Morgan Stanley Smith Barney Llc
SEC-registered
Broker-Dealer (Dually Registered) · Mega ($100B+)
CRD 149777
· SEC file 801-70103
· Purchase, NY
· WWW.MORGANSTANLEY.COM
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ADV data as of Jun 30, 2026
- Regulatory AUM
- $2.0T
- Discretionary
- $1.4T
- Clients
- 2,703,720
- Avg AUM / client
- $726K
- Accounts
- 2,703,720
- Employees
- 29,481
AUM over time
$330B
$2.0T
Dec 2011
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026
Exchange-traded equities
$1.1T
58%
Registered investment companies (funds/ETFs)
$490B
25%
Investment-grade corporate bonds
$78.5B
4%
Pooled investment vehicles
$78.5B
4%
Cash & equivalents
$78.5B
4%
US government & agency bonds
$39.2B
2%
State & local bonds
$39.2B
2%
Other
$19.6B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,600,707 | $1.2T | 63.5% |
| High net worth individuals | 43,631 | $528B | 26.9% |
| Banking or thrift institutions | 4,257 | $6.4B | 0.33% |
| Investment companies | 4 | $264M | 0.01% |
| Pension and profit sharing plans | 10,466 | $74.9B | 3.82% |
| Charitable organizations | 39,751 | $79.5B | 4.05% |
| State or municipal government entities | 1,423 | $8.1B | 0.41% |
| Insurance companies | 1,387 | $5.9B | 0.3% |
| Corporations and other businesses | 1,982 | $13.9B | 0.71% |
| Other | 112 | $58.4M | 0.0% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Apostolic Christian Lifepoints Inc EIN 237033585 | Morton, IL | 06/30/2025 |
| John Bremer & Ed Bremer Consolidated Trust EIN 911088282 | Bremerton, WA | 12/31/2024 |
| Teamsters Local 653 Welfare Fund EIN 042149479 | South Easton, MA | 12/31/2024 |
| Laboers International Union Of North America EIN 133882419 | New York, NY | 12/31/2024 |
| Cape Cod Foundation Inc EIN 510140462 | South Yarmouth, MA | 12/31/2024 |
| Credit Union Self Insured Group Of California Inc EIN 200406647 | Orangevale, CA | 12/31/2024 |
| Institute For Rehabilitation & Research Foundation EIN 760185588 | Houston, TX | 12/31/2024 |
| International Brotherhood Of Electrical Workers 126 Health & We EIN 236395223 | Collegeville, PA | 12/31/2024 |
| Cypress Hills Cemetery EIN 110662180 | Brooklyn, NY | 12/31/2024 |
| Seafarers International Union Of North America EIN 111690171 | Camp Springs, MD | 12/31/2024 |
| Boys And Girls Club Of Wichita Falls Endowment Fund EIN 756036503 | Wichita Falls, TX | 12/31/2024 |
| International Association Of Machinists & Aerospace Grand Lodge EIN 536001417 | Uppr Marlboro, MD | 12/31/2024 |
| Morgan Stanley Global Impact Funding Trust Inc EIN 527082731 | Westfield, NY | 12/31/2024 |
| Community Foundation Of Lorain County EIN 341322781 | Elyria, OH | 12/31/2024 |
| Unidos Investment Fund Inc EIN 522268398 | Washington, DC | 09/30/2024 |
| Kosair Charities Committee Inc EIN 610514703 | Louisville, KY | 09/30/2024 |
| Mary L And William J Osher Foundation EIN 205094518 | Houston, TX | 08/31/2024 |
| The United States Figure Skating Foundation EIN 841558040 | Colorado Spgs, CO | 06/30/2024 |
| Point Loma Nazarene University Foundation EIN 953948691 | San Diego, CA | 06/30/2024 |
| Cal State East Bay Educational Foundation EIN 946128893 | Hayward, CA | 06/30/2024 |
| Rowan University Foundation Inc EIN 222482802 | Glassboro, NJ | 06/30/2024 |
| Middlesex College Foundation Inc EIN 226079662 | Edison, NJ | 06/30/2024 |
| The Mosaic Foundation EIN 363837360 | Omaha, NE | 06/30/2024 |
| Casa Colina Centers For Rehabilitation Foundation EIN 953655255 | Pomona, CA | 03/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 1,199.
| Plan | Location | Plan year |
|---|---|---|
| Oncology Specialties, P.C. Retirement Plan Oncology Specialties, P.C. | 2025 | |
| Myorthos 401(k) Plan Myorthos Holdings, Llc | 2025 | |
| John Moriarty & Associates, Inc. 401 K Retirement Plan John Moriarty & Associates, Inc. | 2024 | |
| Local Union 1158 I.B.E.W. Pension Fund Pa Board Of Trustees Of The Local Union 1158 I.B.E.W. Pension Fund Pa | 2024 | |
| Independent Dialysis Foundation, Inc. Retirement Plan And Trust Independent Dialysis Foundation, Inc. | 2024 | |
| Simulation Technologies, Inc. 401(k) Profit Sharing Plan Simulation Technologies, Inc | 2024 | |
| Frank Lumber Co., Inc. Retirement And Savings Plan Frank Lumber Co., Inc. | 2024 | |
| Miller's Textile Services, Inc. 401(k) Profit Sharing Plan Miller's Textile Services, Inc. | 2024 | |
| Transportation Specialist 401(k) & Profit Sharing Plan Transportation Management Consultants, Inc. | 2024 | |
| Tgt Enterprises, Inc. 401(k) Plan Tgt Enterprises Inc. Dba Anderson | 2024 | |
| Hamamatsu Corporation Profit Sharing Plan Hamamatsu Corporation | 2024 | |
| Hamamatsu Corporation Money Purchase Plan Hamamatsu Corporation | 2024 | |
| Glenroy, Inc. 401(k) Retirement Plan Glenroy, Inc. | 2024 | |
| The Unity Council 403(b) Plan Spanish Speaking Unity Council Of Alameda County | 2024 | |
| Tabor Hills 401(k) Plan Bohemian Home For The Aged | 2024 | |
| Easter Seals Massachusetts 403(b)(7) Plan Easter Seals Massachusetts, Inc. | 2024 | |
| Wwec Local 863 Pension Plan Wwec Local 863 Pension Plan | Mountainside, NJ | 2024 |
| Cement Masons Pension Trust Fund For Northern California Cement Masons Pension Trust Fund For N.Cal | 2024 | |
| Retirement Plan For Employees Of Texas State Teachers Association Texas State Teachers Association | 2024 | |
| Construction & General Laborers' Local 190 Pension Fund Construction & General Laborers' Local 190 Pension | 2024 | |
| Plumbers And Pipefitters Local Union No. 803 Pension Fund Board Of Trustees Of Plumbers Local Union No. 803 Pension Fund | 2024 | |
| Employer Local No. 375 Pension Plan Employer Local 375 Pension Plan C/O Beacon Administrators & Consultant | 2024 | |
| Sloan Valve Company Factory Employees' Amended Pension Plan Sloan Valve Company | 2024 | |
| Endries International Inc. 401(k) Plan Endries International Inc. | 2024 | |
| I.B.E.W. Local Union 481 Defined Contribution Plan Ibew Local Union 481 Defined Contribution | 2024 | |
| Ebp Of Lutheran Child & Family Services Of Illinois Lutheran Child & Family Services Of Illinois | 2024 | |
| Randall Reilly Talent, Llc 401(k) Profit Sharing Plan Randall Reilly Talent, Llc | 2024 | |
| Csac 403(b) Retirement Plan Counseling Service Of Addison County, Inc. | 2024 | |
| Smart Local 265 Pension Fund Trustees Of The Smart Local 265 Pension Fund | 2024 | |
| Perry Technical Institute 401(k) Psp Perry Technical Institute | 2024 | |
| Children's Home Association Of Illinois Retirement Plan Children's Home Association Of Illinois | 2024 | |
| International Union Of Operating Engineers Local 841 Qualified Savings Plan Trustees Of The International Union Of Operating Engineers | Terre Haute, IN | 2024 |
| Sheet Metal Workers Local 46 Annuity Plan Sheet Metal Workers Local 46 Annuity Plan Board Of Trustees | 2024 | |
| New Classrooms Innovation Partners For Learning 403(b) Plan New Classrooms Innovation Partners For Learning | 2024 | |
| Aztec Shops, Ltd. Retirement Plan Aztec Shops, Ltd. | 2024 | |
| Sheet Metal Workers' Local 46 Pension Fund Sheet Metal Workers Pension Fund 46 | 2024 | |
| Avery Coonley School Defined Contribution Retirement Plan Avery Coonley School | 2024 | |
| 403(b) Thrift Plan Of Lutheran Child And Family Services Of Illinois Lutheran Child And Family Services Of Illinois | 2024 | |
| Sema 401(k) Savings Plan Specialty Equipment Market Association | 2024 | |
| Iatse Local 38 Pension Plan Board Of Trustees, Iatse Local 38 Pension Fund | 2024 | |
| Hospital Central Services Cooperative, Inc. Retirement Savings Plan Hospital Central Services Cooperative, Inc. | 2024 | |
| Retirement Plan For Saint Peters University And St. Peters Prep School Saint Peters University | 2024 | |
| Hcsc Blood Center, Inc. Tax Deferred Annuity Plan Hcsc Blood Center, Inc. | 2024 | |
| Hcsc Enterprises, Inc. Retirement Savings Plan Hcsc Enterprises, Inc. | 2024 | |
| Family Centers Inc. Retirement Plan Family Centers Inc. | 2024 | |
| I.A.T.S.E. Atlanta Annuity Trust Iatse Atlanta Annuity Trust Board Of Trustees | 2024 | |
| San Francisco Lithographers Pension Trust Board Of Trustees, San Francisco Lithographers | 2024 | |
| Hgea Staff Retirement Plan Hawaii Government Employees Association | Honolulu, HI | 2024 |
| St. Xavier High School Defined Contribution Retirement Plan St. Xavier High School, Inc. | 2024 | |
| Allied Workers Local 48 Pension Plan Board Of Trustees Of Allied Workers Local 48 Pension Fund | 2024 | |
| Bristol Aging & Wellness, Inc. Retirement Plan Bristol Aging & Wellness, Inc. | 2024 | |
| U. A. Local 38 Defined Contribution Pension Plan Board Of Trustees Of U.A. Local 38 Trust Funds | 2024 | |
| U. A. Local 38 Defined Benefit Pension Plan Board Of Trustees Of U. A. Local 38 Trust Funds | 2024 | |
| Walsh College Pension Plan Walsh College | 2024 | |
| 401(k) Profit Sharing Plan Of Meals On Wheels Of Central Maryland, Inc. Meals On Wheels Of Central Maryland, Inc. | 2024 | |
| Blue Diamond Growers Employees Pension Plan Blue Diamond Growers | 2024 | |
| Ironworkers Local 808 Pension Fund Trustees Of Ironworkers Local 808 Pension Fund | 2024 | |
| Laborers' Local #157 Annuity Fund Laborers' Local #157 Annuity Fund | Schenectady, NY | 2024 |
| Central Midwest Regional Council Of Carpenters Defined Contribution Pension Plan Trustees Of Central Midwest Regional Council Of Carpenters Dc Pension | 2024 | |
| Ironworkers Local 808 Annuity Fund Trustees Of Ironworkers Local 808 Annuity Fund | 2024 | |
| Ashtabula County Medical Center Retirement Plan Ashtabula County Medical Center | 2024 | |
| Greenville Plumbers & Pipefitters Pension Fund Greenville Plumbers & Pipefitters Pension Fund | 2024 | |
| Laborers' Local #157 Pension Fund Laborers' Local #157 Pension Fund | Schenectady, NY | 2024 |
| Iron Workers Local 399 Annuity Fund Iron Workers Local 399 Annuity Fund | 2024 | |
| Hephzibah Children's Association 401(k) & Profit Sharing Plan Hephzibah Children's Association | 2024 | |
| Ironworkers Local 11 Pension Fund Ironworkers Local 11 Pension Fund Board Of Trustees | 2024 | |
| Ironworkers Local 11 Annuity Fund Ironworkers Local 11 Annuity Fund Board Of Trustees | 2024 | |
| Tarbut V'torah 403(b) Plan Tarbut V'torah Community Day School, Naomi Gelman Weiss Memorial | 2024 | |
| Local 522 Pension Fund Roofers Division Joint B. Of Trustees Of Local 522 Pension Fund Roofers Division | 2024 | |
| Public Health Foundation Enterprises, Inc. 403(b) Plan Public Health Foundation Enterprises, Inc., Dba Heluna Health | 2024 | |
| Community Vision, Inc. 401(k) Plan Community Vision, Inc | 2024 | |
| Froedtert South, Inc. Employees' Pension Plan Froedtert South, Inc. | 2024 | |
| I.A. Of M. Motor City Pension Fund Intl' Assoc' Machin Motor City Pens | 2024 | |
| United Food & Commercial Workers Union Local 152 Retail Meat Pension Plan Board Of Trustees, United Food & Commercial Workers Union Local 152 | 2024 | |
| Park Day School Defined Contribution Retirement Plan Park Day School | 2024 | |
| United Association National Pension Fund B/O/T United Association National Pension Fund | Alexandria, VA | 2024 |
| Rolling Hills Preparatory School Defined Contribution Retirement Plan Rolling Hills Preparatory School | 2024 | |
| Michiana Area Electrical Workers Pension Fund Board Of Trustees Michiana Area Electrical Workers Pension Fund | 2024 | |
| Plumbers Local 68 Pension Plan Of Defined Contribution Benefits Plumbers Local No. 68 Pension Plan Of Defined Contribution Benefits | Houston, TX | 2024 |
| Bricklayers & Allied Craftworkers Local No 3 Ny Niagara Falls Buffalo Chapter Pension Plan Trustees Of Bricklayers & Allied Craft Workers Lo 3 Ny Niagara Falls B | Buffalo, NY | 2024 |
| West Coast 401(k) Plan Gmh, Inc. Dba West Coast Air Conditioning | 2024 | |
| Smart Local 265 Supplemental Retirement Savings Plan Board Of Trustees Smart Local 265 Supp Ret Svgs Plan | 2024 | |
| Painters Union Pension Plan Painters Union Pension Fund Trustees | 2024 | |
| Sheet Metal Workers Local Union No. 80 Annuity Fund The Trustees Of Sheet Metal Workers' Local Union No 80 Annuity | 2024 | |
| Sheet Metal Workers Local Union No. 80 Pension Fund Trustees Of Sheet Metal Workers Local Union No. 80 Pension Fund | 2024 | |
| Laborers Local 91 Pension Plan Board Of Trustees Laborers Local No. 91 Pension Fund | 2024 | |
| Michigan Glass And Glazing Industry Defined Contribution Plan The Board Of Trustees Of The Mi Glass & Glazing Industry Dc | 2024 | |
| Local 665 I.A.T.S.E. Annuity Plan Local 665 I.A.T.S.E. Annuity Plan | Honolulu, HI | 2024 |
| Paul Hastings Llp Defined Contribution Retirement Plan Paul Hastings Llp | 2024 | |
| Roofers Local No 20 Pension Plan Roofers Local No 20 Pension Plan | Raytown, MO | 2024 |
| Roofers Local 149 Pension Fund Roofers Local 149 Pension Fund | 2024 | |
| Attivo 401(k) Retirement Plan Attivo Marketing Services, Llc | 2024 | |
| U.A. Plumbers & Steamfitters Local 22 Annuity Fund U.A. Plumbers And Steamfitters Local No. 22 Annuity Fund | 2024 | |
| Bricklayers & Allied Craftsmen Local 2 Annuity Fund Board Of Trustees Bricklayers & Allied Craftsmen Local 2 Annuity Fd | 2024 | |
| Bricklayers & Allied Craftworkers, Loc 2, Albany Ny Pension Fund Bot Bricklayers & Allied Craftworkers,L 2, Albany,Ny Pens Fd | 2024 | |
| Autotec 401(k) Plan Woodcrest Services, Inc. | 2024 | |
| Plumbers & Steamfitters Local No 489 Annuity Plan Trustees Of Plumbers & Steamfitter Local No 489 Annuity Plan | 2024 | |
| Retirement Plan Of The Plumbers & Steamfitters Local No 489 Plumbers & Steamfitters Local 489 Pension Trust Fund Trustees | 2024 | |
| Pension Plan Of The International Brotherhood Of Electrical Workers Local No. 445 Pension Fund Board Of Trustees, Ibew Local 445 Pension Fund | 2024 | |
| D & H Employee Stock Ownership Plan D & H Corporate Group Inc. | 2024 |
People (23,072)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patricia Kay Fletcher | Texas Designated Principal | Jun 2009 (17y) | Less than 5% | |
| Hansen, Timothy Gerard | Chief Compliance Officer (Ia Only ) | Mar 2011 (15y) | Less than 5% | |
| Janover, James Troy | Director | Feb 2016 (11y) | Less than 5% | |
| Adrien, Jacques Carlo Jr | Principal Financial Officer | May 2019 (7y) | Less than 5% | |
| Galasso, David Anthony | Principal Operations Officer | Jul 2019 (7y) | Less than 5% | |
| Finn, Jed | Director, Chairman, President And Chief Executive Officer | Jan 2024 (3y) | Less than 5% | |
| Hennessy, Michael S | Director | Jan 2024 (3y) | Less than 5% | |
| Turner, Chad Edward | Director | Jan 2024 (3y) | Less than 5% | |
| Givens, William Benjamin | Chief Compliance Officer (Bd Only) | Jul 2024 (2y) | Less than 5% | |
| A Lee Morris | Registered representative | Jun 2009 (17y) | ||
| A M Kondrup | Registered representative | Jun 2009 (17y) | ||
| Aaron Gregory Getz | Registered representative | Jun 2009 (17y) | ||
| Aaron Joseph Pence | Registered representative | Jun 2009 (17y) | ||
| Aaron Joseph Winer | Registered representative | Jun 2009 (17y) | ||
| Aaron M. Blum | Registered representative | Jun 2009 (17y) | ||
| Aaron P White | Registered representative | Jun 2009 (17y) | ||
| Aashish Goel | Registered representative | Jun 2009 (17y) | ||
| Abel Jose Anguiano | Registered representative | Jun 2009 (17y) | ||
| Adam Alexander Anderson | Registered representative | Jun 2009 (17y) | ||
| Adam E Carlin | Registered representative | Jun 2009 (17y) | ||
| Adam Elfmon Fleishman | Registered representative | Jun 2009 (17y) | ||
| Adam Francis Shapiro | Registered representative | Jun 2009 (17y) | ||
| Adam Harding Palmer | Registered representative | Jun 2009 (17y) | ||
| Adam Ira Marcus | Registered representative | Jun 2009 (17y) | ||
| Adam Jason Fechter | Registered representative | Jun 2009 (17y) | ||
| Adam Jonathan Kennedy | Registered representative | CFP | Jun 2009 (17y) | |
| Adam Joseph Schoster | Registered representative | Jun 2009 (17y) | ||
| Adam Lang | Registered representative | CFP | Jun 2009 (17y) | |
| Adam Manuel Tzagournis | Registered representative | Jun 2009 (17y) | ||
| Adam Mcconnell | Registered representative | Jun 2009 (17y) | ||
| Adam Michael Foldes | Registered representative | Jun 2009 (17y) | ||
| Adam Robert Ronzoni | Registered representative | Jun 2009 (17y) | ||
| Adam Scott Kendall | Registered representative | Jun 2009 (17y) | ||
| Adam Scott Koplan | Registered representative | Jun 2009 (17y) | ||
| Adam Stuart Warshavsky | Registered representative | Jun 2009 (17y) | ||
| Adam Thomas Rorrer | Registered representative | Jun 2009 (17y) | ||
| Adelio Gallucci | Registered representative | Jun 2009 (17y) | ||
| Aditi Gupta | Registered representative | Jun 2009 (17y) | ||
| Adrian J Powell | Registered representative | Jun 2009 (17y) | ||
| Adriane B Medeiros | Registered representative | Jun 2009 (17y) | ||
| Afick Sharar | Registered representative | Jun 2009 (17y) | ||
| Afshin J Safavi | Registered representative | Jun 2009 (17y) | ||
| Ahmad Ghome Lajevardi | Registered representative | Jun 2009 (17y) | ||
| Aimee Demariano Cogan | Registered representative | Jun 2009 (17y) | ||
| Al Barron | Registered representative | Jun 2009 (17y) | ||
| Alan Benton Silverberg | Registered representative | Jun 2009 (17y) | ||
| Alan Browne Whitman | Registered representative | Jun 2009 (17y) | ||
| Alan Cable Pearson | Registered representative | Jun 2009 (17y) | ||
| Alan David Tom | Registered representative | Jun 2009 (17y) | ||
| Alan Dean Fadel | Registered representative | Jun 2009 (17y) | ||
| Alan Jacobson | Registered representative | Jun 2009 (17y) | ||
| Alan L Folz | Registered representative | Jun 2009 (17y) | ||
| Alan Lee Sitkoff | Registered representative | Jun 2009 (17y) | ||
| Alan Merkle Breedlove | Registered representative | Jun 2009 (17y) | ||
| Alan Michael Hess | Registered representative | Jun 2009 (17y) | ||
| Alan Paul Weilacher | Registered representative | Jun 2009 (17y) | ||
| Alan Paul Yonack | Registered representative | Jun 2009 (17y) | ||
| Alan Robert Lyons | Registered representative | Jun 2009 (17y) | ||
| Alan Roy Greenberg | Registered representative | Jun 2009 (17y) | ||
| Alana Margolin | Registered representative | Jun 2009 (17y) | ||
| Albert Steves V | Registered representative | Jun 2009 (17y) | ||
| Albie Booth Vollero | Registered representative | Jun 2009 (17y) | ||
| Aldo Ceaser Busot | Registered representative | Jun 2009 (17y) | ||
| Alejandro Esteban Aquino | Registered representative | Jun 2009 (17y) | ||
| Alejandro Valle | Registered representative | Jun 2009 (17y) | ||
| Alex Benjamin Ostrove | Registered representative | Jun 2009 (17y) | ||
| Alex Brent Humphries | Registered representative | Jun 2009 (17y) | ||
| Alex Cann | Registered representative | Jun 2009 (17y) | ||
| Alex Oscar Morales | Registered representative | Jun 2009 (17y) | ||
| Alex Thomson Mann | Registered representative | Jun 2009 (17y) | ||
| Alexander Beaumont Bianchi | Registered representative | Jun 2009 (17y) | ||
| Alexander Birke Gorman | Registered representative | Jun 2009 (17y) | ||
| Alexander Dulfresne Kramer | Registered representative | Jun 2009 (17y) | ||
| Alexander Emanuel Fernandez | Registered representative | Jun 2009 (17y) | ||
| Alexander Gordon Arns | Registered representative | Jun 2009 (17y) | ||
| Alexander J Siele | Registered representative | Jun 2009 (17y) | ||
| Alexander Louis Manolopoulos | Registered representative | Jun 2009 (17y) | ||
| Alexander Rotman | Registered representative | Jun 2009 (17y) | ||
| Alexander Yu | Registered representative | Jun 2009 (17y) | ||
| Alexandra Lucy Wilson | Registered representative | Jun 2009 (17y) | ||
| Alexandria R Lach | Registered representative | Jun 2009 (17y) | ||
| Alfonso Louis Troianello | Registered representative | Jun 2009 (17y) | ||
| Alfred Richard Bozzo | Registered representative | Jun 2009 (17y) | ||
| Alfreda Whiteside Bell | Registered representative | Jun 2009 (17y) | ||
| Alfredo Marcos Rotemberg | Registered representative | Jun 2009 (17y) | ||
| Ali Smith Capparelli | Registered representative | Jun 2009 (17y) | ||
| Alice B Neill | Registered representative | Jun 2009 (17y) | ||
| Alice Diane Rudd | Registered representative | Jun 2009 (17y) | ||
| Alice Maria Guimarin | Registered representative | CFP | Jun 2009 (17y) | |
| Alison Elizabeth Canning | Registered representative | Jun 2009 (17y) | ||
| Alison Marie Bower | Registered representative | Jun 2009 (17y) | ||
| Alison Ruth Wharton | Registered representative | Jun 2009 (17y) | ||
| Alissa B Hersch | Registered representative | Jun 2009 (17y) | ||
| Alistair William Harding Smith | Registered representative | Jun 2009 (17y) | ||
| Allan Keith Walsworth | Registered representative | Jun 2009 (17y) | ||
| Allan Michael Poturalski | Registered representative | Jun 2009 (17y) | ||
| Allan Victor Jay | Registered representative | Jun 2009 (17y) | ||
| Allen Alex Margolin | Registered representative | Jun 2009 (17y) | ||
| Allen Ray Stafford | Registered representative | Jun 2009 (17y) | ||
| Alletta Lynn Gonzalez | Registered representative | Jun 2009 (17y) | ||
| Allison B. Irelan | Registered representative | Jun 2009 (17y) | ||
| Allison Beth Giffuni | Registered representative | CFP | Jun 2009 (17y) | |
| Allison Brooke Brill | Registered representative | Jun 2009 (17y) | ||
| Allison Jean Cummings | Registered representative | Jun 2009 (17y) | ||
| Allison Lynn Turner | Registered representative | Jun 2009 (17y) | ||
| Allison Marie Faust | Registered representative | Jun 2009 (17y) | ||
| Alphonse Lewis Gray | Registered representative | Jun 2009 (17y) | ||
| Alvaro Enrique Alvarez | Registered representative | Jun 2009 (17y) | ||
| Alvin R Zach | Registered representative | Jun 2009 (17y) | ||
| Alysia Rose Perkinson | Registered representative | Jun 2009 (17y) | ||
| Alyson Beth Popper | Registered representative | Jun 2009 (17y) | ||
| Alyson Katherine Scott | Registered representative | Jun 2009 (17y) | ||
| Amanda Ann Wood | Registered representative | Jun 2009 (17y) | ||
| Amanda Catherine Pflanz | Registered representative | Jun 2009 (17y) | ||
| Amanda Corrine Kugel | Registered representative | Jun 2009 (17y) | ||
| Amanda Gail Voie | Registered representative | Jun 2009 (17y) | ||
| Amanda Gallagher | Registered representative | Jun 2009 (17y) | ||
| Amanda Jo Brien | Registered representative | Jun 2009 (17y) | ||
| Amanda K Bishop | Registered representative | Jun 2009 (17y) | ||
| Amanda Lea Dulworth | Registered representative | Jun 2009 (17y) | ||
| Amanda Mary Thome | Registered representative | Jun 2009 (17y) | ||
| Amanda Michele Mcnellis Leptich | Registered representative | Jun 2009 (17y) | ||
| Amerigo Mario Romano | Registered representative | Jun 2009 (17y) | ||
| Ami Minae Russell | Registered representative | Jun 2009 (17y) | ||
| Amir David Martin | Registered representative | Jun 2009 (17y) | ||
| Amira Jean Pedro | Registered representative | Jun 2009 (17y) | ||
| Amit Singh Grover | Registered representative | Jun 2009 (17y) | ||
| Amy Elaine Meredith Green | Registered representative | Jun 2009 (17y) | ||
| Amy Elizabeth Munsell | Registered representative | Jun 2009 (17y) | ||
| Amy Elizabeth Riggs | Registered representative | Jun 2009 (17y) | ||
| Amy Kaiser Coleman | Registered representative | Jun 2009 (17y) | ||
| Amy Karina Quinn | Registered representative | Jun 2009 (17y) | ||
| Amy Louise Terzakis | Registered representative | Jun 2009 (17y) | ||
| Amy Lyn Yates | Registered representative | Jun 2009 (17y) | ||
| Amy Marie Carpenter | Registered representative | Jun 2009 (17y) | ||
| Amy N Brugger | Registered representative | Jun 2009 (17y) | ||
| Amy R Edwards | Registered representative | Jun 2009 (17y) | ||
| Amy R Wildman | Registered representative | Jun 2009 (17y) | ||
| Amy Renyin Chu | Registered representative | Jun 2009 (17y) | ||
| Amy Rochelle Nash | Registered representative | Jun 2009 (17y) | ||
| Amy Stella Dalton | Registered representative | Jun 2009 (17y) | ||
| Ana B Ban | Registered representative | Jun 2009 (17y) | ||
| Ana Elvira Oliveira | Registered representative | Jun 2009 (17y) | ||
| Ana Ligia Dominguez | Registered representative | Jun 2009 (17y) | ||
| Ana M Costa | Registered representative | Jun 2009 (17y) | ||
| Ana Margareth Grandjacques | Registered representative | Jun 2009 (17y) | ||
| Andre J Doucette | Registered representative | Jun 2009 (17y) | ||
| Andre Yoshua Weiser | Registered representative | Jun 2009 (17y) | ||
| Andrea Joy Nelson | Registered representative | Jun 2009 (17y) | ||
| Andrea Levy Steinacker | Registered representative | Jun 2009 (17y) | ||
| Andrea Michelle Casaw | Registered representative | Jun 2009 (17y) | ||
| Andrea Pagliaro | Registered representative | Jun 2009 (17y) | ||
| Andrea Stine | Registered representative | Jun 2009 (17y) | ||
| Andrew Adam Berkowitz | Registered representative | Jun 2009 (17y) | ||
| Andrew B Weiner | Registered representative | Jun 2009 (17y) | ||
| Andrew Barrett Price | Registered representative | Jun 2009 (17y) | ||
| Andrew Barry Schultz | Registered representative | Jun 2009 (17y) | ||
| Andrew Benjamin Basch | Registered representative | Jun 2009 (17y) | ||
| Andrew C Baggs | Registered representative | Jun 2009 (17y) | ||
| Andrew C Black | Registered representative | Jun 2009 (17y) | ||
| Andrew Charles Demore | Registered representative | Jun 2009 (17y) | ||
| Andrew Clift | Registered representative | Jun 2009 (17y) | ||
| Andrew Cooper | Registered representative | Jun 2009 (17y) | ||
| Andrew Cooper | Registered representative | Jun 2009 (17y) | ||
| Andrew Darrow Sullivan | Registered representative | Jun 2009 (17y) | ||
| Andrew David Fink | Registered representative | Jun 2009 (17y) | ||
| Andrew David Wise | Registered representative | Jun 2009 (17y) | ||
| Andrew Dennis Perlman | Registered representative | Jun 2009 (17y) | ||
| Andrew Dickson Joe | Registered representative | Jun 2009 (17y) | ||
| Andrew Dominic Griffo | Registered representative | Jun 2009 (17y) | ||
| Andrew Ferrell Feinberg | Registered representative | Jun 2009 (17y) | ||
| Andrew Frederick Roettger | Registered representative | Jun 2009 (17y) | ||
| Andrew Glen Rothstein | Registered representative | Jun 2009 (17y) | ||
| Andrew Greg Kronitz | Registered representative | Jun 2009 (17y) | ||
| Andrew Hunter Stanco | Registered representative | Jun 2009 (17y) | ||
| Andrew Jacob Riffle | Registered representative | Jun 2009 (17y) | ||
| Andrew James Dill | Registered representative | Jun 2009 (17y) | ||
| Andrew James Engels | Registered representative | Jun 2009 (17y) | ||
| Andrew James Mazzoni | Registered representative | Jun 2009 (17y) | ||
| Andrew Joel Meyer | Registered representative | Jun 2009 (17y) | ||
| Andrew Jonathan Burwell | Registered representative | Jun 2009 (17y) | ||
| Andrew Jonathan Menachem | Registered representative | Jun 2009 (17y) | ||
| Andrew Joseph O'daniel | Registered representative | Jun 2009 (17y) | ||
| Andrew Julian Venable | Registered representative | Jun 2009 (17y) | ||
| Andrew Lawrence Cushman | Registered representative | Jun 2009 (17y) | ||
| Andrew Lief Rieger | Registered representative | Jun 2009 (17y) | ||
| Andrew Lyon Chase | Registered representative | Jun 2009 (17y) | ||
| Andrew Marc Deck | Registered representative | Jun 2009 (17y) | ||
| Andrew Mark Plocker | Registered representative | Jun 2009 (17y) | ||
| Andrew Parris Young | Registered representative | Jun 2009 (17y) | ||
| Andrew Paul Devito | Registered representative | Jun 2009 (17y) | ||
| Andrew Paul Thomas | Registered representative | Jun 2009 (17y) | ||
| Andrew Robert Clark | Registered representative | CFP | Jun 2009 (17y) | |
| Andrew Robert Rothenberg | Registered representative | Jun 2009 (17y) | ||
| Andrew Ronald Shelangoski | Registered representative | Jun 2009 (17y) | ||
| Andrew Russell Flock | Registered representative | Jun 2009 (17y) | ||
| Andrew Scott Oberman | Registered representative | Jun 2009 (17y) | ||
| Andrew Thomas Dunnigan | Registered representative | Jun 2009 (17y) | ||
| Andrew Todd Silverman | Registered representative | Jun 2009 (17y) | ||
| Andrew Troy Davis | Registered representative | Jun 2009 (17y) | ||
| Andrew Watkins Livesay | Registered representative | Jun 2009 (17y) | ||
| Andrew William Swallender | Registered representative | Jun 2009 (17y) | ||
| Andrew Winston Barrow | Registered representative | Jun 2009 (17y) | ||
| Andy P Chen | Registered representative | Jun 2009 (17y) | ||
| Angel Munoz Bonilla | Registered representative | Jun 2009 (17y) | ||
| Angel Vidal Chavez | Registered representative | Jun 2009 (17y) | ||
