Randolph Miranda | Registered representative | Nov 2008 (18y) | ||
| Michael Frank Gromofsky | Registered representative | Jan 2009 (18y) | ||
| William M Vosik | Registered representative | Jan 2009 (18y) | ||
| Brian Ray Caudill | Registered representative | Jan 2009 (18y) | ||
| Sunita Chachy Joseph | Registered representative | Jan 2009 (18y) | ||
| Sarah Simmons Khaldi | Registered representative | Jan 2009 (18y) | ||
| Andrew Ray Chaney | Registered representative | Jan 2009 (18y) | ||
| Ronald G Hooper | Registered representative | Jan 2009 (18y) | ||
| Joseph A Presa | Registered representative | Mar 2009 (17y) | ||
| James Edward Bohm | Registered representative | Mar 2009 (17y) | ||
| Deanna M Sherman | Registered representative | Apr 2009 (17y) | ||
| Nathan Ray Malone | Registered representative | CFP | Jun 2009 (17y) | |
| Galina Sapozhnikov | Registered representative | Jun 2009 (17y) | ||
| Marcela Garcia Dungy | Registered representative | Jun 2009 (17y) | ||
| Teresa Renee Mosher | Registered representative | Jul 2009 (17y) | ||
| Marc Douglas Rubio | Registered representative | Jul 2009 (17y) | ||
| Gregory M Laurence | Registered representative | CFP | Jul 2009 (17y) | |
| Seth Tarin Gray | Registered representative | Jul 2009 (17y) | ||
| Thomas Mathews | Registered representative | Jul 2009 (17y) | ||
| Stephen Robert Cetrulo | Registered representative | Aug 2009 (17y) | ||
| Erin C Kessel | Registered representative | Aug 2009 (17y) | ||
| John Eric Valentine | Registered representative | Aug 2009 (17y) | ||
| Alice Rodriguez | Registered representative | Aug 2009 (17y) | ||
| Ian Jeffery Lippert | Registered representative | Aug 2009 (17y) | ||
| Brian D Kwiatkowski | Registered representative | Sep 2009 (17y) | ||
| Keith Robert Jensen | Registered representative | Sep 2009 (17y) | ||
| Christopher Adam Stradley | Registered representative | Sep 2009 (17y) | ||
| Eric Allan Fraser | Registered representative | Sep 2009 (17y) | ||
| Daniel Henri Broussard | Registered representative | Sep 2009 (17y) | ||
| Tristyn Gebhardt | Registered representative | Chartered Financial Consultant | Sep 2009 (17y) | |
| Klinton David Mc Coy | Registered representative | Sep 2009 (17y) | ||
| David Owen Hellewell | Registered representative | Sep 2009 (17y) | ||
| Brendan Patrick Hughes | Registered representative | CFP | Sep 2009 (17y) | |
| David Truman Bernstein | Registered representative | Oct 2009 (17y) | ||
| Mayda Alvarado | Registered representative | Oct 2009 (17y) | ||
| Julie Z Young | Registered representative | Oct 2009 (17y) | ||
| Timothy Allen Wydo | Registered representative | Nov 2009 (17y) | ||
| Renata Rodriguez | Registered representative | Nov 2009 (17y) | ||
| Cade P Bass | Registered representative | CFP | Nov 2009 (17y) | |
| Philip Arthur Kendall | Registered representative | CFP | Nov 2009 (17y) | |
| Mark Clifford Jenkins | Registered representative | CFP | Nov 2009 (17y) | |
| Joshua M Demedeiros | Registered representative | Dec 2009 (17y) | ||
| David Timothy Hillesland | Registered representative | CFP | Dec 2009 (17y) | |
| David Burl Scurlock | Registered representative | Dec 2009 (17y) | ||
| Scott Ken Hisamoto | Registered representative | Dec 2009 (17y) | ||
| Lenny Garnett Letcher | Registered representative | Jan 2010 (17y) | ||
| Ryan James Halvorsen | Registered representative | Jan 2010 (17y) | ||
| James Alfred Corey | Registered representative | Jan 2010 (17y) | ||
| Mark Allan Fowler | Registered representative | Jan 2010 (17y) | ||
| Sean Christopher Le Boeuf | Registered representative | Jan 2010 (17y) | ||
| Michael Robert Hahn | Registered representative | Jan 2010 (17y) | ||
| Ron Michael Roff | Registered representative | Feb 2010 (16y) | ||
| Jamie Michael Bloom | Registered representative | Feb 2010 (16y) | ||
| Nathaniel M Cicotello | Registered representative | Feb 2010 (16y) | ||
| Hana Hanachi | Registered representative | Mar 2010 (16y) | ||
| Eric Michael Dronen | Registered representative | Mar 2010 (16y) | ||
| Robert Marshall Krebs | Registered representative | Mar 2010 (16y) | ||
| Patrick Doolin Torrey | Registered representative | Mar 2010 (16y) | ||
| David A Artusi | Registered representative | Mar 2010 (16y) | ||
| Bradley Dale Reeves | Registered representative | Mar 2010 (16y) | ||
| Shelly Renay Baumgartner | Registered representative | CFP | Mar 2010 (16y) | |
| Todd Robert Machowiak | Registered representative | Apr 2010 (16y) | ||
| George Patrick Barron | Registered representative | Apr 2010 (16y) | ||
| Craig Evan Fuller | Registered representative | Apr 2010 (16y) | ||
| Adam Richard Kipnes | Registered representative | Apr 2010 (16y) | ||
| Jared A Frieg | Registered representative | May 2010 (16y) | ||
| Jeffrey Lee Krummick | Registered representative | May 2010 (16y) | ||
| Tyrone Cornell Gibson | Registered representative | May 2010 (16y) | ||
| Amy Chi Fan Peng | Registered representative | May 2010 (16y) | ||
| Charles Young Choe | Registered representative | May 2010 (16y) | ||
| Selene B Argao | Registered representative | May 2010 (16y) | ||
| Jeremy Ray Schmidt | Registered representative | Jun 2010 (16y) | ||
| Sunny Hong Gao | Registered representative | CFA | Jun 2010 (16y) | |
| Troy Patrick Allen | Registered representative | Jun 2010 (16y) | ||
| Michelle Lynn Vanhof | Registered representative | Jun 2010 (16y) | ||
| Scott Nelson Cullitan | Registered representative | Jun 2010 (16y) | ||
| Tiffany Le | Registered representative | Jun 2010 (16y) | ||
| Joseph Michael Mccullough | Registered representative | Jun 2010 (16y) | ||
| Richard Theodore Kahan | Registered representative | Jun 2010 (16y) | ||
| Christopher Scott Wright | Registered representative | Jun 2010 (16y) | ||
| Lana Marie Costello | Registered representative | Jun 2010 (16y) | ||
| Donald James Billings | Registered representative | CFP | Jul 2010 (16y) | |
| William Clanton | Registered representative | Jul 2010 (16y) | ||
| Bryan R Cacchiotti | Registered representative | Jul 2010 (16y) | ||
| Mayra H Castro | Registered representative | Aug 2010 (16y) | ||
| Serif Oguz Denktas | Registered representative | Aug 2010 (16y) | ||
| Kara Rivers Arteaga | Registered representative | Aug 2010 (16y) | ||
| Matthew Todd Wheeles | Registered representative | Aug 2010 (16y) | ||
| Peter Heinrich Dellarocca | Registered representative | Sep 2010 (16y) | ||
| Matthew William Truscello | Registered representative | Sep 2010 (16y) | ||
| Mary Katherine Tooley | Registered representative | Sep 2010 (16y) | ||
| Henry Wong | Registered representative | Sep 2010 (16y) | ||
| Lindsey Jean Barba | Registered representative | Oct 2010 (16y) | ||
| Keith Brian Jerry | Registered representative | Oct 2010 (16y) | ||
| Levi Gray Marconette | Registered representative | Oct 2010 (16y) | ||
| Joshua W Wagler | Registered representative | Oct 2010 (16y) | ||
| Kevin Francis Miller | Registered representative | Oct 2010 (16y) | ||
| Trent S Thomas | Registered representative | Nov 2010 (16y) | ||
| Nathan J Lockrem | Registered representative | Nov 2010 (16y) | ||
| Robert Joseph Schmidt | Registered representative | Dec 2010 (16y) | ||
| Adria Elizabeth Basco | Registered representative | Jan 2011 (16y) | ||
| Dana Lea Davis | Registered representative | Jan 2011 (16y) | ||
| Jerod Bryce Pincomb | Registered representative | Jan 2011 (16y) | ||
| Rick Allen Fine | Registered representative | Jan 2011 (16y) | ||
| Alia Mitchell | Registered representative | Jan 2011 (16y) | ||
| Stephanie Lee Lemma | Registered representative | Jan 2011 (16y) | ||
| Kevin Adam Youatt | Registered representative | Jan 2011 (16y) | ||
| Martin Thomas Kurtz | Registered representative | Feb 2011 (15y) | ||
| Cory A Dawson | Registered representative | Mar 2011 (15y) | ||
| Candice D Sagehorn | Registered representative | Mar 2011 (15y) | ||
| Jeffrey L Anderson | Registered representative | Mar 2011 (15y) | ||
| Greg Alan Fulkerson | Registered representative | Mar 2011 (15y) | ||
| Michael J Martin | Registered representative | CFP | Mar 2011 (15y) | |
| Scott James Martinez | Registered representative | Apr 2011 (15y) | ||
| Marc E Myers | Registered representative | Apr 2011 (15y) | ||
| Nickolas Paul Bonk | Registered representative | Apr 2011 (15y) | ||
| Brandon Philip Stoker | Registered representative | CFP | Apr 2011 (15y) | |
| Jeffrey David Holt | Registered representative | May 2011 (15y) | ||
| Sophia Sauyann Berman | Registered representative | May 2011 (15y) | ||
| Brandon David Ross | Registered representative | May 2011 (15y) | ||
| Eric Michael Flynn | Registered representative | May 2011 (15y) | ||
| Kathleen Mary Beck | Registered representative | May 2011 (15y) | ||
| Justin Craig Bertelson | Registered representative | May 2011 (15y) | ||
| Joseph Clarence Woods | Registered representative | Jun 2011 (15y) | ||
| Leslie James Cooper | Registered representative | Jun 2011 (15y) | ||
| Marcelo Castaneda | Registered representative | Jun 2011 (15y) | ||
| Kathleen Ann Zarella | Registered representative | Jun 2011 (15y) | ||
| Michael Carlton Smith | Registered representative | Jun 2011 (15y) | ||
| Gretchen Elisabeth Lusby | Registered representative | Jun 2011 (15y) | ||
| Stephanie Tara Greeson | Registered representative | Jul 2011 (15y) | ||
| Katie Terese Buckler | Registered representative | Jul 2011 (15y) | ||
| Rachel Brown | Registered representative | Aug 2011 (15y) | ||
| Garrett B Sloan | Registered representative | Aug 2011 (15y) | ||
| David Brian Swain | Registered representative | Aug 2011 (15y) | ||
| Thomas J Nowak | Registered representative | CFP | Aug 2011 (15y) | |
| Adam Gregory Clarke | Registered representative | Aug 2011 (15y) | ||
| Rey Dues | Registered representative | CFP | Aug 2011 (15y) | |
| Zachary Anthony Ziccardi | Registered representative | Sep 2011 (15y) | ||
| Todd Robert Norton | Registered representative | Sep 2011 (15y) | ||
| Ronald Christopher Boyce | Registered representative | Sep 2011 (15y) | ||
| Robert David Thompson | Registered representative | Sep 2011 (15y) | ||
| Jeremy Thomas Schoenhoft | Registered representative | Sep 2011 (15y) | ||
| Erncy Dumornay | Registered representative | Sep 2011 (15y) | ||
| Robin Morgan | Registered representative | Sep 2011 (15y) | ||
| Craig Peter Taucher | Registered representative | Sep 2011 (15y) | ||
| Sophia Shiao Ta Sun | Registered representative | Oct 2011 (15y) | ||
| Kelly P Tayloe | Registered representative | Oct 2011 (15y) | ||
| Robert Schuyler Sander | Registered representative | Oct 2011 (15y) | ||
| Wade Garrett Cheatham | Registered representative | CFP | Oct 2011 (15y) | |
| Tyler W Amos | Registered representative | Nov 2011 (15y) | ||
| John R Carlson | Registered representative | CFP | Nov 2011 (15y) | |
| John Vincent Stilley | Registered representative | Nov 2011 (15y) | ||
| Michael Colin Murphy | Registered representative | Nov 2011 (15y) | ||
| Yasmani Santana | Registered representative | Nov 2011 (15y) | ||
| Christopher Charles Harvey | Registered representative | CFP | Dec 2011 (15y) | |
| John Christopher Ilic | Registered representative | Jan 2012 (15y) | ||
| Kurt U Shore | Registered representative | Jan 2012 (15y) | ||
| Logan Elizabeth Saucedo | Registered representative | Jan 2012 (15y) | ||
| James Patrick Anderson | Registered representative | Feb 2012 (15y) | ||
| Carey Alexander Perkins | Registered representative | Feb 2012 (14y) | ||
| Chase Bradley Pollard | Registered representative | Feb 2012 (14y) | ||
| Kevin Arthur Krestan | Registered representative | CFP | Feb 2012 (14y) | |
| John James Flanagan | Registered representative | Feb 2012 (14y) | ||
| Phillip Paul Thanawiwat | Registered representative | CFP | Feb 2012 (14y) | |
| Kevin Patrick Gerard | Registered representative | Mar 2012 (14y) | ||
| Timothy David Mosley | Registered representative | Mar 2012 (14y) | ||
| Karim Wayne Nalbandy | Registered representative | Mar 2012 (14y) | ||
| Robert James Kirk | Registered representative | Apr 2012 (14y) | ||
| Michael Stephen Wytiaz | Registered representative | CFP | Apr 2012 (14y) | |
| Daniel Mendoza | Registered representative | Apr 2012 (14y) | ||
| Anthony Zachary Price | Registered representative | May 2012 (14y) | ||
| Brian Zachary Wong | Registered representative | May 2012 (14y) | ||
| Jeremy Michael Heldman | Registered representative | May 2012 (14y) | ||
| Matthew Sean Grady | Registered representative | May 2012 (14y) | ||
| Kimberly Michelle Jennings | Registered representative | Jun 2012 (14y) | ||
| Daniel James Jensen Williamson | Registered representative | Jun 2012 (14y) | ||
| Noi Khamsone | Registered representative | Jun 2012 (14y) | ||
| Jessica Madilyn Mc Main | Registered representative | Jun 2012 (14y) | ||
| Bret Alan Runyan | Registered representative | CFP | Jun 2012 (14y) | |
| Julie Ann Christman | Registered representative | Jun 2012 (14y) | ||
| William Douglas Holm | Registered representative | Jun 2012 (14y) | ||
| Laurie Kwong | Registered representative | Jun 2012 (14y) | ||
| Kerry Lea Romstad | Registered representative | Jul 2012 (14y) | ||
| Brian Edkin | Registered representative | Jul 2012 (14y) | ||
| Dennis David Pompa | Registered representative | Jul 2012 (14y) | ||
| Jon Francis Mc Knight | Registered representative | Jul 2012 (14y) | ||
| Alyssa Danielle Dewendt | Registered representative | Jul 2012 (14y) | ||
| Lecia Lynn Lupoli | Registered representative | Jul 2012 (14y) | ||
| David L Mc Kimmy | Registered representative | Jul 2012 (14y) | ||
| Joseph Matthew Chase | Registered representative | Aug 2012 (14y) | ||
| Joshua Ardelean | Registered representative | Aug 2012 (14y) | ||
| John Thomas Christerson | Registered representative | Aug 2012 (14y) | ||
| Jacquelyn Mitchell Edwards | Registered representative | Aug 2012 (14y) | ||
| Scott Howell Parker | Registered representative | Aug 2012 (14y) | ||
| Donald Brian Carpenter | Registered representative | Aug 2012 (14y) | ||
| Joseph Brent Russell | Registered representative | CFP | Aug 2012 (14y) | |
| Janet L Chan | Registered representative | Aug 2012 (14y) | ||
| Melanie Strickland | Registered representative | Aug 2012 (14y) | ||
| Andrea Danielle Hicks | Registered representative | Aug 2012 (14y) | ||
| John Charles Smith | Registered representative | Sep 2012 (14y) | ||
| David Michael Crowder | Registered representative | Sep 2012 (14y) | ||
| Gerald Scott Newell | Registered representative | Sep 2012 (14y) | ||
| John S Landry | Registered representative | Sep 2012 (14y) | ||
| Daniel Lee Jensen | Registered representative | Sep 2012 (14y) | ||
| Marc Anthony Vera | Registered representative | Sep 2012 (14y) | ||
| James P Gallo | Registered representative | Oct 2012 (14y) | ||
| Mark Ludwig Simmel | Registered representative | Oct 2012 (14y) | ||
| Nicholas Alan Telea | Registered representative | Oct 2012 (14y) | ||
| Gregory Keith Ericson | Registered representative | Oct 2012 (14y) | ||
| Michael Patrick Dolan | Registered representative | Oct 2012 (14y) | ||
| Christopher Ryan Boyd | Registered representative | Oct 2012 (14y) | ||
| Sweyden Ernest Dibble | Registered representative | CFP | Oct 2012 (14y) | |
| Abby Dawn Honerkamp | Registered representative | Oct 2012 (14y) | ||
| Chris John Reedy | Registered representative | Nov 2012 (14y) | ||
| Michael Robert Solomon | Registered representative | Nov 2012 (14y) | ||
| Peter Dimitrakopoulos | Registered representative | Nov 2012 (14y) | ||
| James P Gallagher | Registered representative | Nov 2012 (14y) | ||
| Steven Chou Silver | Registered representative | Nov 2012 (14y) | ||
| Robert Michael Freddino | Registered representative | Dec 2012 (14y) | ||
| Shie Alexander Hadar | Registered representative | Dec 2012 (14y) | ||
| Andrea Alycia Larson Mc Conlogue | Registered representative | Dec 2012 (14y) | ||
| David Nicholas Dudek | Registered representative | Dec 2012 (14y) | ||
| Eric Matthew Johannes | Registered representative | CFP Chartered Financial Consultant | Dec 2012 (14y) | |
| Allen Chuckman Lee | Registered representative | Dec 2012 (14y) | ||
| Melvin Ranolph Primas | Registered representative | Dec 2012 (14y) | ||
| Rachel Ruth Lynch | Registered representative | Dec 2012 (14y) | ||
| Lin Sun | Registered representative | Dec 2012 (14y) | ||
| Robert E Oberlander | Registered representative | Dec 2012 (14y) | ||
| Kristi Ann Gilliland | Registered representative | Dec 2012 (14y) | ||
| Jonathan Arwood Scully | Registered representative | Jan 2013 (14y) | ||
| Brian Thomas Suto | Registered representative | Jan 2013 (14y) | ||
| Elizabeth America Matos | Registered representative | Jan 2013 (14y) | ||
| Jeffrey Alan Milner | Registered representative | CFP | Jan 2013 (14y) | |
| Andrew Lee Walton | Registered representative | CFP | Jan 2013 (14y) | |
| Sheng Chun Chiu | Registered representative | Jan 2013 (14y) | ||
| Robert Patrick Burns | Registered representative | Jan 2013 (14y) | ||
| Martin A Britton | Registered representative | Jan 2013 (14y) | ||
| Matthew B Lamb | Registered representative | Jan 2013 (14y) | ||
| Lesandro Ruben Mena | Registered representative | Jan 2013 (14y) | ||
| Brian Charles Rabbito | Registered representative | Feb 2013 (13y) | ||
| George Nicholas Rimmele | Registered representative | Feb 2013 (13y) | ||
| Timothy David Ponstingle | Registered representative | Feb 2013 (13y) | ||
| Lauren Elizabeth Jones | Registered representative | Feb 2013 (13y) | ||
| Andrew Gregory Pianko | Registered representative | CFP | Feb 2013 (13y) | |
| Jordan Elliott Leuschke | Registered representative | Feb 2013 (13y) | ||
| Brian Lawrence Esten | Registered representative | Feb 2013 (13y) | ||
| Stephen Michael Magistad | Registered representative | Mar 2013 (13y) | ||
| Rebecca Ayers Proske | Registered representative | Mar 2013 (13y) | ||
| James Michael Kukurin | Registered representative | Mar 2013 (13y) | ||
| Mark Anthony Findling | Registered representative | Mar 2013 (13y) | ||
| Lauray Denise Kennedy | Registered representative | Mar 2013 (13y) | ||
| Thomas John Farrell | Registered representative | Mar 2013 (13y) | ||
| Adam Bashir Jarrah | Registered representative | Mar 2013 (13y) | ||
| Russel Walton Burgess | Registered representative | Apr 2013 (13y) | ||
| Kevin Ray Banner | Registered representative | Apr 2013 (13y) | ||
| William Gerard Donohue | Registered representative | Apr 2013 (13y) | ||
| Aaron Tucker Myers | Registered representative | Apr 2013 (13y) | ||
| Jing Yang Guo | Registered representative | Apr 2013 (13y) | ||
| Te Hsin Wendy Yuan | Registered representative | Apr 2013 (13y) | ||
| Colby Gaston Cysewski | Registered representative | Apr 2013 (13y) | ||
| Brian Andrew Golarz | Registered representative | May 2013 (13y) | ||
| Adam James Lassanske | Registered representative | CFP | May 2013 (13y) | |
| John Edward Fisher | Registered representative | May 2013 (13y) | ||
| Ryan James Penshorn | Registered representative | May 2013 (13y) | ||
| John Lukes Ii | Registered representative | May 2013 (13y) | ||
| Kyle Edwin Roser | Registered representative | May 2013 (13y) | ||
| Darrin Rodney Boor | Registered representative | May 2013 (13y) | ||
| Summer Mckenzie Lemmon | Registered representative | Jun 2013 (13y) | ||
| Elizabeth J Nemeth | Registered representative | Jun 2013 (13y) | ||
| Agnes A Cahill | Registered representative | Jun 2013 (13y) | ||
| Clinton C Good | Registered representative | Jun 2013 (13y) | ||
| Paul Jing Wei Hsu | Registered representative | Jun 2013 (13y) | ||
| Michael Todd Lind | Registered representative | Jul 2013 (13y) | ||
| Jeremy Todd Zeichner | Registered representative | CFP Chartered Financial Consultant | Jul 2013 (13y) | |
| Ryan Scott Cole | Registered representative | Jul 2013 (13y) | ||
| Garland Overton Sharp | Registered representative | Jul 2013 (13y) | ||
| Chad Douglas Kilpatrick | Registered representative | Jul 2013 (13y) | ||
| Jeffrey Shields Glaser | Registered representative | Jul 2013 (13y) | ||
| Brett Alan Bernard | Registered representative | Jul 2013 (13y) | ||
| Jared Lee Quintiliani | Registered representative | Jul 2013 (13y) | ||
| Matthew Adam Cramer | Registered representative | CFP | Jul 2013 (13y) | |
| Christopher Meredith | Registered representative | Aug 2013 (13y) | ||
| Mark Christopher Gerard | Registered representative | Aug 2013 (13y) | ||
| Grace Shin Fang Meredith | Registered representative | Aug 2013 (13y) | ||
| Joseph Y Kim | Registered representative | Aug 2013 (13y) | ||
| Kathryn Ann Shamburger | Registered representative | Aug 2013 (13y) | ||
| Staci Lynn Price | Registered representative | Aug 2013 (13y) | ||
| Dennis Amechi Oparaugo | Registered representative | CFP | Sep 2013 (13y) | |
| David Villanueva | Registered representative | Sep 2013 (13y) | ||
| Richard E Rivera | Registered representative | Sep 2013 (13y) | ||
| Jon Marcelino Garcia | Registered representative | Sep 2013 (13y) | ||
| Stephan Mattew Smelko | Registered representative | Sep 2013 (13y) | ||
| Adam Michael Evans | Registered representative | Oct 2013 (13y) | ||
| Richard Kenneth Jacobsen | Registered representative | Oct 2013 (13y) | ||
| Daniel Brooks | Registered representative | Oct 2013 (13y) | ||
| Nick J Shepherd | Registered representative | Oct 2013 (13y) | ||
| Matthew James Hale | Registered representative | Oct 2013 (13y) | ||
| Min Deng | Registered representative | CFP | Oct 2013 (13y) | |
| Steven Joe Leighty | Registered representative | Nov 2013 (13y) | ||
| Jason Gregory Pence | Registered representative | CFP | Nov 2013 (13y) | |
| Tracey Marie Stanga Jarvis | Registered representative | Nov 2013 (13y) | ||
| Eugene Michael Pruszynski | Registered representative | Nov 2013 (13y) | ||
| Michael James Maniscalco | Registered representative | Nov 2013 (13y) | ||
| Franklin Mauricio Portillo | Registered representative | Nov 2013 (13y) | ||
| Nicholas F Caruso | Registered representative | Nov 2013 (13y) | ||
| Jason Lee Burke | Registered representative | CFP | Nov 2013 (13y) | |
| Todd M Caldwell | Registered representative | CFP | Nov 2013 (13y) | |
| Daron Edward Estrada | Registered representative | CFP | Dec 2013 (13y) | |
| Julie Susanne Marks | Registered representative | Dec 2013 (13y) | ||
| Seth Hal Cushman | Registered representative | Dec 2013 (13y) | ||
| Michael Christian Jones | Registered representative | Jan 2014 (13y) | ||
| Toby Lee Easterling | Registered representative | Jan 2014 (13y) | ||
| Brian Wagenbach | Registered representative | CFP | Jan 2014 (13y) | |
| Joseph Michael Cali | Registered representative | Jan 2014 (13y) | ||
| Andrew Gordon Lindell | Registered representative | CFP | Jan 2014 (13y) | |
| Andrew B Fritsch | Registered representative | Jan 2014 (13y) | ||
| Andrea Jean Brotzel | Registered representative | Jan 2014 (13y) | ||
| Chase Junior Hedlund | Registered representative | Jan 2014 (13y) | ||
| David Carl Hoppe | Registered representative | Jan 2014 (13y) | ||
| Timothy Allen Scovell | Registered representative | CFP | Jan 2014 (13y) | |
| Ari Potts Strait | Registered representative | CFP | Jan 2014 (13y) | |
| Wayne Thomas Janicki | Registered representative | Jan 2014 (13y) | ||
| David Allen Hiatt | Registered representative | Jan 2014 (13y) | ||
| Michael David Continelli | Registered representative | CFP | Jan 2014 (13y) | |
| Thomas James Roccograndi | Registered representative | Jan 2014 (13y) | ||
| Jason Thomas Halada | Registered representative | CFP | Jan 2014 (13y) | |
| Michael Robert Shinnick | Registered representative | CFP | Jan 2014 (13y) | |
| Rajendra C Joshi | Registered representative | Jan 2014 (13y) | ||
| William Thomas Schwind | Registered representative | Jan 2014 (13y) | ||
| Jonathan Richard Keithan | Registered representative | Jan 2014 (13y) | ||
| Paul David Johnson | Registered representative | Jan 2014 (13y) | ||
| Saju Bahuleyan | Registered representative | Jan 2014 (13y) | ||
| Erick B Ibarra | Registered representative | Jan 2014 (13y) | ||
| Bradley W Rees | Registered representative | Jan 2014 (13y) | ||
| Richard Aldrich Armellini | Registered representative | Jan 2014 (13y) | ||
| Brian David Makoff | Registered representative | Jan 2014 (13y) | ||
| Kenneth James Cardenas | Registered representative | Jan 2014 (13y) | ||
| Gregory Dale Cella | Registered representative | Feb 2014 (12y) | ||
| Michael Patrick Wetterer | Registered representative | CFP | Feb 2014 (12y) | |
| Trumaine Douglas Gammage | Registered representative | Feb 2014 (12y) | ||
| Jason Cole Cherry | Registered representative | Feb 2014 (12y) | ||
| Kristie Williams Mitchell | Registered representative | Feb 2014 (12y) | ||
| Michael James Theis | Registered representative | Mar 2014 (12y) | ||
| Patrick D Applebee | Registered representative | Mar 2014 (12y) | ||
| James Brian Neal | Registered representative | Mar 2014 (12y) | ||
| Matthew R Noll | Registered representative | Mar 2014 (12y) | ||
| James William Riefe | Registered representative | Mar 2014 (12y) | ||
| Daniel Joseph Schwartz | Registered representative | Mar 2014 (12y) | ||
| David Michael Scott | Registered representative | Mar 2014 (12y) | ||
| Amanda Marie Primozic | Registered representative | Mar 2014 (12y) | ||
| Jan Marie Frey | Registered representative | Apr 2014 (12y) | ||
| Jason Stephen Dugdale | Registered representative | Apr 2014 (12y) | ||
| Marcus Walker Lespron | Registered representative | Apr 2014 (12y) | ||
| Bradley Tyler Perry | Registered representative | Apr 2014 (12y) | ||
| Brian Thomas Galvin | Registered representative | Apr 2014 (12y) | ||
| Dana Maria Paul | Registered representative | Apr 2014 (12y) | ||
| Rhett J Savitch | Registered representative | CFP | Apr 2014 (12y) | |
| Douglas Alan Knudsen | Registered representative | Apr 2014 (12y) | ||
| Chad Tyler Denney | Registered representative | May 2014 (12y) | ||
| Darren Marcus Wilcox | Registered representative | May 2014 (12y) | ||
| Amanda Rae Perkins | Registered representative | CFP | May 2014 (12y) | |
| John George Dinisio | Registered representative | May 2014 (12y) | ||
| H Gerald Weil | Registered representative | CFP | May 2014 (12y) | |
| Derek William Moon | Registered representative | May 2014 (12y) | ||
| Michael Lance Copeland | Registered representative | May 2014 (12y) | ||
| Michelle Rene Garcia | Registered representative | May 2014 (12y) | ||
| Nicholas J Sexauer | Registered representative | May 2014 (12y) | ||
| Daniel Charles Stanush | Registered representative | May 2014 (12y) | ||
| James Phillip Settle | Registered representative | May 2014 (12y) | ||
| Rock Duane Henderson | Registered representative | May 2014 (12y) | ||
| William Nathan Gaston | Registered representative | May 2014 (12y) | ||
| John Deloera | Registered representative | May 2014 (12y) | ||
| Joseph Charles Nichols | Registered representative | Jun 2014 (12y) | ||
| Michael Lee Fuller | Registered representative | Jun 2014 (12y) | ||
| William John Osborne | Registered representative | Jun 2014 (12y) | ||
| Robert Bennett | Registered representative | Jun 2014 (12y) | ||
| Jammy Jo Straub | Registered representative | Jun 2014 (12y) | ||
| Adam James Glowacki | Registered representative | Jun 2014 (12y) | ||
| Matthew Alan Grinewich | Registered representative | Jul 2014 (12y) | ||
| Cailin Dawn Mc Elrath | Registered representative | Jul 2014 (12y) | ||
| David Roger Fern | Registered representative | Jul 2014 (12y) | ||
| Gary Thomas Libler | Registered representative | Jul 2014 (12y) | ||
| Nicholas Morgan Greer | Registered representative | Jul 2014 (12y) | ||
| Don Matthew Greenberg | Registered representative | Jul 2014 (12y) | ||
| Patricia M Preston | Registered representative | Jul 2014 (12y) | ||
| Jeremy Massey Zitting | Registered representative | CFP | Jul 2014 (12y) | |
| Greg Randall Creech | Registered representative | Jul 2014 (12y) | ||
| Andrew Derek Genco | Registered representative | Jul 2014 (12y) | ||
| Lisa Marie Quartarone | Registered representative | Jul 2014 (12y) | ||
| Margaret Doyle Watt | Registered representative | Aug 2014 (12y) | ||
| John David Detterick | Registered representative | Aug 2014 (12y) | ||
| Timothy Troy Davis | Registered representative | Aug 2014 (12y) | ||
| Nimmi Bratcher | Registered representative | Aug 2014 (12y) | ||
| Gregory P Wolder | Registered representative | Aug 2014 (12y) | ||
| Colin A Pyfrom | Registered representative | Aug 2014 (12y) | ||
| Jorge A Mendez | Registered representative | Aug 2014 (12y) | ||
| Cherie Stephanie Ramirez | Registered representative | Aug 2014 (12y) | ||
| John Christopher Allen | Registered representative | Sep 2014 (12y) | ||
| James Brock Hopkinson | Registered representative | Sep 2014 (12y) | ||
| Michael Keith Smith | Registered representative | Sep 2014 (12y) | ||
| Heather Elizabeth Sutter | Registered representative | Sep 2014 (12y) | ||
| Drake S Beck | Registered representative | Sep 2014 (12y) | ||
| Benjamin S Brauneck | Registered representative | Sep 2014 (12y) | ||
| John W Thompson | Registered representative | Sep 2014 (12y) | ||
| David Philip Petersen | Registered representative | Sep 2014 (12y) | ||
| Steven Thornton | Registered representative | Sep 2014 (12y) | ||
| Sylvia Irene Arellano | Registered representative | CFP | Oct 2014 (12y) | |
| David Wilfredo Vera | Registered representative | CFP | Oct 2014 (12y) | |
| Janet Lee Parker | Registered representative | Oct 2014 (12y) | ||
| Craig Stuart | Registered representative | Oct 2014 (12y) | ||
| Rona N Neuneker | Registered representative | Oct 2014 (12y) | ||
| Brian Joseph Olson | Registered representative | Oct 2014 (12y) | ||
| Steven Todd Nearpass | Registered representative | Nov 2014 (12y) | ||
| James Erik Grice | Registered representative | Nov 2014 (12y) | ||
| Michael Brian Murray | Registered representative | Nov 2014 (12y) | ||
| John S Johnson | Registered representative | Nov 2014 (12y) | ||
| Wei Hua | Registered representative | Nov 2014 (12y) | ||
| Jessica Monique Camacho | Registered representative | Nov 2014 (12y) | ||
| Joseph Paul Cearley | Registered representative | Nov 2014 (12y) | ||
| Jonathan Keith Beecham | Registered representative | Nov 2014 (12y) | ||
| Adam Gregory Kurak | Registered representative | Dec 2014 (12y) | ||
| Remy Mark Bolea | Registered representative | Dec 2014 (12y) | ||
| Joseph Rhee | Registered representative | Dec 2014 (12y) | ||
| Andrew Norwine | Registered representative | Dec 2014 (12y) | ||
| John Christopher Stansel | Registered representative | Dec 2014 (12y) | ||
| Marc Thomas Tanner | Registered representative | Dec 2014 (12y) | ||
| David F Peracchio | Registered representative | Dec 2014 (12y) | ||
| Justin Lee Plunkett | Registered representative | Jan 2015 (12y) | ||
| Matthew J Greer | Registered representative | Jan 2015 (12y) | ||
| Olivier Guerin | Registered representative | Jan 2015 (12y) | ||
| Matthew Jay Coto | Registered representative | Jan 2015 (12y) | ||
| Michael L Bonds | Registered representative | Chartered Financial Consultant | Jan 2015 (12y) | |
| Christina Caye Nusbaum | Registered representative | Jan 2015 (12y) | ||
| Scott Edward Given | Registered representative | Jan 2015 (12y) | ||
| Mark Allen Zehrung | Registered representative | Jan 2015 (12y) | ||
| Rahil M Khan | Registered representative | Jan 2015 (12y) | ||
| Scott Douglass | Registered representative | Jan 2015 (12y) | ||
| Lisa Marie Lang | Registered representative | Jan 2015 (12y) | ||
| Eric Christian Biga | Registered representative | Jan 2015 (12y) | ||
| Gary James Hall | Registered representative | Jan 2015 (12y) | ||
| John H Shoemaker | Registered representative | Feb 2015 (11y) | ||
| Felise Lesha Anderson | Registered representative | Feb 2015 (11y) | ||
| Karen Stacey Podwyszynski | Registered representative | Feb 2015 (11y) | ||
| Dustin Lamar Woodbury | Registered representative | Feb 2015 (11y) | ||
| Kelly Stewart Dodd | Registered representative | Feb 2015 (11y) | ||
| Ronald Louis Mark | Registered representative | Feb 2015 (11y) | ||
| Ryan Joseph Wiegmann | Registered representative | Feb 2015 (11y) | ||
| Lauren Brittany Messervey | Registered representative | Mar 2015 (11y) | ||
| Virginia Lee Rueth | Registered representative | Mar 2015 (11y) | ||
| Dominic Carrera Anderson | Registered representative | CFA | Mar 2015 (11y) | |
| Gregory Tod Long | Registered representative | Mar 2015 (11y) | ||
| Maria Potter | Registered representative | Mar 2015 (11y) | ||
| Andrew Nader Rezkalla | Registered representative | Mar 2015 (11y) | ||
| Christopher Anthony Kowal | Registered representative | Mar 2015 (11y) | ||
| George Adrian Corrado | Registered representative | Mar 2015 (11y) | ||
| Christopher J Oconnell | Registered representative | Mar 2015 (11y) | ||
| Jonathan Ryan Mefford | Registered representative | Mar 2015 (11y) | ||
| Tyler James Buck | Registered representative | Apr 2015 (11y) | ||
| Brian P Follen | Registered representative | Apr 2015 (11y) | ||
| Cornelia Ruth Mallari | Registered representative | Apr 2015 (11y) | ||
| Preston Bonds | Registered representative | Apr 2015 (11y) | ||
| Robert Brian Cwik | Registered representative | CFP | Apr 2015 (11y) | |
| Kelly Elizabeth Cironi | Registered representative | Apr 2015 (11y) | ||
| Gerald Mosley | Registered representative | Apr 2015 (11y) | ||
| Henry C Glasheen | Registered representative | Apr 2015 (11y) | ||
| William Nathaniel Murray | Registered representative | Apr 2015 (11y) | ||
| Justin G Nevitt | Registered representative | May 2015 (11y) | ||
| Crystal Marie Heres | Registered representative | May 2015 (11y) | ||
| Mary Melissa Baker | Registered representative | May 2015 (11y) | ||
| Carlos Miguel Alvarez | Registered representative | May 2015 (11y) | ||
| Karen Leigh Jordan | Registered representative | CFP | May 2015 (11y) | |
| Greg Bruce Childs | Registered representative | May 2015 (11y) | ||
| Perry Allen Whitehead | Registered representative | May 2015 (11y) | ||
| Eric G Ritossa | Registered representative | CFP | May 2015 (11y) | |
| Bradley Edward Lawson | Registered representative | May 2015 (11y) | ||
| Joseph Michael Volpe | Registered representative | May 2015 (11y) | ||
| Kyle D Christian | Registered representative | CFP CFA | May 2015 (11y) | |
| David Richard Gudal | Registered representative | May 2015 (11y) | ||
| Mark Alan Settlemyre | Registered representative | Jun 2015 (11y) | ||
| Meryl Dionne Hooten | Registered representative | CFP | Jun 2015 (11y) | |
| Stephen Jinho Choi | Registered representative | Jun 2015 (11y) | ||
| Kenneth Cash Covington | Registered representative | Jun 2015 (11y) | ||
| Christopher Matthew Bowen | Registered representative | Jun 2015 (11y) | ||
| Quentin Xavier Sampson | Registered representative | Jun 2015 (11y) | ||
| Cody Dale Hall | Registered representative | Jun 2015 (11y) | ||
| Amy Leanne Dowell | Registered representative | Jun 2015 (11y) | ||
| Christopher J Nixon | Registered representative | Jun 2015 (11y) | ||
| Matthew D Gleisner | Registered representative | Jun 2015 (11y) | ||
| Thomas Edward Harty | Registered representative | Jun 2015 (11y) | ||
| Noel G Goodrich | Registered representative | Jul 2015 (11y) | ||
| Josh Brown | Registered representative | Jul 2015 (11y) | ||
| Jessica Alexis Duran | Registered representative | Jul 2015 (11y) | ||
| Wei Teh Chen | Registered representative | Jul 2015 (11y) | ||
| Erinleigh Lacanilao Baldivia | Registered representative | Jul 2015 (11y) | ||
| Andrew Walter James Savage | Registered representative | Jul 2015 (11y) | ||
| James Christopher Norton | Registered representative | Jul 2015 (11y) | ||
| Benjamin Patrick Casebolt | Registered representative | Jul 2015 (11y) | ||
| Corey Curtis Barnes | Registered representative | Jul 2015 (11y) | ||
| Ricky Deon Wallace | Registered representative | Jul 2015 (11y) | ||
| Troy Eugene Grospitz | Registered representative | Aug 2015 (11y) | ||
| Paul Ronald Dinkler | Registered representative | Aug 2015 (11y) | ||
| Rebecca L Grant | Registered representative | Aug 2015 (11y) | ||
| Charles James Wicke | Registered representative | Aug 2015 (11y) | ||
| Helen F Rouzanov | Registered representative | CFP | Aug 2015 (11y) | |
| John Russell Ingram | Registered representative | Aug 2015 (11y) | ||
| Derrick Leslie Stevens | Registered representative | Aug 2015 (11y) | ||
| Scott Patrick Depiazza | Registered representative | Aug 2015 (11y) | ||
| Robert Gerard Valerien | Registered representative | Aug 2015 (11y) | ||
| John Tyler Moriarty | Registered representative | Aug 2015 (11y) | ||
| Anthony Joseph Lobalbo | Registered representative | Aug 2015 (11y) | ||
| Zachary James Bologeorges | Registered representative | Aug 2015 (11y) | ||
| Manga Naraharisetty Rau | Registered representative | Sep 2015 (11y) | ||
| Mistie Dawn Trame | Registered representative | Sep 2015 (11y) | ||
| Benjamin S Howe Bury | Registered representative | Sep 2015 (11y) | ||
| Kristen Mitchell Warren | Registered representative | Sep 2015 (11y) | ||
| Scott James Mac Donald | Registered representative | CFP | Sep 2015 (11y) | |
| Bartley Mitchell Hostetler | Registered representative | Sep 2015 (11y) | ||
| Robert Gene Schott Jr | Registered representative | Sep 2015 (11y) | ||
| Timothy David Freeland | Registered representative | Sep 2015 (11y) | ||
| Bryan John Wagner | Registered representative | Sep 2015 (11y) | ||
| Tabatha Roupe Schury | Registered representative | CFP | Sep 2015 (11y) | |
| Toussaint Mandela Carryl | Registered representative | Sep 2015 (11y) | ||
| Richard Dee Divine | Registered representative | Sep 2015 (11y) | ||
| Matthew James Lipari | Registered representative | Sep 2015 (11y) | ||
| Michelle Renee Lance | Registered representative | Sep 2015 (11y) | ||
| Paul Mendez | Registered representative | Sep 2015 (11y) | ||
| Crystal Alyse Curran | Registered representative | Oct 2015 (11y) | ||
| Devon Arthur Taylor | Registered representative | Oct 2015 (11y) | ||
| Michael Ryan Henry | Registered representative | Oct 2015 (11y) | ||
| Brian Wayne Howell | Registered representative | Oct 2015 (11y) | ||
| Sally Shawky Chib | Registered representative | Oct 2015 (11y) | ||
| Michael A Freeman | Registered representative | Oct 2015 (11y) | ||
| William Bing Wang | Registered representative | Oct 2015 (11y) | ||
| David Aaron Pina | Registered representative | Oct 2015 (11y) | ||
| Aaron James Bailey | Registered representative | Nov 2015 (11y) | ||
| Mark Edward Heusinkveld | Registered representative | Nov 2015 (11y) | ||
| Rosalinda Aleman Tran | Registered representative | Nov 2015 (11y) | ||
| Daniel Omeara Mc Namara | Registered representative | CFP | Nov 2015 (11y) | |
| Jeffrey Scott Hyman | Registered representative | Nov 2015 (11y) | ||
| Suzanne Marie Gallegos | Registered representative | Nov 2015 (11y) | ||
| Justin Lane Boyd | Registered representative | Nov 2015 (11y) | ||
| Laurie Ann Dederian | Registered representative | Nov 2015 (11y) | ||
| Jubisa Montes | Registered representative | Nov 2015 (11y) | ||
| Mark Andrew Yackey | Registered representative | Nov 2015 (11y) | ||
| David M Mattick | Registered representative | Dec 2015 (11y) | ||
| Jay Thomas Jones | Registered representative | Dec 2015 (11y) | ||
| Christopher Andrew White | Registered representative | Dec 2015 (11y) | ||
| Eric Allen Anderson | Registered representative | Dec 2015 (11y) | ||
| Jill Matesic | Registered representative | Dec 2015 (11y) | ||
| Christopher John Castaneda | Registered representative | Dec 2015 (11y) | ||
| Kenric Jermayne Farlow | Registered representative | Dec 2015 (11y) | ||
| Tony C Quinn | Registered representative | Dec 2015 (11y) | ||
| Jeffrey Scott Allen | Registered representative | Dec 2015 (11y) | ||
| Ryan Travis Bernard | Registered representative | Dec 2015 (11y) | ||
| Rolando Vescovacci Colon | Registered representative | Dec 2015 (11y) | ||
| Maria Del Mar Escalona | Registered representative | Dec 2015 (11y) | ||
| Evan Muldoon Cohen | Registered representative | Jan 2016 (11y) | ||
| Paul Edward Malec | Registered representative | Jan 2016 (11y) | ||
| Robert Russell Brouthers | Registered representative | Jan 2016 (11y) | ||
| Hunter Jacob Jensen | Registered representative | CFP | Jan 2016 (11y) | |
| Carson Conroy Beebe | Registered representative | Jan 2016 (11y) | ||
| Antonio Jaime Rodriguez | Registered representative | Jan 2016 (11y) | ||
| Mark Krogulski | Registered representative | CFP | Jan 2016 (11y) | |
| Carl F Marshall | Registered representative | CFP | Jan 2016 (11y) | |
| Mary Camille Jovanovich | Registered representative | Feb 2016 (10y) | ||
| James Christopher Schlueter | Registered representative | CFP | Feb 2016 (10y) | |
| Patrick Garcia Doporto | Registered representative | Feb 2016 (10y) | ||
| Chase Daniel Ferdinandsen | Registered representative | Feb 2016 (10y) | ||
| Vicky R Delhaye | Registered representative | Feb 2016 (10y) | ||
| John Peter Grigus | Registered representative | CFP | Feb 2016 (10y) | |
| Justin Michael Mucci | Registered representative | Feb 2016 (10y) | ||
| Sandra J Suehle | Registered representative | Feb 2016 (10y) | ||
| Mark Adam Callon | Registered representative | Mar 2016 (10y) | ||
| Rajan Pravesh Desai | Registered representative | Mar 2016 (10y) | ||
| Casey Elijah Wentler | Registered representative | Mar 2016 (10y) | ||
| Matthew David Smith | Registered representative | Mar 2016 (10y) | ||
| Craig K Thompson | Registered representative | Mar 2016 (10y) | ||
| Erik Dane Haugen | Registered representative | Mar 2016 (10y) | ||
| Jeffrey T Anderton | Registered representative | Mar 2016 (10y) | ||
| Laurie A Harriger | Registered representative | Mar 2016 (10y) | ||
| Robert Joseph Chiocca | Registered representative | Mar 2016 (10y) | ||
| Brandon Scott Schmitt | Registered representative | Mar 2016 (10y) | ||
| Jacob Taylor Spangler | Registered representative | Mar 2016 (10y) | ||
| Karen Marlene Wagner | Registered representative | CFP | Mar 2016 (10y) | |
| David Thomas Hines | Registered representative | CFP | Mar 2016 (10y) | |
| Eric Jon Andra | Registered representative | Mar 2016 (10y) | ||
| Kenneth Wayne Liskey | Registered representative | Mar 2016 (10y) | ||
| Gregg Alexander Alsbury | Registered representative | CFP | Mar 2016 (10y) | |
| Julius Doczi Dargai | Registered representative | CFP | Mar 2016 (10y) | |
| Nathan Douglas Cox | Registered representative | Mar 2016 (10y) | ||
| John C Garrison | Registered representative | Mar 2016 (10y) | ||
| Thomas Edward Erffmeyer | Registered representative | CFP | Mar 2016 (10y) | |
| Joshua Alan Cain | Registered representative | Mar 2016 (10y) | ||
| Bj Jacquet | Registered representative | Mar 2016 (10y) | ||
| Jacob Myles Johnson | Registered representative | Mar 2016 (10y) | ||
| Schuyler Andrew Marin | Registered representative | CFP CFA | Mar 2016 (10y) | |
| Sheldon K Focht | Registered representative | Mar 2016 (10y) | ||
| Kyle Thomas Bricker | Registered representative | Apr 2016 (10y) | ||
| Michael Christopher Brassell | Registered representative | Apr 2016 (10y) | ||
| Carlos Enrique Serna | Registered representative | Apr 2016 (10y) | ||
| Jan James Schiedel | Registered representative | Apr 2016 (10y) | ||
| Christian Xavier Rodriguez | Registered representative | Apr 2016 (10y) | ||
| Nathan C Parrish | Registered representative | Apr 2016 (10y) | ||
| Alexander Gurin | Registered representative | Apr 2016 (10y) | ||
| Kyle Cassady Klepsch | Registered representative | Apr 2016 (10y) | ||
| Brandon David Phelps | Registered representative | Apr 2016 (10y) | ||
| Michelle Jeanine Halliday | Registered representative | Apr 2016 (10y) | ||
| Kevin Edward Colosimo | Registered representative | Apr 2016 (10y) | ||
| Phillip Jesse Mortensen | Registered representative | Apr 2016 (10y) | ||
| Kimberly A Crespi | Registered representative | CFP | Apr 2016 (10y) | |
| Jason Thomas Underwood | Registered representative | May 2016 (10y) | ||
| Kristi Renee Schliewe | Registered representative | May 2016 (10y) | ||
| Alan William Nagase | Registered representative | May 2016 (10y) | ||
| James Joseph Rangel | Registered representative | May 2016 (10y) | ||
| Christopher James Metzger | Registered representative | May 2016 (10y) | ||
| David Matthew Webb | Registered representative | May 2016 (10y) | ||
| Janell Deanne Soto | Registered representative | May 2016 (10y) | ||
| Stephen Daniel Zeeck | Registered representative | May 2016 (10y) | ||
| Arly Manigat | Registered representative | May 2016 (10y) | ||
| Kevin Michael Brown | Registered representative | May 2016 (10y) | ||
| James P Sutphin | Registered representative | May 2016 (10y) | ||
| Andrew Todd Huck | Registered representative | May 2016 (10y) | ||
| Collin A Pike | Registered representative | May 2016 (10y) | ||
| Daniel Valencia | Registered representative | May 2016 (10y) | ||
| Juliana Machata | Registered representative | May 2016 (10y) | ||
| David Bell Danvers | Registered representative | CFP | May 2016 (10y) | |
| Lonnie Ray Struckman | Registered representative | May 2016 (10y) | ||
| Steven Brian Bonanno | Registered representative | May 2016 (10y) | ||
| Alexis Antonio Maymi | Registered representative | Jun 2016 (10y) | ||
| Aaron Shawn Ewing | Registered representative | Jun 2016 (10y) | ||
| Andrew Clarke Tompkins | Registered representative | Jun 2016 (10y) | ||
| Gregory Robert Ostrosky | Registered representative | Jun 2016 (10y) | ||
| Henry Kyle Sanders | Registered representative | Jun 2016 (10y) | ||
| Wendy Nicole Banks | Registered representative | Jun 2016 (10y) | ||
| Chase Evan Langford | Registered representative | Jun 2016 (10y) | ||
| Kyle Douglas Beutler | Registered representative | CFP | Jun 2016 (10y) | |
| Patrick J Means | Registered representative | Jun 2016 (10y) | ||
| Yevgeniy Matvey Drozdov | Registered representative | Jun 2016 (10y) | ||
| Kurtis L Kamminga | Registered representative | Jun 2016 (10y) | ||
| Colin Patrick Phoenix | Registered representative | CFP | Jun 2016 (10y) | |
| Mary Theresa Conneen | Registered representative | Jun 2016 (10y) | ||
| Nicholas Aaron Beets | Registered representative | Jun 2016 (10y) | ||
| Vanessa R Irizarry | Registered representative | Jun 2016 (10y) | ||
| Ted Gregory Sethness | Registered representative | Jul 2016 (10y) | ||
| Peter Schoenenberger | Registered representative | Jul 2016 (10y) | ||
| Carissa Breann Mc Clintock | Registered representative | Jul 2016 (10y) | ||
| Garrett Ryan Garza | Registered representative | Jul 2016 (10y) | ||
| Gregory William Matthews | Registered representative | Jul 2016 (10y) | ||
| Sarah Pirkey Knudson | Registered representative | CFP | Jul 2016 (10y) | |
| Amber Lee Grady | Registered representative | Jul 2016 (10y) | ||
| Amy Terry | Registered representative | Jul 2016 (10y) | ||
| Michael Noel Gray | Registered representative | Jul 2016 (10y) | ||
| Bryce Allan Sadosky | Registered representative | CFP | Jul 2016 (10y) | |
| Justin Mc Donald | Registered representative | CFP | Jul 2016 (10y) | |
| Michael Ray Pruitt | Registered representative | Jul 2016 (10y) | ||
| Sarah Elizabeth Foster | Registered representative | Jul 2016 (10y) | ||
| Christopher Lewis Kunzler | Registered representative | Aug 2016 (10y) | ||
| Andrew Jacob Weinstein | Registered representative | Aug 2016 (10y) | ||
| Edward J Greene | Registered representative | Aug 2016 (10y) | ||
| Edwin Ines Espinal | Registered representative | CFP | Aug 2016 (10y) | |
| Brett Thomas Rogers | Registered representative | Aug 2016 (10y) | ||
| Russell Foster Puntenney | Registered representative | Aug 2016 (10y) | ||
| Christina Maria Beauchamp | Registered representative | Aug 2016 (10y) | ||
| Robert Scott Montgomery | Registered representative | Aug 2016 (10y) | ||
| Robert Christopher Bourgeois | Registered representative | Aug 2016 (10y) | ||
| Edwin Lapwah Ngai | Registered representative | Aug 2016 (10y) | ||
| Meghann Rae Newman | Registered representative | Aug 2016 (10y) | ||
| Thomas Robert Lloyd | Registered representative | Aug 2016 (10y) | ||
| Benjamin John Isler | Registered representative | Sep 2016 (10y) | ||
| Denise Michelle Patridge | Registered representative | Sep 2016 (10y) | ||
| Hannah Marie Quinton | Registered representative | Sep 2016 (10y) | ||
| Robert Marc Samuels | Registered representative | Sep 2016 (10y) | ||
| Carla Almeida Cabrera | Registered representative | Sep 2016 (10y) | ||
| Erika Alexandra Greathouse | Registered representative | Sep 2016 (10y) | ||
| John E Farar | Registered representative | CFP | Sep 2016 (10y) | |
| Mark E Levesque | Registered representative | Sep 2016 (10y) | ||
| Anna May Sobczak | Registered representative | Sep 2016 (10y) | ||
| Nhan Duc Nguyen | Registered representative | CFP | Sep 2016 (10y) | |
| Joseph Eli Killgore | Registered representative | CFP | Oct 2016 (10y) | |
| Leslie Carolyn Killgore | Registered representative | Oct 2016 (10y) | ||
| Shelly R Cortina | Registered representative | Oct 2016 (10y) | ||
| Jason L Satir | Registered representative | Oct 2016 (10y) | ||
| Scott Bradley Wilson | Registered representative | Oct 2016 (10y) | ||
| Nahid Fatima | Registered representative | Oct 2016 (10y) | ||
| Brian Michael Mc Cormack | Registered representative | CFP | Oct 2016 (10y) | |
| Christine Ann Marie Delaney Fisk | Registered representative | Oct 2016 (10y) | ||
| Gregory Allen Grooms | Registered representative | CFP | Nov 2016 (10y) | |
| Zane Keegan Shelley | Registered representative | Nov 2016 (10y) | ||
| William J Koehler | Registered representative | Nov 2016 (10y) | ||
| Timothy Joseph Glass | Registered representative | CFA | Nov 2016 (10y) | |
| Caleb Nicholas Lodge | Registered representative | Nov 2016 (10y) | ||
| Scott I Miller | Registered representative | Nov 2016 (10y) | ||
| Brent Alan Swanberg | Registered representative | Nov 2016 (10y) | ||
| Nicholas J Urquiola | Registered representative | Nov 2016 (10y) | ||
| Thomas P Liberty | Registered representative | Nov 2016 (10y) | ||
| Ilya Sedun | Registered representative | Nov 2016 (10y) | ||
| Robert David Lindner | Registered representative | Nov 2016 (10y) | ||
| Daniel Jon Reser | Registered representative | Nov 2016 (10y) | ||
| Elske Adriana Parker | Registered representative | Nov 2016 (10y) | ||
| Randall Currie Mardell | Registered representative | Nov 2016 (10y) | ||
| Jason Alan Pinholster | Registered representative | Nov 2016 (10y) | ||
| Daniel K Warnock | Registered representative | Dec 2016 (10y) | ||
| Gary Kenneth Craig | Registered representative | CFP | Dec 2016 (10y) | |
| Trevor William Corey | Registered representative | Dec 2016 (10y) | ||
| Lauren Ann Stiteler | Registered representative | Dec 2016 (10y) | ||
| Maureen T Parker | Registered representative | Dec 2016 (10y) | ||
| Christine Marie Danko | Registered representative | Dec 2016 (10y) | ||
| Margaret E Ostendorf | Registered representative | Dec 2016 (10y) | ||
| Robert Lance Burch | Registered representative | CFP | Dec 2016 (10y) | |
| Michael Adam Wilson | Registered representative | Dec 2016 (10y) | ||
| Sean J Roberts | Registered representative | Dec 2016 (10y) | ||
| Camden Larkin Heck | Registered representative | Jan 2017 (10y) | ||
| Heather Dawn O'leary | Registered representative | Jan 2017 (10y) | ||
| Steven J Zucal | Registered representative | CFP | Jan 2017 (10y) | |
| Kevin James Maher | Registered representative | Jan 2017 (10y) | ||
| Matthew Neal O'bryant | Registered representative | Jan 2017 (10y) | ||
| Wesley John Kelly | Registered representative | CFP | Jan 2017 (10y) | |
| Amberly Jo Smith | Registered representative | Jan 2017 (10y) | ||
| Cooper Aaron Schmidt | Registered representative | CFP | Jan 2017 (10y) | |
| Holly Beers Varela | Registered representative | Jan 2017 (10y) | ||
| Zarina Sasheva Stankov | Registered representative | CFP | Jan 2017 (10y) | |
| James Minh Duc Nguyen | Registered representative | Jan 2017 (10y) | ||
| Edward Ryan Loughry | Registered representative | CFP | Jan 2017 (10y) | |
| Sean R Hansen | Registered representative | CFP | Jan 2017 (10y) | |
| Lee D Goss | Registered representative | CFP | Jan 2017 (10y) | |
| Zechariah C Matlick | Registered representative | Jan 2017 (10y) | ||
| David James Aylor | Registered representative | Jan 2017 (10y) | ||
| David Matthew Willsey | Registered representative | CFP | Jan 2017 (10y) | |
| Theodore Lee Goodsell | Registered representative | Jan 2017 (10y) | ||
| Joanne Elizabeth Allen | Registered representative | Jan 2017 (10y) | ||
| Joseph Sneed | Registered representative | Jan 2017 (10y) | ||
| Stephanie Michelle Jaouen Starr | Registered representative | Jan 2017 (10y) | ||
| Joshua Torres | Registered representative | CFP | Feb 2017 (10y) | |
| Michael Scott Kemper | Registered representative | Feb 2017 (9y) | ||
| Scott John Werts | Registered representative | Feb 2017 (9y) | ||
| Timothy Robert Sharp | Registered representative | CFP | Feb 2017 (9y) | |
| Wesley Lyle Bauer | Registered representative | Feb 2017 (9y) | ||
| Adam Matthew Alinowski | Registered representative | Feb 2017 (9y) | ||
| Anthony R. Johnson | Registered representative | Feb 2017 (9y) | ||
| Donald A Meckel | Registered representative | Feb 2017 (9y) | ||
| Anthony Manuel Pereira | Registered representative | CFP | Feb 2017 (9y) | |
| Braden Thomas Silverman | Registered representative | Feb 2017 (9y) | ||
| Jackson Edward Bentz | Registered representative | Feb 2017 (9y) | ||
| Thomas Cleary Allen | Registered representative | Feb 2017 (9y) | ||
| Steven Alan Coons | Registered representative | Feb 2017 (9y) | ||
| Joshua Kyle Greenway | Registered representative | Feb 2017 (9y) | ||
| Nicholas O Baker | Registered representative | Feb 2017 (9y) | ||
| Austin G Riedel | Registered representative | Feb 2017 (9y) | ||
| Emily L Smyth | Registered representative | Feb 2017 (9y) | ||
| Trevor M Golat | Registered representative | Feb 2017 (9y) | ||
| Timothy J Bellora | Registered representative | Feb 2017 (9y) | ||
| Ronald Andrejs Lacis | Registered representative | Feb 2017 (9y) | ||
| Tiffany Richelle Wax | Registered representative | Feb 2017 (9y) | ||
| Mario Sam Pardo | Registered representative | Feb 2017 (9y) | ||
| Rebecca Lauren Clark | Registered representative | CFP Chartered Financial Consultant | Feb 2017 (9y) | |
| Robert Allen Miller | Registered representative | Feb 2017 (9y) | ||
| Loren Arthur Hammersberg | Registered representative | Feb 2017 (9y) | ||
| Jerry Lynn Dunivan | Registered representative | Mar 2017 (9y) | ||
| Curtis Gene Larson | Registered representative | Mar 2017 (9y) | ||
| Nicholas P Lertola | Registered representative | Mar 2017 (9y) | ||
| Mark Wesley Brownlee | Registered representative | Mar 2017 (9y) | ||
| Robyn Falgout Vincent | Registered representative | Mar 2017 (9y) | ||
| Richard Salvatore Marino | Registered representative | Mar 2017 (9y) | ||
| Jonathan Wayne Cooper | Registered representative | Mar 2017 (9y) | ||
| Matthew Allen Bush | Registered representative | Mar 2017 (9y) | ||
| Brian James Boccio | Registered representative | Mar 2017 (9y) | ||
| Cassandra Frances Mascera | Registered representative | Mar 2017 (9y) | ||
| Stephen M Wytiaz | Registered representative | CFP | Apr 2017 (9y) | |
| Adam Daniel Cogar | Registered representative | Apr 2017 (9y) | ||
| John A Penney | Registered representative | Apr 2017 (9y) | ||
| David Adrian Webb | Registered representative | CFP | Apr 2017 (9y) | |
| Carl Hug Richardson | Registered representative | Apr 2017 (9y) | ||
| Kahle Dean Greenfield | Registered representative | Apr 2017 (9y) | ||
| Rebecca S Phalen | Registered representative | Apr 2017 (9y) | ||
| Vincenzo Anthony Fresquez | Registered representative | CFP | Apr 2017 (9y) | |
| Heidi J Harmon | Registered representative | May 2017 (9y) | ||
| Matthew William Peter Choma | Registered representative | May 2017 (9y) | ||
| Ryan J Smith | Registered representative | May 2017 (9y) | ||
| Andrew Michael Giles | Registered representative | May 2017 (9y) | ||
| Mohammed Faiyaz Khan | Registered representative | May 2017 (9y) | ||
| Johnathan Michael Plappert | Registered representative | May 2017 (9y) | ||
| Dex Yudelson | Registered representative | May 2017 (9y) | ||
| Brian Jordan Petersen | Registered representative | May 2017 (9y) | ||
| Patrick Brady Murphy | Registered representative | May 2017 (9y) | ||
| Robert Alexander Osborne | Registered representative | May 2017 (9y) | ||
| Chaiti Chatterjee | Registered representative | May 2017 (9y) | ||
| Frankie Wan Lung Cho | Registered representative | May 2017 (9y) | ||
| Robert L Foltz | Registered representative | May 2017 (9y) | ||
| Brian Christopher Cohrt | Registered representative | May 2017 (9y) | ||
| Kyle Christopher Busche | Registered representative | May 2017 (9y) | ||
| Brian James Rowe | Registered representative | Jun 2017 (9y) | ||
| Brian Patrick Sweetman | Registered representative | Jun 2017 (9y) | ||
| John Courtney Quinlan | Registered representative | CFP | Jun 2017 (9y) | |
| Thomas Michael Kefalos | Registered representative | Jun 2017 (9y) | ||
| Daniel Thomas Borah | Registered representative | Jun 2017 (9y) | ||
| John Taylor Reul | Registered representative | Jun 2017 (9y) | ||
| Matthew S Deviney | Registered representative | Chartered Financial Consultant | Jun 2017 (9y) | |
| Brandon Joseph Rodriquez | Registered representative | Jun 2017 (9y) | ||
| Kyle Sean Sullivan | Registered representative | Jun 2017 (9y) | ||
| Kim Ann Evans | Registered representative | Jun 2017 (9y) | ||
| Colin Evan Byers | Registered representative | Jun 2017 (9y) | ||
| Eric B Hunsinger | Registered representative | Jun 2017 (9y) | ||
| Elvis Quang Ngo | Registered representative | Jun 2017 (9y) | ||
| Charles Edward Schiaffo | Registered representative | Jun 2017 (9y) | ||
| Daniel Philip Alexander | Registered representative | CFP | Jun 2017 (9y) | |
| Nicholas James Blencowe | Registered representative | Jun 2017 (9y) | ||
| Steven Paul Lutes | Registered representative | Jun 2017 (9y) | ||
| Kevin Christopher Deluca | Registered representative | Jun 2017 (9y) | ||
| Kayla Jean Trujillo | Registered representative | Jun 2017 (9y) | ||
| Andrew H Falla | Registered representative | CFP | Jun 2017 (9y) | |
| Kevin Patrick Riley | Registered representative | Jun 2017 (9y) | ||
| Brian Chapman Smith | Registered representative | Jun 2017 (9y) | ||
| Omeed Assadi | Registered representative | Jun 2017 (9y) | ||
| Adriana Genoveffa Guez | Registered representative | Jun 2017 (9y) | ||
| Ryan Bomersback | Registered representative | Jun 2017 (9y) | ||
| David John Tierney | Registered representative | Jun 2017 (9y) | ||
| Megan Lynne Papadatos | Registered representative | Jun 2017 (9y) | ||
| Christopher Gerd Smith | Registered representative | Jun 2017 (9y) | ||
| Jonah Tyler Bentz | Registered representative | Jul 2017 (9y) | ||
