AUMdb

Carolinas Pathology Group, P.A. Profit Sharing Plan

Sponsored by Carolinas Pathology Group, P.A. · EIN 560986500 · Plan #001

Total assets
$49.1M
Net assets
$49.1M
Active participants
133
With balances
166

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Charles Schwab & Co., Inc. CRD 5393 fuzzy_auto · 94% 2024
Wells Fargo Clearing Services, Llc CRD 19616 deterministic · 100% 2024
Providence Capital Advisors, Llc CRD 174631 deterministic · 100% 2024
Haron Capital Management, Llc CRD 298059 fuzzy_auto · 97% 2024
Morgan Stanley Smith Barney Llc CRD 149777 deterministic · 100% 2024
Rbs Wealth Management, Llc CRD 336536 fuzzy_auto · 97% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Charles Schwab Investment advisory (plan), Direct payment from the plan $73,099
Oneamerica Retirement Services Recordkeeping, Participant loan processing, Participant communication $26,282
Merrill Lynch Investment advisory (plan), Direct payment from the plan $25,707
Wells Fargo Advisors Investment advisory (plan), Direct payment from the plan $21,316
Providence Capital Advisors Investment advisory (plan), Direct payment from the plan $12,880
Harbor Capital Management Inc. Investment advisory (plan), Direct payment from the plan $10,300
Morgan Stanley Investment advisory (plan), Direct payment from the plan $8,007
Rbc Wealth Management Investment advisory (plan), Direct payment from the plan $6,242
Hardy Reed/Fidelity Investment advisory (plan), Direct payment from the plan $6,241
Matrix Trust Company Custodial (other), Custodial (securities), Trustee (institutional) $0