| Angela J Gauthier | Registered representative | Jun 2009 (17y) | ||
| Angela Jean Mcdonald | Registered representative | Jun 2009 (17y) | ||
| Angela Kartchner Phillips | Registered representative | Jun 2009 (17y) | ||
| Angela Leach Pizzichini | Registered representative | Jun 2009 (17y) | ||
| Angela Louise Geraci Lawson | Registered representative | Jun 2009 (17y) | ||
| Angela M Minor | Registered representative | Jun 2009 (17y) | ||
| Angela Maria Wright | Registered representative | Jun 2009 (17y) | ||
| Angela Marie Milan | Registered representative | Jun 2009 (17y) | ||
| Angela Michele Adee | Registered representative | Jun 2009 (17y) | ||
| Angela Michelle Caffey | Registered representative | Jun 2009 (17y) | ||
| Angela R. Mende | Registered representative | Jun 2009 (17y) | ||
| Angela Rae Hilderbrand | Registered representative | Jun 2009 (17y) | ||
| Angela Vivan Jardin | Registered representative | Jun 2009 (17y) | ||
| Angella Doloris Wright | Registered representative | Jun 2009 (17y) | ||
| Ani B Nahmias | Registered representative | Jun 2009 (17y) | ||
| Anil Gurbux Nachnani | Registered representative | Jun 2009 (17y) | ||
| Anita Joy Coffman | Registered representative | Jun 2009 (17y) | ||
| Anita Oplotnik | Registered representative | Jun 2009 (17y) | ||
| Anjeannette L Williams | Registered representative | Jun 2009 (17y) | ||
| Ann M Messana | Registered representative | Jun 2009 (17y) | ||
| Ann Marie Ries | Registered representative | Jun 2009 (17y) | ||
| Ann Tu | Registered representative | Jun 2009 (17y) | ||
| Anna B Bozhilova | Registered representative | Jun 2009 (17y) | ||
| Anna Francesca Burns | Registered representative | Jun 2009 (17y) | ||
| Anna Laura Diaz | Registered representative | Jun 2009 (17y) | ||
| Anna M Pitts | Registered representative | Jun 2009 (17y) | ||
| Anna Marie Steele | Registered representative | Jun 2009 (17y) | ||
| Anna Marie Thomas | Registered representative | Jun 2009 (17y) | ||
| Anna Mckinnon | Registered representative | Jun 2009 (17y) | ||
| Anne Catherine Green | Registered representative | Jun 2009 (17y) | ||
| Anne Hoppenstein Fink | Registered representative | Jun 2009 (17y) | ||
| Anne L Plocker | Registered representative | Jun 2009 (17y) | ||
| Anne L Treadow | Registered representative | Jun 2009 (17y) | ||
| Anne Mary Baniewicz | Registered representative | Jun 2009 (17y) | ||
| Anne Snedden Bouley | Registered representative | Jun 2009 (17y) | ||
| Anne Southworth | Registered representative | Jun 2009 (17y) | ||
| Annie Shiu Wan Yu | Registered representative | Jun 2009 (17y) | ||
| Annie T Wakayama | Registered representative | Jun 2009 (17y) | ||
| Anny Cho Fang Shen | Registered representative | Jun 2009 (17y) | ||
| Anouchka Marie Balog | Registered representative | Jun 2009 (17y) | ||
| Anthony Bernard Prudhomme | Registered representative | Jun 2009 (17y) | ||
| Anthony C Baker | Registered representative | Jun 2009 (17y) | ||
| Anthony C Jones | Registered representative | Jun 2009 (17y) | ||
| Anthony Carl Passarello | Registered representative | Jun 2009 (17y) | ||
| Anthony Charles Forte | Registered representative | Jun 2009 (17y) | ||
| Anthony J Divalerio | Registered representative | Jun 2009 (17y) | ||
| Anthony James Montgomery | Registered representative | Jun 2009 (17y) | ||
| Anthony Joseph Juozapavich | Registered representative | Jun 2009 (17y) | ||
| Anthony Lewis Zahrn | Registered representative | Jun 2009 (17y) | ||
| Anthony Marino | Registered representative | Jun 2009 (17y) | ||
| Anthony Richard Severino | Registered representative | Jun 2009 (17y) | ||
| Anthony Rinella | Registered representative | CFP | Jun 2009 (17y) | |
| Anthony Stephen Favoroso | Registered representative | Jun 2009 (17y) | ||
| Anthony Todd Coniglio | Registered representative | Jun 2009 (17y) | ||
| Anthony Vincent Valente | Registered representative | Jun 2009 (17y) | ||
| Antoinette Joanne Seymour | Registered representative | Jun 2009 (17y) | ||
| Antonio Debarros | Registered representative | Jun 2009 (17y) | ||
| Antonio Montez Monk | Registered representative | Jun 2009 (17y) | ||
| Anupam Johri | Registered representative | Jun 2009 (17y) | ||
| April Latimer Heron | Registered representative | Jun 2009 (17y) | ||
| Arash Nassi | Registered representative | Jun 2009 (17y) | ||
| Archie Paul Kangethe | Registered representative | Jun 2009 (17y) | ||
| Argie Economou | Registered representative | Jun 2009 (17y) | ||
| Ariel Popel | Registered representative | Jun 2009 (17y) | ||
| Arjun Aggarwal | Registered representative | Jun 2009 (17y) | ||
| Arlee Michele Small | Registered representative | Jun 2009 (17y) | ||
| Arnold Schwartz | Registered representative | Jun 2009 (17y) | ||
| Arnold Thomas Lies | Registered representative | Jun 2009 (17y) | ||
| Arthur Barry Segall | Registered representative | Jun 2009 (17y) | ||
| Arthur Harrison Shad | Registered representative | Jun 2009 (17y) | ||
| Arthur Joseph Lubin | Registered representative | Jun 2009 (17y) | ||
| Arthur Vincent Burkhard | Registered representative | Jun 2009 (17y) | ||
| Arturo F Karakowsky | Registered representative | Jun 2009 (17y) | ||
| Arturo Raul Medina | Registered representative | Jun 2009 (17y) | ||
| Asher Milton Feinberg | Registered representative | Jun 2009 (17y) | ||
| Ashley Bucher Model | Registered representative | Jun 2009 (17y) | ||
| Ashley Burrell | Registered representative | Jun 2009 (17y) | ||
| Ashley Randt Kneisly | Registered representative | Jun 2009 (17y) | ||
| Ashwin Aggarwal | Registered representative | Jun 2009 (17y) | ||
| Asif Ali | Registered representative | Jun 2009 (17y) | ||
| Asif Salim Fakroddin | Registered representative | Jun 2009 (17y) | ||
| Audrey Lemon Thorson | Registered representative | Jun 2009 (17y) | ||
| Augustine John Smyth | Registered representative | Jun 2009 (17y) | ||
| Austin J. Warrin | Registered representative | Jun 2009 (17y) | ||
| Autumn Buracker Yamamura | Registered representative | Jun 2009 (17y) | ||
| Avery Brian Massengill | Registered representative | Jun 2009 (17y) | ||
| Avron Paul Lesser | Registered representative | Jun 2009 (17y) | ||
| Aziz Anvarali Ihani | Registered representative | Jun 2009 (17y) | ||
| Andrew L. Florio | Registered representative | Jun 2009 (17y) | ||
| B Scott Gioffre | Registered representative | Jun 2009 (17y) | ||
| Banke Tung | Registered representative | Jun 2009 (17y) | ||
| Barbara Ann Mikulski | Registered representative | Jun 2009 (17y) | ||
| Barbara Anna Quirino Miranda | Registered representative | Jun 2009 (17y) | ||
| Barbara C Walker | Registered representative | Jun 2009 (17y) | ||
| Barbara Gefen Jaffe | Registered representative | Jun 2009 (17y) | ||
| Barbara Hoff Davidman | Registered representative | Jun 2009 (17y) | ||
| Barbara Jean Clarke | Registered representative | CFP | Jun 2009 (17y) | |
| Barbara Jean Fleming | Registered representative | Jun 2009 (17y) | ||
| Barbara Jeane Zech | Registered representative | Jun 2009 (17y) | ||
| Barbara Jill Finder | Registered representative | Jun 2009 (17y) | ||
| Barbara Kay Hess | Registered representative | Jun 2009 (17y) | ||
| Barbara Ludlow Taussig | Registered representative | Jun 2009 (17y) | ||
| Barbara Mary Martin | Registered representative | Jun 2009 (17y) | ||
| Barbara Turner Crabtree | Registered representative | Jun 2009 (17y) | ||
| Barney James Grossman | Registered representative | Jun 2009 (17y) | ||
| Barrett William Richter | Registered representative | Jun 2009 (17y) | ||
| Barry C Gorowitz | Registered representative | Jun 2009 (17y) | ||
| Barry David Rothenberg | Registered representative | Jun 2009 (17y) | ||
| Barry Fred Manko | Registered representative | Jun 2009 (17y) | ||
| Barry John Guariglia | Registered representative | Jun 2009 (17y) | ||
| Barry Steven Gallun | Registered representative | Jun 2009 (17y) | ||
| Bart Bucci | Registered representative | Jun 2009 (17y) | ||
| Barton Bryson Leahy | Registered representative | Jun 2009 (17y) | ||
| Bayard T Demallie | Registered representative | Jun 2009 (17y) | ||
| Baylis Mckee Gruber | Registered representative | Jun 2009 (17y) | ||
| Beatrice Elena Cueto | Registered representative | Jun 2009 (17y) | ||
| Becky Ahl Bridgmon | Registered representative | Jun 2009 (17y) | ||
| Becky Haya | Registered representative | Jun 2009 (17y) | ||
| Becky L Tapper | Registered representative | Jun 2009 (17y) | ||
| Belen Bernardo Tompkins | Registered representative | Jun 2009 (17y) | ||
| Ben Baker Cravens | Registered representative | Jun 2009 (17y) | ||
| Benjamin Alfred Lanphar | Registered representative | Jun 2009 (17y) | ||
| Benjamin Brian Gillespie | Registered representative | Jun 2009 (17y) | ||
| Benjamin David Horn | Registered representative | Jun 2009 (17y) | ||
| Benjamin E Meyers | Registered representative | Jun 2009 (17y) | ||
| Benjamin Edward Hopps | Registered representative | Jun 2009 (17y) | ||
| Benjamin F Wierwill | Registered representative | Jun 2009 (17y) | ||
| Benjamin G Proctor | Registered representative | Jun 2009 (17y) | ||
| Benjamin I Katz | Registered representative | Jun 2009 (17y) | ||
| Benjamin J Panos | Registered representative | Jun 2009 (17y) | ||
| Benjamin Jeffery Kirchoff | Registered representative | Jun 2009 (17y) | ||
| Benjamin John Cahill | Registered representative | Jun 2009 (17y) | ||
| Benjamin Joseph Sweeney | Registered representative | Jun 2009 (17y) | ||
| Benjamin Lee Keith | Registered representative | Jun 2009 (17y) | ||
| Benjamin M Crum | Registered representative | Jun 2009 (17y) | ||
| Benjamin Shaw Alaimo Monson | Registered representative | Jun 2009 (17y) | ||
| Berit Allen Thompson | Registered representative | Jun 2009 (17y) | ||
| Bernard Fisher Sandler | Registered representative | Jun 2009 (17y) | ||
| Bernard Hilburn Bowman | Registered representative | Jun 2009 (17y) | ||
| Bernard Patrick Schofield | Registered representative | Jun 2009 (17y) | ||
| Bernardo E Acebal | Registered representative | Jun 2009 (17y) | ||
| Bernd Frank Klawunder | Registered representative | Jun 2009 (17y) | ||
| Bert C Madden, Jr. | Registered representative | Jun 2009 (17y) | ||
| Bess A Mckay | Registered representative | Jun 2009 (17y) | ||
| Beth A Golden | Registered representative | Jun 2009 (17y) | ||
| Beth Broomhead Wyatt | Registered representative | CFP | Jun 2009 (17y) | |
| Betsy Norma Davis | Registered representative | Jun 2009 (17y) | ||
| Betty Carolyn Parkerson | Registered representative | Jun 2009 (17y) | ||
| Betty Lou Lamb | Registered representative | Jun 2009 (17y) | ||
| Beverlee Denise Chenault | Registered representative | Jun 2009 (17y) | ||
| Bill Kwon | Registered representative | Jun 2009 (17y) | ||
| Bill Rickard Corbell | Registered representative | Jun 2009 (17y) | ||
| Billy Manning | Registered representative | Jun 2009 (17y) | ||
| Bimal A Sheth | Registered representative | Jun 2009 (17y) | ||
| Blaine Joseph Willenborg | Registered representative | Jun 2009 (17y) | ||
| Blair Jan Ciklin | Registered representative | Jun 2009 (17y) | ||
| Blair Louis Horne | Registered representative | Jun 2009 (17y) | ||
| Blake M Hallock | Registered representative | Jun 2009 (17y) | ||
| Blake Matthew Jones | Registered representative | Jun 2009 (17y) | ||
| Bobbi Jo Van Eperen | Registered representative | Jun 2009 (17y) | ||
| Bobbi Presper | Registered representative | Jun 2009 (17y) | ||
| Boguslawa Skala | Registered representative | Jun 2009 (17y) | ||
| Bonnie C Mitten | Registered representative | Jun 2009 (17y) | ||
| Bonnie G Haslett | Registered representative | Jun 2009 (17y) | ||
| Bonnie H Hong | Registered representative | Jun 2009 (17y) | ||
| Bonnie Lynn Krosin | Registered representative | Jun 2009 (17y) | ||
| Boris Melamud | Registered representative | Jun 2009 (17y) | ||
| Brad S Stanek | Registered representative | Jun 2009 (17y) | ||
| Brad Thomas Dehond | Registered representative | Jun 2009 (17y) | ||
| Brad Thomas Shaw | Registered representative | Jun 2009 (17y) | ||
| Brad William Daluiso | Registered representative | Jun 2009 (17y) | ||
| Bradford C Jeter | Registered representative | Jun 2009 (17y) | ||
| Bradford Thomas Willis | Registered representative | Jun 2009 (17y) | ||
| Bradley A Hess | Registered representative | Jun 2009 (17y) | ||
| Bradley Alan Roberts | Registered representative | Jun 2009 (17y) | ||
| Bradley Allen Garrett | Registered representative | Jun 2009 (17y) | ||
| Bradley Darren Zimmerman | Registered representative | Jun 2009 (17y) | ||
| Bradley Dean Thomas | Registered representative | Jun 2009 (17y) | ||
| Bradley Everett Home | Registered representative | Jun 2009 (17y) | ||
| Bradley J Ciucci | Registered representative | Jun 2009 (17y) | ||
| Bradley James Clarke | Registered representative | Jun 2009 (17y) | ||
| Bradley K Ingersoll | Registered representative | Jun 2009 (17y) | ||
| Bradley Tucker Backus | Registered representative | Jun 2009 (17y) | ||
| Bradley Valliant Hill | Registered representative | Jun 2009 (17y) | ||
| Bradley Wayne Hulse | Registered representative | Jun 2009 (17y) | ||
| Brandon C Bailey | Registered representative | Jun 2009 (17y) | ||
| Brandon K Yamamoto | Registered representative | CFP | Jun 2009 (17y) | |
| Brandon Lewis Scarbro | Registered representative | Jun 2009 (17y) | ||
| Brannan Paul Vaughan | Registered representative | Jun 2009 (17y) | ||
| Brenda Helen Kwiatkowski | Registered representative | Jun 2009 (17y) | ||
| Brenda Sue Jagels | Registered representative | Jun 2009 (17y) | ||
| Brendan E. Finucane | Registered representative | Jun 2009 (17y) | ||
| Brendan Francis O'brien | Registered representative | Jun 2009 (17y) | ||
| Brendan Rowan Connolly | Registered representative | Jun 2009 (17y) | ||
| Brent Alan Lambert | Registered representative | Jun 2009 (17y) | ||
| Brent Douglas Highberger | Registered representative | Jun 2009 (17y) | ||
| Brent Eric Larkin | Registered representative | Jun 2009 (17y) | ||
| Brent Michael Faulk | Registered representative | Jun 2009 (17y) | ||
| Bret Alan Cleveland | Registered representative | Jun 2009 (17y) | ||
| Bret Allen Roberts | Registered representative | Jun 2009 (17y) | ||
| Brett Allyn Cohen | Registered representative | Jun 2009 (17y) | ||
| Brett Austin Goldschmidt | Registered representative | Jun 2009 (17y) | ||
| Brett Edward Mcnamee | Registered representative | Jun 2009 (17y) | ||
| Brett Isaac Zatulove | Registered representative | Jun 2009 (17y) | ||
| Brett J Mahle | Registered representative | Jun 2009 (17y) | ||
| Brett James Cavalieri | Registered representative | Jun 2009 (17y) | ||
| Brett James Wiggins | Registered representative | Jun 2009 (17y) | ||
| Brett Lewis Berrier | Registered representative | Jun 2009 (17y) | ||
| Brett Michael Singer | Registered representative | Jun 2009 (17y) | ||
| Brett Walter Anthony | Registered representative | Jun 2009 (17y) | ||
| Brian A Nickerson | Registered representative | Jun 2009 (17y) | ||
| Brian Alan Pelkey | Registered representative | Jun 2009 (17y) | ||
| Brian Alexander Lindsay | Registered representative | Jun 2009 (17y) | ||
| Brian Andrew Pansky | Registered representative | Jun 2009 (17y) | ||
| Brian Aroyle Oakes | Registered representative | Jun 2009 (17y) | ||
| Brian C Mckinney | Registered representative | Jun 2009 (17y) | ||
| Brian C Pfeifler | Registered representative | Jun 2009 (17y) | ||
| Brian Charles Mahoney | Registered representative | Jun 2009 (17y) | ||
| Brian Christiansen Lee | Registered representative | Jun 2009 (17y) | ||
| Brian Christopher Coffin | Registered representative | Jun 2009 (17y) | ||
| Brian Craig Oliger | Registered representative | Jun 2009 (17y) | ||
| Brian D Parcell | Registered representative | Jun 2009 (17y) | ||
| Brian David Currier | Registered representative | Jun 2009 (17y) | ||
| Brian David Isroff | Registered representative | Jun 2009 (17y) | ||
| Brian David Lucewicz | Registered representative | Jun 2009 (17y) | ||
| Brian David Schuler | Registered representative | Jun 2009 (17y) | ||
| Brian David Wainwright | Registered representative | Jun 2009 (17y) | ||
| Brian Dean Wong | Registered representative | Jun 2009 (17y) | ||
| Brian Deckard | Registered representative | Jun 2009 (17y) | ||
| Brian Douglas Olson | Registered representative | Jun 2009 (17y) | ||
| Brian Douglas Welch | Registered representative | Jun 2009 (17y) | ||
| Brian Edward Kadlec | Registered representative | Jun 2009 (17y) | ||
| Brian Farley Hickey | Registered representative | Jun 2009 (17y) | ||
| Brian Francis Scanlon | Registered representative | Jun 2009 (17y) | ||
| Brian G Chandler | Registered representative | Jun 2009 (17y) | ||
| Brian Gene Johnson | Registered representative | Jun 2009 (17y) | ||
| Brian Gerard Langan | Registered representative | Jun 2009 (17y) | ||
| Brian Howard Frank | Registered representative | Jun 2009 (17y) | ||
| Brian J Elliott | Registered representative | Jun 2009 (17y) | ||
| Brian J. Kelly | Registered representative | Jun 2009 (17y) | ||
| Brian Jacob Mulley | Registered representative | Jun 2009 (17y) | ||
| Brian James Burns | Registered representative | Jun 2009 (17y) | ||
| Brian James Holloway | Registered representative | Jun 2009 (17y) | ||
| Brian James Kelly | Registered representative | Jun 2009 (17y) | ||
| Brian John Nerreau | Registered representative | Jun 2009 (17y) | ||
| Brian Joseph Cockrell | Registered representative | Jun 2009 (17y) | ||
| Brian Joseph Edwards | Registered representative | Jun 2009 (17y) | ||
| Brian Joseph Malison | Registered representative | Jun 2009 (17y) | ||
| Brian Joseph Mcclung | Registered representative | Jun 2009 (17y) | ||
| Brian K Bower | Registered representative | Jun 2009 (17y) | ||
| Brian Keith Aarvig | Registered representative | Jun 2009 (17y) | ||
| Brian Keith Albach | Registered representative | Jun 2009 (17y) | ||
| Brian Keith Pangburn | Registered representative | Jun 2009 (17y) | ||
| Brian L Asher | Registered representative | Jun 2009 (17y) | ||
| Brian Lee Armston | Registered representative | Jun 2009 (17y) | ||
| Brian Lee Ogle | Registered representative | Jun 2009 (17y) | ||
| Brian Lum | Registered representative | Jun 2009 (17y) | ||
| Brian M Andzik | Registered representative | Jun 2009 (17y) | ||
| Brian M Currie | Registered representative | Jun 2009 (17y) | ||
| Brian Mailey | Registered representative | Jun 2009 (17y) | ||
| Brian Mark Krueger | Registered representative | Jun 2009 (17y) | ||
| Brian Mark Znoj | Registered representative | Jun 2009 (17y) | ||
| Brian Michael Conaway | Registered representative | Jun 2009 (17y) | ||
| Brian Michael Dunne | Registered representative | Jun 2009 (17y) | ||
| Brian Michael Mcnew | Registered representative | Jun 2009 (17y) | ||
| Brian Michael Nash | Registered representative | Jun 2009 (17y) | ||
| Brian N Katz | Registered representative | Jun 2009 (17y) | ||
| Brian Neil Lawrence | Registered representative | Jun 2009 (17y) | ||
| Brian Patrick Brogan | Registered representative | Jun 2009 (17y) | ||
| Brian Patrick Burke | Registered representative | Jun 2009 (17y) | ||
| Brian Patrick Jacobs | Registered representative | Jun 2009 (17y) | ||
| Brian Patrick Mahoney | Registered representative | CFP | Jun 2009 (17y) | |
| Brian Patrick Orr | Registered representative | Jun 2009 (17y) | ||
| Brian Patrick Sullivan | Registered representative | Jun 2009 (17y) | ||
| Brian Philip Thorbrogger | Registered representative | Jun 2009 (17y) | ||
| Brian Preston Mavor | Registered representative | Jun 2009 (17y) | ||
| Brian Price Manning | Registered representative | CFP | Jun 2009 (17y) | |
| Brian R Darian | Registered representative | CFP | Jun 2009 (17y) | |
| Brian Richard Acarregui | Registered representative | Jun 2009 (17y) | ||
| Brian Robert Exelbert | Registered representative | Jun 2009 (17y) | ||
| Brian Robert Peter | Registered representative | Jun 2009 (17y) | ||
| Brian Scott Eagon | Registered representative | Jun 2009 (17y) | ||
| Brian Scott Horowitz | Registered representative | Jun 2009 (17y) | ||
| Brian Scott Kowalevsky | Registered representative | Jun 2009 (17y) | ||
| Brian Seth Kordansky | Registered representative | Jun 2009 (17y) | ||
| Brian Stanley Watson | Registered representative | Jun 2009 (17y) | ||
| Brian T Marshall | Registered representative | Jun 2009 (17y) | ||
| Brian Thomas Enns | Registered representative | Jun 2009 (17y) | ||
| Brian Thomas Franklin | Registered representative | Jun 2009 (17y) | ||
| Brian Vern Lewis | Registered representative | Jun 2009 (17y) | ||
| Brian Woo | Registered representative | Jun 2009 (17y) | ||
| Bridget Ann Lueck | Registered representative | Jun 2009 (17y) | ||
| Bridget Ann Sullivan | Registered representative | Jun 2009 (17y) | ||
| Bridget Egan Wells | Registered representative | Jun 2009 (17y) | ||
| Brie Kay Edmunds | Registered representative | Jun 2009 (17y) | ||
| Brittania Lynne Serna | Registered representative | Jun 2009 (17y) | ||
| Brooks Mccall Crenshaw | Registered representative | Jun 2009 (17y) | ||
| Bruce Alan Marcus | Registered representative | Jun 2009 (17y) | ||
| Bruce Allan Weber | Registered representative | Jun 2009 (17y) | ||
| Bruce B Trang | Registered representative | CFP | Jun 2009 (17y) | |
| Bruce Bennett | Registered representative | Jun 2009 (17y) | ||
| Bruce Downing Sargent | Registered representative | Jun 2009 (17y) | ||
| Bruce E Hibma | Registered representative | Jun 2009 (17y) | ||
| Bruce Edward Smith | Registered representative | Jun 2009 (17y) | ||
| Bruce L Fischberg | Registered representative | Jun 2009 (17y) | ||
| Bruce Lee Attig | Registered representative | Jun 2009 (17y) | ||
| Bruce Mclain Becker | Registered representative | Jun 2009 (17y) | ||
| Bruce Nevin Denker | Registered representative | Jun 2009 (17y) | ||
| Bruce R Pipin | Registered representative | Jun 2009 (17y) | ||
| Bruce Randolph Seligman | Registered representative | Jun 2009 (17y) | ||
| Bruce Robert Barrick | Registered representative | Jun 2009 (17y) | ||
| Bruce Robert Butler | Registered representative | Jun 2009 (17y) | ||
| Bryan Dean Welbaum | Registered representative | Jun 2009 (17y) | ||
| Bryan Errol Weiss | Registered representative | Jun 2009 (17y) | ||
| Bryan H Stapleton | Registered representative | Jun 2009 (17y) | ||
| Bryan James White | Registered representative | CFP | Jun 2009 (17y) | |
| Bryan John Furlong | Registered representative | Jun 2009 (17y) | ||
| Bryan Keith Banning | Registered representative | Jun 2009 (17y) | ||
| Bryan M Blackburn | Registered representative | Jun 2009 (17y) | ||
| Bryan Matthew O'connor | Registered representative | Jun 2009 (17y) | ||
| Bryan Robert Badura | Registered representative | Jun 2009 (17y) | ||
| Bryan Thomas Boesen | Registered representative | Jun 2009 (17y) | ||
| Bryant Joseph Waller | Registered representative | Jun 2009 (17y) | ||
| Bunny Brown Lee | Registered representative | Jun 2009 (17y) | ||
| Byron D Vasiliou | Registered representative | Jun 2009 (17y) | ||
| Byron David Hood | Registered representative | Jun 2009 (17y) | ||
| Byron Sean Sanders | Registered representative | Jun 2009 (17y) | ||
| C Edward Morris | Registered representative | Jun 2009 (17y) | ||
| C Heath Harper | Registered representative | Jun 2009 (17y) | ||
| C Mark Tingle | Registered representative | Jun 2009 (17y) | ||
| C Noel Williams | Registered representative | Jun 2009 (17y) | ||
| C Paxton Davis | Registered representative | Jun 2009 (17y) | ||
| C Ryan Hill | Registered representative | Jun 2009 (17y) | ||
| C William Snyder | Registered representative | Jun 2009 (17y) | ||
| C. Clarke Mcnair | Registered representative | Jun 2009 (17y) | ||
| Caleb Aaron Englehardt | Registered representative | Jun 2009 (17y) | ||
| Caleb Samuel Zektzer | Registered representative | Jun 2009 (17y) | ||
| Camden Dwight Mcclung | Registered representative | Jun 2009 (17y) | ||
| Camela Ward Steele | Registered representative | Jun 2009 (17y) | ||
| Camille Lea Sutton | Registered representative | Jun 2009 (17y) | ||
| Cammi Oyabe Huckman | Registered representative | Jun 2009 (17y) | ||
| Candace Colleen Stone | Registered representative | Jun 2009 (17y) | ||
| Candido R. Palting | Registered representative | Jun 2009 (17y) | ||
| Cara M Zeller | Registered representative | Jun 2009 (17y) | ||
| Caralynn Noel Stein | Registered representative | Jun 2009 (17y) | ||
| Caren Poletti Poletti | Registered representative | Jun 2009 (17y) | ||
| Carey Elizabeth Wilcox | Registered representative | Jun 2009 (17y) | ||
| Carilyn Marie Eanes | Registered representative | Jun 2009 (17y) | ||
| Carin Ann Bellack | Registered representative | Jun 2009 (17y) | ||
| Carina Atoyan | Registered representative | Jun 2009 (17y) | ||
| Carissa Schlosser | Registered representative | Jun 2009 (17y) | ||
| Carl Edward Jensen | Registered representative | Jun 2009 (17y) | ||
| Carl Edward Rice | Registered representative | Jun 2009 (17y) | ||
| Carl Hathaway Viard | Registered representative | Jun 2009 (17y) | ||
| Carl John Rimer | Registered representative | Jun 2009 (17y) | ||
| Carl Joseph Wojcik | Registered representative | Jun 2009 (17y) | ||
| Carl Livingston Truluck | Registered representative | Jun 2009 (17y) | ||
| Carl R Pierson | Registered representative | Jun 2009 (17y) | ||
| Carl Thomas Klech | Registered representative | Jun 2009 (17y) | ||
| Carl W. Vail | Registered representative | Jun 2009 (17y) | ||
| Carla Joy Koren | Registered representative | Jun 2009 (17y) | ||
| Carleen Marie Mulholland | Registered representative | Jun 2009 (17y) | ||
| Carlos Alberto Gonzalez | Registered representative | Jun 2009 (17y) | ||
| Carlos Aurelio Alvarado | Registered representative | Jun 2009 (17y) | ||
| Carlos B. Wilder | Registered representative | Jun 2009 (17y) | ||
| Carlos Francisco Fernandez | Registered representative | Jun 2009 (17y) | ||
| Carlos Jorge Kuri | Registered representative | Jun 2009 (17y) | ||
| Carlos M. Couto | Registered representative | Jun 2009 (17y) | ||
| Carlos Maximillian Molina | Registered representative | Jun 2009 (17y) | ||
| Carmen Ascanio | Registered representative | Jun 2009 (17y) | ||
| Carmen Dolores Lugo | Registered representative | Jun 2009 (17y) | ||
| Carmen Frank Pinto | Registered representative | Jun 2009 (17y) | ||
| Carmina S Fleschert | Registered representative | Jun 2009 (17y) | ||
| Carol Ann Ruehl | Registered representative | Jun 2009 (17y) | ||
| Carol Christine Scott | Registered representative | Jun 2009 (17y) | ||
| Carol Joan Richards | Registered representative | Jun 2009 (17y) | ||
| Carol Lee Passalaqua | Registered representative | Jun 2009 (17y) | ||
| Carol S Bowman | Registered representative | Jun 2009 (17y) | ||
| Carol Sullivan Reynolds | Registered representative | Jun 2009 (17y) | ||
| Carole Ann Caldwell | Registered representative | Jun 2009 (17y) | ||
| Carole Jean Grau | Registered representative | Jun 2009 (17y) | ||
| Carole Lynn Franks | Registered representative | Jun 2009 (17y) | ||
| Caroline N Gundeck | Registered representative | Jun 2009 (17y) | ||
| Carolyn Clifford Mowlds | Registered representative | Jun 2009 (17y) | ||
| Carolyn Hendrika Williams | Registered representative | Jun 2009 (17y) | ||
| Carolyn Jeanne Weiss | Registered representative | Jun 2009 (17y) | ||
| Carolyn Kroupa Weaver | Registered representative | Jun 2009 (17y) | ||
| Carolyn Louise Bizilia | Registered representative | Jun 2009 (17y) | ||
| Carrie L Clarizio | Registered representative | Jun 2009 (17y) | ||
| Carrie P Stringfellow | Registered representative | Jun 2009 (17y) | ||
| Carrol Eugene Knight | Registered representative | Jun 2009 (17y) | ||
| Carroll Marie Hacker | Registered representative | Jun 2009 (17y) | ||
| Carter Kent Dammen | Registered representative | Jun 2009 (17y) | ||
| Cary L. Morris | Registered representative | Jun 2009 (17y) | ||
| Caryn Heather Alles | Registered representative | Jun 2009 (17y) | ||
| Casey Andrew Huie | Registered representative | Jun 2009 (17y) | ||
| Casey Donald Cobb | Registered representative | Jun 2009 (17y) | ||
| Catherine A Rocque Butler | Registered representative | Jun 2009 (17y) | ||
| Catherine A. Cole | Registered representative | Jun 2009 (17y) | ||
| Catherine Ann Eklund Mares | Registered representative | Jun 2009 (17y) | ||
| Catherine H Fang | Registered representative | Jun 2009 (17y) | ||
| Catherine Jeanette Rachford | Registered representative | Jun 2009 (17y) | ||
| Catherine Kreger Landon | Registered representative | Jun 2009 (17y) | ||