| Dawn Leigh Maurer | Registered representative | Jul 2017 (9y) | ||
| Matthew Travis Wells | Registered representative | Jul 2017 (9y) | ||
| Donghyup Shin | Registered representative | CFP | Jul 2017 (9y) | |
| Junior Almeida Nascimento | Registered representative | Jul 2017 (9y) | ||
| Michael Sean Molloy | Registered representative | CFP | Jul 2017 (9y) | |
| Justin Michael Coop | Registered representative | Jul 2017 (9y) | ||
| Ahmad A Al Gibaly | Registered representative | Jul 2017 (9y) | ||
| Justin Paul Masci | Registered representative | Jul 2017 (9y) | ||
| Aminta Angela Romero Dunkle | Registered representative | Jul 2017 (9y) | ||
| Evan Ross Bardwell | Registered representative | Jul 2017 (9y) | ||
| Jonathan S Zuckerman | Registered representative | Jul 2017 (9y) | ||
| Phoummasone John Laychaypha | Registered representative | Jul 2017 (9y) | ||
| Alan Jorge Rodrigues | Registered representative | Jul 2017 (9y) | ||
| Albert Michael Hiteman | Registered representative | Jul 2017 (9y) | ||
| Donald Jacob Moore | Registered representative | Jul 2017 (9y) | ||
| Michael Steven Holly | Registered representative | Jul 2017 (9y) | ||
| Michael Douglas Gelfand | Registered representative | Jul 2017 (9y) | ||
| Dennis Jacob Heying | Registered representative | Jul 2017 (9y) | ||
| James Taylor Perry | Registered representative | CFP | Jul 2017 (9y) | |
| Allen Edward Smith | Registered representative | Aug 2017 (9y) | ||
| Brent Eric Cassell | Registered representative | Aug 2017 (9y) | ||
| Elisabeth Jane Farlow | Registered representative | Aug 2017 (9y) | ||
| Brian Christopher Yee | Registered representative | CFP | Aug 2017 (9y) | |
| Lauren Elizabeth Driver Mathers | Registered representative | CFP | Aug 2017 (9y) | |
| Stephen Milan Smith | Registered representative | CFP | Aug 2017 (9y) | |
| Thea Rae Lewis | Registered representative | CFP | Aug 2017 (9y) | |
| Michael Curtis Fordham | Registered representative | Aug 2017 (9y) | ||
| Austin James Witt | Registered representative | Aug 2017 (9y) | ||
| Kyle Steven Shanaberger | Registered representative | Aug 2017 (9y) | ||
| Patrick Maj | Registered representative | CFP | Aug 2017 (9y) | |
| Cody Preston Vinton | Registered representative | Aug 2017 (9y) | ||
| Sarah Elizabeth Buchardt | Registered representative | Aug 2017 (9y) | ||
| Mark M Anderson | Registered representative | Aug 2017 (9y) | ||
| Catherine Christie Carpenter | Registered representative | CFP | Aug 2017 (9y) | |
| Kevin Michael Zoul | Registered representative | Sep 2017 (9y) | ||
| Jeffery Dean Carlson | Registered representative | Sep 2017 (9y) | ||
| Nathan Norris Farnell | Registered representative | Sep 2017 (9y) | ||
| Scott Allen Brueckner | Registered representative | Sep 2017 (9y) | ||
| Forrest James Miller | Registered representative | Sep 2017 (9y) | ||
| David Andrew Wehrle | Registered representative | Sep 2017 (9y) | ||
| Sunita Devi Sumair | Registered representative | Sep 2017 (9y) | ||
| Andrea Elizabeth Godfrey | Registered representative | Sep 2017 (9y) | ||
| John Edward Brazell | Registered representative | Sep 2017 (9y) | ||
| Mark Ryan | Registered representative | CFA | Sep 2017 (9y) | |
| Justin Moore Cole | Registered representative | CFP | Sep 2017 (9y) | |
| Darrell Alan Nichols | Registered representative | Sep 2017 (9y) | ||
| Peter Edwin Koerner | Registered representative | Sep 2017 (9y) | ||
| Tyler James Bohn | Registered representative | Sep 2017 (9y) | ||
| Usama Naushad Khan | Registered representative | Sep 2017 (9y) | ||
| Christopher L Johnson | Registered representative | Sep 2017 (9y) | ||
| Ryan C Gahler | Registered representative | Sep 2017 (9y) | ||
| William S Smith | Registered representative | Sep 2017 (9y) | ||
| Joseph David Benoit | Registered representative | Oct 2017 (9y) | ||
| Yanping Wu | Registered representative | Oct 2017 (9y) | ||
| Cameron Ryan Prewitt | Registered representative | Oct 2017 (9y) | ||
| Susan Marie Landry | Registered representative | Oct 2017 (9y) | ||
| Chau My Quach | Registered representative | Oct 2017 (9y) | ||
| Mitchell Omar Carr | Registered representative | Oct 2017 (9y) | ||
| James Andrew Lobato | Registered representative | Oct 2017 (9y) | ||
| Indira N Romero | Registered representative | Oct 2017 (9y) | ||
| Nathaniel A Robinson | Registered representative | Oct 2017 (9y) | ||
| Robert Harold Clark | Registered representative | Oct 2017 (9y) | ||
| Matthew Martin Bauer | Registered representative | Oct 2017 (9y) | ||
| Paul Joseph Cox | Registered representative | Oct 2017 (9y) | ||
| Darren Lowell Scott | Registered representative | Oct 2017 (9y) | ||
| Matthew John Brandon | Registered representative | Oct 2017 (9y) | ||
| Matthew David Watson | Registered representative | Nov 2017 (9y) | ||
| Amber Lynn Pojman | Registered representative | Nov 2017 (9y) | ||
| Holly M Gatto | Registered representative | Nov 2017 (9y) | ||
| Caitlyn Jurczak | Registered representative | Nov 2017 (9y) | ||
| Kyle Richard Bergstrom | Registered representative | Nov 2017 (9y) | ||
| Nicholas Anthony Lo Castro | Registered representative | Nov 2017 (9y) | ||
| Ryan A Pozniak | Registered representative | Nov 2017 (9y) | ||
| Zachary A Subak | Registered representative | Nov 2017 (9y) | ||
| Paul Mason Laderer | Registered representative | Nov 2017 (9y) | ||
| Brandon Christopher Yonke | Registered representative | CFA | Nov 2017 (9y) | |
| Kylie Ann Elliott | Registered representative | Nov 2017 (9y) | ||
| Garrett Michael Waltermire | Registered representative | Nov 2017 (9y) | ||
| Jacob J Becker | Registered representative | Nov 2017 (9y) | ||
| Wai Chi Wong | Registered representative | Nov 2017 (9y) | ||
| Kenneth John Zimmer | Registered representative | CFP | Nov 2017 (9y) | |
| Yujie Zhang | Registered representative | Nov 2017 (9y) | ||
| Michael Jay Schmale | Registered representative | Nov 2017 (9y) | ||
| Candace Antoinette Ellison | Registered representative | Nov 2017 (9y) | ||
| Max Bradley Everett | Registered representative | Nov 2017 (9y) | ||
| Matthew Joel Smith | Registered representative | Dec 2017 (9y) | ||
| Joseph Scott Goebel | Registered representative | Dec 2017 (9y) | ||
| Jason Alan Meeks | Registered representative | Dec 2017 (9y) | ||
| Matthew Jason Brady | Registered representative | Dec 2017 (9y) | ||
| Daniel Martin Fontaine | Registered representative | Dec 2017 (9y) | ||
| Harold Chapple | Registered representative | Dec 2017 (9y) | ||
| Jared A Erman | Registered representative | Dec 2017 (9y) | ||
| Kais Wael Zeiadah | Registered representative | Dec 2017 (9y) | ||
| Lane Alexander Abraben | Registered representative | Dec 2017 (9y) | ||
| Melanie L Collier | Registered representative | Dec 2017 (9y) | ||
| Robert N Peters | Registered representative | CFP | Dec 2017 (9y) | |
| Thomas Byrne | Registered representative | Dec 2017 (9y) | ||
| Julie Ann Peterson | Registered representative | Dec 2017 (9y) | ||
| Rachel B Johnson | Registered representative | Dec 2017 (9y) | ||
| Connor James Bieda | Registered representative | Dec 2017 (9y) | ||
| Joseph K Helfrich | Registered representative | Dec 2017 (9y) | ||
| Rania Georgi Israel | Registered representative | Dec 2017 (9y) | ||
| Michael Spencer Dunn | Registered representative | Dec 2017 (9y) | ||
| John Alan Dunkel | Registered representative | CFP | Jan 2018 (9y) | |
| Johnna Erin Malik | Registered representative | Jan 2018 (9y) | ||
| Nickolas Lloyd Lamke | Registered representative | Jan 2018 (9y) | ||
| Stephen Merrick Lemeshewsky | Registered representative | Jan 2018 (9y) | ||
| Donald Eugene Northrop | Registered representative | Jan 2018 (9y) | ||
| Joshua Ryan Hylton | Registered representative | Jan 2018 (9y) | ||
| Jason Jeffrey Zeroll | Registered representative | Jan 2018 (9y) | ||
| Joseph Earl Edwards | Registered representative | Jan 2018 (9y) | ||
| Krystle Lynn Meservey | Registered representative | Jan 2018 (9y) | ||
| Mark Gerald Schirmer | Registered representative | Jan 2018 (9y) | ||
| Nwelin Naing Wong | Registered representative | Jan 2018 (9y) | ||
| Alison Pearcy Dooher | Registered representative | Jan 2018 (9y) | ||
| Brandon James Sins | Registered representative | Jan 2018 (9y) | ||
| Daniel Alan Buchholz | Registered representative | Jan 2018 (9y) | ||
| Kristin Jarrett Borino | Registered representative | Jan 2018 (9y) | ||
| Michael J Stolp | Registered representative | Jan 2018 (9y) | ||
| Rafael Blanco | Registered representative | Jan 2018 (9y) | ||
| Richard Allen Fawcett | Registered representative | Jan 2018 (9y) | ||
| Monica Joan Bellner | Registered representative | Jan 2018 (9y) | ||
| Christian Marc Galland | Registered representative | Jan 2018 (9y) | ||
| Ryan Elliot Williams | Registered representative | Jan 2018 (9y) | ||
| Amy Danielle Elam | Registered representative | Jan 2018 (9y) | ||
| Timothy Chase Witkin | Registered representative | Jan 2018 (9y) | ||
| Christopher R O'banion | Registered representative | Jan 2018 (9y) | ||
| David Thomas Maniscalco | Registered representative | Feb 2018 (8y) | ||
| Jordan Forrest Senter | Registered representative | Feb 2018 (8y) | ||
| Katherine A Youngs | Registered representative | Feb 2018 (8y) | ||
| Davis Adam Rutledge | Registered representative | Feb 2018 (8y) | ||
| Samuel Courtland Runyan | Registered representative | Feb 2018 (8y) | ||
| David Angelo Devincenzi | Registered representative | Feb 2018 (8y) | ||
| Jackson Kalanikoa Yim Cook | Registered representative | Feb 2018 (8y) | ||
| Sandra Elizabeth Orozco | Registered representative | Feb 2018 (8y) | ||
| Jonas Lowell Rodriguez Jones | Registered representative | CFP | Feb 2018 (8y) | |
| Joseph Patrick Szathmary | Registered representative | Feb 2018 (8y) | ||
| Karl Bradley Marko | Registered representative | Feb 2018 (8y) | ||
| Cory M Kennedy | Registered representative | Feb 2018 (8y) | ||
| Lucas Scott Ganatta | Registered representative | Feb 2018 (8y) | ||
| Aaron Urbelis | Registered representative | Feb 2018 (8y) | ||
| Peter Albert Skamarycz | Registered representative | Feb 2018 (8y) | ||
| John Paul Barela | Registered representative | Feb 2018 (8y) | ||
| Nicholas Joseph Diller | Registered representative | Feb 2018 (8y) | ||
| Spencer Raymond Hunzeker | Registered representative | CFP | Feb 2018 (8y) | |
| Dean Enno Rydstrand | Registered representative | Feb 2018 (8y) | ||
| Andrea Marie Ruiz | Registered representative | Feb 2018 (8y) | ||
| Travis Jeremy Losee | Registered representative | Mar 2018 (8y) | ||
| Darin L Victor | Registered representative | Mar 2018 (8y) | ||
| Shauna L Nichols | Registered representative | Mar 2018 (8y) | ||
| Ryan W Franco | Registered representative | Mar 2018 (8y) | ||
| Ryan Justin Rosenwinkel | Registered representative | Mar 2018 (8y) | ||
| Daniel Michael Judge | Registered representative | Mar 2018 (8y) | ||
| Asa Clayton Alliston | Registered representative | Mar 2018 (8y) | ||
| Brett James Stafford | Registered representative | CFP | Mar 2018 (8y) | |
| Michael Alain Caplice | Registered representative | Mar 2018 (8y) | ||
| Yuan Qi | Registered representative | Mar 2018 (8y) | ||
| Laura Ann Valliani | Registered representative | Mar 2018 (8y) | ||
| Mark William Stevenhagen | Registered representative | Mar 2018 (8y) | ||
| Andrew John Buckley | Registered representative | Mar 2018 (8y) | ||
| David C Jamison | Registered representative | CFP | Mar 2018 (8y) | |
| Javier Chinchilla | Registered representative | Mar 2018 (8y) | ||
| Martha Lozano Petzold | Registered representative | CFP | Mar 2018 (8y) | |
| Joseph Karney Mazzola | Registered representative | Mar 2018 (8y) | ||
| Karl D Houck | Registered representative | Mar 2018 (8y) | ||
| Nicholas Selca | Registered representative | Mar 2018 (8y) | ||
| Thomas William Chichester | Registered representative | Mar 2018 (8y) | ||
| Stacey Corrine Cicotello | Registered representative | Mar 2018 (8y) | ||
| Christina Kay York | Registered representative | CFP Chartered Financial Consultant | Mar 2018 (8y) | |
| Dylan Robert Greene | Registered representative | Mar 2018 (8y) | ||
| David Brian Duly | Registered representative | Apr 2018 (8y) | ||
| Austin Alan Lewis | Registered representative | Apr 2018 (8y) | ||
| Patrick Robert Mc Dermott | Registered representative | Apr 2018 (8y) | ||
| Walter Dean Johnson | Registered representative | CFP | Apr 2018 (8y) | |
| James Crozier Mc Cleery | Registered representative | Apr 2018 (8y) | ||
| William G Adams | Registered representative | Apr 2018 (8y) | ||
| Benjamin Shen | Registered representative | Apr 2018 (8y) | ||
| Christopher Michael Genetti | Registered representative | Apr 2018 (8y) | ||
| Sean Michael Worthington | Registered representative | Apr 2018 (8y) | ||
| Katie Marie Tickner | Registered representative | Apr 2018 (8y) | ||
| Lucero Cristina Forrest | Registered representative | Apr 2018 (8y) | ||
| Zachary Alden Hammond | Registered representative | Apr 2018 (8y) | ||
| Angela Rose Buttner | Registered representative | Apr 2018 (8y) | ||
| Jamie Ann Jackson | Registered representative | Apr 2018 (8y) | ||
| Edgar Ramirez | Registered representative | Apr 2018 (8y) | ||
| Adam John Rogers | Registered representative | May 2018 (8y) | ||
| Omar Benmansour | Registered representative | CFP | May 2018 (8y) | |
| Reyes G Alvear | Registered representative | May 2018 (8y) | ||
| Michael Troy Menconi | Registered representative | May 2018 (8y) | ||
| Robert Thomas Russini | Registered representative | May 2018 (8y) | ||
| Sean Patrick Mc Namara | Registered representative | May 2018 (8y) | ||
| Theodore Robert Cetola | Registered representative | May 2018 (8y) | ||
| David Klee Katz | Registered representative | May 2018 (8y) | ||
| Michael Andrew Seiter | Registered representative | May 2018 (8y) | ||
| Edward Richard Eastman | Registered representative | May 2018 (8y) | ||
| Hilton Lee Ianniciello | Registered representative | May 2018 (8y) | ||
| Brian Lovit | Registered representative | May 2018 (8y) | ||
| Donald Wayne Nadeja | Registered representative | May 2018 (8y) | ||
| Benjamin Scott Greene | Registered representative | CFP | May 2018 (8y) | |
| Matthew Zack Foshee | Registered representative | May 2018 (8y) | ||
| Alan Douglas Duff | Registered representative | May 2018 (8y) | ||
| Joshua Alan Hudson | Registered representative | May 2018 (8y) | ||
| Michelle Renee Terry | Registered representative | May 2018 (8y) | ||
| David Michael Hackmeier | Registered representative | May 2018 (8y) | ||
| John B Samartine | Registered representative | May 2018 (8y) | ||
| Chelsea Marie Lobato Bernard | Registered representative | Jun 2018 (8y) | ||
| Eric Robert Fredrickson | Registered representative | Jun 2018 (8y) | ||
| Fallon Leshay Beacham | Registered representative | Jun 2018 (8y) | ||
| John Nesby | Registered representative | Jun 2018 (8y) | ||
| Gary Steven Hall | Registered representative | CFP | Jun 2018 (8y) | |
| Andrew Van Nguyen | Registered representative | Jun 2018 (8y) | ||
| Rachel Helen Burkley | Registered representative | Jun 2018 (8y) | ||
| Aysenaz Crewse | Registered representative | Jun 2018 (8y) | ||
| Matthew Monroe Knezel | Registered representative | Jun 2018 (8y) | ||
| Michael Bernard Conroy | Registered representative | Jun 2018 (8y) | ||
| Mary Elizabeth Mc Owen | Registered representative | Jun 2018 (8y) | ||
| Rene Ronald Saenz | Registered representative | Jun 2018 (8y) | ||
| Joel Deaton Mc Cray | Registered representative | Jun 2018 (8y) | ||
| Brandon Paul Lombardo | Registered representative | Jun 2018 (8y) | ||
| Hardee David Jerrels | Registered representative | Jun 2018 (8y) | ||
| Brent Thomas Huckabee | Registered representative | Jun 2018 (8y) | ||
| Timothy Joseph Wayman | Registered representative | CFP | Jun 2018 (8y) | |
| Christopher Ratka | Registered representative | Jun 2018 (8y) | ||
| Evan Jerome Papiez | Registered representative | Jun 2018 (8y) | ||
| Michael Joseph Riccio | Registered representative | Jun 2018 (8y) | ||
| Crystal Lynn Doering Mann | Registered representative | Jun 2018 (8y) | ||
| Eric Leonard Malmgren | Registered representative | Jun 2018 (8y) | ||
| Jay Clayton Langley | Registered representative | Jun 2018 (8y) | ||
| Luke Aaron Andreassen | Registered representative | Jun 2018 (8y) | ||
| Matthew Paul Mc Donald | Registered representative | Jun 2018 (8y) | ||
| Patricia Ann Ziegenfuss | Registered representative | Jun 2018 (8y) | ||
| Robert E Thistlewaite | Registered representative | Jun 2018 (8y) | ||
| Raymond Siu | Registered representative | Jun 2018 (8y) | ||
| Philip Joseph Decandido | Registered representative | Jun 2018 (8y) | ||
| Brent Andrew Shields | Registered representative | CFP | Jun 2018 (8y) | |
| Andrew Davis Pierson | Registered representative | Jun 2018 (8y) | ||
| Christopher Tam Dao | Registered representative | Jul 2018 (8y) | ||
| Kenneth Alan Harris | Registered representative | Jul 2018 (8y) | ||
| Derek Edward Rhoades | Registered representative | Jul 2018 (8y) | ||
| Scott Clifton Redd | Registered representative | Jul 2018 (8y) | ||
| Kurt Josef Hoffmann | Registered representative | Jul 2018 (8y) | ||
| Mark Stephen Snyder | Registered representative | Jul 2018 (8y) | ||
| Susanna Joiner Schlangen | Registered representative | Jul 2018 (8y) | ||
| Emily Anne Davis Wentworth | Registered representative | Jul 2018 (8y) | ||
| Matthew Scott Pyle | Registered representative | Jul 2018 (8y) | ||
| Randall Kevin Fidler | Registered representative | CFP | Jul 2018 (8y) | |
| Janet L Peterson | Registered representative | Jul 2018 (8y) | ||
| Richard J Aleman | Registered representative | Jul 2018 (8y) | ||
| Zachary Arnold Hanson | Registered representative | Jul 2018 (8y) | ||
| Aaron Houston Bowring | Registered representative | Jul 2018 (8y) | ||
| Moira M De Vault | Registered representative | Jul 2018 (8y) | ||
| Francesca L Neilson | Registered representative | Jul 2018 (8y) | ||
| Christopher Kenneth Eaton | Registered representative | Jul 2018 (8y) | ||
| Matthew S Endsley | Registered representative | Jul 2018 (8y) | ||
| Ronald Scott Endsley | Registered representative | Jul 2018 (8y) | ||
| Steven R Witten | Registered representative | Jul 2018 (8y) | ||
| Veronica Nicole Otero | Registered representative | Jul 2018 (8y) | ||
| Brian Alexander Zipler | Registered representative | Aug 2018 (8y) | ||
| Case William Elder | Registered representative | Aug 2018 (8y) | ||
| Amanda Jean Miller | Registered representative | CFP | Aug 2018 (8y) | |
| Mariah Riley Horn | Registered representative | Aug 2018 (8y) | ||
| Tyler Keith Mumby | Registered representative | Aug 2018 (8y) | ||
| Daniel Lawrence Hellman | Registered representative | Aug 2018 (8y) | ||
| Michelle K Clayton | Registered representative | Aug 2018 (8y) | ||
| Haydee Maranto Miller | Registered representative | Aug 2018 (8y) | ||
| Andrew Joseph Udvari | Registered representative | Aug 2018 (8y) | ||
| Margaux Leigh Steele | Registered representative | Aug 2018 (8y) | ||
| Jeffrey A Hoelderlin | Registered representative | Aug 2018 (8y) | ||
| Michael Adam Walter | Registered representative | Aug 2018 (8y) | ||
| John Michael Robinson | Registered representative | Aug 2018 (8y) | ||
| Adam Fouad Zedan | Registered representative | CFP | Aug 2018 (8y) | |
| Delania Renee Mccarty | Registered representative | Aug 2018 (8y) | ||
| Lauren Leisa Yaffa | Registered representative | Aug 2018 (8y) | ||
| Larissa Lee Morgan | Registered representative | Aug 2018 (8y) | ||
| Lauren Alison Wise | Registered representative | Aug 2018 (8y) | ||
| Kayrene Marie Learned | Registered representative | Aug 2018 (8y) | ||
| Dallas John Yeros | Registered representative | Aug 2018 (8y) | ||
| Krysten Michele Boykin | Registered representative | Aug 2018 (8y) | ||
| Mitchel Dwayne Cox | Registered representative | Aug 2018 (8y) | ||
| Alexander Kilian Eckert | Registered representative | Aug 2018 (8y) | ||
| Charley Alynn Eubanks | Registered representative | Aug 2018 (8y) | ||
| Kenneth Lazzini | Registered representative | Aug 2018 (8y) | ||
| Sana Fatima Lakhani | Registered representative | Aug 2018 (8y) | ||
| Drew Fitzgerald Stuart | Registered representative | Aug 2018 (8y) | ||
| Luis Sarmiento | Registered representative | Aug 2018 (8y) | ||
| Christopher M Waterbury | Registered representative | Aug 2018 (8y) | ||
| Daniel Joseph Shader | Registered representative | Aug 2018 (8y) | ||
| Daniel James Duffy | Registered representative | Aug 2018 (8y) | ||
| Christopher Ryan Thompson | Registered representative | Sep 2018 (8y) | ||
| Daniel Lee Porter | Registered representative | Sep 2018 (8y) | ||
| Jacqueline Wade | Registered representative | CFP | Sep 2018 (8y) | |
| Melanie May Salazar | Registered representative | Sep 2018 (8y) | ||
| William D Hennessey | Registered representative | Sep 2018 (8y) | ||
| Christina M Faulkner | Registered representative | Sep 2018 (8y) | ||
| Peter T Nguyen | Registered representative | Sep 2018 (8y) | ||
| Shannon Michael Peace | Registered representative | Sep 2018 (8y) | ||
| David Alexander Stitt | Registered representative | Sep 2018 (8y) | ||
| Elizabeth Loveman | Registered representative | Sep 2018 (8y) | ||
| Serena Song Betournay | Registered representative | Sep 2018 (8y) | ||
| Joshua J Stier | Registered representative | Sep 2018 (8y) | ||
| Peter Cappiello | Registered representative | Sep 2018 (8y) | ||
| Timothy Mc Cabe | Registered representative | Sep 2018 (8y) | ||
| Jessica Marie Willman | Registered representative | Sep 2018 (8y) | ||
| William Myers Perry | Registered representative | CFP | Sep 2018 (8y) | |
| Gavin Clark Sturgis | Registered representative | Sep 2018 (8y) | ||
| Troy E Riley | Registered representative | Sep 2018 (8y) | ||
| Kathryn Marie Zenk | Registered representative | Sep 2018 (8y) | ||
| Keith L Erickson | Registered representative | Sep 2018 (8y) | ||
| Mark Eric Engberg | Registered representative | CFP | Sep 2018 (8y) | |
| Tiffany Marie Burroughs | Registered representative | Sep 2018 (8y) | ||
| Jenna Lyn Sustaita | Registered representative | Sep 2018 (8y) | ||
| John Paul Barriga | Registered representative | Sep 2018 (8y) | ||
| Steven Andrew Miller | Registered representative | Sep 2018 (8y) | ||
| Abishek Babu | Registered representative | Sep 2018 (8y) | ||
| Heidi Jean Weir | Registered representative | Sep 2018 (8y) | ||
| Jonathan Robert Sawyer | Registered representative | Sep 2018 (8y) | ||
| Edgar Eduardo Zuleta Pantoja | Registered representative | Oct 2018 (8y) | ||
| Frederick Kestner Hampe | Registered representative | Oct 2018 (8y) | ||
| Salvatore J Guccione | Registered representative | Oct 2018 (8y) | ||
| Kevin J'corey Mc Gowan | Registered representative | Oct 2018 (8y) | ||
| Khurshed A Sharifov | Registered representative | Oct 2018 (8y) | ||
| Cathleen A Strong | Registered representative | Oct 2018 (8y) | ||
| Jennifer Megan Torres | Registered representative | Oct 2018 (8y) | ||
| Maria Gabriela Mc Mahon | Registered representative | Oct 2018 (8y) | ||
| Terrence M O'brien | Registered representative | Oct 2018 (8y) | ||
| Carissa Roitsch Sutterfield | Registered representative | Oct 2018 (8y) | ||
| John Madison Roth | Registered representative | Oct 2018 (8y) | ||
| Lauren Nicole Carter | Registered representative | Oct 2018 (8y) | ||
| Matthew William Krupski | Registered representative | CFA | Oct 2018 (8y) | |
| Colton L Tanner | Registered representative | Oct 2018 (8y) | ||
| Edward Lonnie Dover | Registered representative | Oct 2018 (8y) | ||
| Stephanie P. Brown | Registered representative | Oct 2018 (8y) | ||
| Chase Galbraith Broten | Registered representative | Oct 2018 (8y) | ||
| Bernard Jun Tong | Registered representative | CFP | Oct 2018 (8y) | |
| Kevin Michael Wing | Registered representative | CFP | Oct 2018 (8y) | |
| Gary Anthony Cusack | Registered representative | Nov 2018 (8y) | ||
| Robin Kimberly Tyus | Registered representative | Nov 2018 (8y) | ||
| Sirtaj Singh Puri | Registered representative | Nov 2018 (8y) | ||
| Vicky Hin Tsang | Registered representative | Nov 2018 (8y) | ||
| Jeffrey Thomas Day | Registered representative | Nov 2018 (8y) | ||
| Keyana Avery | Registered representative | Nov 2018 (8y) | ||
| Joseph Neri | Registered representative | Nov 2018 (8y) | ||
| Kevin Joseph La Marre | Registered representative | Nov 2018 (8y) | ||
| Thomas Michael Vitale | Registered representative | Nov 2018 (8y) | ||
| Anthony David Adelizi | Registered representative | Nov 2018 (8y) | ||
| Kimberly A Swanson | Registered representative | Nov 2018 (8y) | ||
| Sneha Dhar Karihaloo | Registered representative | Nov 2018 (8y) | ||
| Fabio Henrique Esteves Joaquim | Registered representative | Nov 2018 (8y) | ||
| Lauren Little | Registered representative | Nov 2018 (8y) | ||
| Heather Therisa Einhell | Registered representative | Nov 2018 (8y) | ||
| An Tam Hoang | Registered representative | Nov 2018 (8y) | ||
| Clinton Jeffrey Samuel | Registered representative | CFP | Nov 2018 (8y) | |
| Maria Schneider | Registered representative | Nov 2018 (8y) | ||
| Nicholas A Garcia | Registered representative | Nov 2018 (8y) | ||
| Nathan Michael Hellman | Registered representative | Nov 2018 (8y) | ||
| Scott William Riesen | Registered representative | CFP | Nov 2018 (8y) | |
| Raegan Alexandra Holland | Registered representative | Nov 2018 (8y) | ||
| William Russell Bush | Registered representative | Nov 2018 (8y) | ||
| William T Bartram | Registered representative | Nov 2018 (8y) | ||
| Clair Alicia Mars | Registered representative | CFP | Nov 2018 (8y) | |
| Anthony R Anater | Registered representative | CFP | Dec 2018 (8y) | |
| Gentry Dean | Registered representative | Dec 2018 (8y) | ||
| Veronica Ambriz Coope | Registered representative | Dec 2018 (8y) | ||
| Mark Andrew Balaszek | Registered representative | Dec 2018 (8y) | ||
| Bruce William Austin | Registered representative | Dec 2018 (8y) | ||
| Demetra Paige Sullivan | Registered representative | Dec 2018 (8y) | ||
| Ryan Michael Galloway | Registered representative | Dec 2018 (8y) | ||
| Jesus Alberto Fierro Ponce | Registered representative | CFP | Dec 2018 (8y) | |
| Kelly Elizabeth Williams | Registered representative | Dec 2018 (8y) | ||
| Alexander Alireza Outzen | Registered representative | Dec 2018 (8y) | ||
| Alexia Duron Masci | Registered representative | Dec 2018 (8y) | ||
| Melissa Dawn Wacker | Registered representative | CFP | Dec 2018 (8y) | |
| Brian Kim | Registered representative | Dec 2018 (8y) | ||
| Shantel Vanestine Evans | Registered representative | Dec 2018 (8y) | ||
| Angelo Nathan Galloway | Registered representative | Dec 2018 (8y) | ||
| Kevin Paul Judge | Registered representative | CFP | Dec 2018 (8y) | |
| Alejandro A Fragoso | Registered representative | CFP | Dec 2018 (8y) | |
| Anthony S Ludtka | Registered representative | Dec 2018 (8y) | ||
| Leslie Rodriguez | Registered representative | Dec 2018 (8y) | ||
| Philip Tomwin Bailey | Registered representative | Dec 2018 (8y) | ||
| Andrew Shepherd Tilley | Registered representative | Dec 2018 (8y) | ||
| Lora C Caglioti | Registered representative | Dec 2018 (8y) | ||
| Andrew James Narcisso | Registered representative | Jan 2019 (8y) | ||
| Bari Leah Beilinson | Registered representative | CFP | Jan 2019 (8y) | |
| Brian M Garrick | Registered representative | Jan 2019 (8y) | ||
| Blake Allen Nelson | Registered representative | Jan 2019 (8y) | ||
| Christopher Thomas Lo Tempio | Registered representative | Jan 2019 (8y) | ||
| Cortney William Mc Elroy | Registered representative | CFP | Jan 2019 (8y) | |
| Dominic Filicicchia | Registered representative | Jan 2019 (8y) | ||
| David Y Bubb | Registered representative | Jan 2019 (8y) | ||
| Gary Paul Hettler | Registered representative | Jan 2019 (8y) | ||
| Gregory Locker | Registered representative | Jan 2019 (8y) | ||
| Gregory P Murray | Registered representative | Jan 2019 (8y) | ||
| Gregory Robert Manning | Registered representative | Jan 2019 (8y) | ||
| Hunter J Moreira | Registered representative | Jan 2019 (8y) | ||
| Jonathan Seth Geiger | Registered representative | Jan 2019 (8y) | ||
| Lance Nicholas Jacobs | Registered representative | Jan 2019 (8y) | ||
| Lance Mattingly Larkin | Registered representative | Jan 2019 (8y) | ||
| Lucas Craig Mayer | Registered representative | CFP | Jan 2019 (8y) | |
| Mark Gregory Floyd | Registered representative | Jan 2019 (8y) | ||
| Mevlan Dibran Mata | Registered representative | Jan 2019 (8y) | ||
| Michael Jerome Hornek | Registered representative | Jan 2019 (8y) | ||
| Michael Peter Illari | Registered representative | CFP | Jan 2019 (8y) | |
| Preston B Blackman | Registered representative | CFP | Jan 2019 (8y) | |
| Scott Brendon Schwendinger | Registered representative | Jan 2019 (8y) | ||
| Scott Michael Antin | Registered representative | Jan 2019 (8y) | ||
| Stuart David Barnett | Registered representative | Jan 2019 (8y) | ||
| Tracy Joseph Antony | Registered representative | CFP | Jan 2019 (8y) | |
| Zachary Joseph Campbell | Registered representative | Jan 2019 (8y) | ||
| Adam Brial Wissman | Registered representative | Jan 2019 (8y) | ||
| Anthony Pokun Jung | Registered representative | Jan 2019 (8y) | ||
| Eric William Scaturro | Registered representative | Jan 2019 (8y) | ||
| Garrett Foster Cypert | Registered representative | Jan 2019 (8y) | ||
| John Andrew Sanfilippo | Registered representative | Jan 2019 (8y) | ||
| Nina Nga Thi Vu | Registered representative | Jan 2019 (8y) | ||
| Victoria Barbara De Paolo | Registered representative | Jan 2019 (8y) | ||
| Alexander Charles Rich | Registered representative | Jan 2019 (8y) | ||
| Christina Renee Cloud | Registered representative | Jan 2019 (8y) | ||
| David M Carolan | Registered representative | Jan 2019 (8y) | ||
| Paul Kevin Bergeron | Registered representative | CFP | Jan 2019 (8y) | |
| Steven A Krane | Registered representative | Jan 2019 (8y) | ||
| Chad William Agnew | Registered representative | Jan 2019 (8y) | ||
| Daniel S Gil | Registered representative | Jan 2019 (8y) | ||
| Joshua William Beams | Registered representative | Jan 2019 (8y) | ||
| Alec M Birkhold | Registered representative | Jan 2019 (8y) | ||
| Artemio Herrera | Registered representative | Jan 2019 (8y) | ||
| Brian William Arnold | Registered representative | Jan 2019 (8y) | ||
| Clay Mathew Muhlenkamp | Registered representative | Jan 2019 (8y) | ||
| Gina M Shaffer | Registered representative | Jan 2019 (8y) | ||
| Jason David Roeske | Registered representative | Jan 2019 (8y) | ||
| Nicole Elaine West | Registered representative | CFP | Jan 2019 (8y) | |
| Alexandra Vail Kaiser | Registered representative | Jan 2019 (8y) | ||
| Joseph Christopher Kotran | Registered representative | Jan 2019 (8y) | ||
| Andrew Efren Castro | Registered representative | Jan 2019 (8y) | ||
| Md Nayeem Hossain | Registered representative | Jan 2019 (8y) | ||
| Jeffrey Edward Gong | Registered representative | Feb 2019 (7y) | ||
| Tammi Lynne Cochrane | Registered representative | Feb 2019 (7y) | ||
| Brandon L Flitsch | Registered representative | Feb 2019 (7y) | ||
| Peter S Walsh | Registered representative | Feb 2019 (7y) | ||
| Anna Allison Maj | Registered representative | Feb 2019 (7y) | ||
| Christopher Thomas Wells | Registered representative | Feb 2019 (7y) | ||
| Jared Paul Jallans | Registered representative | CFP | Feb 2019 (7y) | |
| Matthew William Pencer | Registered representative | Feb 2019 (7y) | ||
| Wendy Lynn Baylis | Registered representative | Feb 2019 (7y) | ||
| Heba Zedan | Registered representative | Feb 2019 (7y) | ||
| Jason Jair Babilonia | Registered representative | Feb 2019 (7y) | ||
| Anthony Steven Robinson | Registered representative | Feb 2019 (7y) | ||
| David Christopher Campbell | Registered representative | Feb 2019 (7y) | ||
| Rosalia Norma Hancock | Registered representative | Feb 2019 (7y) | ||
| Meihua Tu | Registered representative | Feb 2019 (7y) | ||
| Daniel Richards | Registered representative | CFP | Feb 2019 (7y) | |
| Jeremy Spencer Porcha | Registered representative | Feb 2019 (7y) | ||
| Jason Douglas Thompson | Registered representative | Mar 2019 (7y) | ||
| Nunzio Solimene | Registered representative | Mar 2019 (7y) | ||
| Orion C Foster | Registered representative | Mar 2019 (7y) | ||
| Gregory Daryl Stone | Registered representative | Mar 2019 (7y) | ||
| Daniel Jacob Sweeney | Registered representative | Mar 2019 (7y) | ||
| Julianna Marie Miller | Registered representative | Mar 2019 (7y) | ||
| Jessica Lynn Arenivar | Registered representative | Mar 2019 (7y) | ||
| Russell Alexander Lin | Registered representative | Mar 2019 (7y) | ||
| Shane Robert Lucero | Registered representative | Mar 2019 (7y) | ||
| Bich Duong Nguyen | Registered representative | Mar 2019 (7y) | ||
| John Charles Anglin | Registered representative | Mar 2019 (7y) | ||
| Michael D Redelman | Registered representative | Mar 2019 (7y) | ||
| Nicholas Tyler Pocceschi | Registered representative | Mar 2019 (7y) | ||
| Chastin Paul Egbert | Registered representative | Mar 2019 (7y) | ||
| Colleen Maura Lotto | Registered representative | CFP | Mar 2019 (7y) | |
| Ralph Moreno | Registered representative | Mar 2019 (7y) | ||
| Christopher James Spango | Registered representative | CFP | Mar 2019 (7y) | |
| Rhonda K Mc Cline | Registered representative | Mar 2019 (7y) | ||
| Shane Ryan Hart | Registered representative | Mar 2019 (7y) | ||
| Brian Hayes | Registered representative | Mar 2019 (7y) | ||
| Joseph Peter Candela | Registered representative | Mar 2019 (7y) | ||
| Jillian Shepard Pelkey | Registered representative | Mar 2019 (7y) | ||
| Christian E Zepeda | Registered representative | CFP | Mar 2019 (7y) | |
| Dominick J Sardella | Registered representative | Mar 2019 (7y) | ||
| Erin Anne Yost | Registered representative | CFP | Mar 2019 (7y) | |
| Kristina Francesca Campos | Registered representative | Mar 2019 (7y) | ||
| Sarah Faith Hessler | Registered representative | Mar 2019 (7y) | ||
| Winnie Guo | Registered representative | CFP | Mar 2019 (7y) | |
| Kalonn Boyle | Registered representative | Mar 2019 (7y) | ||
| Dillon Maximilian Foehr | Registered representative | Apr 2019 (7y) | ||
| John Joseph Shanley | Registered representative | Apr 2019 (7y) | ||
| Brody Allen Northcott | Registered representative | Apr 2019 (7y) | ||
| Nicolas Patrick Calvi | Registered representative | Apr 2019 (7y) | ||
| Byron Parker Jones | Registered representative | Apr 2019 (7y) | ||
| Michael Jason Pefferly | Registered representative | Apr 2019 (7y) | ||
| Gregory Dean Fesperman | Registered representative | Apr 2019 (7y) | ||
| Neil John Okeeffe | Registered representative | Apr 2019 (7y) | ||
| Robert Anthony Lore | Registered representative | Apr 2019 (7y) | ||
| Andrea Caroline Loucks | Registered representative | Apr 2019 (7y) | ||
| Ignacio Martinez | Registered representative | Apr 2019 (7y) | ||
| William Lee Dale | Registered representative | Apr 2019 (7y) | ||
| Rebecca Ann Hiestand | Registered representative | Apr 2019 (7y) | ||
| Alexander Ross Dew Merriex | Registered representative | Apr 2019 (7y) | ||
| Obiora Tagbo | Registered representative | Apr 2019 (7y) | ||
| David Leon Shelly | Registered representative | Apr 2019 (7y) | ||
| Robert W Baker | Registered representative | CFP | Apr 2019 (7y) | |
| David Harry | Registered representative | Apr 2019 (7y) | ||
| Nashion Harper | Registered representative | Apr 2019 (7y) | ||
| Tanner John Dreiling | Registered representative | May 2019 (7y) | ||
| Feroz Subedar | Registered representative | May 2019 (7y) | ||
| Jean Elizabeth Boh | Registered representative | CFP | May 2019 (7y) | |
| Nicolas Cameron Stoner | Registered representative | May 2019 (7y) | ||
| Sebastian Alfonso Lopez | Registered representative | May 2019 (7y) | ||
| Jeremiah Neil Taylor | Registered representative | May 2019 (7y) | ||
| Luke Elliot Le Croy | Registered representative | May 2019 (7y) | ||
| Marina Troyan Borden | Registered representative | CFP | May 2019 (7y) | |
| Charles H Sampson | Registered representative | May 2019 (7y) | ||
| Lukas Alexander Haugen | Registered representative | May 2019 (7y) | ||
| Gautam Vangala | Registered representative | May 2019 (7y) | ||
| Max Callagher Rappleye | Registered representative | May 2019 (7y) | ||
| Mark Anthony Luna | Registered representative | May 2019 (7y) | ||
| Calder Glenn Lewis | Registered representative | May 2019 (7y) | ||
| Francisco Rene Gonzalez | Registered representative | May 2019 (7y) | ||
| Isabella Francesca Cheever | Registered representative | May 2019 (7y) | ||
| Susan Mya San Jones | Registered representative | May 2019 (7y) | ||
| Marcus Reed | Registered representative | May 2019 (7y) | ||
| Vicky Wai Hsia | Registered representative | CFP | May 2019 (7y) | |
| Erin Sheehan Marshall | Registered representative | May 2019 (7y) | ||
| Michael Douglas Inman | Registered representative | May 2019 (7y) | ||
| Taylor James Jay | Registered representative | May 2019 (7y) | ||
| Aaron Clifford Hamon | Registered representative | May 2019 (7y) | ||
| Jacob J Spaeth | Registered representative | CFP | May 2019 (7y) | |
| Jared Mark Piche | Registered representative | May 2019 (7y) | ||
| Jennifer Marie Summers | Registered representative | May 2019 (7y) | ||
| John Kyle Reuter | Registered representative | May 2019 (7y) | ||
| John Paul Fidura | Registered representative | May 2019 (7y) | ||
| Nadim Samer Aly | Registered representative | May 2019 (7y) | ||
| Paul Frederick Bowen Yeh | Registered representative | May 2019 (7y) | ||
| Barry Reid Skolak | Registered representative | May 2019 (7y) | ||
| Curtis Allen Hubbell | Registered representative | May 2019 (7y) | ||
| Mark Tadao Fujii | Registered representative | May 2019 (7y) | ||
| Ryan L Valentine | Registered representative | May 2019 (7y) | ||
| Michael Christopher Musto | Registered representative | May 2019 (7y) | ||
| Charles Jacob Brandt | Registered representative | May 2019 (7y) | ||
| Daniel Reiss | Registered representative | May 2019 (7y) | ||
| Ayodeji Ogundiya | Registered representative | Jun 2019 (7y) | ||
| Jayalalitha Ramamurthy | Registered representative | Jun 2019 (7y) | ||
| Michele Ann Davis | Registered representative | Jun 2019 (7y) | ||
| Christopher Sean Yee | Registered representative | Jun 2019 (7y) | ||
| Brandon Gabler Neil | Registered representative | Jun 2019 (7y) | ||
| Biron Harrison Smythe | Registered representative | CFP | Jun 2019 (7y) | |
| Randall Lee Baker | Registered representative | Jun 2019 (7y) | ||
| Keaton Joseph Hirsch | Registered representative | Jun 2019 (7y) | ||
| Christian Bradley Vardaman | Registered representative | Jun 2019 (7y) | ||
| Douglas F Mac Kay | Registered representative | Jun 2019 (7y) | ||
| Luke Alexander Chenowith | Registered representative | CFP | Jun 2019 (7y) | |
| Ryan Peter Busby | Registered representative | Jun 2019 (7y) | ||
| Steven Mark Krikac | Registered representative | CFP | Jun 2019 (7y) | |
| Scott Thomas Bewick | Registered representative | Jun 2019 (7y) | ||
| Samuel Dooseong Khil | Registered representative | Jun 2019 (7y) | ||
| Luke Raymond Goerdt | Registered representative | CFA | Jun 2019 (7y) | |
| Sze Wai Kwok | Registered representative | Jun 2019 (7y) | ||
| Bradley Hitzeman | Registered representative | Jul 2019 (7y) | ||
| Todd Patrick Elizalde | Registered representative | CFP | Jul 2019 (7y) | |
| Steven L Rain | Registered representative | Jul 2019 (7y) | ||
| Frederick Lewis Gaskin | Registered representative | Jul 2019 (7y) | ||
| Lisa I Stratton | Registered representative | Jul 2019 (7y) | ||
| Carlos Eduardo Viganoni | Registered representative | Jul 2019 (7y) | ||
| Ryan Mendel Garrison | Registered representative | Jul 2019 (7y) | ||
| Darryl Lee Lipinski | Registered representative | Jul 2019 (7y) | ||
| Francisco Garcia Cantu | Registered representative | Jul 2019 (7y) | ||
| Jason A Dunn | Registered representative | Jul 2019 (7y) | ||
| Emmanuel Rojas | Registered representative | Jul 2019 (7y) | ||
| Christopher R Molina | Registered representative | Jul 2019 (7y) | ||
| Michael Steven Debord | Registered representative | Jul 2019 (7y) | ||
| Ford Victor Timms | Registered representative | Jul 2019 (7y) | ||
| Tucker Frederick Dooley | Registered representative | CFP | Jul 2019 (7y) | |
| Kyle Thomas Nelson | Registered representative | CFP | Jul 2019 (7y) | |
| Carly Jeanae Murphy | Registered representative | CFP | Jul 2019 (7y) | |
| Donald Michael Klein | Registered representative | Aug 2019 (7y) | ||
| Jess Reed Carr | Registered representative | Aug 2019 (7y) | ||
| Aaron M Rathbun | Registered representative | Aug 2019 (7y) | ||
| Andrew James Peter | Registered representative | CFP | Aug 2019 (7y) | |
| Brayden Alexander Hodson | Registered representative | Aug 2019 (7y) | ||
| Ann Lynette Taylor | Registered representative | Aug 2019 (7y) | ||
| James Richard Vermillion | Registered representative | Aug 2019 (7y) | ||
| Mathieu Spence Godin | Registered representative | Aug 2019 (7y) | ||
| Dustin E Ziegler | Registered representative | Aug 2019 (7y) | ||
| Matthew Cole Mcconnell | Registered representative | Aug 2019 (7y) | ||
| Locksley I Todd | Registered representative | Aug 2019 (7y) | ||
| Jack Wilson Salisbury | Registered representative | Aug 2019 (7y) | ||
| Matthew G Pittman | Registered representative | Aug 2019 (7y) | ||
| Michelle Baum Bradford | Registered representative | Aug 2019 (7y) | ||
| Nichole Jean Stinson Vanasdal | Registered representative | Aug 2019 (7y) | ||
| Derek Christopher Nail | Registered representative | Aug 2019 (7y) | ||
| Robert K Targosz | Registered representative | Aug 2019 (7y) | ||
| Yadira Oyuky Wright | Registered representative | Aug 2019 (7y) | ||
| Jason N Hale | Registered representative | Aug 2019 (7y) | ||
| Nathaniel Aaron Hunter | Registered representative | Aug 2019 (7y) | ||
| Skyler Ray Moore | Registered representative | Aug 2019 (7y) | ||
| John David Byers | Registered representative | Aug 2019 (7y) | ||
| Daniel C Schneider | Registered representative | Aug 2019 (7y) | ||
| David James Robertson | Registered representative | Aug 2019 (7y) | ||
| Samuel Mark Pyanov | Registered representative | Aug 2019 (7y) | ||
| Christopher Vernon Bowden | Registered representative | Aug 2019 (7y) | ||
| John Parker Rhodes | Registered representative | CFA | Sep 2019 (7y) | |
| Bharti Gupta | Registered representative | Sep 2019 (7y) | ||
| Paul Digiallonardo | Registered representative | Sep 2019 (7y) | ||
| Diarvonda Shicole Ransom | Registered representative | Sep 2019 (7y) | ||
| Grant Joseph Trower | Registered representative | Sep 2019 (7y) | ||
| Homero Reza | Registered representative | Sep 2019 (7y) | ||
| Jessica Dawn Wertz | Registered representative | Sep 2019 (7y) | ||
| Kirsten Elizabeth Cooper Thiam | Registered representative | Sep 2019 (7y) | ||
| Michael Karwaski | Registered representative | Sep 2019 (7y) | ||
| Joshua J Sangalang | Registered representative | Sep 2019 (7y) | ||
| Michael D Fitts | Registered representative | Sep 2019 (7y) | ||
| Richard Holland Powell | Registered representative | Sep 2019 (7y) | ||
| Bryan Matthew Watson | Registered representative | Sep 2019 (7y) | ||
| Michael Moerler | Registered representative | Sep 2019 (7y) | ||
| Lily Katherine Mohre | Registered representative | Sep 2019 (7y) | ||
| Robert John Wheeler | Registered representative | Oct 2019 (7y) | ||
| John Phillip Wright | Registered representative | Oct 2019 (7y) | ||
| Chester E Gorski | Registered representative | Oct 2019 (7y) | ||
| James E Parvin | Registered representative | Oct 2019 (7y) | ||
| Luis Enrique Cruz | Registered representative | Oct 2019 (7y) | ||
| Pablo Asael Lozano | Registered representative | Oct 2019 (7y) | ||
| Taylor Bryant Cowan | Registered representative | Oct 2019 (7y) | ||
| Ricardo Felix Paguaga | Registered representative | Oct 2019 (7y) | ||
| Andrea Collins | Registered representative | Oct 2019 (7y) | ||
| Katlyn Nicole Berrettini | Registered representative | Oct 2019 (7y) | ||
| Aysha Huma Williams | Registered representative | Oct 2019 (7y) | ||
| Gerald Patrick Dooley | Registered representative | Oct 2019 (7y) | ||
| Lindsay Ellen Kurowski | Registered representative | Oct 2019 (7y) | ||
| Marisa Meagan Brown | Registered representative | Oct 2019 (7y) | ||
| Michael T Van Etten | Registered representative | Oct 2019 (7y) | ||
| Justin N Riege | Registered representative | Oct 2019 (7y) | ||
| Ronald Barylak | Registered representative | Oct 2019 (7y) | ||
| Shannon Leigh Knight | Registered representative | Oct 2019 (7y) | ||
| Adil Ramzan Ali | Registered representative | Oct 2019 (7y) | ||
| Megan Johnson | Registered representative | Oct 2019 (7y) | ||
| Luke E Jones | Registered representative | Nov 2019 (7y) | ||
| Dwight Reed Schwartz | Registered representative | Nov 2019 (7y) | ||
| Scott Andrew Dittrich | Registered representative | Nov 2019 (7y) | ||
| Timothy Israel Forrester | Registered representative | Nov 2019 (7y) | ||
| Reza Abcari | Registered representative | CFP | Nov 2019 (7y) | |
| Kyle Neil Gauthier | Registered representative | Nov 2019 (7y) | ||
| Michael William Maniatis | Registered representative | Nov 2019 (7y) | ||
| Robert Thomas Hinkel | Registered representative | CFP | Nov 2019 (7y) | |
| Sebastian Heidgger | Registered representative | Nov 2019 (7y) | ||
| Kevin Khu | Registered representative | Nov 2019 (7y) | ||
| Lee Ann Burback Dansby | Registered representative | Nov 2019 (7y) | ||
| Nicole Elizabeth Novales | Registered representative | Nov 2019 (7y) | ||
| Nicola De Pinto | Registered representative | CFP | Nov 2019 (7y) | |
| Christopher Lee Koza | Registered representative | Nov 2019 (7y) | ||
| Monica Vazquez | Registered representative | Nov 2019 (7y) | ||
| Jacob John Figueira | Registered representative | CFP | Nov 2019 (7y) | |
| Holly Jean Christine Cisneros | Registered representative | Dec 2019 (7y) | ||
| Steven Robert Robbins | Registered representative | Dec 2019 (7y) | ||
| Angela Vongkhaophet | Registered representative | Dec 2019 (7y) | ||
| Alexander John Cassidy | Registered representative | CFP | Dec 2019 (7y) | |
| Gregory Albiani | Registered representative | Dec 2019 (7y) | ||
| Jack Ryan Seaton | Registered representative | Dec 2019 (7y) | ||
| John Kezerian | Registered representative | CFP | Dec 2019 (7y) | |
| Mikayla Rae Herman | Registered representative | Dec 2019 (7y) | ||
| Patrick York Malany | Registered representative | Dec 2019 (7y) | ||
| Christopher Jon Duchemin | Registered representative | Dec 2019 (7y) | ||
| Ariel Abramov | Registered representative | Dec 2019 (7y) | ||
| Tamara Taylor | Registered representative | Dec 2019 (7y) | ||
| Benjamin Chang | Registered representative | Dec 2019 (7y) | ||
| Christopher Wade Evers | Registered representative | CFP | Dec 2019 (7y) | |
| Michael Ames Savage | Registered representative | CFA | Dec 2019 (7y) | |
| David R Ortman | Registered representative | Dec 2019 (7y) | ||
| Carmen A Valiquette | Registered representative | Dec 2019 (7y) | ||
| Garrett William Snell | Registered representative | CFP | Dec 2019 (7y) | |
| Jason Emery Bull | Registered representative | Jan 2020 (7y) | ||
| John Vincent Sturiale | Registered representative | CFP | Jan 2020 (7y) | |
| Jonathan Michael Dodd | Registered representative | CFP | Jan 2020 (7y) | |
| Todd Allen Griffiths | Registered representative | Jan 2020 (7y) | ||
| Cenk Kozulcali | Registered representative | CFP | Jan 2020 (7y) | |
| Nicholas James Barnwell | Registered representative | CFP | Jan 2020 (7y) | |
| Phoebe Chao | Registered representative | CFP | Jan 2020 (7y) | |
| Robert Joseph Graham | Registered representative | Jan 2020 (7y) | ||
| Brian Robert Valenti | Registered representative | Jan 2020 (7y) | ||
| Fatama A Khan | Registered representative | Jan 2020 (7y) | ||
| James Wilbur Mc Lean | Registered representative | Jan 2020 (7y) | ||
| Nicholas George Hanson | Registered representative | Jan 2020 (7y) | ||
| Steven Brent Santy | Registered representative | Jan 2020 (7y) | ||
| David Cwalina | Registered representative | Jan 2020 (7y) | ||
| Zachary Michael Aumage | Registered representative | Jan 2020 (7y) | ||
| Gage Thomsen | Registered representative | Jan 2020 (7y) | ||
| Vincent Michael Zaccaria | Registered representative | Jan 2020 (7y) | ||
| Rush Peters Griffith | Registered representative | CFP | Jan 2020 (7y) | |
| Feras Rahim Chowdhury | Registered representative | Jan 2020 (7y) | ||
| Thomas James Svenstrup | Registered representative | Jan 2020 (7y) | ||
| Gail D Goulet | Registered representative | Jan 2020 (7y) | ||
| Melodie L Smith | Registered representative | CFP | Jan 2020 (7y) | |
| Valentino Lapid | Registered representative | Jan 2020 (7y) | ||
| Rayshawn Mc Callum | Registered representative | Jan 2020 (7y) | ||
| Michael G Chewning | Registered representative | Jan 2020 (7y) | ||
| Curtis J Gray | Registered representative | CFP | Jan 2020 (7y) | |
| James Richard Deich | Registered representative | Jan 2020 (7y) | ||
| Joseph John Tedesco | Registered representative | Jan 2020 (7y) | ||
| Shannon M Biehl | Registered representative | Jan 2020 (7y) | ||
| Judson Paul Just | Registered representative | CFA | Jan 2020 (7y) | |
| Robert John Hobdy | Registered representative | Jan 2020 (7y) | ||
| Daniel Enrique Ramirez | Registered representative | Jan 2020 (7y) | ||
| Grant Kenneth Halls | Registered representative | Jan 2020 (7y) | ||
| Jason A King | Registered representative | Jan 2020 (7y) | ||
| Kristian Jesse Garcia | Registered representative | Jan 2020 (7y) | ||
| Walter Marcel Taylor | Registered representative | Feb 2020 (6y) | ||
| Chase Robert Goulart | Registered representative | Feb 2020 (6y) | ||
| Daniel Scott Lutocka | Registered representative | Feb 2020 (6y) | ||
| Cody Joseph Absalon | Registered representative | CFP | Feb 2020 (6y) | |
| Christopher Michael Crowell | Registered representative | Feb 2020 (6y) | ||
| George Edward Oviedo | Registered representative | CFP | Feb 2020 (6y) | |
| Thomas Albert Mc Cormick | Registered representative | Feb 2020 (6y) | ||
| Eli Merriman | Registered representative | Feb 2020 (6y) | ||
| Lori Khoury Jensen | Registered representative | Feb 2020 (6y) | ||
| Michael Anthony Valenza | Registered representative | Feb 2020 (6y) | ||
| Courtney Leigh Small | Registered representative | Feb 2020 (6y) | ||
| Jeffrey R Sokol | Registered representative | Feb 2020 (6y) | ||
| Russell Golder Simmons | Registered representative | Feb 2020 (6y) | ||
| Thuong Anh Pham | Registered representative | Feb 2020 (6y) | ||
| Devyn Amanda Wirth | Registered representative | CFP | Feb 2020 (6y) | |
| Andrea Rachel Hammerling | Registered representative | Feb 2020 (6y) | ||
| Thomas D Mckinstry | Registered representative | Feb 2020 (6y) | ||
| Tyson Alan Schwartz | Registered representative | Feb 2020 (6y) | ||
| Eric Tan Ming Hom | Registered representative | Feb 2020 (6y) | ||
| Danielle M Evans | Registered representative | Mar 2020 (6y) | ||
| Rana Toma | Registered representative | Mar 2020 (6y) | ||
| Alexander Stewart Lallman | Registered representative | Mar 2020 (6y) | ||
| Jacob Matthew Poindexter | Registered representative | Mar 2020 (6y) | ||
| Eric Matthew Klaes | Registered representative | Mar 2020 (6y) | ||
| Troy J Kenyon | Registered representative | Mar 2020 (6y) | ||
| Larelle Thomas Perry Watson | Registered representative | Mar 2020 (6y) | ||
| Tyson Combs | Registered representative | Mar 2020 (6y) | ||
| Joshua R Haist | Registered representative | Mar 2020 (6y) | ||
| Joseph Christopher Di Gregorio | Registered representative | Mar 2020 (6y) | ||
| Frank Jerome Jennings Ii | Registered representative | Mar 2020 (6y) | ||
| Eduardo Valero | Registered representative | Mar 2020 (6y) | ||
| Joshua J Monk | Registered representative | Mar 2020 (6y) | ||
| John Thomas Bradley Jr | Registered representative | Mar 2020 (6y) | ||
| Sidney Yves Prepetit | Registered representative | Mar 2020 (6y) | ||
| Trevor Downing Bright | Registered representative | Apr 2020 (6y) | ||
| Carolyn Olene Porras | Registered representative | CFP | Apr 2020 (6y) | |
| Kevin Dewitt Mc Farland | Registered representative | Apr 2020 (6y) | ||
| Swati Kumar | Registered representative | Apr 2020 (6y) | ||
| Lauren Michelle Romaguera | Registered representative | Apr 2020 (6y) | ||
| Nicholas Paul Ogden | Registered representative | Apr 2020 (6y) | ||
| Dino Battaglia | Registered representative | Apr 2020 (6y) | ||
| David Bear Wallenburg | Registered representative | Apr 2020 (6y) | ||
| Jeffrey Charles Ratti | Registered representative | May 2020 (6y) | ||
| Mark Todd Guy | Registered representative | May 2020 (6y) | ||
| Hannah Han | Registered representative | May 2020 (6y) | ||
| Bradley G Peil | Registered representative | May 2020 (6y) | ||
| Peter Joseph Herbst | Registered representative | May 2020 (6y) | ||
| Clifford K Peterson | Registered representative | May 2020 (6y) | ||
| Mark Charles Sekera | Registered representative | May 2020 (6y) | ||
| Stephanie Erin Thompson | Registered representative | May 2020 (6y) | ||
| Nikola Mandic | Registered representative | May 2020 (6y) | ||
| Emmanuel Ricardo Sifuentes | Registered representative | CFP | May 2020 (6y) | |
| Alan Michael Imes | Registered representative | May 2020 (6y) | ||
| Alfredo Jaime Santos | Registered representative | May 2020 (6y) | ||
| Andres Jesus Vela | Registered representative | May 2020 (6y) | ||
| Anthony Hincy | Registered representative | May 2020 (6y) | ||
| Beau Carlos Gilbert | Registered representative | CFP | May 2020 (6y) | |
| Brandon L. Bryan | Registered representative | CFP | May 2020 (6y) | |
| Christopher Dean Calvo | Registered representative | May 2020 (6y) | ||
| Christopher Lynn Inglish | Registered representative | May 2020 (6y) | ||
| Chelsea W Gegan | Registered representative | May 2020 (6y) | ||
| Christopher Vincent Sanchez | Registered representative | May 2020 (6y) | ||
| Cynthia Silva Martin | Registered representative | May 2020 (6y) | ||
| Daniel James Walker | Registered representative | CFP | May 2020 (6y) | |
| Daniel Joseph Gerber | Registered representative | May 2020 (6y) | ||
| Daniel William Rees | Registered representative | May 2020 (6y) | ||
| David Jeffrey Chapman | Registered representative | CFP | May 2020 (6y) | |
| Dolores B Charles | Registered representative | May 2020 (6y) | ||
| Danielle Marie Lichtenberger | Registered representative | CFP | May 2020 (6y) | |
| David Eugene Surles | Registered representative | May 2020 (6y) | ||
| David Wang | Registered representative | CFP | May 2020 (6y) | |
| Eric Douglas Nelson | Registered representative | CFP | May 2020 (6y) | |
| Eric Joseph Rasmussen | Registered representative | May 2020 (6y) | ||
| Emily Rose Pearson | Registered representative | CFP | May 2020 (6y) | |
| Eric Richard Nease | Registered representative | May 2020 (6y) | ||
| Gameel Tannous | Registered representative | CFP | May 2020 (6y) | |
| Gary Dwain Rice | Registered representative | May 2020 (6y) | ||
| Gary E Mendez | Registered representative | May 2020 (6y) | ||
| Gregory Steven Hernandez | Registered representative | CFP | May 2020 (6y) | |
| Gus Miller Mask | Registered representative | CFP | May 2020 (6y) | |
| Harold Alarcon Duncan | Registered representative | May 2020 (6y) | ||
| Hyuk Lee | Registered representative | CFP | May 2020 (6y) | |
| Jaime Arredondo | Registered representative | May 2020 (6y) | ||
| Janet Mary Haley | Registered representative | CFP | May 2020 (6y) | |
| Jason Douglas Garriott | Registered representative | May 2020 (6y) | ||
| Jason Robert Dittfurth | Registered representative | CFP | May 2020 (6y) | |
| Jeff J Morris | Registered representative | May 2020 (6y) | ||
| Jimmy Dean Hoyt | Registered representative | May 2020 (6y) | ||
| John James Sheehan | Registered representative | CFP | May 2020 (6y) | |
| John Louis Bendele | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Julian Gilbert Diaz | Registered representative | May 2020 (6y) | ||
| James Clauser | Registered representative | May 2020 (6y) | ||
| James Craig Buckley | Registered representative | May 2020 (6y) | ||
| Jeffrey William Ryan | Registered representative | CFP | May 2020 (6y) | |
| Jesus R Ramos | Registered representative | May 2020 (6y) | ||
| Jigar M Parikh | Registered representative | May 2020 (6y) | ||
| Justin Reyes Pasayan | Registered representative | May 2020 (6y) | ||
| Katrina Antoinette Bell | Registered representative | May 2020 (6y) | ||
| Keith Alan Darnall | Registered representative | May 2020 (6y) | ||
| Keith Martin Morales | Registered representative | CFP | May 2020 (6y) | |
| Kelly Tuyen Camarillo | Registered representative | May 2020 (6y) | ||
| Kevin Robert Parkhill | Registered representative | CFP | May 2020 (6y) | |
| Melissa A Buljung | Registered representative | May 2020 (6y) | ||
| Michael Anthony Lanning | Registered representative | May 2020 (6y) | ||
| Michael Lee Medlin | Registered representative | May 2020 (6y) | ||
| Michael Todd Chansley | Registered representative | CFP | May 2020 (6y) | |
| Michael Wayne Cullipher | Registered representative | May 2020 (6y) | ||
| Michael William Leupold | Registered representative | May 2020 (6y) | ||
| Marie A Baldenegro | Registered representative | May 2020 (6y) | ||
| Meika Lyn Price | Registered representative | May 2020 (6y) | ||
| Michael Brown | Registered representative | CFP | May 2020 (6y) | |
| Muttalib Jamiel Ibrahim | Registered representative | May 2020 (6y) | ||
| Paul Daniel Roberts | Registered representative | CFP | May 2020 (6y) | |
| Raul Guerrero | Registered representative | CFP | May 2020 (6y) | |
| Rebecca Peterson Male | Registered representative | CFP | May 2020 (6y) | |
| Rita Drace Lind | Registered representative | May 2020 (6y) | ||
| Robert Carter Bachle | Registered representative | May 2020 (6y) | ||
| Ryan John Hartman | Registered representative | May 2020 (6y) | ||
| Ryan Michael Mead | Registered representative | May 2020 (6y) | ||
| Sergei Alexandrovich Zweibach | Registered representative | CFP Chartered Financial Consultant | May 2020 (6y) | |
| Shawn T Dickerson | Registered representative | May 2020 (6y) | ||
| Samuel Keith Shreve | Registered representative | CFP | May 2020 (6y) | |
| Scott Thacher Ross | Registered representative | CFP | May 2020 (6y) | |
| Sean Charles Riley | Registered representative | CFP | May 2020 (6y) | |
| Shawn Michael Montague | Registered representative | CFP | May 2020 (6y) | |
| Steve Anthony Martinez | Registered representative | May 2020 (6y) | ||
| Timothy Scott Becker | Registered representative | May 2020 (6y) | ||
| Vaneda Anna Manuel | Registered representative | May 2020 (6y) | ||
| Matthew Jason Webber | Registered representative | CFP | May 2020 (6y) | |
