Tennessee Orthopaedic Alliance 401(k) & Profit Sharing Plan
Sponsored by Tennessee Orthopaedic Alliance, P.A. · EIN 620862316 · Plan #003
- Total assets
- $237M
- Net assets
- $237M
- Active participants
- 1,407
- With balances
- 1,850
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Janney Montgomery Scott Llc CRD 463 | deterministic · 100% | 2024 |
| Charles Schwab & Co., Inc. CRD 5393 | fuzzy_auto · 94% | 2024 |
| Ubs Financial Services Inc. CRD 8174 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Janney Montgomery Scott, Llc | Investment advisory (participants), Securities brokerage commissions, Direct payment from the plan | $336,278 |
| Nwps | Recordkeeping, Recordkeeping fees, Participant loan processing | $152,206 |
| Matrix Trust Company | Custodial (securities), Trustee (discretionary), Direct payment from the plan | $79,694 |
| Northwestern Mutual | Investment advisory (participants), Securities brokerage commissions, Direct payment from the plan | $32,005 |
| Robert W. Baird | Investment advisory (participants), Securities brokerage commissions, Direct payment from the plan | $30,775 |
| Charles Schwab | Investment advisory (participants), Securities brokerage commissions, Direct payment from the plan | $25,713 |
| Merrill Lynch | Investment advisory (participants), Direct payment from the plan, Account maintenance fees | $24,285 |
| Fidelity Investments | Investment advisory (participants), Securities brokerage commissions, Direct payment from the plan | $22,702 |
| Ubs Financial Services | Investment advisory (participants), Direct payment from the plan, Account maintenance fees | $10,585 |
| Pershing Llc | Investment advisory (participants), Direct payment from the plan, Account maintenance fees | $5,778 |