| Catherine Lee Keener | Registered representative | Jun 2009 (17y) | ||
| Catherine Leigh Joyce | Registered representative | Jun 2009 (17y) | ||
| Catherine Marcia Johnson | Registered representative | Jun 2009 (17y) | ||
| Catherine Michelle Edwards | Registered representative | Jun 2009 (17y) | ||
| Catheryne Diprete | Registered representative | Jun 2009 (17y) | ||
| Cathy Ann Dawson | Registered representative | Jun 2009 (17y) | ||
| Cathy Davies Harmon | Registered representative | Jun 2009 (17y) | ||
| Cathy Lee Kosley | Registered representative | Jun 2009 (17y) | ||
| Cecil Yan See Ho | Registered representative | Jun 2009 (17y) | ||
| Cecilia Montoya | Registered representative | Jun 2009 (17y) | ||
| Cedric D Alexander | Registered representative | Jun 2009 (17y) | ||
| Celeste Diane Despres Sheres | Registered representative | Jun 2009 (17y) | ||
| Celeste Dostie Hamler | Registered representative | Jun 2009 (17y) | ||
| Cesar Augusto Gonzalez | Registered representative | Jun 2009 (17y) | ||
| Chad A Golembeck | Registered representative | Jun 2009 (17y) | ||
| Chad Dennis Gruett | Registered representative | Jun 2009 (17y) | ||
| Chad Heffron | Registered representative | Jun 2009 (17y) | ||
| Chad Johns Essington | Registered representative | Jun 2009 (17y) | ||
| Chad Lee Evans | Registered representative | Jun 2009 (17y) | ||
| Chad R Merschat | Registered representative | Jun 2009 (17y) | ||
| Chad Steven Klaubauf | Registered representative | Jun 2009 (17y) | ||
| Chantana Suwansiri | Registered representative | Jun 2009 (17y) | ||
| Charlene D Salyers | Registered representative | Jun 2009 (17y) | ||
| Charles Anthony Albanese | Registered representative | Jun 2009 (17y) | ||
| Charles Arthur Cartwright | Registered representative | Jun 2009 (17y) | ||
| Charles Barnett Rathmell | Registered representative | Jun 2009 (17y) | ||
| Charles Benton Albright | Registered representative | Jun 2009 (17y) | ||
| Charles Brodie Johanson | Registered representative | Jun 2009 (17y) | ||
| Charles Donald Lombardi | Registered representative | Jun 2009 (17y) | ||
| Charles E Pickett | Registered representative | Jun 2009 (17y) | ||
| Charles E. Bell | Registered representative | Jun 2009 (17y) | ||
| Charles Eduoard Ide | Registered representative | Jun 2009 (17y) | ||
| Charles Edward Reardon | Registered representative | Jun 2009 (17y) | ||
| Charles Ellis Elsas | Registered representative | Jun 2009 (17y) | ||
| Charles F Traylor | Registered representative | Jun 2009 (17y) | ||
| Charles Gerard Hayes | Registered representative | Jun 2009 (17y) | ||
| Charles Harrison Jones | Registered representative | Jun 2009 (17y) | ||
| Charles Herbert Marvin | Registered representative | CFP | Jun 2009 (17y) | |
| Charles J Freeman | Registered representative | Jun 2009 (17y) | ||
| Charles John Kunda | Registered representative | Jun 2009 (17y) | ||
| Charles John Mcnamara | Registered representative | Jun 2009 (17y) | ||
| Charles Jonathan Carder | Registered representative | Jun 2009 (17y) | ||
| Charles Kevin Dudek | Registered representative | Jun 2009 (17y) | ||
| Charles Knox Lincoln | Registered representative | Jun 2009 (17y) | ||
| Charles Laskey Minter | Registered representative | Jun 2009 (17y) | ||
| Charles Leo Dougherty | Registered representative | Jun 2009 (17y) | ||
| Charles Lewis Carson | Registered representative | Jun 2009 (17y) | ||
| Charles Londa | Registered representative | Jun 2009 (17y) | ||
| Charles Louis Kaywood | Registered representative | Jun 2009 (17y) | ||
| Charles Mcfadden Ellison | Registered representative | Jun 2009 (17y) | ||
| Charles Michael Morrison | Registered representative | Jun 2009 (17y) | ||
| Charles Osborn Souter | Registered representative | Jun 2009 (17y) | ||
| Charles Patrick Anderson | Registered representative | Jun 2009 (17y) | ||
| Charles Phillips Mott | Registered representative | Jun 2009 (17y) | ||
| Charles R. Spencer | Registered representative | Jun 2009 (17y) | ||
| Charles Richard Levy | Registered representative | Jun 2009 (17y) | ||
| Charles Richman Allen | Registered representative | Jun 2009 (17y) | ||
| Charles Robert Monahan | Registered representative | Jun 2009 (17y) | ||
| Charles Roger Corley | Registered representative | Jun 2009 (17y) | ||
| Charles Rosser Brown | Registered representative | Jun 2009 (17y) | ||
| Charles S Esquivel | Registered representative | Jun 2009 (17y) | ||
| Charles S Salup | Registered representative | Jun 2009 (17y) | ||
| Charles Stacey Montgomery | Registered representative | Jun 2009 (17y) | ||
| Charles Steven Younger | Registered representative | Jun 2009 (17y) | ||
| Charles Theodore Johnson | Registered representative | Jun 2009 (17y) | ||
| Charles Thomas Baker | Registered representative | Jun 2009 (17y) | ||
| Charles Trimble Swindell | Registered representative | Jun 2009 (17y) | ||
| Charles Vernon Slone | Registered representative | Jun 2009 (17y) | ||
| Charles Vincent Natt | Registered representative | CFP | Jun 2009 (17y) | |
| Charles William Hartman | Registered representative | Jun 2009 (17y) | ||
| Charles William Mitchell | Registered representative | Jun 2009 (17y) | ||
| Charlie Abraham Ramos | Registered representative | Jun 2009 (17y) | ||
| Charlie Riyad Saman | Registered representative | Jun 2009 (17y) | ||
| Charlie Victor Galante | Registered representative | Jun 2009 (17y) | ||
| Charlotte Mcghee | Registered representative | Jun 2009 (17y) | ||
| Charlton Dale Hombs | Registered representative | Jun 2009 (17y) | ||
| Chelsey Marie Tabion | Registered representative | Jun 2009 (17y) | ||
| Cheri Lynn Chastain Gregg | Registered representative | Jun 2009 (17y) | ||
| Cherie A Bond | Registered representative | Jun 2009 (17y) | ||
| Cherie K Beasley | Registered representative | Jun 2009 (17y) | ||
| Cherie Lynn Byrd | Registered representative | Jun 2009 (17y) | ||
| Cheryl A Snook | Registered representative | Jun 2009 (17y) | ||
| Cheryl Ann Ciccarello | Registered representative | Jun 2009 (17y) | ||
| Cheryl Ann Mara | Registered representative | Jun 2009 (17y) | ||
| Cheryl Joy Harmelin | Registered representative | Jun 2009 (17y) | ||
| Chiang K Wu | Registered representative | Jun 2009 (17y) | ||
| Chris Allen Stewart | Registered representative | Jun 2009 (17y) | ||
| Chris B Lindblad | Registered representative | Jun 2009 (17y) | ||
| Chris Dale Rager | Registered representative | Jun 2009 (17y) | ||
| Chris Paul Nagle | Registered representative | Jun 2009 (17y) | ||
| Chris R Blanchfield | Registered representative | Jun 2009 (17y) | ||
| Chris Radcliffe Osborne | Registered representative | Jun 2009 (17y) | ||
| Chris Ross Meriwether | Registered representative | Jun 2009 (17y) | ||
| Chris W Mccann | Registered representative | Jun 2009 (17y) | ||
| Christa B Garrett | Registered representative | Jun 2009 (17y) | ||
| Christa M Burgett | Registered representative | Jun 2009 (17y) | ||
| Christi Ann Edwards | Registered representative | Jun 2009 (17y) | ||
| Christian Andre Templeman | Registered representative | Jun 2009 (17y) | ||
| Christian James Virelli | Registered representative | Jun 2009 (17y) | ||
| Christian M Horcel | Registered representative | Jun 2009 (17y) | ||
| Christian Michael Maguire | Registered representative | Jun 2009 (17y) | ||
| Christian Paul Lord | Registered representative | Jun 2009 (17y) | ||
| Christian Ryan Douglas | Registered representative | Jun 2009 (17y) | ||
| Christian Vladimirovich Cherniak | Registered representative | Jun 2009 (17y) | ||
| Christina A Cardone | Registered representative | Jun 2009 (17y) | ||
| Christina A Stein | Registered representative | Jun 2009 (17y) | ||
| Christina Cheng Yih Hsieh | Registered representative | Jun 2009 (17y) | ||
| Christina D Lutz | Registered representative | Jun 2009 (17y) | ||
| Christina Esposito | Registered representative | Jun 2009 (17y) | ||
| Christina Helen Ordner | Registered representative | Jun 2009 (17y) | ||
| Christina Hyon Woo | Registered representative | Jun 2009 (17y) | ||
| Christina Lee Deatry | Registered representative | Jun 2009 (17y) | ||
| Christina M Austin | Registered representative | Jun 2009 (17y) | ||
| Christina M Hom | Registered representative | Jun 2009 (17y) | ||
| Christine D Randolph | Registered representative | Jun 2009 (17y) | ||
| Christine E Corbin | Registered representative | Jun 2009 (17y) | ||
| Christine E Ingesson | Registered representative | Jun 2009 (17y) | ||
| Christine Elaine Davis | Registered representative | Jun 2009 (17y) | ||
| Christine Ihrig Hicks | Registered representative | Jun 2009 (17y) | ||
| Christine L Yu | Registered representative | Jun 2009 (17y) | ||
| Christine M Kaminsky | Registered representative | Jun 2009 (17y) | ||
| Christine M. Malmgren | Registered representative | Jun 2009 (17y) | ||
| Christine Zamarra | Registered representative | Jun 2009 (17y) | ||
| Christopher Aidan Toomey | Registered representative | Jun 2009 (17y) | ||
| Christopher Amato | Registered representative | Jun 2009 (17y) | ||
| Christopher Andrew Harbour | Registered representative | Jun 2009 (17y) | ||
| Christopher Bernard Leak | Registered representative | Jun 2009 (17y) | ||
| Christopher Bryan Wyner | Registered representative | Jun 2009 (17y) | ||
| Christopher C Cooper | Registered representative | Jun 2009 (17y) | ||
| Christopher Carey Saunders | Registered representative | Jun 2009 (17y) | ||
| Christopher Charles Brantley | Registered representative | Jun 2009 (17y) | ||
| Christopher Charles Graves | Registered representative | CFP | Jun 2009 (17y) | |
| Christopher Charles Kelly | Registered representative | Jun 2009 (17y) | ||
| Christopher Charles Symank | Registered representative | Jun 2009 (17y) | ||
| Christopher Conway Schatzman | Registered representative | Jun 2009 (17y) | ||
| Christopher Dale Dubie | Registered representative | Jun 2009 (17y) | ||
| Christopher Dean Montgomery | Registered representative | Jun 2009 (17y) | ||
| Christopher Dolt | Registered representative | Jun 2009 (17y) | ||
| Christopher Franklin Lutz | Registered representative | Jun 2009 (17y) | ||
| Christopher George Moseley | Registered representative | Jun 2009 (17y) | ||
| Christopher Glotzbach | Registered representative | Jun 2009 (17y) | ||
| Christopher Henry Russi | Registered representative | Jun 2009 (17y) | ||
| Christopher James Heaven | Registered representative | Jun 2009 (17y) | ||
| Christopher James Parisi | Registered representative | Jun 2009 (17y) | ||
| Christopher James Raab | Registered representative | Jun 2009 (17y) | ||
| Christopher James Rapier | Registered representative | Jun 2009 (17y) | ||
| Christopher James Sigmund | Registered representative | Jun 2009 (17y) | ||
| Christopher Joseph Green | Registered representative | Jun 2009 (17y) | ||
| Christopher Joseph Omlin | Registered representative | Jun 2009 (17y) | ||
| Christopher L Clark | Registered representative | Jun 2009 (17y) | ||
| Christopher L Dodd | Registered representative | Jun 2009 (17y) | ||
| Christopher L Heller | Registered representative | CFP | Jun 2009 (17y) | |
| Christopher L Mette | Registered representative | Jun 2009 (17y) | ||
| Christopher L Simon | Registered representative | Jun 2009 (17y) | ||
| Christopher Lawrence Menconi | Registered representative | Jun 2009 (17y) | ||
| Christopher Lee Alexander | Registered representative | Jun 2009 (17y) | ||
| Christopher M Coyle | Registered representative | Jun 2009 (17y) | ||
| Christopher M Schumm | Registered representative | Jun 2009 (17y) | ||
| Christopher Mark Chadick | Registered representative | Jun 2009 (17y) | ||
| Christopher Mark Vining | Registered representative | Jun 2009 (17y) | ||
| Christopher Matthew Fox | Registered representative | Jun 2009 (17y) | ||
| Christopher Matthew Gable | Registered representative | Jun 2009 (17y) | ||
| Christopher Mccrea Vane | Registered representative | Jun 2009 (17y) | ||
| Christopher Michael Scharnow | Registered representative | Jun 2009 (17y) | ||
| Christopher Michael Scott Hansen | Registered representative | Jun 2009 (17y) | ||
| Christopher Morgran Payne | Registered representative | Jun 2009 (17y) | ||
| Christopher Mullery | Registered representative | Jun 2009 (17y) | ||
| Christopher Norbert Kissel | Registered representative | Jun 2009 (17y) | ||
| Christopher Norman Pipa | Registered representative | Jun 2009 (17y) | ||
| Christopher Ollinger Smith | Registered representative | Jun 2009 (17y) | ||
| Christopher Paul Accinelli | Registered representative | Jun 2009 (17y) | ||
| Christopher Paul Walton | Registered representative | Jun 2009 (17y) | ||
| Christopher Peter Daifotis | Registered representative | Jun 2009 (17y) | ||
| Christopher Peter Moino | Registered representative | Jun 2009 (17y) | ||
| Christopher Raymond Sherwood | Registered representative | Jun 2009 (17y) | ||
| Christopher Robert Muxlow | Registered representative | Jun 2009 (17y) | ||
| Christopher S Alexander | Registered representative | Jun 2009 (17y) | ||
| Christopher S Czarnecki | Registered representative | Jun 2009 (17y) | ||
| Christopher S Gaglione | Registered representative | Jun 2009 (17y) | ||
| Christopher Scott Norton | Registered representative | Jun 2009 (17y) | ||
| Christopher Sexton Stevenson | Registered representative | Jun 2009 (17y) | ||
| Christopher T Perry | Registered representative | Jun 2009 (17y) | ||
| Christopher Thomas Linkhorn | Registered representative | Jun 2009 (17y) | ||
| Christopher Todd Porter | Registered representative | Jun 2009 (17y) | ||
| Christopher Ty Wilcox | Registered representative | Jun 2009 (17y) | ||
| Christopher Upton | Registered representative | Jun 2009 (17y) | ||
| Christopher Waltman | Registered representative | Jun 2009 (17y) | ||
| Christopher Winfield Briley | Registered representative | Jun 2009 (17y) | ||
| Christy Esposito Bravo | Registered representative | Jun 2009 (17y) | ||
| Christy Jo Brown | Registered representative | Jun 2009 (17y) | ||
| Cillian Seamas O'bradaigh | Registered representative | Jun 2009 (17y) | ||
| Cindy Mary Iseli | Registered representative | Jun 2009 (17y) | ||
| Cindy Yamada Thomas | Registered representative | Jun 2009 (17y) | ||
| Claes Johan Molander | Registered representative | Jun 2009 (17y) | ||
| Claire Kimie Ibarra Miyasato | Registered representative | Jun 2009 (17y) | ||
| Clark Christopher Rush | Registered representative | Jun 2009 (17y) | ||
| Clark Howell | Registered representative | Jun 2009 (17y) | ||
| Claudine Aiko Callison Siero | Registered representative | Jun 2009 (17y) | ||
| Claudio Enriquez | Registered representative | Jun 2009 (17y) | ||
| Clay M Flournoy | Registered representative | Jun 2009 (17y) | ||
| Clayton Michael Anthony | Registered representative | Jun 2009 (17y) | ||
| Clifford H Boyle | Registered representative | Jun 2009 (17y) | ||
| Clifford James Schulz | Registered representative | Jun 2009 (17y) | ||
| Clifford Marc Migdal | Registered representative | Jun 2009 (17y) | ||
| Clifford Miles Topol | Registered representative | Jun 2009 (17y) | ||
| Clifton Bryan Hurst | Registered representative | Jun 2009 (17y) | ||
| Clinton Laurion Williams | Registered representative | Jun 2009 (17y) | ||
| Clinton Robert Ball | Registered representative | Jun 2009 (17y) | ||
| Cloise Belmont Anderson | Registered representative | Jun 2009 (17y) | ||
| Clyde Shigeto Matsusaka | Registered representative | Jun 2009 (17y) | ||
| Cody Clay Adams | Registered representative | Jun 2009 (17y) | ||
| Colin Edward Hammer | Registered representative | Jun 2009 (17y) | ||
| Colin Leslie Mead | Registered representative | Jun 2009 (17y) | ||
| Colin Michael Rosenberg | Registered representative | Jun 2009 (17y) | ||
| Colleen Marie Lamb | Registered representative | Jun 2009 (17y) | ||
| Colleen Shemer | Registered representative | Jun 2009 (17y) | ||
| Constance A Carmony | Registered representative | Jun 2009 (17y) | ||
| Constance Christine Flynn | Registered representative | Jun 2009 (17y) | ||
| Constance Louise Woods | Registered representative | Jun 2009 (17y) | ||
| Constantine Koukos | Registered representative | Jun 2009 (17y) | ||
| Constantine P Stathopoulos | Registered representative | Jun 2009 (17y) | ||
| Corethia V E Oates | Registered representative | Jun 2009 (17y) | ||
| Corey C Coonen | Registered representative | Jun 2009 (17y) | ||
| Corey Wade Wilson | Registered representative | Jun 2009 (17y) | ||
| Corrine Antoinette Fabie | Registered representative | CFP | Jun 2009 (17y) | |
| Courtney A Ricciardella | Registered representative | Jun 2009 (17y) | ||
| Courtney Crunk Mcintosh | Registered representative | Jun 2009 (17y) | ||
| Craig Alan Mayfield | Registered representative | Jun 2009 (17y) | ||
| Craig Alexander Parr | Registered representative | Jun 2009 (17y) | ||
| Craig Allen Raymond | Registered representative | Jun 2009 (17y) | ||
| Craig C Johnson | Registered representative | Jun 2009 (17y) | ||
| Craig Christian Shriner | Registered representative | Jun 2009 (17y) | ||
| Craig Curry Miller | Registered representative | Jun 2009 (17y) | ||
| Craig Cymrot | Registered representative | Jun 2009 (17y) | ||
| Craig Dominic Flury | Registered representative | Jun 2009 (17y) | ||
| Craig George Zeller | Registered representative | Jun 2009 (17y) | ||
| Craig Irwin Bloom | Registered representative | Jun 2009 (17y) | ||
| Craig Jason Pariser | Registered representative | Jun 2009 (17y) | ||
| Craig Mitchell Kaiser | Registered representative | Jun 2009 (17y) | ||
| Craig Patrick Cunningham | Registered representative | Jun 2009 (17y) | ||
| Craig Randal Franklin | Registered representative | Jun 2009 (17y) | ||
| Craig Scott Goldman | Registered representative | Jun 2009 (17y) | ||
| Craig Steven Kaplan | Registered representative | Jun 2009 (17y) | ||
| Craig Steven Mcloughlin | Registered representative | Jun 2009 (17y) | ||
| Craig Stuart Balter | Registered representative | Jun 2009 (17y) | ||
| Crispina Renteria | Registered representative | Jun 2009 (17y) | ||
| Crystal G Murphy | Registered representative | Jun 2009 (17y) | ||
| Crystal Lynn Brewer | Registered representative | Jun 2009 (17y) | ||
| Crystal Lynn Kidd | Registered representative | Jun 2009 (17y) | ||
| Csilla Maria Daloia | Registered representative | Jun 2009 (17y) | ||
| Culley Wayne Casey | Registered representative | Jun 2009 (17y) | ||
| Curt Aaron Blik | Registered representative | Jun 2009 (17y) | ||
| Curt Alan Haldorson | Registered representative | Jun 2009 (17y) | ||
| Curtis Allan Peterson | Registered representative | Jun 2009 (17y) | ||
| Curtis Bryan Falk | Registered representative | Jun 2009 (17y) | ||
| Curtis Michael Ostling | Registered representative | Jun 2009 (17y) | ||
| Cyle Benjamin Sherman | Registered representative | Jun 2009 (17y) | ||
| Cynthia Ann Lachnicht | Registered representative | Jun 2009 (17y) | ||
| Cynthia Dell Maphet | Registered representative | Jun 2009 (17y) | ||
| Cynthia Diann Garner | Registered representative | Jun 2009 (17y) | ||
| Cynthia Dianne Lane | Registered representative | Jun 2009 (17y) | ||
| Cynthia L Jimenez | Registered representative | Jun 2009 (17y) | ||
| Cynthia Lynn Corbett | Registered representative | Jun 2009 (17y) | ||
| Cynthia Marie Vavrik | Registered representative | Jun 2009 (17y) | ||
| Claire M. S. Meade | Registered representative | Jun 2009 (17y) | ||
| D Michael Collins | Registered representative | Jun 2009 (17y) | ||
| D. Andrew Hart | Registered representative | Jun 2009 (17y) | ||
| D.J. Trindle | Registered representative | Jun 2009 (17y) | ||
| Dahlia Peyser | Registered representative | Jun 2009 (17y) | ||
| Daire Aidan Hogan | Registered representative | Jun 2009 (17y) | ||
| Dale Laurie Ishida Suezaki | Registered representative | Jun 2009 (17y) | ||
| Dale Thomas Miller | Registered representative | Jun 2009 (17y) | ||
| Damon Adam Nicholson | Registered representative | Jun 2009 (17y) | ||
| Damon Kevin Kinzie | Registered representative | Jun 2009 (17y) | ||
| Damon Martin Gallagher | Registered representative | Jun 2009 (17y) | ||
| Dan Howard Singletary | Registered representative | Jun 2009 (17y) | ||
| Dan Olin Schlegelmilch | Registered representative | Jun 2009 (17y) | ||
| Dan Patrick Hoffmann | Registered representative | Jun 2009 (17y) | ||
| Dana M Elwell | Registered representative | Jun 2009 (17y) | ||
| Dana Michele Hooten | Registered representative | Jun 2009 (17y) | ||
| Dana Weiss Albright | Registered representative | Jun 2009 (17y) | ||
| Dane Matthew Sexton | Registered representative | Jun 2009 (17y) | ||
| Dane William Block | Registered representative | Jun 2009 (17y) | ||
| Daniel Aaron Plotinsky | Registered representative | Jun 2009 (17y) | ||
| Daniel Alan Young | Registered representative | Jun 2009 (17y) | ||
| Daniel Anthony Naert | Registered representative | Jun 2009 (17y) | ||
| Daniel Barber Iverson | Registered representative | Jun 2009 (17y) | ||
| Daniel Charles Quigley | Registered representative | Jun 2009 (17y) | ||
| Daniel Clay Bertolucci | Registered representative | Jun 2009 (17y) | ||
| Daniel Clyde Richardson | Registered representative | Jun 2009 (17y) | ||
| Daniel Dana I Jackson | Registered representative | Jun 2009 (17y) | ||
| Daniel Duane Rasby | Registered representative | Jun 2009 (17y) | ||
| Daniel Gordon Shuler | Registered representative | Jun 2009 (17y) | ||
| Daniel Hale Sears | Registered representative | Jun 2009 (17y) | ||
| Daniel Ira Deitrick | Registered representative | Jun 2009 (17y) | ||
| Daniel J Twomey | Registered representative | Jun 2009 (17y) | ||
| Daniel James Geigler | Registered representative | Jun 2009 (17y) | ||
| Daniel James Gieseke | Registered representative | Jun 2009 (17y) | ||
| Daniel James Welch | Registered representative | Jun 2009 (17y) | ||
| Daniel Jay Guggenheim | Registered representative | Jun 2009 (17y) | ||
| Daniel Jeffrey Rosen | Registered representative | Jun 2009 (17y) | ||
| Daniel Joe Baldwin | Registered representative | Jun 2009 (17y) | ||
| Daniel John Shannon | Registered representative | Jun 2009 (17y) | ||
| Daniel John Soares | Registered representative | Jun 2009 (17y) | ||
| Daniel Joseph Gansler | Registered representative | Jun 2009 (17y) | ||
| Daniel Joseph Lynch | Registered representative | Jun 2009 (17y) | ||
| Daniel Lee Becraft | Registered representative | Jun 2009 (17y) | ||
| Daniel Louis Klein | Registered representative | Jun 2009 (17y) | ||
| Daniel M Ritter | Registered representative | Jun 2009 (17y) | ||
| Daniel Mark Steinberg | Registered representative | Jun 2009 (17y) | ||
| Daniel Mcconnell Murphy | Registered representative | Jun 2009 (17y) | ||
| Daniel Michael Conniff | Registered representative | Jun 2009 (17y) | ||
| Daniel Michael Finnegan | Registered representative | Jun 2009 (17y) | ||
| Daniel Nahum Finn | Registered representative | Jun 2009 (17y) | ||
| Daniel P Kreer | Registered representative | Jun 2009 (17y) | ||
| Daniel Patrick O'neill | Registered representative | Jun 2009 (17y) | ||
| Daniel Robert Berggren | Registered representative | Jun 2009 (17y) | ||
| Daniel Robert Snyder | Registered representative | Jun 2009 (17y) | ||
| Daniel S Doyle | Registered representative | Jun 2009 (17y) | ||
| Daniel S Movsesian | Registered representative | Jun 2009 (17y) | ||
| Daniel Scott Biederman | Registered representative | Jun 2009 (17y) | ||
| Daniel Scott Goeman | Registered representative | Jun 2009 (17y) | ||
| Daniel Scott Haskard | Registered representative | Jun 2009 (17y) | ||
| Daniel Spellman Cedro | Registered representative | Jun 2009 (17y) | ||
| Daniel Thomas Krause | Registered representative | Jun 2009 (17y) | ||
| Daniel Thomas Younglove | Registered representative | Jun 2009 (17y) | ||
| Daniel V Murphy | Registered representative | Jun 2009 (17y) | ||
| Daniel Vincent Monahan | Registered representative | Jun 2009 (17y) | ||
| Daniel Wayne Higgins | Registered representative | Jun 2009 (17y) | ||
| Daniel William Donovan | Registered representative | Jun 2009 (17y) | ||
| Daniel William Thomason | Registered representative | Jun 2009 (17y) | ||
| Danielle A Hogan | Registered representative | Jun 2009 (17y) | ||
| Danielle Ivy Orleans | Registered representative | Jun 2009 (17y) | ||
| Danielle Jc Furze | Registered representative | Jun 2009 (17y) | ||
| Danielle Jean Boone | Registered representative | Jun 2009 (17y) | ||
| Dann Spear Sokol | Registered representative | Jun 2009 (17y) | ||
| Danny Michael Murphy | Registered representative | Jun 2009 (17y) | ||
| Darci Kay Kruchten | Registered representative | Jun 2009 (17y) | ||
| Darden Rawles Livesay | Registered representative | Jun 2009 (17y) | ||
| Daren Foster Epley | Registered representative | Jun 2009 (17y) | ||
| Darla D Slagowski | Registered representative | Jun 2009 (17y) | ||
| Darlene Lesch Palmer | Registered representative | Jun 2009 (17y) | ||
| Darnell Donnie Jackson | Registered representative | Jun 2009 (17y) | ||
| Darrell Chesley Hallenbrook | Registered representative | Jun 2009 (17y) | ||
| Darrell Stephen Hyde | Registered representative | Jun 2009 (17y) | ||
| Darren Allen Golde | Registered representative | Jun 2009 (17y) | ||
| Darren Austen Pfefferman | Registered representative | Jun 2009 (17y) | ||
| Darren Robert Savikas | Registered representative | Jun 2009 (17y) | ||
| Darren Troy Morningstar | Registered representative | Jun 2009 (17y) | ||
| Darrin Lee Donnelly | Registered representative | Jun 2009 (17y) | ||
| Darrin Scott Frankel | Registered representative | Jun 2009 (17y) | ||
| Darryl James Jung | Registered representative | Jun 2009 (17y) | ||
| Darwin Ralph Carpenter | Registered representative | Jun 2009 (17y) | ||
| Darya Bahrami Allen Attar | Registered representative | Jun 2009 (17y) | ||
| Daryl Hisao Kibota | Registered representative | Jun 2009 (17y) | ||
| Daryl Scott Devorkin | Registered representative | Jun 2009 (17y) | ||
| Dave R Dunham | Registered representative | Jun 2009 (17y) | ||
| Dave S Scalzo | Registered representative | Jun 2009 (17y) | ||
| David A Caruso | Registered representative | Jun 2009 (17y) | ||
| David A Tonk | Registered representative | Jun 2009 (17y) | ||
| David Aaron Skid | Registered representative | Jun 2009 (17y) | ||
| David Alan Elias | Registered representative | Jun 2009 (17y) | ||
| David Alan Heiman | Registered representative | Jun 2009 (17y) | ||
| David Alan Lindberg | Registered representative | Jun 2009 (17y) | ||
| David Alan Price | Registered representative | Jun 2009 (17y) | ||
| David Alan Stuart | Registered representative | Jun 2009 (17y) | ||
| David Alan Traverso | Registered representative | Jun 2009 (17y) | ||
| David Alfred Mancinelli | Registered representative | Jun 2009 (17y) | ||
| David Allen Yost | Registered representative | Jun 2009 (17y) | ||
| David Andrew Bentley | Registered representative | Jun 2009 (17y) | ||
| David Andrew Humes | Registered representative | Jun 2009 (17y) | ||
| David Andrew Jennings | Registered representative | Jun 2009 (17y) | ||
| David Andrew Soter | Registered representative | Jun 2009 (17y) | ||
| David Anthony Dimitro | Registered representative | Jun 2009 (17y) | ||
| David Anthony Novelli | Registered representative | CFP | Jun 2009 (17y) | |
| David Banjamin Price | Registered representative | Jun 2009 (17y) | ||
| David Benton Brown | Registered representative | Jun 2009 (17y) | ||
| David Bradley Gray | Registered representative | Jun 2009 (17y) | ||
| David Breaux Mcgrouther | Registered representative | Jun 2009 (17y) | ||
| David Brian Mcafoos | Registered representative | Jun 2009 (17y) | ||
| David Brian Sugar | Registered representative | Jun 2009 (17y) | ||
| David Brice Toyomura | Registered representative | Jun 2009 (17y) | ||
| David C Volpe | Registered representative | Jun 2009 (17y) | ||
| David Carlton Grove | Registered representative | Jun 2009 (17y) | ||
| David Chad Kasprzak | Registered representative | Jun 2009 (17y) | ||
| David Charles Keller | Registered representative | Jun 2009 (17y) | ||
| David Christopher Gay | Registered representative | Jun 2009 (17y) | ||
| David Christopher Keck | Registered representative | Jun 2009 (17y) | ||
| David Churchill Stambaugh | Registered representative | Jun 2009 (17y) | ||
| David Conner Cade | Registered representative | Jun 2009 (17y) | ||
| David Courtenay Whalen | Registered representative | Jun 2009 (17y) | ||
| David Craig Lew | Registered representative | Jun 2009 (17y) | ||