| Aram Obed Gomar | Registered representative | May 2020 (6y) | ||
| Aaron Dean Adams | Registered representative | May 2020 (6y) | ||
| Bleshia Ann Norman | Registered representative | May 2020 (6y) | ||
| Charles David Konopaski | Registered representative | May 2020 (6y) | ||
| Christopher Michael Barozie | Registered representative | May 2020 (6y) | ||
| Daniel Christopher Kalff | Registered representative | May 2020 (6y) | ||
| Daniel J Gomez | Registered representative | May 2020 (6y) | ||
| David Michael Suess | Registered representative | May 2020 (6y) | ||
| Frank J C Joseph Carl Gennaro | Registered representative | May 2020 (6y) | ||
| Ian David Fawcett | Registered representative | May 2020 (6y) | ||
| Joseph William Huskinson | Registered representative | May 2020 (6y) | ||
| Juan Carlos Menchaca | Registered representative | May 2020 (6y) | ||
| Kyle Patrick Bredice | Registered representative | CFP | May 2020 (6y) | |
| Larry William Briscoe | Registered representative | May 2020 (6y) | ||
| Lisa Marie Ortega | Registered representative | May 2020 (6y) | ||
| Michael David Seigal | Registered representative | May 2020 (6y) | ||
| Michael Edward Dzioba | Registered representative | May 2020 (6y) | ||
| Mark David Dunn | Registered representative | May 2020 (6y) | ||
| Michael Joseph Blazina | Registered representative | May 2020 (6y) | ||
| Nicole Christine Salokar | Registered representative | May 2020 (6y) | ||
| Reid Greenspan | Registered representative | CFP | May 2020 (6y) | |
| Robert Brooks Bowen | Registered representative | May 2020 (6y) | ||
| Sean Patrick Murphy | Registered representative | May 2020 (6y) | ||
| Shanna Therese Grech | Registered representative | May 2020 (6y) | ||
| Tedda Joy Rogers | Registered representative | May 2020 (6y) | ||
| William Joseph Kohlmann | Registered representative | May 2020 (6y) | ||
| Bendigo Paul Agnew | Registered representative | May 2020 (6y) | ||
| Bradley Robert Patton | Registered representative | May 2020 (6y) | ||
| Carlos Cabrera | Registered representative | May 2020 (6y) | ||
| Celia Kathleen Martel | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Christian D Ellis | Registered representative | May 2020 (6y) | ||
| Cynthia Mary Niesen | Registered representative | CFP | May 2020 (6y) | |
| Carla Cristine Ulrichherring | Registered representative | May 2020 (6y) | ||
| Colin Arthur Howard | Registered representative | CFP | May 2020 (6y) | |
| Darcy Jane Jones | Registered representative | CFP | May 2020 (6y) | |
| Dean Joseph Huwe | Registered representative | May 2020 (6y) | ||
| Donald Bruce Thayer | Registered representative | CFP | May 2020 (6y) | |
| Edward Mckay Felt | Registered representative | Chartered Financial Consultant | May 2020 (6y) | |
| Edward Vela Gonzales | Registered representative | CFP | May 2020 (6y) | |
| Eric David Coyner | Registered representative | CFP Chartered Financial Consultant | May 2020 (6y) | |
| Gregory Frazier Childress | Registered representative | May 2020 (6y) | ||
| Ian Alexander Moravek | Registered representative | May 2020 (6y) | ||
| James Michael Marr | Registered representative | May 2020 (6y) | ||
| Joshua Christopher Clark | Registered representative | CFP | May 2020 (6y) | |
| Kevin Lee Whittington | Registered representative | May 2020 (6y) | ||
| Kristopher Edward Horton | Registered representative | May 2020 (6y) | ||
| Kelly Michelle Eales | Registered representative | CFP | May 2020 (6y) | |
| Marc Stephen Thiltgen | Registered representative | CFP | May 2020 (6y) | |
| Mark C Courtad | Registered representative | May 2020 (6y) | ||
| Michael David Wetter | Registered representative | CFP | May 2020 (6y) | |
| Michael Louis Globenfelt | Registered representative | CFP | May 2020 (6y) | |
| Mark Anthony Lopez | Registered representative | CFP | May 2020 (6y) | |
| Matthew Lee Cox | Registered representative | May 2020 (6y) | ||
| Rey Mccabe | Registered representative | May 2020 (6y) | ||
| Silas Hudson | Registered representative | May 2020 (6y) | ||
| Thomas W Cardoso | Registered representative | May 2020 (6y) | ||
| Tameka Macherrie Smart | Registered representative | May 2020 (6y) | ||
| Victor Aguirre | Registered representative | May 2020 (6y) | ||
| Steven George Hart | Registered representative | Jun 2020 (6y) | ||
| Andrew Bradley Mc Clain | Registered representative | CFP Chartered Financial Consultant | Jun 2020 (6y) | |
| Christina Willis | Registered representative | Jun 2020 (6y) | ||
| Jeffrey Scott Hinrichs | Registered representative | CFP | Jun 2020 (6y) | |
| Tiaudra Riley Shaw | Registered representative | CFP | Jun 2020 (6y) | |
| Edsall Dean Hilty | Registered representative | Jun 2020 (6y) | ||
| Joann Annette Thomas | Registered representative | Jun 2020 (6y) | ||
| Brooke Michelle Woodson | Registered representative | Jun 2020 (6y) | ||
| Astrid Hall | Registered representative | Jun 2020 (6y) | ||
| Connor Patrick Quinlan | Registered representative | Jun 2020 (6y) | ||
| Daniel John Blanchflower | Registered representative | Jun 2020 (6y) | ||
| Richard L Auck | Registered representative | Jun 2020 (6y) | ||
| Jonathan David Lopez | Registered representative | Jun 2020 (6y) | ||
| Andrew Bryce Williams | Registered representative | Jun 2020 (6y) | ||
| Kristin Claire Bundy | Registered representative | Jun 2020 (6y) | ||
| Kathleen N Schultz | Registered representative | Jun 2020 (6y) | ||
| Aaron Douglas Hard | Registered representative | Jun 2020 (6y) | ||
| Julia N Copeland | Registered representative | Jun 2020 (6y) | ||
| Alexander James Wall | Registered representative | Jun 2020 (6y) | ||
| Ramak Fazeli | Registered representative | Jun 2020 (6y) | ||
| Cole Christopher Adamson | Registered representative | Jul 2020 (6y) | ||
| Neal Sanford Cohen | Registered representative | Jul 2020 (6y) | ||
| Sean Francis Flood | Registered representative | Jul 2020 (6y) | ||
| Sydney Berner Henny | Registered representative | Jul 2020 (6y) | ||
| Kimberly Ann Bryant | Registered representative | Jul 2020 (6y) | ||
| John Lee Bitting | Registered representative | Jul 2020 (6y) | ||
| Becker Aleman | Registered representative | Jul 2020 (6y) | ||
| Michael Montgomery | Registered representative | Jul 2020 (6y) | ||
| Joseph Michael Coleman | Registered representative | CFP | Jul 2020 (6y) | |
| Thomas David Morgan | Registered representative | CFP | Jul 2020 (6y) | |
| Jesse Mario Hita | Registered representative | Jul 2020 (6y) | ||
| Nathan Dean Andersen | Registered representative | Jul 2020 (6y) | ||
| Branko Andelko Banic | Registered representative | Jul 2020 (6y) | ||
| Matthew Kenneth Huizenga | Registered representative | Jul 2020 (6y) | ||
| Michelle Roush | Registered representative | Jul 2020 (6y) | ||
| Hugh Swart | Registered representative | Jul 2020 (6y) | ||
| Roy Edward Murrell | Registered representative | Jul 2020 (6y) | ||
| Daniel George Nicholas Simon | Registered representative | Jul 2020 (6y) | ||
| Michelle Lynn Jones | Registered representative | Jul 2020 (6y) | ||
| Paul Richard Guistolise | Registered representative | Jul 2020 (6y) | ||
| Eric Lee Cantwell | Registered representative | Jul 2020 (6y) | ||
| Austin Montgomery Jackman | Registered representative | Jul 2020 (6y) | ||
| Brayden Daniel Vogel | Registered representative | Jul 2020 (6y) | ||
| Miranda Dawn Thompson | Registered representative | Jul 2020 (6y) | ||
| Terry Lee Krueger | Registered representative | CFP | Aug 2020 (6y) | |
| Kyle Matucha | Registered representative | Aug 2020 (6y) | ||
| Xinran Liu | Registered representative | Aug 2020 (6y) | ||
| Connor John D'orio | Registered representative | Aug 2020 (6y) | ||
| Jonathan Scott Rogers | Registered representative | Aug 2020 (6y) | ||
| Max Romo Flores | Registered representative | Aug 2020 (6y) | ||
| Robert Rosado | Registered representative | Aug 2020 (6y) | ||
| Samuel Asher Schwartz | Registered representative | CFP | Aug 2020 (6y) | |
| Jeffrey Lynn Gunnels | Registered representative | Aug 2020 (6y) | ||
| Lydia Arlyne Boyd | Registered representative | Aug 2020 (6y) | ||
| Nathaniel Forrest | Registered representative | Aug 2020 (6y) | ||
| Oliver Mcdonald Engquist | Registered representative | Aug 2020 (6y) | ||
| Savannah Lea Casstevens | Registered representative | Aug 2020 (6y) | ||
| Andrea Bergmann Hood | Registered representative | Aug 2020 (6y) | ||
| Tais De Rada | Registered representative | Aug 2020 (6y) | ||
| Joshua Woodbury | Registered representative | Aug 2020 (6y) | ||
| Melanie Jeanne Zeringue | Registered representative | Aug 2020 (6y) | ||
| Natalie Kay Dunn | Registered representative | Aug 2020 (6y) | ||
| Ian Thomas Odya | Registered representative | Aug 2020 (6y) | ||
| Eric Richard Johnson | Registered representative | CFP | Sep 2020 (6y) | |
| Gordon Chen | Registered representative | Sep 2020 (6y) | ||
| Braulio Luis Diaz | Registered representative | Sep 2020 (6y) | ||
| Justin Dolan | Registered representative | Sep 2020 (6y) | ||
| Kevin Roland | Registered representative | Sep 2020 (6y) | ||
| Monica Malta | Registered representative | Sep 2020 (6y) | ||
| Jason Matthew Rasmussen | Registered representative | Sep 2020 (6y) | ||
| Roland Darryl Berry | Registered representative | Sep 2020 (6y) | ||
| Alonso Tangarife | Registered representative | Sep 2020 (6y) | ||
| Carolyn Yu Jordan | Registered representative | Sep 2020 (6y) | ||
| Justin Scott Taylor | Registered representative | Sep 2020 (6y) | ||
| Ryan Edward Schmidt | Registered representative | Sep 2020 (6y) | ||
| Irina Podmolska | Registered representative | CFP | Sep 2020 (6y) | |
| Carlos Gustavo Carrillo | Registered representative | Sep 2020 (6y) | ||
| Cade Aaron Tucker | Registered representative | CFP | Sep 2020 (6y) | |
| Sonia Daphne Davenport | Registered representative | Oct 2020 (6y) | ||
| John Henry Kanouse | Registered representative | CFP | Oct 2020 (6y) | |
| Jessica Elizabeth Kienle | Registered representative | Oct 2020 (6y) | ||
| Mark Aaron Symm | Registered representative | Oct 2020 (6y) | ||
| Ryan Michael Buyer | Registered representative | Oct 2020 (6y) | ||
| Carter Jacob Feltner | Registered representative | Oct 2020 (6y) | ||
| Chih Hsuan Cheng | Registered representative | Oct 2020 (6y) | ||
| Kayla Amber Nicole Washington | Registered representative | Oct 2020 (6y) | ||
| Deborah Ann Capria | Registered representative | Oct 2020 (6y) | ||
| Michael Edmund Irgens | Registered representative | Oct 2020 (6y) | ||
| Michael John Powers | Registered representative | Oct 2020 (6y) | ||
| Rodrigo Esperon | Registered representative | Oct 2020 (6y) | ||
| Eric Robert Yanovsky | Registered representative | CFP | Oct 2020 (6y) | |
| Jason Robert Suzuki | Registered representative | Oct 2020 (6y) | ||
| Samuel J Kirk | Registered representative | CFP | Oct 2020 (6y) | |
| Chynna R Turner | Registered representative | Oct 2020 (6y) | ||
| Patrick Keegan Mc Namara | Registered representative | Oct 2020 (6y) | ||
| Christopher James Mcdermott | Registered representative | CFP | Nov 2020 (6y) | |
| Michael Aaron Isabelle | Registered representative | Nov 2020 (6y) | ||
| Nicole Lynn Di Piero | Registered representative | CFP | Nov 2020 (6y) | |
| Christina Marie Kruse | Registered representative | Nov 2020 (6y) | ||
| James Edward Mounier | Registered representative | Nov 2020 (6y) | ||
| James Gerald Hamilton | Registered representative | Nov 2020 (6y) | ||
| Miguel O'hara | Registered representative | CFP | Nov 2020 (6y) | |
| Nathan L Bubash | Registered representative | CFP | Nov 2020 (6y) | |
| Angelo Hortizuela San Mateo | Registered representative | CFP | Nov 2020 (6y) | |
| Dakota Ann Penman | Registered representative | Nov 2020 (6y) | ||
| Daniel Spencer Montague | Registered representative | Nov 2020 (6y) | ||
| Mickale Weshon Gilbert | Registered representative | Nov 2020 (6y) | ||
| Suet Ling Wong | Registered representative | Nov 2020 (6y) | ||
| Joseph Cody Bell | Registered representative | Dec 2020 (6y) | ||
| Nicole S Neals | Registered representative | Dec 2020 (6y) | ||
| Rochelle Marie Purdy | Registered representative | CFP Chartered Financial Consultant | Dec 2020 (6y) | |
| David Michael Teel | Registered representative | Dec 2020 (6y) | ||
| Estevan Domingo Troche | Registered representative | Dec 2020 (6y) | ||
| Mingya Chan | Registered representative | Dec 2020 (6y) | ||
| Mabel Abane Cheonwi | Registered representative | Dec 2020 (6y) | ||
| Chloe Lise Levy | Registered representative | Dec 2020 (6y) | ||
| Scott Richard Davis | Registered representative | Dec 2020 (6y) | ||
| Toni Jo Elliott | Registered representative | Dec 2020 (6y) | ||
| William Arthur Eliot Shaffer | Registered representative | CFP | Dec 2020 (6y) | |
| Benjamin Lucas Buck | Registered representative | Dec 2020 (6y) | ||
| Carl Christian Matysek | Registered representative | Dec 2020 (6y) | ||
| Ryan Marcus Wicks | Registered representative | Dec 2020 (6y) | ||
| Courtney A Sackett | Registered representative | Dec 2020 (6y) | ||
| Jarrad Worth Williams | Registered representative | Dec 2020 (6y) | ||
| Justin C Hughes | Registered representative | Dec 2020 (6y) | ||
| Kaylin N Corrick | Registered representative | Dec 2020 (6y) | ||
| Michael A Loudermilk | Registered representative | Dec 2020 (6y) | ||
| Maurizio Debellis | Registered representative | Dec 2020 (6y) | ||
| Christina Marie Rapp | Registered representative | Dec 2020 (6y) | ||
| Joshua Kyle Carrillo | Registered representative | Dec 2020 (6y) | ||
| Alan Gary Lang | Registered representative | Dec 2020 (6y) | ||
| Jerame James Tillman | Registered representative | Dec 2020 (6y) | ||
| Rhea Jizette Mercado Moss | Registered representative | Dec 2020 (6y) | ||
| Andrew Scott Cutler | Registered representative | Dec 2020 (6y) | ||
| Sophie Nhi Sulimowicz | Registered representative | Dec 2020 (6y) | ||
| Daniel Howard | Registered representative | Jan 2021 (6y) | ||
| Gary Michael Gingrich | Registered representative | Jan 2021 (6y) | ||
| Travis Michael Todd | Registered representative | Jan 2021 (6y) | ||
| Robert Van Hurst | Registered representative | Jan 2021 (6y) | ||
| Thomas P Miller | Registered representative | CFA | Jan 2021 (6y) | |
| Dan David Roasa | Registered representative | Jan 2021 (6y) | ||
| Laura Lee Lewis | Registered representative | Jan 2021 (6y) | ||
| Michael Ray Brozzo | Registered representative | CFP | Jan 2021 (6y) | |
| Brent Eric Thomas | Registered representative | Jan 2021 (6y) | ||
| Sammy Bob Chau | Registered representative | Jan 2021 (6y) | ||
| Nicole Martha Spiker | Registered representative | Jan 2021 (6y) | ||
| Raquel Marie Raiten | Registered representative | Jan 2021 (6y) | ||
| Spencer Robert Fogo | Registered representative | Jan 2021 (6y) | ||
| Supranee R Lucas | Registered representative | CFP | Jan 2021 (6y) | |
| John T Kendall | Registered representative | Jan 2021 (6y) | ||
| Joseph A Reyes | Registered representative | CFP | Jan 2021 (6y) | |
| Kohler G Black | Registered representative | CFP | Jan 2021 (6y) | |
| Anna R Collins | Registered representative | Jan 2021 (6y) | ||
| Kenneth Franklin Williams | Registered representative | CFP | Jan 2021 (6y) | |
| Matthew Wayne Rhoads | Registered representative | Jan 2021 (6y) | ||
| Nathan Daniel Peyer | Registered representative | Jan 2021 (6y) | ||
| Brandon Lee Beauchamp | Registered representative | Jan 2021 (6y) | ||
| Darius Nkwazema Uche | Registered representative | Jan 2021 (6y) | ||
| Marek John Ghezzi | Registered representative | Jan 2021 (6y) | ||
| Vijay Kapur | Registered representative | Jan 2021 (6y) | ||
| William James Mc Gowan | Registered representative | Jan 2021 (6y) | ||
| Daniel Adam Wiliiams | Registered representative | Jan 2021 (6y) | ||
| Kelly Nicole Sain Peklo | Registered representative | Jan 2021 (6y) | ||
| Zachary Silbermann | Registered representative | CFP | Jan 2021 (6y) | |
| Lauren K Alexander Vasquez | Registered representative | Jan 2021 (6y) | ||
| Bonny Barbara Collins | Registered representative | Feb 2021 (6y) | ||
| Monique Fullenwilder | Registered representative | Feb 2021 (6y) | ||
| Donald N Daigle | Registered representative | Feb 2021 (5y) | ||
| Keenan Decrane Cavanor | Registered representative | CFP | Feb 2021 (5y) | |
| Todd Andrew Burton | Registered representative | Feb 2021 (5y) | ||
| Kyle Aaron Anglin | Registered representative | Feb 2021 (5y) | ||
| Pearson Edward Davis | Registered representative | Feb 2021 (5y) | ||
| Mark Wayne Bolle | Registered representative | Feb 2021 (5y) | ||
| Kerri Ann Palermo | Registered representative | CFP | Feb 2021 (5y) | |
| Michelle J Bartel | Registered representative | Feb 2021 (5y) | ||
| Marshall Scott Owens | Registered representative | Feb 2021 (5y) | ||
| Amber L Phillips | Registered representative | Feb 2021 (5y) | ||
| Amber Michelle Rosenthal | Registered representative | Feb 2021 (5y) | ||
| John David Landsell | Registered representative | Feb 2021 (5y) | ||
| Alejandro Solorzano Segura | Registered representative | Feb 2021 (5y) | ||
| Hung Szeto Butzer | Registered representative | Feb 2021 (5y) | ||
| Marilyn Ann Pysh | Registered representative | Feb 2021 (5y) | ||
| Clifford Lee Roy Brown | Registered representative | Feb 2021 (5y) | ||
| Evan Lawrence Flatto | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (5y) | |
| Roger Van Beveren | Registered representative | Feb 2021 (5y) | ||
| Ryan Timothy Mc Nelis | Registered representative | Feb 2021 (5y) | ||
| Joshua Johnston Rauschenbach | Registered representative | CFP | Feb 2021 (5y) | |
| Sean Michael Valadez | Registered representative | CFP CFA | Feb 2021 (5y) | |
| Timothy Chanthakoummane Chommala | Registered representative | Feb 2021 (5y) | ||
| Albert Yoonjai Lee | Registered representative | Feb 2021 (5y) | ||
| Brian Edward Crume | Registered representative | CFP | Feb 2021 (5y) | |
| Melissa Shu Yin Wong | Registered representative | Feb 2021 (5y) | ||
| Krisha Diane Sleister | Registered representative | Feb 2021 (5y) | ||
| Mike John Marabeas | Registered representative | Feb 2021 (5y) | ||
| Jason Scott Voss | Registered representative | Mar 2021 (5y) | ||
| Stacey Lynn East | Registered representative | Mar 2021 (5y) | ||
| Andrew Roy Pugh | Registered representative | Mar 2021 (5y) | ||
| Austin Lee Ault | Registered representative | Mar 2021 (5y) | ||
| Carrie A Allstatt | Registered representative | CFP | Mar 2021 (5y) | |
| Christopher Lee Pham | Registered representative | Mar 2021 (5y) | ||
| Michael Kevin Lewallen | Registered representative | Mar 2021 (5y) | ||
| Abhishek Gupta | Registered representative | Mar 2021 (5y) | ||
| Guy Cullen Huffman | Registered representative | Mar 2021 (5y) | ||
| Paul J Brennan | Registered representative | Mar 2021 (5y) | ||
| Trevor G Cantarini | Registered representative | Mar 2021 (5y) | ||
| Timothy James Kohn | Registered representative | CFP CFA | Mar 2021 (5y) | |
| Paul Mike Cox | Registered representative | Mar 2021 (5y) | ||
| William J Hunter | Registered representative | Mar 2021 (5y) | ||
| Jeffrey Lee Lambeth | Registered representative | CFP | Mar 2021 (5y) | |
| Samantha Lynn Cohen | Registered representative | Mar 2021 (5y) | ||
| Christine A White | Registered representative | Mar 2021 (5y) | ||
| Paul Thomas Laviolette | Registered representative | Mar 2021 (5y) | ||
| Ross Matthew Kelly | Registered representative | Mar 2021 (5y) | ||
| Cameron Mauchin | Registered representative | CFP | Mar 2021 (5y) | |
| Michael Lee Mcknight | Registered representative | CFA | Mar 2021 (5y) | |
| Aaron Christopher Moberg | Registered representative | Chartered Financial Consultant | Mar 2021 (5y) | |
| Joshua Brett Feinstein | Registered representative | Mar 2021 (5y) | ||
| Jeffrey Alan Bottorff | Registered representative | Mar 2021 (5y) | ||
| Luke Anderson Derfus | Registered representative | Mar 2021 (5y) | ||
| Ann Elizabeth Koerner | Registered representative | Mar 2021 (5y) | ||
| Michael Thomas Oserow | Registered representative | CFP | Mar 2021 (5y) | |
| Stephen John Lo | Registered representative | Mar 2021 (5y) | ||
| Tomasz Muczynski | Registered representative | CFP | Mar 2021 (5y) | |
| Alison Jiyin Wilmore | Registered representative | Mar 2021 (5y) | ||
| Frank Belfiore Loconte | Registered representative | Mar 2021 (5y) | ||
| Jaclyn Schmidt Cha | Registered representative | Mar 2021 (5y) | ||
| Kenya Abigail Lumbi | Registered representative | Mar 2021 (5y) | ||
| Kristen Laura Lierly | Registered representative | Mar 2021 (5y) | ||
| Nicholas Robert La Croix | Registered representative | Mar 2021 (5y) | ||
| Benjamin Jay Lundquist | Registered representative | Mar 2021 (5y) | ||
| Izella Annette Anderson | Registered representative | Mar 2021 (5y) | ||
| Shane Lunneborg | Registered representative | Mar 2021 (5y) | ||
| Michael Giordano | Registered representative | Mar 2021 (5y) | ||
| Charles Anthony Boggs | Registered representative | Apr 2021 (5y) | ||
| Clint J Shepherd | Registered representative | Apr 2021 (5y) | ||
| Christian Allen Petersen | Registered representative | CFP | Apr 2021 (5y) | |
| Emily R Meehan | Registered representative | Apr 2021 (5y) | ||
| Krystle L Gonyo | Registered representative | Apr 2021 (5y) | ||
| Matthew Ryan Lefkovits | Registered representative | Apr 2021 (5y) | ||
| Mia Jeffords | Registered representative | CFP | Apr 2021 (5y) | |
| Tanner Lee Hout | Registered representative | Apr 2021 (5y) | ||
| Casey T Glick | Registered representative | Apr 2021 (5y) | ||
| Troy M Mailloux | Registered representative | Apr 2021 (5y) | ||
| Christopher Chadwell Nelson | Registered representative | Apr 2021 (5y) | ||
| Kuang Feng Yang | Registered representative | Apr 2021 (5y) | ||
| Lu Tian Stone | Registered representative | Apr 2021 (5y) | ||
| Paul J Beblavi | Registered representative | Apr 2021 (5y) | ||
| Ryan Eugene Knight | Registered representative | Apr 2021 (5y) | ||
| Shalisa Green Beck | Registered representative | CFP | Apr 2021 (5y) | |
| James Wesley Babson | Registered representative | CFA | Apr 2021 (5y) | |
| Benjamin Robert Holguin | Registered representative | Apr 2021 (5y) | ||
| Frank Joseph Devito | Registered representative | Apr 2021 (5y) | ||
| Steven Robert Herbst | Registered representative | Apr 2021 (5y) | ||
| Benjamin W Witcher | Registered representative | Apr 2021 (5y) | ||
| Casey Ames Herron | Registered representative | CFP | Apr 2021 (5y) | |
| Joseph Edward Simonett | Registered representative | Apr 2021 (5y) | ||
| Ama Kwansima Nyarku | Registered representative | Apr 2021 (5y) | ||
| Brian Michael Warren | Registered representative | Apr 2021 (5y) | ||
| Anthony Joseph Viviano | Registered representative | Apr 2021 (5y) | ||
| Brian S Tveter | Registered representative | Apr 2021 (5y) | ||
| Christie Ann Giovacchini | Registered representative | Apr 2021 (5y) | ||
| Daniel Steven Obuchowski | Registered representative | Apr 2021 (5y) | ||
| Fred Gallo | Registered representative | Apr 2021 (5y) | ||
| Gregory George Uss | Registered representative | Apr 2021 (5y) | ||
| Indira Celeny Valladares | Registered representative | Apr 2021 (5y) | ||
| Joe S Chan | Registered representative | Apr 2021 (5y) | ||
| Jordan Patrick Blaylock | Registered representative | Apr 2021 (5y) | ||
| Laura Frances Hicks | Registered representative | Apr 2021 (5y) | ||
| Lauren Tinucci | Registered representative | Apr 2021 (5y) | ||
| Luke Trevor Gheta | Registered representative | Apr 2021 (5y) | ||
| Lawrence Joseph Mc Govern | Registered representative | Apr 2021 (5y) | ||
| Michael Anthony Devito | Registered representative | Apr 2021 (5y) | ||
| Nicholas Santisteban | Registered representative | Apr 2021 (5y) | ||
| Paivi Johanna Cartwright | Registered representative | Apr 2021 (5y) | ||
| Richard Charles Crews | Registered representative | Apr 2021 (5y) | ||
| Robert Benjamin Benjamin Holland Iii | Registered representative | Apr 2021 (5y) | ||
| Steven J Becker | Registered representative | Apr 2021 (5y) | ||
| Shuo Li | Registered representative | CFP | Apr 2021 (5y) | |
| Thomas Gerard Franz | Registered representative | Apr 2021 (5y) | ||
| William Eric Bauer | Registered representative | Apr 2021 (5y) | ||
| Becky Ann Burns | Registered representative | Apr 2021 (5y) | ||
| Jennifer Lynn Pritchett | Registered representative | Apr 2021 (5y) | ||
| Wesley Ryan Nelson | Registered representative | Apr 2021 (5y) | ||
| Brooks Camden Billings | Registered representative | CFP | Apr 2021 (5y) | |
| Grant Harry Campbell | Registered representative | Apr 2021 (5y) | ||
| Miguel Anthony Herrera | Registered representative | Apr 2021 (5y) | ||
| Diego Andres Berrocal Dejo | Registered representative | Apr 2021 (5y) | ||
| Timothy Michael Wallerius | Registered representative | CFP | Apr 2021 (5y) | |
| Mark A Garcia | Registered representative | Apr 2021 (5y) | ||
| Levi M Smith | Registered representative | May 2021 (5y) | ||
| Nicholas Edward Martin | Registered representative | May 2021 (5y) | ||
| Brett S Bryan | Registered representative | CFP | May 2021 (5y) | |
| Victor James Giordano | Registered representative | May 2021 (5y) | ||
| Daniel Lee White | Registered representative | May 2021 (5y) | ||
| Megan Li | Registered representative | May 2021 (5y) | ||
| Aaron Daniel Scheid | Registered representative | May 2021 (5y) | ||
| Justin Randall Fellers | Registered representative | May 2021 (5y) | ||
| Travis C Figgins | Registered representative | May 2021 (5y) | ||
| Beatriz Gomez | Registered representative | May 2021 (5y) | ||
| George Anthony Gilham | Registered representative | May 2021 (5y) | ||
| Jared Frederick Koch | Registered representative | May 2021 (5y) | ||
| Jeffrey Dane Corvin | Registered representative | May 2021 (5y) | ||
| Renna Lynne Swayne | Registered representative | May 2021 (5y) | ||
| Joseph Andrew Elwood Gift | Registered representative | May 2021 (5y) | ||
| Carolyn Cole Smith | Registered representative | May 2021 (5y) | ||
| Paul Jacob Davis | Registered representative | May 2021 (5y) | ||
| Gregory David Travitz | Registered representative | May 2021 (5y) | ||
| Nadi Beciri | Registered representative | May 2021 (5y) | ||
| John Tovar | Registered representative | May 2021 (5y) | ||
| Katie Michelle Obermeyer | Registered representative | May 2021 (5y) | ||
| Shachee Pankaj Gandhi | Registered representative | May 2021 (5y) | ||
| Brian David Sockow | Registered representative | May 2021 (5y) | ||
| Daniel Osorio | Registered representative | May 2021 (5y) | ||
| Martin William Genello | Registered representative | CFP | May 2021 (5y) | |
| Rajani Gangalvoi | Registered representative | May 2021 (5y) | ||
| Kristen Nicole Koesters | Registered representative | CFP | May 2021 (5y) | |
| Lilian Joyce Wittwer | Registered representative | May 2021 (5y) | ||
| Bryan A Rodgers | Registered representative | May 2021 (5y) | ||
| Paul Stephen Attaway | Registered representative | May 2021 (5y) | ||
| Austin Billeter | Registered representative | May 2021 (5y) | ||
| Giovanni Afanasiev | Registered representative | Jun 2021 (5y) | ||
| Tiger J Stidnick | Registered representative | Jun 2021 (5y) | ||
| Michael Joseph Socci | Registered representative | Jun 2021 (5y) | ||
| Tessa Brugh Dueker | Registered representative | Jun 2021 (5y) | ||
| Anthony Michael Naughton | Registered representative | Jun 2021 (5y) | ||
| Roderick Mayo Sogocio | Registered representative | Jun 2021 (5y) | ||
| Forrest Douglas Brown | Registered representative | Jun 2021 (5y) | ||
| Joshua Allen Buckamneer | Registered representative | Jun 2021 (5y) | ||
| Rhyan Okialda Politano | Registered representative | Jun 2021 (5y) | ||
| Ross Brandon Thompson | Registered representative | Jun 2021 (5y) | ||
| Theresa Alexandra Calahan | Registered representative | Jun 2021 (5y) | ||
| Catherine Choy Deane Gong | Registered representative | Jun 2021 (5y) | ||
| Kelly Hughes Kaufman | Registered representative | CFP | Jun 2021 (5y) | |
| Melissa Margaret Karwoski | Registered representative | Jun 2021 (5y) | ||
| Kerion Antonette Cooper | Registered representative | Jun 2021 (5y) | ||
| Roger Gregory Wilson | Registered representative | CFP | Jun 2021 (5y) | |
| Theresa Hsiao Hsin Chao | Registered representative | Jun 2021 (5y) | ||
| William Durkin | Registered representative | Jun 2021 (5y) | ||
| Austin James Bloom | Registered representative | Jun 2021 (5y) | ||
| Joshua Wayne Mcclellan | Registered representative | Jun 2021 (5y) | ||
| Zachary Dean Jones | Registered representative | Jun 2021 (5y) | ||
| Colin Lawrence Nelson | Registered representative | CFP | Jun 2021 (5y) | |
| Devin Scott Heitman | Registered representative | CFP | Jun 2021 (5y) | |
| Jonathan Christopher Erb | Registered representative | Jun 2021 (5y) | ||
| Kyle Chandler Lacivita | Registered representative | Jun 2021 (5y) | ||
| Marina Franziska Strasser | Registered representative | CFP | Jun 2021 (5y) | |
| Maxwell Forbes Lush | Registered representative | CFP | Jun 2021 (5y) | |
| Melissa Nicole Stitt | Registered representative | CFP | Jun 2021 (5y) | |
| David Christopher Clingman | Registered representative | Jun 2021 (5y) | ||
| Nina Elise Kirk | Registered representative | Jun 2021 (5y) | ||
| Zakariaa Bousfiha | Registered representative | Jun 2021 (5y) | ||
| Eamon J Fry | Registered representative | Jun 2021 (5y) | ||
| Thomas Sora | Registered representative | Jun 2021 (5y) | ||
| Gloria Kabugo Musoke | Registered representative | Jul 2021 (5y) | ||
| Mark Bradford Hersman | Registered representative | Jul 2021 (5y) | ||
| Desere Venette Johns | Registered representative | Jul 2021 (5y) | ||
| Anthony Dai Ching Liu | Registered representative | Jul 2021 (5y) | ||
| Cody Timothy Kimble | Registered representative | Jul 2021 (5y) | ||
| Duc Phuoc Nguyen | Registered representative | Jul 2021 (5y) | ||
| Jason Maurice King | Registered representative | Jul 2021 (5y) | ||
| Luke G Seepaul | Registered representative | Jul 2021 (5y) | ||
| Christopher John Curcuro | Registered representative | CFP | Jul 2021 (5y) | |
| Jason Bryan Carlson | Registered representative | CFP Chartered Financial Consultant | Jul 2021 (5y) | |
| Rebecca Ryan Melia Vinderslev | Registered representative | Jul 2021 (5y) | ||
| Sean G Romero | Registered representative | Jul 2021 (5y) | ||
| Thomas Frederick Wheaton | Registered representative | Jul 2021 (5y) | ||
| Thomas Joseph Mitchell | Registered representative | Jul 2021 (5y) | ||
| Andrew Phillip Meeks | Registered representative | Jul 2021 (5y) | ||
| Glen A Mc Dowell | Registered representative | Jul 2021 (5y) | ||
| Katelyn Marie Dolson | Registered representative | Jul 2021 (5y) | ||
| Trey Alan Fidler | Registered representative | Jul 2021 (5y) | ||
| Timothy R Mc Donald | Registered representative | Jul 2021 (5y) | ||
| Alex Louis Greenspon | Registered representative | Jul 2021 (5y) | ||
| Donna Maria Vestal | Registered representative | Jul 2021 (5y) | ||
| Alyissa Janel Soriano | Registered representative | Jul 2021 (5y) | ||
| Carolyn Chan | Registered representative | CFP | Jul 2021 (5y) | |
| David Tyler Shoemake | Registered representative | CFP | Jul 2021 (5y) | |
| De Anna Linn Jenkins | Registered representative | Jul 2021 (5y) | ||
| Jack William Moore | Registered representative | Jul 2021 (5y) | ||
| Jason Everett Helton | Registered representative | CFP | Jul 2021 (5y) | |
| Virginia Elizabeth Stukkie | Registered representative | Jul 2021 (5y) | ||
| Amar Arrage Chico | Registered representative | Jul 2021 (5y) | ||
| Anastasia J Schmidt | Registered representative | Jul 2021 (5y) | ||
| Carrie Denise Stevenson | Registered representative | CFP | Jul 2021 (5y) | |
| Ivan Javier Galindo | Registered representative | CFP Chartered Financial Consultant | Jul 2021 (5y) | |
| Mckay Bradley Mertz | Registered representative | Jul 2021 (5y) | ||
| William Knowis Kaiser | Registered representative | CFP Personal Financial Specialist | Jul 2021 (5y) | |
| James Eric Inman | Registered representative | Jul 2021 (5y) | ||
| Pete Garcia Hernandez | Registered representative | Jul 2021 (5y) | ||
| Natalia Portocarrero | Registered representative | Jul 2021 (5y) | ||
| Ravin Urmish Patel | Registered representative | Jul 2021 (5y) | ||
| Hector F Rojas | Registered representative | Jul 2021 (5y) | ||
| Austin Sheehan | Registered representative | Jul 2021 (5y) | ||
| Barry Randolph Harlow | Registered representative | Jul 2021 (5y) | ||
| Christopher James Piercy | Registered representative | Jul 2021 (5y) | ||
| Cynthia Rose Scoggin | Registered representative | Jul 2021 (5y) | ||
| Gary Marzotto | Registered representative | CFP | Jul 2021 (5y) | |
| John Jay Ehlers | Registered representative | Jul 2021 (5y) | ||
| Petya Georgieva Yordanova | Registered representative | Jul 2021 (5y) | ||
| Steven Perez | Registered representative | Jul 2021 (5y) | ||
| Thuy Diem Nguyen | Registered representative | Jul 2021 (5y) | ||
| Andrew Justin Hill | Registered representative | Jul 2021 (5y) | ||
| Christopher Anthony Marr | Registered representative | Jul 2021 (5y) | ||
| David Corkum | Registered representative | CFP | Jul 2021 (5y) | |
| Natalie Pisaro | Registered representative | CFP | Jul 2021 (5y) | |
| Chad G Masters | Registered representative | Aug 2021 (5y) | ||
| Clotilda Mujeyi Chinyanya | Registered representative | Aug 2021 (5y) | ||
| Daniel Meisenheimer | Registered representative | Aug 2021 (5y) | ||
| Dustin Paul Baker | Registered representative | Aug 2021 (5y) | ||
| Frank Howard | Registered representative | Aug 2021 (5y) | ||
| Andrew Veth | Registered representative | CFP | Aug 2021 (5y) | |
| Donald Eugene Franks | Registered representative | CFP | Aug 2021 (5y) | |
| Jordan Powell | Registered representative | Aug 2021 (5y) | ||
| Stephen Michael Spencer | Registered representative | Aug 2021 (5y) | ||
| Corey Steven Elliott | Registered representative | CFP | Aug 2021 (5y) | |
| Andre Christophe Freed | Registered representative | CFP | Aug 2021 (5y) | |
| Jiajia Shen | Registered representative | Aug 2021 (5y) | ||
| Trevor Craig Harrell | Registered representative | CFP | Aug 2021 (5y) | |
| Wells N Scheller | Registered representative | Aug 2021 (5y) | ||
| Dena Lee Petersen | Registered representative | Aug 2021 (5y) | ||
| Karly E Guiliano | Registered representative | CFP | Aug 2021 (5y) | |
| Michael C Tejeda | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Trent Anthony Dattoli | Registered representative | Aug 2021 (5y) | ||
| Galo F Tapia | Registered representative | Aug 2021 (5y) | ||
| Kristina Anne Gayle Engel | Registered representative | Aug 2021 (5y) | ||
| Michael Scott Sorensen | Registered representative | Aug 2021 (5y) | ||
| Frank Tyler Miller | Registered representative | Aug 2021 (5y) | ||
| Jerry Ho | Registered representative | Aug 2021 (5y) | ||
| James Graves | Registered representative | Aug 2021 (5y) | ||
| Gary Denszell Brown | Registered representative | Aug 2021 (5y) | ||
| Jess Robert Noe | Registered representative | Aug 2021 (5y) | ||
| John Norbert Flickinger | Registered representative | Aug 2021 (5y) | ||
| Ryan Ari Freed | Registered representative | Aug 2021 (5y) | ||
| Timothy W Loeffler | Registered representative | Aug 2021 (5y) | ||
| Chad Salit | Registered representative | Aug 2021 (5y) | ||
| Michael C Urizzo | Registered representative | Aug 2021 (5y) | ||
| Sean Treanor | Registered representative | Aug 2021 (5y) | ||
| Christopher Michael Robinson | Registered representative | Aug 2021 (5y) | ||
| Timothy Harold Leggett | Registered representative | CFP | Aug 2021 (5y) | |
| Tiphani Nicole Jansing | Registered representative | Aug 2021 (5y) | ||
| Marcia King Hackett | Registered representative | Aug 2021 (5y) | ||
| Conan Porter | Registered representative | CFP | Aug 2021 (5y) | |
| Jeffery Kenneth Nitsche | Registered representative | Aug 2021 (5y) | ||
| Nicholas Jennings Bragg | Registered representative | Aug 2021 (5y) | ||
| Simon B Manoyan | Registered representative | CFP | Aug 2021 (5y) | |
| Wendy Jo Farrissey | Registered representative | CFP | Aug 2021 (5y) | |
| Paraskevas Sellis | Registered representative | Aug 2021 (5y) | ||
| Ricardo Monteiro | Registered representative | Aug 2021 (5y) | ||
| Anthony Michael Citro | Registered representative | CFP | Aug 2021 (5y) | |
| Benjamin Tyler Molloy | Registered representative | Aug 2021 (5y) | ||
| Darrik Braden Fisk | Registered representative | CFP | Aug 2021 (5y) | |
| Wendy Beth Nice | Registered representative | Aug 2021 (5y) | ||
| Ayezah Monche Holmes | Registered representative | Aug 2021 (5y) | ||
| Clay Grant Mitchell | Registered representative | CFA | Aug 2021 (5y) | |
| Giovanni Galindo | Registered representative | Aug 2021 (5y) | ||
| Brian Hamstra | Registered representative | Sep 2021 (5y) | ||
| Amelia H Garcia | Registered representative | Sep 2021 (5y) | ||
| Andrew Robert Ulm | Registered representative | Sep 2021 (5y) | ||
| Jose Miguel Martinez | Registered representative | Sep 2021 (5y) | ||
| Lee Moroz | Registered representative | Sep 2021 (5y) | ||
| Michelle Joyce Makana O Ke Ak Collins | Registered representative | Sep 2021 (5y) | ||
| Reagan Edwin Tucker | Registered representative | CFP | Sep 2021 (5y) | |
| Andrew Lewis Robinson | Registered representative | Sep 2021 (5y) | ||
| Dillon Aod Tanchinh | Registered representative | Sep 2021 (5y) | ||
| Joseph Williams | Registered representative | Sep 2021 (5y) | ||
| Brandon Dieter Schifferdecker | Registered representative | Sep 2021 (5y) | ||
| Brandon H Lustgarten | Registered representative | Sep 2021 (5y) | ||
| Brian Earl Williams | Registered representative | Sep 2021 (5y) | ||
| Oluwatofunmi A Ochi | Registered representative | Sep 2021 (5y) | ||
| Heather N Carlson | Registered representative | Sep 2021 (5y) | ||
| Keaton Benjamin Koch | Registered representative | Sep 2021 (5y) | ||
| Matthew Sattler | Registered representative | CFP | Sep 2021 (5y) | |
| Stephen M Groves | Registered representative | Sep 2021 (5y) | ||
| Benjamin Joseph Cohen | Registered representative | Sep 2021 (5y) | ||
| Mark St Aubyn Vaught | Registered representative | Sep 2021 (5y) | ||
| William Mitchell Mc Gee | Registered representative | Sep 2021 (5y) | ||
| Cassandra Jo Bartlett | Registered representative | Sep 2021 (5y) | ||
| Firoz Vohra | Registered representative | CFP | Sep 2021 (5y) | |
| Imran Ameer Uddin | Registered representative | CFP | Sep 2021 (5y) | |
| Matthew Jonathan Wilson | Registered representative | Sep 2021 (5y) | ||
| Vincent Michael Ottaviano | Registered representative | CFP | Sep 2021 (5y) | |
| Kimberly Marie Gray | Registered representative | Sep 2021 (5y) | ||
| Ayesha Khalid Naseem | Registered representative | Sep 2021 (5y) | ||
| Eve Wood | Registered representative | Sep 2021 (5y) | ||
| Kyle Nikerle | Registered representative | CFP | Sep 2021 (5y) | |
| Michael Phillip Lobato | Registered representative | CFP | Sep 2021 (5y) | |
| William Lee Blackwell | Registered representative | Sep 2021 (5y) | ||
| Alan Burke Sullivan | Registered representative | Sep 2021 (5y) | ||
| Anna Bouthillette | Registered representative | Sep 2021 (5y) | ||
| Brian Sognefest | Registered representative | Sep 2021 (5y) | ||
| Patrick Jeffrey Miller | Registered representative | CFP | Sep 2021 (5y) | |
| Samuel Thomas Carlson | Registered representative | Sep 2021 (5y) | ||
| William Wild | Registered representative | Sep 2021 (5y) | ||
| Lori Ann Sturgis | Registered representative | Sep 2021 (5y) | ||
| Nicklaus J Conn | Registered representative | Sep 2021 (5y) | ||
| Shaunah Naomi Saint Cyr | Registered representative | Sep 2021 (5y) | ||
| Rhonda Kay Crosby | Registered representative | Chartered Financial Consultant | Sep 2021 (5y) | |
| Margaret Elizabeth Hernandez | Registered representative | CFP | Sep 2021 (5y) | |
| Bobby L Jones | Registered representative | CFP | Sep 2021 (5y) | |
| Evan M Kearns | Registered representative | CFP | Sep 2021 (5y) | |
| Angela Marie Burcel | Registered representative | Sep 2021 (5y) | ||
| Shea Robert Southers | Registered representative | Sep 2021 (5y) | ||
| Matthew Sayah Taheri | Registered representative | Sep 2021 (5y) | ||
| Alan Martin Molnar | Registered representative | Sep 2021 (5y) | ||
| Jason David Atwater | Registered representative | Sep 2021 (5y) | ||
| Kimberly Ann Stanczak Hill | Registered representative | Sep 2021 (5y) | ||
| Daron Anthony Brockington | Registered representative | Oct 2021 (5y) | ||
| Kyle Kenneth Clark | Registered representative | Oct 2021 (5y) | ||
| Tyler William Hardtke | Registered representative | CFP | Oct 2021 (5y) | |
| Candice Marie Golden | Registered representative | Oct 2021 (5y) | ||
| Eileen Bader | Registered representative | Oct 2021 (5y) | ||
| Gregory Joseph Oconnell | Registered representative | Oct 2021 (5y) | ||
| Joseph Paul Carroll | Registered representative | Oct 2021 (5y) | ||
| Richard Lane Laxson | Registered representative | Oct 2021 (5y) | ||
| Richard Sica | Registered representative | Oct 2021 (5y) | ||
| Stephen Koy Tapp | Registered representative | Oct 2021 (5y) | ||
| Chandler Ryan Friesenhahn | Registered representative | CFP | Oct 2021 (5y) | |
| Garrett James Huff | Registered representative | Oct 2021 (5y) | ||
| Joseph Adam Bridge | Registered representative | Oct 2021 (5y) | ||
| Kelli Diane Martin | Registered representative | Oct 2021 (5y) | ||
| Melissa M Drago | Registered representative | Oct 2021 (5y) | ||
| Andrew J Richter | Registered representative | Oct 2021 (5y) | ||
| Barnabas Afamefuma Omejia | Registered representative | Oct 2021 (5y) | ||
| John Nordstrom | Registered representative | CFP | Oct 2021 (5y) | |
| Maggie Joy Hoops | Registered representative | Oct 2021 (5y) | ||
| Jennifer Lynn Scioscia | Registered representative | Oct 2021 (5y) | ||
| Stephen James Marcopulos | Registered representative | Oct 2021 (5y) | ||
| Annie Giyoun Kim | Registered representative | Oct 2021 (5y) | ||
| Ming Xi Lo | Registered representative | Oct 2021 (5y) | ||
| Rita Esquenazi | Registered representative | Oct 2021 (5y) | ||
| Joseph O Hoeschen | Registered representative | Oct 2021 (5y) | ||
| Omar T Hamid | Registered representative | Oct 2021 (5y) | ||
| Tracy Pearson Schmuhl | Registered representative | CFP | Oct 2021 (5y) | |
| Christopher A Donofrio | Registered representative | Oct 2021 (5y) | ||
| Janet L De Rosa | Registered representative | Oct 2021 (5y) | ||
| Jessica E Love | Registered representative | Oct 2021 (5y) | ||
| Landon David Taucher | Registered representative | Oct 2021 (5y) | ||
| Mitchell Kane Eich | Registered representative | CFP | Oct 2021 (5y) | |
| Michele Renae Michaels | Registered representative | Oct 2021 (5y) | ||
| Oscar Ruben Ramirez | Registered representative | Oct 2021 (5y) | ||
| Juan Carlos Rodriguez | Registered representative | Oct 2021 (5y) | ||
| Kenneth Joshua Mann | Registered representative | Oct 2021 (5y) | ||
| Ryan Thomas Cleaveland | Registered representative | Oct 2021 (5y) | ||
| Waldebert Raquel | Registered representative | Oct 2021 (5y) | ||
| Brendan Ingram | Registered representative | Oct 2021 (5y) | ||
| Antonio Rafael Alves | Registered representative | Oct 2021 (5y) | ||
| Isiah Barbra | Registered representative | Oct 2021 (5y) | ||
| John P Scollo | Registered representative | CFP | Oct 2021 (5y) | |
| Matthew Wayne Orgass | Registered representative | Oct 2021 (5y) | ||
| Rachel Elizabeth Schultz | Registered representative | CFP | Oct 2021 (5y) | |
| Alexa Marie Serratos | Registered representative | CFP | Nov 2021 (5y) | |
| Eric Jason Richman | Registered representative | CFP | Nov 2021 (5y) | |
| Anastasia Bergevin | Registered representative | Nov 2021 (5y) | ||
| Joshua Paul Rocha | Registered representative | CFP | Nov 2021 (5y) | |
| Gabriela Alexandra Vasquez | Registered representative | Nov 2021 (5y) | ||
| Richard Christopher Jones Ii | Registered representative | Nov 2021 (5y) | ||
| Caroline Larsen | Registered representative | CFP | Nov 2021 (5y) | |
| Gregory Joseph Yaksta | Registered representative | Nov 2021 (5y) | ||
| Michelle Jeannette Flamm | Registered representative | Nov 2021 (5y) | ||
| Christopher Anthony Chavez | Registered representative | Nov 2021 (5y) | ||
| Jonathan Michael Shepard | Registered representative | CFP | Nov 2021 (5y) | |
| Margaret Mary Helf Helfrich | Registered representative | Nov 2021 (5y) | ||
| Adam Matthew Altman | Registered representative | Nov 2021 (5y) | ||
| Andy Koko Cheng | Registered representative | Nov 2021 (5y) | ||
| Carlos Luis Cortez | Registered representative | Nov 2021 (5y) | ||
| Jeffrey Brian Snyder | Registered representative | CFP | Nov 2021 (5y) | |
| Andrea Arce Gutierrez | Registered representative | Nov 2021 (5y) | ||
| Carson Whitmore Smith | Registered representative | Nov 2021 (5y) | ||
| Sean Kevin Capuano | Registered representative | Nov 2021 (5y) | ||
| Matthew Owen Sadowsky | Registered representative | Nov 2021 (5y) | ||
| Matthew S Kenny | Registered representative | Nov 2021 (5y) | ||
| Michael Timothy Oswald | Registered representative | Nov 2021 (5y) | ||
| Tiffany Song | Registered representative | CFP | Nov 2021 (5y) | |
| Jeovanni Bautista | Registered representative | Nov 2021 (5y) | ||
| Kristen Leah Ginzel | Registered representative | CFP | Nov 2021 (5y) | |
| Nicholas William Radomski | Registered representative | Nov 2021 (5y) | ||
| Butri Suwannakorn Cohen | Registered representative | Nov 2021 (5y) | ||
| Arturo Gilberto Torres | Registered representative | Nov 2021 (5y) | ||
| Laurence Wayne Elmore | Registered representative | Nov 2021 (5y) | ||
| Ryan Spracklin | Registered representative | Nov 2021 (5y) | ||
| Matthew Kenneth Skicki | Registered representative | CFP | Nov 2021 (5y) | |
| Cesar Rocha | Registered representative | Nov 2021 (5y) | ||
| Jacob F Newsome | Registered representative | Nov 2021 (5y) | ||
| Kelly Christine Edwards | Registered representative | Nov 2021 (5y) | ||
| Riley William Stone | Registered representative | Nov 2021 (5y) | ||
| Bart Stephen Lamb | Registered representative | Nov 2021 (5y) | ||
| Joshua David Van Wagenen | Registered representative | CFP | Nov 2021 (5y) | |
| Kwai Yun Chan | Registered representative | Nov 2021 (5y) | ||
| Megan Fehribach | Registered representative | Nov 2021 (5y) | ||
| Quentin Johnson | Registered representative | Nov 2021 (5y) | ||
| Nathan Tyler Smith | Registered representative | Dec 2021 (5y) | ||
| Carlos Eduardo Chinchilla | Registered representative | Dec 2021 (5y) | ||
| Jon Paul Bryan | Registered representative | CFP | Dec 2021 (5y) | |
| Matthew R Morrell | Registered representative | Dec 2021 (5y) | ||
| Rachel Michelle Ludke | Registered representative | Dec 2021 (5y) | ||
| Tyler Paik Nicely | Registered representative | CFP | Dec 2021 (5y) | |
| Catherine Manalang Curtin | Registered representative | Dec 2021 (5y) | ||
| David Peter Sardella Ii | Registered representative | CFP | Dec 2021 (5y) | |
| Holly Anne Marcin | Registered representative | Dec 2021 (5y) | ||
| Armando Tamez | Registered representative | Dec 2021 (5y) | ||
| Ryan Matthew Spinney | Registered representative | Dec 2021 (5y) | ||
| Charles Solomon | Registered representative | CFP | Dec 2021 (5y) | |
| Joshua Marks | Registered representative | Dec 2021 (5y) | ||
| Thomas Scott Barger | Registered representative | Dec 2021 (5y) | ||
| Tyler Penrod | Registered representative | Dec 2021 (5y) | ||
| Nicole L St Jean | Registered representative | Dec 2021 (5y) | ||
| Richard Chadwick Mays | Registered representative | CFP | Dec 2021 (5y) | |
| Grace Catherine Mc Bride | Registered representative | CFP | Dec 2021 (5y) | |
| Shae Anthony Wiley | Registered representative | Dec 2021 (5y) | ||
| Daniel Rosales | Registered representative | CFP | Dec 2021 (5y) | |
| Allison Eliza Jentsch | Registered representative | CFP | Dec 2021 (5y) | |
| John Constantine Cavalaris | Registered representative | Dec 2021 (5y) | ||
| Jordan Alexander Ciulla | Registered representative | CFP | Dec 2021 (5y) | |
| Adam Selby | Registered representative | Dec 2021 (5y) | ||
| Dustin Ronald Brunzlick | Registered representative | Dec 2021 (5y) | ||
| John Conor Quinlan | Registered representative | Dec 2021 (5y) | ||
| Chase Henry Breslaw | Registered representative | CFP | Jan 2022 (5y) | |
| Emmanuel Madera | Registered representative | CFP | Jan 2022 (5y) | |
| Bianca Andrea Trujllo | Registered representative | Jan 2022 (5y) | ||
| Jennifer Leigh Knapp | Registered representative | Jan 2022 (5y) | ||
| Andres Garcia | Registered representative | Jan 2022 (5y) | ||
| Helen Yang | Registered representative | Jan 2022 (5y) | ||
| Hampton Howell Long | Registered representative | Jan 2022 (5y) | ||
| James Thomas Dugan | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| John Michael Eyer | Registered representative | Jan 2022 (5y) | ||
| Jessica Lynette Starkloff | Registered representative | CFP | Jan 2022 (5y) | |
| John Joseph Mannix | Registered representative | Jan 2022 (5y) | ||
| Kevin Dale Frank | Registered representative | Jan 2022 (5y) | ||
| Mario Alberto Bermudez Ruiz | Registered representative | Jan 2022 (5y) | ||
| Mark Porcelli | Registered representative | CFP | Jan 2022 (5y) | |
| Mitchell Dean Bertonneau | Registered representative | CFP | Jan 2022 (5y) | |
| Sean Marcus Gallup | Registered representative | Jan 2022 (5y) | ||
| Adam G Chase | Registered representative | Jan 2022 (5y) | ||
| Benjamin James Gassman | Registered representative | Jan 2022 (5y) | ||
| Deane T Antoniou | Registered representative | Jan 2022 (5y) | ||
| Grant Hamilton Seaton | Registered representative | Jan 2022 (5y) | ||
| Michael James Harrington | Registered representative | Jan 2022 (5y) | ||
| Michael Thomas Baumeister | Registered representative | Jan 2022 (5y) | ||
| Pasquale Ragosta | Registered representative | Jan 2022 (5y) | ||
| Tyler Evan Joshua Smith | Registered representative | Jan 2022 (5y) | ||
| Brandon Cone | Registered representative | Jan 2022 (5y) | ||
| John R Schweinzger | Registered representative | Jan 2022 (5y) | ||
| Laurie Pertile | Registered representative | CFP | Jan 2022 (5y) | |
| Meredith Ann Meyer | Registered representative | Jan 2022 (5y) | ||
| Alexandra Nicole Sexton | Registered representative | Jan 2022 (5y) | ||
| Mark A Mahoney | Registered representative | Jan 2022 (5y) | ||
| Sasho Smileski | Registered representative | Jan 2022 (5y) | ||
| Edmund Louis Dlugensky | Registered representative | Jan 2022 (5y) | ||
| Gilberto Alvarez | Registered representative | CFP | Jan 2022 (5y) | |
| Yun Huang | Registered representative | Jan 2022 (5y) | ||
| David Allan Drouin | Registered representative | Jan 2022 (5y) | ||
| Andrew Yang | Registered representative | Jan 2022 (5y) | ||
| Bradley Austin Castillo | Registered representative | Jan 2022 (5y) | ||
| Jeffrey Bachman Strain | Registered representative | Jan 2022 (5y) | ||
| Justin Burley Burrow | Registered representative | Jan 2022 (5y) | ||
| Timothy Roe | Registered representative | Jan 2022 (5y) | ||
| Alec Ryan Mactas | Registered representative | Jan 2022 (5y) | ||
| Jennifer Marie Poppe | Registered representative | Jan 2022 (5y) | ||
| Rovena Qirko | Registered representative | Jan 2022 (5y) | ||
| Zachary Kurtis Gibson | Registered representative | Jan 2022 (5y) | ||
| Brendan Joe Summary | Registered representative | Jan 2022 (5y) | ||
| Brittany Danielle Frazier | Registered representative | Jan 2022 (5y) | ||
| Jason Bernard Grigsby | Registered representative | Jan 2022 (5y) | ||
| Kevin Edward Gaylord | Registered representative | Jan 2022 (5y) | ||
| Michael Steven Bach | Registered representative | Jan 2022 (5y) | ||
| Spencer Paul Guizard | Registered representative | Jan 2022 (5y) | ||
| Jesse Carlos Serra | Registered representative | CFP | Jan 2022 (5y) | |
| Kyle Hecht | Registered representative | Jan 2022 (5y) | ||
| Rachel Louise Wiley | Registered representative | Jan 2022 (5y) | ||
| William Hank Barrow | Registered representative | Jan 2022 (5y) | ||
| Jong Hyun Kim | Registered representative | Jan 2022 (5y) | ||
| Margarita Gonzalez | Registered representative | Jan 2022 (5y) | ||
| James Garnet Jones | Registered representative | Jan 2022 (5y) | ||
| Justin Ian Rhine | Registered representative | Jan 2022 (5y) | ||
| Andrew Douglas Cronk | Registered representative | Jan 2022 (5y) | ||
| Andrew Paczkowski | Registered representative | Jan 2022 (5y) | ||
| Derek Jacob Wilhelm | Registered representative | Jan 2022 (5y) | ||
| Erik J Gaucher | Registered representative | Jan 2022 (5y) | ||
| Fred Joseph Larocca | Registered representative | Jan 2022 (5y) | ||
| Felicia Marshell Watson | Registered representative | Jan 2022 (5y) | ||
| Horacio Lopez | Registered representative | CFP | Jan 2022 (5y) | |
| Ian James Davison | Registered representative | Jan 2022 (5y) | ||
| Joshua J Baade | Registered representative | Jan 2022 (5y) | ||
| Kenneth D Highet | Registered representative | Jan 2022 (5y) | ||
| Lance Allen Robert Chuck | Registered representative | Jan 2022 (5y) | ||
| Luke Jungwook Lee | Registered representative | Jan 2022 (5y) | ||
| Matthew Shaw Waltmon | Registered representative | CFP | Jan 2022 (5y) | |
| Megan Rene Roper | Registered representative | Jan 2022 (5y) | ||
| Richard Francis Dunn | Registered representative | Jan 2022 (5y) | ||
| Robert Spencer Crockem | Registered representative | Jan 2022 (5y) | ||
| Sandra Michele Franklin | Registered representative | Jan 2022 (5y) | ||
| Stephen Craig Kucharski | Registered representative | Jan 2022 (5y) | ||
| Willie Dunmore | Registered representative | Jan 2022 (5y) | ||
| Wayne Henry Elmore | Registered representative | Jan 2022 (5y) | ||
| Aaron Lin | Registered representative | Jan 2022 (5y) | ||
| Aaron Matthew Bray | Registered representative | Jan 2022 (5y) | ||
| Abigail Pamanano Nepomuceno | Registered representative | Jan 2022 (5y) | ||
| Amanda Louise Picard | Registered representative | Jan 2022 (5y) | ||
| Ana C Andonie | Registered representative | Jan 2022 (5y) | ||
| Andrew Edward Alsobrook | Registered representative | Jan 2022 (5y) | ||
| Andrew Kim Yi | Registered representative | Jan 2022 (5y) | ||
| Andrew M Rigazio | Registered representative | Jan 2022 (5y) | ||
| Andrew T Black | Registered representative | CFP | Jan 2022 (5y) | |
| Anthony Beharry | Registered representative | Jan 2022 (5y) | ||
| Antoinette Marie Jones | Registered representative | Jan 2022 (5y) | ||
| Adam Ming Chang Liu | Registered representative | Jan 2022 (5y) | ||
| Adam Scott Hargis | Registered representative | Jan 2022 (5y) | ||
| Alexander Daniel Majerczyk | Registered representative | Jan 2022 (5y) | ||
| Alexander David Meredith | Registered representative | Jan 2022 (5y) | ||
| Ansur Mazhar | Registered representative | Jan 2022 (5y) | ||
| Anthony Dominick Angelini | Registered representative | Jan 2022 (5y) | ||
| Benjamin M Petty | Registered representative | Jan 2022 (5y) | ||
| Brad John Junker | Registered representative | Jan 2022 (5y) | ||
| Bradley Franklin Reese | Registered representative | CFP Chartered Financial Consultant | Jan 2022 (5y) | |
| Brett James Holley | Registered representative | Jan 2022 (5y) | ||
| Brian James Tessman | Registered representative | Jan 2022 (5y) | ||
| Bridgett Mary Hoefs | Registered representative | Jan 2022 (5y) | ||
| Bruce Daniel Broughton | Registered representative | Jan 2022 (5y) | ||
| Bryan Andrew Uwaechia | Registered representative | Jan 2022 (5y) | ||
| Bryan Richard Delwiche | Registered representative | Jan 2022 (5y) | ||
| Bao Q Le | Registered representative | Jan 2022 (5y) | ||
| Benjamin Webster Hoeffler | Registered representative | CFP | Jan 2022 (5y) | |
| Beth A Peacock Muller | Registered representative | Jan 2022 (5y) | ||
| Birol Sarigul | Registered representative | Jan 2022 (5y) | ||
| Bobak Mirmiran | Registered representative | Jan 2022 (5y) | ||
| Brandon James Dove | Registered representative | Jan 2022 (5y) | ||
| Brandon L De Ramo | Registered representative | Jan 2022 (5y) | ||
| Brian Joseph Keough | Registered representative | Jan 2022 (5y) | ||
| Casey Alan Cagle | Registered representative | Jan 2022 (5y) | ||
| Chad Robert Esposito | Registered representative | Jan 2022 (5y) | ||
| Charlie W. O'shel | Registered representative | Jan 2022 (5y) | ||
| Christine Yu | Registered representative | Jan 2022 (5y) | ||
| Christopher Emil Carroll | Registered representative | Jan 2022 (5y) | ||
| Christopher J Krueger | Registered representative | CFP | Jan 2022 (5y) | |
| Christopher J Quinn | Registered representative | Jan 2022 (5y) | ||
| Christopher Jay Davis | Registered representative | Jan 2022 (5y) | ||
| Christopher Richard Copley | Registered representative | Jan 2022 (5y) | ||
| Christopher Robert Tune | Registered representative | Jan 2022 (5y) | ||
| Cory Jason Walthall | Registered representative | Jan 2022 (5y) | ||
| Cameron Gerard Wilson | Registered representative | Jan 2022 (5y) | ||
| Carl Jd Tyler | Registered representative | Jan 2022 (5y) | ||
| Caroline Maglio | Registered representative | Jan 2022 (5y) | ||
| Casey M Nace | Registered representative | Jan 2022 (5y) | ||
| Catherine Ann Miller | Registered representative | CFP | Jan 2022 (5y) | |
| Catherine Marie Woodside | Registered representative | Jan 2022 (5y) | ||
| Chad William Markland | Registered representative | Jan 2022 (5y) | ||
| Charles Anthony Marino | Registered representative | CFP | Jan 2022 (5y) | |
| Christian Masariego | Registered representative | CFP | Jan 2022 (5y) | |
| Christopher Allen Conover | Registered representative | Jan 2022 (5y) | ||
| Christopher Darriel Alsobrooks | Registered representative | Jan 2022 (5y) | ||
| Colby Patrick Laxton | Registered representative | Jan 2022 (5y) | ||
| Cynthia M Jones | Registered representative | Jan 2022 (5y) | ||
| Daniel Douglas Purcell | Registered representative | Jan 2022 (5y) | ||
| Daniel Gong | Registered representative | Jan 2022 (5y) | ||
| Daniel H Pak | Registered representative | Jan 2022 (5y) | ||
| Daniel Stephen Giuntini | Registered representative | Jan 2022 (5y) | ||
| David Allan Lucas | Registered representative | Jan 2022 (5y) | ||
| David Joseph Mestemaker | Registered representative | Jan 2022 (5y) | ||
| David Kyle Rowlett | Registered representative | Jan 2022 (5y) | ||
| David Stephen Ziffer | Registered representative | Jan 2022 (5y) | ||
| Debora Jean Bucaria | Registered representative | Jan 2022 (5y) | ||
| Dustin Glenn Smith | Registered representative | Jan 2022 (5y) | ||
| Dustin Nicholas French | Registered representative | CFP | Jan 2022 (5y) | |
| Dwayne Frederick Dean | Registered representative | Jan 2022 (5y) | ||
| Dale Ross Hicks | Registered representative | Jan 2022 (5y) | ||
| Daphany Chu Yun Shen | Registered representative | Jan 2022 (5y) | ||
| David Alan Joseph | Registered representative | Jan 2022 (5y) | ||
| David Jr Alanis | Registered representative | Jan 2022 (5y) | ||
| David K Shin | Registered representative | Jan 2022 (5y) | ||
| David Michael Hanford | Registered representative | Jan 2022 (5y) | ||
| Derek G Kleinman | Registered representative | Jan 2022 (5y) | ||
| Eric Wayne Eichman | Registered representative | Jan 2022 (5y) | ||
| Erin Dougherty | Registered representative | Jan 2022 (5y) | ||
| Edwin A. Nunez | Registered representative | Jan 2022 (5y) | ||
| Eugene Howard Engholm | Registered representative | Jan 2022 (5y) | ||
| Frederick Majid Ghorbani | Registered representative | Jan 2022 (5y) | ||
| Fredric Jamie Susser | Registered representative | CFP | Jan 2022 (5y) | |
| Garrett Thomas Earls | Registered representative | Jan 2022 (5y) | ||
| Geoffrey Michael Cosgriff | Registered representative | Jan 2022 (5y) | ||
| Geoffrey Thomas Wendover | Registered representative | Jan 2022 (5y) | ||
| Gregg Franklin Goodrich | Registered representative | Jan 2022 (5y) | ||
| Gregory Clayton Allen | Registered representative | Jan 2022 (5y) | ||
| Gregory S Rine | Registered representative | Jan 2022 (5y) | ||
| Gary Lamar Jester | Registered representative | Jan 2022 (5y) | ||
| Harout Garabedian | Registered representative | Jan 2022 (5y) | ||
| Heather Smith | Registered representative | Jan 2022 (5y) | ||
| Ian Michael Frank | Registered representative | Jan 2022 (5y) | ||
| Isabel Reese Adamiak | Registered representative | CFP | Jan 2022 (5y) | |
| Jacob S Bryant | Registered representative | Jan 2022 (5y) | ||
| Jake Martin Gilliam | Registered representative | CFA | Jan 2022 (5y) | |
| James Egan | Registered representative | Jan 2022 (5y) | ||
| James Joseph Reilly | Registered representative | Jan 2022 (5y) | ||
| Jan Gewont | Registered representative | Jan 2022 (5y) | ||
| Jared Michael Ainley | Registered representative | Jan 2022 (5y) | ||
| Jeffrey W Tipton | Registered representative | Jan 2022 (5y) | ||
| Jennifer Anne Johnston | Registered representative | Jan 2022 (5y) | ||
| Jesse William Burr | Registered representative | Jan 2022 (5y) | ||
| Jesus Marin Sanchez | Registered representative | Jan 2022 (5y) | ||
| Joel Aaron King | Registered representative | Jan 2022 (5y) | ||
| John Allen Carter | Registered representative | Jan 2022 (5y) | ||
| John Alusick | Registered representative | Jan 2022 (5y) | ||
| Jonathan Vincent Marzella | Registered representative | CFP | Jan 2022 (5y) | |
| Joseph Hague | Registered representative | Jan 2022 (5y) | ||
| Joseph Martin Naclerio | Registered representative | Jan 2022 (5y) | ||
| Joshua H Mccarty | Registered representative | Jan 2022 (5y) | ||
| Joyce Ivera Stewart | Registered representative | Jan 2022 (5y) | ||
| Justin Curtis Braun | Registered representative | Jan 2022 (5y) | ||
| Justin David Dockter | Registered representative | Jan 2022 (5y) | ||
| Jacques Joseph Kalanjian | Registered representative | Jan 2022 (5y) | ||
| James Alan Mc Caughey | Registered representative | Jan 2022 (5y) | ||
| James Chad Ceman | Registered representative | Jan 2022 (5y) | ||
| James David Alexander Lippy | Registered representative | Jan 2022 (5y) | ||
| Jason Gilbert Espalin | Registered representative | CFP | Jan 2022 (5y) | |
| Jason Paul Gomolla | Registered representative | Jan 2022 (5y) | ||
| Jason Robert Tellinghuisen | Registered representative | Jan 2022 (5y) | ||
| Jay Cameron Hua | Registered representative | Jan 2022 (5y) | ||
| Jean Tantano Arntz | Registered representative | Jan 2022 (5y) | ||
| Jeffrey Connor Price | Registered representative | Jan 2022 (5y) | ||
| Jeremy Buhr | Registered representative | Jan 2022 (5y) | ||
| Jimmy D Lin | Registered representative | Jan 2022 (5y) | ||
| Joon Hyun Kim | Registered representative | Jan 2022 (5y) | ||
| Jordan Royce Matthews | Registered representative | Jan 2022 (5y) | ||
| Joseph Anthony Romano | Registered representative | Jan 2022 (5y) | ||
| Kaseem Dontae Wisdom | Registered representative | Jan 2022 (5y) | ||
| Kenneth George Coles | Registered representative | Jan 2022 (5y) | ||
| Kevin Matthew Johns | Registered representative | Jan 2022 (5y) | ||
| Kevin Richard Quinlevan | Registered representative | CFP | Jan 2022 (5y) | |
| Kevin Todd Dichillo | Registered representative | Jan 2022 (5y) | ||
| Kyle Anthony Slupecki | Registered representative | Jan 2022 (5y) | ||
| Kyle Gerads | Registered representative | Jan 2022 (5y) | ||
| Kenneth Wayne Long | Registered representative | Jan 2022 (5y) | ||
| Kevin R Loken | Registered representative | Jan 2022 (5y) | ||
| Kyle Steven Wold | Registered representative | Jan 2022 (5y) | ||
| Louis Anthony Gallardo | Registered representative | Jan 2022 (5y) | ||
| Leland R White | Registered representative | Jan 2022 (5y) | ||
| Lisette Treske | Registered representative | Jan 2022 (5y) | ||
| Logan Clinton Rodgers | Registered representative | Jan 2022 (5y) | ||
| Mark Aaron Kangas | Registered representative | Jan 2022 (5y) | ||
| Mark C Gregory | Registered representative | Jan 2022 (5y) | ||
| Mark Douglas Olson | Registered representative | Jan 2022 (5y) | ||
| Mathew Spencer Ahmad | Registered representative | Jan 2022 (5y) | ||
| Mei Soo Decicco | Registered representative | Jan 2022 (5y) | ||
| Michael Chingyuan Chen | Registered representative | Jan 2022 (5y) | ||
| Michael Jeffrey Watson | Registered representative | Jan 2022 (5y) | ||
| Michael Matthew Promis | Registered representative | CFP | Jan 2022 (5y) | |
| Michael Mazza | Registered representative | CFP | Jan 2022 (5y) | |
| Michael Thomas Donaldson | Registered representative | Jan 2022 (5y) | ||
| Michele Lyne Thompson | Registered representative | Jan 2022 (5y) | ||
| Monica Lucille Yassear | Registered representative | Jan 2022 (5y) | ||
| Madelyn Haree Kim | Registered representative | Jan 2022 (5y) | ||
| Manohar Lal Khatri | Registered representative | Jan 2022 (5y) | ||
| Marshall Andrew Ferraro | Registered representative | Jan 2022 (5y) | ||
| Mazin Nazmi Nabulsi | Registered representative | Jan 2022 (5y) | ||
| Megan J Laskowski | Registered representative | Jan 2022 (5y) | ||
| Michael Anthony Posner | Registered representative | Jan 2022 (5y) | ||
| Michael Minh Ngo | Registered representative | Jan 2022 (5y) | ||
| Michael Wilson Allen | Registered representative | Jan 2022 (5y) | ||
| Michelle Boisvert | Registered representative | Jan 2022 (5y) | ||
| Mingxiao Wang | Registered representative | Jan 2022 (5y) | ||
| Misty A Soriano | Registered representative | Jan 2022 (5y) | ||
| Namal Kumari Herath De Silva | Registered representative | Jan 2022 (5y) | ||
| Nathan Andrew Fogleman | Registered representative | Jan 2022 (5y) | ||
| Nathan Jeffrey Nelson | Registered representative | Jan 2022 (5y) | ||
| Neely Kay Thomsen | Registered representative | Jan 2022 (5y) | ||
| Nicholas Stanton | Registered representative | CFP | Jan 2022 (5y) | |
| Oscar Daniel Lucio | Registered representative | Jan 2022 (5y) | ||
| Paul Edward Blaney | Registered representative | Jan 2022 (5y) | ||
| Paul Urquidez Dominguez | Registered representative | Jan 2022 (5y) | ||
| Peter David Gold | Registered representative | Jan 2022 (5y) | ||
| Parker Marshall | Registered representative | CFP | Jan 2022 (5y) | |
| Patrick Aloysius White | Registered representative | Jan 2022 (5y) | ||
| Phyllis Louise Egan | Registered representative | Jan 2022 (5y) | ||
| Quan Wei Lee | Registered representative | Jan 2022 (5y) | ||
| Quang Phuong Nguyen | Registered representative | Jan 2022 (5y) | ||
| Rajesh Roodal Singh | Registered representative | Jan 2022 (5y) | ||
| Ramkrishna Shukla | Registered representative | Jan 2022 (5y) | ||
| Ramsey Abu Shair | Registered representative | Jan 2022 (5y) | ||
| Randall Russell Russo | Registered representative | Jan 2022 (5y) | ||
| Reed John Hagberg | Registered representative | Jan 2022 (5y) | ||
| Robert Gerard Munley | Registered representative | Jan 2022 (5y) | ||
| Rodney Silas Gillespie | Registered representative | Jan 2022 (5y) | ||
| Ryan Stepp | Registered representative | Jan 2022 (5y) | ||
| Rafael Cliefverth Otoya | Registered representative | Jan 2022 (5y) | ||
| Richard Daniel Scarpitti | Registered representative | Jan 2022 (5y) | ||
| Richard Low | Registered representative | Jan 2022 (5y) | ||
| Ricky Ken Hu | Registered representative | Jan 2022 (5y) | ||
| Robert A Fretto | Registered representative | Jan 2022 (5y) | ||
| Robert Andrew Siuty | Registered representative | Jan 2022 (5y) | ||
| Robert Edwin Heller | Registered representative | Jan 2022 (5y) | ||
| Robin Elise Alefi | Registered representative | Jan 2022 (5y) | ||
| Sanjay K Rajwani | Registered representative | Jan 2022 (5y) | ||
| Saul Jonelle Serano | Registered representative | Jan 2022 (5y) | ||
| Scott Alan Koren | Registered representative | Jan 2022 (5y) | ||
| Scott Franklin Richey | Registered representative | Jan 2022 (5y) | ||
| Scott Kevin Collins | Registered representative | Jan 2022 (5y) | ||
| Shane Matthew Synowiecki | Registered representative | Jan 2022 (5y) | ||
| Shawn Patrick Bean | Registered representative | Jan 2022 (5y) | ||
| Siyao Ji | Registered representative | Jan 2022 (5y) | ||
| Stephen Barry Thompson | Registered representative | Jan 2022 (5y) | ||
| Stephen Matthew Schmidt | Registered representative | Jan 2022 (5y) | ||
| Sterlin Forrest Arledge | Registered representative | Jan 2022 (5y) | ||
| Steve Michael Nigoghossian | Registered representative | Jan 2022 (5y) | ||
| Steven John Bristol | Registered representative | CFP | Jan 2022 (5y) | |
| Steven Michael Gale | Registered representative | Jan 2022 (5y) | ||
| Sabrina Abdelaaty | Registered representative | Jan 2022 (5y) | ||
| Samuel C Sherman | Registered representative | Jan 2022 (5y) | ||
| Sarah Tjelmeland Beckett | Registered representative | CFP | Jan 2022 (5y) | |
| Spencer Robert Weaver | Registered representative | Jan 2022 (5y) | ||
| Stephen Matthew Wight | Registered representative | Jan 2022 (5y) | ||
| Steven Sung Kim | Registered representative | Jan 2022 (5y) | ||
| Summer Rhiana Salisbury | Registered representative | CFP | Jan 2022 (5y) | |
| Susan Tzu Ling Chen | Registered representative | Jan 2022 (5y) | ||
| Tana Moayad Mossa | Registered representative | Jan 2022 (5y) | ||
| Terrence Clayne Jones | Registered representative | Jan 2022 (5y) | ||
| Thien Vo | Registered representative | Jan 2022 (5y) | ||
| Thomas Jin Yu Wang | Registered representative | Jan 2022 (5y) | ||
| Thomas Joseph Aarons | Registered representative | Jan 2022 (5y) | ||
| Thomas Joseph Duclos | Registered representative | Jan 2022 (5y) | ||
| Thomas Leake | Registered representative | Jan 2022 (5y) | ||
| Timothy Francis O'callaghan | Registered representative | Jan 2022 (5y) | ||
| Timothy Kyle Brookshire | Registered representative | Jan 2022 (5y) | ||
| Timothy Scott Brady | Registered representative | Jan 2022 (5y) | ||
| Troy Winston Frazier | Registered representative | Jan 2022 (5y) | ||
| Thomas M Kerwin | Registered representative | Jan 2022 (5y) | ||
| Tyler L Atchison | Registered representative | Jan 2022 (5y) | ||
| William Cody Davis | Registered representative | CFP | Jan 2022 (5y) | |
| William Thomas Roche | Registered representative | Jan 2022 (5y) | ||
| William Wellborn Shaw | Registered representative | Jan 2022 (5y) | ||
| William Perry Marshall | Registered representative | Jan 2022 (5y) | ||
| Yavuz Edgu | Registered representative | Jan 2022 (5y) | ||
| Yuan Kang Tang | Registered representative | Jan 2022 (5y) | ||
| Zachary Lowell Eisenberg | Registered representative | Jan 2022 (5y) | ||
| Adam Roth Smolnycki | Registered representative | Jan 2022 (5y) | ||
| Andrew David Kamensky | Registered representative | Jan 2022 (5y) | ||
| Anna C Turner | Registered representative | Jan 2022 (5y) | ||
| Annalea Ambraziejus | Registered representative | Jan 2022 (5y) | ||
| Barry Allen Linder | Registered representative | Jan 2022 (5y) | ||
| Benjamin Patrick Wilson | Registered representative | Jan 2022 (5y) | ||
| Bradley Michael Rodgers | Registered representative | CFP | Jan 2022 (5y) | |
| Brett Thomas Ansberry | Registered representative | Jan 2022 (5y) | ||
| Brian Raimann | Registered representative | Jan 2022 (5y) | ||
| Brent James Herren | Registered representative | Jan 2022 (5y) | ||
| Cedric Tyrel Holland | Registered representative | Jan 2022 (5y) | ||
| Chad Thomas Klemens | Registered representative | Jan 2022 (5y) | ||
| Christian Lynn Lucci | Registered representative | Jan 2022 (5y) | ||
| Christopher Anthony Cennamo | Registered representative | Jan 2022 (5y) | ||
| Christopher John Mc Carthy | Registered representative | Jan 2022 (5y) | ||
| Cicely Raechelle Jaubert | Registered representative | Jan 2022 (5y) | ||
| Clarise R Vennitti | Registered representative | Jan 2022 (5y) | ||
| Daniel Thomas Kriz | Registered representative | Jan 2022 (5y) | ||
| Dennis M Seeley | Registered representative | Jan 2022 (5y) | ||
| Don Errol Hubbard | Registered representative | Jan 2022 (5y) | ||
| Greg Joseph Kyles | Registered representative | Jan 2022 (5y) | ||
| Jason C Haunty | Registered representative | Jan 2022 (5y) | ||
| Jason John Enright | Registered representative | Jan 2022 (5y) | ||
| Jason John Weyforth | Registered representative | Jan 2022 (5y) | ||
| Jeffrey Edward Richards | Registered representative | Jan 2022 (5y) | ||
| Jeffrey Sheldon Johnette | Registered representative | Jan 2022 (5y) | ||
| John Thomas Tiner | Registered representative | Jan 2022 (5y) | ||
| Joseph Marc Pattrin | Registered representative | Jan 2022 (5y) | ||
| Joshua Mark Laughlin | Registered representative | Jan 2022 (5y) | ||
| Keliimakanoe Warren Rain | Registered representative | CFP | Jan 2022 (5y) | |
| Lisa Marie Fujii | Registered representative | Jan 2022 (5y) | ||
| Lane Wendell Padgett | Registered representative | Jan 2022 (5y) | ||
| Michael David Sherfy | Registered representative | Jan 2022 (5y) | ||
| Michael Thomas Iannucci | Registered representative | Jan 2022 (5y) | ||
| Michael William Patrick Lewis | Registered representative | Jan 2022 (5y) | ||
| Mary Kathleen Rivas | Registered representative | Jan 2022 (5y) | ||
| Matthew Stephen King | Registered representative | Jan 2022 (5y) | ||
| Rebecca Joy Swanson | Registered representative | Jan 2022 (5y) | ||
| Rodney Evan Browning | Registered representative | Jan 2022 (5y) | ||
| Session Blain Rainwater | Registered representative | Jan 2022 (5y) | ||
| Sandra Delia Gutierrez | Registered representative | Jan 2022 (5y) | ||
| Todd Lewis Lloyd | Registered representative | Jan 2022 (5y) | ||
| Tristan Thomas Henderson | Registered representative | Jan 2022 (5y) | ||
| Thomas Michael Wheeler | Registered representative | CFP | Jan 2022 (5y) | |
| Timothy William Harrison Skillman | Registered representative | Jan 2022 (5y) | ||
| Wendy Kay Connealy | Registered representative | Jan 2022 (5y) | ||
| Zachary Mullnix | Registered representative | CFP | Jan 2022 (5y) | |
| Christian Gabriel Dycoco | Registered representative | Jan 2022 (5y) | ||
| Myles Sites | Registered representative | Jan 2022 (5y) | ||
| Tyler James Nielson | Registered representative | Jan 2022 (5y) | ||
| William Scott Beasley | Registered representative | Jan 2022 (5y) | ||
| Brenden Peterson | Registered representative | Jan 2022 (5y) | ||
| Robert Eric Somervill | Registered representative | Jan 2022 (5y) | ||
| Andres M Vitalis | Registered representative | Jan 2022 (5y) | ||
| David Ronald Hurst | Registered representative | Jan 2022 (5y) | ||
| Denis Plunkett Mc Groddy | Registered representative | Jan 2022 (5y) | ||
| Gregory Vincent Gangitano | Registered representative | Jan 2022 (5y) | ||
| Matthew Brendan Kelly | Registered representative | Jan 2022 (5y) | ||
| Adrian Kelley Doss | Registered representative | Jan 2022 (5y) | ||
| Andrew Christopher Hoppen | Registered representative | CFP | Jan 2022 (5y) | |
| Christopher Douglas Waldo | Registered representative | Jan 2022 (5y) | ||
| Chris Dillon | Registered representative | CFP | Jan 2022 (5y) | |
| Jack Ji Kit Chau | Registered representative | Jan 2022 (5y) | ||
| James Toye | Registered representative | Jan 2022 (5y) | ||
| Jenny Xiao Huang | Registered representative | Jan 2022 (5y) | ||
| James Joseph Sheehan | Registered representative | CFP | Jan 2022 (5y) | |
| Liam Blake Powers | Registered representative | Jan 2022 (5y) | ||
| Stephen Riley Dunleavy | Registered representative | Jan 2022 (5y) | ||
| Ted G Cocoles | Registered representative | Jan 2022 (5y) | ||
| Xiao Lu Jiang | Registered representative | CFP | Jan 2022 (5y) | |
| Lance Elliot Johnson | Registered representative | Feb 2022 (5y) | ||
| Peggy Diane Faulk | Registered representative | Feb 2022 (5y) | ||
| Gregory Lucas Duracinski | Registered representative | Feb 2022 (4y) | ||
| Joseph L Potratz | Registered representative | Feb 2022 (4y) | ||
| Matthew Hamilton | Registered representative | Feb 2022 (4y) | ||
| Paul Michael Jacobs | Registered representative | CFP | Feb 2022 (4y) | |
| Richard Scott Mcarthur | Registered representative | Feb 2022 (4y) | ||
| Robert Hugh Carlisle | Registered representative | Feb 2022 (4y) | ||
| Bradley Jason Alexander | Registered representative | Feb 2022 (4y) | ||
| Kristine Marie Warner | Registered representative | Feb 2022 (4y) | ||
| Nicole Anne Cox | Registered representative | Feb 2022 (4y) | ||
| Andrew John Van Surksum | Registered representative | Feb 2022 (4y) | ||
| Anthony James Amodeo | Registered representative | Feb 2022 (4y) | ||
| Christopher Ryan Thelen | Registered representative | Feb 2022 (4y) | ||
| Cody Lee Greeb | Registered representative | Feb 2022 (4y) | ||
| Carrie Ann Brewer | Registered representative | Feb 2022 (4y) | ||
| Christopher Eschmann | Registered representative | Feb 2022 (4y) | ||
| Daniel Jacob Clauson | Registered representative | Feb 2022 (4y) | ||
| Gabriel Aaron Toledo | Registered representative | CFP | Feb 2022 (4y) | |
| Jonathan Michael Kimbrough | Registered representative | Feb 2022 (4y) | ||
| Landon Dean Temple | Registered representative | Feb 2022 (4y) | ||
| Matthew James Barros | Registered representative | CFP | Feb 2022 (4y) | |
| Megan Renee Davidson Smith | Registered representative | Feb 2022 (4y) | ||
| Michael John Foral | Registered representative | CFP | Feb 2022 (4y) | |
| Michael Thomas Loy | Registered representative | Feb 2022 (4y) | ||
| Mustansar Mazhar | Registered representative | Feb 2022 (4y) | ||
| Ryan R Miller | Registered representative | Feb 2022 (4y) | ||
| Scott Michael Flesher | Registered representative | Feb 2022 (4y) | ||
| Sean Paul Higgins | Registered representative | Feb 2022 (4y) | ||
| Krystal Nguyen | Registered representative | CFP | Feb 2022 (4y) | |
| Robert D Smith | Registered representative | Feb 2022 (4y) | ||
| Allen Chi Ng | Registered representative | Feb 2022 (4y) | ||
| Camilo Jose Hincapie | Registered representative | Feb 2022 (4y) | ||
| Cote Alan Mangel | Registered representative | Feb 2022 (4y) | ||
| James M Pennington | Registered representative | Feb 2022 (4y) | ||
| James Mark Bessoni | Registered representative | Feb 2022 (4y) | ||
| John Wiliiam Broderick | Registered representative | CFP | Feb 2022 (4y) | |
| Lee Samuel Fine | Registered representative | Feb 2022 (4y) | ||
| Marius Morico Mapp | Registered representative | Feb 2022 (4y) | ||
| Natalie Natasha Wynter | Registered representative | Feb 2022 (4y) | ||
| Nicole Marie French | Registered representative | Feb 2022 (4y) | ||
| Ryan Cory Adams | Registered representative | Feb 2022 (4y) | ||
| Ryan Mark Gruber | Registered representative | Feb 2022 (4y) | ||
| Andrew Elmer Duggan | Registered representative | CFP | Feb 2022 (4y) | |
| Melanie Ann Henrich | Registered representative | Feb 2022 (4y) | ||
| Mitchell Keiken Davis | Registered representative | Feb 2022 (4y) | ||
| Jose Ryan Padilla | Registered representative | Feb 2022 (4y) | ||
| Xavier Rafael Williams | Registered representative | CFP | Feb 2022 (4y) | |
| Kai Yuan Hu | Registered representative | Feb 2022 (4y) | ||
| John Paul Digamon | Registered representative | Feb 2022 (4y) | ||
| Arturo Antonio Aviles | Registered representative | Feb 2022 (4y) | ||
| Brandon James Kocmoud | Registered representative | CFP | Feb 2022 (4y) | |
| Jordan Scott Barta | Registered representative | Feb 2022 (4y) | ||
| Jacob Lylis | Registered representative | Feb 2022 (4y) | ||
| Kenji David Williams | Registered representative | Feb 2022 (4y) | ||
| Nicholas S Bradley | Registered representative | Feb 2022 (4y) | ||
| Anthony Frank Mancino | Registered representative | Feb 2022 (4y) | ||
| Daniel Eduardo Matsunaga | Registered representative | Feb 2022 (4y) | ||
| Eric Alexander Schein | Registered representative | CFP | Feb 2022 (4y) | |
| Sable Elise Potts | Registered representative | Feb 2022 (4y) | ||
| Jack Capewell Lind | Registered representative | Feb 2022 (4y) | ||
| Jeffrey A Granneman | Registered representative | Feb 2022 (4y) | ||
| Marisa L Downs | Registered representative | Feb 2022 (4y) | ||
| Cody Ray Judkins | Registered representative | CFP | Feb 2022 (4y) | |
| Daniel James D'elia | Registered representative | CFP | Feb 2022 (4y) | |
| William Harold Bleau | Registered representative | Feb 2022 (4y) | ||
| Randy Rigoberto Manzanares | Registered representative | Feb 2022 (4y) | ||
| Lingyun Qian | Registered representative | Feb 2022 (4y) | ||
| Jesse Armas Campion | Registered representative | Mar 2022 (4y) | ||
| Nicholas Michael Manson | Registered representative | Mar 2022 (4y) | ||
| Steven Elliott Pilkerton | Registered representative | CFP | Mar 2022 (4y) | |
| Collin T Rigby | Registered representative | Mar 2022 (4y) | ||
| James D Mussio | Registered representative | Mar 2022 (4y) | ||
| Ashley Mcclintock | Registered representative | Mar 2022 (4y) | ||
| Deborah Dickinson | Registered representative | Mar 2022 (4y) | ||
| Raymond Ramos | Registered representative | Mar 2022 (4y) | ||
| Thomas Alexander Franco | Registered representative | Mar 2022 (4y) | ||
| Amos Webster Robinson | Registered representative | Mar 2022 (4y) | ||
| Elizabeth Cullum Hart | Registered representative | Mar 2022 (4y) | ||
| Howard Leon Rodgers | Registered representative | Mar 2022 (4y) | ||
| Jeffrey Lloyd Styer | Registered representative | Mar 2022 (4y) | ||
| John Vincent Mcmanmon Iii | Registered representative | Mar 2022 (4y) | ||
| James Charles Mc Carthy | Registered representative | Mar 2022 (4y) | ||
| Joshua Zimmer | Registered representative | Mar 2022 (4y) | ||
| Frederick Allen Williams | Registered representative | Mar 2022 (4y) | ||
| Nathan Robert Schroeder | Registered representative | Mar 2022 (4y) | ||
| Lauren Elizabeth Maston | Registered representative | Mar 2022 (4y) | ||
| Timothy Sweeney | Registered representative | Mar 2022 (4y) | ||
| Cassandra Lynn Webster | Registered representative | Mar 2022 (4y) | ||
| David Francis Lafferty | Registered representative | CFA | Mar 2022 (4y) | |
| Raquel P Russell | Registered representative | Mar 2022 (4y) | ||
| Stephen A Buonamano | Registered representative | Mar 2022 (4y) | ||
| Bryan John Sawyer | Registered representative | CFP | Mar 2022 (4y) | |
| Christopher Donald Stryker | Registered representative | CFP | Mar 2022 (4y) | |
| Ciro Lipariti | Registered representative | Mar 2022 (4y) | ||
| Chase Taylor Carver | Registered representative | Mar 2022 (4y) | ||
| Dominic Fredo Galati | Registered representative | CFP | Mar 2022 (4y) | |
| Eric William Ramm | Registered representative | Mar 2022 (4y) | ||
| Gregg William Gold | Registered representative | Mar 2022 (4y) | ||
| James Edward Snyder | Registered representative | Mar 2022 (4y) | ||
| Jason John Favara | Registered representative | Mar 2022 (4y) | ||
| Jefferson Holguin | Registered representative | Mar 2022 (4y) | ||
| Joe Luis Jasso | Registered representative | Mar 2022 (4y) | ||
| John Joseph Emerick | Registered representative | Mar 2022 (4y) | ||
| Justin Schreiber | Registered representative | CFP | Mar 2022 (4y) | |
| Lawrence Daniel Metzger | Registered representative | Mar 2022 (4y) | ||
| Louis Edward Paolillo | Registered representative | Mar 2022 (4y) | ||
| Matthew Rice | Registered representative | Mar 2022 (4y) | ||
| Maurice J Simpkins | Registered representative | Mar 2022 (4y) | ||
| Peter Bradley Catalano | Registered representative | Mar 2022 (4y) | ||
| Peter Thurston Davis | Registered representative | Mar 2022 (4y) | ||
| Philip Kwame Osei | Registered representative | Mar 2022 (4y) | ||
| Ryan Jay Sullivan | Registered representative | CFP | Mar 2022 (4y) | |
| Shermee Kelly Zeigler | Registered representative | Mar 2022 (4y) | ||
| Taylor Joel Wood | Registered representative | Mar 2022 (4y) | ||
| Ashley Marie Brown | Registered representative | Mar 2022 (4y) | ||
| Maria Gallardo Gower | Registered representative | Mar 2022 (4y) | ||
| Tanya Renee Muldrow | Registered representative | Mar 2022 (4y) | ||
| Nathan Walsh | Registered representative | Mar 2022 (4y) | ||
| Eric John Olsen | Registered representative | Mar 2022 (4y) | ||
| Frank Robert Liccardo | Registered representative | CFP | Mar 2022 (4y) | |
| Gregory J Williams | Registered representative | Mar 2022 (4y) | ||
| Jeremy Arthur Post | Registered representative | Mar 2022 (4y) | ||
| Matthew John Stack | Registered representative | Mar 2022 (4y) | ||
| Michael David Eaton | Registered representative | Mar 2022 (4y) | ||
| Alex Lee West | Registered representative | CFP | Mar 2022 (4y) | |
| Andrea Benningfield | Registered representative | Mar 2022 (4y) | ||
| De'andrea Johnson | Registered representative | Mar 2022 (4y) | ||
| Juan Salazar | Registered representative | Mar 2022 (4y) | ||
| Kayla A Lukehart | Registered representative | Mar 2022 (4y) | ||
| Mary Wang Wang | Registered representative | Mar 2022 (4y) | ||
| Shengbing Shao | Registered representative | Mar 2022 (4y) | ||
| Brian Alexander Ward | Registered representative | CFP | Mar 2022 (4y) | |
| Eric Michael Nelson | Registered representative | Mar 2022 (4y) | ||
| Jack Mishler | Registered representative | Mar 2022 (4y) | ||
| Kathy Y Santana | Registered representative | Mar 2022 (4y) | ||
| Le Chester Dwayne Williams | Registered representative | Mar 2022 (4y) | ||
| Maciel Ian Bryce Porrao | Registered representative | CFP | Mar 2022 (4y) | |
| Abigail Ebunoluwa Abisola Adeleke | Registered representative | Mar 2022 (4y) | ||
| Chirag D Shah | Registered representative | Mar 2022 (4y) | ||
| Matthew Brian Simmons | Registered representative | CFP | Mar 2022 (4y) | |
| Max James Vezzani | Registered representative | Mar 2022 (4y) | ||
| Brady James Hall | Registered representative | Mar 2022 (4y) | ||
| Danielle S Starling | Registered representative | Mar 2022 (4y) | ||
| Kelli Waclawski | Registered representative | Mar 2022 (4y) | ||
| David Sebastian Messina | Registered representative | Mar 2022 (4y) | ||
| Peter Joseph Oneill | Registered representative | Mar 2022 (4y) | ||
| Thomas Austin Caycedo | Registered representative | Mar 2022 (4y) | ||
| Jordan Ryan Sabatino | Registered representative | Mar 2022 (4y) | ||
| Carter George Kelly | Registered representative | Mar 2022 (4y) | ||
| Christopher D Ulsomer | Registered representative | Mar 2022 (4y) | ||
| Daniel Wang | Registered representative | CFP | Mar 2022 (4y) | |
| Juan De Dios Estrada Hernandez | Registered representative | Mar 2022 (4y) | ||
| Charles Chung Hsieh | Registered representative | Mar 2022 (4y) | ||
| David Patrick Plathe | Registered representative | Mar 2022 (4y) | ||
| Jason W Prince | Registered representative | Mar 2022 (4y) | ||
| Joseph Wraga | Registered representative | Mar 2022 (4y) | ||
| Lia Ashley Webb | Registered representative | Mar 2022 (4y) | ||
| Stephen G Frazer | Registered representative | Mar 2022 (4y) | ||
| Jose Adrian Rodriguez | Registered representative | Apr 2022 (4y) | ||
| Sean Adam Greenhut | Registered representative | Apr 2022 (4y) | ||
| Ricardo Michael Antonio Mc Kenzie | Registered representative | Apr 2022 (4y) | ||
| Ruchita Pinak Trivedi | Registered representative | Apr 2022 (4y) | ||
| Crosby David Tague | Registered representative | Apr 2022 (4y) | ||
| Kenneth Duane Keith | Registered representative | CFP | Apr 2022 (4y) | |
| Juan Rhene Ortiz | Registered representative | Apr 2022 (4y) | ||
| Ryan Matthew Foster | Registered representative | Apr 2022 (4y) | ||
| Jarumon Sangsipet Peiffer | Registered representative | Apr 2022 (4y) | ||
| Jordan C Montgomery | Registered representative | Apr 2022 (4y) | ||
| Daniel T Devine | Registered representative | Apr 2022 (4y) | ||
| Denis Paska | Registered representative | Apr 2022 (4y) | ||
| Devante Jair Williams | Registered representative | Apr 2022 (4y) | ||
| Gokhan Guvenc | Registered representative | Apr 2022 (4y) | ||
| Gregory Joseph Gerber | Registered representative | Apr 2022 (4y) | ||
| Mi Song Yun | Registered representative | Apr 2022 (4y) | ||
| Nathan Stephens | Registered representative | Apr 2022 (4y) | ||
| Odysseus Rethis | Registered representative | Apr 2022 (4y) | ||
| Thomas Clark Williamson | Registered representative | Apr 2022 (4y) | ||
| Hunter Michael Ferry | Registered representative | Apr 2022 (4y) | ||
| Laura J Babilonia | Registered representative | Apr 2022 (4y) | ||
| Sean Stephen Gorman | Registered representative | Apr 2022 (4y) | ||
| Andres Franco | Registered representative | CFP | Apr 2022 (4y) | |
| Derek Charles Meade | Registered representative | CFP | Apr 2022 (4y) | |
| Emmanuel Castaneda | Registered representative | Apr 2022 (4y) | ||
| Casey Charlton Clark | Registered representative | Apr 2022 (4y) | ||
| Christopher Ryan Elpers | Registered representative | Apr 2022 (4y) | ||
| Antonio Perlain | Registered representative | Apr 2022 (4y) | ||
| Lucas Crutchfield | Registered representative | Apr 2022 (4y) | ||
| Richard St John Medina | Registered representative | Apr 2022 (4y) | ||
| Ryan Young Freimuth | Registered representative | CFP | Apr 2022 (4y) | |
| Xinyao Wang | Registered representative | Apr 2022 (4y) | ||
| Matthew David Tyler | Registered representative | Apr 2022 (4y) | ||
| Spencer James Humbles | Registered representative | Apr 2022 (4y) | ||
| Scott Ryan Lee | Registered representative | Apr 2022 (4y) | ||
| Anton L Reese | Registered representative | Apr 2022 (4y) | ||
| Christopher Mark Beaudry | Registered representative | Apr 2022 (4y) | ||
| J Lawrence Blatt | Registered representative | CFP | Apr 2022 (4y) | |
| Benjamin Raymond Goscha | Registered representative | Apr 2022 (4y) | ||
| Joseph M Swain | Registered representative | Apr 2022 (4y) | ||
| Domenico Angelo Feroce | Registered representative | Apr 2022 (4y) | ||
| William Harrison Varwig | Registered representative | Apr 2022 (4y) | ||
| Dale Brian Langefels | Registered representative | Apr 2022 (4y) | ||
| Hogan Marshall | Registered representative | CFP | Apr 2022 (4y) | |
| Micky Dellano Kim Cowger | Registered representative | Apr 2022 (4y) | ||
| Seth Eli Wade | Registered representative | Apr 2022 (4y) | ||
| Jordan Urrutia | Registered representative | Apr 2022 (4y) | ||
| Nicholas Desmond Constable | Registered representative | CFP | Apr 2022 (4y) | |
| George Penzold Page | Registered representative | May 2022 (4y) | ||
| Oscar Romeo S Baum | Registered representative | CFP | May 2022 (4y) | |
| Victoria Elizabeth Rogala | Registered representative | May 2022 (4y) | ||
| Brandon Ricky Camarda | Registered representative | May 2022 (4y) | ||
| Rachel Shelley Guillo | Registered representative | May 2022 (4y) | ||
| Catherine Jean Wilson | Registered representative | May 2022 (4y) | ||
| Sarah Elizabeth Stanley | Registered representative | May 2022 (4y) | ||
| Siena Margaret Fowles | Registered representative | CFP | May 2022 (4y) | |
| Aoife B Ridge | Registered representative | May 2022 (4y) | ||
| Francesco Anthony Puopolo | Registered representative | May 2022 (4y) | ||
| Joseph John Najarian | Registered representative | May 2022 (4y) | ||
| Richard Pabis | Registered representative | May 2022 (4y) | ||
| Jingfeng Liao | Registered representative | May 2022 (4y) | ||
| Christopher Adin Snowling | Registered representative | CFP | May 2022 (4y) | |
| George Ramirez | Registered representative | May 2022 (4y) | ||
| Cara Marie Caillouet | Registered representative | May 2022 (4y) | ||
| Gabrielle Nicole Bechwati | Registered representative | CFP | May 2022 (4y) | |
| Isaac Damien Cowen | Registered representative | May 2022 (4y) | ||
| Jacob Matthew Blackburn | Registered representative | May 2022 (4y) | ||
| John David Shubert | Registered representative | May 2022 (4y) | ||
| Scott Michael Nadle | Registered representative | May 2022 (4y) | ||
| Victoria Lynne Obermiller | Registered representative | May 2022 (4y) | ||
| Elizabeth Ryan | Registered representative | May 2022 (4y) | ||
| Kyle James Smith | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| Ayorinde David | Registered representative | May 2022 (4y) | ||
| Andrew Lawrence Kaplan | Registered representative | May 2022 (4y) | ||
| Hong Nhung Thi Pham | Registered representative | May 2022 (4y) | ||
| Ismail Serhan Haknasar | Registered representative | May 2022 (4y) | ||
| Megan Anna Gunn | Registered representative | May 2022 (4y) | ||
| Pawel Langiewicz | Registered representative | May 2022 (4y) | ||
| Robert Augustson | Registered representative | May 2022 (4y) | ||
| Latrice Danielle Londow | Registered representative | May 2022 (4y) | ||
| Lee Robert Gorgas | Registered representative | May 2022 (4y) | ||
| Shawn Gaiser | Registered representative | CFP | May 2022 (4y) | |
| Daryl Rush | Registered representative | May 2022 (4y) | ||
| Jeffrey Samuel Craig Whitt | Registered representative | May 2022 (4y) | ||
| Christopher Daniel Mason | Registered representative | May 2022 (4y) | ||
| David Allan Dietzler | Registered representative | May 2022 (4y) | ||
| Juan Gabriel Canales | Registered representative | May 2022 (4y) | ||
| Currim Valliani | Registered representative | May 2022 (4y) | ||
| Erick Jesus Loyola | Registered representative | May 2022 (4y) | ||
| Evan Angone | Registered representative | May 2022 (4y) | ||
| Lakyia Machelle White | Registered representative | May 2022 (4y) | ||
| Nickolas James Degarmo | Registered representative | May 2022 (4y) | ||
| Omelio Andres Saavedra | Registered representative | May 2022 (4y) | ||
| Richard Heath Bowler | Registered representative | May 2022 (4y) | ||
| Melanie Dunn | Registered representative | May 2022 (4y) | ||
| Shawn Christopher Riggins | Registered representative | May 2022 (4y) | ||
| Joshua Michael Kanoy | Registered representative | May 2022 (4y) | ||
| Sarah Rose Spiller | Registered representative | CFP Chartered Financial Consultant | May 2022 (4y) | |
| David Ryan | Registered representative | Jun 2022 (4y) | ||
| Neema Hessami | Registered representative | CFP | Jun 2022 (4y) | |
| Salvador Flores | Registered representative | Jun 2022 (4y) | ||
| Shane L Ammon | Registered representative | Jun 2022 (4y) | ||
| James Kendrick Feldman | Registered representative | CFP | Jun 2022 (4y) | |
| Robert Eric Peralta | Registered representative | CFP | Jun 2022 (4y) | |
| Branden Casey Faircloth | Registered representative | Jun 2022 (4y) | ||
| Christopher Thomas Collins | Registered representative | Jun 2022 (4y) | ||
| Christopher Louis Wood | Registered representative | CFP | Jun 2022 (4y) | |
| Daniela Lee | Registered representative | Jun 2022 (4y) | ||
| Dennis Matthew Makus | Registered representative | Jun 2022 (4y) | ||
| Hayden Nicholas Ayers | Registered representative | Jun 2022 (4y) | ||
| Mary Hong Hamblin | Registered representative | CFP | Jun 2022 (4y) | |
| Adam T Schoenwald | Registered representative | CFP | Jun 2022 (4y) | |
| Glenn Durr | Registered representative | Jun 2022 (4y) | ||
| John Manalili | Registered representative | Jun 2022 (4y) | ||
| Keegan Gene Wood | Registered representative | Jun 2022 (4y) | ||
| Sterritt Armstrong | Registered representative | Jun 2022 (4y) | ||
| Caleb Monroe Fenner | Registered representative | CFP | Jun 2022 (4y) | |
| Samuel Lewis Sernett | Registered representative | Jun 2022 (4y) | ||
| Chrys Papachristou | Registered representative | Jun 2022 (4y) | ||
| Kyle Stefan | Registered representative | Jun 2022 (4y) | ||
| Jeffrey Scott Sundberg | Registered representative | Jun 2022 (4y) | ||
| Kelvin Acevedo Liz | Registered representative | Jun 2022 (4y) | ||
| Alexandra Kitada Griffis | Registered representative | Jun 2022 (4y) | ||
| Karl Edward Arthur Brockmeier | Registered representative | Jun 2022 (4y) | ||
| Tiffani L Leary | Registered representative | Jun 2022 (4y) | ||
| Jay Eric Wilson | Registered representative | Jun 2022 (4y) | ||
| Payton Drake Murphy | Registered representative | Jun 2022 (4y) | ||
| Suraj Singh Puri | Registered representative | Jun 2022 (4y) | ||
| Ashley Reyes Anne Pribble | Registered representative | CFP | Jun 2022 (4y) | |
| Jason R Brim | Registered representative | Jun 2022 (4y) | ||
| Philip Campbell Smith | Registered representative | Jun 2022 (4y) | ||
| Vlad Poston | Registered representative | Jun 2022 (4y) | ||
| Zachary L Newberg | Registered representative | Jun 2022 (4y) | ||
| Bryce Daniel Ramirez | Registered representative | Jun 2022 (4y) | ||
| Jorge Andres Naranjo | Registered representative | Jun 2022 (4y) | ||
| Matthew Thomas Petrosky | Registered representative | Jun 2022 (4y) | ||
| Nicholas H Kukawski | Registered representative | Jun 2022 (4y) | ||
| Xun Liu | Registered representative | Jun 2022 (4y) | ||
| Dylan Herrmann | Registered representative | CFP | Jun 2022 (4y) | |
| Joshua Isaiah Pickard | Registered representative | Jun 2022 (4y) | ||
| Saira Khan | Registered representative | Jun 2022 (4y) | ||
| Martin John Flahive | Registered representative | CFA | Jun 2022 (4y) | |
| Jeffrey Keegan Schnoor | Registered representative | Jun 2022 (4y) | ||
| Todd Matthew Perttula | Registered representative | Jun 2022 (4y) | ||
| Amparo Mauricio | Registered representative | Jun 2022 (4y) | ||
| Arthur Fabion Kapenya | Registered representative | Jun 2022 (4y) | ||
| Brenna Louise Race | Registered representative | Jun 2022 (4y) | ||
| Daniel Ryan Lightner | Registered representative | Jun 2022 (4y) | ||
| Kevin Stanley | Registered representative | CFA | Jun 2022 (4y) | |
| Kimberly Diane Mente | Registered representative | Jun 2022 (4y) | ||
| Leigh Fryer Kulik | Registered representative | Jun 2022 (4y) | ||
| Vivian La Bang | Registered representative | Jun 2022 (4y) | ||
| Kelly T Pham | Registered representative | Jun 2022 (4y) | ||
| Alexander Mc Dowell Garfield | Registered representative | Jun 2022 (4y) | ||
| Aleyda Maria Kathuroju | Registered representative | Jul 2022 (4y) | ||
| Brianna K Chalek | Registered representative | Jul 2022 (4y) | ||
| Dennis Patterson | Registered representative | Jul 2022 (4y) | ||
| Angela Rene Taliaferro | Registered representative | CFP | Jul 2022 (4y) | |
| Eddie Ray Snow | Registered representative | CFP | Jul 2022 (4y) | |
| Jesse Flinton | Registered representative | Jul 2022 (4y) | ||
| Olga Yazmin Gonzalez | Registered representative | CFP | Jul 2022 (4y) | |
| Thomas Arthur Cowan | Registered representative | Jul 2022 (4y) | ||
| Travis Garrett Fitts | Registered representative | Jul 2022 (4y) | ||
| Alyssa Olivas Najar | Registered representative | Jul 2022 (4y) | ||
| Jacob Yale Tinney | Registered representative | Jul 2022 (4y) | ||
| Eli Cabral | Registered representative | Jul 2022 (4y) | ||
| Jason B Cargill | Registered representative | Jul 2022 (4y) | ||
| William Charles Johnson | Registered representative | Jul 2022 (4y) | ||
| Crockett Drew Du Bose | Registered representative | Jul 2022 (4y) | ||
| Elizabeth N Hodge | Registered representative | Jul 2022 (4y) | ||
| Tana Sydni Hiebel | Registered representative | Jul 2022 (4y) | ||
| Frederick Blodnick | Registered representative | Jul 2022 (4y) | ||
| Guillermo Antonio Garcia Vasquez | Registered representative | CFP | Jul 2022 (4y) | |
| Hugo Enrique Neyra | Registered representative | Jul 2022 (4y) | ||
| Joseph Patrick Veltri | Registered representative | Jul 2022 (4y) | ||
| Kyle David Bradley Ferlic | Registered representative | Jul 2022 (4y) | ||
| Whitney Hull | Registered representative | Jul 2022 (4y) | ||
| Kaylie Ann Varner | Registered representative | Jul 2022 (4y) | ||
| John Patrick Lynch | Registered representative | Jul 2022 (4y) | ||
| Lisa Margaret Murphy | Registered representative | Jul 2022 (4y) | ||
| Madison O Rourke | Registered representative | Jul 2022 (4y) | ||
| Andy Lee Oge | Registered representative | Jul 2022 (4y) | ||
| Robert Mendenhall Haney | Registered representative | Jul 2022 (4y) | ||
| Scott Alan Mcadams | Registered representative | Jul 2022 (4y) | ||
| Anthony John Greniuk | Registered representative | Jul 2022 (4y) | ||
| Tania Lee Lounsbury | Registered representative | Jul 2022 (4y) | ||
| Raunak Thomas Joseph | Registered representative | Jul 2022 (4y) | ||
| Tyler Patrick Cawthorne | Registered representative | Jul 2022 (4y) | ||
| Tino Salaris | Registered representative | Jul 2022 (4y) | ||
| Kayla Lian Dmowski | Registered representative | Jul 2022 (4y) | ||
| Evan James Pennington | Registered representative | Jul 2022 (4y) | ||
| Alvaro De Jesus Grullon | Registered representative | Aug 2022 (4y) | ||
| Jared John Dakovich | Registered representative | Aug 2022 (4y) | ||
| Dalton Jon Meckna | Registered representative | Aug 2022 (4y) | ||
| Geoffrey M Brennan | Registered representative | Aug 2022 (4y) | ||
| Jordan Samuel Engen | Registered representative | Aug 2022 (4y) | ||
| Raphael Alberto Anaya | Registered representative | Aug 2022 (4y) | ||
| Scott Henry Tuttle | Registered representative | Aug 2022 (4y) | ||
| Athena Cristina Yost | Registered representative | Aug 2022 (4y) | ||
| Ashley Hale Cromie | Registered representative | Aug 2022 (4y) | ||
| Tristan Charles Duane Flowers | Registered representative | CFP | Aug 2022 (4y) | |
| Hanyu Zhao | Registered representative | Aug 2022 (4y) | ||
| James Lexington Rutledge | Registered representative | Aug 2022 (4y) | ||
| John M Brodie | Registered representative | Aug 2022 (4y) | ||
| Max A Brand | Registered representative | Aug 2022 (4y) | ||
| Michael Pagan | Registered representative | Aug 2022 (4y) | ||
| Colton Wade Chapin | Registered representative | Aug 2022 (4y) | ||
| Cortny Rose Tyler | Registered representative | Aug 2022 (4y) | ||
| John Kisner Rankin | Registered representative | CFP | Aug 2022 (4y) | |
| Patrick Michael Ciummo | Registered representative | Aug 2022 (4y) | ||
| Sanil Sam Thomas | Registered representative | Aug 2022 (4y) | ||
| Lauren Bush | Registered representative | Aug 2022 (4y) | ||
| Bryan John Carter | Registered representative | CFP | Aug 2022 (4y) | |
| Chandra Duque Foster | Registered representative | Aug 2022 (4y) | ||
| Elizabeth Tracy O Loughlin | Registered representative | Aug 2022 (4y) | ||
| Jack Ruble | Registered representative | Aug 2022 (4y) | ||
| Brett Michael Carter | Registered representative | Aug 2022 (4y) | ||
| Hoanmy Dinh Nguyen | Registered representative | Aug 2022 (4y) | ||
| Jennifer L Pello | Registered representative | Aug 2022 (4y) | ||
| Kathleen Grace Odonnell | Registered representative | Aug 2022 (4y) | ||
| Abbas Syed Hussain | Registered representative | Aug 2022 (4y) | ||
| Christopher Glen Jordan | Registered representative | Aug 2022 (4y) | ||
| Travis William Turner | Registered representative | Aug 2022 (4y) | ||
| Christopher Anthony Bygrave | Registered representative | Aug 2022 (4y) | ||
| Hsin Yi Vivian Yi Hsieh | Registered representative | Aug 2022 (4y) | ||
| Jack Thomas Boyd Lemke | Registered representative | Aug 2022 (4y) | ||
| Kyle Xavier Campa | Registered representative | Aug 2022 (4y) | ||
| Nicole Ebbesmier | Registered representative | Aug 2022 (4y) | ||
| Taylor Matthew Montgomery | Registered representative | Aug 2022 (4y) | ||
| Ian Withem | Registered representative | CFP | Aug 2022 (4y) | |
| Alex Joseph Kaminski | Registered representative | Aug 2022 (4y) | ||
| Steven Michael Blume | Registered representative | Aug 2022 (4y) | ||
| Brett Raymond Risley | Registered representative | Aug 2022 (4y) | ||
| Cosme Lou Gomes | Registered representative | Aug 2022 (4y) | ||
| Nicolette Navarro | Registered representative | Aug 2022 (4y) | ||
| Carlos Rene Linares | Registered representative | Aug 2022 (4y) | ||
| Dolores Garza | Registered representative | Aug 2022 (4y) | ||
| Houston Wayne Franklin | Registered representative | Aug 2022 (4y) | ||
| Austin Douglas Cole | Registered representative | Aug 2022 (4y) | ||
| Kevin Neal Maynard | Registered representative | CFA | Aug 2022 (4y) | |
| Robert Connors Barnes | Registered representative | Aug 2022 (4y) | ||
| Bryce Caleb Howard | Registered representative | Aug 2022 (4y) | ||
| Jonathan Peralta | Registered representative | Aug 2022 (4y) | ||
| Troy Paul Prochazka | Registered representative | Aug 2022 (4y) | ||
| Virginia May Regan | Registered representative | Aug 2022 (4y) | ||
| Macintosh Donner | Registered representative | CFP | Aug 2022 (4y) | |
| Sarah Ann Politowski Hefner | Registered representative | Aug 2022 (4y) | ||
| Thomas Scott Halden | Registered representative | Aug 2022 (4y) | ||
| Winston Kayfong Lee | Registered representative | Aug 2022 (4y) | ||
| Jason Donald Thomas Boyer | Registered representative | Aug 2022 (4y) | ||
| Joshua Eric Miller | Registered representative | CFP | Aug 2022 (4y) | |
| Anthony John Cleaver | Registered representative | Aug 2022 (4y) | ||
| Andri Anna Zamora | Registered representative | Aug 2022 (4y) | ||
| David Allan Stanton | Registered representative | Aug 2022 (4y) | ||
| Ivan Jose Guillen | Registered representative | Aug 2022 (4y) | ||
| Jennifer L Kilby | Registered representative | CFP | Aug 2022 (4y) | |
| Martha P Holladay | Registered representative | Aug 2022 (4y) | ||
| Miles Cedric Feller Blakemore | Registered representative | CFP | Aug 2022 (4y) | |
| Xueling Zhang | Registered representative | CFP | Aug 2022 (4y) | |
| Nathanael Frank Allen | Registered representative | CFP | Aug 2022 (4y) | |
| Undralyn Cherae Williams Reed | Registered representative | Aug 2022 (4y) | ||
| Yang Wang | Registered representative | Aug 2022 (4y) | ||
| James Robert Garner | Registered representative | Aug 2022 (4y) | ||
| Lorraine Teresa Gavican Kerr | Registered representative | Aug 2022 (4y) | ||
| Nicholas Mark Theodorakos | Registered representative | Aug 2022 (4y) | ||
| Ramitesh Mathur | Registered representative | Aug 2022 (4y) | ||
| Anthony William Romano | Registered representative | Aug 2022 (4y) | ||
| Autumn Sundown Walker | Registered representative | Aug 2022 (4y) | ||
| Katie Bramley | Registered representative | Aug 2022 (4y) | ||
| Mark Lee Pedersen | Registered representative | Aug 2022 (4y) | ||
| Mason Tyler Drum | Registered representative | CFP | Aug 2022 (4y) | |
| Richard Keith Berry | Registered representative | CFP | Aug 2022 (4y) | |
| Stacy Lynn Gregory | Registered representative | CFP | Aug 2022 (4y) | |
| Taylor Lee Poland | Registered representative | Aug 2022 (4y) | ||
| Zachary Alan Churchich | Registered representative | Aug 2022 (4y) | ||
| Cobie Beach | Registered representative | CFP | Sep 2022 (4y) | |
| Nathan Elidio Lugo | Registered representative | CFP | Sep 2022 (4y) | |
| Andrew Chow Tang | Registered representative | CFP | Sep 2022 (4y) | |
| Jennifer Young Jae Lee | Registered representative | CFP | Sep 2022 (4y) | |
| Laura Sammons Lightbourn | Registered representative | Sep 2022 (4y) | ||
| Martin Albert Cunningham | Registered representative | Sep 2022 (4y) | ||
| Nicholas Hodgson | Registered representative | Sep 2022 (4y) | ||
| Sam Olson Rodgers | Registered representative | CFP | Sep 2022 (4y) | |
| John Andrew Elliott | Registered representative | Sep 2022 (4y) | ||
| Marcus Bradley Nicholson | Registered representative | CFP | Sep 2022 (4y) | |
| Alex Graeme Worden | Registered representative | Sep 2022 (4y) | ||
| Ivan Aniciete Rodriguez | Registered representative | Sep 2022 (4y) | ||
| Rachel Lynne Thompson | Registered representative | Sep 2022 (4y) | ||
| Gregory Newlin | Registered representative | Sep 2022 (4y) | ||
| Juliane Alice Starner | Registered representative | Sep 2022 (4y) | ||
| Michael J Gondek | Registered representative | Sep 2022 (4y) | ||
| Matthew Ian Mc Gruder | Registered representative | Sep 2022 (4y) | ||
| Ashley Elizabeth Holliday | Registered representative | CFP | Sep 2022 (4y) | |
| Corey Allen Hall | Registered representative | Sep 2022 (4y) | ||
| Glenn Leon Jarvis | Registered representative | Sep 2022 (4y) | ||
| Tzeyan Chan | Registered representative | CFP | Sep 2022 (4y) | |
| Jack Gordon Wood | Registered representative | CFP | Sep 2022 (4y) | |
| Raphael Shaw Mcclure Robert | Registered representative | Sep 2022 (4y) | ||
| David J Wolf | Registered representative | CFP | Sep 2022 (4y) | |
| Kelly Georgette Gromoll | Registered representative | Sep 2022 (4y) | ||
| Joseph James Truscott | Registered representative | Sep 2022 (4y) | ||
| Joshua James Pella | Registered representative | Sep 2022 (4y) | ||
| Keith Daniel Kisby | Registered representative | Sep 2022 (4y) | ||
| Robert Anthony Lo Bosco | Registered representative | Sep 2022 (4y) | ||
| Brandon Michael Traub Bailey | Registered representative | Sep 2022 (4y) | ||
| Cory H Cha | Registered representative | CFP | Sep 2022 (4y) | |
| Dylan Jayasekera | Registered representative | Sep 2022 (4y) | ||
| Guisseppi Luigi Guillo | Registered representative | Sep 2022 (4y) | ||
| Ismael Valle Macias | Registered representative | CFP | Sep 2022 (4y) | |
| Joseph Evan Klain | Registered representative | Sep 2022 (4y) | ||
| Justin William Allen | Registered representative | Sep 2022 (4y) | ||
| Linh Hoang Khanh Tran | Registered representative | Sep 2022 (4y) | ||
| Michael Ray Ritchie | Registered representative | Sep 2022 (4y) | ||
| Matthew James Ullrich | Registered representative | Sep 2022 (4y) | ||
| Parrish Demark Mackey | Registered representative | Sep 2022 (4y) | ||
| Wyatt Martin West | Registered representative | Sep 2022 (4y) | ||
| Joshua Adonaiy Villalta | Registered representative | Sep 2022 (4y) | ||
| Teela Marie Myers | Registered representative | Sep 2022 (4y) | ||
| Coleman Thomas Le Bron | Registered representative | CFP | Sep 2022 (4y) | |
| Michael Alexander Nieves | Registered representative | Sep 2022 (4y) | ||
| Christopher David Argo | Registered representative | Sep 2022 (4y) | ||
| Michael Fischer | Registered representative | Sep 2022 (4y) | ||
| Kristen Renee Evans | Registered representative | Sep 2022 (4y) | ||
| Kaitlyn Ann Chance | Registered representative | Sep 2022 (4y) | ||
| Michelle Sedlacek | Registered representative | Sep 2022 (4y) | ||
| Alexander Philip Papadopoulos | Registered representative | Sep 2022 (4y) | ||
| Amy Rose Smith | Registered representative | Sep 2022 (4y) | ||
| Aaron Matthew Schoenecker | Registered representative | Sep 2022 (4y) | ||
| Ashley N Jesko | Registered representative | Sep 2022 (4y) | ||
| Casey Lee Comstock | Registered representative | Sep 2022 (4y) | ||
| Chase Ryan Randle | Registered representative | Sep 2022 (4y) | ||
| Christopher Richard Horst | Registered representative | Sep 2022 (4y) | ||
| Christopher Ryan Shankland | Registered representative | CFP | Sep 2022 (4y) | |
| David Jordan Morris | Registered representative | Sep 2022 (4y) | ||
| Efraim Ramiro Gonzalez Cardenas | Registered representative | Sep 2022 (4y) | ||
| Hunter Terry Gonce | Registered representative | Sep 2022 (4y) | ||
| Jacob Mitchell Brinkley | Registered representative | Sep 2022 (4y) | ||
| Jason Dolph Page | Registered representative | Sep 2022 (4y) | ||
| Jeffery A Yates | Registered representative | Sep 2022 (4y) | ||
| Joe Palazzola | Registered representative | CFP | Sep 2022 (4y) | |
| Joseph Wayne Tacto | Registered representative | Sep 2022 (4y) | ||
| John J Benoist | Registered representative | CFP | Sep 2022 (4y) | |
| Justin Derrick Kitchens | Registered representative | Sep 2022 (4y) | ||
| Kevin Mark Siemiawski | Registered representative | Sep 2022 (4y) | ||
| Lawrence Darnell Clark | Registered representative | Sep 2022 (4y) | ||
| Matthew Steve Noben | Registered representative | Sep 2022 (4y) | ||
| Melody Lynn Donnelly | Registered representative | Sep 2022 (4y) | ||
| Michael John Grosch | Registered representative | Sep 2022 (4y) | ||
| Michael J Consolo | Registered representative | Sep 2022 (4y) | ||
| Neal Thomas Brandhorst | Registered representative | Sep 2022 (4y) | ||
| Paul Anthony Bradford | Registered representative | Sep 2022 (4y) | ||
| Ryan John O Connor | Registered representative | Sep 2022 (4y) | ||
| Robert Anthony Marmo | Registered representative | Sep 2022 (4y) | ||
| Tyler Weekley Toles | Registered representative | Sep 2022 (4y) | ||
| Thomas Joseph Healey | Registered representative | Sep 2022 (4y) | ||
| William Bradley Hopkins | Registered representative | Sep 2022 (4y) | ||
| Chanceler Lee Roth | Registered representative | Oct 2022 (4y) | ||
| Helen Yamilet Fernandez | Registered representative | Oct 2022 (4y) | ||
| Kathleen Marie Menaugh | Registered representative | Oct 2022 (4y) | ||
| Nicholas Charles Hoodecheck | Registered representative | Oct 2022 (4y) | ||
| Nicole Kramer | Registered representative | Oct 2022 (4y) | ||
| Rafael Reynoso | Registered representative | CFA | Oct 2022 (4y) | |
| Adaryl K Davis | Registered representative | Oct 2022 (4y) | ||
| Benjamin Y Ross | Registered representative | CFP | Oct 2022 (4y) | |
| Brett Christopher Emsick | Registered representative | Oct 2022 (4y) | ||
| Bryan Jakoba Stewart | Registered representative | Oct 2022 (4y) | ||
| Bryan Joseph Bender | Registered representative | Oct 2022 (4y) | ||
| Carolyn Castillo Gallagher | Registered representative | Oct 2022 (4y) | ||
| Chad K Spady | Registered representative | Oct 2022 (4y) | ||
| Charles Deane Allbright | Registered representative | Oct 2022 (4y) | ||
| Christopher August Blue | Registered representative | Oct 2022 (4y) | ||
| Christopher Jones | Registered representative | Oct 2022 (4y) | ||
| Christian D Wright | Registered representative | Oct 2022 (4y) | ||
| Christopher J Juele | Registered representative | Oct 2022 (4y) | ||
| Dale Delisle | Registered representative | Oct 2022 (4y) | ||
| Eric Joseph Busch | Registered representative | Oct 2022 (4y) | ||
| Francisco Santana Ruiz | Registered representative | Oct 2022 (4y) | ||
| Graham David Fullerton | Registered representative | Oct 2022 (4y) | ||
| Hollie Anne Taylor | Registered representative | Oct 2022 (4y) | ||
| Ignacio Ruiz | Registered representative | Oct 2022 (4y) | ||
| Jarrod Michael Lee | Registered representative | Oct 2022 (4y) | ||
| Jennifer Leigh Hickman | Registered representative | Oct 2022 (4y) | ||
| Jessica Marie Johnson | Registered representative | Oct 2022 (4y) | ||
| Jonathan Morgan Red Fox | Registered representative | Oct 2022 (4y) | ||
| Joseph William Lane | Registered representative | Oct 2022 (4y) | ||
| Joshua James Nelson | Registered representative | Oct 2022 (4y) | ||
| Joshua Thomas Braun | Registered representative | Oct 2022 (4y) | ||
| James Howard Barney | Registered representative | Oct 2022 (4y) | ||
| Jerod James Madden | Registered representative | Oct 2022 (4y) | ||
| Karen Elaine Floyd | Registered representative | Oct 2022 (4y) | ||
| Luke George Richmond | Registered representative | Oct 2022 (4y) | ||
| Matthew Thomas Ronco | Registered representative | Oct 2022 (4y) | ||
| Meghann Quaider | Registered representative | Oct 2022 (4y) | ||
| Micah L Riskin | Registered representative | Oct 2022 (4y) | ||
| Michael Domingo Quitazol | Registered representative | Oct 2022 (4y) | ||
| Michael James Mcevers | Registered representative | Oct 2022 (4y) | ||
| Michael Malone | Registered representative | Oct 2022 (4y) | ||
| Nathan Leon Christ | Registered representative | Oct 2022 (4y) | ||
| Nicholas Alexander Bertram | Registered representative | Oct 2022 (4y) | ||
| Nicholas Karl Hartung | Registered representative | Oct 2022 (4y) | ||
| Paul Alusick | Registered representative | Oct 2022 (4y) | ||
| Philip Matthew Carava | Registered representative | Oct 2022 (4y) | ||
| Phillip E Pogue | Registered representative | Oct 2022 (4y) | ||
| Ryan Federico | Registered representative | Oct 2022 (4y) | ||
| Ryan Scott Behrens | Registered representative | Oct 2022 (4y) | ||
| Ryan P Foley | Registered representative | Oct 2022 (4y) | ||
| Spencer O Southwell | Registered representative | Oct 2022 (4y) | ||
| Steven Scott Gray | Registered representative | Oct 2022 (4y) | ||
| Stewart Brian Flick | Registered representative | Oct 2022 (4y) | ||
| Sui Tiong | Registered representative | Oct 2022 (4y) | ||
| Tsega Mehary | Registered representative | Oct 2022 (4y) | ||
| Whitney Nicole Baker | Registered representative | Oct 2022 (4y) | ||
| Zachary D Braun | Registered representative | Oct 2022 (4y) | ||
| Amanda Jeannette Spicka | Registered representative | Oct 2022 (4y) | ||
| Andrew Scott Kroeger | Registered representative | Oct 2022 (4y) | ||
| Anthony Ray Bazzini | Registered representative | Oct 2022 (4y) | ||
| Brian Patrick Ard | Registered representative | Oct 2022 (4y) | ||
| Collin Andrew O'connor | Registered representative | Oct 2022 (4y) | ||
| Chris Kotheimer | Registered representative | Oct 2022 (4y) | ||
| David Todd Dalrymple | Registered representative | Oct 2022 (4y) | ||
| Eric Allen Ward | Registered representative | Oct 2022 (4y) | ||
| Erik Aaker | Registered representative | Oct 2022 (4y) | ||
| Fei Dai | Registered representative | CFP | Oct 2022 (4y) | |
| Heather Marie Terry | Registered representative | Oct 2022 (4y) | ||
| Jacob Daniels | Registered representative | Oct 2022 (4y) | ||
| Jacob Garrison Shimerdla | Registered representative | Oct 2022 (4y) | ||
| Jared Thomas Richardson | Registered representative | Oct 2022 (4y) | ||
| Jason Dee Marr | Registered representative | Oct 2022 (4y) | ||
| Jason Michael Bequette | Registered representative | Oct 2022 (4y) | ||
| Jennifer Rebecca Hawkins | Registered representative | Oct 2022 (4y) | ||
| Jonathan Shane Gredy | Registered representative | Oct 2022 (4y) | ||
| Jennifer Burda | Registered representative | Oct 2022 (4y) | ||
| Jonathan Joseph Massegee | Registered representative | Oct 2022 (4y) | ||
| Kevin James Dalke | Registered representative | Oct 2022 (4y) | ||
| Kurtis Freeman | Registered representative | Oct 2022 (4y) | ||
| Marc Ryan Rupnow | Registered representative | Oct 2022 (4y) | ||
| Michael Lambard | Registered representative | Oct 2022 (4y) | ||
| Melyssa Cantu Matkovich | Registered representative | Oct 2022 (4y) | ||
| Nicholas Gaugler | Registered representative | Oct 2022 (4y) | ||
| Ninalette Joy Campos Yee | Registered representative | Oct 2022 (4y) | ||