| David D Doll | Registered representative | Jun 2009 (17y) | ||
| David Damian Seifert | Registered representative | Jun 2009 (17y) | ||
| David Daniel Mumford | Registered representative | Jun 2009 (17y) | ||
| David Daniel Traverso | Registered representative | Jun 2009 (17y) | ||
| David Dennis Gambelin | Registered representative | Jun 2009 (17y) | ||
| David E. Smith | Registered representative | Jun 2009 (17y) | ||
| David Earl Cooper | Registered representative | Jun 2009 (17y) | ||
| David Earl Turner | Registered representative | Jun 2009 (17y) | ||
| David Edward Brown | Registered representative | Jun 2009 (17y) | ||
| David Edward Chamberland | Registered representative | Jun 2009 (17y) | ||
| David Edward Jones | Registered representative | Jun 2009 (17y) | ||
| David Elgin Meadors | Registered representative | Jun 2009 (17y) | ||
| David Farrell Brand | Registered representative | Jun 2009 (17y) | ||
| David H. Pottenger | Registered representative | Jun 2009 (17y) | ||
| David Henry Brask | Registered representative | Jun 2009 (17y) | ||
| David Hershel Maharam | Registered representative | Jun 2009 (17y) | ||
| David Howard Bail | Registered representative | Jun 2009 (17y) | ||
| David Howard Beyer | Registered representative | Jun 2009 (17y) | ||
| David Howard Fox | Registered representative | Jun 2009 (17y) | ||
| David Hum | Registered representative | CFP | Jun 2009 (17y) | |
| David Hyams | Registered representative | Jun 2009 (17y) | ||
| David James Cox | Registered representative | Jun 2009 (17y) | ||
| David James Deporter | Registered representative | Jun 2009 (17y) | ||
| David James Fierro | Registered representative | Jun 2009 (17y) | ||
| David James Lownik | Registered representative | Jun 2009 (17y) | ||
| David Jan Ross | Registered representative | Jun 2009 (17y) | ||
| David Jan Sinensky | Registered representative | Jun 2009 (17y) | ||
| David Jeffrey Gruesser | Registered representative | Jun 2009 (17y) | ||
| David Jenkins Taylor | Registered representative | Jun 2009 (17y) | ||
| David Jeremy Olson | Registered representative | Jun 2009 (17y) | ||
| David Jimenez | Registered representative | Jun 2009 (17y) | ||
| David John Hage | Registered representative | Jun 2009 (17y) | ||
| David John Herman | Registered representative | Jun 2009 (17y) | ||
| David Joseph Castle | Registered representative | Jun 2009 (17y) | ||
| David Karl Wilhelm | Registered representative | Jun 2009 (17y) | ||
| David Kenneth Green | Registered representative | Jun 2009 (17y) | ||
| David Kirk Zirretta | Registered representative | Jun 2009 (17y) | ||
| David L Bolson | Registered representative | Jun 2009 (17y) | ||
| David L Ellis | Registered representative | Jun 2009 (17y) | ||
| David L Tuebner | Registered representative | Jun 2009 (17y) | ||
| David Lawton Boudreau | Registered representative | Jun 2009 (17y) | ||
| David Lee Allen | Registered representative | Jun 2009 (17y) | ||
| David Lee Fraley | Registered representative | Jun 2009 (17y) | ||
| David Leo Sherman | Registered representative | Jun 2009 (17y) | ||
| David Leonard Sasso | Registered representative | Jun 2009 (17y) | ||
| David Lewis Klein | Registered representative | Jun 2009 (17y) | ||
| David Loren Giulieri | Registered representative | Jun 2009 (17y) | ||
| David Lowry | Registered representative | Jun 2009 (17y) | ||
| David M Hilsman | Registered representative | Jun 2009 (17y) | ||
| David M Latulip | Registered representative | Jun 2009 (17y) | ||
| David M Leifer | Registered representative | Jun 2009 (17y) | ||
| David M Romanelli | Registered representative | Jun 2009 (17y) | ||
| David Maleh | Registered representative | Jun 2009 (17y) | ||
| David Mclean Lu | Registered representative | Jun 2009 (17y) | ||
| David Michael Fritz | Registered representative | Jun 2009 (17y) | ||
| David Michael Himich | Registered representative | Jun 2009 (17y) | ||
| David Michael Vanwingerden | Registered representative | Jun 2009 (17y) | ||
| David Michael Welsh | Registered representative | Jun 2009 (17y) | ||
| David Michael Wilkinson | Registered representative | Jun 2009 (17y) | ||
| David Miller | Registered representative | Jun 2009 (17y) | ||
| David Neal Baker | Registered representative | Jun 2009 (17y) | ||
| David Neale Brown | Registered representative | Jun 2009 (17y) | ||
| David Neil Rice | Registered representative | Jun 2009 (17y) | ||
| David Nelson Bower | Registered representative | Jun 2009 (17y) | ||
| David Nixon Pratt | Registered representative | CFP | Jun 2009 (17y) | |
| David Owen Earle | Registered representative | Jun 2009 (17y) | ||
| David P Elbe | Registered representative | Jun 2009 (17y) | ||
| David Patrick Kopser | Registered representative | Jun 2009 (17y) | ||
| David Paul Bieber | Registered representative | Jun 2009 (17y) | ||
| David Philip Gardner | Registered representative | Jun 2009 (17y) | ||
| David Piano | Registered representative | Jun 2009 (17y) | ||
| David Powell Livingston | Registered representative | Jun 2009 (17y) | ||
| David Price Enemark | Registered representative | Jun 2009 (17y) | ||
| David Price Mazzotta | Registered representative | Jun 2009 (17y) | ||
| David R Cromwell | Registered representative | Jun 2009 (17y) | ||
| David R Foote | Registered representative | Jun 2009 (17y) | ||
| David R Pogosyan | Registered representative | Jun 2009 (17y) | ||
| David Rael Falkow | Registered representative | Jun 2009 (17y) | ||
| David Randall Lehnertz | Registered representative | Jun 2009 (17y) | ||
| David Ray Mohr | Registered representative | Jun 2009 (17y) | ||
| David Ray Price | Registered representative | Jun 2009 (17y) | ||
| David Raymond Mcsemek | Registered representative | Jun 2009 (17y) | ||
| David Rene Martinez | Registered representative | Jun 2009 (17y) | ||
| David Richard Tilghman | Registered representative | Jun 2009 (17y) | ||
| David Roben Javaheri | Registered representative | Jun 2009 (17y) | ||
| David Robert Esham | Registered representative | Jun 2009 (17y) | ||
| David Ross Carter | Registered representative | Jun 2009 (17y) | ||
| David Ross Clemens | Registered representative | Jun 2009 (17y) | ||
| David Rowan Young | Registered representative | CFP | Jun 2009 (17y) | |
| David Russell Adams | Registered representative | Jun 2009 (17y) | ||
| David Ryan Gately | Registered representative | Jun 2009 (17y) | ||
| David Ryan Jeffery | Registered representative | Jun 2009 (17y) | ||
| David S Long | Registered representative | Jun 2009 (17y) | ||
| David S Norton | Registered representative | Jun 2009 (17y) | ||
| David Schneider | Registered representative | Jun 2009 (17y) | ||
| David Scott Goller | Registered representative | Jun 2009 (17y) | ||
| David Scott Heath | Registered representative | Jun 2009 (17y) | ||
| David Scott Lewis | Registered representative | Jun 2009 (17y) | ||
| David Scott Pearlstein | Registered representative | Jun 2009 (17y) | ||
| David Shannon Armstrong | Registered representative | Jun 2009 (17y) | ||
| David Slater Isaacson | Registered representative | Jun 2009 (17y) | ||
| David Sondergaard | Registered representative | Jun 2009 (17y) | ||
| David Spencer Bush | Registered representative | Jun 2009 (17y) | ||
| David Stanley Potter | Registered representative | Jun 2009 (17y) | ||
| David Steven Scheid | Registered representative | Jun 2009 (17y) | ||
| David T Huntley | Registered representative | Jun 2009 (17y) | ||
| David Tamotsu Nakamura | Registered representative | Jun 2009 (17y) | ||
| David Thomas Locke | Registered representative | Jun 2009 (17y) | ||
| David Thomas Surofchek | Registered representative | Jun 2009 (17y) | ||
| David V Caprio | Registered representative | Jun 2009 (17y) | ||
| David V Newton | Registered representative | Jun 2009 (17y) | ||
| David Walter Foreman | Registered representative | Jun 2009 (17y) | ||
| David Warren Cramer | Registered representative | Jun 2009 (17y) | ||
| David Wayne Alderman | Registered representative | Jun 2009 (17y) | ||
| David Widor | Registered representative | Jun 2009 (17y) | ||
| David William Posner | Registered representative | Jun 2009 (17y) | ||
| David William Snyder | Registered representative | Jun 2009 (17y) | ||
| David William Wright | Registered representative | Jun 2009 (17y) | ||
| Dawn Lanette Bonacci | Registered representative | Jun 2009 (17y) | ||
| Dawn Marie Biedenkapp | Registered representative | Jun 2009 (17y) | ||
| Dawn Marie Panas | Registered representative | Jun 2009 (17y) | ||
| Dawn R Lacy | Registered representative | Jun 2009 (17y) | ||
| Dax Richard Fletcher | Registered representative | Jun 2009 (17y) | ||
| Dayna A. Sumiyoshi | Registered representative | Jun 2009 (17y) | ||
| Dean A Gilliam | Registered representative | Jun 2009 (17y) | ||
| Dean Allen Wallace | Registered representative | Jun 2009 (17y) | ||
| Dean Angelo Spagnoli | Registered representative | Jun 2009 (17y) | ||
| Dean Arthur Billman | Registered representative | Jun 2009 (17y) | ||
| Dean D Trindle | Registered representative | Jun 2009 (17y) | ||
| Dean James Pelkey | Registered representative | Jun 2009 (17y) | ||
| Dean Joaquin Braun | Registered representative | Jun 2009 (17y) | ||
| Dean Ray Pfremmer | Registered representative | Jun 2009 (17y) | ||
| Dean Samuel Moya | Registered representative | Jun 2009 (17y) | ||
| Dean Thomas Schockling | Registered representative | Jun 2009 (17y) | ||
| Deana Renee Prewitt | Registered representative | Jun 2009 (17y) | ||
| Debbie Ann Wilson | Registered representative | Jun 2009 (17y) | ||
| Debora Marie Kenyon | Registered representative | Jun 2009 (17y) | ||
| Deborah Burke Errath | Registered representative | Jun 2009 (17y) | ||
| Deborah Elizabeth Webster | Registered representative | Jun 2009 (17y) | ||
| Deborah H Sullivan | Registered representative | Jun 2009 (17y) | ||
| Deborah Irene Mccann | Registered representative | Jun 2009 (17y) | ||
| Deborah Jean Tharp | Registered representative | Jun 2009 (17y) | ||
| Deborah Johnston Denooy | Registered representative | CFP | Jun 2009 (17y) | |
| Deborah Jordan Elmes | Registered representative | Jun 2009 (17y) | ||
| Deborah Leigh Restauri | Registered representative | Jun 2009 (17y) | ||
| Deborah Lynn Sutton | Registered representative | Jun 2009 (17y) | ||
| Deborah Marie Marcom | Registered representative | Jun 2009 (17y) | ||
| Deborah S Williams | Registered representative | Jun 2009 (17y) | ||
| Debra Ann Galin | Registered representative | Jun 2009 (17y) | ||
| Debra J Baker | Registered representative | Jun 2009 (17y) | ||
| Debra Jane Holewinski | Registered representative | Jun 2009 (17y) | ||
| Debra Jean Hess | Registered representative | Jun 2009 (17y) | ||
| Debra Kay Russell | Registered representative | Jun 2009 (17y) | ||
| Debra Soler Wilson | Registered representative | Jun 2009 (17y) | ||
| Deena Tricia Wilson | Registered representative | Jun 2009 (17y) | ||
| Delisa K Abady | Registered representative | Jun 2009 (17y) | ||
| Delmer Joseph Carter | Registered representative | Jun 2009 (17y) | ||
| Denise Frances Hokl | Registered representative | Jun 2009 (17y) | ||
| Denise L Roberts | Registered representative | Jun 2009 (17y) | ||
| Denise Marie Pych | Registered representative | Jun 2009 (17y) | ||
| Denise S O'dell | Registered representative | Jun 2009 (17y) | ||
| Denison J. Kummrow | Registered representative | Jun 2009 (17y) | ||
| Denison Reed Webster | Registered representative | Jun 2009 (17y) | ||
| Dennis Alan Karle | Registered representative | CFA | Jun 2009 (17y) | |
| Dennis Alexander Burlingame | Registered representative | Jun 2009 (17y) | ||
| Dennis Ford Cavender | Registered representative | Jun 2009 (17y) | ||
| Dennis Michael Rosa | Registered representative | Jun 2009 (17y) | ||
| Dennis Michael Williams | Registered representative | Jun 2009 (17y) | ||
| Dennis Mitchell Schwary | Registered representative | Jun 2009 (17y) | ||
| Dennis Patrick Mostyn | Registered representative | Jun 2009 (17y) | ||
| Derek Ali Graddock | Registered representative | Jun 2009 (17y) | ||
| Derek Brian Fowler | Registered representative | Jun 2009 (17y) | ||
| Derek Daniel Wickes | Registered representative | Jun 2009 (17y) | ||
| Derek Lewis Giddings | Registered representative | Jun 2009 (17y) | ||
| Derek Page Herrington | Registered representative | Jun 2009 (17y) | ||
| Derek Paul Scrivner | Registered representative | Jun 2009 (17y) | ||
| Derek Robert Mcgee | Registered representative | Jun 2009 (17y) | ||
| Derek Ross Levy | Registered representative | Jun 2009 (17y) | ||
| Derek Scott Chatterton | Registered representative | Jun 2009 (17y) | ||
| Deric Kriston Martin | Registered representative | Jun 2009 (17y) | ||
| Derrick Andrew Sullivan | Registered representative | Jun 2009 (17y) | ||
| Deserae Marie Lukowski | Registered representative | Jun 2009 (17y) | ||
| Dexter Atienza Parulan | Registered representative | Jun 2009 (17y) | ||
| Dexter Romine Mead Walker | Registered representative | Jun 2009 (17y) | ||
| Diana Cristina Mackie | Registered representative | Jun 2009 (17y) | ||
| Diana Louise Chaney | Registered representative | Jun 2009 (17y) | ||
| Diana Lynn Colbert | Registered representative | Jun 2009 (17y) | ||
| Diana Sylvia Shoemaker | Registered representative | Jun 2009 (17y) | ||
| Diane Katherine Doolin | Registered representative | Jun 2009 (17y) | ||
| Diane L Pauly | Registered representative | Jun 2009 (17y) | ||
| Diane Mary Irving | Registered representative | Jun 2009 (17y) | ||
| Diane Sue Raben | Registered representative | CFP | Jun 2009 (17y) | |
| Dianna L Smith | Registered representative | Jun 2009 (17y) | ||
| Dianne Lynn Brilhart | Registered representative | Jun 2009 (17y) | ||
| Dick Sun Joe | Registered representative | Jun 2009 (17y) | ||
| Didier Bernard Frachon | Registered representative | Jun 2009 (17y) | ||
| Diego De Lope Friedeberg | Registered representative | Jun 2009 (17y) | ||
| Dilina Isho | Registered representative | Jun 2009 (17y) | ||
| Dino Eugene Carfora | Registered representative | Jun 2009 (17y) | ||
| Dinorah F Montaner | Registered representative | Jun 2009 (17y) | ||
| Dionne Archer | Registered representative | Jun 2009 (17y) | ||
| Dominic Anthony Cellitti | Registered representative | Jun 2009 (17y) | ||
| Dominic Joseph Nicolini | Registered representative | Jun 2009 (17y) | ||
| Don B Icardo | Registered representative | Jun 2009 (17y) | ||
| Don Tally Davis | Registered representative | Jun 2009 (17y) | ||
| Dona Marie Rozsypal | Registered representative | Jun 2009 (17y) | ||
| Dona S Land | Registered representative | Jun 2009 (17y) | ||
| Donald A. Caron | Registered representative | Jun 2009 (17y) | ||
| Donald Edmund Stewart | Registered representative | Jun 2009 (17y) | ||
| Donald Edward Reynolds | Registered representative | Jun 2009 (17y) | ||
| Donald Edward Smith | Registered representative | Jun 2009 (17y) | ||
| Donald Emanuel Sommese | Registered representative | Jun 2009 (17y) | ||
| Donald Eugene Robinson | Registered representative | Jun 2009 (17y) | ||
| Donald Gregg Metzger | Registered representative | Jun 2009 (17y) | ||
| Donald Ivan Zabudsky | Registered representative | Jun 2009 (17y) | ||
| Donald Lee Ragains | Registered representative | Jun 2009 (17y) | ||
| Donald Lee Whitehead | Registered representative | Jun 2009 (17y) | ||
| Donald Malcolm Kerr | Registered representative | Jun 2009 (17y) | ||
| Donald Richard Barthel | Registered representative | Jun 2009 (17y) | ||
| Donald Richard Larson | Registered representative | Jun 2009 (17y) | ||
| Donald Stephen Delahunt | Registered representative | Jun 2009 (17y) | ||
| Donald Thomas Murphy | Registered representative | Jun 2009 (17y) | ||
| Donald Wayne Coon | Registered representative | Jun 2009 (17y) | ||
| Donn Ryoji Ariyoshi | Registered representative | Jun 2009 (17y) | ||
| Donna Elaine Womack | Registered representative | Jun 2009 (17y) | ||
| Donna Esposito | Registered representative | Jun 2009 (17y) | ||
| Donna J Mccusker | Registered representative | Jun 2009 (17y) | ||
| Donna Jean Chimera | Registered representative | Jun 2009 (17y) | ||
| Donna Kryston Evans | Registered representative | Jun 2009 (17y) | ||
| Donna M B Herem | Registered representative | Jun 2009 (17y) | ||
| Donna Mary Andrews | Registered representative | Jun 2009 (17y) | ||
| Donna Michelle Kelly | Registered representative | Jun 2009 (17y) | ||
| Donna Rachelle Shumar | Registered representative | Jun 2009 (17y) | ||
| Donna Rae Jordan | Registered representative | Jun 2009 (17y) | ||
| Donna Sui Wai Sah | Registered representative | Jun 2009 (17y) | ||
| Donna Wilbur Boulay | Registered representative | Jun 2009 (17y) | ||
| Dorene Lynn Soscia | Registered representative | Jun 2009 (17y) | ||
| Dotti Graviet | Registered representative | Jun 2009 (17y) | ||
| Douglas Alan Moshofsky | Registered representative | Jun 2009 (17y) | ||
| Douglas Blaine Anderson | Registered representative | Jun 2009 (17y) | ||
| Douglas Carlton Rule | Registered representative | Jun 2009 (17y) | ||
| Douglas Charles Cline | Registered representative | Jun 2009 (17y) | ||
| Douglas Charles Philibosian | Registered representative | Jun 2009 (17y) | ||
| Douglas Earl Eaton | Registered representative | Jun 2009 (17y) | ||
| Douglas Edward Adams | Registered representative | Jun 2009 (17y) | ||
| Douglas Edward Gainer | Registered representative | Jun 2009 (17y) | ||
| Douglas Edward Strand | Registered representative | Jun 2009 (17y) | ||
| Douglas Ellwood Woolley | Registered representative | Jun 2009 (17y) | ||
| Douglas G Payne | Registered representative | Jun 2009 (17y) | ||
| Douglas Glen Wilson | Registered representative | Jun 2009 (17y) | ||
| Douglas Harold Martin | Registered representative | Jun 2009 (17y) | ||
| Douglas James Gee | Registered representative | Jun 2009 (17y) | ||
| Douglas James Ingham | Registered representative | Jun 2009 (17y) | ||
| Douglas Mcmillan Charles | Registered representative | Jun 2009 (17y) | ||
| Douglas Michael Jarrard | Registered representative | Jun 2009 (17y) | ||
| Douglas Richard Bonnie | Registered representative | Jun 2009 (17y) | ||
| Douglas Robert Carter | Registered representative | Jun 2009 (17y) | ||
| Douglas Ronald Nani | Registered representative | Jun 2009 (17y) | ||
| Douglas Scott Hunnicutt | Registered representative | Jun 2009 (17y) | ||
| Douglas Scott Morris | Registered representative | Jun 2009 (17y) | ||
| Douglas Wayne Dugal | Registered representative | Jun 2009 (17y) | ||
| Douglas Wayne Silveria | Registered representative | Jun 2009 (17y) | ||
| Douglas Wayne Ulrich | Registered representative | Jun 2009 (17y) | ||
| Douglas Young Cha | Registered representative | Jun 2009 (17y) | ||
| Drew John Zager | Registered representative | Jun 2009 (17y) | ||
| Drew Kristofer Skelly | Registered representative | Jun 2009 (17y) | ||
| Drew Martin Reinhardt | Registered representative | Jun 2009 (17y) | ||
| Drew Scott Slacum | Registered representative | Jun 2009 (17y) | ||
| Dunning Brewster Silliman | Registered representative | Jun 2009 (17y) | ||
| Durham Asbury Hamilton | Registered representative | Jun 2009 (17y) | ||
| Dushan V Borota | Registered representative | Jun 2009 (17y) | ||
| Duy Le Nguyen | Registered representative | Jun 2009 (17y) | ||
| Dwight Maurice Frost | Registered representative | Jun 2009 (17y) | ||
| David J. Donovan | Registered representative | CFP | Jun 2009 (17y) | |
| E Mason Cockrell | Registered representative | Jun 2009 (17y) | ||
| Earl Bradford Hudgens | Registered representative | Jun 2009 (17y) | ||
| Earl David Wheway | Registered representative | Jun 2009 (17y) | ||
| Earl Dunbar Harrison | Registered representative | Jun 2009 (17y) | ||
| Earl Smith Cooler | Registered representative | Jun 2009 (17y) | ||
| Edgar Shelton Burke | Registered representative | Jun 2009 (17y) | ||
| Edmond M. Smith | Registered representative | Jun 2009 (17y) | ||
| Eduardo Javier Bacares | Registered representative | Jun 2009 (17y) | ||
| Eduardo Oliva | Registered representative | Jun 2009 (17y) | ||
| Edward Arthur Berry | Registered representative | Jun 2009 (17y) | ||
| Edward Bartow Nichols | Registered representative | Jun 2009 (17y) | ||
| Edward C Timpone | Registered representative | Jun 2009 (17y) | ||
| Edward Feierman | Registered representative | Jun 2009 (17y) | ||
| Edward Frank Jones | Registered representative | Jun 2009 (17y) | ||
| Edward Glennscott Spencer | Registered representative | Jun 2009 (17y) | ||
| Edward Henry James | Registered representative | Jun 2009 (17y) | ||
| Edward Jay Boudreau | Registered representative | Jun 2009 (17y) | ||
| Edward Joel Edelman | Registered representative | Jun 2009 (17y) | ||
| Edward John Boulbol | Registered representative | Jun 2009 (17y) | ||
| Edward John Hansen | Registered representative | Jun 2009 (17y) | ||
| Edward Joseph May | Registered representative | Jun 2009 (17y) | ||
| Edward Joseph Militti | Registered representative | Jun 2009 (17y) | ||
| Edward Joseph Militti | Registered representative | Jun 2009 (17y) | ||
| Edward L Apfel | Registered representative | Jun 2009 (17y) | ||
| Edward L Sutter | Registered representative | Jun 2009 (17y) | ||
| Edward Lee Klein | Registered representative | Jun 2009 (17y) | ||
| Edward Leonard Stahley | Registered representative | Jun 2009 (17y) | ||
| Edward Lewis Diener | Registered representative | Jun 2009 (17y) | ||
| Edward Nathan Gibbs | Registered representative | Jun 2009 (17y) | ||
| Edward Patrick Murray | Registered representative | Jun 2009 (17y) | ||
| Edward Robert Wood | Registered representative | Jun 2009 (17y) | ||
| Edwin Corby Bertolett | Registered representative | Jun 2009 (17y) | ||
| Edwin Locksley Stanton | Registered representative | Jun 2009 (17y) | ||
| Edwin Mcneal Stamper | Registered representative | Jun 2009 (17y) | ||
| Effie Katsis | Registered representative | Jun 2009 (17y) | ||
| Eileen Monahan | Registered representative | Jun 2009 (17y) | ||
| Elaine Diane Habif | Registered representative | Jun 2009 (17y) | ||
| Elaine Z Lewis | Registered representative | Jun 2009 (17y) | ||
| Eleanor Elizabeth Galt Lin | Registered representative | Jun 2009 (17y) | ||
| Elena Marie Lopez | Registered representative | Jun 2009 (17y) | ||
| Elena Newton | Registered representative | Jun 2009 (17y) | ||
| Elese F Leblanc | Registered representative | Jun 2009 (17y) | ||
| Eliah Salem Najjar | Registered representative | Jun 2009 (17y) | ||
| Eliot Scott Popper | Registered representative | Jun 2009 (17y) | ||
| Elisa Ann Decker | Registered representative | Jun 2009 (17y) | ||
| Elisabeth Mae Andreason | Registered representative | CFP Chartered Financial Consultant | Jun 2009 (17y) | |
| Elise Marie Laskas | Registered representative | Jun 2009 (17y) | ||
| Elizabeth A Brashear | Registered representative | Jun 2009 (17y) | ||
| Elizabeth A Goetzman | Registered representative | Jun 2009 (17y) | ||
| Elizabeth A Lents | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Ann Bowen | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Ann Cassino | Registered representative | Jun 2009 (17y) | ||
| Elizabeth B Baker | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Berkheimer Pakenas | Registered representative | Jun 2009 (17y) | ||
| Elizabeth C Pille | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Cordle Gross | Registered representative | Jun 2009 (17y) | ||
| Elizabeth E Eckert | Registered representative | Jun 2009 (17y) | ||
| Elizabeth G Davis | Registered representative | CFP | Jun 2009 (17y) | |
| Elizabeth Hale Porter | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Helen Carson | Registered representative | CFP | Jun 2009 (17y) | |
| Elizabeth Jane Benjamin | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Janire Carpio | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Joy Frattura | Registered representative | Jun 2009 (17y) | ||
| Elizabeth L Kent Levy | Registered representative | Jun 2009 (17y) | ||
| Elizabeth M Ross | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Mary Nolan | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Messick | Registered representative | Jun 2009 (17y) | ||
| Elizabeth R Terrell | Registered representative | Jun 2009 (17y) | ||
| Elizabeth Shore Linderman | Registered representative | Jun 2009 (17y) | ||
| Elizabeth V Camp | Registered representative | Jun 2009 (17y) | ||
| Ellen Mary Roozen | Registered representative | Jun 2009 (17y) | ||
| Elliot Willard Gray | Registered representative | Jun 2009 (17y) | ||
| Elly N Wong | Registered representative | Jun 2009 (17y) | ||
| Emilio F Sanchez | Registered representative | CFP | Jun 2009 (17y) | |
| Emily C Page | Registered representative | Jun 2009 (17y) | ||
| Emily Daoro Andrew | Registered representative | Jun 2009 (17y) | ||
| Emily Elizabeth Bach | Registered representative | Jun 2009 (17y) | ||
| Emily Field Cary | Registered representative | Jun 2009 (17y) | ||
| Emily Louise Biden | Registered representative | Jun 2009 (17y) | ||
| Emma C Bridges | Registered representative | Jun 2009 (17y) | ||
| Emmanuel Dounias | Registered representative | Jun 2009 (17y) | ||
| Emmett Franklin Owenby | Registered representative | Jun 2009 (17y) | ||
| Emory Wilkinson | Registered representative | Jun 2009 (17y) | ||
| En Yin Liu | Registered representative | Jun 2009 (17y) | ||
| Enrique Diaz Lomelin | Registered representative | Jun 2009 (17y) | ||
| Enrique Lerner | Registered representative | Jun 2009 (17y) | ||
| Eric A Epstein | Registered representative | Jun 2009 (17y) | ||
| Eric Aaron Nan | Registered representative | Jun 2009 (17y) | ||
| Eric Allen Leister | Registered representative | Jun 2009 (17y) | ||
| Eric Andre Overstreet | Registered representative | Jun 2009 (17y) | ||
| Eric Anthony Philippart | Registered representative | Jun 2009 (17y) | ||
| Eric Arrieta Villamater | Registered representative | Jun 2009 (17y) | ||
| Eric Benjamin Hirsch | Registered representative | Jun 2009 (17y) | ||
| Eric Boyd Hayes | Registered representative | Jun 2009 (17y) | ||
| Eric Conrad Kovacic | Registered representative | Jun 2009 (17y) | ||
| Eric D Jefferson | Registered representative | Jun 2009 (17y) | ||
| Eric Delayne Gustafson | Registered representative | Jun 2009 (17y) | ||
| Eric Edward Morman | Registered representative | Jun 2009 (17y) | ||
| Eric F. Parker | Registered representative | Jun 2009 (17y) | ||
| Eric I. White | Registered representative | Jun 2009 (17y) | ||
| Eric Jonathan Leifer | Registered representative | Jun 2009 (17y) | ||
| Eric Leon Applewhite | Registered representative | Jun 2009 (17y) | ||
| Eric Lloyd Garbade | Registered representative | Jun 2009 (17y) | ||
| Eric Mark Fetterman | Registered representative | Jun 2009 (17y) | ||
| Eric Michael Brown | Registered representative | CFP | Jun 2009 (17y) | |
| Eric Michael Theoret | Registered representative | Jun 2009 (17y) | ||
| Eric Michael Zagin | Registered representative | Jun 2009 (17y) | ||
| Eric Prange Krawitt | Registered representative | Jun 2009 (17y) | ||
| Eric Richard Stevens | Registered representative | Jun 2009 (17y) | ||
| Eric Ronald Cline | Registered representative | Jun 2009 (17y) | ||
| Eric Roy Blakeman | Registered representative | Jun 2009 (17y) | ||
| Eric Scot Laughlin | Registered representative | Jun 2009 (17y) | ||
| Eric Scott Boory | Registered representative | Jun 2009 (17y) | ||
| Eric Scott Bresnick | Registered representative | Jun 2009 (17y) | ||
| Eric Stephen Schlipf | Registered representative | Jun 2009 (17y) | ||
| Eric Stephen Walker | Registered representative | Jun 2009 (17y) | ||
| Eric Steven Franz | Registered representative | Jun 2009 (17y) | ||
| Eric Todd Hado | Registered representative | Jun 2009 (17y) | ||
| Eric Todd Hokanson | Registered representative | Jun 2009 (17y) | ||
| Eric Von Goodson | Registered representative | Jun 2009 (17y) | ||
| Eric Wayne Oleson | Registered representative | Jun 2009 (17y) | ||
| Eric William Johnson | Registered representative | Jun 2009 (17y) | ||
| Erica Michelle Zangrillo | Registered representative | Jun 2009 (17y) | ||
| Erick Eugene Gabler | Registered representative | Jun 2009 (17y) | ||
| Ericka Yvonne Archie Conner | Registered representative | Jun 2009 (17y) | ||
| Erik A Barrueto | Registered representative | Jun 2009 (17y) | ||
| Erik Iver Hanson | Registered representative | Jun 2009 (17y) | ||
| Erik Kristian Tappin | Registered representative | Jun 2009 (17y) | ||
| Erik Marc Knobl | Registered representative | Jun 2009 (17y) | ||
| Erik Pulley | Registered representative | Jun 2009 (17y) | ||
| Erika Rane Biggs | Registered representative | Jun 2009 (17y) | ||
| Erin Burke | Registered representative | Jun 2009 (17y) | ||
| Erin Ellen Beable | Registered representative | Jun 2009 (17y) | ||
| Erin Grace Murray | Registered representative | Jun 2009 (17y) | ||
| Erin Jennifer Haley | Registered representative | Jun 2009 (17y) | ||
| Erin M Dicarlo | Registered representative | Jun 2009 (17y) | ||
| Erin M Mcgrath | Registered representative | Jun 2009 (17y) | ||
| Erin Patrice Brooks | Registered representative | Jun 2009 (17y) | ||
| Ernest Alfred Osborn | Registered representative | Jun 2009 (17y) | ||
| Ernest J Asprelli | Registered representative | Jun 2009 (17y) | ||
| Ernest Joseph Guzman | Registered representative | Jun 2009 (17y) | ||
| Ernie Brian Garcia | Registered representative | Jun 2009 (17y) | ||
| Erol Tamer | Registered representative | Jun 2009 (17y) | ||
| Erwin Joseph Moosher | Registered representative | Jun 2009 (17y) | ||
| Esther Cynthia Fishman | Registered representative | CFP | Jun 2009 (17y) | |
| Esther Elizabeth Valdivia | Registered representative | Jun 2009 (17y) | ||
| Ethan Olds Reid | Registered representative | Jun 2009 (17y) | ||
| Eugene Henry Clark | Registered representative | Jun 2009 (17y) | ||
| Eugene Henry Clark | Registered representative | Jun 2009 (17y) | ||
| Eugene Patrick Kenny | Registered representative | Jun 2009 (17y) | ||
| Eugene Robert Fiamma | Registered representative | Jun 2009 (17y) | ||
| Eugene Walter Schatz | Registered representative | Jun 2009 (17y) | ||
| Eva Marie Murdock | Registered representative | Jun 2009 (17y) | ||
| Evan Carl Joffe | Registered representative | Jun 2009 (17y) | ||
| Evan Jacob Hunter | Registered representative | Jun 2009 (17y) | ||
| Evan Lowell Steinberg | Registered representative | Jun 2009 (17y) | ||
| Evan Matthew Kahn | Registered representative | Jun 2009 (17y) | ||
| Evan R Tripoli | Registered representative | Jun 2009 (17y) | ||
| Evan Randall Katz | Registered representative | Jun 2009 (17y) | ||
| Everett Paul Samuels | Registered representative | Jun 2009 (17y) | ||
| F Thomas Schlappatha | Registered representative | Jun 2009 (17y) | ||
| Fay Marie Debellis | Registered representative | Jun 2009 (17y) | ||
| Faye Angela Mellos | Registered representative | Jun 2009 (17y) | ||
| Felicia G Di Silvestro | Registered representative | Jun 2009 (17y) | ||
| Ferdinand Mark Roccanti | Registered representative | Jun 2009 (17y) | ||
| Fernando Javier Garcia Morillo | Registered representative | Jun 2009 (17y) | ||
| Fletcher Alan King | Registered representative | Jun 2009 (17y) | ||
| Fletcher Thomas Metz | Registered representative | Jun 2009 (17y) | ||
| Florence Kozue Kawai | Registered representative | Jun 2009 (17y) | ||
| Floyd Alford Robinson | Registered representative | Jun 2009 (17y) | ||
| Fong Ling Liau | Registered representative | Jun 2009 (17y) | ||
| Forrest Patrick Anderson | Registered representative | Jun 2009 (17y) | ||
| Fortun S Azose | Registered representative | Jun 2009 (17y) | ||
| Fortunato D Vega | Registered representative | Jun 2009 (17y) | ||
| Fotios Piniros | Registered representative | Jun 2009 (17y) | ||
| Franca Maciag | Registered representative | Jun 2009 (17y) | ||
| Francine Erica Griggs | Registered representative | Jun 2009 (17y) | ||
| Francis Cordes Ford | Registered representative | Jun 2009 (17y) | ||
| Francis Davis Moise | Registered representative | Jun 2009 (17y) | ||
| Francis Gordon Bitterly | Registered representative | Jun 2009 (17y) | ||
| Francis James Aurino | Registered representative | Jun 2009 (17y) | ||
| Francis L Kirby | Registered representative | Jun 2009 (17y) | ||
| Francis Xavier Malone | Registered representative | Jun 2009 (17y) | ||
| Francisco David Olazabal | Registered representative | Jun 2009 (17y) | ||
| Francisco Javier Prida | Registered representative | Jun 2009 (17y) | ||
| Frank Anderson Chisholm | Registered representative | Jun 2009 (17y) | ||
| Frank Anthony Garruzzo | Registered representative | Jun 2009 (17y) | ||
| Frank C Senzino | Registered representative | Jun 2009 (17y) | ||
| Frank Dennis Yanez | Registered representative | Jun 2009 (17y) | ||
| Frank E Corrigan | Registered representative | Jun 2009 (17y) | ||
| Frank Edward Heter | Registered representative | Jun 2009 (17y) | ||
| Frank Heindl Doherty | Registered representative | Jun 2009 (17y) | ||
| Frank J. Thompson | Registered representative | Jun 2009 (17y) | ||
| Frank John Strucki | Registered representative | Jun 2009 (17y) | ||
| Frank Joseph Gaetano | Registered representative | Jun 2009 (17y) | ||
| Frank Lourenso | Registered representative | CFP | Jun 2009 (17y) | |
| Frank Ray Link | Registered representative | Jun 2009 (17y) | ||
| Frank Raymond Sierra | Registered representative | Jun 2009 (17y) | ||
| Frank Vernon Southers | Registered representative | Jun 2009 (17y) | ||
| Frank Victor Rossi | Registered representative | Jun 2009 (17y) | ||
| Frank Viggiano | Registered representative | Jun 2009 (17y) | ||
| Freddie Dean Crandall | Registered representative | CFP | Jun 2009 (17y) | |
| Freddie Sarno | Registered representative | Jun 2009 (17y) | ||
| Frederick Alan Slack | Registered representative | Jun 2009 (17y) | ||
| Frederick Charles Dasso | Registered representative | Jun 2009 (17y) | ||
| Frederick D Ferber | Registered representative | Jun 2009 (17y) | ||
| Frederick Frye Walker | Registered representative | Jun 2009 (17y) | ||
| Frederick Gridley Phillips | Registered representative | Jun 2009 (17y) | ||
| Frederick Hulver Morgan | Registered representative | Jun 2009 (17y) | ||
| Frederick J. Fifield Vi | Registered representative | Jun 2009 (17y) | ||
| Frederick Moffat Caswell | Registered representative | Jun 2009 (17y) | ||
| Frederick Sumter | Registered representative | Jun 2009 (17y) | ||
| Frederick W Rickan | Registered representative | Jun 2009 (17y) | ||
| Frederick Way Booth | Registered representative | Jun 2009 (17y) | ||
| Fredrik Hans Andersson | Registered representative | Jun 2009 (17y) | ||
| G Martin Agebrand | Registered representative | Jun 2009 (17y) | ||
| G Richard Callaway | Registered representative | Jun 2009 (17y) | ||
| G Schroeder | Registered representative | Jun 2009 (17y) | ||
| G Scott Mcleod | Registered representative | Jun 2009 (17y) | ||
| Gabe J. Aronson | Registered representative | Jun 2009 (17y) | ||
| Gail Demichiell | Registered representative | Jun 2009 (17y) | ||
| Gail Harmon Plunkett | Registered representative | Jun 2009 (17y) | ||
| Gail L Nelson | Registered representative | Jun 2009 (17y) | ||
| Gail Louise Phillips | Registered representative | Jun 2009 (17y) | ||
| Gail Lynette Covington | Registered representative | Jun 2009 (17y) | ||
| Galaham Zuanich | Registered representative | Jun 2009 (17y) | ||
| Galina Yakovlevna Esterby | Registered representative | Jun 2009 (17y) | ||
| Garet Scot Kreizenbeck | Registered representative | Jun 2009 (17y) | ||
| Garland Bryant Bowden | Registered representative | Jun 2009 (17y) | ||
| Garrett P Anderson | Registered representative | Jun 2009 (17y) | ||
| Garrett Thomas Hadley | Registered representative | Jun 2009 (17y) | ||
| Garrick Preston Ralston | Registered representative | Jun 2009 (17y) | ||
| Garry Fred Lawler | Registered representative | Jun 2009 (17y) | ||
| Gary Allan Peppel | Registered representative | Jun 2009 (17y) | ||
| Gary Brian Schwartz | Registered representative | Jun 2009 (17y) | ||
| Gary Charles Duncan | Registered representative | Jun 2009 (17y) | ||
| Gary Cremo | Registered representative | Jun 2009 (17y) | ||
| Gary Daniel Tagliente | Registered representative | Jun 2009 (17y) | ||
| Gary David Bonnewell | Registered representative | Jun 2009 (17y) | ||
| Gary Delorenzo | Registered representative | Jun 2009 (17y) | ||
| Gary Edward Johnston | Registered representative | Jun 2009 (17y) | ||
| Gary Edward Thompson | Registered representative | Jun 2009 (17y) | ||
| Gary Edwin Gray | Registered representative | Jun 2009 (17y) | ||
| Gary Francis Rawnsley | Registered representative | Jun 2009 (17y) | ||
| Gary Franklin Komoto | Registered representative | Jun 2009 (17y) | ||
| Gary Gerard Bitterly | Registered representative | Jun 2009 (17y) | ||
| Gary Jeff Roney | Registered representative | Jun 2009 (17y) | ||
| Gary Lawrence Wulf | Registered representative | Jun 2009 (17y) | ||
| Gary Lee Agne | Registered representative | Jun 2009 (17y) | ||
| Gary Lee Mcalister | Registered representative | Jun 2009 (17y) | ||
| Gary Lynn Yoder | Registered representative | Jun 2009 (17y) | ||
| Gary Meeks Hinson | Registered representative | Jun 2009 (17y) | ||
| Gary Michael Peters | Registered representative | Jun 2009 (17y) | ||
| Gary R Edwards | Registered representative | Jun 2009 (17y) | ||
| Gary R Grigg | Registered representative | Jun 2009 (17y) | ||
| Gary Robert Velek | Registered representative | Jun 2009 (17y) | ||
| Gary Steven Beckman | Registered representative | Jun 2009 (17y) | ||
| Gary Thornton Vaughan | Registered representative | Jun 2009 (17y) | ||
| Gary Wayne Ashby | Registered representative | Jun 2009 (17y) | ||
| Gary Wheeler Plum | Registered representative | Jun 2009 (17y) | ||
| Gavin J Wong | Registered representative | Jun 2009 (17y) | ||
| Gaylord Brian Miller | Registered representative | Jun 2009 (17y) | ||
| Gene H Chung | Registered representative | Jun 2009 (17y) | ||
| Geneva K Rougeou | Registered representative | Jun 2009 (17y) | ||
| Geoffrey G Burns | Registered representative | Jun 2009 (17y) | ||
| Geoffrey J Miller | Registered representative | Jun 2009 (17y) | ||
| Geoffrey Michael Robbins | Registered representative | Jun 2009 (17y) | ||
| Geoffrey Paul Schroeder | Registered representative | Jun 2009 (17y) | ||
| Geoffrey Scott Shrager | Registered representative | Jun 2009 (17y) | ||
| Geoffrey T Korwan | Registered representative | Jun 2009 (17y) | ||
| Geoffrey Thomas Swanson | Registered representative | Jun 2009 (17y) | ||
| Geoffrey Todd Hudson | Registered representative | Jun 2009 (17y) | ||
| Georganne Brown | Registered representative | Jun 2009 (17y) | ||
| George Alexander Devassal | Registered representative | Jun 2009 (17y) | ||
| George Bird | Registered representative | Jun 2009 (17y) | ||
| George Chickchee Tang | Registered representative | Jun 2009 (17y) | ||
| George Cullen Stanley | Registered representative | CFP | Jun 2009 (17y) | |
| George Cummings Openshaw | Registered representative | Jun 2009 (17y) | ||
| George Dix Peters | Registered representative | Jun 2009 (17y) | ||
| George Dominic Marateo | Registered representative | Jun 2009 (17y) | ||
| George Donald Bettisworth | Registered representative | Jun 2009 (17y) | ||
| George Drew Cadwell | Registered representative | Jun 2009 (17y) | ||
| George Eric Oller | Registered representative | Jun 2009 (17y) | ||
| George F Herget | Registered representative | Jun 2009 (17y) | ||
| George Francis Batelli | Registered representative | Jun 2009 (17y) | ||
| George Galanis | Registered representative | Jun 2009 (17y) | ||
| George James Salidas | Registered representative | Jun 2009 (17y) | ||
| George John Miller | Registered representative | Jun 2009 (17y) | ||
| George Joseph Mutrie | Registered representative | Jun 2009 (17y) | ||
| George Joseph Reichl | Registered representative | Jun 2009 (17y) | ||
| George Joseph Strnad | Registered representative | Jun 2009 (17y) | ||
| George Mario Noceti | Registered representative | Jun 2009 (17y) | ||
| George Michael Manuelian | Registered representative | Jun 2009 (17y) | ||
| George Nathan Bauer | Registered representative | Jun 2009 (17y) | ||
| George O'brien | Registered representative | Jun 2009 (17y) | ||
| George Ralph Smith | Registered representative | Jun 2009 (17y) | ||
| George Randalll Burdge | Registered representative | Jun 2009 (17y) | ||
| George Russell Mccurdy | Registered representative | Jun 2009 (17y) | ||
| George S Prattos | Registered representative | Jun 2009 (17y) | ||
| George Spiridon Harros | Registered representative | Jun 2009 (17y) | ||
| George Todd Cook | Registered representative | Jun 2009 (17y) | ||
| George W. Hurley | Registered representative | Jun 2009 (17y) | ||
| George William Viebrock | Registered representative | Jun 2009 (17y) | ||
| George Wingfield Kline | Registered representative | Jun 2009 (17y) | ||
| Gerald James Ferrante | Registered representative | Jun 2009 (17y) | ||
| Gerald Joseph O'connell | Registered representative | Jun 2009 (17y) | ||
| Gerald K Mischon | Registered representative | Jun 2009 (17y) | ||
| Gerald Samuel Silver | Registered representative | Jun 2009 (17y) | ||
| Geralyn V Enriquez | Registered representative | Jun 2009 (17y) | ||
| Gerard Anton Stadler | Registered representative | Jun 2009 (17y) | ||
| Gerard B Williams | Registered representative | Jun 2009 (17y) | ||
| Gerard Jan Zell | Registered representative | Jun 2009 (17y) | ||
| Gerard Michael Olsen | Registered representative | Jun 2009 (17y) | ||
| Gerard S. Spiegel Jr. | Registered representative | Jun 2009 (17y) | ||
| Gerard Walter Walsh | Registered representative | Jun 2009 (17y) | ||
| Gerrard Wilson Weigold | Registered representative | Jun 2009 (17y) | ||
| Gianni Vincent Giordano | Registered representative | Jun 2009 (17y) | ||
| Gilaad Matar | Registered representative | Jun 2009 (17y) | ||
| Gilbert Mokry | Registered representative | Jun 2009 (17y) | ||
| Gina Dell Timko | Registered representative | Jun 2009 (17y) | ||
| Gina M Logsdon | Registered representative | Jun 2009 (17y) | ||
| Gina Ortega | Registered representative | Jun 2009 (17y) | ||
| Ginny Katharine Salviccio | Registered representative | Jun 2009 (17y) | ||
| Giovanna P Svenson | Registered representative | Jun 2009 (17y) | ||
| Giovanni Renteria | Registered representative | Jun 2009 (17y) | ||
| Gladwyn Martin Kurian | Registered representative | Jun 2009 (17y) | ||
| Gladys M Dowd | Registered representative | Jun 2009 (17y) | ||
| Glen Michael Hackman | Registered representative | Jun 2009 (17y) | ||
| Glenda Ann Robles | Registered representative | Jun 2009 (17y) | ||
| Glenda Beard Gough | Registered representative | Jun 2009 (17y) | ||
| Glenn Akira Ota | Registered representative | Jun 2009 (17y) | ||
| Glenn Everett Welch | Registered representative | Jun 2009 (17y) | ||
| Glenn G Arnold | Registered representative | Jun 2009 (17y) | ||
| Glenn Peter Mazzone | Registered representative | Jun 2009 (17y) | ||
| Glenn Thomas Karwic | Registered representative | Jun 2009 (17y) | ||
| Gloria Ann Lane | Registered representative | Jun 2009 (17y) | ||
| Glynis Russell Colosimo | Registered representative | Jun 2009 (17y) | ||
| Gordon Griffith Mark | Registered representative | Jun 2009 (17y) | ||
| Gordon H Hamilton | Registered representative | Jun 2009 (17y) | ||
| Gordon Paul Sinkoff | Registered representative | Jun 2009 (17y) | ||
| Gordon Ray Polly | Registered representative | Jun 2009 (17y) | ||
| Grace C Bale | Registered representative | Jun 2009 (17y) | ||
| Grant Adam Lewis | Registered representative | Jun 2009 (17y) | ||
| Grant Allen Baker | Registered representative | Jun 2009 (17y) | ||
| Grant Keola Tadashi Kubota | Registered representative | Jun 2009 (17y) | ||
| Grant Wahe Lee | Registered representative | Jun 2009 (17y) | ||
| Greg A Gutfleisch | Registered representative | Jun 2009 (17y) | ||
| Greg A Todd | Registered representative | Jun 2009 (17y) | ||
| Greg Alexander Gangas | Registered representative | Jun 2009 (17y) | ||
| Greg D Edgar | Registered representative | Jun 2009 (17y) | ||
| Greg Leclair | Registered representative | Jun 2009 (17y) | ||
| Greg Paul Pitcher | Registered representative | Jun 2009 (17y) | ||
| Greg Scott Alban | Registered representative | Jun 2009 (17y) | ||
| Greg Vincent Thomas | Registered representative | CFP | Jun 2009 (17y) | |
| Gregg Jason Cuvin | Registered representative | CFP Chartered Financial Consultant | Jun 2009 (17y) | |
| Gregg William Gravenstine | Registered representative | Jun 2009 (17y) | ||
| Gregory A. Prevatt | Registered representative | Jun 2009 (17y) | ||
| Gregory Alan Watts | Registered representative | Jun 2009 (17y) | ||
| Gregory Alan Yechout | Registered representative | Jun 2009 (17y) | ||
| Gregory Alexander Meyer | Registered representative | Jun 2009 (17y) | ||
| Gregory Allen Jones | Registered representative | Jun 2009 (17y) | ||
| Gregory Bennett Wells | Registered representative | Jun 2009 (17y) | ||
| Gregory Brian Burchell | Registered representative | Jun 2009 (17y) | ||
| Gregory Charles Rieland | Registered representative | Jun 2009 (17y) | ||
| Gregory D Bootsma | Registered representative | Jun 2009 (17y) | ||
| Gregory D Cho | Registered representative | Jun 2009 (17y) | ||
| Gregory D Gaon | Registered representative | Jun 2009 (17y) | ||
| Gregory Daniel Keefer | Registered representative | Jun 2009 (17y) | ||
| Gregory Ellis Hutcheson | Registered representative | Jun 2009 (17y) | ||
| Gregory Francis Hannan | Registered representative | Jun 2009 (17y) | ||
| Gregory G Gilsinn | Registered representative | Jun 2009 (17y) | ||
| Gregory Gene Collins | Registered representative | Jun 2009 (17y) | ||
| Gregory Hale | Registered representative | Jun 2009 (17y) | ||
| Gregory Hugh Cousins | Registered representative | Jun 2009 (17y) | ||
| Gregory James Bryant | Registered representative | Jun 2009 (17y) | ||
| Gregory John Libby | Registered representative | Jun 2009 (17y) | ||
| Gregory John Quinlan | Registered representative | Jun 2009 (17y) | ||
| Gregory John Schaeffer | Registered representative | Jun 2009 (17y) | ||
| Gregory Jon Maniaci | Registered representative | Jun 2009 (17y) | ||
| Gregory Joseph Roberts | Registered representative | Jun 2009 (17y) | ||
| Gregory Kirk Simakas | Registered representative | Jun 2009 (17y) | ||
| Gregory M Fisk | Registered representative | Jun 2009 (17y) | ||
| Gregory Marcel Wagner | Registered representative | Jun 2009 (17y) | ||
| Gregory Martin Bell | Registered representative | Jun 2009 (17y) | ||
| Gregory Michael Christopher | Registered representative | Jun 2009 (17y) | ||
| Gregory Michael De Surville | Registered representative | Jun 2009 (17y) | ||
| Gregory Michael Kroencke | Registered representative | Jun 2009 (17y) | ||
| Gregory Paul Olson | Registered representative | Jun 2009 (17y) | ||
| Gregory Peter Hogan | Registered representative | Jun 2009 (17y) | ||
| Gregory Robert Howell | Registered representative | Jun 2009 (17y) | ||
| Gregory S Thomas | Registered representative | Jun 2009 (17y) | ||
| Gregory Scott Blackwood | Registered representative | Jun 2009 (17y) | ||
| Gregory Scott Breen | Registered representative | Jun 2009 (17y) | ||
| Gregory Scott Brown | Registered representative | Jun 2009 (17y) | ||
| Gregory Scott Caulfield | Registered representative | Jun 2009 (17y) | ||
| Gregory Scott Simon | Registered representative | Jun 2009 (17y) | ||
| Gregory T Kaufman | Registered representative | Jun 2009 (17y) | ||
| Gregory Todd Dries | Registered representative | Jun 2009 (17y) | ||
| Gregory Valerian Babykin | Registered representative | Jun 2009 (17y) | ||
| Gregory Vance Rose | Registered representative | Jun 2009 (17y) | ||
| Gregory Vinton Vaughan | Registered representative | Jun 2009 (17y) | ||
| Gregory William Kennedy | Registered representative | Jun 2009 (17y) | ||
| Gregory Woo | Registered representative | Jun 2009 (17y) | ||
| Gretchen Frank Carey | Registered representative | Jun 2009 (17y) | ||
| Gretchen Zickuhr | Registered representative | Jun 2009 (17y) | ||
| Gunnar Thov Thowsen | Registered representative | Jun 2009 (17y) | ||
| Gustavo Adolfo Klimberg | Registered representative | Jun 2009 (17y) | ||
| Guy Feldman | Registered representative | Jun 2009 (17y) | ||
| Guy W Bock | Registered representative | Jun 2009 (17y) | ||
| Gwendolyn Joy Mckinney | Registered representative | Jun 2009 (17y) | ||
| Gwynne St Richards Pfeifer | Registered representative | Jun 2009 (17y) | ||
| H George Anderson | Registered representative | Jun 2009 (17y) | ||
| Hal Rubenstein | Registered representative | Jun 2009 (17y) | ||
| Hank Elitzer | Registered representative | Jun 2009 (17y) | ||
| Hans Davin Anderson | Registered representative | Jun 2009 (17y) | ||
| Hans William Gasser | Registered representative | Jun 2009 (17y) | ||
| Hari Iyer | Registered representative | Jun 2009 (17y) | ||
| Harold Alexander Seidler | Registered representative | Jun 2009 (17y) | ||
| Harold Astorquiza | Registered representative | Jun 2009 (17y) | ||
| Harold Bruce Heuer | Registered representative | Jun 2009 (17y) | ||
| Harold Edward Vann Russell | Registered representative | Jun 2009 (17y) | ||
| Harold John Trischman | Registered representative | Jun 2009 (17y) | ||
| Harold Milton Van Dyke | Registered representative | Jun 2009 (17y) | ||
| Harold Peyton Cook | Registered representative | Jun 2009 (17y) | ||
| Harrison Jones Campbell | Registered representative | Jun 2009 (17y) | ||
| Harrison Patrick Hill | Registered representative | Jun 2009 (17y) | ||
| Harry Hampton Mcnair | Registered representative | Jun 2009 (17y) | ||
| Harry M. Ford | Registered representative | Jun 2009 (17y) | ||
| Harvey J Ziegler | Registered representative | Jun 2009 (17y) | ||
| Harvey Richard Newton | Registered representative | Jun 2009 (17y) | ||
| Heath Christopher Seltzer | Registered representative | Jun 2009 (17y) | ||
| Heather Alice Fleming | Registered representative | Jun 2009 (17y) | ||
| Heather D Churchill | Registered representative | Jun 2009 (17y) | ||
| Heather Dawne Berry | Registered representative | Jun 2009 (17y) | ||
| Heather Elizabeth Hado | Registered representative | Jun 2009 (17y) | ||
| Heather Hughes Shintaku | Registered representative | Jun 2009 (17y) | ||
| Heather Joy Brambilla | Registered representative | Jun 2009 (17y) | ||
| Heather Lynn Lucas | Registered representative | Jun 2009 (17y) | ||
| Heather S Atkinson | Registered representative | Jun 2009 (17y) | ||
| Heather Thompson | Registered representative | Jun 2009 (17y) | ||
| Heidi Jane Kriewall | Registered representative | Jun 2009 (17y) | ||
| Helen Krall Samoun | Registered representative | Jun 2009 (17y) | ||
| Helen Susan Rothlein | Registered representative | Jun 2009 (17y) | ||
| Helene T D'andrea | Registered representative | Jun 2009 (17y) | ||
| Henry Alan Gabelmann | Registered representative | CFP | Jun 2009 (17y) | |
| Henry Albert Johnson | Registered representative | Jun 2009 (17y) | ||
| Henry G Stifel | Registered representative | Jun 2009 (17y) | ||
| Henry James Franscioni | Registered representative | Jun 2009 (17y) | ||
| Henry Joseph Bernacki | Registered representative | Jun 2009 (17y) | ||
| Herbert Alan Beron | Registered representative | Jun 2009 (17y) | ||
| Herbert Allen Milner | Registered representative | Jun 2009 (17y) | ||
| Herbert Bruce Spencer | Registered representative | Jun 2009 (17y) | ||
| Herbert J Fleming | Registered representative | Jun 2009 (17y) | ||
| Herbert Joel Hartman | Registered representative | Jun 2009 (17y) | ||
| Herbert Leland Kesner | Registered representative | Jun 2009 (17y) | ||
| Herbert Lowey Ortega | Registered representative | Jun 2009 (17y) | ||
| Hilary Alexandra Kumble Freeman | Registered representative | Jun 2009 (17y) | ||
| Hilary Beth Spain Reilly | Registered representative | Jun 2009 (17y) | ||
| Hillel M Jaffe | Registered representative | Jun 2009 (17y) | ||
| Hiller A Olsen | Registered representative | Jun 2009 (17y) | ||
| Holley Marie Fuller | Registered representative | Jun 2009 (17y) | ||
| Holly Anna Tilford | Registered representative | Jun 2009 (17y) | ||
| Holly Anne Stowell | Registered representative | Jun 2009 (17y) | ||
| Holly Diane Bell Proshkin | Registered representative | Jun 2009 (17y) | ||
| Holly J Gedeon | Registered representative | Jun 2009 (17y) | ||
| Holly Jane Dunbar | Registered representative | Jun 2009 (17y) | ||
| Howard Alan Blitz | Registered representative | Jun 2009 (17y) | ||
| Howard Allen Senescu | Registered representative | Jun 2009 (17y) | ||
| Howard Craig Waltuch | Registered representative | Jun 2009 (17y) | ||
| Howard Guggenheim | Registered representative | Jun 2009 (17y) | ||
| Howard Ian Kaslow | Registered representative | Jun 2009 (17y) | ||
| Howard Jay Smith | Registered representative | Jun 2009 (17y) | ||
| Howard Mark Lerner | Registered representative | Jun 2009 (17y) | ||
| Howard Parker | Registered representative | Jun 2009 (17y) | ||
| Howard William Burnett | Registered representative | Jun 2009 (17y) | ||
| Hripsime Sima Keoshgerian | Registered representative | Jun 2009 (17y) | ||
| Hugh L Mclaughlin | Registered representative | Jun 2009 (17y) | ||
| Hugh Matthew Venrick | Registered representative | Jun 2009 (17y) | ||
| Hugo Fischer Mantilla | Registered representative | Jun 2009 (17y) | ||
| Hui Xu | Registered representative | Jun 2009 (17y) | ||
| Huston Keith Collison | Registered representative | Jun 2009 (17y) | ||
| Hyeun A Kim | Registered representative | Jun 2009 (17y) | ||
| Howard Clark Williard | Registered representative | Jun 2009 (17y) | ||
| Ian C Davis | Registered representative | Jun 2009 (17y) | ||
| Ian David Mcculloch | Registered representative | Jun 2009 (17y) | ||
| Ilona Wertheimer Fialkin | Registered representative | Jun 2009 (17y) | ||
| Ingrid Y Veras | Registered representative | Jun 2009 (17y) | ||
| Inna L Kelly | Registered representative | Jun 2009 (17y) | ||
| Ira Brett Greenspan | Registered representative | Jun 2009 (17y) | ||
| Ira Michael Ruby | Registered representative | Jun 2009 (17y) | ||
| Irene Allen | Registered representative | Jun 2009 (17y) | ||
| Irene Brown Carter | Registered representative | Jun 2009 (17y) | ||
| Irene Mary Mueller | Registered representative | Jun 2009 (17y) | ||
| Irene Tina Michael | Registered representative | Jun 2009 (17y) | ||
| Isabel Christina Lopes | Registered representative | Jun 2009 (17y) | ||
| Isabel Maria Santo Tomas | Registered representative | Jun 2009 (17y) | ||
| Issis O Rojas | Registered representative | Jun 2009 (17y) | ||
| Ivie Phillip Burns | Registered representative | Jun 2009 (17y) | ||
| J A Grice | Registered representative | Jun 2009 (17y) | ||
| J Bryan Reece | Registered representative | Jun 2009 (17y) | ||
| J Clay Britt | Registered representative | Jun 2009 (17y) | ||
| J David Barnett | Registered representative | Jun 2009 (17y) | ||
| J Dorian Mckelvy | Registered representative | Jun 2009 (17y) | ||
| J Graham Roberts | Registered representative | Jun 2009 (17y) | ||
| J Jay Robinson | Registered representative | Jun 2009 (17y) | ||
| J Timothy Thompson | Registered representative | Jun 2009 (17y) | ||
| J. Powers Shepard | Registered representative | Jun 2009 (17y) | ||
| J. Scott Miller | Registered representative | Jun 2009 (17y) | ||
| Jack Antoun Jibrine | Registered representative | Jun 2009 (17y) | ||
| Jack F Lasday | Registered representative | Jun 2009 (17y) | ||
| Jack Gerard Burke | Registered representative | Jun 2009 (17y) | ||
| Jack H Mooradian | Registered representative | Jun 2009 (17y) | ||
| Jack Lee Hartfelder | Registered representative | Jun 2009 (17y) | ||
| Jack Samuel Levine | Registered representative | Jun 2009 (17y) | ||
| Jack Zager | Registered representative | Jun 2009 (17y) | ||
| Jackier O Hurtado | Registered representative | Jun 2009 (17y) | ||
| Jacque Lynn Richards | Registered representative | Jun 2009 (17y) | ||
| Jacqueline Fritz | Registered representative | Jun 2009 (17y) | ||
| Jacqueline Lorkowski | Registered representative | Jun 2009 (17y) | ||
| Jacquelyne Kennedy White | Registered representative | Jun 2009 (17y) | ||
| Jacques Octave Manset | Registered representative | Jun 2009 (17y) | ||
| Jaideep M. Vishnubhakat | Registered representative | Jun 2009 (17y) | ||
| James A Gullo | Registered representative | Jun 2009 (17y) | ||
| James Alan Cooper | Registered representative | Jun 2009 (17y) | ||
| James Alan Cox | Registered representative | Jun 2009 (17y) | ||
| James Allen Easterling | Registered representative | Jun 2009 (17y) | ||
| James Andrew Fernandez | Registered representative | Jun 2009 (17y) | ||
| James Andrew Malena | Registered representative | Jun 2009 (17y) | ||
| James Anthony Richardson | Registered representative | CFP | Jun 2009 (17y) | |
| James Anthony Rooney | Registered representative | Jun 2009 (17y) | ||