| Paul Alan Thurston | Registered representative | Oct 2022 (4y) | ||
| Robert William Morrissey | Registered representative | Oct 2022 (4y) | ||
| Ryan Christopher Towe | Registered representative | Oct 2022 (4y) | ||
| Ryan Mallory Brooks | Registered representative | Oct 2022 (4y) | ||
| Ryan Scott Schroeder | Registered representative | Oct 2022 (4y) | ||
| Rodney Gene Weakley | Registered representative | Oct 2022 (4y) | ||
| Shih Hsuan Chan | Registered representative | Oct 2022 (4y) | ||
| Steven Scott Tighe | Registered representative | Oct 2022 (4y) | ||
| Sergio Hugo Guzman | Registered representative | Oct 2022 (4y) | ||
| Shane Stephen Smith | Registered representative | Oct 2022 (4y) | ||
| Steve M Adams | Registered representative | Oct 2022 (4y) | ||
| Thomas James Kenny | Registered representative | Oct 2022 (4y) | ||
| Yu Hsuan Lee | Registered representative | Oct 2022 (4y) | ||
| Alexander Stephen Augustyn | Registered representative | Oct 2022 (4y) | ||
| Amy Christine Schroeder | Registered representative | Oct 2022 (4y) | ||
| Anthony Richard Speth | Registered representative | Oct 2022 (4y) | ||
| Amanda Louise Therkildson | Registered representative | Oct 2022 (4y) | ||
| Brandy R Holesko | Registered representative | Oct 2022 (4y) | ||
| Brett Michael Morris | Registered representative | Oct 2022 (4y) | ||
| Brian David Feregrino | Registered representative | Oct 2022 (4y) | ||
| Cesar E Fierro | Registered representative | Oct 2022 (4y) | ||
| Christopher James Seil | Registered representative | Oct 2022 (4y) | ||
| Cody James Seger | Registered representative | Oct 2022 (4y) | ||
| Daniel Guadarrama | Registered representative | Oct 2022 (4y) | ||
| Douglas Irl Graham | Registered representative | Oct 2022 (4y) | ||
| Drew Davis | Registered representative | Oct 2022 (4y) | ||
| David Nathan Zerkle | Registered representative | Oct 2022 (4y) | ||
| Elissa Jo Knaebel | Registered representative | Oct 2022 (4y) | ||
| Garrett V Ogaz | Registered representative | Oct 2022 (4y) | ||
| Jeremy Oneil Henderson | Registered representative | Oct 2022 (4y) | ||
| Kent Walker | Registered representative | Oct 2022 (4y) | ||
| Kha T Tran | Registered representative | Oct 2022 (4y) | ||
| Lindsey M Payne | Registered representative | Oct 2022 (4y) | ||
| Mark Jacob Stavneak | Registered representative | Oct 2022 (4y) | ||
| Matthew Eric Burton | Registered representative | Oct 2022 (4y) | ||
| Michael N Sorola | Registered representative | Oct 2022 (4y) | ||
| Morgan A Traylor | Registered representative | Oct 2022 (4y) | ||
| Nikita Tembo | Registered representative | Oct 2022 (4y) | ||
| Rachel Alexandra Roche | Registered representative | Oct 2022 (4y) | ||
| Rolando Ruiz Bautista | Registered representative | Oct 2022 (4y) | ||
| Ryan Scott Fitzgerald | Registered representative | Oct 2022 (4y) | ||
| Shane Christopher Braff Bengtson | Registered representative | Oct 2022 (4y) | ||
| Stephanie Lynn Cox | Registered representative | Oct 2022 (4y) | ||
| Stephen James Crook | Registered representative | Oct 2022 (4y) | ||
| Yuanyuan Zhao | Registered representative | Oct 2022 (4y) | ||
| Elizabeth Patricia Goldsworthy | Registered representative | Oct 2022 (4y) | ||
| Eric Alan Volinsky | Registered representative | Oct 2022 (4y) | ||
| Fredric Rozum | Registered representative | Oct 2022 (4y) | ||
| Joseph Barry Schranck | Registered representative | Oct 2022 (4y) | ||
| Mark Gregory Coury | Registered representative | Oct 2022 (4y) | ||
| Scott Patrick Witowski | Registered representative | Oct 2022 (4y) | ||
| Jeffrey Justin Giles | Registered representative | Oct 2022 (4y) | ||
| Mia S Amos | Registered representative | Oct 2022 (4y) | ||
| Alexander Gregory Barbe | Registered representative | Oct 2022 (4y) | ||
| Andre Frederick Payson Ii | Registered representative | Oct 2022 (4y) | ||
| Andy Wayne Allen | Registered representative | Oct 2022 (4y) | ||
| Brendan Robert Williams | Registered representative | Oct 2022 (4y) | ||
| Brian Andrew Kooienga | Registered representative | Oct 2022 (4y) | ||
| Celena S Pawling | Registered representative | Oct 2022 (4y) | ||
| Diezeas Dezel Calbert | Registered representative | Oct 2022 (4y) | ||
| John Austin Pitschka | Registered representative | Oct 2022 (4y) | ||
| Jada Symone Woolridge | Registered representative | Oct 2022 (4y) | ||
| Kimberly Marie Higgins | Registered representative | Oct 2022 (4y) | ||
| Kira Marie Will | Registered representative | Oct 2022 (4y) | ||
| Komlan Makponope Dagnon | Registered representative | Oct 2022 (4y) | ||
| Stephanie Bolter | Registered representative | Oct 2022 (4y) | ||
| Timothy Peter Grosswiler | Registered representative | Oct 2022 (4y) | ||
| Adrian Patrick Chevannes | Registered representative | Oct 2022 (4y) | ||
| Andrew Demong Bayang | Registered representative | Oct 2022 (4y) | ||
| John Carleton Benson | Registered representative | Oct 2022 (4y) | ||
| Joe Richard Dandridge | Registered representative | Oct 2022 (4y) | ||
| Joseph Patrick Northern | Registered representative | Oct 2022 (4y) | ||
| Michael Martin Brunelle | Registered representative | Oct 2022 (4y) | ||
| Oscar Javier Barbosa | Registered representative | Oct 2022 (4y) | ||
| Peter Joseph Buchanan | Registered representative | CFP | Oct 2022 (4y) | |
| Peter Michael Sloan | Registered representative | Oct 2022 (4y) | ||
| Jessica Chicorelli | Registered representative | Oct 2022 (4y) | ||
| Joseph Tyler Vonnahme | Registered representative | Oct 2022 (4y) | ||
| Kaley Erin Dillingham | Registered representative | Oct 2022 (4y) | ||
| Sandra Diane Bailey | Registered representative | Oct 2022 (4y) | ||
| Denise Butler Miller | Registered representative | Oct 2022 (4y) | ||
| Rie Shoji | Registered representative | CFP | Oct 2022 (4y) | |
| William L Jones | Registered representative | Oct 2022 (4y) | ||
| Corey Wayne Graving | Registered representative | Oct 2022 (4y) | ||
| Nathan James Stevens | Registered representative | Oct 2022 (4y) | ||
| Viviana Lousado | Registered representative | Oct 2022 (4y) | ||
| Biscain Mora | Registered representative | Oct 2022 (4y) | ||
| Christopher Benedict Leotta | Registered representative | Oct 2022 (4y) | ||
| Laura Lauterwasser | Registered representative | Oct 2022 (4y) | ||
| Mai Thanh Liu | Registered representative | Oct 2022 (4y) | ||
| Shelby Augusta Bullion | Registered representative | Oct 2022 (4y) | ||
| Sean Patrick Shaughnessy | Registered representative | CFP | Oct 2022 (4y) | |
| Colin Nathaniel Thurston | Registered representative | CFP | Oct 2022 (4y) | |
| Daniel Alan Lujan | Registered representative | CFP | Oct 2022 (4y) | |
| Nyarai Rebecca Moore | Registered representative | Oct 2022 (4y) | ||
| Priscilla Hernandez | Registered representative | Oct 2022 (4y) | ||
| Chandeep Singh Chadha | Registered representative | Oct 2022 (4y) | ||
| Kevin C Byrum | Registered representative | CFP | Oct 2022 (4y) | |
| Benjamin Hy Perlow | Registered representative | Oct 2022 (4y) | ||
| Marcus Lamar King Stockton | Registered representative | CFP | Oct 2022 (4y) | |
| Aaron Ramsey | Registered representative | Nov 2022 (4y) | ||
| Daniel Mejia | Registered representative | Nov 2022 (4y) | ||
| Matthew Obadiah Tertious Sandquist | Registered representative | Nov 2022 (4y) | ||
| Mitchell Lee Bickmire | Registered representative | CFP | Nov 2022 (4y) | |
| Denise Marie Schuh | Registered representative | Nov 2022 (4y) | ||
| Carl Mc Cabe | Registered representative | Nov 2022 (4y) | ||
| Ezra Ezequiel Resendiz | Registered representative | Nov 2022 (4y) | ||
| Gabriel Jacob Charney | Registered representative | Nov 2022 (4y) | ||
| Henry G Ilyasov | Registered representative | CFP | Nov 2022 (4y) | |
| Kevin Douglas Yeiser | Registered representative | Nov 2022 (4y) | ||
| Mitchell John Cassidy | Registered representative | Nov 2022 (4y) | ||
| Robert Lloyd Wakefield | Registered representative | Nov 2022 (4y) | ||
| Rahsaan Shareef | Registered representative | Nov 2022 (4y) | ||
| Anne Christine Knutzen | Registered representative | Nov 2022 (4y) | ||
| Benjamin Harbaugh | Registered representative | Nov 2022 (4y) | ||
| Brennan Z Mahan | Registered representative | Nov 2022 (4y) | ||
| Cassidy Campbell Dove | Registered representative | Nov 2022 (4y) | ||
| Lindsay Fallon Craig | Registered representative | Nov 2022 (4y) | ||
| Ryan Douglas Schwab | Registered representative | CFP | Nov 2022 (4y) | |
| Howard Keung Mak | Registered representative | Nov 2022 (4y) | ||
| Reyna Isabel Ward | Registered representative | Nov 2022 (4y) | ||
| Robert Francis Diana | Registered representative | Nov 2022 (4y) | ||
| Jordan Kirk | Registered representative | CFP | Nov 2022 (4y) | |
| Brian James Criscione | Registered representative | Nov 2022 (4y) | ||
| Bradley Park | Registered representative | Nov 2022 (4y) | ||
| Brandon Michael Coene | Registered representative | Nov 2022 (4y) | ||
| Jason Christopher Rosser | Registered representative | Nov 2022 (4y) | ||
| Nicholas Tenuta Koutris | Registered representative | CFP | Nov 2022 (4y) | |
| Ashley Lynn Pena | Registered representative | Nov 2022 (4y) | ||
| Caroline Grace Fogarty | Registered representative | CFP | Nov 2022 (4y) | |
| Daniel William Ziegler | Registered representative | Nov 2022 (4y) | ||
| Jerome Christopher Campbell | Registered representative | CFP | Nov 2022 (4y) | |
| Jimmy Hua | Registered representative | Nov 2022 (4y) | ||
| Omar H Daoud | Registered representative | Nov 2022 (4y) | ||
| Benjamin Anthony Pasquine | Registered representative | Nov 2022 (4y) | ||
| Colleen Marie Berryman | Registered representative | Nov 2022 (4y) | ||
| Daniel Christopher Trainor | Registered representative | Nov 2022 (4y) | ||
| Trevor Alan Mc Gee | Registered representative | Nov 2022 (4y) | ||
| Charles Rex Scott | Registered representative | Nov 2022 (4y) | ||
| Patrick Mccusker | Registered representative | Nov 2022 (4y) | ||
| Paul Qibin Yang | Registered representative | Nov 2022 (4y) | ||
| Mason Christopher Smith | Registered representative | CFP | Nov 2022 (4y) | |
| Mathias Paul Simon Picot | Registered representative | Nov 2022 (4y) | ||
| Allegra Cecilia Sasser | Registered representative | Nov 2022 (4y) | ||
| Chloe Josephina Goodwin | Registered representative | CFP | Nov 2022 (4y) | |
| David M. Puopolo | Registered representative | CFP | Nov 2022 (4y) | |
| Denise Christine Easterby | Registered representative | Nov 2022 (4y) | ||
| Marshall Coleman Mc Lean | Registered representative | Nov 2022 (4y) | ||
| Renee Marie Johnson | Registered representative | Nov 2022 (4y) | ||
| Robert Boies | Registered representative | Nov 2022 (4y) | ||
| Tyler Chen Schroeder | Registered representative | Nov 2022 (4y) | ||
| Gavin Reed Shindeldecker | Registered representative | CFP | Nov 2022 (4y) | |
| Jason Robert Tucker | Registered representative | Nov 2022 (4y) | ||
| Daniel Charles Marsh | Registered representative | Dec 2022 (4y) | ||
| Jamie Jeanne Lotta | Registered representative | Dec 2022 (4y) | ||
| Matthew Sterling Jones | Registered representative | CFP | Dec 2022 (4y) | |
| Benjamin Kenneth Wels | Registered representative | Dec 2022 (4y) | ||
| Christopher Andrew Altimont | Registered representative | Dec 2022 (4y) | ||
| Lori Patalocco | Registered representative | Dec 2022 (4y) | ||
| Christopher Ruiz | Registered representative | Dec 2022 (4y) | ||
| Jessica Nicole Rudolph | Registered representative | Dec 2022 (4y) | ||
| Joshua C Carmean | Registered representative | Dec 2022 (4y) | ||
| Melissa Mullin Rush | Registered representative | Dec 2022 (4y) | ||
| Stephen Thomas Harley | Registered representative | Dec 2022 (4y) | ||
| Seth Blankenship | Registered representative | Dec 2022 (4y) | ||
| Zoe Powell | Registered representative | Dec 2022 (4y) | ||
| Joseph M Pich | Registered representative | Dec 2022 (4y) | ||
| Judson Philip Doherty | Registered representative | CFA | Dec 2022 (4y) | |
| Lilibeth Berumen | Registered representative | Dec 2022 (4y) | ||
| Angela Bing Wong | Registered representative | Dec 2022 (4y) | ||
| Gareth William Vaz | Registered representative | CFA | Dec 2022 (4y) | |
| Annie Rachel Reese | Registered representative | CFP | Dec 2022 (4y) | |
| Blazy Stephany Aldana | Registered representative | Dec 2022 (4y) | ||
| Daniel Arthur Sullivan | Registered representative | Dec 2022 (4y) | ||
| Radu Nicolaevich Prisakar | Registered representative | Dec 2022 (4y) | ||
| Rubi Rodriguez Lopez | Registered representative | Dec 2022 (4y) | ||
| Cynthia Cardoza | Registered representative | Dec 2022 (4y) | ||
| Jessica Leanne Mc Neil | Registered representative | Dec 2022 (4y) | ||
| John Douglas Love | Registered representative | Dec 2022 (4y) | ||
| Meaghan Eileen Kruse | Registered representative | Dec 2022 (4y) | ||
| Agustin Vicente Ortiz | Registered representative | CFP | Dec 2022 (4y) | |
| Ana Sofia Peresandi | Registered representative | Dec 2022 (4y) | ||
| Curtis Williams Baker | Registered representative | Dec 2022 (4y) | ||
| Jack Ray Iler | Registered representative | Dec 2022 (4y) | ||
| Richard Finnigan Grant | Registered representative | Dec 2022 (4y) | ||
| Andrew J Nelsen | Registered representative | Dec 2022 (4y) | ||
| Collin Patrick Duffy | Registered representative | Dec 2022 (4y) | ||
| Jacob Thomas Kidd | Registered representative | Dec 2022 (4y) | ||
| Jonathon Brantly Miller | Registered representative | Dec 2022 (4y) | ||
| Ernest J Martinez | Registered representative | Dec 2022 (4y) | ||
| Janee Browne | Registered representative | Dec 2022 (4y) | ||
| Kathleen Allison Martin | Registered representative | Dec 2022 (4y) | ||
| Kelly Krupp | Registered representative | Dec 2022 (4y) | ||
| Devin Christopher Cooley | Registered representative | Dec 2022 (4y) | ||
| Evangelia Platis | Registered representative | Dec 2022 (4y) | ||
| Mark Thomas Mccaffrey | Registered representative | Dec 2022 (4y) | ||
| Elizabeth Soto Calva | Registered representative | Dec 2022 (4y) | ||
| Jackie Piper Fylak | Registered representative | Jan 2023 (4y) | ||
| Adam Garrett Cohen | Registered representative | Jan 2023 (4y) | ||
| Daniel Louis Meltz | Registered representative | Jan 2023 (4y) | ||
| Andrew Fellouris | Registered representative | Jan 2023 (4y) | ||
| Brendan Scott Coleman | Registered representative | Jan 2023 (4y) | ||
| Heriberto Guerra Gomez | Registered representative | Jan 2023 (4y) | ||
| Joshua David Novorr | Registered representative | Jan 2023 (4y) | ||
| Leslie Susan Gutman | Registered representative | Jan 2023 (4y) | ||
| Mark Bryan Rudolph | Registered representative | Jan 2023 (4y) | ||
| Maria Auxiliadora Pacheco Key | Registered representative | Jan 2023 (4y) | ||
| Marina Rickie Lopez Hernandez | Registered representative | Jan 2023 (4y) | ||
| Raylun Elijah Golay | Registered representative | Jan 2023 (4y) | ||
| Alex Giovanni Lorenzin | Registered representative | Jan 2023 (4y) | ||
| Alexander Patrick Weymier | Registered representative | Jan 2023 (4y) | ||
| Fayazali Shirazali Kassam | Registered representative | Jan 2023 (4y) | ||
| Jordynn Alyssa Makynen Fretheim | Registered representative | Jan 2023 (4y) | ||
| Raymond Kevin Daniel Jarvis | Registered representative | Jan 2023 (4y) | ||
| Jenna Marie Dillenburg | Registered representative | Jan 2023 (4y) | ||
| Mark H Brunco | Registered representative | Jan 2023 (4y) | ||
| Alexandra Sandoval | Registered representative | Jan 2023 (4y) | ||
| Gerard Vincent Dillon | Registered representative | Jan 2023 (4y) | ||
| Angus David Ramsay Mc Lean | Registered representative | CFP | Jan 2023 (4y) | |
| Austin M Morrow | Registered representative | CFP | Jan 2023 (4y) | |
| Buba Nyassi | Registered representative | CFP | Jan 2023 (4y) | |
| Joseph Timothy Montgomery | Registered representative | Jan 2023 (4y) | ||
| Kim Ngan Ha Pang | Registered representative | Jan 2023 (4y) | ||
| Michael Joseph Ferrugio | Registered representative | Jan 2023 (4y) | ||
| Thomas Michael Ellwanger | Registered representative | Jan 2023 (4y) | ||
| Joshua Metayer | Registered representative | Jan 2023 (4y) | ||
| Jeffrey Lawrence Brown | Registered representative | CFA | Jan 2023 (4y) | |
| Michael Roche | Registered representative | Jan 2023 (4y) | ||
| Tatum L Taucher | Registered representative | Jan 2023 (4y) | ||
| David Scott Ciccolini | Registered representative | Jan 2023 (4y) | ||
| De Andre James Bell | Registered representative | Jan 2023 (4y) | ||
| Robert Daniel Webb | Registered representative | Jan 2023 (4y) | ||
| Tyler Nicholas Hautamaa | Registered representative | Jan 2023 (4y) | ||
| David Gene Morris | Registered representative | Jan 2023 (4y) | ||
| Eric Steffan Fenger | Registered representative | Jan 2023 (4y) | ||
| Mayra Femia Hetrick | Registered representative | Jan 2023 (4y) | ||
| Taylor Nicole Ringkamp | Registered representative | Jan 2023 (4y) | ||
| Glenn Christian Smith | Registered representative | Jan 2023 (4y) | ||
| Ryan Patrick Merchant | Registered representative | Jan 2023 (4y) | ||
| Christian Alexander Bautista | Registered representative | CFP | Jan 2023 (4y) | |
| Ryan Adams | Registered representative | Jan 2023 (4y) | ||
| Tyler J Strunk | Registered representative | Jan 2023 (4y) | ||
| Hayley Alexandra Tuggle | Registered representative | Jan 2023 (4y) | ||
| Anthony Richard Myren | Registered representative | Jan 2023 (4y) | ||
| Cheryl Lynn Dillon | Registered representative | CFP | Jan 2023 (4y) | |
| Henry F Bauer | Registered representative | Jan 2023 (4y) | ||
| Kevin Gerard Kelly | Registered representative | Jan 2023 (4y) | ||
| Michael Norman Reinhardt | Registered representative | Jan 2023 (4y) | ||
| Brian Lee Shepard | Registered representative | Jan 2023 (4y) | ||
| Christopher Michael Martinez | Registered representative | Jan 2023 (4y) | ||
| John Henry Piemonte | Registered representative | Jan 2023 (4y) | ||
| Montrice Lanae Robinson | Registered representative | Jan 2023 (4y) | ||
| Mathew Red Hawk Thomsen | Registered representative | CFP | Feb 2023 (3y) | |
| Brandon Michael Trevino | Registered representative | Feb 2023 (3y) | ||
| John D Rush | Registered representative | Feb 2023 (3y) | ||
| Lorenzo Angelo Baldo | Registered representative | Feb 2023 (3y) | ||
| Rogelio Garduno | Registered representative | Feb 2023 (3y) | ||
| Richard J Dominguez | Registered representative | Feb 2023 (3y) | ||
| Adam J Warda | Registered representative | Feb 2023 (3y) | ||
| Benjamin Nathaniel Charney | Registered representative | Feb 2023 (3y) | ||
| Chelsea Kiara Young | Registered representative | Feb 2023 (3y) | ||
| Cooper Timothy Feeney | Registered representative | CFP | Feb 2023 (3y) | |
| Jacob Daniel Leenerts | Registered representative | Feb 2023 (3y) | ||
| Brendan Robert Byrne | Registered representative | Feb 2023 (3y) | ||
| Vincent George Lavalle | Registered representative | Feb 2023 (3y) | ||
| Andrew Ryan Cole Goins | Registered representative | CFP | Feb 2023 (3y) | |
| Michael Eric Carpio | Registered representative | Feb 2023 (3y) | ||
| Ashley Marie Cosio | Registered representative | Feb 2023 (3y) | ||
| Brett Michael Olson | Registered representative | Feb 2023 (3y) | ||
| Jenny Gray | Registered representative | Feb 2023 (3y) | ||
| Ogert Kraja | Registered representative | Feb 2023 (3y) | ||
| Sean Michael Carson | Registered representative | CFP | Feb 2023 (3y) | |
| Thomas John Drogaris | Registered representative | CFP | Feb 2023 (3y) | |
| Carolyn R Vaeth | Registered representative | Feb 2023 (3y) | ||
| Gregory Michael Starkey | Registered representative | Feb 2023 (3y) | ||
| Jacob M Grier | Registered representative | Feb 2023 (3y) | ||
| Rachel Maureen Stout | Registered representative | Feb 2023 (3y) | ||
| Bahram Talaifar | Registered representative | Feb 2023 (3y) | ||
| Beau David Hall | Registered representative | Feb 2023 (3y) | ||
| Justin Ryan Kiuttu | Registered representative | Feb 2023 (3y) | ||
| Jack Robert Messler | Registered representative | Feb 2023 (3y) | ||
| Shaun Michael Tracey | Registered representative | Feb 2023 (3y) | ||
| Brendan James Haviland | Registered representative | Feb 2023 (3y) | ||
| Christopher Cole Egland | Registered representative | Feb 2023 (3y) | ||
| Eulalie Rohelia Stokes | Registered representative | Feb 2023 (3y) | ||
| Jorge Alfredo Caro Arias | Registered representative | Feb 2023 (3y) | ||
| Joseph Warren Wheeler | Registered representative | Feb 2023 (3y) | ||
| Zackery Allen Brinkley | Registered representative | Feb 2023 (3y) | ||
| Erick Alexander Monteagudo | Registered representative | Feb 2023 (3y) | ||
| Raquel Lozano Mc Cain | Registered representative | Feb 2023 (3y) | ||
| Ugwumsinachi Constan Ihearahu | Registered representative | Feb 2023 (3y) | ||
| Dane Michael Newberry | Registered representative | Feb 2023 (3y) | ||
| Graham Richard Pollack | Registered representative | Feb 2023 (3y) | ||
| Keith Thomas Dorrow | Registered representative | Feb 2023 (3y) | ||
| Mitchell Emlyn Williams | Registered representative | Feb 2023 (3y) | ||
| Brandon Issac Shipp | Registered representative | Feb 2023 (3y) | ||
| Elmer Darrell Haynes | Registered representative | Feb 2023 (3y) | ||
| Eric Nathaniel Waite | Registered representative | Feb 2023 (3y) | ||
| Philip J Van Deusen | Registered representative | Feb 2023 (3y) | ||
| David J Newman | Registered representative | CFP Chartered Financial Consultant | Feb 2023 (3y) | |
| Anthony Nicholas Kowalczyk | Registered representative | Feb 2023 (3y) | ||
| Eduardo Aguirre | Registered representative | Feb 2023 (3y) | ||
| Elesparantae Powe | Registered representative | Feb 2023 (3y) | ||
| Kelsey Shannon Bunner | Registered representative | Feb 2023 (3y) | ||
| Kyle Andrew Asmann | Registered representative | Feb 2023 (3y) | ||
| Nicholas John Bezer | Registered representative | Feb 2023 (3y) | ||
| Rayla Wusiman | Registered representative | Feb 2023 (3y) | ||
| Kendall Christopher Konopka | Registered representative | Mar 2023 (3y) | ||
| Mercedes Mariah Hauck | Registered representative | Mar 2023 (3y) | ||
| Matthew Joseph Ferro | Registered representative | Mar 2023 (3y) | ||
| Jonathan Michael Abdallah | Registered representative | Mar 2023 (3y) | ||
| Arely Leon Mejia | Registered representative | Mar 2023 (3y) | ||
| Martin James Mata | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Sarah Jocelyn Brockhouse | Registered representative | CFP | Mar 2023 (3y) | |
| Nilesh Imanuel Christian | Registered representative | CFP | Mar 2023 (3y) | |
| Brian Carl Sward | Registered representative | CFP | Mar 2023 (3y) | |
| Jarred Thompson | Registered representative | Mar 2023 (3y) | ||
| Susana Martinez | Registered representative | Mar 2023 (3y) | ||
| Ari Elian Clarke | Registered representative | Mar 2023 (3y) | ||
| Kent Alan Rudisill | Registered representative | Mar 2023 (3y) | ||
| Erik Jason Kautzmann | Registered representative | Mar 2023 (3y) | ||
| Kristopher Ray Armijo | Registered representative | Mar 2023 (3y) | ||
| Matthew J Mellema | Registered representative | Mar 2023 (3y) | ||
| Shea Lynn Dersham | Registered representative | Mar 2023 (3y) | ||
| Ivan Alejandro Herrera | Registered representative | Mar 2023 (3y) | ||
| James Patrick Lane | Registered representative | Mar 2023 (3y) | ||
| Benjamin James Harvey | Registered representative | Mar 2023 (3y) | ||
| James Zaura | Registered representative | Mar 2023 (3y) | ||
| Daniel Joseph Stein | Registered representative | CFP CFA | Mar 2023 (3y) | |
| Daymon Kelsey Halstead | Registered representative | Mar 2023 (3y) | ||
| Grey Alexander Wordsworth | Registered representative | Mar 2023 (3y) | ||
| Jordan Bradley Townsend | Registered representative | Mar 2023 (3y) | ||
| Ashley Cole | Registered representative | Mar 2023 (3y) | ||
| Dana Lo Monaco | Registered representative | CFP | Mar 2023 (3y) | |
| David Cai Zhang | Registered representative | Mar 2023 (3y) | ||
| Cade Rockwell Steen | Registered representative | CFP | Mar 2023 (3y) | |
| Phil Edward Barton | Registered representative | Mar 2023 (3y) | ||
| Thiago Pinheiro | Registered representative | CFP Chartered Financial Consultant | Mar 2023 (3y) | |
| Linda Renee Brune | Registered representative | Mar 2023 (3y) | ||
| Matthew Allen Taylor | Registered representative | Mar 2023 (3y) | ||
| Jack Mason Kloka | Registered representative | Mar 2023 (3y) | ||
| Andrew Mark Brink | Registered representative | Mar 2023 (3y) | ||
| Cameron Davis | Registered representative | CFP | Mar 2023 (3y) | |
| Eric Matthew Boguslawski | Registered representative | CFP | Mar 2023 (3y) | |
| Gracey Morales Catalano | Registered representative | Mar 2023 (3y) | ||
| Raha Yassini | Registered representative | Mar 2023 (3y) | ||
| Christopher Thomas Russell Kelly | Registered representative | Mar 2023 (3y) | ||
| Jennifer Elyse Walsh | Registered representative | Mar 2023 (3y) | ||
| Andrea Liliana Patino Galindo | Registered representative | Apr 2023 (3y) | ||
| D Nard Arthur | Registered representative | Apr 2023 (3y) | ||
| Katherine Grace Kiere | Registered representative | Apr 2023 (3y) | ||
| Mark Kenneth Dickens | Registered representative | CFP | Apr 2023 (3y) | |
| Peter Anthony Savarese | Registered representative | Apr 2023 (3y) | ||
| David Scott Culver | Registered representative | Apr 2023 (3y) | ||
| Allison Marie Kantner | Registered representative | Apr 2023 (3y) | ||
| Chase Alford Michael | Registered representative | Apr 2023 (3y) | ||
| Christopher Wittmann | Registered representative | Apr 2023 (3y) | ||
| Edward Dean Shuss | Registered representative | Apr 2023 (3y) | ||
| Brandon Alexander Terheun | Registered representative | Apr 2023 (3y) | ||
| Olivia Ruth Silvers Golden | Registered representative | Apr 2023 (3y) | ||
| Daisy Meza | Registered representative | CFP | Apr 2023 (3y) | |
| Gary Ray Bryant | Registered representative | Apr 2023 (3y) | ||
| Kaylen Marie Keith | Registered representative | Apr 2023 (3y) | ||
| William August Snell | Registered representative | Apr 2023 (3y) | ||
| Jose Daniel Paradela | Registered representative | Apr 2023 (3y) | ||
| Caroline Wells | Registered representative | Apr 2023 (3y) | ||
| David Haertel | Registered representative | Apr 2023 (3y) | ||
| Heather Renee Hill | Registered representative | Apr 2023 (3y) | ||
| Luis Javier Rivera | Registered representative | Apr 2023 (3y) | ||
| Daniel Francis Cosgrove | Registered representative | Apr 2023 (3y) | ||
| Seeria Kim | Registered representative | Apr 2023 (3y) | ||
| William Chase Riddle | Registered representative | Apr 2023 (3y) | ||
| Benjamin Lewis Swain | Registered representative | Apr 2023 (3y) | ||
| Michael Knous | Registered representative | Apr 2023 (3y) | ||
| Sheila Maureen Gugliuzza | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Josue Nunez | Registered representative | Apr 2023 (3y) | ||
| Alexander Jerrell Livingston | Registered representative | Apr 2023 (3y) | ||
| Karen A Vick | Registered representative | Apr 2023 (3y) | ||
| Kolton Clint Shedden | Registered representative | Apr 2023 (3y) | ||
| Nicholas George Esposito | Registered representative | Apr 2023 (3y) | ||
| Carson Booras | Registered representative | Apr 2023 (3y) | ||
| Evelyn Geovanna Carrera | Registered representative | Apr 2023 (3y) | ||
| Lisa Earlene Storey | Registered representative | Apr 2023 (3y) | ||
| Robert Craig Sklaver | Registered representative | Apr 2023 (3y) | ||
| Scott Joseph Avila | Registered representative | Apr 2023 (3y) | ||
| Kenneth Swift | Registered representative | CFP | Apr 2023 (3y) | |
| Hasib Salem Amani | Registered representative | CFP | Apr 2023 (3y) | |
| Ryan George Nkem D'kae | Registered representative | Apr 2023 (3y) | ||
| Conner Lee Paty | Registered representative | Apr 2023 (3y) | ||
| Erika Yazmin Britton | Registered representative | Apr 2023 (3y) | ||
| Joshua David Wallace | Registered representative | Apr 2023 (3y) | ||
| Scott Andrew Barnes | Registered representative | Apr 2023 (3y) | ||
| Reynaldo Morales Sandoval | Registered representative | Apr 2023 (3y) | ||
| Steven Phillip Cygan | Registered representative | CFP | Apr 2023 (3y) | |
| Tina D Effinger | Registered representative | Apr 2023 (3y) | ||
| Mark Vincent Castro Morales | Registered representative | May 2023 (3y) | ||
| Charles William Falzone | Registered representative | CFP | May 2023 (3y) | |
| Matthew Alan Snow | Registered representative | May 2023 (3y) | ||
| Joseph Jay Runyan | Registered representative | May 2023 (3y) | ||
| Kaikai Wang | Registered representative | May 2023 (3y) | ||
| Dylan James Hurt | Registered representative | CFP | May 2023 (3y) | |
| Jonathon B Wenzel | Registered representative | May 2023 (3y) | ||
| Konnor Kyle Burk | Registered representative | May 2023 (3y) | ||
| Brett Allen Mc Avoy | Registered representative | May 2023 (3y) | ||
| Courtney Amber Lovett | Registered representative | May 2023 (3y) | ||
| David Peters | Registered representative | May 2023 (3y) | ||
| Elizabeth Malagros Aponte | Registered representative | May 2023 (3y) | ||
| Kevin J Sutcliffe | Registered representative | May 2023 (3y) | ||
| Matthew Victor Forcucci | Registered representative | May 2023 (3y) | ||
| Nicholas Benjamin Teyechea | Registered representative | May 2023 (3y) | ||
| Steven Brian Hamilton | Registered representative | May 2023 (3y) | ||
| Walter Bigelow | Registered representative | May 2023 (3y) | ||
| Joseph Raul Calvo | Registered representative | May 2023 (3y) | ||
| Jordan Elizabeth Hyles | Registered representative | May 2023 (3y) | ||
| Blake Madden Spencer | Registered representative | May 2023 (3y) | ||
| Matthew A Clearman | Registered representative | May 2023 (3y) | ||
| Molli Hanson Hiegel | Registered representative | May 2023 (3y) | ||
| Matthew Reed Aument | Registered representative | CFP | May 2023 (3y) | |
| Ryan Pakzad | Registered representative | May 2023 (3y) | ||
| James Ballor | Registered representative | May 2023 (3y) | ||
| Eliza Katherine Ormuz | Registered representative | May 2023 (3y) | ||
| Uhlensky Pierre Louis | Registered representative | May 2023 (3y) | ||
| Arsenio Miguel Menendez Curet | Registered representative | May 2023 (3y) | ||
| Erik Matthew Jenbury | Registered representative | May 2023 (3y) | ||
| Jeanelle Nichole Medina | Registered representative | May 2023 (3y) | ||
| Justin Rinehart Parker | Registered representative | May 2023 (3y) | ||
| Patrick Julius Halverson | Registered representative | May 2023 (3y) | ||
| Thomas Scott Peel | Registered representative | CFP | May 2023 (3y) | |
| Dawn Kim | Registered representative | May 2023 (3y) | ||
| Brianne C Martinoni | Registered representative | May 2023 (3y) | ||
| Charles Dana Sacks | Registered representative | May 2023 (3y) | ||
| Christina R Ammon | Registered representative | May 2023 (3y) | ||
| David Eric Thompson | Registered representative | May 2023 (3y) | ||
| Dalten Rosas Smith | Registered representative | CFP | May 2023 (3y) | |
| Dave Andrew Ethington | Registered representative | May 2023 (3y) | ||
| James Edwards | Registered representative | May 2023 (3y) | ||
| Joseph David Matura | Registered representative | May 2023 (3y) | ||
| Karen Lynn Stevison | Registered representative | May 2023 (3y) | ||
| Kari Jean Pepelnjak | Registered representative | May 2023 (3y) | ||
| Kristin Y Hass | Registered representative | May 2023 (3y) | ||
| Misty Nicol Barry | Registered representative | May 2023 (3y) | ||
| Paul Mark Behnken | Registered representative | May 2023 (3y) | ||
| Roy E Mcclung | Registered representative | May 2023 (3y) | ||
| Ronda Jean Lahey | Registered representative | May 2023 (3y) | ||
| Stephanie L Conway | Registered representative | May 2023 (3y) | ||
| Tamaria Jo Hodges | Registered representative | May 2023 (3y) | ||
| Thomas Anthony Jefferson | Registered representative | May 2023 (3y) | ||
| Tamara Lyn O'neal | Registered representative | May 2023 (3y) | ||
| Brenda Whitlock Ghosh | Registered representative | May 2023 (3y) | ||
| Brian R Pattison | Registered representative | May 2023 (3y) | ||
| Charlotte J Kroeppler | Registered representative | May 2023 (3y) | ||
| Christopher E Vaughn | Registered representative | May 2023 (3y) | ||
| Christopher Michael Marnelos | Registered representative | May 2023 (3y) | ||
| Daniel Todd Iacometti | Registered representative | May 2023 (3y) | ||
| David Anthony Conrad | Registered representative | May 2023 (3y) | ||
| Elliot Nektalov | Registered representative | May 2023 (3y) | ||
| Jeffrey Paul Boemermann | Registered representative | May 2023 (3y) | ||
| Jeremy Jason Calhoun | Registered representative | May 2023 (3y) | ||
| Joseph Tonny Omutsani | Registered representative | May 2023 (3y) | ||
| Kelly A Bederin | Registered representative | May 2023 (3y) | ||
| Levi Jones | Registered representative | CFP | May 2023 (3y) | |
| Michael David Schmidt | Registered representative | May 2023 (3y) | ||
| Michael G Eliason | Registered representative | May 2023 (3y) | ||
| Michelle Renee Palermo | Registered representative | May 2023 (3y) | ||
| Steven George Bregman | Registered representative | CFP | May 2023 (3y) | |
| Steven W Lucas | Registered representative | May 2023 (3y) | ||
| Thomas B Cantrell | Registered representative | May 2023 (3y) | ||
| Alberto Herrera | Registered representative | May 2023 (3y) | ||
| Ariell Lynn Cranor | Registered representative | May 2023 (3y) | ||
| Chad W Spicer | Registered representative | May 2023 (3y) | ||
| Craig Andrew Lewis | Registered representative | May 2023 (3y) | ||
| Craig Ryan Carter | Registered representative | May 2023 (3y) | ||
| Dustin G Soderholm | Registered representative | May 2023 (3y) | ||
| Emma Michelle Johnson | Registered representative | May 2023 (3y) | ||
| Eric L Choat | Registered representative | May 2023 (3y) | ||
| Evan Leo Soso | Registered representative | May 2023 (3y) | ||
| Gabriel Enrique Vasquez | Registered representative | May 2023 (3y) | ||
| John Seaquist | Registered representative | May 2023 (3y) | ||
| Josephine Anna Penley | Registered representative | May 2023 (3y) | ||
| Joshua J Latimer | Registered representative | May 2023 (3y) | ||
| Justin Daniel Kerr | Registered representative | May 2023 (3y) | ||
| Joseph Allen Mc Kersie | Registered representative | May 2023 (3y) | ||
| Kyle Matthew Ricker | Registered representative | May 2023 (3y) | ||
| Kaipo Allen Masicampo | Registered representative | May 2023 (3y) | ||
| Richard Thomas Griffin | Registered representative | May 2023 (3y) | ||
| Ronald Vornberg | Registered representative | May 2023 (3y) | ||
| Sam A Zimmerman | Registered representative | May 2023 (3y) | ||
| Scott M Strehlow | Registered representative | CFP | May 2023 (3y) | |
| Alex James Mc Neely | Registered representative | May 2023 (3y) | ||
| Dennis Allen Lumm | Registered representative | May 2023 (3y) | ||
| Emily R Marinaro | Registered representative | May 2023 (3y) | ||
| Ivaylo Danailov Dimov | Registered representative | May 2023 (3y) | ||
| Nicholas Ian Adams Hunter | Registered representative | May 2023 (3y) | ||
| Ricardo O Harris | Registered representative | May 2023 (3y) | ||
| Saachi Ambika Goel | Registered representative | May 2023 (3y) | ||
| Thomas D Quigley | Registered representative | May 2023 (3y) | ||
| Alexandra Helena Parrish | Registered representative | Jun 2023 (3y) | ||
| Angelo R Mc Cartney | Registered representative | Jun 2023 (3y) | ||
| Beth L Yost | Registered representative | Jun 2023 (3y) | ||
| Brian G Stauss | Registered representative | Jun 2023 (3y) | ||
| Christine R Sorensen | Registered representative | Jun 2023 (3y) | ||
| Crystal Gilbertson | Registered representative | Jun 2023 (3y) | ||
| Garrett Michael Lupro | Registered representative | Jun 2023 (3y) | ||
| Joy Louise Di Valentino | Registered representative | Jun 2023 (3y) | ||
| Kenneth J Szymanski | Registered representative | Jun 2023 (3y) | ||
| Robert Andrew Schluter | Registered representative | Jun 2023 (3y) | ||
| Talon Janes Seltzer | Registered representative | CFP | Jun 2023 (3y) | |
| Tyler Jake Ehlers | Registered representative | Jun 2023 (3y) | ||
| Jana G Frydman | Registered representative | Jun 2023 (3y) | ||
| Jessica Ann Lindsey | Registered representative | Jun 2023 (3y) | ||
| Mitchell C Berner | Registered representative | Jun 2023 (3y) | ||
| Mackisha Latress Mc Clure | Registered representative | Jun 2023 (3y) | ||
| Rithwik Pattem | Registered representative | Jun 2023 (3y) | ||
| Tara Nelsen | Registered representative | Jun 2023 (3y) | ||
| Timothy James Robb | Registered representative | Jun 2023 (3y) | ||
| William Scott Noble | Registered representative | Jun 2023 (3y) | ||
| Walter Richard Mack | Registered representative | Jun 2023 (3y) | ||
| Jason Le | Registered representative | Jun 2023 (3y) | ||
| Jessica M Conner | Registered representative | Jun 2023 (3y) | ||
| Jay Ditty | Registered representative | Jun 2023 (3y) | ||
| Kyle J Bellemare | Registered representative | Jun 2023 (3y) | ||
| Lauren Paige Goeddel | Registered representative | Jun 2023 (3y) | ||
| Nicholas R Wallace | Registered representative | Jun 2023 (3y) | ||
| Ryan C Schwenn | Registered representative | Jun 2023 (3y) | ||
| Trey Anthony Nicosia | Registered representative | CFP | Jun 2023 (3y) | |
| Caroline Doherty Coggins | Registered representative | CFP | Jun 2023 (3y) | |
| Herb W Hopkinson | Registered representative | CFP | Jun 2023 (3y) | |
| Lauren Elizabeth George | Registered representative | CFP | Jun 2023 (3y) | |
| Robert Rice Russell | Registered representative | CFP | Jun 2023 (3y) | |
| Steven M Perrin | Registered representative | Jun 2023 (3y) | ||
| Vanessa Barger | Registered representative | Jun 2023 (3y) | ||
| Alexander David Hennessey | Registered representative | Jun 2023 (3y) | ||
| Carl Glenn Dice | Registered representative | Jun 2023 (3y) | ||
| Eilidh Zoppel | Registered representative | Jun 2023 (3y) | ||
| Ikejuan D Alston | Registered representative | Jun 2023 (3y) | ||
| James Layton | Registered representative | Jun 2023 (3y) | ||
| Connor Lee Rosser | Registered representative | Jun 2023 (3y) | ||
| Daniel Robert Oberkofler | Registered representative | Jun 2023 (3y) | ||
| Jacob Ross Dodson | Registered representative | Jun 2023 (3y) | ||
| Jeremy Shaffer | Registered representative | Jun 2023 (3y) | ||
| Lori N Walters | Registered representative | Jun 2023 (3y) | ||
| Michael Eugene Apolinar | Registered representative | Jun 2023 (3y) | ||
| Nathan William Webb | Registered representative | Jun 2023 (3y) | ||
| Daysha Jean Balloun | Registered representative | Jun 2023 (3y) | ||
| David Eric Zaycek | Registered representative | Jun 2023 (3y) | ||
| Gregory Raymond Hansen | Registered representative | Jun 2023 (3y) | ||
| Ingrid Louise Kafer | Registered representative | Jun 2023 (3y) | ||
| Karen Jeanne Berkman | Registered representative | Jun 2023 (3y) | ||
| Kelli Marie Thurmond | Registered representative | Jun 2023 (3y) | ||
| Makenzie Allynn Brown | Registered representative | Jun 2023 (3y) | ||
| Ryan Michael Brown | Registered representative | Jun 2023 (3y) | ||
| Robert W. Anthony Hyde | Registered representative | Jun 2023 (3y) | ||
| Robin S Spencer | Registered representative | Jun 2023 (3y) | ||
| David Richard Hansen | Registered representative | Jun 2023 (3y) | ||
| Jacob William Lundy | Registered representative | CFP | Jun 2023 (3y) | |
| Frederik Pioro | Registered representative | Jun 2023 (3y) | ||
| Hang Zheng | Registered representative | CFP | Jun 2023 (3y) | |
| Isabella Carrilho | Registered representative | CFP | Jun 2023 (3y) | |
| Steven Michael Hart | Registered representative | Jun 2023 (3y) | ||
| Sharon Beharie | Registered representative | CFP | Jun 2023 (3y) | |
| Ashley Tumlinson | Registered representative | Jun 2023 (3y) | ||
| Brady Andrew Paczkowski | Registered representative | Jun 2023 (3y) | ||
| Grant Robert Bradley | Registered representative | Jun 2023 (3y) | ||
| Jacob Zoller | Registered representative | Jun 2023 (3y) | ||
| James Ismael Aguilar | Registered representative | Jun 2023 (3y) | ||
| Jose Francisco Perez Mancera | Registered representative | Jun 2023 (3y) | ||
| Dylan Blake Barbieri | Registered representative | Jun 2023 (3y) | ||
| Emanuel Pinto Santos | Registered representative | Jun 2023 (3y) | ||
| Joshua Hamilton Rando | Registered representative | CFP | Jun 2023 (3y) | |
| Elayna Nolasco | Registered representative | Jun 2023 (3y) | ||
| Julia Marie Kemmer | Registered representative | CFP | Jun 2023 (3y) | |
| John D Min | Registered representative | Jun 2023 (3y) | ||
| Judah Lewis | Registered representative | Jun 2023 (3y) | ||
| Kaylee Ryan Stubblefield | Registered representative | Jun 2023 (3y) | ||
| Kevin Michael King | Registered representative | Jun 2023 (3y) | ||
| Matthew Jeffrey Roth | Registered representative | Jun 2023 (3y) | ||
| Natalia Maria Socha | Registered representative | Jun 2023 (3y) | ||
| Regan Kerr | Registered representative | Jun 2023 (3y) | ||
| Christopher Anthony Mangiapane | Registered representative | Jun 2023 (3y) | ||
| Eduardo Pinson Garcia | Registered representative | Jun 2023 (3y) | ||
| Eric Sany Kozman | Registered representative | Jun 2023 (3y) | ||
| Kurt Abitz | Registered representative | Jun 2023 (3y) | ||
| Ramon Edgar Hernandez | Registered representative | CFP | Jun 2023 (3y) | |
| William Ryan Mills | Registered representative | Jun 2023 (3y) | ||
| Matthew John Van Hekken | Registered representative | Jun 2023 (3y) | ||
| Ryan Galmarini | Registered representative | Jun 2023 (3y) | ||
| Cory James Kocher | Registered representative | Jun 2023 (3y) | ||
| Andrew David Bergner | Registered representative | Jun 2023 (3y) | ||
| Christine Elise Schwartz | Registered representative | CFP | Jun 2023 (3y) | |
| Don Weston Goetcheus | Registered representative | CFP | Jun 2023 (3y) | |
| Ethan A Stewart | Registered representative | Jul 2023 (3y) | ||
| Jacob Craig Swiatek | Registered representative | Jul 2023 (3y) | ||
| Nathan Ryan Gill | Registered representative | Jul 2023 (3y) | ||
| Lisa Mary Villamizar | Registered representative | Jul 2023 (3y) | ||
| Michael James Storm | Registered representative | Jul 2023 (3y) | ||
| Timothy John Ressler | Registered representative | CFP | Jul 2023 (3y) | |
| Gerald Richard Kapono Johnston | Registered representative | Jul 2023 (3y) | ||
| Raul Enrique Gonzalez | Registered representative | Jul 2023 (3y) | ||
| Shameen Devina Solomon | Registered representative | Jul 2023 (3y) | ||
| Vincent Anthony Abbatiello | Registered representative | CFP | Jul 2023 (3y) | |
| Hunter Thomas Webb | Registered representative | Jul 2023 (3y) | ||
| Michael Lynn Babb | Registered representative | Jul 2023 (3y) | ||
| Neil Howard Haller | Registered representative | Jul 2023 (3y) | ||
| Andrew Ryan Frank | Registered representative | CFP | Jul 2023 (3y) | |
| Ping Lin | Registered representative | Jul 2023 (3y) | ||
| Parizad Firdosh Chinoy | Registered representative | Jul 2023 (3y) | ||
| Carlos Daniel Cevallos Malta | Registered representative | Jul 2023 (3y) | ||
| Jordan Chelsea Benavides | Registered representative | Jul 2023 (3y) | ||
| Summer Bethune | Registered representative | Jul 2023 (3y) | ||
| Jeffrey Thomas Space | Registered representative | Jul 2023 (3y) | ||
| Joel Michael Cortese | Registered representative | Jul 2023 (3y) | ||
| Adam Richard Gray | Registered representative | Jul 2023 (3y) | ||
| Bernardo Joseph Escobedo Diaz | Registered representative | CFP | Jul 2023 (3y) | |
| Kalpesh Hasmukh Patel | Registered representative | CFP CFA | Jul 2023 (3y) | |
| Lorenzo Morales | Registered representative | Jul 2023 (3y) | ||
| Jaimee Le Ann Streacker | Registered representative | Jul 2023 (3y) | ||
| Colton Everett Hamman | Registered representative | CFP | Jul 2023 (3y) | |
| Qiaoyi Yu | Registered representative | Jul 2023 (3y) | ||
| Cameron Joseph Gonzales | Registered representative | Jul 2023 (3y) | ||
| Jeremy Pruett | Registered representative | Jul 2023 (3y) | ||
| Daniel Hogan Barry | Registered representative | Jul 2023 (3y) | ||
| Philip A Suslov | Registered representative | Jul 2023 (3y) | ||
| Emily Suzanne Doak | Registered representative | CFA | Aug 2023 (3y) | |
| Derek Ryan Guzman | Registered representative | Aug 2023 (3y) | ||
| Peggy Suet Man Tong | Registered representative | Aug 2023 (3y) | ||
| Jacob David Shelton | Registered representative | CFP | Aug 2023 (3y) | |
| Jeffrey William Klein | Registered representative | Aug 2023 (3y) | ||
| Luca Andrea Carlino | Registered representative | Aug 2023 (3y) | ||
| Robert Anderson Reese | Registered representative | Aug 2023 (3y) | ||
| Nicolas Drogaris | Registered representative | Aug 2023 (3y) | ||
| Ross M Leonardi | Registered representative | Aug 2023 (3y) | ||
| Scott Edward Beckman | Registered representative | Aug 2023 (3y) | ||
| Max Mathew Roy | Registered representative | Aug 2023 (3y) | ||
| James Kenneth Killebrew | Registered representative | CFP | Aug 2023 (3y) | |
| Andrew Peter Haag | Registered representative | Aug 2023 (3y) | ||
| Colton John Dean | Registered representative | Aug 2023 (3y) | ||
| Clayton Charland | Registered representative | CFP | Aug 2023 (3y) | |
| Daniel Joseph Brooks | Registered representative | Aug 2023 (3y) | ||
| Jad Imad Daouk | Registered representative | Aug 2023 (3y) | ||
| Jacob Robert Thomas Baker | Registered representative | Aug 2023 (3y) | ||
| Joseph Maxwell Byer | Registered representative | Aug 2023 (3y) | ||
| Kelly Ann Coffey | Registered representative | Aug 2023 (3y) | ||
| Kameron Zan Muzic Ali | Registered representative | Aug 2023 (3y) | ||
| Luke Daniel Powers | Registered representative | Aug 2023 (3y) | ||
| Matt Chiles Edwards | Registered representative | Aug 2023 (3y) | ||
| Matthew John Conroy | Registered representative | Aug 2023 (3y) | ||
| Thomas Lee Gibson | Registered representative | Aug 2023 (3y) | ||
| Christina Galvan | Registered representative | Aug 2023 (3y) | ||
| Andrew E Davault | Registered representative | Aug 2023 (3y) | ||
| Blake Robert Griffiths | Registered representative | Aug 2023 (3y) | ||
| Bradley Koesel | Registered representative | Aug 2023 (3y) | ||
| Bradley Paul Schluter | Registered representative | Aug 2023 (3y) | ||
| Chad Everett Mcconachie | Registered representative | Aug 2023 (3y) | ||
| Christopher Nicholas Fili | Registered representative | Aug 2023 (3y) | ||
| Crystal Rubio Villalobos | Registered representative | Aug 2023 (3y) | ||
| Dalton J T Gray | Registered representative | Aug 2023 (3y) | ||
| Dtrajon Moore | Registered representative | Aug 2023 (3y) | ||
| Gregory Lance Pearson | Registered representative | Aug 2023 (3y) | ||
| Jason Nolan Miller | Registered representative | Aug 2023 (3y) | ||
| Matthew C Striffler | Registered representative | Aug 2023 (3y) | ||
| Michael H Legette | Registered representative | Aug 2023 (3y) | ||
| Michael Louis Santos | Registered representative | Aug 2023 (3y) | ||
| Sean Robert Manley | Registered representative | Aug 2023 (3y) | ||
| Stephen Joseph Hough | Registered representative | Aug 2023 (3y) | ||
| Adam Joseph Gonsoulin | Registered representative | Aug 2023 (3y) | ||
| Armand Pierre Bryant | Registered representative | Aug 2023 (3y) | ||
| Channer Hendrickson | Registered representative | Aug 2023 (3y) | ||
| Daniel James Staroski | Registered representative | Aug 2023 (3y) | ||
| Devin Jerome Johnson | Registered representative | Aug 2023 (3y) | ||
| Drew Jonathon Baller | Registered representative | Aug 2023 (3y) | ||
| Jordan Daniel Brown | Registered representative | Aug 2023 (3y) | ||
| Jack Di Chen | Registered representative | Aug 2023 (3y) | ||
| Jennifer Lynn Mangum | Registered representative | Aug 2023 (3y) | ||
| Kevin Edward Spellman | Registered representative | Aug 2023 (3y) | ||
| Kindel R Burkett | Registered representative | Aug 2023 (3y) | ||
| Lawrence Asuquo Ambe | Registered representative | Aug 2023 (3y) | ||
| Mitchel Alan Vrbicky | Registered representative | Aug 2023 (3y) | ||
| Matthew A Kuehler | Registered representative | Aug 2023 (3y) | ||
| Nicholas Raymond Vourakis | Registered representative | Aug 2023 (3y) | ||
| Nathaniel Michael Mc Laughlin | Registered representative | Aug 2023 (3y) | ||
| Neal R Goby | Registered representative | Aug 2023 (3y) | ||
| Parker Shaw Anderson | Registered representative | Aug 2023 (3y) | ||
| Riley A Blankman | Registered representative | Aug 2023 (3y) | ||
| Ryan Matthew Williams | Registered representative | Aug 2023 (3y) | ||
| Sherin Mansour | Registered representative | Aug 2023 (3y) | ||
| Siamak Vazeen | Registered representative | Aug 2023 (3y) | ||
| Michael Alan Kofford | Registered representative | Aug 2023 (3y) | ||
| Rick Thomas Kinnard | Registered representative | Aug 2023 (3y) | ||
| Anthony Forsythe | Registered representative | Aug 2023 (3y) | ||
| Clinton Scott Anderson | Registered representative | Aug 2023 (3y) | ||
| Clayton Michael Kneip | Registered representative | Aug 2023 (3y) | ||
| Caleb Andrew Taylor | Registered representative | Aug 2023 (3y) | ||
| Edward Kesisian | Registered representative | Aug 2023 (3y) | ||
| Gabriel David Milano | Registered representative | Aug 2023 (3y) | ||
| Matthew Laux Ramsey | Registered representative | Aug 2023 (3y) | ||
| Nicholas D Owczarzak | Registered representative | Aug 2023 (3y) | ||
| Trent A Loucks | Registered representative | Aug 2023 (3y) | ||
| Timothy Norton | Registered representative | Aug 2023 (3y) | ||
| Terry De La Mesa Nilsen | Registered representative | Aug 2023 (3y) | ||
| Sheridan Major | Registered representative | Aug 2023 (3y) | ||
| Beau T Przytulski | Registered representative | Aug 2023 (3y) | ||
| Nicholas Pasquale Sica | Registered representative | Aug 2023 (3y) | ||
| Michael Justin Zak | Registered representative | Aug 2023 (3y) | ||
| Jevin D'angelo Riven | Registered representative | Aug 2023 (3y) | ||
| Michael Perk Asuncion Navarro | Registered representative | Aug 2023 (3y) | ||
| John Dalton Ehrhardt Patty | Registered representative | Aug 2023 (3y) | ||
| Jiaying Ma | Registered representative | Sep 2023 (3y) | ||
| Akram Mohammad Elhagehassan | Registered representative | Sep 2023 (3y) | ||
| Cynthia Louise Patry | Registered representative | Sep 2023 (3y) | ||
| Dorothy Ann Sperry | Registered representative | Sep 2023 (3y) | ||
| Johnathan Louis Hillier | Registered representative | Sep 2023 (3y) | ||
| Colby Sorensen | Registered representative | Sep 2023 (3y) | ||
| Ari Ohayon | Registered representative | Sep 2023 (3y) | ||
| Faris Muawiyah Yousef | Registered representative | Sep 2023 (3y) | ||
| Ernest Christopher Jochim | Registered representative | Sep 2023 (3y) | ||
| Hector Jhovanni Ortiz Ramirez | Registered representative | CFP | Sep 2023 (3y) | |
| Sarah Melissa Gadwa | Registered representative | Sep 2023 (3y) | ||
| Amelia Grace Winters | Registered representative | Sep 2023 (3y) | ||
| Iris Elizabeth Brashear | Registered representative | Sep 2023 (3y) | ||
| Jack Maas | Registered representative | Sep 2023 (3y) | ||
| Jacqueline Galindo | Registered representative | Sep 2023 (3y) | ||
| Jenna Marie Farah | Registered representative | Sep 2023 (3y) | ||
| Mackenzie Ann Schaibly | Registered representative | Sep 2023 (3y) | ||
| Madison Kate Opitz | Registered representative | Sep 2023 (3y) | ||
| Matthew Nastasi | Registered representative | Sep 2023 (3y) | ||
| Maxwell Allen Cocreham | Registered representative | Sep 2023 (3y) | ||
| Megan Lee | Registered representative | Sep 2023 (3y) | ||
| Michael Chamberlain | Registered representative | Sep 2023 (3y) | ||
| Scott Swartz | Registered representative | CFP | Sep 2023 (3y) | |
| Tai Welty Nguyen | Registered representative | Sep 2023 (3y) | ||
| John Connor Mc Gee | Registered representative | Sep 2023 (3y) | ||
| Mark Paolucci | Registered representative | Sep 2023 (3y) | ||
| Ricardo Avila | Registered representative | Sep 2023 (3y) | ||
| Henry Robert Soluk | Registered representative | Sep 2023 (3y) | ||
| Sangeetha Madhavan | Registered representative | Sep 2023 (3y) | ||
| Joy E Briceland | Registered representative | Sep 2023 (3y) | ||
| Ryan F Blinkhorn | Registered representative | Sep 2023 (3y) | ||
| Jacklyn Alexandra Hernandez Moran | Registered representative | Sep 2023 (3y) | ||
| Madison Taylor Ubry | Registered representative | CFP | Sep 2023 (3y) | |
| Melodye Wing Hay Jung | Registered representative | Sep 2023 (3y) | ||
| Paul Andrew Bardenheier | Registered representative | Sep 2023 (3y) | ||
| Samuel Anthony Thomas | Registered representative | CFP | Sep 2023 (3y) | |
| Ryan Garrett Helm | Registered representative | Sep 2023 (3y) | ||
| George Adam Wells | Registered representative | Sep 2023 (3y) | ||
| Elizabeth Ann Burman | Registered representative | Oct 2023 (3y) | ||
| Michael Paul Montaldo | Registered representative | Oct 2023 (3y) | ||
| Alannah Siobhan Williams | Registered representative | Oct 2023 (3y) | ||
| Robert Harold Brown | Registered representative | CFP | Oct 2023 (3y) | |
| Nicholas Shirkey | Registered representative | Oct 2023 (3y) | ||
| Alex Yang | Registered representative | Oct 2023 (3y) | ||
| Austin Marciniak | Registered representative | CFP | Oct 2023 (3y) | |
| Joshua Steven Corrie | Registered representative | Oct 2023 (3y) | ||
| Morgan Lindsay | Registered representative | CFP | Oct 2023 (3y) | |
| Derek Donald Clayton | Registered representative | Oct 2023 (3y) | ||
| Mary Lynn Conroy | Registered representative | Oct 2023 (3y) | ||
| Jesus Graciano Rivera | Registered representative | Oct 2023 (3y) | ||
| Timothy Richard Mc Donald | Registered representative | CFP | Oct 2023 (3y) | |
| Zachary Daniel Nero | Registered representative | Oct 2023 (3y) | ||
| Chanise Nicole Littlefield | Registered representative | CFP | Oct 2023 (3y) | |
| Kurt Van Townsley | Registered representative | Oct 2023 (3y) | ||
| Rhonda Deon Carter | Registered representative | Oct 2023 (3y) | ||
| Richard Bruzzone | Registered representative | Oct 2023 (3y) | ||
| Michael Villanueva | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Alec Ray Kurth | Registered representative | Oct 2023 (3y) | ||
| Colin Patrick Jones | Registered representative | Oct 2023 (3y) | ||
| Dustin Neal Witmer | Registered representative | Oct 2023 (3y) | ||
| Jonathan Paul Toler | Registered representative | Oct 2023 (3y) | ||
| Jonathan Valdez | Registered representative | Oct 2023 (3y) | ||
| Ashley E Finney | Registered representative | Oct 2023 (3y) | ||
| Jacob Ross Bandy | Registered representative | Oct 2023 (3y) | ||
| Jason Baily Fudge | Registered representative | Oct 2023 (3y) | ||
| Ryan Douglas Kirk | Registered representative | Oct 2023 (3y) | ||
| Aylor Elizabeth Wilson | Registered representative | Oct 2023 (3y) | ||
| Andy Ting Him Chan | Registered representative | Nov 2023 (3y) | ||
| Jackson Reeves Brazell | Registered representative | Nov 2023 (3y) | ||
| Christopher Laurence Swaine | Registered representative | Nov 2023 (3y) | ||
| Connor Patrick Skeen | Registered representative | CFP | Nov 2023 (3y) | |
| Jeremy Ryan Livingston | Registered representative | CFP | Nov 2023 (3y) | |
| Exton A Bassett | Registered representative | Nov 2023 (3y) | ||
| Justin Lee | Registered representative | CFP | Nov 2023 (3y) | |
| Nathaniel Johnson | Registered representative | Nov 2023 (3y) | ||
| Erik Pedersen | Registered representative | CFP | Nov 2023 (3y) | |
| Jordan R Brown | Registered representative | Nov 2023 (3y) | ||
| Wayne Hung Yong | Registered representative | Nov 2023 (3y) | ||
| Christian Bratovich | Registered representative | Nov 2023 (3y) | ||
| Samir Bedru Mohamed | Registered representative | Nov 2023 (3y) | ||
| Shawn Alexander Carney | Registered representative | Nov 2023 (3y) | ||
| Donald Christopher Schultheis | Registered representative | Nov 2023 (3y) | ||
| Austin Coleman Hurley | Registered representative | Nov 2023 (3y) | ||
| Kara Lynn Bruntz | Registered representative | Nov 2023 (3y) | ||
| Stacey Robin Siegel | Registered representative | Nov 2023 (3y) | ||
| Jonathan Bradley Davis | Registered representative | Nov 2023 (3y) | ||
| Brett Evan Buchferer | Registered representative | Nov 2023 (3y) | ||
| Daniel Benjamin Seletsky | Registered representative | CFP | Nov 2023 (3y) | |
| Nathan Wankel | Registered representative | CFP | Nov 2023 (3y) | |
| Parvene Batool Barimani | Registered representative | Dec 2023 (3y) | ||
| Stephen Munsch | Registered representative | Dec 2023 (3y) | ||
| Colby William Moore | Registered representative | Dec 2023 (3y) | ||
| Dominique Cooper | Registered representative | Dec 2023 (3y) | ||
| Tyler Paul Dunn | Registered representative | Dec 2023 (3y) | ||
| Dante Moncrieffe | Registered representative | Dec 2023 (3y) | ||
| Pierce Alan Mohelnitzky | Registered representative | Dec 2023 (3y) | ||
| Richard E Riedy | Registered representative | Dec 2023 (3y) | ||
| Scott Daniel Kellar | Registered representative | Dec 2023 (3y) | ||
| George Mcelroy Aussem | Registered representative | Dec 2023 (3y) | ||
| Maria De Los Angeles Kamboykos | Registered representative | Dec 2023 (3y) | ||
| Alec Matthew Schuldt | Registered representative | Dec 2023 (3y) | ||
| Abigail Bartlett Williams | Registered representative | Dec 2023 (3y) | ||
| Brock Hickman Theophilus | Registered representative | Dec 2023 (3y) | ||
| Samuel Lewis Koenig | Registered representative | CFP | Dec 2023 (3y) | |
| Robert Charles Ciriacks | Registered representative | Dec 2023 (3y) | ||
| Sonya Reagan | Registered representative | Dec 2023 (3y) | ||
| Dustin Jay Hageman | Registered representative | Dec 2023 (3y) | ||
| Matthew Paul Huling | Registered representative | Dec 2023 (3y) | ||
| Suraj Christopher Gideon | Registered representative | Dec 2023 (3y) | ||
| Grant Edward Newman | Registered representative | Dec 2023 (3y) | ||
| Allyse Rebekah Cipriotti | Registered representative | Dec 2023 (3y) | ||
| Lily Marissa Denny | Registered representative | Dec 2023 (3y) | ||
| Natalie Michelle Conner | Registered representative | Dec 2023 (3y) | ||
| Clinton William Noell | Registered representative | Dec 2023 (3y) | ||
| Eric David Swanson | Registered representative | CFP | Dec 2023 (3y) | |
| Steven John Kazukietas | Registered representative | Dec 2023 (3y) | ||
| Christopher Ryan Barnhart | Registered representative | Jan 2024 (3y) | ||
| David Verduzco | Registered representative | Jan 2024 (3y) | ||
| Gonzalo A Carrasco Pineda | Registered representative | Jan 2024 (3y) | ||
| Gregory Lee | Registered representative | CFP | Jan 2024 (3y) | |
| Maxwell Frank Nixon | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Omar Malouf | Registered representative | Jan 2024 (3y) | ||
| Patrick Jon Serrano | Registered representative | Jan 2024 (3y) | ||
| Trevor Ray Williams | Registered representative | Jan 2024 (3y) | ||
| Zackary James Venus | Registered representative | Jan 2024 (3y) | ||