| James Anthony Sakowski | Registered representative | Jun 2009 (17y) | ||
| James Arthur Thomas | Registered representative | Jun 2009 (17y) | ||
| James B Keith | Registered representative | Jun 2009 (17y) | ||
| James Bates Greenho | Registered representative | Jun 2009 (17y) | ||
| James Bernard Bertero | Registered representative | Jun 2009 (17y) | ||
| James Brandon Schlueter | Registered representative | Jun 2009 (17y) | ||
| James Brandon Sorrell | Registered representative | Jun 2009 (17y) | ||
| James Brian Bienvenu | Registered representative | Jun 2009 (17y) | ||
| James Brian Greenfield | Registered representative | Jun 2009 (17y) | ||
| James C Olmedo | Registered representative | Jun 2009 (17y) | ||
| James C Waddell | Registered representative | Jun 2009 (17y) | ||
| James Cameron Morris | Registered representative | Jun 2009 (17y) | ||
| James Carroll | Registered representative | Jun 2009 (17y) | ||
| James Charles Enea | Registered representative | Jun 2009 (17y) | ||
| James Charles Roddy | Registered representative | Jun 2009 (17y) | ||
| James Christopher Ferguson | Registered representative | Jun 2009 (17y) | ||
| James Clark | Registered representative | Jun 2009 (17y) | ||
| James Clyde Hansberger | Registered representative | Jun 2009 (17y) | ||
| James Craig Rice | Registered representative | Jun 2009 (17y) | ||
| James D. Blalock | Registered representative | Jun 2009 (17y) | ||
| James Daniel Schenk | Registered representative | Jun 2009 (17y) | ||
| James Dewitt Owens | Registered representative | Jun 2009 (17y) | ||
| James Donnell Bolton | Registered representative | Jun 2009 (17y) | ||
| James Douglas Canavan | Registered representative | Jun 2009 (17y) | ||
| James Douglas Westmoreland | Registered representative | Jun 2009 (17y) | ||
| James E Coffin | Registered representative | Jun 2009 (17y) | ||
| James E Croley | Registered representative | Jun 2009 (17y) | ||
| James E Geraghty | Registered representative | Jun 2009 (17y) | ||
| James E Horgan | Registered representative | Jun 2009 (17y) | ||
| James E Karnes | Registered representative | Jun 2009 (17y) | ||
| James Edward Ghory | Registered representative | Jun 2009 (17y) | ||
| James Edward O'connor | Registered representative | Jun 2009 (17y) | ||
| James Edward Szweda | Registered representative | Jun 2009 (17y) | ||
| James Edwin Hole | Registered representative | Jun 2009 (17y) | ||
| James Erle Lowry | Registered representative | Jun 2009 (17y) | ||
| James Eugene Dennard | Registered representative | Jun 2009 (17y) | ||
| James Francis O'reilly | Registered representative | Jun 2009 (17y) | ||
| James Francis Weaver | Registered representative | Jun 2009 (17y) | ||
| James Francis Willer | Registered representative | Jun 2009 (17y) | ||
| James Franklin Cook | Registered representative | Jun 2009 (17y) | ||
| James Franklin Young | Registered representative | Jun 2009 (17y) | ||
| James Freeman Woldert | Registered representative | Jun 2009 (17y) | ||
| James Garrett Lavelle | Registered representative | Jun 2009 (17y) | ||
| James George Cooper | Registered representative | Jun 2009 (17y) | ||
| James Gerard Doherty | Registered representative | Jun 2009 (17y) | ||
| James H. Bennett | Registered representative | Jun 2009 (17y) | ||
| James H. Cale | Registered representative | Jun 2009 (17y) | ||
| James Harold Harman | Registered representative | Jun 2009 (17y) | ||
| James Howard Stern | Registered representative | Jun 2009 (17y) | ||
| James Howell Joynes | Registered representative | Jun 2009 (17y) | ||
| James J Minck | Registered representative | Jun 2009 (17y) | ||
| James Jay Jacobson | Registered representative | Jun 2009 (17y) | ||
| James Jeffrey Wolleck | Registered representative | Jun 2009 (17y) | ||
| James John Moroney | Registered representative | Jun 2009 (17y) | ||
| James Joseph Bilko | Registered representative | Jun 2009 (17y) | ||
| James Joseph Medved | Registered representative | Jun 2009 (17y) | ||
| James Joseph White | Registered representative | Jun 2009 (17y) | ||
| James K Schubert | Registered representative | Jun 2009 (17y) | ||
| James Keith Evans | Registered representative | Jun 2009 (17y) | ||
| James Kevin Meek | Registered representative | Jun 2009 (17y) | ||
| James Kurtis Swope | Registered representative | Jun 2009 (17y) | ||
| James L Harvey | Registered representative | Jun 2009 (17y) | ||
| James Leroy Johnson | Registered representative | Jun 2009 (17y) | ||
| James Leroy Smalley | Registered representative | Jun 2009 (17y) | ||
| James M Olson | Registered representative | Jun 2009 (17y) | ||
| James M Schneiderman | Registered representative | Jun 2009 (17y) | ||
| James Makoto Moriyasu | Registered representative | Jun 2009 (17y) | ||
| James Martin Koehler | Registered representative | Jun 2009 (17y) | ||
| James Martin Marguet | Registered representative | Jun 2009 (17y) | ||
| James Matthews Lamoree | Registered representative | Jun 2009 (17y) | ||
| James Michael Aquino | Registered representative | Jun 2009 (17y) | ||
| James Michael Bargetto | Registered representative | Jun 2009 (17y) | ||
| James Michael Brigham | Registered representative | Jun 2009 (17y) | ||
| James Michael Cholet | Registered representative | Jun 2009 (17y) | ||
| James Michael Funk | Registered representative | Jun 2009 (17y) | ||
| James Michael Goodwin | Registered representative | Jun 2009 (17y) | ||
| James Michael Gray | Registered representative | Jun 2009 (17y) | ||
| James Michael Huck | Registered representative | CFP | Jun 2009 (17y) | |
| James Michael Lippitt | Registered representative | Jun 2009 (17y) | ||
| James Michael Moos | Registered representative | Jun 2009 (17y) | ||
| James Michael Moriarity | Registered representative | Jun 2009 (17y) | ||
| James Miller Keel | Registered representative | Jun 2009 (17y) | ||
| James Monroe Butler | Registered representative | Jun 2009 (17y) | ||
| James Moye | Registered representative | Jun 2009 (17y) | ||
| James Newcomb Allen | Registered representative | Jun 2009 (17y) | ||
| James Nicholas Suger | Registered representative | Jun 2009 (17y) | ||
| James P Doherty | Registered representative | Jun 2009 (17y) | ||
| James Patrick Finley | Registered representative | Jun 2009 (17y) | ||
| James Patrick Goodrich | Registered representative | Jun 2009 (17y) | ||
| James Patrick Maus | Registered representative | Jun 2009 (17y) | ||
| James Patrick Meisch | Registered representative | Jun 2009 (17y) | ||
| James Paul Ambrose | Registered representative | Jun 2009 (17y) | ||
| James Paul Combest | Registered representative | Jun 2009 (17y) | ||
| James Paul Valenti | Registered representative | Jun 2009 (17y) | ||
| James Peter Dretler | Registered representative | Jun 2009 (17y) | ||
| James Peter Forsman | Registered representative | Jun 2009 (17y) | ||
| James Philip Roederer | Registered representative | Jun 2009 (17y) | ||
| James R Mcintire | Registered representative | Jun 2009 (17y) | ||
| James R Smith | Registered representative | Jun 2009 (17y) | ||
| James Reid Goldman | Registered representative | Jun 2009 (17y) | ||
| James Richard Erickson | Registered representative | Jun 2009 (17y) | ||
| James Robert Gillespie | Registered representative | Jun 2009 (17y) | ||
| James Robert Klein | Registered representative | Jun 2009 (17y) | ||
| James Robert Manion | Registered representative | Jun 2009 (17y) | ||
| James Robert Phillips | Registered representative | Jun 2009 (17y) | ||
| James Robert Scholz | Registered representative | Jun 2009 (17y) | ||
| James Robert Schrader | Registered representative | Jun 2009 (17y) | ||
| James Robert Simpson | Registered representative | Jun 2009 (17y) | ||
| James Robert Snyder | Registered representative | Jun 2009 (17y) | ||
| James S Tarr | Registered representative | Jun 2009 (17y) | ||
| James Seto | Registered representative | Jun 2009 (17y) | ||
| James Stanley Hawn | Registered representative | Jun 2009 (17y) | ||
| James Stephen Sanders | Registered representative | Jun 2009 (17y) | ||
| James Steven Austin | Registered representative | Jun 2009 (17y) | ||
| James Thomas O'hara | Registered representative | Jun 2009 (17y) | ||
| James Totino | Registered representative | Jun 2009 (17y) | ||
| James Tracy Mccormick | Registered representative | Jun 2009 (17y) | ||
| James Travis Lemaster | Registered representative | Jun 2009 (17y) | ||
| James Updike Rogers | Registered representative | Jun 2009 (17y) | ||
| James Vincent Jouret | Registered representative | Jun 2009 (17y) | ||
| James W. Shelden | Registered representative | Jun 2009 (17y) | ||
| James Walton Bridges | Registered representative | Jun 2009 (17y) | ||
| James Warren North | Registered representative | Jun 2009 (17y) | ||
| James Whelan Wohlgemuth | Registered representative | Jun 2009 (17y) | ||
| James William Ryan | Registered representative | Jun 2009 (17y) | ||
| Jamie Beth Beineke | Registered representative | Jun 2009 (17y) | ||
| Jamie C Bailey | Registered representative | Jun 2009 (17y) | ||
| Jamie Lynn Johnston | Registered representative | Jun 2009 (17y) | ||
| Jamie Michelle Shapiro | Registered representative | Jun 2009 (17y) | ||
| Jamie Renee Lemkau | Registered representative | Jun 2009 (17y) | ||
| Jan A Pekalski | Registered representative | Jun 2009 (17y) | ||
| Jan Christian Dyke | Registered representative | Jun 2009 (17y) | ||
| Jan Leonard Jernigan | Registered representative | Jun 2009 (17y) | ||
| Jan Yvonne Miller | Registered representative | Jun 2009 (17y) | ||
| Jana Denise Wortham | Registered representative | Jun 2009 (17y) | ||
| Jane Louise Fitzpatrick | Registered representative | Jun 2009 (17y) | ||
| Jane Tresch Degeorge | Registered representative | Jun 2009 (17y) | ||
| Janet Ann Otersen | Registered representative | Jun 2009 (17y) | ||
| Janet Elizabeth Cleveland | Registered representative | Jun 2009 (17y) | ||
| Janet Elizabeth Nickel | Registered representative | Jun 2009 (17y) | ||
| Janet Gaglione | Registered representative | Jun 2009 (17y) | ||
| Janet Marcella Perri | Registered representative | Jun 2009 (17y) | ||
| Janet Marie Clements | Registered representative | Jun 2009 (17y) | ||
| Janet Padula | Registered representative | Jun 2009 (17y) | ||
| Janet Sue Chaffin | Registered representative | Jun 2009 (17y) | ||
| Janet Viloria Andres | Registered representative | Jun 2009 (17y) | ||
| Janice Ann Priest | Registered representative | Jun 2009 (17y) | ||
| Janice Bauza Oexeman | Registered representative | Jun 2009 (17y) | ||
| Janice P Maize | Registered representative | Jun 2009 (17y) | ||
| Janielle A Swayne | Registered representative | Jun 2009 (17y) | ||
| Janna Peede Kepner | Registered representative | Jun 2009 (17y) | ||
| Jared Daniel Cummings | Registered representative | Jun 2009 (17y) | ||
| Jared Evan Policastro | Registered representative | Jun 2009 (17y) | ||
| Jared Paul Salvetti | Registered representative | Jun 2009 (17y) | ||
| Jared Pendeil O'neal | Registered representative | Jun 2009 (17y) | ||
| Jared Weston Hermann | Registered representative | Jun 2009 (17y) | ||
| Jarrod Scott Brandman | Registered representative | Jun 2009 (17y) | ||
| Jasmine Li Yang | Registered representative | Jun 2009 (17y) | ||
| Jason A Downey | Registered representative | Jun 2009 (17y) | ||
| Jason Alan Noakes | Registered representative | Jun 2009 (17y) | ||
| Jason Andrew Idziak | Registered representative | Jun 2009 (17y) | ||
| Jason Andrew Parks | Registered representative | Jun 2009 (17y) | ||
| Jason Anthony Milner | Registered representative | Jun 2009 (17y) | ||
| Jason B Dudderar | Registered representative | Jun 2009 (17y) | ||
| Jason B Meyer | Registered representative | Jun 2009 (17y) | ||
| Jason Brent Steichen | Registered representative | Jun 2009 (17y) | ||
| Jason Christopher Franz | Registered representative | Jun 2009 (17y) | ||
| Jason Christopher Rohde | Registered representative | Jun 2009 (17y) | ||
| Jason Craig Henderson | Registered representative | Jun 2009 (17y) | ||
| Jason David Martin | Registered representative | Jun 2009 (17y) | ||
| Jason Devon Brown | Registered representative | Jun 2009 (17y) | ||
| Jason Edward Brelinsky | Registered representative | Jun 2009 (17y) | ||
| Jason Edward Chamberlain | Registered representative | Jun 2009 (17y) | ||
| Jason Edwin Haines | Registered representative | Jun 2009 (17y) | ||
| Jason Eric Jensen | Registered representative | Jun 2009 (17y) | ||
| Jason Eugene Pharris | Registered representative | Jun 2009 (17y) | ||
| Jason Frederick Berlinger | Registered representative | Jun 2009 (17y) | ||
| Jason G Dacunha | Registered representative | Jun 2009 (17y) | ||
| Jason Heath Van Brunt | Registered representative | Jun 2009 (17y) | ||
| Jason John Longlet | Registered representative | Jun 2009 (17y) | ||
| Jason Keith Brown | Registered representative | Jun 2009 (17y) | ||
| Jason Knox Parker | Registered representative | Jun 2009 (17y) | ||
| Jason M Schultz | Registered representative | Jun 2009 (17y) | ||
| Jason Michael Barr | Registered representative | Jun 2009 (17y) | ||
| Jason Michael Duke | Registered representative | Jun 2009 (17y) | ||
| Jason Michael Weinstein | Registered representative | Jun 2009 (17y) | ||
| Jason Michael Zapalski | Registered representative | Jun 2009 (17y) | ||
| Jason Muir Habel | Registered representative | Jun 2009 (17y) | ||
| Jason O St. Claire | Registered representative | Jun 2009 (17y) | ||
| Jason Paul Bogardus | Registered representative | Jun 2009 (17y) | ||
| Jason Paul Gorski | Registered representative | Jun 2009 (17y) | ||
| Jason Paul Thompson | Registered representative | Jun 2009 (17y) | ||
| Jason Randolph Crowder | Registered representative | Jun 2009 (17y) | ||
| Jason Renard Pace | Registered representative | Jun 2009 (17y) | ||
| Jason Richard Ahronian | Registered representative | Jun 2009 (17y) | ||
| Jason S. Sarratea | Registered representative | Jun 2009 (17y) | ||
| Jason Scott Mubarak | Registered representative | Jun 2009 (17y) | ||
| Jason Sheperd Parker | Registered representative | Jun 2009 (17y) | ||
| Jason Taylor Berry | Registered representative | Jun 2009 (17y) | ||
| Jason Toland | Registered representative | Jun 2009 (17y) | ||
| Jason W Cunningham | Registered representative | Jun 2009 (17y) | ||
| Jason W Jones | Registered representative | Jun 2009 (17y) | ||
| Jason Wesley Jones | Registered representative | Jun 2009 (17y) | ||
| Jason William Riccardo | Registered representative | Jun 2009 (17y) | ||
| Javier Edmundo Lizarraga | Registered representative | Jun 2009 (17y) | ||
| Jay K Steinhilber | Registered representative | Jun 2009 (17y) | ||
| Jay Lindsey Fain | Registered representative | Jun 2009 (17y) | ||
| Jay M Cross | Registered representative | Jun 2009 (17y) | ||
| Jay Michael Dewan | Registered representative | Jun 2009 (17y) | ||
| Jay Randall Parker | Registered representative | Jun 2009 (17y) | ||
| Jay S Hesdorffer | Registered representative | Jun 2009 (17y) | ||
| Jayne Ward Mills | Registered representative | Jun 2009 (17y) | ||
| Jean Ellen Tinge | Registered representative | Jun 2009 (17y) | ||
| Jean Emily Vincent | Registered representative | Jun 2009 (17y) | ||
| Jean Katherine Quinlan Riggi | Registered representative | Jun 2009 (17y) | ||
| Jean Marie Joyce | Registered representative | Jun 2009 (17y) | ||
| Jeanette Lee Cox | Registered representative | Jun 2009 (17y) | ||
| Jeanie T White | Registered representative | Jun 2009 (17y) | ||
| Jeanine Bingham Kelly | Registered representative | Jun 2009 (17y) | ||
| Jeanmarie Beganskas | Registered representative | Jun 2009 (17y) | ||
| Jeanne A Schneiderman | Registered representative | Jun 2009 (17y) | ||
| Jeanne Michelle Lynn | Registered representative | Jun 2009 (17y) | ||
| Jeannette Deorchis | Registered representative | Jun 2009 (17y) | ||
| Jeannette M Harris | Registered representative | Jun 2009 (17y) | ||
| Jeannette P Mckenzie | Registered representative | Jun 2009 (17y) | ||
| Jeannie Abacan Balmes | Registered representative | Jun 2009 (17y) | ||
| Jebber Jake Cozzi | Registered representative | Jun 2009 (17y) | ||
| Jed Archer Cohen | Registered representative | Jun 2009 (17y) | ||
| Jed Paul Woelfle | Registered representative | Jun 2009 (17y) | ||
| Jeff D Antoniotti | Registered representative | Jun 2009 (17y) | ||
| Jeff D Snyder | Registered representative | Jun 2009 (17y) | ||
| Jeff M. Johnson | Registered representative | Jun 2009 (17y) | ||
| Jeff Main | Registered representative | Jun 2009 (17y) | ||
| Jeff Richard Basich | Registered representative | Jun 2009 (17y) | ||
| Jeff Robert Oakley | Registered representative | Jun 2009 (17y) | ||
| Jeff S Mash | Registered representative | Jun 2009 (17y) | ||
| Jeff Thibault | Registered representative | Jun 2009 (17y) | ||
| Jeff Tzong Jow | Registered representative | Jun 2009 (17y) | ||
| Jeff Wayne Branch | Registered representative | Jun 2009 (17y) | ||
| Jeffery David Nolde | Registered representative | Jun 2009 (17y) | ||
| Jeffery Lee Buzard | Registered representative | Jun 2009 (17y) | ||
| Jeffery Lee Corder | Registered representative | Jun 2009 (17y) | ||
| Jeffery M Lewis | Registered representative | Jun 2009 (17y) | ||
| Jeffrey A Lieberman | Registered representative | Jun 2009 (17y) | ||
| Jeffrey A Weinstein | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Alan Cain | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Alan Gale | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Alan Garner | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Alan Heun | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Alan Steel | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Allyn English | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Chin Won | Registered representative | Jun 2009 (17y) | ||
| Jeffrey D. Peyser | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Dallas Earle | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Darren Reiss | Registered representative | Jun 2009 (17y) | ||
| Jeffrey David Traum | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Donald Ole Gospe | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Earl Trapnell | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Frederick O'sullivan | Registered representative | Jun 2009 (17y) | ||
| Jeffrey G Young | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Harold Leach | Registered representative | Jun 2009 (17y) | ||
| Jeffrey James Nelligan | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Jay Berns | Registered representative | Jun 2009 (17y) | ||
| Jeffrey John Krause | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Kai Gilletti | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Katsuo Minamide | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Kenneth Merten | Registered representative | Jun 2009 (17y) | ||
| Jeffrey L Beier | Registered representative | Jun 2009 (17y) | ||
| Jeffrey L Breininger | Registered representative | Jun 2009 (17y) | ||
| Jeffrey L Factor | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Lawrence Gangwish | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Lee Jensen | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Lee Palpant | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Lee Stewart | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Lee Wasserman | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Louis Pape | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Lynn Towery | Registered representative | Jun 2009 (17y) | ||
| Jeffrey M Deckelbaum | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Marc Waxman | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Mcneil Palmer | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Michael Hollander | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Michael Stander | Registered representative | Jun 2009 (17y) | ||
| Jeffrey P. Miller | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Parker Stevenson | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Parks Bridges | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Patrick Altenhof | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Paul Forster | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Paul Meotti | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Paul Seibel | Registered representative | Jun 2009 (17y) | ||
| Jeffrey R Ahronian | Registered representative | Jun 2009 (17y) | ||
| Jeffrey R. Goldsmith | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Robert Barone | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Roberts James | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Ross Macelli | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Scott Miller | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Scott Swartz | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Scott Taggart | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Seth Kaplan | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Shane Ecklund | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Steven Babik | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Stuart Cole | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Ward Elliott | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Warren Schwartz | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Wayne Hartman | Registered representative | Jun 2009 (17y) | ||
| Jeffrey William Grant | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Williams Brill | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Yoshiyo Terao | Registered representative | Jun 2009 (17y) | ||
| Jen Wei Chi | Registered representative | Jun 2009 (17y) | ||
| Jennifer A Harpel | Registered representative | Jun 2009 (17y) | ||
| Jennifer A Ramphal | Registered representative | Jun 2009 (17y) | ||
| Jennifer A Schneidermann | Registered representative | Jun 2009 (17y) | ||
| Jennifer Allen Lucke | Registered representative | Jun 2009 (17y) | ||
| Jennifer Ann Faulkner | Registered representative | Jun 2009 (17y) | ||
| Jennifer Ann O'dell | Registered representative | Jun 2009 (17y) | ||
| Jennifer Ann Ramey | Registered representative | Jun 2009 (17y) | ||
| Jennifer Ann Stewart | Registered representative | Jun 2009 (17y) | ||
| Jennifer Ann Suminguit | Registered representative | Jun 2009 (17y) | ||
| Jennifer Bagley Hart | Registered representative | Jun 2009 (17y) | ||
| Jennifer D Kehler | Registered representative | Jun 2009 (17y) | ||
| Jennifer Dale Hartmann | Registered representative | Jun 2009 (17y) | ||
| Jennifer Diane Sturgis | Registered representative | Jun 2009 (17y) | ||
| Jennifer Felicia Collins | Registered representative | Jun 2009 (17y) | ||
| Jennifer H Tunstall | Registered representative | Jun 2009 (17y) | ||
| Jennifer J Westpfahl | Registered representative | Jun 2009 (17y) | ||
| Jennifer Joy Pearson | Registered representative | Jun 2009 (17y) | ||
| Jennifer L Myers | Registered representative | Jun 2009 (17y) | ||
| Jennifer L Oneal | Registered representative | Jun 2009 (17y) | ||
| Jennifer L Pagliuca | Registered representative | Jun 2009 (17y) | ||
| Jennifer Lee Knapp | Registered representative | Jun 2009 (17y) | ||
| Jennifer Lindsay Carter | Registered representative | Jun 2009 (17y) | ||
| Jennifer Lynn Grant | Registered representative | Jun 2009 (17y) | ||
| Jennifer Lynn Klein | Registered representative | Jun 2009 (17y) | ||
| Jennifer Lynn Zimmerman | Registered representative | Jun 2009 (17y) | ||
| Jennifer Melnyk | Registered representative | Jun 2009 (17y) | ||
| Jennifer Nicole Wright | Registered representative | Jun 2009 (17y) | ||
| Jennifer Paige Stiles | Registered representative | Jun 2009 (17y) | ||
| Jennifer Renae Werve | Registered representative | Jun 2009 (17y) | ||
| Jennifer S Conway | Registered representative | Jun 2009 (17y) | ||
| Jennifer Taylor Murray | Registered representative | Jun 2009 (17y) | ||
| Jennifer U Dallas | Registered representative | Jun 2009 (17y) | ||
| Jenny J. Jones | Registered representative | Jun 2009 (17y) | ||
| Jenny M Santek | Registered representative | Jun 2009 (17y) | ||
| Jensen M Kono | Registered representative | Jun 2009 (17y) | ||
| Jeramy Andrew Larson | Registered representative | Jun 2009 (17y) | ||
| Jeramy Heath | Registered representative | Jun 2009 (17y) | ||
| Jeremiah Anthony Davis | Registered representative | Jun 2009 (17y) | ||
| Jeremiah Staniford Burns | Registered representative | Jun 2009 (17y) | ||
| Jeremy Craig Mauldin | Registered representative | Jun 2009 (17y) | ||
| Jeremy E Sutton | Registered representative | Jun 2009 (17y) | ||
| Jeremy Elton Wilson | Registered representative | Jun 2009 (17y) | ||
| Jeremy Emmanuel Smith | Registered representative | Jun 2009 (17y) | ||
| Jeremy J Rumps | Registered representative | Jun 2009 (17y) | ||
| Jeremy John Miller | Registered representative | Jun 2009 (17y) | ||
| Jeremy John Piwnicki | Registered representative | Jun 2009 (17y) | ||
| Jeremy Peter Martin | Registered representative | Jun 2009 (17y) | ||
| Jeremy R Mcgee | Registered representative | Jun 2009 (17y) | ||
| Jeremy Russell Ohlinger | Registered representative | Jun 2009 (17y) | ||
| Jeremy S. Schwartz | Registered representative | Jun 2009 (17y) | ||
| Jerome K Gillespie | Registered representative | Jun 2009 (17y) | ||
| Jerrad Dalon Burford | Registered representative | Jun 2009 (17y) | ||
| Jerry Cleveland Whitmire | Registered representative | Jun 2009 (17y) | ||
| Jerry Craig Medved | Registered representative | Jun 2009 (17y) | ||
| Jerry Dean Franklin | Registered representative | Jun 2009 (17y) | ||
| Jerry Jr D Franklin | Registered representative | Jun 2009 (17y) | ||
| Jerry Robert Reiff | Registered representative | Jun 2009 (17y) | ||
| Jerry Rocky Chang | Registered representative | Jun 2009 (17y) | ||
| Jerry Stephan Williams | Registered representative | Jun 2009 (17y) | ||
| Jeryl Stanley Salmond | Registered representative | Jun 2009 (17y) | ||
| Jesse Blount | Registered representative | Jun 2009 (17y) | ||
| Jesse David Zimmer | Registered representative | Jun 2009 (17y) | ||
| Jesse Marshal Bromberg | Registered representative | Jun 2009 (17y) | ||
| Jesse Walton | Registered representative | CFP | Jun 2009 (17y) | |
| Jessica Ann Shea | Registered representative | Jun 2009 (17y) | ||
| Jessica C. Lee | Registered representative | Jun 2009 (17y) | ||
| Jessica L Roach | Registered representative | Jun 2009 (17y) | ||
| Jessica Leigh Corpening | Registered representative | Jun 2009 (17y) | ||
| Jessica Leigh Standifer | Registered representative | Jun 2009 (17y) | ||
| Jessica Lynne Brady | Registered representative | Jun 2009 (17y) | ||
| Jessica Miller Osteen | Registered representative | Jun 2009 (17y) | ||
| Jessica Wen Qian Chang | Registered representative | Jun 2009 (17y) | ||
| Jessie Edward Hawkins | Registered representative | Jun 2009 (17y) | ||
| Jill A Bruenning | Registered representative | Jun 2009 (17y) | ||
| Jill Bartholomew | Registered representative | Jun 2009 (17y) | ||
| Jill Elizabeth Drinkwater | Registered representative | Jun 2009 (17y) | ||
| Jill Lenore Zahara | Registered representative | Jun 2009 (17y) | ||
| Jill Renee Maines | Registered representative | Jun 2009 (17y) | ||
| Jill Virginia Tokarczyk | Registered representative | Jun 2009 (17y) | ||
| Jim Gary Stephenson | Registered representative | Jun 2009 (17y) | ||
| Jim K Gee | Registered representative | Jun 2009 (17y) | ||
| Jnan Ranjan Basu | Registered representative | Jun 2009 (17y) | ||
| Jo Ann M.A. Loo | Registered representative | Jun 2009 (17y) | ||
| Joan Agnes Brock | Registered representative | Jun 2009 (17y) | ||
| Joan Camarillo | Registered representative | Jun 2009 (17y) | ||
| Joan Carol Getsinger | Registered representative | Jun 2009 (17y) | ||
| Joan Elayne Mason | Registered representative | Jun 2009 (17y) | ||
| Joan Frances Lally | Registered representative | Jun 2009 (17y) | ||
| Joan H Vickery | Registered representative | Jun 2009 (17y) | ||
| Joan Marie Espinosa | Registered representative | Jun 2009 (17y) | ||
| Joan Marie Martinez | Registered representative | Jun 2009 (17y) | ||
| Joanne Allessi | Registered representative | Jun 2009 (17y) | ||
| Joanne Michele Hughes | Registered representative | Jun 2009 (17y) | ||
| Joche M Gauley | Registered representative | Jun 2009 (17y) | ||
| Jodi Ann Takaezu Lam | Registered representative | Jun 2009 (17y) | ||
| Jodi Ann Uhrick | Registered representative | Jun 2009 (17y) | ||
| Jodi Kay Carlton | Registered representative | Jun 2009 (17y) | ||
| Jodi Lynn Estrada | Registered representative | Jun 2009 (17y) | ||
| Jody Reyne Wilkinson | Registered representative | Jun 2009 (17y) | ||
| Joe Gene Schmitt | Registered representative | Jun 2009 (17y) | ||
| Joel Alan Margolis | Registered representative | Jun 2009 (17y) | ||
| Joel Anthony Mcconnell | Registered representative | Jun 2009 (17y) | ||
| Joel Brian Cohn | Registered representative | Jun 2009 (17y) | ||
| Joel Carlsen | Registered representative | Jun 2009 (17y) | ||
| Joel Donald Bogenschuetz | Registered representative | Jun 2009 (17y) | ||
| Joel Jon Rupp | Registered representative | Jun 2009 (17y) | ||
| Joel Keith Hudson | Registered representative | Jun 2009 (17y) | ||
| Joel Thomas Fink | Registered representative | Jun 2009 (17y) | ||
| Johan Lars Eriksson | Registered representative | Jun 2009 (17y) | ||
| Johanna Parra Trujeque | Registered representative | Jun 2009 (17y) | ||
| John A Fabian | Registered representative | Jun 2009 (17y) | ||
| John A Mcauliffe | Registered representative | Jun 2009 (17y) | ||
| John A Sichenze | Registered representative | Jun 2009 (17y) | ||
| John A Wirth | Registered representative | Jun 2009 (17y) | ||
| John Adam Howard | Registered representative | Jun 2009 (17y) | ||
| John Alan Dahir | Registered representative | Jun 2009 (17y) | ||
| John Alan Mulstay | Registered representative | Jun 2009 (17y) | ||
| John Alexander Skinner | Registered representative | Jun 2009 (17y) | ||
| John Alfred Villers | Registered representative | Jun 2009 (17y) | ||
| John Allan Sipple | Registered representative | CFP | Jun 2009 (17y) | |
| John Andrew Haddow | Registered representative | Jun 2009 (17y) | ||
| John Andrew Rochester | Registered representative | Jun 2009 (17y) | ||
| John Anthony Debellis | Registered representative | Jun 2009 (17y) | ||
| John Anthony Mele | Registered representative | Jun 2009 (17y) | ||
| John Anthony Privitelli | Registered representative | Jun 2009 (17y) | ||
| John Anthony Sartini | Registered representative | CFP | Jun 2009 (17y) | |
| John Anthony Spada | Registered representative | Jun 2009 (17y) | ||
| John Arthur Higbee | Registered representative | CFP | Jun 2009 (17y) | |
| John Ashley Pattisall | Registered representative | Jun 2009 (17y) | ||
| John B Abeyta | Registered representative | Jun 2009 (17y) | ||
| John B Champion | Registered representative | Jun 2009 (17y) | ||
| John B Johnston | Registered representative | Jun 2009 (17y) | ||
| John Borreggine | Registered representative | Jun 2009 (17y) | ||
| John Brennan Zitzmann | Registered representative | Jun 2009 (17y) | ||
| John Brockenbrough Mott | Registered representative | Jun 2009 (17y) | ||
| John C Dewitt | Registered representative | Jun 2009 (17y) | ||
| John C Schwalbach | Registered representative | Jun 2009 (17y) | ||
| John C Walker | Registered representative | Jun 2009 (17y) | ||
| John Chamberlain Reed | Registered representative | Jun 2009 (17y) | ||
| John Charles Ayers | Registered representative | Jun 2009 (17y) | ||
| John Charles Carroll | Registered representative | Jun 2009 (17y) | ||
| John Charles Snodgrass | Registered representative | Jun 2009 (17y) | ||
| John Christopher Auer | Registered representative | Jun 2009 (17y) | ||
| John Christopher Badwick | Registered representative | Jun 2009 (17y) | ||
| John Christopher Bellizzi | Registered representative | Jun 2009 (17y) | ||
| John Christopher Gwin | Registered representative | Jun 2009 (17y) | ||
| John Colvin Vander Voort | Registered representative | Jun 2009 (17y) | ||
| John Cooke Broscious | Registered representative | Jun 2009 (17y) | ||
| John Craig Lopez | Registered representative | Jun 2009 (17y) | ||
| John Crosby Few | Registered representative | Jun 2009 (17y) | ||
| John D Eng | Registered representative | Jun 2009 (17y) | ||
| John D Rocco | Registered representative | Jun 2009 (17y) | ||
| John D. Bunzel | Registered representative | CFP | Jun 2009 (17y) | |
| John David Faler | Registered representative | Jun 2009 (17y) | ||
| John David Hineman | Registered representative | Jun 2009 (17y) | ||
| John David Lytle | Registered representative | Jun 2009 (17y) | ||
| John David Perry | Registered representative | Jun 2009 (17y) | ||
| John Dunnegan Mathews | Registered representative | Jun 2009 (17y) | ||
| John E. Dawson | Registered representative | Jun 2009 (17y) | ||
| John Edward Berg | Registered representative | Jun 2009 (17y) | ||
| John Edward Fitzgerald | Registered representative | Jun 2009 (17y) | ||
| John Edward Jacobs | Registered representative | Jun 2009 (17y) | ||
| John Edwin Huber | Registered representative | Jun 2009 (17y) | ||
| John Emerson Morrison | Registered representative | Jun 2009 (17y) | ||
| John Emerson Porter | Registered representative | Jun 2009 (17y) | ||
| John Erich Piper | Registered representative | Jun 2009 (17y) | ||
| John Erik Cambareri | Registered representative | Jun 2009 (17y) | ||
| John F Lamberson | Registered representative | Jun 2009 (17y) | ||
| John F Wood | Registered representative | Jun 2009 (17y) | ||
| John F. Ball | Registered representative | Jun 2009 (17y) | ||
| John Francis Mamone | Registered representative | Jun 2009 (17y) | ||
| John Francis Nardone | Registered representative | Jun 2009 (17y) | ||
| John Franklin Habig | Registered representative | Jun 2009 (17y) | ||
| John Frederick Dannies | Registered representative | Jun 2009 (17y) | ||
| John Frederick Reim | Registered representative | Jun 2009 (17y) | ||
| John Frederick Stoeser | Registered representative | Jun 2009 (17y) | ||
| John G Tofilon | Registered representative | Jun 2009 (17y) | ||
| John G. Miller | Registered representative | Jun 2009 (17y) | ||
| John Galbraith Duncan | Registered representative | Jun 2009 (17y) | ||
| John Garvey Sanford | Registered representative | Jun 2009 (17y) | ||
| John Gerald Mayer | Registered representative | Jun 2009 (17y) | ||
| John Gerard Doom | Registered representative | Jun 2009 (17y) | ||
| John Gordon Auble | Registered representative | Jun 2009 (17y) | ||
| John Guinee Ross | Registered representative | CFP | Jun 2009 (17y) | |
| John Hadley Lentz | Registered representative | Jun 2009 (17y) | ||
| John Hailey Birkner | Registered representative | Jun 2009 (17y) | ||
| John Herbert Goodwin | Registered representative | Jun 2009 (17y) | ||
| John Howard Barnes | Registered representative | Jun 2009 (17y) | ||
| John I Snyder | Registered representative | Jun 2009 (17y) | ||
| John J D'alessandro | Registered representative | Jun 2009 (17y) | ||
| John James Kokolis | Registered representative | Jun 2009 (17y) | ||
| John Jeffrey Clay | Registered representative | Jun 2009 (17y) | ||
| John Joobok Cho | Registered representative | Jun 2009 (17y) | ||
| John Joseph Coleman | Registered representative | Jun 2009 (17y) | ||
| John Joseph Sweeney | Registered representative | Jun 2009 (17y) | ||
| John Kramer | Registered representative | Jun 2009 (17y) | ||
| John Lawrence Atlas | Registered representative | Jun 2009 (17y) | ||
| John Lechner | Registered representative | Jun 2009 (17y) | ||
| John Leland Lacour | Registered representative | Jun 2009 (17y) | ||
| John Leonty Macchi | Registered representative | Jun 2009 (17y) | ||
| John Lionel Ullen | Registered representative | Jun 2009 (17y) | ||
| John M Grazioli | Registered representative | Jun 2009 (17y) | ||
| John M Sumner | Registered representative | Jun 2009 (17y) | ||
| John Magiros | Registered representative | Jun 2009 (17y) | ||
| John Mark Spaeth | Registered representative | Jun 2009 (17y) | ||
| John Marshall Williams | Registered representative | Jun 2009 (17y) | ||
| John Mathew Prosperi | Registered representative | Jun 2009 (17y) | ||
| John Matthew Adickes | Registered representative | Jun 2009 (17y) | ||
| John Matthew Princiotto | Registered representative | Jun 2009 (17y) | ||
| John Maxwell Crawford | Registered representative | Jun 2009 (17y) | ||
| John Michael Dickinson | Registered representative | Jun 2009 (17y) | ||
| John Michael Dillingham | Registered representative | Jun 2009 (17y) | ||
| John Michael Holleran | Registered representative | Jun 2009 (17y) | ||
| John Michael Lasheski | Registered representative | Jun 2009 (17y) | ||
| John Michael Schmidt | Registered representative | Jun 2009 (17y) | ||
| John Muelbe Sigler | Registered representative | Jun 2009 (17y) | ||
| John Murray Badenhop | Registered representative | Jun 2009 (17y) | ||
| John Oliver Norwood | Registered representative | Jun 2009 (17y) | ||
| John P Randall | Registered representative | Jun 2009 (17y) | ||
| John Parker Amick | Registered representative | Jun 2009 (17y) | ||
| John Patrick Ahart | Registered representative | Jun 2009 (17y) | ||
| John Patrick Engels | Registered representative | Jun 2009 (17y) | ||
| John Patrick Kennedy | Registered representative | Jun 2009 (17y) | ||
| John Patrick Moran | Registered representative | Jun 2009 (17y) | ||
| John Patrick Stollmeyer | Registered representative | Jun 2009 (17y) | ||
| John Patrick Terry | Registered representative | Jun 2009 (17y) | ||
| John Patrick Wright | Registered representative | Jun 2009 (17y) | ||
| John Paul Lorenz | Registered representative | Jun 2009 (17y) | ||
| John Paul Sundstedt | Registered representative | Jun 2009 (17y) | ||
| John Paul Zuba | Registered representative | Jun 2009 (17y) | ||
| John Philip Marchak | Registered representative | Jun 2009 (17y) | ||
| John R Denton | Registered representative | Jun 2009 (17y) | ||
| John R. Kelly | Registered representative | Jun 2009 (17y) | ||
| John Raphael Privitelli | Registered representative | Jun 2009 (17y) | ||
| John Raymond Bell | Registered representative | Jun 2009 (17y) | ||
| John Raymond Orofino | Registered representative | Jun 2009 (17y) | ||
| John Raymond Vita | Registered representative | Jun 2009 (17y) | ||
| John Richard Blum | Registered representative | Jun 2009 (17y) | ||
| John Richard Hegardt | Registered representative | Jun 2009 (17y) | ||
| John Robert Beard | Registered representative | Jun 2009 (17y) | ||
| John Robert Cook | Registered representative | Jun 2009 (17y) | ||
| John Robert Mclaughlin | Registered representative | Jun 2009 (17y) | ||
| John Robert Mitchell | Registered representative | Jun 2009 (17y) | ||
| John Robert Tinsley | Registered representative | Jun 2009 (17y) | ||
| John Robin Powell | Registered representative | Jun 2009 (17y) | ||
| John Roy Cleator | Registered representative | Jun 2009 (17y) | ||
| John Russell Sant Amour | Registered representative | Jun 2009 (17y) | ||
| John Russell Simpson | Registered representative | Jun 2009 (17y) | ||
| John S Gajdek | Registered representative | Jun 2009 (17y) | ||
| John S Rennie | Registered representative | Jun 2009 (17y) | ||
| John Steven Morgan | Registered representative | Jun 2009 (17y) | ||
| John Su Jei Lin | Registered representative | Jun 2009 (17y) | ||
| John T Souther | Registered representative | Jun 2009 (17y) | ||
| John Tempel Ludwig | Registered representative | Jun 2009 (17y) | ||
| John Thomas Shadden | Registered representative | Jun 2009 (17y) | ||
| John Thomas Stone | Registered representative | Jun 2009 (17y) | ||
| John Trent Thomas | Registered representative | Jun 2009 (17y) | ||
| John Vincent Mahoney | Registered representative | Jun 2009 (17y) | ||
| John W. Mcintyre | Registered representative | Jun 2009 (17y) | ||
| John Walter Cary | Registered representative | Jun 2009 (17y) | ||
| John Walter Hesse | Registered representative | Jun 2009 (17y) | ||
| John Walter Scheck | Registered representative | Jun 2009 (17y) | ||
| John Warren Kraus | Registered representative | Jun 2009 (17y) | ||
| John Weldon Granger | Registered representative | Jun 2009 (17y) | ||
| John William Carbaugh | Registered representative | Jun 2009 (17y) | ||
| John William Heavey | Registered representative | Jun 2009 (17y) | ||
| John William Moore | Registered representative | Jun 2009 (17y) | ||
| John William Ryan | Registered representative | Jun 2009 (17y) | ||
| John William Weber | Registered representative | Jun 2009 (17y) | ||
| John William Yeoman | Registered representative | Jun 2009 (17y) | ||
| John Wilson Carnes | Registered representative | Jun 2009 (17y) | ||
| John Wood Pulley | Registered representative | Jun 2009 (17y) | ||
| John Workman Evans Iii | Registered representative | Jun 2009 (17y) | ||
| John Xenophones Condos | Registered representative | Jun 2009 (17y) | ||
| Johnny T S Peden | Registered representative | Jun 2009 (17y) | ||
| Johnthomas L Cumbow | Registered representative | Jun 2009 (17y) | ||
| Jon David Covlin | Registered representative | Jun 2009 (17y) | ||
| Jon Derek Neuhaus | Registered representative | Jun 2009 (17y) | ||
| Jon Fedor | Registered representative | Jun 2009 (17y) | ||
| Jon Gill Andersen | Registered representative | Jun 2009 (17y) | ||
| Jon Gregory Niebling | Registered representative | Jun 2009 (17y) | ||
| Jon Mark Greenfield | Registered representative | Jun 2009 (17y) | ||
| Jon Robin King | Registered representative | Jun 2009 (17y) | ||
| Jon Rodney Bartol | Registered representative | Jun 2009 (17y) | ||
| Jon Schmauss | Registered representative | Jun 2009 (17y) | ||
| Jon Yuzo Tsukamoto | Registered representative | Jun 2009 (17y) | ||
| Jonathan Alan Goldstein | Registered representative | Jun 2009 (17y) | ||
| Jonathan Carl Bostrom | Registered representative | Jun 2009 (17y) | ||
| Jonathan Cory Marcus | Registered representative | Jun 2009 (17y) | ||
| Jonathan Currie Weed | Registered representative | Jun 2009 (17y) | ||
| Jonathan D Klein | Registered representative | Jun 2009 (17y) | ||
| Jonathan D Sterzer | Registered representative | Jun 2009 (17y) | ||
| Jonathan David Berry | Registered representative | Jun 2009 (17y) | ||
| Jonathan David Usich | Registered representative | Jun 2009 (17y) | ||
| Jonathan Defreytas | Registered representative | Jun 2009 (17y) | ||
| Jonathan E Snyder | Registered representative | Jun 2009 (17y) | ||
| Jonathan Eric Faber | Registered representative | Jun 2009 (17y) | ||
| Jonathan Farrell Braatz | Registered representative | Jun 2009 (17y) | ||
| Jonathan Fielding Lombardi | Registered representative | Jun 2009 (17y) | ||
| Jonathan H Young | Registered representative | Jun 2009 (17y) | ||
| Jonathan J Sowanick | Registered representative | Jun 2009 (17y) | ||
| Jonathan M Linder | Registered representative | Jun 2009 (17y) | ||
| Jonathan Marshall Fuhrer | Registered representative | Jun 2009 (17y) | ||
| Jonathan Michael Harris | Registered representative | Jun 2009 (17y) | ||
| Jonathan Michael Kiester | Registered representative | Jun 2009 (17y) | ||
| Jonathan Myers | Registered representative | Jun 2009 (17y) | ||
| Jonathan N Davidov | Registered representative | Jun 2009 (17y) | ||
| Jonathan Norton Anderson | Registered representative | Jun 2009 (17y) | ||
| Jonathan Peter Gottlieb | Registered representative | Jun 2009 (17y) | ||
| Jonathan Philip Meier | Registered representative | Jun 2009 (17y) | ||
| Jonathan Robert Barnes | Registered representative | Jun 2009 (17y) | ||
| Jonathan Ronald Shimaitis | Registered representative | Jun 2009 (17y) | ||
| Jonathan Russell Hand | Registered representative | Jun 2009 (17y) | ||
| Jonathan Russell Legg | Registered representative | Jun 2009 (17y) | ||
| Jonathan Scott Posner | Registered representative | Jun 2009 (17y) | ||
| Jonathan Todd Parker | Registered representative | Jun 2009 (17y) | ||
| Jonathan Walker Gilliam | Registered representative | Jun 2009 (17y) | ||
| Jonathan Worthington Steele | Registered representative | Jun 2009 (17y) | ||
| Jonathan Y Mclean | Registered representative | Jun 2009 (17y) | ||
| Jonathon Alan Reddig | Registered representative | Jun 2009 (17y) | ||
| Joni R Spungen | Registered representative | Jun 2009 (17y) | ||
| Jordan Benjamin Krantz | Registered representative | Jun 2009 (17y) | ||
| Jordan Erik Mayers | Registered representative | Jun 2009 (17y) | ||
| Jordan Reuson Sall | Registered representative | Jun 2009 (17y) | ||
| Jordan Sanbarn Henry | Registered representative | Jun 2009 (17y) | ||
| Jorge A Venegas | Registered representative | Jun 2009 (17y) | ||
| Jorge Alejandro Calleja | Registered representative | Jun 2009 (17y) | ||
| Jorge Villarante Ragde | Registered representative | Jun 2009 (17y) | ||
| Jose Alberto Moreno | Registered representative | Jun 2009 (17y) | ||
| Jose Luis Marrujo | Registered representative | Jun 2009 (17y) | ||
| Jose Manuel Peruyero | Registered representative | Jun 2009 (17y) | ||
| Jose Miguel Hernandez | Registered representative | Jun 2009 (17y) | ||
| Jose Refugio Negrete | Registered representative | Jun 2009 (17y) | ||
| Josef Mark Hess | Registered representative | Jun 2009 (17y) | ||
| Josefina Arellano | Registered representative | Jun 2009 (17y) | ||
| Joseph A Ranucci | Registered representative | Jun 2009 (17y) | ||
| Joseph A. Pramer | Registered representative | Jun 2009 (17y) | ||
| Joseph Andrew Zarr | Registered representative | Jun 2009 (17y) | ||
| Joseph Anthony Dinelt | Registered representative | Jun 2009 (17y) | ||
| Joseph Anthony Fezza | Registered representative | Jun 2009 (17y) | ||
| Joseph Anthony Kartheiser | Registered representative | Jun 2009 (17y) | ||
| Joseph Aubrey Deangelis | Registered representative | Jun 2009 (17y) | ||
| Joseph Boland Zimmerman | Registered representative | Jun 2009 (17y) | ||
| Joseph Brian Scott | Registered representative | Jun 2009 (17y) | ||
| Joseph Britt David | Registered representative | Jun 2009 (17y) | ||
| Joseph C Feola | Registered representative | Jun 2009 (17y) | ||
| Joseph C Mccullough | Registered representative | Jun 2009 (17y) | ||
| Joseph Charles Cirelli | Registered representative | Jun 2009 (17y) | ||
| Joseph Charles Rumore | Registered representative | Jun 2009 (17y) | ||
| Joseph Charles Serrato | Registered representative | Jun 2009 (17y) | ||
| Joseph Christopher Burgess | Registered representative | Jun 2009 (17y) | ||
| Joseph Christopher Busch | Registered representative | Jun 2009 (17y) | ||
| Joseph David Weiss | Registered representative | Jun 2009 (17y) | ||
| Joseph Depetris Radzwill | Registered representative | Jun 2009 (17y) | ||
| Joseph Dominic Mercadante | Registered representative | Jun 2009 (17y) | ||
| Joseph Francis Bettendorf | Registered representative | Jun 2009 (17y) | ||
| Joseph Francis Durso | Registered representative | Jun 2009 (17y) | ||
| Joseph Francis Egan | Registered representative | Jun 2009 (17y) | ||
| Joseph Francis Hickey | Registered representative | Jun 2009 (17y) | ||
| Joseph Francis Huhn | Registered representative | Jun 2009 (17y) | ||
| Joseph Francis Keenan | Registered representative | Jun 2009 (17y) | ||
| Joseph Franklin Dubrof | Registered representative | Jun 2009 (17y) | ||
| Joseph Fred Cretella | Registered representative | Jun 2009 (17y) | ||
| Joseph Heyer | Registered representative | Jun 2009 (17y) | ||
| Joseph J Dugan | Registered representative | Jun 2009 (17y) | ||
| Joseph J Goscienski | Registered representative | Jun 2009 (17y) | ||
| Joseph James Molinero | Registered representative | Jun 2009 (17y) | ||
| Joseph John Kennelly | Registered representative | Jun 2009 (17y) | ||
| Joseph John Tyrrell | Registered representative | Jun 2009 (17y) | ||
| Joseph Karas | Registered representative | Jun 2009 (17y) | ||
| Joseph Lester Hulbert | Registered representative | Jun 2009 (17y) | ||
| Joseph Lewis Heil | Registered representative | Jun 2009 (17y) | ||
| Joseph M Hinshaw | Registered representative | Jun 2009 (17y) | ||
| Joseph Mark Silverman | Registered representative | Jun 2009 (17y) | ||
| Joseph Marvin Friedman | Registered representative | Jun 2009 (17y) | ||
| Joseph Matthew Pandullo | Registered representative | Jun 2009 (17y) | ||
| Joseph Mckay Clayton | Registered representative | Jun 2009 (17y) | ||
| Joseph Michael Brown | Registered representative | Jun 2009 (17y) | ||
| Joseph Michael Miller | Registered representative | Jun 2009 (17y) | ||
| Joseph Moschella | Registered representative | Jun 2009 (17y) | ||
| Joseph Neal Kelley | Registered representative | Jun 2009 (17y) | ||
| Joseph Nicholas Daverso | Registered representative | Jun 2009 (17y) | ||
| Joseph Nicholas Silich | Registered representative | Jun 2009 (17y) | ||
| Joseph Nick Gonzales | Registered representative | Jun 2009 (17y) | ||
| Joseph Panetta | Registered representative | Jun 2009 (17y) | ||
| Joseph Paul Ganun | Registered representative | Jun 2009 (17y) | ||
| Joseph Paul Voltaire | Registered representative | Jun 2009 (17y) | ||
| Joseph Pitrofsky | Registered representative | Jun 2009 (17y) | ||
| Joseph R Malarney | Registered representative | Jun 2009 (17y) | ||
| Joseph Raymond Scheffler | Registered representative | Jun 2009 (17y) | ||
| Joseph Richard Kelley | Registered representative | Jun 2009 (17y) | ||
| Joseph Richard Rearden | Registered representative | Jun 2009 (17y) | ||
| Joseph Robert Loeffler | Registered representative | Jun 2009 (17y) | ||
| Joseph Roger Bummer | Registered representative | Jun 2009 (17y) | ||
| Joseph S Stern | Registered representative | Jun 2009 (17y) | ||
| Joseph Sammons Pearson | Registered representative | Jun 2009 (17y) | ||
| Joseph Samuel Simpson | Registered representative | Jun 2009 (17y) | ||
| Joseph Stanley Boddiford | Registered representative | Jun 2009 (17y) | ||
| Joseph Steven Adamo | Registered representative | Jun 2009 (17y) | ||
| Joseph Thomas Cardwell | Registered representative | Jun 2009 (17y) | ||
| Joseph W Purvis | Registered representative | Jun 2009 (17y) | ||
| Joseph W. Bevack | Registered representative | Jun 2009 (17y) | ||
| Joseph Wayne Daniel | Registered representative | Jun 2009 (17y) | ||
| Joseph Y Giordano | Registered representative | Jun 2009 (17y) | ||
| Josephine Yap | Registered representative | Jun 2009 (17y) | ||
| Josh E Rand | Registered representative | Jun 2009 (17y) | ||
| Joshi Linn Clare | Registered representative | Jun 2009 (17y) | ||
| Joshua Edwin Ulmer | Registered representative | Jun 2009 (17y) | ||
| Joshua Fredrick Walters | Registered representative | Jun 2009 (17y) | ||
| Joshua Ian Schneider | Registered representative | Jun 2009 (17y) | ||
| Joshua Neal Mattox | Registered representative | Jun 2009 (17y) | ||
| Joshua Ryan Mcferron | Registered representative | Jun 2009 (17y) | ||
| Joshua Scott Weber | Registered representative | Jun 2009 (17y) | ||
| Joshua Walter Lewis | Registered representative | Jun 2009 (17y) | ||
| Joy E Majewicz | Registered representative | Jun 2009 (17y) | ||
| Joyce Shultz Goldfarb | Registered representative | Jun 2009 (17y) | ||
| Juan Carlos Cardona | Registered representative | Jun 2009 (17y) | ||
| Juan Carlos Carrera | Registered representative | Jun 2009 (17y) | ||
| Juan Carlos Vasconez | Registered representative | Jun 2009 (17y) | ||
| Juan Dibildox | Registered representative | Jun 2009 (17y) | ||
| Juan J Celi | Registered representative | Jun 2009 (17y) | ||
| Juan L Elwaw | Registered representative | Jun 2009 (17y) | ||
| Juan Lacroze | Registered representative | Jun 2009 (17y) | ||
| Jubal J Gatwood | Registered representative | Jun 2009 (17y) | ||
| Judith Ann Schwartzbaum | Registered representative | Jun 2009 (17y) | ||
| Judith Beverly Dickson | Registered representative | Jun 2009 (17y) | ||
| Judith Eileen Zins | Registered representative | Jun 2009 (17y) | ||
| Judith Fay Hall | Registered representative | Jun 2009 (17y) | ||
| Judith P Barbera | Registered representative | Jun 2009 (17y) | ||
| Judson Howard Rodman | Registered representative | Jun 2009 (17y) | ||
| Judy Kay Myers | Registered representative | Jun 2009 (17y) | ||
| Judy Lynelle Wimpey | Registered representative | Jun 2009 (17y) | ||
| Julia Gatins Price | Registered representative | Jun 2009 (17y) | ||
| Julia Karasik | Registered representative | Jun 2009 (17y) | ||
| Julia M Cohen | Registered representative | Jun 2009 (17y) | ||
| Julia Mary Mccurdy | Registered representative | Jun 2009 (17y) | ||
| Julia Mullett Dotterer | Registered representative | Jun 2009 (17y) | ||
| Julianne Comstock Canterbury | Registered representative | Jun 2009 (17y) | ||
| Julie A Saumsiegle | Registered representative | Jun 2009 (17y) | ||
| Julie Ann Clairmont Shide | Registered representative | Jun 2009 (17y) | ||
| Julie Ann Gulla | Registered representative | Jun 2009 (17y) | ||
| Julie Ann Overton | Registered representative | Jun 2009 (17y) | ||
| Julie Connarn Braun | Registered representative | Jun 2009 (17y) | ||
| Julie Gregori Williams | Registered representative | Jun 2009 (17y) | ||
| Julie Kay Vogt | Registered representative | Jun 2009 (17y) | ||
| Julie L Fielder | Registered representative | Jun 2009 (17y) | ||
| Julie Morris Axelrod | Registered representative | Jun 2009 (17y) | ||
| June N. Miller | Registered representative | Jun 2009 (17y) | ||
| Jungsun Susan Mccubbin | Registered representative | Jun 2009 (17y) | ||
| Justin Andrew Jenniges | Registered representative | Jun 2009 (17y) | ||
| Justin Chadwick O'connell | Registered representative | Jun 2009 (17y) | ||
| Justin Edwin Fister | Registered representative | Jun 2009 (17y) | ||
| Justin Gregory Richards | Registered representative | Jun 2009 (17y) | ||
| Justin James Carpenito | Registered representative | Jun 2009 (17y) | ||
| Justin Matthew Pretiger | Registered representative | Jun 2009 (17y) | ||
| Justin Perry Fredian | Registered representative | Jun 2009 (17y) | ||
| Justin Scott Dougan | Registered representative | Jun 2009 (17y) | ||
| Jeffery J. Bratt | Registered representative | Jun 2009 (17y) | ||
| Jonathan H. Evans | Registered representative | Jun 2009 (17y) | ||
| K. Michele Sims | Registered representative | Jun 2009 (17y) | ||
| Kameron Everet Allen Wood | Registered representative | Jun 2009 (17y) | ||
| Kamran Alexander Sarkarati | Registered representative | Jun 2009 (17y) | ||
| Kamran Iraj Pazdel | Registered representative | Jun 2009 (17y) | ||
| Kamran W. Hedjasi | Registered representative | Jun 2009 (17y) | ||
| Kara P Noone | Registered representative | Jun 2009 (17y) | ||
| Karen Ann Crovicz | Registered representative | Jun 2009 (17y) | ||
| Karen Crow Dennis | Registered representative | Jun 2009 (17y) | ||
| Karen E Bartz | Registered representative | Jun 2009 (17y) | ||
| Karen E Denby | Registered representative | Jun 2009 (17y) | ||
| Karen J Witt | Registered representative | Jun 2009 (17y) | ||
| Karen Jean Miller | Registered representative | Jun 2009 (17y) | ||
| Karen Jones Campbell | Registered representative | Jun 2009 (17y) | ||
| Karen Leslie Varnhagen | Registered representative | Jun 2009 (17y) | ||
| Karen Mcbryde Greer | Registered representative | Jun 2009 (17y) | ||
| Karen Norma Bishop | Registered representative | Jun 2009 (17y) | ||
| Karen Rae Prebonick | Registered representative | Jun 2009 (17y) | ||
| Karen Regan Burns | Registered representative | Jun 2009 (17y) | ||
| Kari L Groot | Registered representative | Jun 2009 (17y) | ||
| Karl Emil Falkenstein | Registered representative | Jun 2009 (17y) | ||
| Karl Wayne Wolfslau | Registered representative | Jun 2009 (17y) | ||
| Karla Joy Culver | Registered representative | Jun 2009 (17y) | ||
| Karsten Jon Chin | Registered representative | Jun 2009 (17y) | ||
| Katayun Razaghzadeh | Registered representative | Jun 2009 (17y) | ||
| Kate P Sweeney | Registered representative | CFP | Jun 2009 (17y) | |
| Katharine Marie Williams | Registered representative | Jun 2009 (17y) | ||
| Katharine Rogerson Desoto | Registered representative | Jun 2009 (17y) | ||
| Katharine Vaughan Myers | Registered representative | Jun 2009 (17y) | ||
| Katherine Courtney S Evans | Registered representative | Jun 2009 (17y) | ||
| Katherine Figus | Registered representative | Jun 2009 (17y) | ||
| Katherine Jo Rand | Registered representative | Jun 2009 (17y) | ||
| Katherine M Murphy | Registered representative | Jun 2009 (17y) | ||
| Kathleen Ann Illinger | Registered representative | Jun 2009 (17y) | ||
| Kathleen Ann Johnson | Registered representative | Jun 2009 (17y) | ||
| Kathleen Joan Shipley | Registered representative | Jun 2009 (17y) | ||
| Kathleen L Youngerman | Registered representative | Jun 2009 (17y) | ||
| Kathleen M Carroll | Registered representative | Jun 2009 (17y) | ||
| Kathleen Marie Langston Forbes | Registered representative | Jun 2009 (17y) | ||
| Kathleen Marie Pearson | Registered representative | Jun 2009 (17y) | ||
| Kathleen Mary Valentine | Registered representative | Jun 2009 (17y) | ||