| Ashley Nichole Hennen | Registered representative | Jan 2024 (3y) | ||
| Eric Proctor | Registered representative | Jan 2024 (3y) | ||
| Jacqueline Maria Sanson | Registered representative | CFP | Jan 2024 (3y) | |
| Lanie Elizabeth Nikes | Registered representative | CFP | Jan 2024 (3y) | |
| Makenzie Bailey Koah | Registered representative | Jan 2024 (3y) | ||
| Nia Satoko Jordan | Registered representative | Jan 2024 (3y) | ||
| Steven Kenneth Umstead | Registered representative | CFP | Jan 2024 (3y) | |
| Samuel Dinwiddie Spencer | Registered representative | Jan 2024 (3y) | ||
| Matthew James Hollosy | Registered representative | CFP | Jan 2024 (3y) | |
| Michael C Boggio | Registered representative | Jan 2024 (3y) | ||
| William R Watson | Registered representative | Jan 2024 (3y) | ||
| Christopher Chad Soileau | Registered representative | Jan 2024 (3y) | ||
| Christian Maxwell Strom | Registered representative | Jan 2024 (3y) | ||
| Jacob Peery Hill | Registered representative | Jan 2024 (3y) | ||
| Amy E Edwards | Registered representative | CFP | Jan 2024 (3y) | |
| Bryan M Parrish | Registered representative | Jan 2024 (3y) | ||
| Erin Elizabeth Von Roggenstein | Registered representative | Jan 2024 (3y) | ||
| Douglas Bartow Wilson | Registered representative | Jan 2024 (3y) | ||
| Sylvia Marie Regalado | Registered representative | Jan 2024 (3y) | ||
| Nicholas Elias Pacheco | Registered representative | Jan 2024 (3y) | ||
| Sirisha Rayavarapu | Registered representative | Jan 2024 (3y) | ||
| Angel Adame | Registered representative | Jan 2024 (3y) | ||
| Alexis Faye Viselman | Registered representative | CFP | Jan 2024 (3y) | |
| Cade Brian Williams | Registered representative | Jan 2024 (3y) | ||
| Elaine Michelle Giese | Registered representative | Jan 2024 (3y) | ||
| Hali Rose Morrison | Registered representative | Jan 2024 (3y) | ||
| Korina Leslie Adams | Registered representative | Jan 2024 (3y) | ||
| Stephen Garrett Dreyer | Registered representative | Jan 2024 (3y) | ||
| Blake Webster | Registered representative | Jan 2024 (3y) | ||
| Garrett Scott Smith | Registered representative | Jan 2024 (3y) | ||
| Lubasi M Katundu | Registered representative | Jan 2024 (3y) | ||
| Michael Chen | Registered representative | Jan 2024 (3y) | ||
| Michael Joseph Sheen | Registered representative | Jan 2024 (3y) | ||
| Rafael David Torres Logreira | Registered representative | Jan 2024 (3y) | ||
| Scott Paul Samuels | Registered representative | Jan 2024 (3y) | ||
| Ben M Heilman | Registered representative | Jan 2024 (3y) | ||
| Nicholas Andres Coquis | Registered representative | Jan 2024 (3y) | ||
| Jonathan Eric Vera | Registered representative | Jan 2024 (3y) | ||
| Philip Meikle | Registered representative | Jan 2024 (3y) | ||
| Benjamin Bolivar Willis | Registered representative | Jan 2024 (3y) | ||
| Joshua Michael Ward | Registered representative | Jan 2024 (3y) | ||
| Trisha Renee Newberry | Registered representative | Feb 2024 (3y) | ||
| Elise Michelle Derusha | Registered representative | Feb 2024 (2y) | ||
| Michael Allen | Registered representative | Feb 2024 (2y) | ||
| Wayne Richard Crews | Registered representative | Feb 2024 (2y) | ||
| Desiderio Francisco Leyba | Registered representative | Feb 2024 (2y) | ||
| Tyler Anthony Hicks | Registered representative | Feb 2024 (2y) | ||
| Caroline Elizabeth Ehlers | Registered representative | Feb 2024 (2y) | ||
| Catherine Irene Urbach | Registered representative | Feb 2024 (2y) | ||
| Rachel Marie Meekhof | Registered representative | Feb 2024 (2y) | ||
| Craig Evan Moore | Registered representative | CFP | Feb 2024 (2y) | |
| Gene Johnson | Registered representative | Feb 2024 (2y) | ||
| Adam Jordan Parker | Registered representative | CFP | Feb 2024 (2y) | |
| Edward Joseph Nescio | Registered representative | CFP | Feb 2024 (2y) | |
| Andres Rodriguez | Registered representative | Feb 2024 (2y) | ||
| Cody Taylor Mc Daniel | Registered representative | Feb 2024 (2y) | ||
| Hayder Ali Hassan | Registered representative | Feb 2024 (2y) | ||
| Reid Molitor | Registered representative | Feb 2024 (2y) | ||
| Sudev Singh | Registered representative | Feb 2024 (2y) | ||
| Bridget Renee Lee | Registered representative | CFP | Feb 2024 (2y) | |
| Deena Jaafari | Registered representative | Feb 2024 (2y) | ||
| Jonathan Beck Schooley | Registered representative | Feb 2024 (2y) | ||
| Michael Robert Ceccherelli | Registered representative | Feb 2024 (2y) | ||
| Cody Allen Esch | Registered representative | Feb 2024 (2y) | ||
| Daniel Edwards | Registered representative | Feb 2024 (2y) | ||
| Ronald Kobrya | Registered representative | Feb 2024 (2y) | ||
| Shanae Mullings | Registered representative | Feb 2024 (2y) | ||
| George Muench | Registered representative | Feb 2024 (2y) | ||
| John Gilbert Myers | Registered representative | Feb 2024 (2y) | ||
| Selena Nicole Cefaloni | Registered representative | Feb 2024 (2y) | ||
| Jeffrey Scott Bowden | Registered representative | CFP | Feb 2024 (2y) | |
| Dana L Palmer | Registered representative | Feb 2024 (2y) | ||
| Julia C Gibson | Registered representative | Feb 2024 (2y) | ||
| Dennis Johnson | Registered representative | Mar 2024 (2y) | ||
| Nicholas Andrew Darrin | Registered representative | Mar 2024 (2y) | ||
| Preston Donavan Friarson | Registered representative | Mar 2024 (2y) | ||
| Brandon James Krone | Registered representative | Mar 2024 (2y) | ||
| Rajasak Gunpai Leksang | Registered representative | Mar 2024 (2y) | ||
| Grant Mc Ginty | Registered representative | CFP | Mar 2024 (2y) | |
| Torrey Kane Magaard | Registered representative | Mar 2024 (2y) | ||
| Brent Walter Ure | Registered representative | Mar 2024 (2y) | ||
| Matthew L Naarden | Registered representative | Mar 2024 (2y) | ||
| Brandi Danielle Crosby | Registered representative | Mar 2024 (2y) | ||
| Jacob Mendoza | Registered representative | Mar 2024 (2y) | ||
| Jonathan Keely Nix | Registered representative | Mar 2024 (2y) | ||
| Nicholas Himan | Registered representative | Mar 2024 (2y) | ||
| Rachel Sarah Nelliot | Registered representative | CFP | Mar 2024 (2y) | |
| Cole Butkovsky | Registered representative | Mar 2024 (2y) | ||
| Matthew David Simonetti | Registered representative | Mar 2024 (2y) | ||
| Sarah Jane Walkinshaw | Registered representative | CFP | Mar 2024 (2y) | |
| Artemio R Lopez | Registered representative | Mar 2024 (2y) | ||
| Daniel Ryan Duncan | Registered representative | Mar 2024 (2y) | ||
| Gregory Mc Neill Carnes | Registered representative | Mar 2024 (2y) | ||
| Barrett Vossler | Registered representative | Mar 2024 (2y) | ||
| Ashley Ann Randall | Registered representative | Mar 2024 (2y) | ||
| Christian Adam Rivas | Registered representative | Mar 2024 (2y) | ||
| Gregery Herbert Lee | Registered representative | CFP | Mar 2024 (2y) | |
| Kristina Elena Armeade Love | Registered representative | Mar 2024 (2y) | ||
| Priyesh James Purushothaman | Registered representative | Mar 2024 (2y) | ||
| Jordan Taylor Allen Coles | Registered representative | Mar 2024 (2y) | ||
| Andrew Lachlan Mc Lean | Registered representative | Mar 2024 (2y) | ||
| Joshua Ceballos | Registered representative | Mar 2024 (2y) | ||
| Jonathan Mouavangsou | Registered representative | Mar 2024 (2y) | ||
| Julio Cesar Naveda Rivas | Registered representative | Mar 2024 (2y) | ||
| Scott Michael Botkin | Registered representative | CFP | Mar 2024 (2y) | |
| Zachary Robert Lopes | Registered representative | Mar 2024 (2y) | ||
| Erin Elizabeth Crossley | Registered representative | Mar 2024 (2y) | ||
| Laticia Bourne | Registered representative | Mar 2024 (2y) | ||
| Michael Giallanza | Registered representative | Mar 2024 (2y) | ||
| James Madison Spires | Registered representative | Mar 2024 (2y) | ||
| Christine Carla Brinkel | Registered representative | Apr 2024 (2y) | ||
| Edward Joseph Budd | Registered representative | Apr 2024 (2y) | ||
| Cody Daeges | Registered representative | Apr 2024 (2y) | ||
| Diamond Lenise Ferguson | Registered representative | Apr 2024 (2y) | ||
| David Jennings | Registered representative | Apr 2024 (2y) | ||
| Gavin Charles Obert | Registered representative | Apr 2024 (2y) | ||
| Roseal W Stewart | Registered representative | CFP | Apr 2024 (2y) | |
| Andres Nunez | Registered representative | Apr 2024 (2y) | ||
| Joshua Rymer | Registered representative | Apr 2024 (2y) | ||
| Divya Krishnan | Registered representative | Apr 2024 (2y) | ||
| Erin Pennix | Registered representative | CFP | Apr 2024 (2y) | |
| Hailey Rose Nordstrom Moffat | Registered representative | Apr 2024 (2y) | ||
| Ronald Cappuccio | Registered representative | Apr 2024 (2y) | ||
| Jorge Ivan Pereira | Registered representative | Apr 2024 (2y) | ||
| Ethan Taylor Cabading | Registered representative | Apr 2024 (2y) | ||
| Sebastian Galindo Sosa | Registered representative | CFP | Apr 2024 (2y) | |
| Trenton J Breithaupt | Registered representative | Apr 2024 (2y) | ||
| Aleczina Holmes | Registered representative | Apr 2024 (2y) | ||
| Jonathan Michael Richard Hernandez | Registered representative | Apr 2024 (2y) | ||
| Jordan Lee Meyer | Registered representative | Apr 2024 (2y) | ||
| Cesar Agustin Armas Crespo | Registered representative | Apr 2024 (2y) | ||
| Aaron Julian Payan | Registered representative | Apr 2024 (2y) | ||
| Aline Juliana Padberg Rosen | Registered representative | Apr 2024 (2y) | ||
| Cashton Davis Craig | Registered representative | CFP | Apr 2024 (2y) | |
| Michael Pirrotta | Registered representative | Apr 2024 (2y) | ||
| Erin O'brien | Registered representative | Apr 2024 (2y) | ||
| Luke Alan Lohrstorfer | Registered representative | Apr 2024 (2y) | ||
| Logan Christopher Kerr | Registered representative | Apr 2024 (2y) | ||
| Maria Guadalupe Leiva | Registered representative | CFP | Apr 2024 (2y) | |
| Cameron R Green | Registered representative | May 2024 (2y) | ||
| Joshua David Braddy | Registered representative | May 2024 (2y) | ||
| Corey Stephen Wertz | Registered representative | CFP | May 2024 (2y) | |
| Robert G Abdul | Registered representative | May 2024 (2y) | ||
| Victoria Singkai Baker | Registered representative | May 2024 (2y) | ||
| Kylie Diane Quintero | Registered representative | May 2024 (2y) | ||
| Stephanie Saray Rios | Registered representative | May 2024 (2y) | ||
| Damien Scott Peterson | Registered representative | May 2024 (2y) | ||
| William Andrew Freeman | Registered representative | May 2024 (2y) | ||
| Colton Riley Davis | Registered representative | May 2024 (2y) | ||
| Michael Paul Petruso | Registered representative | May 2024 (2y) | ||
| Bryan Grant Spencer | Registered representative | May 2024 (2y) | ||
| Noah Christian Hummel | Registered representative | May 2024 (2y) | ||
| Tyler Scott Sanders | Registered representative | May 2024 (2y) | ||
| Donna Lynn Rauen | Registered representative | May 2024 (2y) | ||
| Derek James Marquardt | Registered representative | May 2024 (2y) | ||
| Jesse Blaise | Registered representative | May 2024 (2y) | ||
| Nyya Dennis | Registered representative | May 2024 (2y) | ||
| Camden Scott Vinton | Registered representative | May 2024 (2y) | ||
| Hisela Chinchay | Registered representative | May 2024 (2y) | ||
| Motaz Omar Sarsour | Registered representative | May 2024 (2y) | ||
| Goh Iwata | Registered representative | May 2024 (2y) | ||
| Alexis Leigh Fothergill | Registered representative | May 2024 (2y) | ||
| Hayley Elizabeth Marcus | Registered representative | May 2024 (2y) | ||
| Edgar Steven Diaz | Registered representative | May 2024 (2y) | ||
| George Lucas Ballard | Registered representative | May 2024 (2y) | ||
| Paul A Rathbun | Registered representative | May 2024 (2y) | ||
| Corban Gamble | Registered representative | May 2024 (2y) | ||
| Hunter Brian Cowley | Registered representative | May 2024 (2y) | ||
| Ilian Li | Registered representative | May 2024 (2y) | ||
| Jacob Hudec | Registered representative | May 2024 (2y) | ||
| Mohammad Reza Aboudi | Registered representative | May 2024 (2y) | ||
| Natasha Nagwekar | Registered representative | May 2024 (2y) | ||
| Anthony Judson Martinka | Registered representative | Jun 2024 (2y) | ||
| Cesar Martinez | Registered representative | Jun 2024 (2y) | ||
| Frank Joseph Case | Registered representative | Jun 2024 (2y) | ||
| Joshua Chubb | Registered representative | Jun 2024 (2y) | ||
| Kirk Everette Schildgen | Registered representative | Jun 2024 (2y) | ||
| Sahej Bhasin | Registered representative | Jun 2024 (2y) | ||
| Somer Al Juma | Registered representative | Jun 2024 (2y) | ||
| Kenneth Wayne Thorndyke | Registered representative | Jun 2024 (2y) | ||
| Paul James Ganshirt | Registered representative | Jun 2024 (2y) | ||
| Chad Book | Registered representative | Jun 2024 (2y) | ||
| Kirsten Bray | Registered representative | Jun 2024 (2y) | ||
| Alfred Z Avazis | Registered representative | Jun 2024 (2y) | ||
| Alec Kai Newton | Registered representative | Jun 2024 (2y) | ||
| Caleb Avery Kirkman | Registered representative | Jun 2024 (2y) | ||
| Guillermo Antonio Roses | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Olivia Marie Smith | Registered representative | Jun 2024 (2y) | ||
| Andrew Lucian Bing | Registered representative | Jun 2024 (2y) | ||
| Bryan Douglas Cornell | Registered representative | Jun 2024 (2y) | ||
| Amanda Cradeur | Registered representative | Jun 2024 (2y) | ||
| Polina Novozhilova | Registered representative | CFP | Jun 2024 (2y) | |
| Ryan Thomas Szaryko | Registered representative | Jun 2024 (2y) | ||
| Aldrena Rosetta Morris | Registered representative | Jun 2024 (2y) | ||
| Huy Binh Chau | Registered representative | Jun 2024 (2y) | ||
| Patricia O Sullivan | Registered representative | Jun 2024 (2y) | ||
| Keith Jordan Lansdale | Registered representative | Jun 2024 (2y) | ||
| Laura Katherine Boschetto | Registered representative | Jun 2024 (2y) | ||
| Lautaro Manuel Millaman Teruel | Registered representative | Jun 2024 (2y) | ||
| Alexander Shawn Trainer | Registered representative | CFP | Jun 2024 (2y) | |
| Allie Lehman | Registered representative | Jun 2024 (2y) | ||
| Bryan Trujillo | Registered representative | Jun 2024 (2y) | ||
| Grayson Williams | Registered representative | Jun 2024 (2y) | ||
| Mc Kenzie E Quinn | Registered representative | Jun 2024 (2y) | ||
| Raymond Chen | Registered representative | Jun 2024 (2y) | ||
| William Carlson | Registered representative | Jun 2024 (2y) | ||
| Jorge Esteban Figueroa | Registered representative | Jun 2024 (2y) | ||
| Kevin Z Cai | Registered representative | Jun 2024 (2y) | ||
| Rodney Ryan Beckles | Registered representative | Jun 2024 (2y) | ||
| Austin Harrison | Registered representative | Jun 2024 (2y) | ||
| Evan Theodore Lucas | Registered representative | Jun 2024 (2y) | ||
| Kyle Kinder | Registered representative | Jun 2024 (2y) | ||
| Grayson Hunter Pajkos | Registered representative | Jun 2024 (2y) | ||
| Cameron Byrne | Registered representative | CFP | Jun 2024 (2y) | |
| Isaiah Pelayo | Registered representative | Jun 2024 (2y) | ||
| Joshua William Doyle | Registered representative | CFP | Jun 2024 (2y) | |
| Justin David Garza | Registered representative | Jun 2024 (2y) | ||
| Laura Ocana Garcia | Registered representative | Jun 2024 (2y) | ||
| Colby Alexander Schmidt | Registered representative | Jul 2024 (2y) | ||
| Dylan Noel Zepeda | Registered representative | Jul 2024 (2y) | ||
| Jordan Michael Torno | Registered representative | Jul 2024 (2y) | ||
| Ryan Winzenried | Registered representative | Jul 2024 (2y) | ||
| Brian Richter | Registered representative | Jul 2024 (2y) | ||
| Lukas Edward Klueber | Registered representative | Jul 2024 (2y) | ||
| Oliver William Brierley | Registered representative | Jul 2024 (2y) | ||
| Zackary Thomas Meier | Registered representative | Jul 2024 (2y) | ||
| Matthew C Sherman | Registered representative | Jul 2024 (2y) | ||
| Clayton T Witt | Registered representative | Jul 2024 (2y) | ||
| Davis Manning Summerlin | Registered representative | Jul 2024 (2y) | ||
| Jose D Zapata | Registered representative | Jul 2024 (2y) | ||
| Cameron Roa | Registered representative | Jul 2024 (2y) | ||
| Brayden Silvey | Registered representative | Jul 2024 (2y) | ||
| Kyle Reed Christensen | Registered representative | Jul 2024 (2y) | ||
| Robert Thomas Kirchhoff | Registered representative | Jul 2024 (2y) | ||
| Dylan Codey Parfait | Registered representative | Jul 2024 (2y) | ||
| Cody Alexander Staroscik | Registered representative | Jul 2024 (2y) | ||
| Michael John Mealy | Registered representative | Jul 2024 (2y) | ||
| Will Irwin Landes | Registered representative | Jul 2024 (2y) | ||
| Adrian Byrd | Registered representative | Jul 2024 (2y) | ||
| Eric Leonard | Registered representative | Jul 2024 (2y) | ||
| Jonathan Cooke | Registered representative | Jul 2024 (2y) | ||
| Kuanyee Lee | Registered representative | Jul 2024 (2y) | ||
| Craig David Sours | Registered representative | Jul 2024 (2y) | ||
| Erik Arthur Allstatt | Registered representative | Jul 2024 (2y) | ||
| Joseph Peter Sartini | Registered representative | Jul 2024 (2y) | ||
| Andrew Corry Beckstrand | Registered representative | Jul 2024 (2y) | ||
| Brett Erving | Registered representative | Jul 2024 (2y) | ||
| Dante Charles Torrisi | Registered representative | Jul 2024 (2y) | ||
| Glenn R Kennedy | Registered representative | Jul 2024 (2y) | ||
| Thomas Joseph Regan | Registered representative | Jul 2024 (2y) | ||
| April Christian Paragas | Registered representative | Jul 2024 (2y) | ||
| Ashley R White | Registered representative | Jul 2024 (2y) | ||
| Dianne Lee Borgeson | Registered representative | Jul 2024 (2y) | ||
| Michael Starr | Registered representative | Jul 2024 (2y) | ||
| Samuel Adams Sells | Registered representative | Jul 2024 (2y) | ||
| Sigifredo Galicia | Registered representative | Jul 2024 (2y) | ||
| Thomas Andrew Richardson | Registered representative | CFP | Jul 2024 (2y) | |
| Paul John Valdes | Registered representative | Jul 2024 (2y) | ||
| Tiffany Michelle Clark | Registered representative | CFP | Jul 2024 (2y) | |
| Annie Bui | Registered representative | Jul 2024 (2y) | ||
| Daniel C Boyett | Registered representative | Jul 2024 (2y) | ||
| Garrett Binkley | Registered representative | Jul 2024 (2y) | ||
| Joseph Richard Gallert | Registered representative | Jul 2024 (2y) | ||
| Jimmy Hernandez | Registered representative | Jul 2024 (2y) | ||
| Laura Jean Thornton | Registered representative | Jul 2024 (2y) | ||
| Marshal Dean Morgan | Registered representative | Jul 2024 (2y) | ||
| Cody Jonathan Turner | Registered representative | Jul 2024 (2y) | ||
| Jacinda Raj Rabine | Registered representative | Jul 2024 (2y) | ||
| Ashley Matty Bosquez | Registered representative | Jul 2024 (2y) | ||
| Aaron Myers | Registered representative | Jul 2024 (2y) | ||
| Edward Eleazar Cruz Medrano | Registered representative | Jul 2024 (2y) | ||
| Robert H Fitchett | Registered representative | Jul 2024 (2y) | ||
| Daniel Jacob Auld | Registered representative | Aug 2024 (2y) | ||
| Jordan T Mc Elroy | Registered representative | Aug 2024 (2y) | ||
| Katherine Elizabeth Canon | Registered representative | CFP Chartered Financial Consultant | Aug 2024 (2y) | |
| Melissa Leah Weeks Billeg | Registered representative | Aug 2024 (2y) | ||
| Bavneet Makkar | Registered representative | Aug 2024 (2y) | ||
| Keith Thomas Cross | Registered representative | Aug 2024 (2y) | ||
| Kelvin Skewes Campos | Registered representative | Aug 2024 (2y) | ||
| Lavelle Knight | Registered representative | Aug 2024 (2y) | ||
| Michael Perry Durr | Registered representative | Aug 2024 (2y) | ||
| Amy Katherine Herrington | Registered representative | Aug 2024 (2y) | ||
| Daniel Fuentes | Registered representative | Aug 2024 (2y) | ||
| Amy Lynn Podzius | Registered representative | Aug 2024 (2y) | ||
| Nathan Griffin | Registered representative | Aug 2024 (2y) | ||
| Timothy Deshea Grisby | Registered representative | Aug 2024 (2y) | ||
| Kristian Danielle Faria | Registered representative | Aug 2024 (2y) | ||
| Stacie Lynn Giddings | Registered representative | Aug 2024 (2y) | ||
| Stephen Paino Iv | Registered representative | Aug 2024 (2y) | ||
| Alexander John Levicki | Registered representative | Aug 2024 (2y) | ||
| Gregory Robert Hill Balandran | Registered representative | Aug 2024 (2y) | ||
| John Joseph Fitzpatrick | Registered representative | Aug 2024 (2y) | ||
| Lesley Anais Torres | Registered representative | Aug 2024 (2y) | ||
| Maximillian Edward Watkins | Registered representative | Aug 2024 (2y) | ||
| Brian Francis Fitzsimmons | Registered representative | CFP | Aug 2024 (2y) | |
| Sydney Paige Andersen | Registered representative | Aug 2024 (2y) | ||
| Taylor Jasmine Tameta Arenas | Registered representative | Aug 2024 (2y) | ||
| Walter Wellborn Hunt | Registered representative | Aug 2024 (2y) | ||
| Dominique Ann Bess | Registered representative | Aug 2024 (2y) | ||
| Ian Philip Sukle | Registered representative | Aug 2024 (2y) | ||
| Erica Lizette Garcia | Registered representative | Aug 2024 (2y) | ||
| Kevin Lawrence Cassidy | Registered representative | Aug 2024 (2y) | ||
| Brandon John Roy | Registered representative | Aug 2024 (2y) | ||
| Gabe Jan Phillips | Registered representative | Aug 2024 (2y) | ||
| Jordan Brus Dewitt | Registered representative | Aug 2024 (2y) | ||
| Lucas Gianfrancesco Fray | Registered representative | Aug 2024 (2y) | ||
| Rachel Hope Harrison | Registered representative | Aug 2024 (2y) | ||
| Sarah Catherine Herde | Registered representative | Aug 2024 (2y) | ||
| Izaak Herrera | Registered representative | Aug 2024 (2y) | ||
| Jace Kappeler | Registered representative | Aug 2024 (2y) | ||
| Neilson Licos | Registered representative | Aug 2024 (2y) | ||
| Juvy Hing | Registered representative | Aug 2024 (2y) | ||
| Nathan Joseph Miller | Registered representative | Aug 2024 (2y) | ||
| Behzad Mansouri | Registered representative | Aug 2024 (2y) | ||
| Nicholas William Burgess | Registered representative | Aug 2024 (2y) | ||
| Chandler Michael Elkins | Registered representative | Aug 2024 (2y) | ||
| Woodrow Britton Tippett | Registered representative | Aug 2024 (2y) | ||
| Austin Mark Seelye | Registered representative | Aug 2024 (2y) | ||
| Barrett Preston Wells | Registered representative | CFP | Aug 2024 (2y) | |
| Hunter Vincent Mendiola | Registered representative | Aug 2024 (2y) | ||
| Stephen Krofl | Registered representative | Aug 2024 (2y) | ||
| David Engstrom | Registered representative | Aug 2024 (2y) | ||
| Erik Talmage | Registered representative | Aug 2024 (2y) | ||
| Joshua Jebal Meason | Registered representative | Aug 2024 (2y) | ||
| Alan Mauricio Soto | Registered representative | Sep 2024 (2y) | ||
| Cynthia Mc Intosh | Registered representative | Sep 2024 (2y) | ||
| Emily Anne Stevens | Registered representative | Sep 2024 (2y) | ||
| Gustavo Israel Preza | Registered representative | Sep 2024 (2y) | ||
| Jacob Keeslar | Registered representative | Sep 2024 (2y) | ||
| Jeffrey Michael Warner | Registered representative | Sep 2024 (2y) | ||
| Scott Walter Skinner | Registered representative | Sep 2024 (2y) | ||
| Todd Vukovich | Registered representative | Sep 2024 (2y) | ||
| Vanessa Anmarie Solis | Registered representative | Sep 2024 (2y) | ||
| Brian Joseph Dobry | Registered representative | Sep 2024 (2y) | ||
| Joshua Allen | Registered representative | Sep 2024 (2y) | ||
| Matthew Rafael Goldman | Registered representative | Sep 2024 (2y) | ||
| Derick Eugene Caldwell | Registered representative | Sep 2024 (2y) | ||
| Jake Thomas Kenny | Registered representative | Sep 2024 (2y) | ||
| Jesus Gonzalez | Registered representative | Sep 2024 (2y) | ||
| Eric Imhof | Registered representative | CFP | Sep 2024 (2y) | |
| Eric Mertz | Registered representative | Sep 2024 (2y) | ||
| Joseph Anthony Meyer | Registered representative | Sep 2024 (2y) | ||
| Richard Ryan Woods | Registered representative | Sep 2024 (2y) | ||
| John P Figueroa | Registered representative | Sep 2024 (2y) | ||
| Kenneth Clark | Registered representative | CFP | Sep 2024 (2y) | |
| Jacob William Spencer | Registered representative | Sep 2024 (2y) | ||
| Matthew Cole Cecil | Registered representative | Sep 2024 (2y) | ||
| Oscar Ivan Munoz | Registered representative | Sep 2024 (2y) | ||
| Garrett Harry Schmidt | Registered representative | Sep 2024 (2y) | ||
| Haley Rose Gebhart | Registered representative | Sep 2024 (2y) | ||
| Jordan Rinas | Registered representative | Sep 2024 (2y) | ||
| Jason L Boe | Registered representative | Sep 2024 (2y) | ||
| Katelyn Lee | Registered representative | Sep 2024 (2y) | ||
| Austin Michael Thompson | Registered representative | Sep 2024 (2y) | ||
| Hanna M Weintraub | Registered representative | Sep 2024 (2y) | ||
| Joseph Michael Panaccio | Registered representative | Sep 2024 (2y) | ||
| Ozgur Mert | Registered representative | CFP | Sep 2024 (2y) | |
| Spencer Ward Mock | Registered representative | Sep 2024 (2y) | ||
| Barbara L Mulford | Registered representative | Sep 2024 (2y) | ||
| Branden A Murphy | Registered representative | Sep 2024 (2y) | ||
| Michael Louis Stella | Registered representative | Sep 2024 (2y) | ||
| Gabriel Moises Suarez | Registered representative | Sep 2024 (2y) | ||
| Keith Edward Bartels | Registered representative | Sep 2024 (2y) | ||
| Stephen Roberts Decoursey | Registered representative | Sep 2024 (2y) | ||
| Taylor James Andrews | Registered representative | Sep 2024 (2y) | ||
| Albert Yousoufian | Registered representative | Sep 2024 (2y) | ||
| Hunter James Riley | Registered representative | Sep 2024 (2y) | ||
| Valerie L Miller | Registered representative | Sep 2024 (2y) | ||
| Charles Raphael Wagner | Registered representative | Sep 2024 (2y) | ||
| Chad Calaza | Registered representative | Sep 2024 (2y) | ||
| Dominic N Mattei | Registered representative | Sep 2024 (2y) | ||
| Ian Douglas Mac Donald | Registered representative | Sep 2024 (2y) | ||
| Rushi Urvish Patel | Registered representative | Sep 2024 (2y) | ||
| Ryan Genji Manalili | Registered representative | Sep 2024 (2y) | ||
| Tenaya Moranda | Registered representative | Sep 2024 (2y) | ||
| Zachary Enrique Rubio | Registered representative | Sep 2024 (2y) | ||
| Orlearnda Hoeun | Registered representative | Sep 2024 (2y) | ||
| Sarah Juliet Nadiri | Registered representative | CFP | Sep 2024 (2y) | |
| Emilio Anthony Acedo | Registered representative | CFP | Sep 2024 (2y) | |
| Italo Juan Zarate | Registered representative | Sep 2024 (2y) | ||
| Haris Abdul Aziz | Registered representative | CFP | Sep 2024 (2y) | |
| Laci H Davis | Registered representative | Sep 2024 (2y) | ||
| Steven Stombaugh | Registered representative | Sep 2024 (2y) | ||
| Eric Scott Johnson | Registered representative | CFP | Sep 2024 (2y) | |
| Lana Mohamed | Registered representative | Sep 2024 (2y) | ||
| Mary Michelle Brezik | Registered representative | Sep 2024 (2y) | ||
| Tyler Toshinori Hunt | Registered representative | Sep 2024 (2y) | ||
| Nicholas Paul Knapek | Registered representative | Sep 2024 (2y) | ||
| Brett Michael Steele | Registered representative | Sep 2024 (2y) | ||
| Kyle Alan Marston | Registered representative | Sep 2024 (2y) | ||
| Ryan Haynes | Registered representative | Sep 2024 (2y) | ||
| Teresah Danielle Woolridge | Registered representative | Sep 2024 (2y) | ||
| Alan Robert Davidson | Registered representative | Oct 2024 (2y) | ||
| Robin Roden | Registered representative | CFP | Oct 2024 (2y) | |
| Austin Shinn | Registered representative | Oct 2024 (2y) | ||
| Jae Jeong | Registered representative | Oct 2024 (2y) | ||
| Joseph Harris Willard | Registered representative | Oct 2024 (2y) | ||
| Kenneth Wei Yu | Registered representative | Oct 2024 (2y) | ||
| Breanna Cierra Burke | Registered representative | Oct 2024 (2y) | ||
| Joseph Simons | Registered representative | CFP | Oct 2024 (2y) | |
| Jesus Felix Leyva | Registered representative | Oct 2024 (2y) | ||
| John Joseph Kayser | Registered representative | Oct 2024 (2y) | ||
| Amy Susan Hipple | Registered representative | CFP | Oct 2024 (2y) | |
| Austin Dean Bult | Registered representative | Oct 2024 (2y) | ||
| Jakob Jenkins | Registered representative | Oct 2024 (2y) | ||
| Sophia Arwen Shorbe | Registered representative | Oct 2024 (2y) | ||
| Tien Cheek | Registered representative | Oct 2024 (2y) | ||
| Justin Angelo Quadra Heringer | Registered representative | Oct 2024 (2y) | ||
| Juan Ruben Fernandez | Registered representative | Oct 2024 (2y) | ||
| Richard Daniel Larin | Registered representative | Oct 2024 (2y) | ||
| Nicholas Joseph Lardieri | Registered representative | CFP | Oct 2024 (2y) | |
| Barrett Andrew Smith | Registered representative | Oct 2024 (2y) | ||
| Connor Aidan Craddock | Registered representative | Oct 2024 (2y) | ||
| Dylan James Olsen | Registered representative | Oct 2024 (2y) | ||
| Kailey Marie Jaros | Registered representative | Oct 2024 (2y) | ||
| Julie Diane Hess | Registered representative | Oct 2024 (2y) | ||
| Lance Robinson | Registered representative | Oct 2024 (2y) | ||
| Sean Lehman | Registered representative | Oct 2024 (2y) | ||
| Mark Ryan Leonard | Registered representative | Oct 2024 (2y) | ||
| Mikel Gardner | Registered representative | Oct 2024 (2y) | ||
| Danielle Settipane | Registered representative | Oct 2024 (2y) | ||
| Melanie Simons | Registered representative | Oct 2024 (2y) | ||
| Andrew Godwin | Registered representative | Oct 2024 (2y) | ||
| Grace Ann Hayes | Registered representative | Oct 2024 (2y) | ||
| Nancy Louise Walker | Registered representative | Oct 2024 (2y) | ||
| Patricia Ann Sirkoski | Registered representative | Oct 2024 (2y) | ||
| Tayfun Demirci | Registered representative | Oct 2024 (2y) | ||
| Travis Joseph Ryan | Registered representative | CFP | Oct 2024 (2y) | |
| Kyle Baidas | Registered representative | Oct 2024 (2y) | ||
| Elijah Rawls | Registered representative | Oct 2024 (2y) | ||
| Qin Zhao | Registered representative | CFP | Oct 2024 (2y) | |
| Tristan Peterson | Registered representative | Oct 2024 (2y) | ||
| Chauncey M Carter | Registered representative | Oct 2024 (2y) | ||
| Chih Chieh Chang | Registered representative | CFA | Oct 2024 (2y) | |
| James Robert Stathopoulos | Registered representative | Oct 2024 (2y) | ||
| Kristopher Jiake Lu | Registered representative | Oct 2024 (2y) | ||
| Samantha Lynn Solberg | Registered representative | Oct 2024 (2y) | ||
| Burke Adams Fortner | Registered representative | Oct 2024 (2y) | ||
| Gretchen Kane | Registered representative | Oct 2024 (2y) | ||
| Keshaun Dante Stewart | Registered representative | Oct 2024 (2y) | ||
| Michael Thomas Kulaski | Registered representative | Oct 2024 (2y) | ||
| Akiba Asha Reid | Registered representative | Oct 2024 (2y) | ||
| Sandra Pelio | Registered representative | Oct 2024 (2y) | ||
| Scott Lewis Batley | Registered representative | Oct 2024 (2y) | ||
| Brian Zachary Cox | Registered representative | Oct 2024 (2y) | ||
| Fabian Linares | Registered representative | Oct 2024 (2y) | ||
| Guillermo Arturo Arenas | Registered representative | Oct 2024 (2y) | ||
| Jermaine Lavarr Jacobs | Registered representative | Oct 2024 (2y) | ||
| Bryan Kenneth Young | Registered representative | Oct 2024 (2y) | ||
| Michael Joseph Meyer | Registered representative | Oct 2024 (2y) | ||
| Bianca Ana Maria Nica | Registered representative | Nov 2024 (2y) | ||
| Christian Terrazas | Registered representative | Nov 2024 (2y) | ||
| Kevin Edward Schenk | Registered representative | Nov 2024 (2y) | ||
| Adam Hout | Registered representative | Nov 2024 (2y) | ||
| Amanda M Simmons | Registered representative | Nov 2024 (2y) | ||
| Jennifer Null Gilbert | Registered representative | Nov 2024 (2y) | ||
| Oscar Omar Bujanda | Registered representative | Nov 2024 (2y) | ||
| Sebastian Araguas | Registered representative | Nov 2024 (2y) | ||
| David Contreras | Registered representative | Nov 2024 (2y) | ||
| Diego F Molina | Registered representative | Nov 2024 (2y) | ||
| Mitchell Delp | Registered representative | Nov 2024 (2y) | ||
| Taylor Anthony Freitas | Registered representative | Nov 2024 (2y) | ||
| Bryan Hugh Pepper | Registered representative | Nov 2024 (2y) | ||
| Hayden Michael Harr | Registered representative | Nov 2024 (2y) | ||
| Andrew Brooks | Registered representative | Nov 2024 (2y) | ||
| Sang Hyeon Kim | Registered representative | Nov 2024 (2y) | ||
| Wade Kinney | Registered representative | Nov 2024 (2y) | ||
| Drew Di Mario | Registered representative | Nov 2024 (2y) | ||
| John Emrich Ondeck | Registered representative | Nov 2024 (2y) | ||
| Connor Andrew Wood | Registered representative | Nov 2024 (2y) | ||
| David Felix | Registered representative | Nov 2024 (2y) | ||
| Parker Martinez | Registered representative | CFP | Nov 2024 (2y) | |
| Cole Robert Roether | Registered representative | Nov 2024 (2y) | ||
| Michael Joseph Villanueva | Registered representative | Nov 2024 (2y) | ||
| Cody Ball | Registered representative | Nov 2024 (2y) | ||
| Daisy Pearson | Registered representative | Nov 2024 (2y) | ||
| Kyle Mastrianni | Registered representative | Nov 2024 (2y) | ||
| Antonio Colon | Registered representative | Nov 2024 (2y) | ||
| Mark Lee Elafros | Registered representative | Nov 2024 (2y) | ||
| Winfred A Hayes | Registered representative | Nov 2024 (2y) | ||
| Gautam Sobti | Registered representative | Nov 2024 (2y) | ||
| Herschel Diaz | Registered representative | Nov 2024 (2y) | ||
| Chandler J Dixon | Registered representative | Nov 2024 (2y) | ||
| Corey Zacher | Registered representative | Nov 2024 (2y) | ||
| Karen Galbraith | Registered representative | Nov 2024 (2y) | ||
| Maxwell Donald Miller | Registered representative | Nov 2024 (2y) | ||
| Patrick James Phinney | Registered representative | Nov 2024 (2y) | ||
| Tyler Andrew Patterson | Registered representative | Nov 2024 (2y) | ||
| Deion Boateng | Registered representative | Nov 2024 (2y) | ||
| Matthew K Indge | Registered representative | Nov 2024 (2y) | ||
| Stephanie Nakajima | Registered representative | Nov 2024 (2y) | ||
| Caleb Michael Riddle | Registered representative | Nov 2024 (2y) | ||
| Jonathan D Rodriguez | Registered representative | Nov 2024 (2y) | ||
| Lucas Patrick Murphy | Registered representative | Nov 2024 (2y) | ||
| Richard Smith Dow | Registered representative | Nov 2024 (2y) | ||
| Taylor Ross Mc Clafferty | Registered representative | Nov 2024 (2y) | ||
| Wyatt Douglas Weaver | Registered representative | Nov 2024 (2y) | ||
| Austin Jacob Mccool | Registered representative | Nov 2024 (2y) | ||
| Ayan Siddiqui | Registered representative | Nov 2024 (2y) | ||
| Jared Snyder | Registered representative | Nov 2024 (2y) | ||
| Matthew Charles Wong Takamatsu | Registered representative | CFP | Nov 2024 (2y) | |
| Jason R Eddy | Registered representative | Nov 2024 (2y) | ||
| Jerret Thomas Gervell | Registered representative | Nov 2024 (2y) | ||
| Michael Joseph Mirando | Registered representative | Nov 2024 (2y) | ||
| Denise R Boyd | Registered representative | Nov 2024 (2y) | ||
| John Melvin Corn | Registered representative | Nov 2024 (2y) | ||
| Kevin Edward Forkin | Registered representative | CFP | Nov 2024 (2y) | |
| Christie Hecht | Registered representative | Nov 2024 (2y) | ||
| Scott Alan Poulsen | Registered representative | Nov 2024 (2y) | ||
| Andrew Albert Faletti | Registered representative | Dec 2024 (2y) | ||
| Damien Lindor | Registered representative | Dec 2024 (2y) | ||
| Frederick John Redmond | Registered representative | Dec 2024 (2y) | ||
| Itzak Beleche Gonzalez | Registered representative | Dec 2024 (2y) | ||
| Michael Joseph Montenegro | Registered representative | Dec 2024 (2y) | ||
| Brock Solomon Lyons | Registered representative | Dec 2024 (2y) | ||
| Jacob Nordquist | Registered representative | CFP | Dec 2024 (2y) | |
| Lateefa Farill Naqvi | Registered representative | Dec 2024 (2y) | ||
| James Legg | Registered representative | Dec 2024 (2y) | ||
| Amy Elizabeth Hartmann | Registered representative | Dec 2024 (2y) | ||
| Holden Ehlers | Registered representative | Dec 2024 (2y) | ||
| Robert Reed Davies | Registered representative | Dec 2024 (2y) | ||
| Adam Yoshito Naylor | Registered representative | Dec 2024 (2y) | ||
| William M Garnett | Registered representative | Dec 2024 (2y) | ||
| Hector Manuel Lugo | Registered representative | Dec 2024 (2y) | ||
| Jonathan Lee Duff | Registered representative | Dec 2024 (2y) | ||
| Seth Nicholas Swenson | Registered representative | Dec 2024 (2y) | ||
| Hailey Marie Parker | Registered representative | Dec 2024 (2y) | ||
| Joshua Bailey | Registered representative | Dec 2024 (2y) | ||
| Shu Ping Lin | Registered representative | CFP | Dec 2024 (2y) | |
| Brandon Lev | Registered representative | Dec 2024 (2y) | ||
| Shelby Elizabeth Guice | Registered representative | Dec 2024 (2y) | ||
| Christopher Mikell | Registered representative | Dec 2024 (2y) | ||
| Matthew Aquino | Registered representative | Dec 2024 (2y) | ||
| Andrew John Tomaino | Registered representative | Dec 2024 (2y) | ||
| Andrew Temple | Registered representative | CFP | Dec 2024 (2y) | |
| Bradley James Thebeau | Registered representative | Dec 2024 (2y) | ||
| Cassen Troy La Bounty | Registered representative | Dec 2024 (2y) | ||
| Christopher Campbell | Registered representative | CFP | Dec 2024 (2y) | |
| Ryan Michael Purpur | Registered representative | Dec 2024 (2y) | ||
| Anthony Hung Truong | Registered representative | Dec 2024 (2y) | ||
| Colin Rissler | Registered representative | Dec 2024 (2y) | ||
| Matthew Alan Willson | Registered representative | Dec 2024 (2y) | ||
| Rebecca Lea Haleva | Registered representative | Dec 2024 (2y) | ||
| Jack Guiboux | Registered representative | CFP | Dec 2024 (2y) | |
| Caleb Scott Kiser | Registered representative | Dec 2024 (2y) | ||
| Brian Edward Bell | Registered representative | Dec 2024 (2y) | ||
| Edgard Martinez | Registered representative | Dec 2024 (2y) | ||
| Erica Sandra Haworth | Registered representative | Dec 2024 (2y) | ||
| Joshua Eugene Love | Registered representative | Dec 2024 (2y) | ||
| Jordan Elizabeth Beck | Registered representative | Dec 2024 (2y) | ||
| Robert Thomas Logan | Registered representative | Dec 2024 (2y) | ||
| Gregory John Natiello | Registered representative | Dec 2024 (2y) | ||
| Joshua Eugene Noah | Registered representative | Dec 2024 (2y) | ||
| Brad Fang | Registered representative | Jan 2025 (2y) | ||
| Franklin Ventura | Registered representative | Jan 2025 (2y) | ||
| Shelby Alexandria Griffing | Registered representative | Jan 2025 (2y) | ||
| Bailey Burke | Registered representative | CFP | Jan 2025 (2y) | |
| Bobby Edward Needham | Registered representative | Jan 2025 (2y) | ||
| Dennis D Davis Ii | Registered representative | Jan 2025 (2y) | ||
| Laura Vanessa Vasquez | Registered representative | Jan 2025 (2y) | ||
| Robert Dale Watson | Registered representative | Jan 2025 (2y) | ||
| Valerie Ann Pate | Registered representative | CFP | Jan 2025 (2y) | |
| Byron Elmer Sheffield | Registered representative | Jan 2025 (2y) | ||
| Sheryl Preet Kaur | Registered representative | Jan 2025 (2y) | ||
| Fotios Katsigiannis | Registered representative | Jan 2025 (2y) | ||
| Robin B Hanover | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Mei Hui Wu | Registered representative | Jan 2025 (2y) | ||
| Andrew Purdy | Registered representative | Jan 2025 (2y) | ||
| Inga Yengoyan | Registered representative | Jan 2025 (2y) | ||
| Nathaniel Gitano Pepe | Registered representative | Jan 2025 (2y) | ||
| Noah Arita | Registered representative | Jan 2025 (2y) | ||
| David E Link | Registered representative | Jan 2025 (2y) | ||
| Edward Stiles Peabody | Registered representative | Jan 2025 (2y) | ||
| Eric Nicholas Sanger | Registered representative | Jan 2025 (2y) | ||
| Ishaan Mundra | Registered representative | Jan 2025 (2y) | ||
| Jeromy Christian Shepherd | Registered representative | Jan 2025 (2y) | ||
| Madison Faith Cummings | Registered representative | Jan 2025 (2y) | ||
| Nathaniel Weir | Registered representative | Jan 2025 (2y) | ||
| Parker Heaton | Registered representative | Jan 2025 (2y) | ||
| Russell Everett Carlton | Registered representative | Jan 2025 (2y) | ||
| Brendan Lovekamp | Registered representative | Jan 2025 (2y) | ||
| Brianna Layseca | Registered representative | Jan 2025 (2y) | ||
| Christopher Thomas De Vita | Registered representative | Jan 2025 (2y) | ||
| Stewart Sanders | Registered representative | Jan 2025 (2y) | ||
| Olusegun Osayemi | Registered representative | Jan 2025 (2y) | ||
| Coleton Panowyk | Registered representative | Jan 2025 (2y) | ||
| Erik James Larson | Registered representative | Jan 2025 (2y) | ||
| Joshua Jay Klingen | Registered representative | Jan 2025 (2y) | ||
| Stephen Austin Pullin | Registered representative | Jan 2025 (2y) | ||
| Akash Samad | Registered representative | Jan 2025 (2y) | ||
| Andrew Paul Walle | Registered representative | Jan 2025 (2y) | ||
| Christine Marie Leach | Registered representative | Jan 2025 (2y) | ||
| Hannah Elizabeth Krumreich | Registered representative | CFP | Jan 2025 (2y) | |
| Jonathan Matta | Registered representative | Jan 2025 (2y) | ||
| Mark Werner | Registered representative | Jan 2025 (2y) | ||
| Patrick David Mihm | Registered representative | Jan 2025 (2y) | ||
| Sean Thomas O Dalaigh | Registered representative | Jan 2025 (2y) | ||
| Abigail Serna | Registered representative | Jan 2025 (2y) | ||
| Chad Brown | Registered representative | Jan 2025 (2y) | ||
| Jack Fenway Benbow | Registered representative | Jan 2025 (2y) | ||
| Ryan Christopher O Connor | Registered representative | Jan 2025 (2y) | ||
| Vicente Emilio Miranda Santis | Registered representative | Jan 2025 (2y) | ||
| Wesley Glenn Knowlton | Registered representative | Jan 2025 (2y) | ||
| Michael A Rois | Registered representative | Jan 2025 (2y) | ||
| Chase Warner Maderious | Registered representative | Jan 2025 (2y) | ||
| Rosalie Grace Smith | Registered representative | Jan 2025 (2y) | ||
| Billy Tomlinson | Registered representative | Jan 2025 (2y) | ||
| Brandon Paul Sudo Cepeda | Registered representative | Jan 2025 (2y) | ||
| Steven Higgins | Registered representative | Jan 2025 (2y) | ||
| Traci M Sunde | Registered representative | Jan 2025 (2y) | ||
| Eric Trinidad | Registered representative | Jan 2025 (2y) | ||
| John M Mc Daniel | Registered representative | Jan 2025 (2y) | ||
| Juan Pablo Ramos | Registered representative | Jan 2025 (2y) | ||
| Mark Edward Stamper | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Reither | Registered representative | Jan 2025 (2y) | ||
| Marlon Varsace | Registered representative | Jan 2025 (2y) | ||
| Nicholas David Wolanski | Registered representative | Jan 2025 (2y) | ||
| Adis Rogonich | Registered representative | Jan 2025 (2y) | ||
| Brandon Floyd | Registered representative | Jan 2025 (2y) | ||
| Dylan Sean Dennis | Registered representative | Jan 2025 (2y) | ||
| Omar Josue Urueta | Registered representative | Jan 2025 (2y) | ||
| Payton Carter | Registered representative | Jan 2025 (2y) | ||
| Mckayla Rai Stutz | Registered representative | Jan 2025 (2y) | ||
| Michael Anthony Bergeron | Registered representative | CFP | Jan 2025 (2y) | |
| Adam James Sawkins | Registered representative | Jan 2025 (2y) | ||
| Jordan Bonanno | Registered representative | Jan 2025 (2y) | ||
| Kristian Maya | Registered representative | Jan 2025 (2y) | ||
| Mariah Starwood | Registered representative | Jan 2025 (2y) | ||
| Crystal Lynn Dykstra | Registered representative | CFP | Jan 2025 (2y) | |
| Gabriella Carbone | Registered representative | Jan 2025 (2y) | ||
| Justin Edward Ruester | Registered representative | Jan 2025 (2y) | ||
| Nicole Lynn Perez | Registered representative | Jan 2025 (2y) | ||
| Davide Opoku Agyemang Sarkodee | Registered representative | Jan 2025 (2y) | ||
| Meghana Jayantkumar Mistry | Registered representative | Jan 2025 (2y) | ||
| Taron Xavier Jones | Registered representative | Jan 2025 (2y) | ||
| Austin K Stark | Registered representative | Feb 2025 (1y) | ||
| Dymon James Gainey | Registered representative | Feb 2025 (1y) | ||
| John Paul Norris | Registered representative | Feb 2025 (1y) | ||
| Jose Guadalupe Molina | Registered representative | Feb 2025 (1y) | ||
| Ali Zaidi | Registered representative | Feb 2025 (1y) | ||
| Jarrett Edward Bond | Registered representative | Feb 2025 (1y) | ||
| Nicolas Jose Guerrero Campos | Registered representative | Feb 2025 (1y) | ||
| Eric M. Rwiliriza | Registered representative | Feb 2025 (1y) | ||
| Gregory Robert Damian | Registered representative | Feb 2025 (1y) | ||
| Andrew Francis Bladt | Registered representative | Feb 2025 (1y) | ||
| Calan Drew Olson | Registered representative | Feb 2025 (1y) | ||
| Jameson Schyler Robbins | Registered representative | Feb 2025 (1y) | ||
| Ma Kayla Beth Whiting | Registered representative | Feb 2025 (1y) | ||
| Samuel Allen Davis | Registered representative | Feb 2025 (1y) | ||
| Brian Lee Turbeville | Registered representative | CFP | Feb 2025 (1y) | |
| Owen Gene O Shaughnessy | Registered representative | Feb 2025 (1y) | ||
| Darby Brianne Williams | Registered representative | Feb 2025 (1y) | ||
| Eliot Rowland | Registered representative | Feb 2025 (1y) | ||
| Ryan Christopher Forbes | Registered representative | Feb 2025 (1y) | ||
| Irina Nikolaevna Burova | Registered representative | Feb 2025 (1y) | ||
| Jamel George Wilson | Registered representative | CFP | Feb 2025 (1y) | |
| Laura Creighton Mc Dowell | Registered representative | CFP | Feb 2025 (1y) | |
| Blake Coomer | Registered representative | Feb 2025 (1y) | ||
| Brian J Crary | Registered representative | Feb 2025 (1y) | ||
| Jon B Rosenblatt | Registered representative | Feb 2025 (1y) | ||
| Navneet Karra | Registered representative | Feb 2025 (1y) | ||
| Nicholas James Guzman | Registered representative | Feb 2025 (1y) | ||
| Robert Jonathan Trimble | Registered representative | Feb 2025 (1y) | ||
| Robert Patrick Robinson | Registered representative | Feb 2025 (1y) | ||
| Andrew Ronald Martinez | Registered representative | Feb 2025 (1y) | ||
| David De Jesus Gomez | Registered representative | Feb 2025 (1y) | ||
| Scott A Salerno | Registered representative | Feb 2025 (1y) | ||
| Sevag Hagopian | Registered representative | Feb 2025 (1y) | ||
| Talaya Monette Perkins | Registered representative | Feb 2025 (1y) | ||
| Zaire Doss | Registered representative | Feb 2025 (1y) | ||
| Jason Elia Kekoa Kanoa | Registered representative | Feb 2025 (1y) | ||
| Kevin Lee Reynolds | Registered representative | Feb 2025 (1y) | ||
| Kunjie Ou | Registered representative | Feb 2025 (1y) | ||
| Eric Joseph Sasadeusz | Registered representative | Feb 2025 (1y) | ||
| Jason Taylor Pugmire | Registered representative | Feb 2025 (1y) | ||
| Johnathan Anthony Morales | Registered representative | Feb 2025 (1y) | ||
| Sam Michael Flora | Registered representative | Feb 2025 (1y) | ||
| Jed Richard Schoedel | Registered representative | CFP | Feb 2025 (1y) | |
| Georgeen Renea Cepeda | Registered representative | Feb 2025 (1y) | ||
| Olivia J Mallett | Registered representative | CFP | Feb 2025 (1y) | |
| Gregory Alexander Del Giudice | Registered representative | Feb 2025 (1y) | ||
| Joseph Deihl | Registered representative | Feb 2025 (1y) | ||
| Nicole Gatiss | Registered representative | Feb 2025 (1y) | ||
| Reta Jonell Savage | Registered representative | Feb 2025 (1y) | ||
| Tyler Josephs | Registered representative | Feb 2025 (1y) | ||
| Edward W Mccoy | Registered representative | Feb 2025 (1y) | ||
| Jacob Robert Rubien | Registered representative | Feb 2025 (1y) | ||
| John Joseph Lyons | Registered representative | CFP | Feb 2025 (1y) | |
| Luke Gray | Registered representative | Feb 2025 (1y) | ||
| Tyler T Marion | Registered representative | Feb 2025 (1y) | ||
| Carolyn H Castillo | Registered representative | Feb 2025 (1y) | ||
| Cory Scott Mitchell | Registered representative | Feb 2025 (1y) | ||
| Mitchell Newhouse | Registered representative | Feb 2025 (1y) | ||
| Paolo Giannandrea | Registered representative | Feb 2025 (1y) | ||
| Cole Powers | Registered representative | Feb 2025 (1y) | ||
| Elliott Hegger | Registered representative | Feb 2025 (1y) | ||
| Kristen Treglia | Registered representative | Feb 2025 (1y) | ||
| Ziomara Liset Reyes | Registered representative | Feb 2025 (1y) | ||
| Ariel Joseph Seidner | Registered representative | Feb 2025 (1y) | ||
| Bryson T Banks | Registered representative | Feb 2025 (1y) | ||
| George L. Yanez | Registered representative | Feb 2025 (1y) | ||
| Jesica Taylor | Registered representative | Feb 2025 (1y) | ||
| Kimberly A Westerfield | Registered representative | Feb 2025 (1y) | ||
| Michael Jason Torres | Registered representative | Feb 2025 (1y) | ||
| Noe Zarate | Registered representative | Mar 2025 (1y) | ||
| Daniel Curtis | Registered representative | Mar 2025 (1y) | ||
| Joshua Norton | Registered representative | Mar 2025 (1y) | ||
| Michael Donald Conn | Registered representative | Mar 2025 (1y) | ||
| Elise Lee | Registered representative | Mar 2025 (1y) | ||
| Marcus Adam Thorstad | Registered representative | Mar 2025 (1y) | ||
| Andrew Louis Adado | Registered representative | Mar 2025 (1y) | ||
| Benjamin Emanuel Roberts | Registered representative | Mar 2025 (1y) | ||
| Cristopher Rafael Llopiz Osorio | Registered representative | Mar 2025 (1y) | ||
| Eduardo Pineda Ortega | Registered representative | Mar 2025 (1y) | ||
| Julia Robichaud | Registered representative | Mar 2025 (1y) | ||
| Joshua Jacob Salazar | Registered representative | Mar 2025 (1y) | ||
| Nikolas Highducheck | Registered representative | Mar 2025 (1y) | ||
| James D Hix | Registered representative | CFP | Mar 2025 (1y) | |
| Stefan Alexander Titeica | Registered representative | Mar 2025 (1y) | ||
| Nicholas Whittlesey | Registered representative | Mar 2025 (1y) | ||
| Allyson Rose Fine | Registered representative | Mar 2025 (1y) | ||
| Brett Jeffrey Skidmore | Registered representative | Mar 2025 (1y) | ||
| Justin Drake Hinojosa | Registered representative | Mar 2025 (1y) | ||
| Alex Figueroa | Registered representative | Mar 2025 (1y) | ||
| Ian William Smith | Registered representative | Mar 2025 (1y) | ||
| Ion Angi Filip | Registered representative | Mar 2025 (1y) | ||
| Megan Aimee Rodriguez Velasquez | Registered representative | Mar 2025 (1y) | ||
| Taylor R Storad | Registered representative | Mar 2025 (1y) | ||
| Kimberly Michelle Davis | Registered representative | Mar 2025 (1y) | ||
| Brian David Wood | Registered representative | Mar 2025 (1y) | ||
| Kyler Mc Crae Hensel | Registered representative | Mar 2025 (1y) | ||
| Douglas M Thomas | Registered representative | Mar 2025 (1y) | ||
| Kevin James Kirlin | Registered representative | Mar 2025 (1y) | ||
| Jesse Alexander Martinez | Registered representative | CFP | Mar 2025 (1y) | |
| Anthony Caiola | Registered representative | Mar 2025 (1y) | ||
| Reshard Grant | Registered representative | Mar 2025 (1y) | ||
| Haylie Mc Lean Patrick | Registered representative | Mar 2025 (1y) | ||
| Joseph Ramirez | Registered representative | Mar 2025 (1y) | ||
| Jocelyn Xiomara Gray | Registered representative | Mar 2025 (1y) | ||
| Keegan Banks | Registered representative | Mar 2025 (1y) | ||
| Natalie Ann Rivosecchi | Registered representative | CFP | Mar 2025 (1y) | |
| Sylvia L F Beasley | Registered representative | Mar 2025 (1y) | ||
| Viktor Kuru | Registered representative | Mar 2025 (1y) | ||
| Brock Nolan Hayward | Registered representative | Mar 2025 (1y) | ||
| Cory M Hiltz | Registered representative | Mar 2025 (1y) | ||
| Robert S Garber | Registered representative | Mar 2025 (1y) | ||
| Jordan Gage Greer | Registered representative | Mar 2025 (1y) | ||
| Alex Nicholas Corbet Preisser | Registered representative | Mar 2025 (1y) | ||
| Kaitlyn Alexandra Handy | Registered representative | Mar 2025 (1y) | ||
| Kevin J Kunz | Registered representative | Mar 2025 (1y) | ||
| Xue Zheng | Registered representative | Mar 2025 (1y) | ||
| Zihao Zhu | Registered representative | Mar 2025 (1y) | ||
| Anand Singh Hundal | Registered representative | Mar 2025 (1y) | ||
| Devon Kushner Ford | Registered representative | Mar 2025 (1y) | ||
| Joseph Paul Bean | Registered representative | Mar 2025 (1y) | ||
| Nigeena Helai Rahmanzai | Registered representative | Mar 2025 (1y) | ||
| Steve Lee Townsend | Registered representative | Mar 2025 (1y) | ||
| Albaneliz Ortiz | Registered representative | Mar 2025 (1y) | ||
| Andrew Levin | Registered representative | Mar 2025 (1y) | ||
| Ryan C Henderson | Registered representative | Mar 2025 (1y) | ||
| Sihai Li | Registered representative | Mar 2025 (1y) | ||
| Gabrielle Rose Sumner | Registered representative | Mar 2025 (1y) | ||
| Kristin Mc Cartney Mann | Registered representative | Mar 2025 (1y) | ||
| Robert Aaron Cox | Registered representative | Mar 2025 (1y) | ||
| Spencer Michael Vauthier | Registered representative | Mar 2025 (1y) | ||
| Rhonda Ward | Registered representative | Mar 2025 (1y) | ||
| Long Du Tran | Registered representative | Mar 2025 (1y) | ||
| Amethyst Sophia Anita Gefre | Registered representative | Mar 2025 (1y) | ||
| Dominick Moscardelli | Registered representative | Mar 2025 (1y) | ||
| James Adams | Registered representative | Mar 2025 (1y) | ||
| Luigi R. Auriemma | Registered representative | Mar 2025 (1y) | ||
| Lynn Mader | Registered representative | Mar 2025 (1y) | ||
| Alexander Gunther | Registered representative | CFP | Apr 2025 (1y) | |
| Johnny William Aguilar | Registered representative | Apr 2025 (1y) | ||
| Mele Lupe Vete Darley | Registered representative | Apr 2025 (1y) | ||
| Samuel Pereira | Registered representative | Apr 2025 (1y) | ||
| Steven Wilder | Registered representative | Apr 2025 (1y) | ||
| Christopher Michael Luciano | Registered representative | Apr 2025 (1y) | ||
| Martin Rodriguez | Registered representative | Apr 2025 (1y) | ||
| Andrew R Brown | Registered representative | Apr 2025 (1y) | ||
| Cole Nicholas Ragland | Registered representative | Apr 2025 (1y) | ||
| Jacob Vigneau | Registered representative | CFP | Apr 2025 (1y) | |
| Michael Lucas | Registered representative | Apr 2025 (1y) | ||
| Shawn Michael Conboy | Registered representative | Apr 2025 (1y) | ||
| Ernest Joseph Lacroix | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Steven Forrest Will | Registered representative | Apr 2025 (1y) | ||
| Brian Olcott | Registered representative | Apr 2025 (1y) | ||
| Christopher James Strackman | Registered representative | Apr 2025 (1y) | ||
| Donald Rivers | Registered representative | Apr 2025 (1y) | ||
| Keith Carpenter | Registered representative | CFP | Apr 2025 (1y) | |
| Annapurna Kuchi | Registered representative | Apr 2025 (1y) | ||
| Armando Joel Cruz | Registered representative | Apr 2025 (1y) | ||
| Aubrey Billings | Registered representative | Apr 2025 (1y) | ||
| Elizabeth Rizza | Registered representative | Apr 2025 (1y) | ||
| Eric Garcia | Registered representative | Apr 2025 (1y) | ||
| Louis Hudson | Registered representative | Apr 2025 (1y) | ||
| Michaela R Richardson | Registered representative | Apr 2025 (1y) | ||
| Zhi Yong Stilwell Yang | Registered representative | Apr 2025 (1y) | ||
| John Paul Simmons | Registered representative | CFP | Apr 2025 (1y) | |
| Kathryn Ann Lange Robinson | Registered representative | Apr 2025 (1y) | ||
| Aaron Patrick Ohri | Registered representative | Apr 2025 (1y) | ||
| Eric Munro | Registered representative | Apr 2025 (1y) | ||
| Gino Alejandro Campana | Registered representative | CFP | Apr 2025 (1y) | |
| Nicholas Robert Gearhart | Registered representative | Apr 2025 (1y) | ||
| Andrew Cap | Registered representative | Apr 2025 (1y) | ||
| Harrison Seidner | Registered representative | Apr 2025 (1y) | ||
| Paul Aaron Hernandez | Registered representative | Apr 2025 (1y) | ||
| Anthony Loyola Masterson | Registered representative | Apr 2025 (1y) | ||
| Michael Stone | Registered representative | Apr 2025 (1y) | ||
| Michael Zachary Taylor | Registered representative | Apr 2025 (1y) | ||
| Peter Hopper | Registered representative | Apr 2025 (1y) | ||
| Alexis Taulbee | Registered representative | Apr 2025 (1y) | ||
| Daliya Mansour | Registered representative | Apr 2025 (1y) | ||
| Elizabeth Lee | Registered representative | Apr 2025 (1y) | ||
| Mary Bottella | Registered representative | Apr 2025 (1y) | ||
| Johnathan Lee Kaczyk | Registered representative | CFP | Apr 2025 (1y) | |
| Ryan Rampersaud | Registered representative | Apr 2025 (1y) | ||
| Thomas Arundale | Registered representative | Apr 2025 (1y) | ||
| Alberto Arredondo | Registered representative | Apr 2025 (1y) | ||
| Alejandro Benedetti | Registered representative | Apr 2025 (1y) | ||
| Gabriel Puentes | Registered representative | Apr 2025 (1y) | ||
| Walter Morgan Spencer | Registered representative | CFP | Apr 2025 (1y) | |
| Sebastian Mencia | Registered representative | Apr 2025 (1y) | ||
| Shane Martin Asman | Registered representative | Apr 2025 (1y) | ||
| James Phillip Rosebrook | Registered representative | Apr 2025 (1y) | ||
| Mary A Williams | Registered representative | Apr 2025 (1y) | ||
| Robert J Johnson | Registered representative | CFP CFA | Apr 2025 (1y) | |
| Brett Oland | Registered representative | Apr 2025 (1y) | ||
| Joseph Oloo Jaoko | Registered representative | Apr 2025 (1y) | ||
| Ryan Gardner | Registered representative | Apr 2025 (1y) | ||
| Samuel Ryan Blalock | Registered representative | Apr 2025 (1y) | ||
| Sarah Vito | Registered representative | Apr 2025 (1y) | ||
| Shawn George | Registered representative | Apr 2025 (1y) | ||
| Aiden Ney Steinle | Registered representative | Apr 2025 (1y) | ||
| Anny Chien | Registered representative | Apr 2025 (1y) | ||
| Jake Lindsey Sewell | Registered representative | Apr 2025 (1y) | ||
| Thomas Jefferson Knight | Registered representative | Apr 2025 (1y) | ||
| Aj Poisson | Registered representative | Apr 2025 (1y) | ||
| Austin Rupert | Registered representative | Apr 2025 (1y) | ||
| Brian Joseph Harris | Registered representative | Apr 2025 (1y) | ||
| Fraser Pain | Registered representative | Apr 2025 (1y) | ||
| Guillermo Ramirez | Registered representative | Apr 2025 (1y) | ||
| Lauren Elizabeth Akridge | Registered representative | Apr 2025 (1y) | ||
| Luken Machree Wilson | Registered representative | Apr 2025 (1y) | ||
| Scot Nelson Wade | Registered representative | Apr 2025 (1y) | ||
| Vanessa Tavera | Registered representative | Apr 2025 (1y) | ||
| Hans C Olrik | Registered representative | Apr 2025 (1y) | ||
| Pamela M Menendez | Registered representative | Apr 2025 (1y) | ||
| Roy Schilder | Registered representative | Apr 2025 (1y) | ||
| Aidan Barrett | Registered representative | Apr 2025 (1y) | ||
| Antonio Mijares | Registered representative | Apr 2025 (1y) | ||
| Brian Garrett Barker | Registered representative | Apr 2025 (1y) | ||
| Christian Tyler Fair | Registered representative | Apr 2025 (1y) | ||
| Eyssen Sal | Registered representative | Apr 2025 (1y) | ||
| Ghinwa Shaaban Ayass | Registered representative | Apr 2025 (1y) | ||
| Jake Ketchner | Registered representative | Apr 2025 (1y) | ||
| Samantha Marie Mcevoy | Registered representative | Apr 2025 (1y) | ||
| Timothy Stark | Registered representative | Apr 2025 (1y) | ||
| Chandrani Ghosh | Registered representative | Apr 2025 (1y) | ||
| Daniel Beaulieu | Registered representative | Apr 2025 (1y) | ||
| Edward Richard Forster | Registered representative | Apr 2025 (1y) | ||
| Kevin Bueker | Registered representative | Apr 2025 (1y) | ||
| Nicholas Bobroff | Registered representative | CFP | Apr 2025 (1y) | |
| Sarah Kirsten Bellora | Registered representative | Apr 2025 (1y) | ||
| Travis Sullivan | Registered representative | Apr 2025 (1y) | ||
| Daniel Adam Rudin | Registered representative | May 2025 (1y) | ||
| Joseph Soonshin Lee | Registered representative | May 2025 (1y) | ||
| Jet Uechi | Registered representative | May 2025 (1y) | ||
| Matthew Philip Dieb | Registered representative | May 2025 (1y) | ||
| Nicholas Gregory Leone | Registered representative | May 2025 (1y) | ||
| Isabelle Veronique Day | Registered representative | May 2025 (1y) | ||
| Mark Fleming | Registered representative | May 2025 (1y) | ||
| Michael Eric Robinson | Registered representative | May 2025 (1y) | ||
| Michael Joseph Rozzero | Registered representative | May 2025 (1y) | ||
| Peter Klimkow | Registered representative | May 2025 (1y) | ||
| Ross Johnson | Registered representative | May 2025 (1y) | ||
| Steven Curran | Registered representative | May 2025 (1y) | ||
| Zachary Lindsey | Registered representative | May 2025 (1y) | ||
| Cody Rabe | Registered representative | May 2025 (1y) | ||
| Chelsea Renae Carlton | Registered representative | May 2025 (1y) | ||
| Ian Joshua Calle | Registered representative | May 2025 (1y) | ||
| John Michael Schoffman | Registered representative | May 2025 (1y) | ||
| Semih Batum | Registered representative | May 2025 (1y) | ||
| Terrance Bronchea Smith | Registered representative | May 2025 (1y) | ||
| William Charles Ciolino | Registered representative | May 2025 (1y) | ||
| George Elliott Hearst | Registered representative | May 2025 (1y) | ||
| Katie Elizabeth Sweeney | Registered representative | May 2025 (1y) | ||
| Mark Delton | Registered representative | May 2025 (1y) | ||
| Michael Paul Nelson | Registered representative | May 2025 (1y) | ||
| Zachary Hoekstra | Registered representative | May 2025 (1y) | ||
| Alison Marie Bowman | Registered representative | May 2025 (1y) | ||
| Alvaro Macias Gonzalez | Registered representative | May 2025 (1y) | ||
| Eric Alaniz | Registered representative | May 2025 (1y) | ||
| Brendan Murray Ours | Registered representative | May 2025 (1y) | ||
| Charles Robert Purcell | Registered representative | May 2025 (1y) | ||
| Kristen O'neill | Registered representative | May 2025 (1y) | ||
| Alexander Biestek | Registered representative | May 2025 (1y) | ||
| Jonathan Nicholas Shoush | Registered representative | May 2025 (1y) | ||
| Jaclyn Renee Leonard | Registered representative | May 2025 (1y) | ||
| Jacob Daniel Brawner | Registered representative | May 2025 (1y) | ||
| Jeff Russell Roman | Registered representative | May 2025 (1y) | ||
| Bryce Richard Sutherland | Registered representative | May 2025 (1y) | ||
| Cameron Rutz | Registered representative | May 2025 (1y) | ||
| Katie E Drenzek | Registered representative | May 2025 (1y) | ||
| Lillian Schnabel | Registered representative | May 2025 (1y) | ||
| Matthew Warren Cole | Registered representative | May 2025 (1y) | ||
| Daniel Ryan Eads | Registered representative | May 2025 (1y) | ||
| Tyler Lee Van Donge | Registered representative | CFP | May 2025 (1y) | |
| Tinotenda Nyawata | Registered representative | May 2025 (1y) | ||
| Brian Braue Stoll | Registered representative | May 2025 (1y) | ||
| Danielle Hassan | Registered representative | May 2025 (1y) | ||
| Matthew Billitti | Registered representative | CFP | May 2025 (1y) | |
| Nathan Lee Aviles | Registered representative | May 2025 (1y) | ||
| Oluwatobi Ajao | Registered representative | May 2025 (1y) | ||
| Pauline Yip | Registered representative | May 2025 (1y) | ||
| Anthony Matthew Quail | Registered representative | May 2025 (1y) | ||
| Emmanuel Aguirre | Registered representative | May 2025 (1y) | ||
| Joshua David Witkowski | Registered representative | May 2025 (1y) | ||
| Alexander Greanias | Registered representative | May 2025 (1y) | ||
| Carl C. Lok | Registered representative | May 2025 (1y) | ||
| John Mc Gillewie | Registered representative | May 2025 (1y) | ||
| Angelo Ven Cordero Abante | Registered representative | May 2025 (1y) | ||
| Brooks Gilmore | Registered representative | May 2025 (1y) | ||
| Jeffrey Beck | Registered representative | CFP | May 2025 (1y) | |
| Mark Douglas Hamilton | Registered representative | CFP | May 2025 (1y) | |
| Zachary Krial | Registered representative | May 2025 (1y) | ||
| James J Quinlivan | Registered representative | May 2025 (1y) | ||
| Jilliann Ransom | Registered representative | May 2025 (1y) | ||
| Jordan Samuel Halvorson | Registered representative | May 2025 (1y) | ||
| Yevgeny Veksler | Registered representative | May 2025 (1y) | ||
| Anna Marie Koziatek | Registered representative | May 2025 (1y) | ||
| Gulneer S Sarang | Registered representative | May 2025 (1y) | ||
| Geoffrey Flanders | Registered representative | CFP | May 2025 (1y) | |
| Helen Jenniferlyn Mc Call | Registered representative | May 2025 (1y) | ||
| Kevin M Ryan | Registered representative | CFP Chartered Financial Consultant | May 2025 (1y) | |
| Kevin Robert Latas | Registered representative | May 2025 (1y) | ||
| Matthew Gregory Johnson | Registered representative | May 2025 (1y) | ||
| Tammy Belinda Mc Garry | Registered representative | May 2025 (1y) | ||
| Andrew A Mathis | Registered representative | May 2025 (1y) | ||
| Gabriela Reyes Alvarenga | Registered representative | May 2025 (1y) | ||
| Ebram Emad Wissa | Registered representative | May 2025 (1y) | ||
| Felipe Marchena | Registered representative | May 2025 (1y) | ||
| Novaughn Franklin Miller | Registered representative | May 2025 (1y) | ||
| Silas Hofmann Wade | Registered representative | May 2025 (1y) | ||
| Vincent Illuzzi | Registered representative | May 2025 (1y) | ||
| Ryan A Black | Registered representative | May 2025 (1y) | ||
| Stefan Zdravkovic | Registered representative | May 2025 (1y) | ||
| Andrew Scott Haagensen | Registered representative | May 2025 (1y) | ||
| Bennett Alan Hughes | Registered representative | May 2025 (1y) | ||
| Daniel Alejandro Reynoso | Registered representative | May 2025 (1y) | ||
| Kendra A Bau | Registered representative | May 2025 (1y) | ||
| Madison Celene Ortmeyer | Registered representative | May 2025 (1y) | ||
| Rory Eldredge | Registered representative | CFP | May 2025 (1y) | |
| Steven Todd Kaplan | Registered representative | May 2025 (1y) | ||
| Winston Taylor | Registered representative | May 2025 (1y) | ||
| Jeffrey Ferreras | Registered representative | May 2025 (1y) | ||
| Joseph Walter Piescik | Registered representative | May 2025 (1y) | ||
| Ethan Edward Vandenheuvel | Registered representative | May 2025 (1y) | ||
| Gloria A Lai | Registered representative | May 2025 (1y) | ||
| Caraline Ellis Huddle | Registered representative | Jun 2025 (1y) | ||
| Lisa Ashley Sveland | Registered representative | Jun 2025 (1y) | ||
| Taylor Cowgill | Registered representative | Jun 2025 (1y) | ||
| Tristan Daniel Jones | Registered representative | Jun 2025 (1y) | ||
| Aria Khani | Registered representative | Jun 2025 (1y) | ||
| Austin R. Rush | Registered representative | Jun 2025 (1y) | ||
| Christopher Lee Martwig | Registered representative | Jun 2025 (1y) | ||
| Stacy Lee Asbury | Registered representative | Jun 2025 (1y) | ||
| Amy Rose Way | Registered representative | Jun 2025 (1y) | ||
| Grant Lynn Stoll | Registered representative | Jun 2025 (1y) | ||
| Melissa Sue Hamilton | Registered representative | Jun 2025 (1y) | ||
| Pedro Rivas | Registered representative | Jun 2025 (1y) | ||
| Gerald Edward Wilkerson | Registered representative | Jun 2025 (1y) | ||
| Harrison Thomas Schultz | Registered representative | Jun 2025 (1y) | ||
| Natcha Nussbaum | Registered representative | CFP | Jun 2025 (1y) | |
| Ramiro Cazares | Registered representative | Jun 2025 (1y) | ||
| Josh Bruce | Registered representative | Jun 2025 (1y) | ||
| James Franklin Colvin | Registered representative | Jun 2025 (1y) | ||
| Micah James Broome | Registered representative | Jun 2025 (1y) | ||
| Shane Richard Madigan | Registered representative | Jun 2025 (1y) | ||
| Abdul Jaleel Awini | Registered representative | Jun 2025 (1y) | ||
| Richard Gregory Machaj | Registered representative | Jun 2025 (1y) | ||
| Zachary Frisella | Registered representative | Jun 2025 (1y) | ||
| Brian David Cox | Registered representative | Jun 2025 (1y) | ||
| Elijah Joseph Bicondova | Registered representative | Jun 2025 (1y) | ||
| Henry Chan | Registered representative | Jun 2025 (1y) | ||
| Joshua Nathanael Wood | Registered representative | Jun 2025 (1y) | ||
| Nathan Alan Green | Registered representative | CFP | Jun 2025 (1y) | |
| Blanca Elena Fernandez | Registered representative | Jun 2025 (1y) | ||
| Ryan Joseph Grande | Registered representative | Jun 2025 (1y) | ||
| Catherine A Johnson | Registered representative | Jun 2025 (1y) | ||
| Christina Marie Palmer | Registered representative | Jun 2025 (1y) | ||
| Kristen Elizabeth Ahrend | Registered representative | Jun 2025 (1y) | ||
| Ty Young John Meadows | Registered representative | Jun 2025 (1y) | ||
| Vern Emlin Mendoza White | Registered representative | Jun 2025 (1y) | ||
| Zachary Alex Mc Donald | Registered representative | Jun 2025 (1y) | ||
| Arianna Maria Meehan | Registered representative | Jun 2025 (1y) | ||
| Anton Thomas Piskac | Registered representative | Jun 2025 (1y) | ||
| Camila Veron | Registered representative | Jun 2025 (1y) | ||
| Carson Scott Shoemaker | Registered representative | Jun 2025 (1y) | ||
| Dawn Marie Buscher | Registered representative | CFP | Jun 2025 (1y) | |
| Jose Herrera | Registered representative | Jun 2025 (1y) | ||
| Jacob Michael Dukman | Registered representative | CFP | Jun 2025 (1y) | |
| Julian Anthony Morrison | Registered representative | Jun 2025 (1y) | ||
| Mason Thomas Burnside | Registered representative | Jun 2025 (1y) | ||
| Samuel Walker | Registered representative | Jun 2025 (1y) | ||
| David Aaron Marti | Registered representative | Jun 2025 (1y) | ||
| Grayson Hogoboom | Registered representative | Jun 2025 (1y) | ||
| Joshua Sargeant | Registered representative | Jun 2025 (1y) | ||
| Orfeo Di Mizio | Registered representative | Jun 2025 (1y) | ||
| Benjamin Gregory Piff | Registered representative | CFP | Jun 2025 (1y) | |
| Aaron George Harbaugh | Registered representative | Jun 2025 (1y) | ||
| Bradford A Hutchins | Registered representative | Jun 2025 (1y) | ||
| Daniel Lane Clark | Registered representative | CFP | Jun 2025 (1y) | |
| Nathan Benjamin Shaver | Registered representative | Jun 2025 (1y) | ||
| Caleb Philip Gaffney Hasslinger | Registered representative | Jun 2025 (1y) | ||
| Jhonatan Quintero | Registered representative | Jun 2025 (1y) | ||
| Joseph Charles Clifton | Registered representative | Jun 2025 (1y) | ||
| Lauren Karyna Fleming | Registered representative | Jun 2025 (1y) | ||
| Tiffany Elizabeth Conklin | Registered representative | Jun 2025 (1y) | ||
| Blake Haller | Registered representative | Jun 2025 (1y) | ||
| Christina S Bohnsack | Registered representative | Jun 2025 (1y) | ||
| Jaclyn Brenna Ashgrove | Registered representative | Jun 2025 (1y) | ||
| Jacob Joseph Helfrich | Registered representative | Jun 2025 (1y) | ||
| Avery Matthew Sriyaranya | Registered representative | Jun 2025 (1y) | ||
| Ana Rubi Ventura Trejo | Registered representative | Jun 2025 (1y) | ||
| Deanna Lynn Beattie Gallant | Registered representative | Jun 2025 (1y) | ||
| Jake Swisher | Registered representative | Jun 2025 (1y) | ||
| Ronald Lee Renner | Registered representative | Jun 2025 (1y) | ||
| Berenice Robante | Registered representative | Jun 2025 (1y) | ||
| Cameron Hale Irwin | Registered representative | Jun 2025 (1y) | ||
| Courtney Michiko Ima | Registered representative | Jun 2025 (1y) | ||
| Christopher G Jacobs | Registered representative | Jun 2025 (1y) | ||
| Gregory D Stringfellow | Registered representative | Jun 2025 (1y) | ||
| Kyle Stallcop | Registered representative | Jun 2025 (1y) | ||
| Stephen K Moore | Registered representative | Jun 2025 (1y) | ||
| Fadila Hamidat | Registered representative | Jun 2025 (1y) | ||
| Matthew William Welsh | Registered representative | Jun 2025 (1y) | ||
| Riley Cearra Wilson | Registered representative | Jun 2025 (1y) | ||
| Daniel Robert Gustafson | Registered representative | Jul 2025 (1y) | ||
| Dustin Tyler Cakalic | Registered representative | Jul 2025 (1y) | ||
| Katherine Ann Stephenson | Registered representative | Jul 2025 (1y) | ||
| Madison Grace Kitner | Registered representative | Jul 2025 (1y) | ||
| Jared Paul Herbert | Registered representative | Jul 2025 (1y) | ||
| Brenna Ann Killoran | Registered representative | CFP | Jul 2025 (1y) | |
| Christopher Charles Ferguson | Registered representative | Jul 2025 (1y) | ||
| Douglas Wayne Kennedy | Registered representative | Jul 2025 (1y) | ||
| Ethan Smith | Registered representative | Jul 2025 (1y) | ||
| John Patrick Mc Carthy | Registered representative | Jul 2025 (1y) | ||
| Rishab Pokale | Registered representative | Jul 2025 (1y) | ||
| Fen Ting Amy Strouse | Registered representative | Jul 2025 (1y) | ||
| Julian Allen | Registered representative | Jul 2025 (1y) | ||
| Shane Miller | Registered representative | Jul 2025 (1y) | ||
| Michael Daniel Klasel | Registered representative | Jul 2025 (1y) | ||
| Todd Jeffrey Merrill | Registered representative | Jul 2025 (1y) | ||
| Andria E Donovan | Registered representative | Jul 2025 (1y) | ||
| Joseph Thomas Hogan | Registered representative | Jul 2025 (1y) | ||
| Kathryn Buiel | Registered representative | Jul 2025 (1y) | ||
| Lola C Danza | Registered representative | Jul 2025 (1y) | ||
| Stephen Zuriel Moran | Registered representative | Jul 2025 (1y) | ||
| Arnat Abzhanov | Registered representative | Jul 2025 (1y) | ||
| Brad Simpson | Registered representative | Jul 2025 (1y) | ||
| Jason Derek Roberts | Registered representative | CFP | Jul 2025 (1y) | |
| Nicholas Anthony Rainone | Registered representative | Jul 2025 (1y) | ||
| Antonio Cancilla | Registered representative | Jul 2025 (1y) | ||
| Carolyn Williams | Registered representative | Jul 2025 (1y) | ||
| Phillip Francis Pratt | Registered representative | Jul 2025 (1y) | ||
| Scott Charles Long | Registered representative | Jul 2025 (1y) | ||
| Andres Banuelos Medina | Registered representative | Jul 2025 (1y) | ||
| Quentin Wade Mc Cart | Registered representative | CFP | Jul 2025 (1y) | |
| Tyler Nicholas Wolfe | Registered representative | Jul 2025 (1y) | ||
| Joshua Jonathan Crader | Registered representative | Jul 2025 (1y) | ||
| Jeremy Wayne Herrington | Registered representative | Jul 2025 (1y) | ||
| Joseph F Snee | Registered representative | Jul 2025 (1y) | ||
| Steven Xu | Registered representative | Jul 2025 (1y) | ||
| Samuel Harris | Registered representative | Jul 2025 (1y) | ||
| Dranoel La Michael Ross | Registered representative | Jul 2025 (1y) | ||
| Joshua Dwight Lange | Registered representative | Jul 2025 (1y) | ||
| Danh Cong Tran | Registered representative | Jul 2025 (1y) | ||
| Ryan Seward | Registered representative | Jul 2025 (1y) | ||
| Brandon Tate | Registered representative | Jul 2025 (1y) | ||
| Cherie Chiya Huang | Registered representative | Jul 2025 (1y) | ||
| Derrick Vincent Pommills | Registered representative | Jul 2025 (1y) | ||
| Donny Nguyen | Registered representative | Jul 2025 (1y) | ||
| Joseph Murphy | Registered representative | Jul 2025 (1y) | ||
| Kathryn Dunaway | Registered representative | Jul 2025 (1y) | ||
| Riley Mitrick | Registered representative | Jul 2025 (1y) | ||
| Samantha Lyn Maher | Registered representative | Jul 2025 (1y) | ||
| Cameron Dean Probst | Registered representative | Jul 2025 (1y) | ||
| Erika Sahagun Garcia | Registered representative | Jul 2025 (1y) | ||
| Taylor Hansen | Registered representative | Jul 2025 (1y) | ||
| Juan Sebastian Paez | Registered representative | Jul 2025 (1y) | ||
| Peter J West | Registered representative | CFP | Jul 2025 (1y) | |
| Wallis Delrosario | Registered representative | Jul 2025 (1y) | ||
| Alexa Tenpenny | Registered representative | Jul 2025 (1y) | ||
| Chang Osurman | Registered representative | CFP | Jul 2025 (1y) | |
| Christian Brown | Registered representative | Jul 2025 (1y) | ||
| Francis Mawunya Gakpo | Registered representative | Jul 2025 (1y) | ||
| Rachel Anne Stevens | Registered representative | Jul 2025 (1y) | ||
| Robert Loren Downing | Registered representative | CFA | Jul 2025 (1y) | |
| Ty Christian Bissen | Registered representative | Jul 2025 (1y) | ||
| Adam James Valdes | Registered representative | Jul 2025 (1y) | ||
| Adrian Joshua Valles | Registered representative | Jul 2025 (1y) | ||
| Keisha Hall | Registered representative | Jul 2025 (1y) | ||
| Roberto Vargas | Registered representative | Jul 2025 (1y) | ||
| Samuel Alejandro Rodriguez | Registered representative | Jul 2025 (1y) | ||
| Karlee Faith West | Registered representative | Jul 2025 (1y) | ||
| Nolan Michaels | Registered representative | CFP | Jul 2025 (1y) | |
| Alexander Harris Meissner | Registered representative | Jul 2025 (1y) | ||
| Andrew Robert Kunce | Registered representative | Jul 2025 (1y) | ||
| Roberto Garcia Pallares | Registered representative | Jul 2025 (1y) | ||
| Steven Ali Namvar | Registered representative | Jul 2025 (1y) | ||
| Daniel Valencia Moncanut | Registered representative | Jul 2025 (1y) | ||
| Dylan Christopher Oran | Registered representative | Jul 2025 (1y) | ||
| Lorianne Rivas | Registered representative | CFP | Jul 2025 (1y) | |
| Mehdy Sebastian Forootan Flores | Registered representative | Jul 2025 (1y) | ||
| Ryan Overton | Registered representative | Jul 2025 (1y) | ||
| Brian Diaz | Registered representative | Jul 2025 (1y) | ||
| Jaime Johnson | Registered representative | Jul 2025 (1y) | ||
| Sara Marie Bruno | Registered representative | Jul 2025 (1y) | ||
| Scott Kirk Robertson | Registered representative | Jul 2025 (1y) | ||
| Bret Joseph Zingrich | Registered representative | Jul 2025 (1y) | ||
| Craig Fabrikant | Registered representative | Jul 2025 (1y) | ||
| Charles O Hopkins | Registered representative | Jul 2025 (1y) | ||
| Darick Hayes | Registered representative | Jul 2025 (1y) | ||
| Jason Seitz | Registered representative | Jul 2025 (1y) | ||
| Richard Eric George | Registered representative | Jul 2025 (1y) | ||
| Alexander Ethridge Johnson | Registered representative | Aug 2025 (1y) | ||
| Avery Burton | Registered representative | Aug 2025 (1y) | ||
| Michael John Sullivan | Registered representative | Aug 2025 (1y) | ||
| David Antoszek | Registered representative | Aug 2025 (1y) | ||
| Loren Stewart | Registered representative | CFP | Aug 2025 (1y) | |
| May Jia Yik Hill | Registered representative | Aug 2025 (1y) | ||
| Benjamin Phillip Seibold | Registered representative | Aug 2025 (1y) | ||
| Benjamin Ward Rovenstine | Registered representative | Aug 2025 (1y) | ||
| Jared Cole Michaelis | Registered representative | Aug 2025 (1y) | ||
| Sedrick Mc Donald | Registered representative | CFP | Aug 2025 (1y) | |
| Tony Hernandez | Registered representative | Aug 2025 (1y) | ||
| Whitney Lynne Gilbertson | Registered representative | CFP | Aug 2025 (1y) | |
| Bubacarr Leigh | Registered representative | CFP | Aug 2025 (1y) | |
| Erika Anne Wilkes | Registered representative | Aug 2025 (1y) | ||
| Kody William Dougan | Registered representative | Aug 2025 (1y) | ||
| Maleehah Jawed Saya | Registered representative | Aug 2025 (1y) | ||
| Roberto Napoleon Quintanilla | Registered representative | Aug 2025 (1y) | ||
| Justin Hope | Registered representative | Aug 2025 (1y) | ||
| Kyle Dagesse | Registered representative | Aug 2025 (1y) | ||
| Monica Stanley | Registered representative | Aug 2025 (1y) | ||
| Jonathan Scott Mrozek | Registered representative | Aug 2025 (1y) | ||
| Kyle Rudolph | Registered representative | Aug 2025 (1y) | ||
| Nina Todosieva | Registered representative | Aug 2025 (1y) | ||
| Sean A. Campbell | Registered representative | Aug 2025 (1y) | ||
| Alexander Hernandez | Registered representative | Aug 2025 (1y) | ||
| John Patrick Kirlin | Registered representative | Aug 2025 (1y) | ||
| Michael J Demartino | Registered representative | Aug 2025 (1y) | ||
| Manuel Flores | Registered representative | Aug 2025 (1y) | ||
| Antonio Angel Zapata | Registered representative | Aug 2025 (1y) | ||
| Garrett Dale Evans | Registered representative | Aug 2025 (1y) | ||
| Kenneth G. Allen | Registered representative | Aug 2025 (1y) | ||
| Kevin Lamond Clark | Registered representative | Aug 2025 (1y) | ||
| Christopher Pace | Registered representative | Aug 2025 (1y) | ||
| Devin Berkowitz | Registered representative | Aug 2025 (1y) | ||
| Jared Christopher Sletto | Registered representative | Aug 2025 (1y) | ||
| Kyle Jeffrey Smith | Registered representative | CFA | Aug 2025 (1y) | |
| Sara Balk | Registered representative | Aug 2025 (1y) | ||
| Zachary Roberts | Registered representative | Aug 2025 (1y) | ||
| Jordan Camille Reiley | Registered representative | Aug 2025 (1y) | ||
| Kasey Jacqlyn Shen | Registered representative | Aug 2025 (1y) | ||
| Tanya Tremel | Registered representative | Aug 2025 (1y) | ||
| Ashton Joseph Zigler | Registered representative | Aug 2025 (1y) | ||
| Cheryl Lynn Red | Registered representative | CFP | Aug 2025 (1y) | |
| Eric Muriuki | Registered representative | CFP | Aug 2025 (1y) | |
| Jacob Liggett | Registered representative | Aug 2025 (1y) | ||
| Jamie Kristine Andujar | Registered representative | Aug 2025 (1y) | ||
| Jared James Johnson | Registered representative | Aug 2025 (1y) | ||
| Samuel M Reed | Registered representative | Aug 2025 (1y) | ||
| Brent Blitstein | Registered representative | Aug 2025 (1y) | ||
| Mark Robert Listenberger | Registered representative | Aug 2025 (1y) | ||
| Prabhleen Kaur Dhanda | Registered representative | Aug 2025 (1y) | ||
| Jordan Luke Opre | Registered representative | Aug 2025 (1y) | ||
| Matthew James Edwards | Registered representative | Aug 2025 (1y) | ||
| Sean Edward Reid | Registered representative | Aug 2025 (1y) | ||
| Chase Hakes | Registered representative | Aug 2025 (1y) | ||
| David Fakes | Registered representative | CFP | Aug 2025 (1y) | |
| Ellis Peter Pristash | Registered representative | Aug 2025 (1y) | ||
| Juan Omar Camarillo | Registered representative | CFP | Aug 2025 (1y) | |
| Walker James Albrecht | Registered representative | Aug 2025 (1y) | ||
| Adam Michael Gill | Registered representative | Aug 2025 (1y) | ||
| Ankita Agarwal | Registered representative | Aug 2025 (1y) | ||
| Brandon Shepard | Registered representative | Aug 2025 (1y) | ||
| Calvin Ross | Registered representative | Aug 2025 (1y) | ||
| Eric Feingold | Registered representative | Aug 2025 (1y) | ||
| Than Nguyen | Registered representative | Aug 2025 (1y) | ||
| Ann Edsforth | Registered representative | Aug 2025 (1y) | ||
| Carson Lucero | Registered representative | Aug 2025 (1y) | ||
| Casey Cooper | Registered representative | Aug 2025 (1y) | ||
| Christina Krikorian | Registered representative | Aug 2025 (1y) | ||
| Ilce M Tallarico | Registered representative | Aug 2025 (1y) | ||
| Joshua Makale Levinson | Registered representative | Aug 2025 (1y) | ||
| Samuel Joseph Troughton | Registered representative | Aug 2025 (1y) | ||
| Christine Vignola | Registered representative | Aug 2025 (1y) | ||
| Jamal Vinson | Registered representative | Aug 2025 (1y) | ||
| Shena L Jackson Ridley | Registered representative | Aug 2025 (1y) | ||
| Justin Hallas | Registered representative | Aug 2025 (1y) | ||
| Justin Mabee | Registered representative | Aug 2025 (1y) | ||
| Damian Zuniga | Registered representative | Aug 2025 (1y) | ||
| Justin Morales | Registered representative | Aug 2025 (1y) | ||
| Matthew Whitaker | Registered representative | Aug 2025 (1y) | ||
| Sajeda Kermali | Registered representative | Aug 2025 (1y) | ||
| Addison Mae Perlmutter | Registered representative | Aug 2025 (1y) | ||
| Caleb Bruce Trayer | Registered representative | Aug 2025 (1y) | ||
| Danel N Klepper Lewis | Registered representative | Aug 2025 (1y) | ||
| Hamid Abdollahi | Registered representative | Aug 2025 (1y) | ||
| John K. Takita | Registered representative | Aug 2025 (1y) | ||
| Nicholas Merandi | Registered representative | Aug 2025 (1y) | ||
| Omar Musa Abdelsal Abdelshife | Registered representative | Aug 2025 (1y) | ||
| Patrick Rickman | Registered representative | Aug 2025 (1y) | ||
| Alyssa Harlee Slechta | Registered representative | Aug 2025 (1y) | ||
| Leonard Taiga Tanne | Registered representative | Sep 2025 (1y) | ||
| Christopher Chinn | Registered representative | CFP | Sep 2025 (1y) | |
| Dante Carbajal | Registered representative | Sep 2025 (1y) | ||
| James Kyle Adair | Registered representative | Sep 2025 (1y) | ||
| Roxana D Farrar | Registered representative | Sep 2025 (1y) | ||
| Taylor Madison Radtke | Registered representative | Sep 2025 (1y) | ||
| David Allen Cornell | Registered representative | Sep 2025 (1y) | ||
| Landon Kyle Cruse | Registered representative | Sep 2025 (1y) | ||
| Baylee Elizabeth Stuart | Registered representative | Sep 2025 (1y) | ||
| Chase Tams Chytraus | Registered representative | CFP | Sep 2025 (1y) | |
| Connor James Willis | Registered representative | Sep 2025 (1y) | ||
| Evan Byrne | Registered representative | Sep 2025 (1y) | ||
| Jacob Tyler Kennedy | Registered representative | Sep 2025 (1y) | ||
| Victoria Michelle Rosas | Registered representative | Sep 2025 (1y) | ||
| Lauren Zee | Registered representative | Sep 2025 (1y) | ||
| Jonathan Admiral Covington | Registered representative | CFP | Sep 2025 (1y) | |
| Louis Tanner Crawford | Registered representative | CFP CFA | Sep 2025 (1y) | |
| Michael James Frey | Registered representative | Sep 2025 (1y) | ||
| Brandon Stephen Elledge | Registered representative | Sep 2025 (1y) | ||
| Logan Dawes | Registered representative | Sep 2025 (1y) | ||
| Maxfield Bradburn Elliott | Registered representative | Sep 2025 (1y) | ||
| Selena Chen | Registered representative | Sep 2025 (1y) | ||
| Eric Shafran | Registered representative | Sep 2025 (1y) | ||
| Laura Herfy | Registered representative | Sep 2025 (1y) | ||
| Zachary Carlyle Dixon | Registered representative | Sep 2025 (1y) | ||
| Jesus Andrade | Registered representative | Sep 2025 (1y) | ||
| Alicia Noriega | Registered representative | Sep 2025 (1y) | ||
| Devin Orr | Registered representative | Sep 2025 (1y) | ||
| Riley Wayne Mc Casland | Registered representative | Sep 2025 (1y) | ||
| Samuel Lee | Registered representative | Sep 2025 (1y) | ||
| Anne M Schwab | Registered representative | CFP | Sep 2025 (1y) | |
| Benjamin Eric Noonan | Registered representative | Sep 2025 (1y) | ||
| Derek Norsworthy | Registered representative | Sep 2025 (1y) | ||
| Justin Taylor White | Registered representative | CFP | Sep 2025 (1y) | |
| Madiyar Rakhymzhan | Registered representative | Sep 2025 (1y) | ||
| Holley Ella Hartley | Registered representative | Sep 2025 (1y) | ||
| Matthew Butler | Registered representative | Sep 2025 (1y) | ||
| Conor K Lindblom | Registered representative | Sep 2025 (1y) | ||
| James B Ferraioli | Registered representative | Sep 2025 (1y) | ||
| Lauren Griggs | Registered representative | CFP | Sep 2025 (1y) | |
| Lilly Le | Registered representative | Sep 2025 (1y) | ||
| Ronaveer Mitra | Registered representative | Sep 2025 (1y) | ||
| Shao Ying Wang | Registered representative | Sep 2025 (1y) | ||
| David William Mullins | Registered representative | CFP | Sep 2025 (1y) | |
| Gianni Peter Uglialoro | Registered representative | Sep 2025 (1y) | ||
| K Wyatt Wilmshurst | Registered representative | Sep 2025 (1y) | ||
| Sarah Rene White | Registered representative | Sep 2025 (1y) | ||
| Steven Bednar | Registered representative | Sep 2025 (1y) | ||
| Andrew Taylor Campbell | Registered representative | CFP | Sep 2025 (1y) | |
| Cameron Isaacs | Registered representative | Sep 2025 (1y) | ||
| Carl Schreiber | Registered representative | Sep 2025 (1y) | ||
| Christopher Alan Banta | Registered representative | Sep 2025 (1y) | ||
| James Mc Daniel | Registered representative | Sep 2025 (1y) | ||
| Lukas Matthew Mc Kenzie | Registered representative | Sep 2025 (1y) | ||
| Scott Adam Fox | Registered representative | Sep 2025 (1y) | ||
| Brock Youngblood | Registered representative | Sep 2025 (1y) | ||
| Freya Marie Cobb | Registered representative | Sep 2025 (1y) | ||
| Jonathan Robert Hixon | Registered representative | Sep 2025 (1y) | ||
| Nicholas Centopani | Registered representative | Sep 2025 (1y) | ||
| Aidan Mc Guire | Registered representative | Sep 2025 (1y) | ||
| Christopher Dyna Sok | Registered representative | Sep 2025 (1y) | ||
| Daniel Enrique Garces | Registered representative | Sep 2025 (1y) | ||
| Emily Elizabeth Sorrells | Registered representative | Sep 2025 (1y) | ||
| Jacob Judd Albers | Registered representative | Sep 2025 (1y) | ||
| Kevin R Landeta | Registered representative | Sep 2025 (1y) | ||
| Zadie Ramirez | Registered representative | Sep 2025 (1y) | ||
| Dylan Matthew Monger | Registered representative | Sep 2025 (1y) | ||
| Eric Drake Decuyper | Registered representative | Sep 2025 (1y) | ||
| Katherine M Brandon | Registered representative | Sep 2025 (1y) | ||
| Louis Giasullo | Registered representative | Sep 2025 (1y) | ||
| Mallik Lewis | Registered representative | Sep 2025 (1y) | ||
| Ryan Steven Heine | Registered representative | Sep 2025 (1y) | ||
| Sebastian Radziszewski | Registered representative | Sep 2025 (1y) | ||
| Alexandra Druskin | Registered representative | CFP | Sep 2025 (1y) | |
| Jonathan Vanderwerff | Registered representative | CFP | Sep 2025 (1y) | |
| Tucker Max Smith | Registered representative | CFP | Sep 2025 (1y) | |
| Christian Emmanuel Torres Oakes | Registered representative | Sep 2025 (1y) | ||
| Christian Menegatti | Registered representative | Sep 2025 (1y) | ||
| Tyson Reese Chacon | Registered representative | Sep 2025 (1y) | ||
| Aidan Thomson Mc Coyd | Registered representative | Sep 2025 (1y) | ||
| Mason Richard | Registered representative | Sep 2025 (1y) | ||
| Taylor Ray Moss | Registered representative | Sep 2025 (1y) | ||
| William Cade Lipps | Registered representative | Sep 2025 (1y) | ||
| Anthony S Debates | Registered representative | Sep 2025 (1y) | ||
| Juan Carlos Suarez | Registered representative | Sep 2025 (1y) | ||
| Matthew Diaz | Registered representative | Sep 2025 (1y) | ||
| Samuel Lee Dansby | Registered representative | Sep 2025 (1y) | ||
| Andre Damian Casares | Registered representative | Oct 2025 (1y) | ||
| Brianna Aleece Sansom | Registered representative | Oct 2025 (1y) | ||
| Michael James Keating | Registered representative | Oct 2025 (1y) | ||
| Damingo Livingston Weir | Registered representative | Oct 2025 (1y) | ||
| Vito Mastromonaco | Registered representative | Oct 2025 (1y) | ||
| Xiaoyi Tang | Registered representative | CFA | Oct 2025 (1y) | |
| Zachary Mason Taylor | Registered representative | Oct 2025 (1y) | ||
| Cade Bortle | Registered representative | Oct 2025 (1y) | ||
| Imanol Meza | Registered representative | Oct 2025 (1y) | ||
| Liam Stros | Registered representative | Oct 2025 (1y) | ||
| Mitchell Murchison | Registered representative | Oct 2025 (1y) | ||
| Nathan Esteban Joubert | Registered representative | Oct 2025 (1y) | ||
| Yihua Xie | Registered representative | Oct 2025 (1y) | ||
| Ana Teper | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Joseph Michael Jamiolkowski | Registered representative | Oct 2025 (1y) | ||
| Christopher Lam | Registered representative | Oct 2025 (1y) | ||
| Kevin Lawrence Murphy | Registered representative | Oct 2025 (1y) | ||
| Americo Garcia | Registered representative | Oct 2025 (1y) | ||
| Daniel Jackson | Registered representative | Oct 2025 (1y) | ||
| Brandon Dwyer | Registered representative | Oct 2025 (1y) | ||
| Ryan Wahl | Registered representative | Oct 2025 (1y) | ||
| Courtney Elizabeth Feemster | Registered representative | Oct 2025 (1y) | ||
| David Dalaney | Registered representative | Oct 2025 (1y) | ||
| Zachary Feehan | Registered representative | Oct 2025 (1y) | ||
| Samantha Garcia | Registered representative | Oct 2025 (1y) | ||
| Jack Anthony Truscott | Registered representative | Oct 2025 (1y) | ||
| Juan Carlos Garcia | Registered representative | Oct 2025 (1y) | ||
| Seth Daniel Sullivant | Registered representative | Oct 2025 (1y) | ||
| Thomas Whittington | Registered representative | Oct 2025 (1y) | ||
| Benjamin Friedberg | Registered representative | Oct 2025 (1y) | ||
| Liam Scott Reid | Registered representative | Oct 2025 (1y) | ||
| Mary Dana Katherine Faber | Registered representative | Oct 2025 (1y) | ||
| Zachary Joseph White | Registered representative | Oct 2025 (1y) | ||
| Adrian F Vancamper | Registered representative | CFP | Oct 2025 (1y) | |
| Craig Steven Timmons | Registered representative | Oct 2025 (1y) | ||
| Keith R Schneider | Registered representative | Oct 2025 (1y) | ||
| Oscar Murillo Cabrera | Registered representative | Oct 2025 (1y) | ||
| Blake Edward Watts | Registered representative | Oct 2025 (1y) | ||
| Curtis Lewis | Registered representative | CFP | Oct 2025 (1y) | |
| Alex Lipnicky | Registered representative | Oct 2025 (1y) | ||
| Braydan Duane Hiebert | Registered representative | Oct 2025 (1y) | ||
| Christopher Olsen | Registered representative | Oct 2025 (1y) | ||
| Grant Wells | Registered representative | Oct 2025 (1y) | ||
| Kyle Barry Mendoza | Registered representative | Oct 2025 (1y) | ||
| Noah Voi | Registered representative | Oct 2025 (1y) | ||
| Dustin Sherlock | Registered representative | Oct 2025 (1y) | ||
| Michael Joe Vasquez | Registered representative | Oct 2025 (1y) | ||
| Bridget Thibault | Registered representative | CFP | Oct 2025 (1y) | |
| Jason Jang | Registered representative | Oct 2025 (1y) | ||
| Ryan Patrick Oram | Registered representative | Oct 2025 (1y) | ||
| Yingru Wang | Registered representative | Oct 2025 (1y) | ||
| David Mayeux | Registered representative | Oct 2025 (1y) | ||
| Scott Kassing | Registered representative | Oct 2025 (1y) | ||
| Travis Wynn | Registered representative | Oct 2025 (1y) | ||
| Edwin Enrique Melo | Registered representative | Oct 2025 (1y) | ||
| Jamer Yaggie | Registered representative | Oct 2025 (1y) | ||
| Kevin James Moore | Registered representative | Oct 2025 (1y) | ||
| Patrick John Santiago | Registered representative | Oct 2025 (1y) | ||
| Alan David Lintker | Registered representative | Oct 2025 (1y) | ||
| Daniel Jacob Paliga | Registered representative | Oct 2025 (1y) | ||
| Francis Hoonjae Manhart | Registered representative | Oct 2025 (1y) | ||
| Garrett M. Maged | Registered representative | Oct 2025 (1y) | ||
| Gavin Raymond Kane | Registered representative | Oct 2025 (1y) | ||
| Kalissa Kvokov | Registered representative | Oct 2025 (1y) | ||
| Kyle Rash | Registered representative | Oct 2025 (1y) | ||
| Matthew Jacob Figueroa | Registered representative | Oct 2025 (1y) | ||
| Minson Vuong | Registered representative | Oct 2025 (1y) | ||
| Paul Bernard Gesina | Registered representative | CFP | Oct 2025 (1y) | |
| Ryleigh Williams | Registered representative | Oct 2025 (1y) | ||
| Sydney Taylor Skrobot | Registered representative | Oct 2025 (1y) | ||
| Yanai Macon | Registered representative | Oct 2025 (1y) | ||
| Adam Rastegar | Registered representative | Oct 2025 (1y) | ||
| Benjamin Sikes Schrumpf | Registered representative | Oct 2025 (1y) | ||
| Connor Thomas Homrighausen | Registered representative | Oct 2025 (1y) | ||
| Daniel Christopher Lynch | Registered representative | Oct 2025 (1y) | ||
| George Aarsheim | Registered representative | Oct 2025 (1y) | ||
| Ilhan Yargi | Registered representative | Oct 2025 (1y) | ||
| Brady O Lang | Registered representative | Oct 2025 (1y) | ||
| Charles Perez | Registered representative | Oct 2025 (1y) | ||
| Dylan Heisey | Registered representative | Oct 2025 (1y) | ||
| Jason Clark | Registered representative | Oct 2025 (1y) | ||
| Javier I Chavez Fernandez | Registered representative | Oct 2025 (1y) | ||
| Jenna Pezzano | Registered representative | Oct 2025 (1y) | ||
| Alexander James Sweeney | Registered representative | Oct 2025 (1y) | ||
| Ainaz Bayati | Registered representative | Oct 2025 (1y) | ||
| Cody James Conrado | Registered representative | Oct 2025 (1y) | ||
| Christopher John La Bar | Registered representative | Oct 2025 (1y) | ||
| Isaias Puente | Registered representative | Oct 2025 (1y) | ||
| John Michael Bergeron | Registered representative | Oct 2025 (1y) | ||
| Scott Andrew Houtsma | Registered representative | Oct 2025 (1y) | ||
| Cameron Troy Grose | Registered representative | Oct 2025 (1y) | ||
| Ethan Kelton Caughey | Registered representative | Oct 2025 (1y) | ||
| Gage Abbott Johnson | Registered representative | Oct 2025 (1y) | ||
| Hanseung Chang | Registered representative | Oct 2025 (1y) | ||
| Jason Thomas Graybill | Registered representative | Oct 2025 (1y) | ||
| Nicholas Ryan Anderson | Registered representative | CFP | Oct 2025 (1y) | |
| Brian Celepia | Registered representative | Oct 2025 (1y) | ||
| Britton Charles Mcneill | Registered representative | Oct 2025 (1y) | ||
| Olivia Harder | Registered representative | Oct 2025 (1y) | ||
| Zachary Robert Springer | Registered representative | Oct 2025 (1y) | ||
| Blake Anthony Linsea | Registered representative | Oct 2025 (1y) | ||
| Jessica N Gagne | Registered representative | Oct 2025 (1y) | ||
| Allen Robert Duros | Registered representative | CFP | Nov 2025 (1y) | |
| Yale Marcellus Benson | Registered representative | Nov 2025 (1y) | ||
| Causen Scott Shafer | Registered representative | Nov 2025 (1y) | ||
| Douglas Peter Robinson | Registered representative | Nov 2025 (1y) | ||
| Jacob Falbo | Registered representative | Nov 2025 (1y) | ||
| Jason C Palmer | Registered representative | Nov 2025 (1y) | ||
| Khristopher Glenn Liles | Registered representative | Nov 2025 (1y) | ||
| Nicholas Doyle | Registered representative | Nov 2025 (1y) | ||
| Robert Thomas Burke St Claire | Registered representative | Nov 2025 (1y) | ||
| Stormy Pharoh Mitchell | Registered representative | Nov 2025 (1y) | ||
| Barron Stephenson | Registered representative | Nov 2025 (1y) | ||
| Edward Groedel Berenato | Registered representative | Nov 2025 (1y) | ||
| John Hatton | Registered representative | Nov 2025 (1y) | ||
| Kais Kara | Registered representative | Nov 2025 (1y) | ||
| Lucie Roxanne Gabriel Lortz | Registered representative | CFP | Nov 2025 (1y) | |
| Nathan Rogers | Registered representative | Nov 2025 (1y) | ||
| Ryan Michael Pierce | Registered representative | Nov 2025 (1y) | ||
| Sean Patrick Huelskamp | Registered representative | CFP | Nov 2025 (1y) | |
| John Conklin | Registered representative | Nov 2025 (1y) | ||
| Nathaniel Viberg | Registered representative | Nov 2025 (1y) | ||
| Richard John Flynn | Registered representative | Nov 2025 (1y) | ||
| Scott Brice Hartgraves | Registered representative | Nov 2025 (1y) | ||
| Susan Hall | Registered representative | Nov 2025 (1y) | ||
| Derick Bush | Registered representative | Nov 2025 (1y) | ||
| Heather A Terpstra | Registered representative | Nov 2025 (1y) | ||
| Kirk Alexander Bjorn | Registered representative | Nov 2025 (1y) | ||
| Lason Chang | Registered representative | Nov 2025 (1y) | ||
| Luke Thomas Walthall | Registered representative | Nov 2025 (1y) | ||
| Andrew Dwyer White | Registered representative | Nov 2025 (1y) | ||
| Wyatt Clay Beard | Registered representative | Nov 2025 (1y) | ||
| Samuel Smith | Registered representative | Nov 2025 (1y) | ||
| James Andrew Harrison | Registered representative | Nov 2025 (1y) | ||
| Hien John Trung Le | Registered representative | Nov 2025 (1y) | ||
| Khoa Dang Le | Registered representative | Nov 2025 (1y) | ||
| Michelle Phradichith | Registered representative | Nov 2025 (1y) | ||
| Armando H. Bermudez | Registered representative | Nov 2025 (1y) | ||
| Douglas K. Franc | Registered representative | CFP | Nov 2025 (1y) | |
| Garrett Miles Klinger | Registered representative | Nov 2025 (1y) | ||
| Grant Lanham | Registered representative | Nov 2025 (1y) | ||
| Jon Jacob Oling | Registered representative | Nov 2025 (1y) | ||
| Mark V Moreci | Registered representative | Nov 2025 (1y) | ||
| Nicholas Thomas Fleming | Registered representative | Nov 2025 (1y) | ||
| Amanda Loiodice | Registered representative | Nov 2025 (1y) | ||
| David William Kelly | Registered representative | Nov 2025 (1y) | ||
| Drake Holley | Registered representative | CFP | Nov 2025 (1y) | |
| Francisco Javier Sillas | Registered representative | Nov 2025 (1y) | ||
| Craig Steven Porazinski | Registered representative | Nov 2025 (1y) | ||
| James Bryant Hicks | Registered representative | Nov 2025 (1y) | ||
| Kenneth Orlonzo Paul Hedrington | Registered representative | Nov 2025 (1y) | ||
| Logan Cruz Byron | Registered representative | Nov 2025 (1y) | ||
| Rosa Guadalupe Kiphen | Registered representative | Nov 2025 (1y) | ||
| Cameron Edenfield | Registered representative | Nov 2025 (1y) | ||
| Lynsey Rae Hazelwood | Registered representative | Nov 2025 (1y) | ||
| Mae Dean Patton | Registered representative | Nov 2025 (1y) | ||
| Nathen Graham Trujillo | Registered representative | Nov 2025 (1y) | ||
| Robert Charles Peterson | Registered representative | Nov 2025 (1y) | ||
| Yi Mao | Registered representative | Nov 2025 (1y) | ||
| Ashley Ravencroft | Registered representative | Nov 2025 (1y) | ||
| Austin Shane Hendricks | Registered representative | Nov 2025 (1y) | ||
| Christian Sanchez Berg | Registered representative | Nov 2025 (1y) | ||
| Joshua John Bresler | Registered representative | Nov 2025 (1y) | ||
| Lori Lapin Sar Sengdara | Registered representative | Nov 2025 (1y) | ||
| Matthew Jackson Arnold | Registered representative | Nov 2025 (1y) | ||
| Chaz Lachina | Registered representative | Nov 2025 (1y) | ||
| Joseph William Peironnet | Registered representative | Nov 2025 (1y) | ||
| Logan Sheley | Registered representative | Nov 2025 (1y) | ||
| Na Lian | Registered representative | Nov 2025 (1y) | ||
| David Lantz Robertson | Registered representative | Nov 2025 (1y) | ||
| Dongyong Zhou | Registered representative | CFA | Nov 2025 (1y) | |
| German Andres Betancourt | Registered representative | Nov 2025 (1y) | ||
| Omar Ali Laghari | Registered representative | Nov 2025 (1y) | ||
| Ruoyun Liang | Registered representative | Nov 2025 (1y) | ||
| Tyson Brown | Registered representative | Nov 2025 (1y) | ||
| Brendan Morahan | Registered representative | Nov 2025 (1y) | ||
| James Mc Govern | Registered representative | Nov 2025 (1y) | ||
| Mc Rae Grace | Registered representative | Nov 2025 (1y) | ||
| Michael Christopher Jeffries | Registered representative | Nov 2025 (1y) | ||
| Noah Caleb Kramer | Registered representative | Nov 2025 (1y) | ||
| Ryan Scott Sanker | Registered representative | Nov 2025 (1y) | ||
| Griffin Emrick Kang | Registered representative | Nov 2025 (1y) | ||
| Joshua Keith Manners | Registered representative | Nov 2025 (1y) | ||
| Noah Jonathan Woods | Registered representative | Nov 2025 (1y) | ||
| Michael Lap Yan Cheung | Registered representative | Nov 2025 (1y) | ||
| David Knos | Registered representative | Nov 2025 (1y) | ||
| Lucas Alan Engen | Registered representative | Nov 2025 (1y) | ||
| Morgan R Ahrens | Registered representative | Nov 2025 (1y) | ||
| Nathan Sharpe | Registered representative | Nov 2025 (1y) | ||
| Nicholas Matthew Viviano | Registered representative | Nov 2025 (1y) | ||
| Quinten Green | Registered representative | Nov 2025 (1y) | ||
| William Kendall | Registered representative | Nov 2025 (1y) | ||
| Blake Allen Dale Ealum | Registered representative | Nov 2025 (1y) | ||
| Chengyu Ma | Registered representative | Nov 2025 (1y) | ||
| Edward Bryan Altherr | Registered representative | Nov 2025 (1y) | ||
| Emma R Wolfe | Registered representative | Nov 2025 (1y) | ||
| Joalma Molina Holland | Registered representative | Nov 2025 (1y) | ||
| Jennifer Lyman Moor | Registered representative | Nov 2025 (1y) | ||
| Madeline Colette Graves | Registered representative | Nov 2025 (1y) | ||
| Mary Kelleher | Registered representative | Nov 2025 (1y) | ||
| Michael Freed | Registered representative | Nov 2025 (1y) | ||
| Phoebe Zhang | Registered representative | Nov 2025 (1y) | ||
| Adam Moron | Registered representative | Nov 2025 (1y) | ||
| Jared Tyler Beven Page | Registered representative | Nov 2025 (1y) | ||
| Jaxson Lawton Floyd | Registered representative | Nov 2025 (1y) | ||
| Jocelyn Cornell Sarvady Fena | Registered representative | Nov 2025 (1y) | ||
| Melita Marie Reineke | Registered representative | Nov 2025 (1y) | ||
| Mitchell Greiner | Registered representative | Nov 2025 (1y) | ||
| Du Chein Fox | Registered representative | Dec 2025 (1y) | ||
| Jeffrey Paul Johnson | Registered representative | Dec 2025 (1y) | ||
| Jiexi Li | Registered representative | Dec 2025 (1y) | ||
| Jose Roberto Gomez | Registered representative | Dec 2025 (1y) | ||
| Nathan Mc Daniel | Registered representative | CFP | Dec 2025 (1y) | |
| Stephanie Aviles Suazo | Registered representative | Dec 2025 (1y) | ||
| Stewart B Taber | Registered representative | Dec 2025 (1y) | ||
| John Robert Hayes | Registered representative | Dec 2025 (1y) | ||
| Josh Simboli | Registered representative | Dec 2025 (1y) | ||
| Leonard Daniel Neeley | Registered representative | Dec 2025 (1y) | ||
| Nathan Croft Smith | Registered representative | Dec 2025 (1y) | ||
| Ryan Kanner | Registered representative | Dec 2025 (1y) | ||
| Sadie Wilfong | Registered representative | Dec 2025 (1y) | ||
| Thomas Lucius Wood | Registered representative | Dec 2025 (1y) | ||
| Alexandros Grivas | Registered representative | Dec 2025 (1y) | ||
| Benjamin Gardner | Registered representative | Dec 2025 (1y) | ||
| Bethany Marie Huff | Registered representative | Dec 2025 (1y) | ||
| David C Gornbein | Registered representative | Dec 2025 (1y) | ||
| Isaias Arellano | Registered representative | Dec 2025 (1y) | ||
| Jason Lohbeck | Registered representative | Dec 2025 (1y) | ||
| Ruben Gilbert Mendez | Registered representative | CFA | Dec 2025 (1y) | |
| Tomika Lemons | Registered representative | Dec 2025 (1y) | ||
| Christopher David De Meyer | Registered representative | Dec 2025 (1y) | ||
| Jaime Avila | Registered representative | Dec 2025 (1y) | ||
| Joshua Javier Diaz | Registered representative | Dec 2025 (1y) | ||
| Samuel Lee Jackson | Registered representative | Dec 2025 (1y) | ||
| Sean Hetherington | Registered representative | Dec 2025 (1y) | ||
| Tomas Hrabec | Registered representative | Dec 2025 (1y) | ||
| Zachary Mason Hansen | Registered representative | Dec 2025 (1y) | ||
| Thomas M Burns | Registered representative | Dec 2025 (1y) | ||
| Richard De Brocco | Registered representative | Dec 2025 (1y) | ||
| Alexander Joseph Lovaglio | Registered representative | Dec 2025 (1y) | ||
| William Foster | Registered representative | Dec 2025 (1y) | ||
| Heather Brent Gilbertson | Registered representative | Dec 2025 (1y) | ||
| Mason Turner Ostasz | Registered representative | Dec 2025 (1y) | ||
| James W. Raymond | Registered representative | Dec 2025 (1y) | ||
| Christopher Hayes | Registered representative | Dec 2025 (1y) | ||
| Jonathan Michael Mareachen | Registered representative | Dec 2025 (1y) | ||
| Matthew Batta | Registered representative | Dec 2025 (1y) | ||
| Nicholas Scaglione | Registered representative | Dec 2025 (1y) | ||
| Quinton Colby Edwards | Registered representative | Dec 2025 (1y) | ||
| Stephen Mc Leod | Registered representative | Dec 2025 (1y) | ||
| Justin Atyia | Registered representative | Dec 2025 (1y) | ||
| Bryan Christopher Matson | Registered representative | Dec 2025 (1y) | ||
| Ethan Evjen | Registered representative | Dec 2025 (1y) | ||
| Jack Stevens Conway | Registered representative | Dec 2025 (1y) | ||
| John Bowen | Registered representative | Dec 2025 (1y) | ||
| Michael John Lampros | Registered representative | Dec 2025 (1y) | ||
| Michele Ann Cook | Registered representative | Dec 2025 (1y) | ||
| Arynne Christine Slocum | Registered representative | Dec 2025 (1y) | ||
| Brian William Collins | Registered representative | Dec 2025 (1y) | ||
| Jeffrey Richard Chiappetta | Registered representative | Dec 2025 (1y) | ||
| Jie Huang | Registered representative | Dec 2025 (1y) | ||
| Michael Stanley | Registered representative | Dec 2025 (1y) | ||
| Edward Denis Quick | Registered representative | Dec 2025 (1y) | ||
| Cristofer Lopez Vargas | Registered representative | CFP | Dec 2025 (1y) | |
| Jake Meyer | Registered representative | Dec 2025 (1y) | ||
| Rivers Edwards | Registered representative | Dec 2025 (1y) | ||
| Alexander Caubet | Registered representative | Dec 2025 (1y) | ||
| Andrea Pailin Veerachalee | Registered representative | Dec 2025 (1y) | ||
| Benjamin George Douglass | Registered representative | Dec 2025 (1y) | ||
| Cameron Alexander Perez | Registered representative | Dec 2025 (1y) | ||
| Jeffrey Scott Chatman | Registered representative | Dec 2025 (1y) | ||
| Jonathan M Morado | Registered representative | Dec 2025 (1y) | ||
| Joshua Lichtner | Registered representative | Dec 2025 (1y) | ||
| Nolan Kostulias | Registered representative | CFP | Dec 2025 (1y) | |
| Rachel Parrish | Registered representative | Dec 2025 (1y) | ||
| Ryan Michael Garcia | Registered representative | Dec 2025 (1y) | ||
| Thomas Verdeschi | Registered representative | Dec 2025 (1y) | ||
| Dillon Michael Stuart | Registered representative | Dec 2025 (1y) | ||
| Zachary Andrew Coleman | Registered representative | Dec 2025 (1y) | ||
| Adrian Lee | Registered representative | Dec 2025 (1y) | ||
| Bhriyesh Vijay Zaver | Registered representative | Dec 2025 (1y) | ||
| Dominic Pinto | Registered representative | Dec 2025 (1y) | ||
| Gaurav A Chavda | Registered representative | CFP | Dec 2025 (1y) | |
| Logan R Gillespie | Registered representative | Dec 2025 (1y) | ||
| Mason Bondurant | Registered representative | Dec 2025 (1y) | ||
| Nogosa Spencer Atekha | Registered representative | Dec 2025 (1y) | ||
| Peter Joseph Virgilio | Registered representative | Dec 2025 (1y) | ||
| Aaron Bryce Pinkerton | Registered representative | Dec 2025 (1y) | ||
| Ahmed Metwaly | Registered representative | Dec 2025 (1y) | ||
| Andrew Menefee | Registered representative | Dec 2025 (1y) | ||
| David Sessions | Registered representative | Dec 2025 (1y) | ||
| Erin Diane Pierson | Registered representative | Dec 2025 (1y) | ||
| Jack Collins Burton | Registered representative | Dec 2025 (1y) | ||
| Jamie Katherine O Brien | Registered representative | Dec 2025 (1y) | ||
| Ku'oko'a Braxton Glory | Registered representative | Dec 2025 (1y) | ||
| Lee Arnold Farmer | Registered representative | Dec 2025 (1y) | ||
| Michael O'hara | Registered representative | CFP | Dec 2025 (1y) | |
| Mark Stanga | Registered representative | Dec 2025 (1y) | ||
| Shawn Daniel Robinson | Registered representative | Dec 2025 (1y) | ||
| Tingyi Wu | Registered representative | Dec 2025 (1y) | ||
| Xiao Feng Wu | Registered representative | Dec 2025 (1y) | ||
| Ryan Lands | Registered representative | CFP | Dec 2025 (1y) | |
| Erik Gunnar Galsgaard | Registered representative | Dec 2025 (1y) | ||
| Matthew Layman | Registered representative | Dec 2025 (1y) | ||
| Michael Reece Mella | Registered representative | Dec 2025 (1y) | ||
| Richard Cotsalas | Registered representative | Dec 2025 (1y) | ||
| Bradley Witkowski | Registered representative | Jan 2026 (1y) | ||
| Deanna Pauline Beatrice | Registered representative | Jan 2026 (1y) | ||
| Javier Eduardo Moredo Cepero | Registered representative | Jan 2026 (1y) | ||
| Marco Quintana | Registered representative | Jan 2026 (1y) | ||
| Michael Stohr | Registered representative | Jan 2026 (1y) | ||
| William Marvin Wilson | Registered representative | Jan 2026 (1y) | ||
| David Walter Miller | Registered representative | Jan 2026 (1y) | ||
| Joseph Paul Chalifoux | Registered representative | Jan 2026 (1y) | ||
| Kenneth Russell Iv | Registered representative | Jan 2026 (1y) | ||
| Nicholas Gerard Sacco | Registered representative | Jan 2026 (1y) | ||
| Ronen James Kim | Registered representative | Jan 2026 (1y) | ||
| Shakaib Tariq | Registered representative | Jan 2026 (1y) | ||
| Spencer Gordon Daw | Registered representative | Jan 2026 (1y) | ||
| Joseph Vincent Shively | Registered representative | Jan 2026 (1y) | ||
| Kestrel Kymry Carson | Registered representative | Jan 2026 (1y) | ||
| Wendy Wells | Registered representative | CFP | Jan 2026 (1y) | |
| Christopher Lewis Lauriello | Registered representative | Jan 2026 (1y) | ||
| Eric Jon Thomas | Registered representative | Jan 2026 (1y) | ||
| Emily Greitens | Registered representative | Jan 2026 (1y) | ||
| Jake Whitman Dylan Anderson | Registered representative | Jan 2026 (1y) | ||
| Spencer Vandevusse | Registered representative | Jan 2026 (1y) | ||
| Shane B Quinlan | Registered representative | Jan 2026 (1y) | ||
| Blake Ward | Registered representative | Jan 2026 (1y) | ||
| Brian Patrick Mc Ginty | Registered representative | CFP | Jan 2026 (1y) | |
| Chidera Uchechukwu Nwangwu | Registered representative | Jan 2026 (1y) | ||
| Emanuel Tomas Roa | Registered representative | Jan 2026 (1y) | ||
| Garret W Kintzel | Registered representative | Jan 2026 (1y) | ||
| Grant Robert Johnson | Registered representative | Jan 2026 (1y) | ||
| Jared Andrew Odell | Registered representative | Jan 2026 (1y) | ||
| Juan Manuel Garcia | Registered representative | Jan 2026 (1y) | ||
| Pool Paucar | Registered representative | Jan 2026 (1y) | ||
| Stephen Ford Woodard | Registered representative | CFP | Jan 2026 (1y) | |
| Travis De Silva | Registered representative | Jan 2026 (1y) | ||
| Xiaodan Zhang | Registered representative | Jan 2026 (1y) | ||
| Zachary Scheel | Registered representative | Jan 2026 (1y) | ||
| Zhi Lu | Registered representative | Jan 2026 (1y) | ||
| Brooke Gabrielle Bailey | Registered representative | Jan 2026 (1y) | ||
| Drake Faulkner | Registered representative | Jan 2026 (1y) | ||
| Jennifer Ann Ratini | Registered representative | Jan 2026 (1y) | ||
| Richard Pacheco Mansfield | Registered representative | Jan 2026 (1y) | ||
| Robert Matthew Harmon | Registered representative | Jan 2026 (1y) | ||
| Darrin Lee Jones | Registered representative | Jan 2026 (1y) | ||
| Joseph Bernard Powers | Registered representative | Jan 2026 (1y) | ||
| Logan Ray Morley | Registered representative | Jan 2026 (1y) | ||
| Anthony Gutierrez | Registered representative | Jan 2026 (1y) | ||
| Ashley Assal Nobel | Registered representative | CFP | Jan 2026 (1y) | |
| Lisa Ann Sandhaus | Registered representative | Jan 2026 (1y) | ||
| Brianna Mackie | Registered representative | Jan 2026 (1y) | ||
| Ezra James Hamilton | Registered representative | Jan 2026 (1y) | ||
| Preston Boeckel | Registered representative | Jan 2026 (1y) | ||
| Alex Yingfan Li | Registered representative | Jan 2026 (1y) | ||
| Logan Connell | Registered representative | Jan 2026 (1y) | ||
| Audeidra Elise Jones | Registered representative | Jan 2026 (1y) | ||
| Brian Sander | Registered representative | Jan 2026 (1y) | ||
| Enrique Basanez | Registered representative | Jan 2026 (1y) | ||
| Graham Michael Barrett | Registered representative | Jan 2026 (1y) | ||
| Brandon Hernandez | Registered representative | Jan 2026 (1y) | ||
| Conor James Nelson | Registered representative | Jan 2026 (1y) | ||
| Michael K. Hui | Registered representative | Jan 2026 (1y) | ||
| Michael Morin | Registered representative | Jan 2026 (1y) | ||
| Samuel Eddy Ruiz | Registered representative | Jan 2026 (1y) | ||
| Shaunak Dagalur | Registered representative | Jan 2026 (1y) | ||
| William Bassett | Registered representative | Jan 2026 (1y) | ||
| Daniel Huston | Registered representative | Jan 2026 (1y) | ||
| Emma Rose De Vine | Registered representative | Jan 2026 (1y) | ||
| Michael Hou | Registered representative | Jan 2026 (1y) | ||
| Alexander Doroba | Registered representative | Jan 2026 (1y) | ||
| Ariyelle Edwards | Registered representative | Jan 2026 (1y) | ||
| Celine Jackson | Registered representative | Jan 2026 (1y) | ||
| Emily Dennis | Registered representative | Jan 2026 (1y) | ||
| Jayden Hutchings | Registered representative | Jan 2026 (1y) | ||
| John Francis Miller | Registered representative | Jan 2026 (1y) | ||
| Joseph C King | Registered representative | Jan 2026 (1y) | ||
| Nickitas Panayotou | Registered representative | Jan 2026 (1y) | ||
| Nolan Philip Dunn | Registered representative | Jan 2026 (1y) | ||
| Ryan Alexander Pyles | Registered representative | Jan 2026 (1y) | ||
| Christopher Michael Patten | Registered representative | Jan 2026 (1y) | ||
| Connor Garrett | Registered representative | Jan 2026 (1y) | ||
| Estela Maria Carvalho Almeida | Registered representative | Jan 2026 (1y) | ||
| Jacob Short | Registered representative | Jan 2026 (1y) | ||
| Koral Anne Newman | Registered representative | Jan 2026 (1y) | ||
| Nicholas Andrew Van Fossen | Registered representative | Jan 2026 (1y) | ||
| Trevor James Aldrich | Registered representative | Jan 2026 (1y) | ||
| Nicholas Edward Joiner | Registered representative | Jan 2026 (1y) | ||
| Sure Kim Oeng | Registered representative | Jan 2026 (1y) | ||
| Victor Antonio Lazcano | Registered representative | Jan 2026 (1y) | ||
| Courtney Kitzman | Registered representative | Jan 2026 (1y) | ||
| Joel Michael Manfred | Registered representative | Jan 2026 (1y) | ||
| Jorge Luis Gonzalez | Registered representative | Jan 2026 (1y) | ||
| Brian Malcolm Lebowitz | Registered representative | Jan 2026 (1y) | ||
| Connor Jon Devish | Registered representative | Jan 2026 (1y) | ||
| Jason Godfrey Lytle | Registered representative | Jan 2026 (1y) | ||
| Jordan Mckissick | Registered representative | Jan 2026 (1y) | ||
| Ravi Bala Subramaniam | Registered representative | Jan 2026 (1y) | ||
| Zemen Mekonnen Mengesha | Registered representative | Jan 2026 (1y) | ||
| Abudoureheman Aizihaier | Registered representative | Jan 2026 (1y) | ||
| Mason Homsey | Registered representative | CFP | Jan 2026 (1y) | |
| Ryan William Tran | Registered representative | Jan 2026 (1y) | ||
| Samuel Neri | Registered representative | Jan 2026 (1y) | ||
| Shannon Louise Brennan | Registered representative | Jan 2026 (1y) | ||
| Eric Byun | Registered representative | Jan 2026 (1y) | ||
| Jody A Newsome | Registered representative | Jan 2026 (1y) | ||
| Devenaire Delayne Wright | Registered representative | Jan 2026 (1y) | ||
| Giselle Mali Fitzgerald | Registered representative | Jan 2026 (1y) | ||
| Jarrett Fishpaw | Registered representative | Jan 2026 (1y) | ||
| Joseph David Krause | Registered representative | Jan 2026 (1y) | ||
| Maggie R Gomez | Registered representative | Jan 2026 (1y) | ||
| Nelson Owen Lake | Registered representative | Jan 2026 (1y) | ||
| Oliver King Walker | Registered representative | Jan 2026 (1y) | ||
| Patrick Hunter Dezenzio | Registered representative | Jan 2026 (1y) | ||
| Philip Jude Cenedella | Registered representative | Jan 2026 (1y) | ||
| Sheymar Marisol Lausell | Registered representative | Jan 2026 (1y) | ||
| Charles Joseph Klausmeier | Registered representative | Jan 2026 (1y) | ||
| Daniela Paula Arensdorf | Registered representative | Jan 2026 (1y) | ||
| Darrell Wilcox | Registered representative | Jan 2026 (1y) | ||
| Mai Houa Lo | Registered representative | Jan 2026 (1y) | ||
| Benjamin Balestiere | Registered representative | Jan 2026 (1y) | ||
| Charlotte Nascimento Souza | Registered representative | Jan 2026 (1y) | ||
| Christine Anne Doiron | Registered representative | Jan 2026 (1y) | ||
| Matthew D Stenard | Registered representative | Jan 2026 (1y) | ||
| Viktoriya Snoz | Registered representative | Jan 2026 (1y) | ||
| Azis Fejzullaj | Registered representative | CFP | Jan 2026 (1y) | |
| Alanna Mason | Registered representative | Jan 2026 (1y) | ||
| Daniel Loza | Registered representative | Jan 2026 (1y) | ||
| Jarred Giordano | Registered representative | Jan 2026 (1y) | ||
| Ryan Thomas Rogers | Registered representative | Jan 2026 (1y) | ||
| Suraj Shankar Gangaram | Registered representative | Jan 2026 (1y) | ||
| Travis Lloyd | Registered representative | Jan 2026 (1y) | ||
| Austin Stephen Booker | Registered representative | Jan 2026 (1y) | ||
| Noah Anthony Aragon | Registered representative | Jan 2026 (1y) | ||
| Robert Michael Mcaleer | Registered representative | Jan 2026 (1y) | ||
| Adam Eisig Rittersporn | Registered representative | CFP | Feb 2026 (0y) | |
| Angela Maria Jo Tipton | Registered representative | Feb 2026 (0y) | ||
| Ava Grace Bollinger | Registered representative | Feb 2026 (0y) | ||
| John Parker Rhodes | Registered representative | Feb 2026 (0y) | ||
| Napoleon J Robinson | Registered representative | Feb 2026 (0y) | ||
| Robert Wear | Registered representative | Feb 2026 (0y) | ||
| Travis Kevin Fox | Registered representative | Feb 2026 (0y) | ||
| Zachary Louis Macha | Registered representative | Feb 2026 (0y) | ||
| Bailey Walls | Registered representative | Feb 2026 (0y) | ||
| Christopher Dean Nelson | Registered representative | Feb 2026 (0y) | ||
| Kentecia Andrea King | Registered representative | Feb 2026 (0y) | ||
| Alexis Marie Kent | Registered representative | Feb 2026 (0y) | ||
| Frank Stephen Reed | Registered representative | Feb 2026 (0y) | ||
| Jason Scott Cvetan | Registered representative | Feb 2026 (0y) | ||
| Justin Roger Di Gesu | Registered representative | Feb 2026 (0y) | ||
| Tyler Glenn Gonigam | Registered representative | CFP | Feb 2026 (0y) | |
| Lupita Chrystal Duenas | Registered representative | Feb 2026 (0y) | ||
| John Douglas Lotz | Registered representative | Feb 2026 (0y) | ||
| Thomas Guilfoyle | Registered representative | Feb 2026 (0y) | ||
| Joseph Buccheri | Registered representative | Feb 2026 (0y) | ||
| Jessica Bales | Registered representative | Feb 2026 (0y) | ||
| Arman Rostamian | Registered representative | Feb 2026 (0y) | ||
| Braedan Myles Hudson | Registered representative | Feb 2026 (0y) | ||
| Daniel Eduardo Hernandez | Registered representative | Feb 2026 (0y) | ||
| Gabriel Zorian Hooven | Registered representative | Feb 2026 (0y) | ||
| Isaac Alexander Williams | Registered representative | Feb 2026 (0y) | ||
| Meshal Waqar | Registered representative | Feb 2026 (0y) | ||
| Brooke Noelle Harcsa | Registered representative | Feb 2026 (0y) | ||
| Coleman Weller | Registered representative | Feb 2026 (0y) | ||
| Joseph Wadley Munier | Registered representative | Feb 2026 (0y) | ||
| Rashad Hames | Registered representative | Feb 2026 (0y) | ||
| Stephen James Ross | Registered representative | Feb 2026 (0y) | ||
| Steven R Taylor | Registered representative | Feb 2026 (0y) | ||
| Andrew Brian Artis | Registered representative | Feb 2026 (0y) | ||
| Austin Robert Todd | Registered representative | Feb 2026 (0y) | ||
| Derek Douglas Coulter | Registered representative | Feb 2026 (0y) | ||
| Grace Mary Cronin | Registered representative | Feb 2026 (0y) | ||
| Jonathan Carter | Registered representative | CFA | Feb 2026 (0y) | |
| Noah Benjamin Kraus | Registered representative | Feb 2026 (0y) | ||
| Nicholas Rosenbeck | Registered representative | Feb 2026 (0y) | ||
| Ryan Charles Wahler | Registered representative | Feb 2026 (0y) | ||
| Mark Matthew Martiak | Registered representative | Feb 2026 (0y) | ||
| Skyla Lavonne Wolcott | Registered representative | Feb 2026 (0y) | ||
| Cliff James Worthylake | Registered representative | Feb 2026 (0y) | ||
| John Luke Bongiorno | Registered representative | Feb 2026 (0y) | ||
| Kailey Brooke Bass | Registered representative | Feb 2026 (0y) | ||
| Adam David Perry | Registered representative | Feb 2026 (0y) | ||
| Daniel Miller | Registered representative | Feb 2026 (0y) | ||
| Katerine Patino Madrigal | Registered representative | Feb 2026 (0y) | ||
| Benjamin Richard Michael | Registered representative | Feb 2026 (0y) | ||
| Daniel Cea Oliva | Registered representative | Feb 2026 (0y) | ||
| Desairee Diaz Solis | Registered representative | Feb 2026 (0y) | ||
| Floyd Jaundoo | Registered representative | Feb 2026 (0y) | ||
| Matthew Brizes | Registered representative | Feb 2026 (0y) | ||
| Ryan James Smith | Registered representative | Feb 2026 (0y) | ||
| Bo Pang | Registered representative | CFP | Feb 2026 (0y) | |
| Derek Oliver | Registered representative | Feb 2026 (0y) | ||
| Michael Whited | Registered representative | Feb 2026 (0y) | ||
| Nabila Walli | Registered representative | Feb 2026 (0y) | ||
| Philip Berkley | Registered representative | Feb 2026 (0y) | ||
| Jackson James Dinkel | Registered representative | Feb 2026 (0y) | ||
| Jamison Cremeans | Registered representative | Feb 2026 (0y) | ||
| Danielle Thomas | Registered representative | Feb 2026 (0y) | ||
| Brooke Bierman | Registered representative | Feb 2026 (0y) | ||
| Collin Michael Mayer | Registered representative | Feb 2026 (0y) | ||
| Jesse James Austin | Registered representative | Feb 2026 (0y) | ||
| Joshua Gravois | Registered representative | Feb 2026 (0y) | ||
| Jason Allen Mars | Registered representative | Feb 2026 (0y) | ||
| Keshia Keene | Registered representative | Feb 2026 (0y) | ||
| Sasha Marie Fuse | Registered representative | Feb 2026 (0y) | ||
| Saher Khan | Registered representative | Feb 2026 (0y) | ||
| Aaron Hendrik Schure | Registered representative | Feb 2026 (0y) | ||
| Dustin Andersen | Registered representative | Feb 2026 (0y) | ||
| Joshua Emilio Rojas | Registered representative | Feb 2026 (0y) | ||
| Srirangan Iyer | Registered representative | Feb 2026 (0y) | ||
| Victor Pierce Tignor | Registered representative | Feb 2026 (0y) | ||
| Christopher Heath Grooms | Registered representative | Feb 2026 (0y) | ||
| Hannah Beatriz Amy Young | Registered representative | Feb 2026 (0y) | ||
| Ian Mc Clay Wiley | Registered representative | Feb 2026 (0y) | ||
| Lorraine Lozano | Registered representative | Feb 2026 (0y) | ||
| Steven Michael Damion | Registered representative | Feb 2026 (0y) | ||
| Edwin Ricardo | Registered representative | Mar 2026 (0y) | ||
| Robert Joseph Kmec | Registered representative | Mar 2026 (0y) | ||
| Brandon Kyle Westerfield | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| Cooper Jack Priestley | Registered representative | Mar 2026 (0y) | ||
| Evan Michael Kaczka | Registered representative | Mar 2026 (0y) | ||
| Maksim Igorovich Prigodich | Registered representative | Mar 2026 (0y) | ||
| Salvador Vargas | Registered representative | Mar 2026 (0y) | ||
| Teresa Lynn Packer | Registered representative | Mar 2026 (0y) | ||
| Collin J Bednar | Registered representative | Mar 2026 (0y) | ||
| Jeffrey Horton | Registered representative | Mar 2026 (0y) | ||
| Max Jonnaert | Registered representative | Mar 2026 (0y) | ||
| Alisha Kotranza | Registered representative | Mar 2026 (0y) | ||
| Brian Michael Spann | Registered representative | Mar 2026 (0y) | ||
| Jack Thomas Pelt | Registered representative | Mar 2026 (0y) | ||
| Chad Bell | Registered representative | Mar 2026 (0y) | ||
| Emily Begeman | Registered representative | CFP | Mar 2026 (0y) | |
| Jacob Levi Pope | Registered representative | Mar 2026 (0y) | ||
| Jake William Romeo | Registered representative | Mar 2026 (0y) | ||
| Ryan Lee Charles Carnes | Registered representative | Mar 2026 (0y) | ||
| Katherine Pieper | Registered representative | Mar 2026 (0y) | ||
| Neil M Poulicakos | Registered representative | Mar 2026 (0y) | ||
| Sean Fleming | Registered representative | Mar 2026 (0y) | ||
| Arthur Matthew Bautista | Registered representative | Mar 2026 (0y) | ||
| Edwin Emanuel Duke | Registered representative | Mar 2026 (0y) | ||
| Joseph Dillon Gilmore | Registered representative | Mar 2026 (0y) | ||
| Logan Collins | Registered representative | Mar 2026 (0y) | ||
| Michael Anthony Pappas | Registered representative | Mar 2026 (0y) | ||
| Peter Donald Wilson | Registered representative | Mar 2026 (0y) | ||
| Ronghui Sun | Registered representative | Mar 2026 (0y) | ||
| Stefco Marenoski | Registered representative | Mar 2026 (0y) | ||
| Brian Jeffrey Deutsch | Registered representative | Mar 2026 (0y) | ||
| Jayden Rolstone Kobal | Registered representative | Mar 2026 (0y) | ||
| Jonas Cole Killeen | Registered representative | Mar 2026 (0y) | ||
| Dylan Herzog | Registered representative | Mar 2026 (0y) | ||
| Katharine Steffens | Registered representative | Mar 2026 (0y) | ||
| Alfred Putman Black | Registered representative | Mar 2026 (0y) | ||
| Andrew Christensen | Registered representative | Mar 2026 (0y) | ||
| Ethan Toby Christian | Registered representative | Mar 2026 (0y) | ||
| Jordon S. Spera | Registered representative | Mar 2026 (0y) | ||
| Kasey Mc Curdy | Registered representative | CFA | Mar 2026 (0y) | |
| Paul Wilson | Registered representative | Mar 2026 (0y) | ||
| Haley Combs | Registered representative | Mar 2026 (0y) | ||
| Ankith Tenneti | Registered representative | Mar 2026 (0y) | ||
| Edwin Herrera | Registered representative | Mar 2026 (0y) | ||
| John Markevitch | Registered representative | Mar 2026 (0y) | ||
| Kelechi Chidozie Anyanwu | Registered representative | Mar 2026 (0y) | ||
| Owen Kohler | Registered representative | Mar 2026 (0y) | ||
| Robert Richards | Registered representative | Mar 2026 (0y) | ||
| Zachary Shain Lafer | Registered representative | Mar 2026 (0y) | ||
| Connor Lawrence Duffy | Registered representative | Mar 2026 (0y) | ||
| Heidi Jones | Registered representative | Mar 2026 (0y) | ||
| Jeffrey Emmanuel Linares | Registered representative | Mar 2026 (0y) | ||
| Jonathan Nicholas Lococo | Registered representative | Mar 2026 (0y) | ||
| Bernardo Reyes | Registered representative | Mar 2026 (0y) | ||
| Bhaskar Patalapati | Registered representative | Mar 2026 (0y) | ||
| Colby Shane Dalrymple | Registered representative | Mar 2026 (0y) | ||
| Heidi Dawn Dresbach | Registered representative | Mar 2026 (0y) | ||
| Matthew Logan Jones | Registered representative | Mar 2026 (0y) | ||
| Riku Oinonen | Registered representative | Mar 2026 (0y) | ||
| Andrew Hudson | Registered representative | Mar 2026 (0y) | ||
| Gabriel Roque | Registered representative | Mar 2026 (0y) | ||
| Chloe Elizabeth Sanders | Registered representative | Mar 2026 (0y) | ||
| Jonathan Sewell | Registered representative | Mar 2026 (0y) | ||
| Jennifer Lynne Warren | Registered representative | Mar 2026 (0y) | ||
| Matthew Pleiss | Registered representative | Mar 2026 (0y) | ||
| Joseph Noel Herrera | Registered representative | Mar 2026 (0y) | ||
| Christopher Hathaway | Registered representative | Mar 2026 (0y) | ||
| Joshua Tyler Rodenburg | Registered representative | Mar 2026 (0y) | ||
| John Weaver | Registered representative | Mar 2026 (0y) | ||
| Lauren Michelle Bookwalter | Registered representative | Mar 2026 (0y) | ||
| Parsa Austin Habibi | Registered representative | Mar 2026 (0y) | ||
| Terrence Joseph Oliss | Registered representative | Mar 2026 (0y) | ||
| Everett James Adams | Registered representative | Mar 2026 (0y) | ||
| Brandan P Kosoff | Registered representative | Mar 2026 (0y) | ||
| Daniel John Duran | Registered representative | Mar 2026 (0y) | ||
| Erik Adrian Acuna | Registered representative | Mar 2026 (0y) | ||
| Kylie Goodwin | Registered representative | Mar 2026 (0y) | ||
| Marye Thomas Dalton | Registered representative | Mar 2026 (0y) | ||
| Maxwell H King | Registered representative | Mar 2026 (0y) | ||
| Christopher Rene Rivera | Registered representative | Mar 2026 (0y) | ||
| Camden Smithburg | Registered representative | Mar 2026 (0y) | ||
| Kunpeng Wang | Registered representative | Mar 2026 (0y) | ||
| Ryan C. Carson | Registered representative | Mar 2026 (0y) | ||
| Gregory Martin Trimarchi | Registered representative | Mar 2026 (0y) | ||
| Hannah Lacey Favara | Registered representative | Mar 2026 (0y) | ||
| Richard Eric Lopez | Registered representative | Mar 2026 (0y) | ||
| Derek Bufano | Registered representative | Mar 2026 (0y) | ||
| Dylan Michell | Registered representative | Mar 2026 (0y) | ||
| Honorato Gomes | Registered representative | Mar 2026 (0y) | ||
| Luke Joseph Endres | Registered representative | Mar 2026 (0y) | ||
| Peter Matthew Dennee | Registered representative | Mar 2026 (0y) | ||
| Rafael A Cruz | Registered representative | Mar 2026 (0y) | ||
| Sydney Vogel | Registered representative | Mar 2026 (0y) | ||
| Alexandria Robyn Hernandez | Registered representative | Apr 2026 (0y) | ||
| Hunter William Ogle | Registered representative | Apr 2026 (0y) | ||
| Karim Maged Tawfik Gadalla | Registered representative | Apr 2026 (0y) | ||
| Rachel Anne Irwin | Registered representative | Apr 2026 (0y) | ||
| Robert Bradley Knick | Registered representative | Apr 2026 (0y) | ||
| Jonathan Dannenberg | Registered representative | Apr 2026 (0y) | ||
| Katherine Dorazio | Registered representative | Apr 2026 (0y) | ||
| Malcolm Mc Coy | Registered representative | Apr 2026 (0y) | ||
| Noam Gans | Registered representative | Apr 2026 (0y) | ||
| Francisco Lorenzo Vigil | Registered representative | Apr 2026 (0y) | ||
| Nick Brengman | Registered representative | Apr 2026 (0y) | ||
| Steven Campbell | Registered representative | Apr 2026 (0y) | ||
| Ayden Jean Kihara | Registered representative | Apr 2026 (0y) | ||
| Staci Smith | Registered representative | Apr 2026 (0y) | ||
| Andrew Parker Kiesewetter | Registered representative | Apr 2026 (0y) | ||
| Chase Mitchell Alexander | Registered representative | Apr 2026 (0y) | ||
| Miguel Angel Herrera Fraga | Registered representative | Apr 2026 (0y) | ||
| Kyle Sweeney | Registered representative | Apr 2026 (0y) | ||
| Sophia Jaqueline Mendoza | Registered representative | Apr 2026 (0y) | ||
| Davion Pelmore Shelton | Registered representative | Apr 2026 (0y) | ||
| Tamara Jenene Ramirez | Registered representative | Apr 2026 (0y) | ||
| Brendan Shadle | Registered representative | Apr 2026 (0y) | ||
| Luke Benjamin Kirschbaum | Registered representative | Apr 2026 (0y) | ||
| Rahwa Desbele Desta | Registered representative | Apr 2026 (0y) | ||
| Seth Bryant Hensley | Registered representative | Apr 2026 (0y) | ||
| Traci Kay Cerda | Registered representative | Apr 2026 (0y) | ||
| Antoinette Victoria Mc Rae | Registered representative | Apr 2026 (0y) | ||
| Christopher Thomas Greene | Registered representative | Apr 2026 (0y) | ||
| Katherine Anne Alt | Registered representative | Apr 2026 (0y) | ||
| Lauren Hoglan Wyatt | Registered representative | Apr 2026 (0y) | ||
| Andrew Thomas Morris | Registered representative | Apr 2026 (0y) | ||
| Chase Hillenbrand | Registered representative | Apr 2026 (0y) | ||
| Jase Ryan Keel | Registered representative | Apr 2026 (0y) | ||
| Stephanie Gifford | Registered representative | Apr 2026 (0y) | ||
| Jaime Eduardo Llanos | Registered representative | Apr 2026 (0y) | ||
| Justin Michael Edmundowicz | Registered representative | Apr 2026 (0y) | ||
| Daniel Peter Wellman | Registered representative | Apr 2026 (0y) | ||
| Lasitaporn K Caudill | Registered representative | Apr 2026 (0y) | ||
| Robert Karl Drexel | Registered representative | Apr 2026 (0y) | ||
| Ryan Christopher Windish | Registered representative | Apr 2026 (0y) | ||
| Dariel Roque | Registered representative | Apr 2026 (0y) | ||
| Jacob Scott Denton | Registered representative | Apr 2026 (0y) | ||
| Joseph Ryan Prikryl | Registered representative | Apr 2026 (0y) | ||
| Nicole Hawthorne | Registered representative | Apr 2026 (0y) | ||
| Richard Cossa | Registered representative | Apr 2026 (0y) | ||
| Sylvia Dyga | Registered representative | Apr 2026 (0y) | ||
| Angelo Nafarious Harper Ribera | Registered representative | Apr 2026 (0y) | ||
| Grace Rene Stinson | Registered representative | Apr 2026 (0y) | ||
| Colton Austin Diehm | Registered representative | Apr 2026 (0y) | ||
| Corey Ronald Biron | Registered representative | Apr 2026 (0y) | ||
| James Goetz | Registered representative | Apr 2026 (0y) | ||
| Nell Kay Fixsal | Registered representative | Apr 2026 (0y) | ||
| Steve Stevens | Registered representative | Apr 2026 (0y) | ||
| Tamaran Rae Appelbaum | Registered representative | Apr 2026 (0y) | ||
| Donna Roman | Registered representative | Apr 2026 (0y) | ||
| Elisabeth Hope Mc Carty | Registered representative | Apr 2026 (0y) | ||
| Emily Eve Olivares | Registered representative | Apr 2026 (0y) | ||
| Juan Carlos Garcia | Registered representative | Apr 2026 (0y) | ||
| Hannah Rachel Kotler | Registered representative | Apr 2026 (0y) | ||
| Emma E Mercurio | Registered representative | Apr 2026 (0y) | ||
| Lee Ann Sells | Registered representative | Apr 2026 (0y) | ||
| Adrian Osborne | Registered representative | Apr 2026 (0y) | ||
| Anton Bownes Ciccarelli | Registered representative | Apr 2026 (0y) | ||
| Christopher Fairfield | Registered representative | Apr 2026 (0y) | ||
| Gabriel Murphy | Registered representative | Apr 2026 (0y) | ||
| Gregorio Alejandro Marinez | Registered representative | Apr 2026 (0y) | ||
| Michael Hageman | Registered representative | Apr 2026 (0y) | ||
| Peter Sposato | Registered representative | Apr 2026 (0y) | ||
| Renee Marie Parker | Registered representative | Apr 2026 (0y) | ||
| Zachary Ryan Scheidly | Registered representative | Apr 2026 (0y) | ||
| Aisha Naviwala | Registered representative | Apr 2026 (0y) | ||
| Anthony Joseph Panarese | Registered representative | Apr 2026 (0y) | ||
| Johnathon Alexander Diaz | Registered representative | Apr 2026 (0y) | ||
| Rosalind Van Auker | Registered representative | Apr 2026 (0y) | ||
| Alexander Moore | Registered representative | Apr 2026 (0y) | ||
| Aidan Alexander Turner Kelly | Registered representative | CFP | Apr 2026 (0y) | |
| Alyssa Madison Gargiulo | Registered representative | Apr 2026 (0y) | ||
| Antoine Lamonte Campbell | Registered representative | Apr 2026 (0y) | ||
| Dominic Joseph Morris | Registered representative | Apr 2026 (0y) | ||
| Mathias Alexander Schek | Registered representative | Apr 2026 (0y) | ||
| Robert Francis O Reilly | Registered representative | Apr 2026 (0y) | ||
| Samson Christopher Callahan | Registered representative | Apr 2026 (0y) | ||
| Scott Alexander Lester | Registered representative | Apr 2026 (0y) | ||
| Tian Lin | Registered representative | Apr 2026 (0y) | ||
| Erik Montalvo | Registered representative | Apr 2026 (0y) | ||
| Issac Cote | Registered representative | Apr 2026 (0y) | ||
| James Gallagher | Registered representative | Apr 2026 (0y) | ||
| Matthew Cole Plymale | Registered representative | Apr 2026 (0y) | ||
| Alexandra G Martin | Registered representative | Apr 2026 (0y) | ||
| Aidan Martin Murphy | Registered representative | Apr 2026 (0y) | ||
| Alexis Didier | Registered representative | Apr 2026 (0y) | ||
| Andrew Redhead | Registered representative | Apr 2026 (0y) | ||
| Benjamin Kurtz | Registered representative | Apr 2026 (0y) | ||
| Blake Fanshier | Registered representative | Apr 2026 (0y) | ||
| Hunter James Boyd | Registered representative | Apr 2026 (0y) | ||
| Megan Lee Wangerin | Registered representative | Apr 2026 (0y) | ||
| Michael Ryan Jakosalem | Registered representative | Apr 2026 (0y) | ||
| Robert John Connelly | Registered representative | Apr 2026 (0y) | ||
| Thanh Thi Thi Le | Registered representative | Apr 2026 (0y) | ||
| William Montgomery | Registered representative | Apr 2026 (0y) | ||
| Benjamin Mitchell Brown | Registered representative | Apr 2026 (0y) | ||
| Deo Rampersaud | Registered representative | Apr 2026 (0y) | ||
| Feng Zhao | Registered representative | Apr 2026 (0y) | ||
| James Aquilina | Registered representative | CFP | Apr 2026 (0y) | |
| Sara Mae Schwartzkopf | Registered representative | CFP | Apr 2026 (0y) | |
| Cameron Jacoby | Registered representative | May 2026 (0y) | ||
| Evan Geffroy | Registered representative | May 2026 (0y) | ||
| Joseph Sparks | Registered representative | May 2026 (0y) | ||
| Mohammad Hassan Barati | Registered representative | May 2026 (0y) | ||
| Rebekah Hope Michel | Registered representative | May 2026 (0y) | ||
| Emily Elaine Steiner | Registered representative | May 2026 (0y) | ||
| Jackson Maupin | Registered representative | May 2026 (0y) | ||
| Jane Carol Ng Or | Registered representative | May 2026 (0y) | ||
| Grant Hunstiger | Registered representative | May 2026 (0y) | ||
| Matthew Lodato | Registered representative | May 2026 (0y) | ||
| Natasha Mc Farland | Registered representative | CFP | May 2026 (0y) | |
| Osvaldo Dominguez | Registered representative | May 2026 (0y) | ||
| Patrik Richard Hamann | Registered representative | May 2026 (0y) | ||
| Wendell Hall | Registered representative | May 2026 (0y) | ||
| Rodrigo Monteverde | Registered representative | May 2026 (0y) | ||
| Tanner Jefferson Thornberry | Registered representative | May 2026 (0y) | ||
| Trey Donaldson | Registered representative | May 2026 (0y) | ||
| Antoinette Lucas | Registered representative | May 2026 (0y) | ||
| Daniel Brickman | Registered representative | May 2026 (0y) | ||
| Justin Brian Holmes | Registered representative | May 2026 (0y) | ||
| Peter Conrad | Registered representative | May 2026 (0y) | ||
| Cassady Frey | Registered representative | May 2026 (0y) | ||
| Nicholas S Mcarthur | Registered representative | May 2026 (0y) | ||
| Robert Adam Armour | Registered representative | May 2026 (0y) | ||
| Derrick Demond Gipson | Registered representative | May 2026 (0y) | ||
| Sara Imburgia | Registered representative | CFP | May 2026 (0y) | |
| Jacob Keller Robertson | Registered representative | May 2026 (0y) | ||
| Jorge Rodolfo Osuna Moya | Registered representative | May 2026 (0y) | ||
| Juan Zaragoza | Registered representative | May 2026 (0y) | ||
| Kurt Evan Woodward | Registered representative | May 2026 (0y) | ||
| Russell Paul Hardy | Registered representative | May 2026 (0y) | ||
| Gregory Hilbert | Registered representative | CFP | May 2026 (0y) | |
| Gregory Price | Registered representative | May 2026 (0y) | ||
| Lorraine Tan | Registered representative | May 2026 (0y) | ||
| Paulina Wong | Registered representative | CFP | May 2026 (0y) | |
| Francis Kirk | Registered representative | May 2026 (0y) | ||
| Lok Tin Wang | Registered representative | May 2026 (0y) | ||
| Margaret Marie Williams | Registered representative | May 2026 (0y) | ||
| Thomas Schwartz | Registered representative | May 2026 (0y) | ||
| Alexa Marx Gillett | Registered representative | May 2026 (0y) | ||
| Alexa Hope Bleiweis | Registered representative | May 2026 (0y) | ||
| Colt Miles | Registered representative | May 2026 (0y) | ||
| Jeff Greer | Registered representative | May 2026 (0y) | ||
| John Doherty | Registered representative | May 2026 (0y) | ||
| Nelson Rodriguez Orsini | Registered representative | May 2026 (0y) | ||
| Paul J. Zarkowski | Registered representative | May 2026 (0y) | ||
| Riley Matthew Bogue | Registered representative | May 2026 (0y) | ||
| Sage Whitney Polio | Registered representative | May 2026 (0y) | ||
| Kyle David Przybylski | Registered representative | May 2026 (0y) | ||
| Nathan Delgado | Registered representative | May 2026 (0y) | ||
| Scott Coltrin Ruegg | Registered representative | May 2026 (0y) | ||
| Gerald T Hewitt | Registered representative | May 2026 (0y) | ||
| John Woolway | Registered representative | May 2026 (0y) | ||
| William Beaufore | Registered representative | May 2026 (0y) | ||
| Brandon Joseph Fancher | Registered representative | CFA | May 2026 (0y) | |
| Jacob William Mertens | Registered representative | May 2026 (0y) | ||
| Lynn Sandt | Registered representative | May 2026 (0y) | ||
| Ruyue Xian | Registered representative | CFP | May 2026 (0y) | |
| Savanna Mckenzie | Registered representative | May 2026 (0y) | ||
| Daniel Albert Gorman | Registered representative | May 2026 (0y) | ||
| Zachary Neal Buckingham | Registered representative | May 2026 (0y) | ||
| Aram Amiryan | Registered representative | CFP | May 2026 (0y) | |
| Samantha Rachel Rojas | Registered representative | May 2026 (0y) | ||
| Tyler Kaoru Nishikawa | Registered representative | May 2026 (0y) | ||
| Blake Smith | Registered representative | May 2026 (0y) | ||
| Ethan Wu | Registered representative | May 2026 (0y) | ||
| Janet Guadalupe Arroyo | Registered representative | May 2026 (0y) | ||
| Jason Robert Bettendorf | Registered representative | May 2026 (0y) | ||
| Joshua Johannsen | Registered representative | May 2026 (0y) | ||
| Kevin Arthur Loy | Registered representative | May 2026 (0y) | ||
| Maximilian Charles Frimann Dahl | Registered representative | May 2026 (0y) | ||
| William Edward Bibbs | Registered representative | May 2026 (0y) | ||
| Aidan Daniel Sullivan | Registered representative | May 2026 (0y) | ||
| Bennett Carlyle Butler | Registered representative | May 2026 (0y) | ||
| Jarrett Hall | Registered representative | May 2026 (0y) | ||
| Jason Carrig | Registered representative | May 2026 (0y) | ||
| Maximilian Soares | Registered representative | May 2026 (0y) | ||
| Milad Montazeri | Registered representative | May 2026 (0y) | ||
| Victor Andres Alarcon | Registered representative | May 2026 (0y) | ||
| Adrian J Acciardo | Registered representative | May 2026 (0y) | ||
| Bansi Patel | Registered representative | May 2026 (0y) | ||
| Travis Jay Kidd | Registered representative | May 2026 (0y) | ||
| Zachary Alexander Strueby | Registered representative | May 2026 (0y) | ||
| Carson Tipton | Registered representative | May 2026 (0y) | ||
| Owen Egermayer | Registered representative | May 2026 (0y) | ||
| Robyn Bennett Schmid | Registered representative | May 2026 (0y) | ||
| Travis Blake Beaver | Registered representative | May 2026 (0y) | ||
| Xavier A Rodriguez | Registered representative | May 2026 (0y) | ||
| Zachary Klinke | Registered representative | May 2026 (0y) | ||
| Alexander Day | Registered representative | May 2026 (0y) | ||
| Joseph M. Leone | Registered representative | May 2026 (0y) | ||
| Patrick Paul Valle | Registered representative | May 2026 (0y) | ||
| Chanyoung Lee | Registered representative | Jun 2026 (0y) | ||
| George Spivak | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Jacob Russell Ames | Registered representative | Jun 2026 (0y) | ||
| Matthew Tyler Avalon | Registered representative | Jun 2026 (0y) | ||
| Rama Talwar | Registered representative | Jun 2026 (0y) | ||
| Robert Wells Kay | Registered representative | CFP | Jun 2026 (0y) | |
| Alan Orlando Veloz | Registered representative | Jun 2026 (0y) | ||
| Andrew Chase | Registered representative | Jun 2026 (0y) | ||
| Huini Li | Registered representative | Jun 2026 (0y) | ||
| Nathan James Loseke | Registered representative | Jun 2026 (0y) | ||
| George Owusu | Registered representative | Jun 2026 (0y) | ||
| Jackson D Colucci | Registered representative | Jun 2026 (0y) | ||
| Michael Senft | Registered representative | Jun 2026 (0y) | ||
| Austin Endorf | Registered representative | Jun 2026 (0y) | ||
| Jacob Lear | Registered representative | Jun 2026 (0y) | ||
| Mark Korson | Registered representative | Jun 2026 (0y) | ||
| Matthew Taylor | Registered representative | Jun 2026 (0y) | ||
| Darrius Lee | Registered representative | Jun 2026 (0y) | ||
| Kyle Burch | Registered representative | Jun 2026 (0y) | ||
| Radhika Srinivasan | Registered representative | Jun 2026 (0y) | ||
| John Cerilli | Registered representative | Jun 2026 (0y) | ||
| Thomas Arlen Morrison | Registered representative | Jun 2026 (0y) | ||
| Alejandro Jose Martinez | Registered representative | Jun 2026 (0y) | ||
| Isaac Voltoline | Registered representative | Jun 2026 (0y) | ||
| Laura Maatouk | Registered representative | Jun 2026 (0y) | ||
| Brendan Philip Cohen | Registered representative | Jun 2026 (0y) | ||
| Caleb Douglas Riddle | Registered representative | Jun 2026 (0y) | ||
| Cassandra Morris | Registered representative | Jun 2026 (0y) | ||
| Jenna Elizabeth Karlovec | Registered representative | Jun 2026 (0y) | ||
| Robert Maher | Registered representative | Jun 2026 (0y) | ||
| Danielle Jolene Hurst | Registered representative | Jun 2026 (0y) | ||
| Emma Sutton Alpaugh | Registered representative | Jun 2026 (0y) | ||
| Edwina Edwin Austin | Registered representative | Jun 2026 (0y) | ||
| Brandon Kyler Rowe | Registered representative | CFP Chartered Financial Consultant | Jun 2026 (0y) | |
| Emily Coughlin | Registered representative | Jun 2026 (0y) | ||
| James Taylor Ray | Registered representative | Jun 2026 (0y) | ||
| Nicholas Bradley Wanzer | Registered representative | Jun 2026 (0y) | ||
| Stefan Johannes Holczer | Registered representative | Jun 2026 (0y) | ||
| Teresa Patrick | Registered representative | Jun 2026 (0y) | ||
| Vanessa I Garcia | Registered representative | Jun 2026 (0y) | ||
| Aimee Flatley | Registered representative | Jun 2026 (0y) | ||
| John Thomas Boyle | Registered representative | Jun 2026 (0y) | ||
| Andrew Scott Glenn | Registered representative | Jun 2026 (0y) | ||
| Ghazi Nweiran | Registered representative | CFP Chartered Financial Consultant | Jun 2026 (0y) | |
| Nicholas James Fitzgerald | Registered representative | Jun 2026 (0y) | ||
| Olivia Clay Tucker | Registered representative | Jun 2026 (0y) | ||
| Ronald Colunga | Registered representative | Jun 2026 (0y) | ||
| Diego Cardoso Pereira | Registered representative | Jun 2026 (0y) | ||
| Patrick Lynch | Registered representative | Jun 2026 (0y) | ||
| Ethan David Cobb | Registered representative | Jun 2026 (0y) | ||
| Joshua Marcos Lucas | Registered representative | Jun 2026 (0y) | ||
| Stewart Thomas Butler | Registered representative | Jun 2026 (0y) | ||
| Wei Zhai | Registered representative | Jun 2026 (0y) | ||
| Logan Patrick Ryan | Registered representative | Jun 2026 (0y) | ||
| Patrick Murph Thorp | Registered representative | Jun 2026 (0y) | ||
| Carlos Francesco Castro Vonk | Registered representative | Jun 2026 (0y) | ||
| Ellie Wong | Registered representative | Jun 2026 (0y) | ||
| Joshua Kenneth Obolewicz | Registered representative | Jun 2026 (0y) | ||
| Matthew Stanley | Registered representative | Jun 2026 (0y) | ||
| Joseph Ninivaggi | Registered representative | Jun 2026 (0y) | ||
| Diego Bezanilla Davila | Registered representative | Jun 2026 (0y) | ||
| Giade Ensley | Registered representative | Jun 2026 (0y) | ||
| Griffin Adair Johnson | Registered representative | Jun 2026 (0y) | ||
| Jared B De Soto | Registered representative | Jun 2026 (0y) | ||
| Kyle Aaron Cain | Registered representative | Jun 2026 (0y) | ||
| Samantha Leigh Tillman | Registered representative | Jun 2026 (0y) | ||
| Suzanne Marie Lee Walker | Registered representative | Jun 2026 (0y) | ||
| William George D Amore | Registered representative | Jun 2026 (0y) | ||
| Justin Kwok | Registered representative | Jun 2026 (0y) | ||
| Kevin A. Voorhees | Registered representative | Jun 2026 (0y) | ||
| Patrick Aidan Mcknight | Registered representative | Jun 2026 (0y) | ||
| Svetlana Malinovskaya | Registered representative | Jun 2026 (0y) | ||
| Timothy Allen Bielik | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Wai Shing Stephen Law | Registered representative | Jun 2026 (0y) | ||
| Christopher Albanese | Registered representative | Jun 2026 (0y) | ||
| Robert Romero | Registered representative | Jun 2026 (0y) | ||
| Sonia Preston | Registered representative | CFP | Jun 2026 (0y) | |
| Brody Edward Carroll | Registered representative | Jun 2026 (0y) | ||
| Justin S Ritterling | Registered representative | Jun 2026 (0y) | ||
| Bikash Shah | Registered representative | Jun 2026 (0y) | ||
| Dawson James Janeski | Registered representative | Jun 2026 (0y) | ||
| Cho Fei Huang | Registered representative | Jun 2026 (0y) | ||
| Evan Lombardo | Registered representative | Jun 2026 (0y) | ||
| Peter Mastromarco | Registered representative | Jun 2026 (0y) | ||
| Andrew Wayne Hayes | Registered representative | Jun 2026 (0y) | ||
| Carlos Javier Jimenez Velez | Registered representative | Jun 2026 (0y) | ||
| Jacob Steven Baker | Registered representative | Jun 2026 (0y) | ||
| Nathan Lawrence Barbieri | Registered representative | Jun 2026 (0y) | ||
| Ryan Taylor Saravo | Registered representative | Jun 2026 (0y) | ||
| Xun Liu | Registered representative | Jun 2026 (0y) | ||
| Amy Cooke | Registered representative | Jul 2026 (0y) | ||
| Gregory Burton Miller | Registered representative | Jul 2026 (0y) | ||
| Joshua Thurman Nguyen | Registered representative | Jul 2026 (0y) | ||
| Peter Vitale | Registered representative | Jul 2026 (0y) | ||
| Richard Ray Pollick | Registered representative | Jul 2026 (0y) | ||
| Robert Jonathan Victoria | Registered representative | Jul 2026 (0y) | ||
| Adrian Puentes | Registered representative | Jul 2026 (0y) | ||
| Bradley Scott Judd | Registered representative | Jul 2026 (0y) | ||
| Bryce Randy Cook | Registered representative | Jul 2026 (0y) | ||
| Dirk Kaden Ballast | Registered representative | Jul 2026 (0y) | ||
| Glenda Rubi Valenzuela | Registered representative | Jul 2026 (0y) | ||
| Luis Alberto Cardozo | Registered representative | Jul 2026 (0y) | ||
| Seth Briley | Registered representative | Jul 2026 (0y) | ||
| William Robinson | Registered representative | Jul 2026 (0y) | ||
| Zachary Karamaroudis | Registered representative | Jul 2026 (0y) | ||
| Bryce Joshua Johnson | Registered representative | Jul 2026 (0y) | ||
| David Amiel Shalom | Registered representative | Jul 2026 (0y) | ||
| Geoffrey F Hathhorn | Registered representative | Jul 2026 (0y) | ||
| Hiba Mahgoub | Registered representative | Jul 2026 (0y) | ||
| Jacob Andrew Miller | Registered representative | Jul 2026 (0y) | ||
| Shambrielle Shaquis Speights | Registered representative | Jul 2026 (0y) | ||
| Stewart Spears | Registered representative | Jul 2026 (0y) | ||
| Alexander Marfori | Registered representative | Jul 2026 (0y) | ||
| Richard Matthew Fleming | Registered representative | Jul 2026 (0y) | ||
| Samantha Marianne Chen | Registered representative | Jul 2026 (0y) | ||
| William Tyler Bowles | Registered representative | Jul 2026 (0y) | ||
| Amita Webb | Registered representative | Jul 2026 (0y) | ||
| Justin Martin King | Registered representative | Jul 2026 (0y) | ||
| Marco Antonio Uranga | Registered representative | Jul 2026 (0y) | ||
| Quan Nhat Truong | Registered representative | Jul 2026 (0y) | ||
| Adam Hess | Registered representative | Jul 2026 (0y) | ||
| Grant Alexander Hardy | Registered representative | Jul 2026 (0y) | ||
| Jeremy Edward Decatur | Registered representative | Jul 2026 (0y) | ||
| Kevin Blaine | Registered representative | Jul 2026 (0y) | ||
| Alexander Holden Tatem | Registered representative | Jul 2026 (0y) | ||
| Basil Ahmed | Registered representative | Jul 2026 (0y) | ||
| Cameron Schoffman | Registered representative | Jul 2026 (0y) | ||
| Caroline E Salvator | Registered representative | Jul 2026 (0y) | ||
| Garrett William Salyi | Registered representative | Jul 2026 (0y) | ||
| William Jackson Medlicott | Registered representative | Jul 2026 (0y) | ||
| Akash Calder Desai Mc Minn | Registered representative | Jul 2026 (0y) | ||
| Caylie Anne Taylor | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Ian Stevens | Registered representative | Jul 2026 (0y) | ||
| Kyle Alexander Holmes | Registered representative | Jul 2026 (0y) | ||
| Joel Grant | Registered representative | Jul 2026 (0y) | ||
| Joshua Schaff | Registered representative | Jul 2026 (0y) | ||
| Melody Chow | Registered representative | Jul 2026 (0y) | ||
| Sharon Kelly Loero | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schwab Holdings, Inc. | 100% Owner | Jan 1983 | A | 75% or more |
| The Charles Schwab Corporation | Shareholder | Mar 1987 | B | ≈ 56.25% – 100% via Schwab Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Charles Schwab Corporation: 75% – 100% of Schwab Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cec Controls Company 401(k) Plan | Cec Controls Company, Inc. | 180 | $55.2M | 11/13/2024 |
| Retirement Plan For Employees Of Redington Fairview General Hospital | Redington Fairview General Hospital | 661 | $107M | 07/01/2024 |
| Kaskaskia Workshop, Inc. Profit Sharing Plan | Kaskaskia Workshop, Inc. | 94 | $12.5M | 07/01/2024 |
| Penta Group, Inc. Profit Sharing Plan | Penta Group, Inc. | 94 | $6.7M | 07/01/2024 |
| Paul Hastings Llp Defined Contribution Retirement Plan | Paul Hastings Llp | 2,507 | $1.1B | 06/01/2024 |
| D & H 401(k) Plan | D & H Distributing Co. | 1,483 | $90.2M | 05/01/2024 |
| Crisdel Profit Sharing Plan | Crisdel Group, Inc. | 153 | $16.6M | 04/01/2024 |
| Cvc Holding Corp. 401(k) Plan | Cvc Holding Corp. | 1,359 | $12.1M | 02/01/2024 |
| Olin Corporation Retirement Savings Plan | Olin Corporation | 6,731 | $1.4B | 01/01/2024 |
| Crowe & Dunlevy, A Professional Corporation, Profit Sharing And Thrift Plan | Crowe & Dunlevy, A Professional Corporation | 181 | $188M | 01/01/2024 |
| T. Rowe Price U.S. Retirement Program | T. Rowe Price Group, Inc. | 6,820 | $4.9B | 01/01/2024 |
| Intuitive Surgical, Inc. 401(k) Plan | Intuitive Surgical, Inc. | 8,736 | $1.0B | 01/01/2024 |
| 403(b) Thrift Plan Of El Centro Del Barrio | El Centro Del Barrio | 765 | $37.5M | 01/01/2024 |
| Harnish Group Inc. Retirement Plan | Harnish Group Inc. | 1,232 | $253M | 01/01/2024 |
| Auto Custom Carpets, Inc. Employee Stock Ownership Plan | Auto Custom Carpets, Inc. | 140 | $24.8M | 01/01/2024 |
| Johnson, Pope Profit Sharing Plan And Trust | Johnson, Pope, Bokor, Ruppel & Burns, L. L. P. | 172 | $71.3M | 01/01/2024 |
| California Payroll Group 401(k) Plan | California Payroll Group | 296 | $8.1M | 01/01/2024 |
| General Atomics 401(k) Retirement Savings Plan | General Atomics | 12,686 | $2.8B | 01/01/2024 |
| Frank & Grossman Employee Stock Ownership Plan | Allan Frank And Myron Grossman Landscape Contractors, Inc. | 226 | $13.0M | 01/01/2024 |
| John Henry Foster Company Employee Stock Ownership Plan | John Henry Foster Company | 188 | $39.2M | 01/01/2024 |
| Booz Allen Hamilton Inc. Employees' Capital Accumulation Plan | Booz Allen Hamilton Inc. | 36,956 | $9.3B | 01/01/2024 |
| Intuit Inc. 401(k) Plan | Intuit Inc. | 24,200 | $3.7B | 01/01/2024 |
| Loeb & Loeb Llp Profit Sharing And 401(k) Plan | Loeb & Loeb Llp | 718 | $438M | 01/01/2024 |
| Priefert Manufacturing Co., Inc. 401(k) Retirement Trust | Priefert Manufacturing Company, Inc | 964 | $36.0M | 01/01/2024 |
| United Medical 401(k) Plan | United Medical Imaging Healthcare, Inc. | 453 | $8.4M | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (4)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Community Foundations Of The Hudson Valley | Public charity | $139M | 06/30/2025 |
| Chi Omega Foundation | Public charity | $63.0M | 04/30/2025 |
| Chmc Cardiovascular Surgical Foundation Incorporated | Public charity | $53.1M | 09/30/2024 |
| Ubf Faculty Student Housing Corp | Public charity | $147M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 2.92 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Civil judicial
as of Nov 27, 2024
Allegations: THE COMPLAINT ALLEGES FRAUD IN CONNECTION WITH THE SALE OF AUCTION RATE SECURITIES. Status: Final Summary: THE NEW YORK ATTORNEY GENERAL ("NYAG") ASSERTS THAT SCHWAB FAILED TO DISCLOSE OR MISREPRESENTED INHERENT LIQUIDITY RISKS IN THE SALE OF CERTAIN AUCTION RATE SECURITIES. THE NYAG'S COMPLAINT AGAINST SCHWAB ALLEGED FOUR CAUSES OF ACTION: (1) VIOLATION OF SECTION 63(12) OF NEW YORK'S EXECUTIVE LAW; (2) VIOLATION OF THE GENERAL BUSINESS LAW ("GBL") 352-C(1)(A); (3) VIOLATION OF GBL 352-C(1)(C); AND (4) VIOLATION OF GBL 349. ON OCTOBER 24TH, 2011 THE TRIAL COURT DISMISSED THE NYAG'S COMPLAINT AGAINST SCHWAB IN ITS ENTIRETY FOR FAILURE TO STATE A CAUSE OF ACTION. AUGUST 27, 2013 THE APPELLATE COURT AFFIRMED DISMISSAL OF THE FIRST AND FOURTH COUNTS, AND LIMITED THE TWO REMAINING GBL 352 CLAIMS TO ARS PURCHASES BEFORE SEPTEMBER 5, 2007. THE NYAG AND SCHWAB THEN FILED CROSS MOTIONS FOR SUMMARY JUDGMENT OF THE REMAINING CLAIMS. THE CASE WAS SETTLED BEFORE THOSE MOTIONS WERE DECIDED.
Civil judicial
as of Nov 27, 2024
Allegations: PURSUANT TO A CONSENT EXECUTED BY CHARLES SCHWAB & CO., INC. (CS&CO.) AND FILED WITH THE FEDERAL DISTRICT COURT ON JULY 9, 2018, CS&CO. CONSENTED TO THE ENTRY OF AN INJUNCTION REGARDING CS&CO.'S ALLEGED FAILURE TO FILE SUSPICIOUS ACTIVITY REPORTS (SARS) ON SUSPICIOUS TRANSACTIONS BY INDEPENDENT, THIRD PARTY INVESTMENT ADVISERS (ADVISERS) THAT CS&CO. TERMINATED FROM ITS CUSTODIAL PLATFORM IN VIOLATION OF SECTION 17(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (EXCHANGE ACT) AND RULE 17A-8 PROMULGTED THEREUNDER. THE ADVISORS WERE NOT AFFILIATED OR ASSOCIATED WITH CS&CO. IN ANY WAY. CS&CO. TERMINATED THE ADVISERS FOR ENGAGING IN ACTIVITY THAT CS&CO. DETERMINED HAD VIOLATED ITS INTERNAL POLICIES OR PRESENTED RISK TO THE FIRM AND ITS CUSTOMERS. Status: Final Summary: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, CS&CO. CONSENTED TO (I) THE ENTRY OF A PERMANENT INJUNCTION FROM VIOLATING SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-8 THEREUNDER, AND (II) PAY A CIVIL PENALTY IN THE AMOUNT OF $2,800,000.00
Regulatory
as of Nov 27, 2024
Allegations: "THE DIVISION ALLEGES THAT SCHWAB ENGAGED IN UNETHICAL AND DECEPTIVE ACTS AND PRACTICES BY: (1) FAILING TO HAVE IN PLACE ANY POLICIES OR PROCEDURES TO MONITOR ADEQUATELY ACCOUNTS ON ITS PLATFORM FOR PAYMENTS TO FORMER UNREGISTERED INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES, AND (2) ENABLING AN UNREGISTERED ADVISER TO RECEIVE PAYMENT FOR ITS UNLAWFUL SERVICES INCLUDING PAYMENTS FROM DEPOSITORY ACCOUNTS AFFILIATED WITH SCHWAB IN VIOLATION OF THE MASSACHUSETTS UNIFORM SECURITIES ACT AND REGULATIONS." Status: Pending Summary: THE MATTER WAS TRIED BEFORE A PRESIDING OFFICER IN JANUARY 2023. THE PARTIES WILL SUBMIT PROPOSED FINDINGS OF FACT AND CONCLUSIONS OF LAW AND THEN AWAIT THE PRESIDING OFFICER'S RULING
Regulatory · Item 11.E(2)
as of Nov 27, 2024
Allegations: THE FIRST TWO CAUSES OF ACTION IN THE DISCIPLINARY PROCEEDING AGAINST CHARLES SCHWAB & CO. INC., CHARGE THAT NEW PROVISIONS IN SCHWAB'S CUSTOMER AGREEMENTS BY WHICH A CUSTOMER WAIVES ANY ABILITY TO ASSERT A CLAIM BY MEANS OF A JUDICIAL CLASS ACTION CONFLICT WITH AND VIOLATE FINRA RULES 2268(D)(1) AND (D)(3) AND NASD RULES 3110(F)(4)(A) AND (4)(C). THE THIRD CAUSE OF ACTION CHARGES THAT OTHER NEW LANGUAGE IS SCHWAB'S CUSTOMER AGREEMENTS REQUIRING CUSTOMERS TO AGREE THAT ARBITRATORS HAVE NO POWER TO CONSOLIDATE MORE THAN ONE PARTY'S CLAIMS IN ARBITRATION VIOLATES FINRA RULE 2268(D)(1) AND NASD RULE 3110(F)(4)(A) BY ATTEMPTING TO 'LIMIT' AND 'CONTRADICT' FINRA ARBITRATION RULE 12312. IN EACH CAUSE OF ACTION, FINRA ENFORCEMENT ALSO ALLEGED THAT, BY VIRTUE OF THE NOTED ALLEGED RULE VIOLATIONS, SCHWAB ALSO VIOLATED FINRA RULE 2010. Status: Final Sanction Detail: SEE ABOVE. Summary: .
Regulatory · Item 11.E(2)
as of Nov 27, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT BETWEEN JANUARY 2016 AND DECEMBER 2020 IT SENT TO ITS CUSTOMERS TRANSACTION CONFIRMATIONS THAT OMITTED REQUIRED DISCLOSURES REGARDING PURCHASES OF CERTAIN ETNS. THE FINDINGS STATE THAT THE CONFIRMATIONS FAILED TO DISCLOSE THAT THE ETNS WERE CALLABLE AND THAT EARLY REDEMPTION COULD AFFECT THE ETNS' YIELD. THE FINDINGS ALSO STATE THAT THE FIRM FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE RULES REGARDING TRANSACTION CONFIRMATIONS FOR CALLABLE ETNS. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND FINED $350,000. PAYMENT WAS MADE BY THE FIRM ON X07/05/2023. Summary: THE FIRM WAS CENSURED AND FINED $350,000. PAYMENT WAS MADE BY THE FIRM ON 07/05/2023.
Regulatory · Item 11.D(2)
as of Nov 27, 2024
Allegations: THE COMPLAINT ALLEGES FRAUD IN CONNECTION WITH THE SALE OF AUCTION RATE SECURITIES. Status: Final Sanction Detail: ON FEBRUARY 03, 2015 THE NEW YORK ATTORNEY GENERAL ("NYAG") AND SCHWAB ENTERED INTO A SETTLEMENT OF THE NYAG'S AUCTION RATE SECURITIES ("ARS") CLAIMS AGAINST SCHWAB. THE SETTLEMENT PROVIDED FOR THE DISMISSAL WITH PREJUDICE OF THE NYAG'S LAWSUIT, AND SCHWAB AGREEING TO CERTAIN UNDERTAKINGS TO ITS ARS CUSTOMERS. Summary: THE NEW YORK ATTORNEY GENERAL ("NYAG") ASSERTS THAT SCHWAB FAILED TO DISCLOSE OR MISREPRESENTED INHERENT LIQUIDITY RISKS IN THE SALE OF CERTAIN AUCTION RATE SECURITIES. THE NYAG'S COMPLAINT AGAINST SCHWAB ALLEGED FOUR CAUSES OF ACTION: (1) VIOLATION OF SECTION 63(12) OF NEW YORK'S EXECUTIVE LAW; (2) VIOLATION OF THE GENERAL BUSINESS LAW ("GBL") 352-C(1)(A); (3) VIOLATION OF GBL 352-C(1)(C); AND (4) VIOLATION OF GBL 349. ON OCTOBER 24TH, 2011 THE TRIAL COURT DISMISSED THE NYAG'S COMPLAINT AGAINST SCHWAB IN ITS ENTIRETY FOR FAILURE TO STATE A CAUSE OF ACTION. AUGUST 27, 2013 THE APPELLATE COURT AFFIRMED DISMISSAL OF THE FIRST AND FOURTH COUNTS, AND LIMITED THE TWO REMAINING GBL 352 CLAIMS TO ARS PURCHASES BEFORE SEPTEMBER 5, 2007. THE NYAG AND SCHWAB THEN FILED CROSS MOTIONS FOR SUMMARY JUDGMENT OF THE REMAINING CLAIMS. THE CASE WAS SETTLED BEFORE THOSE MOTIONS WERE DECIDED.
Regulatory
as of Nov 27, 2024
Allegations: ON JUNE 13, 2022, SCHWAB AND ITS AFFILIATE CHARLES SCHWAB INVESTMENT ADVISORY, INC. (COLLECTIVELY, "SCHWAB" FOR PURPOSES OF THIS MATTER DESCRIPTION ONLY) REACHED AN AGREEMENT WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION ("SEC") TO SETTLE A MATTER RELATED TO HISTORICAL DISCLOSURES AND MARKETING OF THE SCHWAB INTELLIGENT PORTFOLIOS ("SIP") PROGRAM (THE "PROGRAM"). AS PART OF THE SETTLEMENT, THE SEC FOUND THAT SCHWAB, ALONG WITH ITS FORMER AFFILIATE, SCHWAB WEALTH INVESTMENT ADVISORY, INC., VIOLATED CERTAIN PROVISIONS OF THE INVESTMENT ADVISERS ACT OF 1940, AND THE RULES THEREUNDER, FROM MARCH 2015 TO NOVEMBER 2018. THE SEC FOUND THAT SCHWAB MADE FALSE AND MISLEADING STATEMENTS IN FORM ADV PART 2A BROCHURES ABOUT THE CASH ALLOCATIONS IN PROGRAM ACCOUNTS, IN PARTICULAR ABOUT: (1) SCHWAB'S CONFLICT OF INTEREST IN SETTING THE CASH ALLOCATIONS; (2) THE INFLUENCE OF THIS CONFLICT OF INTEREST ON THE SIZE OF THE CASH ALLOCATIONS; AND (3) THE NEGATIVE EFFECT OF THE CASH ALLOCATIONS ON PERFORMANCE IN PROGRAM ACCOUNTS UNDER MARKET CONDITIONS WHERE OTHER ASSETS SUCH AS EQUITIES OUTPERFORM CASH. THE SEC ALSO FOUND THAT SCHWAB FAILED TO SUFFICIENTLY IMPLEMENT COMPLIANCE POLICIES DESIGNED TO PREVENT THE PUBLICATION OF MISLEADING STATEMENTS. FINALLY, THE SEC FOUND THAT SCHWAB MADE SIMILARLY FALSE AND MISLEADING STATEMENTS IN ADVERTISEMENTS FOR THE PROGRAM. Status: Final Sanction Detail: SCHWAB SHALL CEASE AND DESIST; CENSURED; AGREED TO PAY A $45,907,541 IN DISGORGEMENT , PRE-JUDGMENT INTEREST OF $5,629,320, AND A CIVIL PENALTY IN THE AMOUNT OF $135,000,000. Summary: SCHWAB SUBMITTED OFFERS OF SETTLEMENT ("OFFERS"), WHICH THE COMMISSION HAS DETERMINED TO ACCEPT. AS A RESULT OF THE CONDUCT DESCRIBED HEREIN, THE COMMISSION DETERMINED THAT SCHWAB WILLFULLY VIOLATED SECTION 206(2) AND 206(4) OF THE ADVISORS ACT AND RULES 206(4)-1(A)(5) AND 206(4)-7 THEREUNDER. ACCORDINGLY, THE COMMISSION ORDERED THAT SCHWAB: CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 206(2) AND 206(4) OF THE ADVISERS ACT AND RULES 206(4)-1(A)(5) AND 206(4)-7 PROMULGATED THEREUNDER AND SHALL COMPLY WITH THE UNDERTAKINGS ENUMERATED IN THE ORDER. AS PART OF THE UNDERTAKINGS, SCHWAB AGREED TO ENGAGE AN INDEPENDENT CONSULTANT TO: (1) REVIEW SCHWAB'S SUPERVISORY, COMPLIANCE AND OTHER POLICIES AND PROCEDURES DESIGNED TO ENSURE THAT SCHWAB'S SCHWAB INTELLIGENT PORTFOLIOS-RELATED DISCLOSURES, ADVERTISING AND MARKETING COMMUNICATIONS COMPLY WITH THE REQUIREMENTS OF THE INVESTMENT ADVISERS ACT OF 1940, AND THE RULES THEREUNDER, AND WITH OTHER APPLICABLE FEDERAL SECURITIES LAWS WITH RESPECT TO THE PROGRAM; (2) SUBMIT A REPORT TO BOTH SCHWAB AND THE SEC DESCRIBING THE INDEPENDENT CONSULTANT'S FINDINGS AND MAKING RECOMMENDATIONS. SCHWAB MAY IDENTIFY ANY RECOMMENDATIONS THAT IT CONSIDERS TO BE UNDULY BURDENSOME, IMPRACTICAL OR INAPPROPRIATE AND ATTEMPT TO REACH AGREEMENT OVER SUCH RECOMMENDATIONS WITH THE INDEPENDENT CONSULTANT, AND SCHWAB MUST ULTIMATELY ADOPT AND IMPLEMENT THE INDEPENDENT CONSULTANT'S FINAL RECOMMENDATIONS.
Regulatory · Item 11.E(2)
as of Nov 27, 2024
Allegations: FINRA FOUND THAT ON THREE DAYS IN 2014, AS A RESULT OF INTERCOMPANY TRANSFERS TO ITS PARENT CORPORATION, THE FIRM DID NOT MAINTAIN SUFFICIENT NET CAPITAL AND DID NOT HAVE ADEQUATE PROCEDURES IN PLACE TO ASSESS THE POTENTIAL NET CAPITAL IMPACT OF SUCH INTERCOMPANY TRANSFERS. THE TRANSFERS TO THE PARENT CORPORATION WERE MADE FOR RISK MITIGATION AND OVERNIGHT INVESTMENT PURPOSES, AND THE PARENT CORPORATION RETURNED THE TRANSFERRED FUNDS TO THE FIRM THE NEXT BUSINESS DAY. FINRA ALSO FOUND THE FIRM DID NOT CATEGORIZE AND CODE PROPRIETARY ACCOUNTS OF BROKER-DEALERS (PAB) IN ACCORDANCE WITH CERTAIN 2014 RULE CHANGES, RESULTING IN AN UNDERFUNDING OF THE PAB RESERVE ACCOUNT. Status: Final Sanction Detail: $2 MILLION FINE TO BE PAID BY WIRE TRANSFER. Summary: THE FIRM IDENTIFIED AND SELF-REPORTED THE INTERCOMPANY TRANSFERS, AND RESOLVED THIS MATTER WITHOUT ADMITTING OR DENYING THE FINDINGS. THE FIRM PROMPTLY ADOPTED REMEDIAL MEASURES WHICH INCLUDED INSTITUTING A PROCESS TO ASSESS WHETHER CERTAIN INTERCOMPANY TRANSFERS IMPACT THE FIRM'S NET CAPITAL POSITION AND REVIEWING PAB ACCOUNTS TO ENSURE THEY ARE PROPERLY CODED AND RESERVED.
Regulatory · Item 11.E(2)
as of Nov 27, 2024
Allegations: CBOE EXCHANGE CLAIMED THAT, BETWEEN JANUARY 2010 THROUGH DECEMBER 2016, CHARLES SCHWAB & CO., INC. (CS&CO) INACCURATELY REPORTED LARGE OPTIONS POSTIONS REPORTING (LOPR) RECORDS, FAILED TO REPORT LOPR RECORDS, FAILED TO ESTABLISH ADEQUATE SUPERVISORY SYSTEMS REASONABLY DESIGNED TO ENSURE COMPLIANCE WITH A CBOE RULE, AND FAILED TO REASONABLY SUPERVISE ITS LOPR REPORTING ACTIVITY. Status: Final Sanction Detail: CS&CO WAS CENSURED AND FINED $300,000.00. THE FINE WAS PAID ON SEPTEMBER 7, 2018. Summary: WITHOUT ADMITTING OR DENYING THAT A VIOLATION OF EXCHANGE RULES WAS COMMITTED, CS&CO CONSENTED TO A CENSURE AND TO PAY A FINE OF $300,000.00.
Regulatory · Item 11.E(2)
as of Nov 27, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH A SYSTEM OF RISK MANAGEMENT CONTROLS AND SUPERVISORY PROCEDURES REASONABLY DESIGNED TO MANAGE THE RISKS OF ITS MARKET ACCESS ACTIVITY AND TO PREVENT THE ENTRY OF ERRONEOUS ORDERS AND BY FAILING TO PRESERVE A WRITTEN DESCRIPTION OF ITS RISK MANAGEMENT CONTROLS. SPECIFICALLY, THE FIRM'S CONTROLS FOR ORDERS DIRECTLY ROUTED TO NYSE ARCA AND FOR ORDERS ROUTED TO OTHER BROKER-DEALERS WERE NOT REASONABLY DESIGNED TO PREVENT THE ENTRY OF ERRONEOUS ORDERS BECAUSE THEY WERE UNREASONABLY HIGH, FAILED TO REASONABLY TAKE INTO ACCOUNT THE TRADING CHARACTERISTICS OF UNDERLYING SECURITIES, AND FAILED TO REJECT ORDERS THAT WERE NOT REASONABLY RELATED TO THE QUOTED PRICES OF SECURITIES. THE FIRM FAILED TO ESTABLISH A SUPERVISORY SYSTEM AND WSPS REASONABLY DESIGNED TO ENSURE THAT ORDERS PLACED INTO TRADING SYSTEMS WERE NOT ENTERED IN ERROR OR IN A MANNER INCONSISTENT WITH NYSE ARCA RULES. THE FIRM FURTHER FAILED TO PRESERVE A WRITTEN DESCRIPTION OF ITS RISK MANAGEMENT CONTROLS IN ITS CURRENT RISK AND CREDIT SYSTEM AS PART OF ITS BOOKS AND RECORDS. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $50,000, OF WHICH $25,000 IS PAYABLE TO NYSE ARCA, REQUIRED TO IMPLEMENT RISK MANAGEMENT CONTROLS AND PROCEDURES REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE RULES AND REGULATIONS CITED IN THE AWC AND REQUIRED TO REVISE THE ITS WSPS AND WRITTEN DESCRIPTION OF ITS RISK MANAGEMENT CONTROLS. THE REMAINING $25,000 SHALL BE PAYABLE TO THE NASDAQ STOCK MARKET LLC.
Regulatory · Item 11.E(2)
as of Nov 27, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH A SYSTEM OF RISK MANAGEMENT CONTROLS AND SUPERVISORY PROCEDURES REASONABLY DESIGNED TO MANAGE THE RISKS OF ITS MARKET ACCESS ACTIVITY AND TO PREVENT THE ENTRY OF ERRONEOUS ORDERS AND BY FAILING TO PRESERVE A WRITTEN DESCRIPTION OF ITS RISK MANAGEMENT CONTROLS. SPECIFICALLY, THE FIRM'S CONTROLS FOR ORDERS DIRECTLY ROUTED TO NASDAQ AND FOR ORDERS ROUTED TO OTHER BROKER-DEALERS WERE NOT REASONABLY DESIGNED TO PREVENT THE ENTRY OF ERRONEOUS ORDERS BECAUSE THEY WERE UNREASONABLY HIGH, FAILED TO REASONABLY TAKE INTO ACCOUNT THE TRADING CHARACTERISTICS OF UNDERLYING SECURITIES, AND FAILED TO REJECT ORDERS THAT WERE NOT REASONABLY RELATED TO THE QUOTED PRICES OF SECURITIES. THE FIRM FAILED TO ESTABLISH A SUPERVISORY SYSTEM AND WSPS REASONABLY DESIGNED TO ENSURE THAT ORDERS PLACED INTO TRADING SYSTEMS WERE NOT ENTERED IN ERROR OR IN A MANNER INCONSISTENT WITH NASDAQ RULES. THE FIRM FURTHER FAILED TO PRESERVE A WRITTEN DESCRIPTION OF ITS RISK MANAGEMENT CONTROLS IN ITS CURRENT RISK AND CREDIT SYSTEM AS PART OF ITS BOOKS AND RECORDS. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $50,000, OF WHICH $25,000 SHALL BE PAYABLE TO NASDAQ, REQUIRED TO IMPLEMENT RISK MANAGEMENT CONTROLS AND PROCEDURES REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE RULES AND REGULATIONS CITED IN THE AWC AND REQUIRED TO REVISE ITS WSPS AND WRITTEN DESCRIPTION OF ITS RISK MANAGEMENT CONTROLS DESCRIBED IN THE AWC. OF THE $50,000 FINE, $25,000 SHALL BE PAYABLE TO NASDAQ AND $25,000 SHALL BE PAYABLE TO NYSE ARCA, INC.
Regulatory · Item 11.D(2)
as of Nov 27, 2024
Allegations: SCHWAB FAILED TO REPORT TO THE DIRECTOR THREE SEPARATE FINRA ADMINISTRATIVE ACTIONS AGAINST ITS BUSINESS ENTITY PRODUCER LICENSE IN ANOTHER JURISDICOIN WITHIN THIRTY DAYS OF THE FINAL DISPOSITION OF THE MATTER - AWC #20110289412-01; AWC #2011029074302 AND AWC #20100228149-01 IN VIOLATION OF SECTION 375.141.6, RSMO (SUPP. 2013) Status: Final Sanction Detail: SEE ABOVE Summary: CHARLES SCHWAB INSURANCE SERVICES ENTERED INTO A VOLUNTARY FORFEITURE AGREEMENT WITH THE MISSOURI DEPARTMENT OF INSURANCE, FINANCIAL INSTITUTIONS AND PROFESSIONAL REGISTRATION.
Regulatory
as of Nov 27, 2024
Allegations: THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") ALLEGED THAT IN MARCH 2014 CHARLES SCHWAB & CO., INC. ("SCHWAB") VIOLATED MSRB RULE G-15(F) BY EXECUTING FOUR UNSOLICITED SALES TRANSACTIONS IN PUERTO RICO GENERAL OBLIGATION BONDS OF 2014 SERIES A ("THE 2014 BONDS") WITH CUSTOMERS IN AMOUNTS BELOW THE $100,000 MINIMUM DENOMINATION OF THE ISSUE ESTABLISHED BY THE ISSUER, PUERTO RICO, AND SPECIFIED IN THE OFFICIAL STATEMENT. THE COMMISSION ALSO ALLEGED THAT CHARLES SCHWAB & CO., INC. DID NOT HAVE ANY POLICIES OR PROCEDURES CONCERNING MSRB RULE G-15(F). AS A RESULT OF THIS CONDUCT, THE COMMISSION ALLEGED THAT SCHWAB WILLFULLY VIOLATED MSRB RULE G -15(F) AND, THAT AS A RESULT OF SCHWAB'S WILLFUL VIOLATIONS OF MSRB RULE G-15(F), SCHWAB WILLFULLY VIOLATED SECTION 15(B)(C)(1) OF THE EXCHANGE ACT. THE 2014 BONDS ARE NON-INVESTMENT GRADE SECURITIES AND ARE CONSIDERED JUNK BONDS. SCHWAB SUBMITTED AN OFFER OF SETTLEMENT WHICH THE COMMISSION ACCEPTED AND, WITHOUT ADMITTING OR DENYING THE FINDINGS, CONSENTED TO THE ENTRY OF AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 15(B), 15(B)(C)(2) AND 21C OF THE SECURITIES EXCHANGE ACT OF 10934, MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER. Status: Final Sanction Detail: THE COMMISSION ORDERED THAT SCHWAB CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 15B(C)(1) OF THE EXCHANGE ACT AND MSRB RULE G-15(F). SCHWAB WAS ALSO CENSURED AND SCHWAB, WITHIN SEVEN DAYS OF THE ENTRY OF THE ORDER, WILL PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $61,800 TO THE COMMISSION. Summary: IN DETERMINING TO ACCEPT THE OFFER, THE COMMISSION CONSIDERED REMEDIAL ACTS PROMPTLY UNDERTAKEN BY SCHWAB. AFTER SCHWAB WAS MADE AWARE BY COMMISSION STAFF THAT IT HAD EFFECTED CUSTOMER TRANSACTIONS IN THE 2014 BONDS BELOW THE MINIMUM DENOMINATION OF THE ISSUE, SCHWAB CANCELLED THE TRANSACTIONS. SCHWAB HAS ALSO AMENDED ITS POLICIES AND PROCEDURES TO ENSURE COMPLIANCE WITH MSRB RULE G-15(F). SCHWAB WILL UNDERTAKE TO REVIEW THE ADEQUACY OF ITS EXISTING POLICIES AND PROCEDURES RELATING TO COMPLIANCE WITH MSRB RULE G-15(F). AFTER THAT REVIEW, SCHWAB WILL MAKE SUCH CHANGES AS ARE NECESSARY TO EFFECT COMPLIANCE WITH MSRB RULE G-15(F), INCLUDING ADOPTING NEW POLICIES AND PROCEDURES OR SUPPLEMENTING EXISTING POLICIES AND PROCEDURES. SCHWAB WILL IMPLEMENT THESE POLICIES AND PROCEDURES, AND CONDUCT TRAINING AS TO THE POLICIES AND PROCEDURES AND COMPLIANCE WITH MSRB RULE G-15(F). SCHWAB WILL INFORM COMMISSION STAFF NO LATER THAN SIX (6)MONTHS AFTER THE ENTRY OF THIS ORDER, THAT IT HAS COMPLIED WITH THE ABOVE UNDERTAKINGS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Fixed fees
- • Other fees
- • ASSET BASED FEES FOR WRAP PGRMS & SUBSC PRICING FOR FIN PLANNING
Services
- • Financial planning services
- • Selection of other advisers
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