| Kathleen Robinson Roeser | Registered representative | Jun 2009 (17y) | ||
| Kathleen Yellam Eggers | Registered representative | Jun 2009 (17y) | ||
| Kathryn Jo Thompson | Registered representative | Jun 2009 (17y) | ||
| Kathryn M Varellas | Registered representative | Jun 2009 (17y) | ||
| Kathryn Marie Starkovich | Registered representative | Jun 2009 (17y) | ||
| Kathryn Mary Paniagua | Registered representative | Jun 2009 (17y) | ||
| Kathryn Mary Ryan | Registered representative | Jun 2009 (17y) | ||
| Kathryn May Bannister | Registered representative | Jun 2009 (17y) | ||
| Kathryn S.H. Murakami Mccaskey | Registered representative | Jun 2009 (17y) | ||
| Kathy Ann Houston | Registered representative | Jun 2009 (17y) | ||
| Kathy D Anderson | Registered representative | Jun 2009 (17y) | ||
| Kathy G Burke | Registered representative | Jun 2009 (17y) | ||
| Kathy L Willcox | Registered representative | Jun 2009 (17y) | ||
| Kathy Lynn Tully | Registered representative | Jun 2009 (17y) | ||
| Kathy Lynn Whitley | Registered representative | Jun 2009 (17y) | ||
| Kathy Sue Prestigiacomo | Registered representative | Jun 2009 (17y) | ||
| Katie Catherine Beres | Registered representative | Jun 2009 (17y) | ||
| Katie S Meyering | Registered representative | Jun 2009 (17y) | ||
| Katy Marie Hampton | Registered representative | Jun 2009 (17y) | ||
| Kay Aiko Yamada | Registered representative | Jun 2009 (17y) | ||
| Keith Alan Briar | Registered representative | Jun 2009 (17y) | ||
| Keith Anthony Fernandez | Registered representative | Jun 2009 (17y) | ||
| Keith Arthur Robel | Registered representative | Jun 2009 (17y) | ||
| Keith Bradley Smithers | Registered representative | Jun 2009 (17y) | ||
| Keith Clark Stevens | Registered representative | Jun 2009 (17y) | ||
| Keith Corwin Morris | Registered representative | Jun 2009 (17y) | ||
| Keith Douglas Ameling | Registered representative | Jun 2009 (17y) | ||
| Keith Douglas Burner | Registered representative | Jun 2009 (17y) | ||
| Keith Edwards Ford | Registered representative | Jun 2009 (17y) | ||
| Keith Franklin Martens | Registered representative | Jun 2009 (17y) | ||
| Keith Hamilton Aebischer | Registered representative | Jun 2009 (17y) | ||
| Keith James Robinson | Registered representative | Jun 2009 (17y) | ||
| Keith Joseph Yanders | Registered representative | Jun 2009 (17y) | ||
| Keith Lawrence Galanti | Registered representative | Jun 2009 (17y) | ||
| Keith Norris | Registered representative | Jun 2009 (17y) | ||
| Keith Royce Robinson | Registered representative | Jun 2009 (17y) | ||
| Keith Seward Pomeroy | Registered representative | CFP | Jun 2009 (17y) | |
| Keith Steven Woodland | Registered representative | Jun 2009 (17y) | ||
| Keith Taylor Sippy | Registered representative | Jun 2009 (17y) | ||
| Keith W Smith | Registered representative | Jun 2009 (17y) | ||
| Kelle D Turner | Registered representative | Jun 2009 (17y) | ||
| Kelley F Grimes | Registered representative | Jun 2009 (17y) | ||
| Kelly A Halla | Registered representative | Jun 2009 (17y) | ||
| Kelly Anne Zancanaro | Registered representative | Jun 2009 (17y) | ||
| Kelly Celeste Bomar | Registered representative | CFP | Jun 2009 (17y) | |
| Kelly D Alcala | Registered representative | Jun 2009 (17y) | ||
| Kelly Deann York | Registered representative | Jun 2009 (17y) | ||
| Kelly E Dougherty | Registered representative | Jun 2009 (17y) | ||
| Kelly Joseph Kelp | Registered representative | Jun 2009 (17y) | ||
| Kelly L Castleberry | Registered representative | Jun 2009 (17y) | ||
| Kelly Lynn Senior | Registered representative | Jun 2009 (17y) | ||
| Kelsey Kerr Regedanz | Registered representative | Jun 2009 (17y) | ||
| Ken Brozki | Registered representative | Jun 2009 (17y) | ||
| Ken C Anderson | Registered representative | Jun 2009 (17y) | ||
| Ken Rosenberg | Registered representative | Jun 2009 (17y) | ||
| Kenneth Adrian Rieger | Registered representative | Jun 2009 (17y) | ||
| Kenneth Blake Mackenzie | Registered representative | Jun 2009 (17y) | ||
| Kenneth Charles Munao | Registered representative | Jun 2009 (17y) | ||
| Kenneth Clark Jones | Registered representative | Jun 2009 (17y) | ||
| Kenneth David Friedman | Registered representative | Jun 2009 (17y) | ||
| Kenneth Erik Mogseth | Registered representative | Jun 2009 (17y) | ||
| Kenneth Feliciano | Registered representative | Jun 2009 (17y) | ||
| Kenneth Howard Shure | Registered representative | Jun 2009 (17y) | ||
| Kenneth Jay Berk | Registered representative | Jun 2009 (17y) | ||
| Kenneth Ky Tse | Registered representative | Jun 2009 (17y) | ||
| Kenneth Lawrence Margolin | Registered representative | Jun 2009 (17y) | ||
| Kenneth Lee Hatch | Registered representative | Jun 2009 (17y) | ||
| Kenneth Matthew Cadden | Registered representative | Jun 2009 (17y) | ||
| Kenneth Michael Pallach | Registered representative | Jun 2009 (17y) | ||
| Kenneth Michael Sexter | Registered representative | Jun 2009 (17y) | ||
| Kenneth Nelson Vostal | Registered representative | CFP | Jun 2009 (17y) | |
| Kenneth Patrick Tarrant | Registered representative | Jun 2009 (17y) | ||
| Kenneth Paul Maestas | Registered representative | Jun 2009 (17y) | ||
| Kenneth Paul Peretin | Registered representative | Jun 2009 (17y) | ||
| Kenneth Russell Sizemore | Registered representative | Jun 2009 (17y) | ||
| Kenneth Samuel Luton | Registered representative | Jun 2009 (17y) | ||
| Kenneth Warren Jamerson | Registered representative | Jun 2009 (17y) | ||
| Kenneth Wayne Dresel | Registered representative | Jun 2009 (17y) | ||
| Kenneth Wayne Koop | Registered representative | Jun 2009 (17y) | ||
| Kenneth William Levene | Registered representative | Jun 2009 (17y) | ||
| Kenneth Yukio Ikeda | Registered representative | Jun 2009 (17y) | ||
| Kenny Scott Hoover | Registered representative | Jun 2009 (17y) | ||
| Kent Alan Akins | Registered representative | Jun 2009 (17y) | ||
| Kent Chapman Guernsey | Registered representative | Jun 2009 (17y) | ||
| Kent D Hageman | Registered representative | Jun 2009 (17y) | ||
| Kent Evans Atkinson | Registered representative | Jun 2009 (17y) | ||
| Kent William Honey | Registered representative | Jun 2009 (17y) | ||
| Kerem Kadir Turkel | Registered representative | Jun 2009 (17y) | ||
| Kerry Lynn Bradley | Registered representative | Jun 2009 (17y) | ||
| Kevin A Danni | Registered representative | Jun 2009 (17y) | ||
| Kevin Ainslie Shimmel | Registered representative | Jun 2009 (17y) | ||
| Kevin Allen Johnson | Registered representative | Jun 2009 (17y) | ||
| Kevin Andrew Brandt | Registered representative | Jun 2009 (17y) | ||
| Kevin Anthony Delgado | Registered representative | Jun 2009 (17y) | ||
| Kevin Brian Forman | Registered representative | Jun 2009 (17y) | ||
| Kevin C Yu | Registered representative | Jun 2009 (17y) | ||
| Kevin Clayton Cox | Registered representative | Jun 2009 (17y) | ||
| Kevin Curtis Miller | Registered representative | Jun 2009 (17y) | ||
| Kevin Daniel Nee | Registered representative | Jun 2009 (17y) | ||
| Kevin David Mccarty | Registered representative | Jun 2009 (17y) | ||
| Kevin Edward Kopczynski | Registered representative | CFA | Jun 2009 (17y) | |
| Kevin Eric Fishkind | Registered representative | Jun 2009 (17y) | ||
| Kevin Francis Harrington | Registered representative | Jun 2009 (17y) | ||
| Kevin Hauer Green | Registered representative | Jun 2009 (17y) | ||
| Kevin Jacob Wolfe | Registered representative | Jun 2009 (17y) | ||
| Kevin James Templeton | Registered representative | Jun 2009 (17y) | ||
| Kevin Joel Dekrey | Registered representative | Jun 2009 (17y) | ||
| Kevin John Curry | Registered representative | Jun 2009 (17y) | ||
| Kevin John Kopp | Registered representative | Jun 2009 (17y) | ||
| Kevin Joseph Kuhn | Registered representative | Jun 2009 (17y) | ||
| Kevin Joseph Lawlor | Registered representative | Jun 2009 (17y) | ||
| Kevin Joseph Mccann | Registered representative | Jun 2009 (17y) | ||
| Kevin Joseph Queally | Registered representative | Jun 2009 (17y) | ||
| Kevin Kenway Edwards | Registered representative | Jun 2009 (17y) | ||
| Kevin Lee Goyan | Registered representative | Jun 2009 (17y) | ||
| Kevin M Manning | Registered representative | Jun 2009 (17y) | ||
| Kevin Michael Cardenas | Registered representative | Jun 2009 (17y) | ||
| Kevin Michael Cerulli | Registered representative | Jun 2009 (17y) | ||
| Kevin Michael Clements | Registered representative | Jun 2009 (17y) | ||
| Kevin Michael Jones | Registered representative | Jun 2009 (17y) | ||
| Kevin Michael Peters | Registered representative | Jun 2009 (17y) | ||
| Kevin Michael Welsh | Registered representative | Jun 2009 (17y) | ||
| Kevin Patrick Barry | Registered representative | Jun 2009 (17y) | ||
| Kevin Patrick Courtney | Registered representative | Jun 2009 (17y) | ||
| Kevin Patrick West | Registered representative | Jun 2009 (17y) | ||
| Kevin Paul Hrabovsky | Registered representative | Jun 2009 (17y) | ||
| Kevin R Zalanskas | Registered representative | Jun 2009 (17y) | ||
| Kevin Raymond Chapman | Registered representative | Jun 2009 (17y) | ||
| Kevin Robert Lynch | Registered representative | Jun 2009 (17y) | ||
| Kevin Scott Ringdahl | Registered representative | Jun 2009 (17y) | ||
| Kevin Thayer Johnson | Registered representative | Jun 2009 (17y) | ||
| Kevin Turner Dickey | Registered representative | Jun 2009 (17y) | ||
| Kevin Tyler Anderson | Registered representative | Jun 2009 (17y) | ||
| Kevin Wayne Brown | Registered representative | Jun 2009 (17y) | ||
| Kevin William Keating | Registered representative | Jun 2009 (17y) | ||
| Kevin Wyndham Foord | Registered representative | Jun 2009 (17y) | ||
| Khiet T Huynh | Registered representative | Jun 2009 (17y) | ||
| Kim Robinson Hawkinson | Registered representative | Jun 2009 (17y) | ||
| Kimberley Ann Hatchett | Registered representative | Jun 2009 (17y) | ||
| Kimberley True Milfred | Registered representative | Jun 2009 (17y) | ||
| Kimberly A Blindheim | Registered representative | Jun 2009 (17y) | ||
| Kimberly Ann Kessing | Registered representative | Jun 2009 (17y) | ||
| Kimberly Ann Lefrancois | Registered representative | Jun 2009 (17y) | ||
| Kimberly Cummings Piontek | Registered representative | Jun 2009 (17y) | ||
| Kimberly Gay Ferrin | Registered representative | Jun 2009 (17y) | ||
| Kimberly Ida Cutler | Registered representative | Jun 2009 (17y) | ||
| Kimberly Ju Rosenfield | Registered representative | Jun 2009 (17y) | ||
| Kingman K Lowe | Registered representative | Jun 2009 (17y) | ||
| Kitty Han Yee Kong | Registered representative | Jun 2009 (17y) | ||
| Klay Andrew Kane | Registered representative | Jun 2009 (17y) | ||
| Knoll Christopher Axt | Registered representative | Jun 2009 (17y) | ||
| Kohl Q Metzger | Registered representative | CFP | Jun 2009 (17y) | |
| Kress Monarch | Registered representative | Jun 2009 (17y) | ||
| Kristen W Herard | Registered representative | Jun 2009 (17y) | ||
| Kristi Diane Prince | Registered representative | Jun 2009 (17y) | ||
| Kristin Anderson Alexander | Registered representative | Jun 2009 (17y) | ||
| Kristin Ann Mccartin | Registered representative | Jun 2009 (17y) | ||
| Kristin Carol Norby | Registered representative | Jun 2009 (17y) | ||
| Kristin Elizabeth Harper | Registered representative | Jun 2009 (17y) | ||
| Kristin Elizabeth Murray | Registered representative | Jun 2009 (17y) | ||
| Kristina Dawn Gruett | Registered representative | Jun 2009 (17y) | ||
| Kristina Lynn Pino | Registered representative | Jun 2009 (17y) | ||
| Kristina M Johnson | Registered representative | Jun 2009 (17y) | ||
| Kristine Marie Iverson | Registered representative | Jun 2009 (17y) | ||
| Kristoffer Adam Noble | Registered representative | Jun 2009 (17y) | ||
| Kristopher Kalvin Bjorklund | Registered representative | Jun 2009 (17y) | ||
| Kristy Anjanette Burcham | Registered representative | Jun 2009 (17y) | ||
| Kurt Anthony Patten | Registered representative | Jun 2009 (17y) | ||
| Kurt D. Walters | Registered representative | Jun 2009 (17y) | ||
| Kurt Douglas Kraft | Registered representative | Jun 2009 (17y) | ||
| Kurt Edward Stieper | Registered representative | Jun 2009 (17y) | ||
| Kurt Evan Meyer | Registered representative | Jun 2009 (17y) | ||
| Kurt Frank Carrasquilla | Registered representative | Jun 2009 (17y) | ||
| Kurt Gerard Burkhard | Registered representative | Jun 2009 (17y) | ||
| Kurt Matthew Overton | Registered representative | Jun 2009 (17y) | ||
| Kurt Matthew Schwartz | Registered representative | Jun 2009 (17y) | ||
| Kurt Michael Neddenriep | Registered representative | Jun 2009 (17y) | ||
| Kurt Walter Kubon | Registered representative | Jun 2009 (17y) | ||
| Kurtis Andrew Volk | Registered representative | Jun 2009 (17y) | ||
| Kyle Bryant Stelling | Registered representative | Jun 2009 (17y) | ||
| Kyle C Boos | Registered representative | Jun 2009 (17y) | ||
| Kyle Chudom | Registered representative | Jun 2009 (17y) | ||
| Kyle D Gilbert | Registered representative | Jun 2009 (17y) | ||
| Kyle Lee Jackson | Registered representative | Jun 2009 (17y) | ||
| Kyle Rex Smith | Registered representative | Jun 2009 (17y) | ||
| Kyle Richard Bickham | Registered representative | Jun 2009 (17y) | ||
| Kyle Ross Langerman | Registered representative | Jun 2009 (17y) | ||
| Kyle Steven Kithcart | Registered representative | Jun 2009 (17y) | ||
| Kyle W Egress | Registered representative | Jun 2009 (17y) | ||
| Kyle Waller Poland | Registered representative | Jun 2009 (17y) | ||
| Kylie Danielle Pearson | Registered representative | Jun 2009 (17y) | ||
| Katia Kay Grasman | Registered representative | Jun 2009 (17y) | ||
| L. Steven Ashley | Registered representative | Jun 2009 (17y) | ||
| La Donya M Williams | Registered representative | Jun 2009 (17y) | ||
| Ladonna K Giachino | Registered representative | Jun 2009 (17y) | ||
| Lam Kwok | Registered representative | Jun 2009 (17y) | ||
| Lance A Buckeldee | Registered representative | Jun 2009 (17y) | ||
| Lance A Walker | Registered representative | Jun 2009 (17y) | ||
| Lance Derek Rummel | Registered representative | Jun 2009 (17y) | ||
| Lance Joseph Varellas | Registered representative | Jun 2009 (17y) | ||
| Lance Masami Kakimoto | Registered representative | Jun 2009 (17y) | ||
| Lance Meredith Prichard | Registered representative | CFP | Jun 2009 (17y) | |
| Lance Wayne Childress | Registered representative | Jun 2009 (17y) | ||
| Landon B Marino | Registered representative | Jun 2009 (17y) | ||
| Lanette Jean Cottnair | Registered representative | Jun 2009 (17y) | ||
| Langford Keith | Registered representative | Jun 2009 (17y) | ||
| Larry A Groce | Registered representative | CFP | Jun 2009 (17y) | |
| Larry Don Miller | Registered representative | Jun 2009 (17y) | ||
| Larry Donald Linn | Registered representative | Jun 2009 (17y) | ||
| Larry Edward Ekstrom | Registered representative | Jun 2009 (17y) | ||
| Larry Edward Wachtel | Registered representative | Jun 2009 (17y) | ||
| Larry Eugene Castle | Registered representative | Jun 2009 (17y) | ||
| Larry John Garcia | Registered representative | Jun 2009 (17y) | ||
| Larry K Haler | Registered representative | Jun 2009 (17y) | ||
| Larry Kyle Wright | Registered representative | Jun 2009 (17y) | ||
| Lars Robert Monroe | Registered representative | Jun 2009 (17y) | ||
| Laszlo Aloysius Hobausz | Registered representative | Jun 2009 (17y) | ||
| Latosha Love Fox Wilkerson | Registered representative | Jun 2009 (17y) | ||
| Latrina M Green | Registered representative | Jun 2009 (17y) | ||
| Laura Cathleen Ferraro | Registered representative | Jun 2009 (17y) | ||
| Laura Ciminera | Registered representative | Jun 2009 (17y) | ||
| Laura Felice Sonderman | Registered representative | Jun 2009 (17y) | ||
| Laura Gabriela Garcia | Registered representative | Jun 2009 (17y) | ||
| Laura Knoph Smith | Registered representative | Jun 2009 (17y) | ||
| Laura L Wise | Registered representative | Jun 2009 (17y) | ||
| Laura L. Blackman | Registered representative | Jun 2009 (17y) | ||
| Laura Lee Borski | Registered representative | Jun 2009 (17y) | ||
| Laura Lynn Schneider | Registered representative | Jun 2009 (17y) | ||
| Laura M Clackler | Registered representative | Jun 2009 (17y) | ||
| Laura Marie Norman | Registered representative | Jun 2009 (17y) | ||
| Laura Marie Raulinaitis | Registered representative | Jun 2009 (17y) | ||
| Laura Mcdowell Cowden | Registered representative | Jun 2009 (17y) | ||
| Laura Webster Thomas | Registered representative | Jun 2009 (17y) | ||
| Laurel Long Engel | Registered representative | Jun 2009 (17y) | ||
| Laurel Rice | Registered representative | Jun 2009 (17y) | ||
| Lauren Kelly Burkhalter | Registered representative | Jun 2009 (17y) | ||
| Lauren T Esposito | Registered representative | Jun 2009 (17y) | ||
| Laurie An Flynn | Registered representative | Jun 2009 (17y) | ||
| Laurie Ann Buffington | Registered representative | Jun 2009 (17y) | ||
| Laurie Ann Messier | Registered representative | Jun 2009 (17y) | ||
| Laurie Denise Heinly | Registered representative | Jun 2009 (17y) | ||
| Laurie Golden Jeffrey | Registered representative | Jun 2009 (17y) | ||
| Laurie Victoria Dadian | Registered representative | Jun 2009 (17y) | ||
| Lawrence Anthony Conklin | Registered representative | Jun 2009 (17y) | ||
| Lawrence David Lee | Registered representative | Jun 2009 (17y) | ||
| Lawrence Howard Liebman | Registered representative | Jun 2009 (17y) | ||
| Lawrence Lo | Registered representative | Jun 2009 (17y) | ||
| Lawrence Michael Kaplan | Registered representative | Jun 2009 (17y) | ||
| Lawrence Neil Dantus | Registered representative | Jun 2009 (17y) | ||
| Lawrence Paul Pusateri | Registered representative | Jun 2009 (17y) | ||
| Lawrence Steven Perl | Registered representative | Jun 2009 (17y) | ||
| Leah Agee Willingham | Registered representative | Jun 2009 (17y) | ||
| Leandro Ping Chen Tsai | Registered representative | Jun 2009 (17y) | ||
| Leann Marie Parnell | Registered representative | Jun 2009 (17y) | ||
| Lee A Corey | Registered representative | Jun 2009 (17y) | ||
| Lee Brian Cohn | Registered representative | Jun 2009 (17y) | ||
| Lee Elon Clark | Registered representative | Jun 2009 (17y) | ||
| Lee Hardin Gillock | Registered representative | Jun 2009 (17y) | ||
| Lee Mike Ziady | Registered representative | Jun 2009 (17y) | ||
| Lee Murray Burklow | Registered representative | Jun 2009 (17y) | ||
| Lee Walter Guzman | Registered representative | Jun 2009 (17y) | ||
| Leif Otto Sanchez | Registered representative | Jun 2009 (17y) | ||
| Leigh A Villers | Registered representative | Jun 2009 (17y) | ||
| Leigh Ann Mackler | Registered representative | Jun 2009 (17y) | ||
| Leigh Ann Thern | Registered representative | Jun 2009 (17y) | ||
| Leigh Jacob Parks | Registered representative | Jun 2009 (17y) | ||
| Leila M Peck | Registered representative | Jun 2009 (17y) | ||
| Lela Begovic | Registered representative | Jun 2009 (17y) | ||
| Leland Alexander Penno | Registered representative | Jun 2009 (17y) | ||
| Leonard Allan Schneiderman | Registered representative | Jun 2009 (17y) | ||
| Leonard Avram Cohen | Registered representative | Jun 2009 (17y) | ||
| Leonard Ian Katz | Registered representative | Jun 2009 (17y) | ||
| Leonard Keith Remington | Registered representative | Jun 2009 (17y) | ||
| Leonard Michael Santangelo | Registered representative | Jun 2009 (17y) | ||
| Leonard R Wohletz | Registered representative | Jun 2009 (17y) | ||
| Leonard Thomas Galante | Registered representative | Jun 2009 (17y) | ||
| Lesley Leonora Legeness | Registered representative | Jun 2009 (17y) | ||
| Lesley Marie Norelli | Registered representative | Jun 2009 (17y) | ||
| Leslie Ann Walters | Registered representative | Jun 2009 (17y) | ||
| Leslie Artsis Adams | Registered representative | Jun 2009 (17y) | ||
| Leslie Elizabeth Smith | Registered representative | Jun 2009 (17y) | ||
| Leslie Howard Zeifman | Registered representative | Jun 2009 (17y) | ||
| Leslie Ichiro Hidaka | Registered representative | Jun 2009 (17y) | ||
| Leslie Kaye Solley | Registered representative | Jun 2009 (17y) | ||
| Leslie Steele Ash | Registered representative | Jun 2009 (17y) | ||
| Leslie Stowers Murphy | Registered representative | Jun 2009 (17y) | ||
| Lessette Franca Altamiranda | Registered representative | Jun 2009 (17y) | ||
| Leta Blatt Davis | Registered representative | Jun 2009 (17y) | ||
| Leticia Zavala Perkins | Registered representative | Jun 2009 (17y) | ||
| Lewis Albert Metzger | Registered representative | Jun 2009 (17y) | ||
| Lewis Andrew Assaley | Registered representative | Jun 2009 (17y) | ||
| Lewis Michael Kalmans | Registered representative | Jun 2009 (17y) | ||
| Lewis Ruben Gayden | Registered representative | Jun 2009 (17y) | ||
| Lii Wang | Registered representative | Jun 2009 (17y) | ||
| Lily Anand | Registered representative | Jun 2009 (17y) | ||
| Lily Cai | Registered representative | Jun 2009 (17y) | ||
| Lin Irene May | Registered representative | Jun 2009 (17y) | ||
| Lina Li Ai Fong | Registered representative | Jun 2009 (17y) | ||
| Lina P. Aiwohi | Registered representative | Jun 2009 (17y) | ||
| Linda Ann Becker | Registered representative | Jun 2009 (17y) | ||
| Linda Ann Schnell | Registered representative | Jun 2009 (17y) | ||
| Linda Benoit Reigel | Registered representative | Jun 2009 (17y) | ||
| Linda Dawson | Registered representative | Jun 2009 (17y) | ||
| Linda Jean Gooch | Registered representative | Jun 2009 (17y) | ||
| Linda Marie Holmberg | Registered representative | Jun 2009 (17y) | ||
| Linda Stone Goff | Registered representative | Jun 2009 (17y) | ||
| Lindsay Alexandra Spanier Yearsich | Registered representative | Jun 2009 (17y) | ||
| Lindsay B Conte | Registered representative | Jun 2009 (17y) | ||
| Lindsey Scott Stewart | Registered representative | Jun 2009 (17y) | ||
| Linh T Tran | Registered representative | Jun 2009 (17y) | ||
| Linh Xuan Doan | Registered representative | Jun 2009 (17y) | ||
| Lira Wilson | Registered representative | Jun 2009 (17y) | ||
| Lisa A Preston | Registered representative | Jun 2009 (17y) | ||
| Lisa A Radomski | Registered representative | Jun 2009 (17y) | ||
| Lisa Ann Chepren | Registered representative | Jun 2009 (17y) | ||
| Lisa Ann Davis | Registered representative | Jun 2009 (17y) | ||
| Lisa Ann Strane | Registered representative | Jun 2009 (17y) | ||
| Lisa B Caulton | Registered representative | Jun 2009 (17y) | ||
| Lisa Beth Tull | Registered representative | Jun 2009 (17y) | ||
| Lisa Capobianco | Registered representative | Jun 2009 (17y) | ||
| Lisa Diane Frei | Registered representative | Jun 2009 (17y) | ||
| Lisa Fancher Blonkvist | Registered representative | Jun 2009 (17y) | ||
| Lisa Ferdinand Meagher | Registered representative | Jun 2009 (17y) | ||
| Lisa Grace Behar | Registered representative | Jun 2009 (17y) | ||
| Lisa Hubbard Greene | Registered representative | Jun 2009 (17y) | ||
| Lisa Kimberly Campoy | Registered representative | Jun 2009 (17y) | ||
| Lisa M Handy Noonan | Registered representative | Jun 2009 (17y) | ||
| Lisa Marie Kittner | Registered representative | Jun 2009 (17y) | ||
| Lisa Marie Mccoy | Registered representative | Jun 2009 (17y) | ||
| Lisa Marie Shelton | Registered representative | Jun 2009 (17y) | ||
| Lisa Marsella Purtell | Registered representative | Jun 2009 (17y) | ||
| Lisa Pizzella | Registered representative | Jun 2009 (17y) | ||
| Lisa Sue Hohman | Registered representative | Jun 2009 (17y) | ||
| Lisa Z Clark | Registered representative | Jun 2009 (17y) | ||
| Lisette E Montalvo | Registered representative | Jun 2009 (17y) | ||
| Lloyd Bernard Iden | Registered representative | Jun 2009 (17y) | ||
| Lois Marie Wollney | Registered representative | Jun 2009 (17y) | ||
| Loren B Gallup | Registered representative | Jun 2009 (17y) | ||
| Lorena Gail Boyd | Registered representative | Jun 2009 (17y) | ||
| Lorenda Marie Wahl | Registered representative | Jun 2009 (17y) | ||
| Loretta M Macgargle | Registered representative | Jun 2009 (17y) | ||
| Lori Alyson Villegas | Registered representative | Jun 2009 (17y) | ||
| Lori Ann Hagy | Registered representative | Jun 2009 (17y) | ||
| Lori Ann Iaquinta | Registered representative | Jun 2009 (17y) | ||
| Lori Dolan Frymark | Registered representative | Jun 2009 (17y) | ||
| Lori J Allen | Registered representative | Jun 2009 (17y) | ||
| Lori R James | Registered representative | Jun 2009 (17y) | ||
| Lori R Stark | Registered representative | Jun 2009 (17y) | ||
| Lori Reisman Sackler | Registered representative | Jun 2009 (17y) | ||
| Lorilee Jeanne Elrod | Registered representative | Jun 2009 (17y) | ||
| Loring Adrian Brown | Registered representative | Jun 2009 (17y) | ||
| Lorrie F Johnson | Registered representative | Jun 2009 (17y) | ||
| Lou Athanas | Registered representative | Jun 2009 (17y) | ||
| Louis A Graham | Registered representative | Jun 2009 (17y) | ||
| Louis Augustus Burney | Registered representative | Jun 2009 (17y) | ||
| Louis Benjamin Lachter | Registered representative | Jun 2009 (17y) | ||
| Louis Daniel Greifenstein | Registered representative | Jun 2009 (17y) | ||
| Louis Elton Feinberg | Registered representative | Jun 2009 (17y) | ||
| Louis Holt Cloud | Registered representative | Jun 2009 (17y) | ||
| Louis Joseph Fenoglio | Registered representative | Jun 2009 (17y) | ||
| Louis M Brown | Registered representative | Jun 2009 (17y) | ||
| Louis Port Goldman | Registered representative | Jun 2009 (17y) | ||
| Louis Raymond Piccione | Registered representative | Jun 2009 (17y) | ||
| Louis Vincent Ruta | Registered representative | Jun 2009 (17y) | ||
| Louis William Silva | Registered representative | Jun 2009 (17y) | ||
| Lovell Lloyd Roe | Registered representative | Jun 2009 (17y) | ||
| Lowell Erving Eckstein | Registered representative | Jun 2009 (17y) | ||
| Lowry Edward West | Registered representative | Jun 2009 (17y) | ||
| Luann G. Maner | Registered representative | Jun 2009 (17y) | ||
| Luciane S. Roessler | Registered representative | Jun 2009 (17y) | ||
| Lucinda Mary Bain | Registered representative | Jun 2009 (17y) | ||
| Luis Gasca | Registered representative | Jun 2009 (17y) | ||
| Luis Vincent Rangel | Registered representative | Jun 2009 (17y) | ||
| Luke Isaac Costello | Registered representative | Jun 2009 (17y) | ||
| Luke William Tracy | Registered representative | Jun 2009 (17y) | ||
| Lydia Hinzer | Registered representative | Jun 2009 (17y) | ||
| Lydia Michelle Hopps | Registered representative | Jun 2009 (17y) | ||
| Lydia Tsiunn Shih | Registered representative | Jun 2009 (17y) | ||
| Lyle Masaharu Murakami | Registered representative | Jun 2009 (17y) | ||
| Lyn Jen Tsai | Registered representative | Jun 2009 (17y) | ||
| Lynn Allison Schriber | Registered representative | Jun 2009 (17y) | ||
| M Brent Eskoff | Registered representative | Jun 2009 (17y) | ||
| M Janet Jason | Registered representative | Jun 2009 (17y) | ||
| M Thad Estes | Registered representative | Jun 2009 (17y) | ||
| M. Elizabeth Fluhr Kay | Registered representative | Jun 2009 (17y) | ||
| Maarten Lorreto Koornwinder | Registered representative | Jun 2009 (17y) | ||
| Madeleine Mary Stevens | Registered representative | Jun 2009 (17y) | ||
| Madison Anne Carter | Registered representative | Jun 2009 (17y) | ||
| Magda Iskandar Pokorny | Registered representative | Jun 2009 (17y) | ||
| Maggie Merideth Martin | Registered representative | Jun 2009 (17y) | ||
| Maiia Hart | Registered representative | Jun 2009 (17y) | ||
| Malcolm Edgar Steigerwald | Registered representative | Jun 2009 (17y) | ||
| Malgorzata Barbara Magathan | Registered representative | Jun 2009 (17y) | ||
| Mamta Vipul Shah | Registered representative | Jun 2009 (17y) | ||
| Manuel A Mendes | Registered representative | Jun 2009 (17y) | ||
| Manuel Antonio Alcala | Registered representative | Jun 2009 (17y) | ||
| Manuel Antonio Rivero | Registered representative | Jun 2009 (17y) | ||
| Manuel F Gutierrez | Registered representative | Jun 2009 (17y) | ||
| Mara Lauren Litman | Registered representative | Jun 2009 (17y) | ||
| Mara Rose Bralove | Registered representative | Jun 2009 (17y) | ||
| Marc Alan Nilsen | Registered representative | Jun 2009 (17y) | ||
| Marc Alan Sickles | Registered representative | Jun 2009 (17y) | ||
| Marc Allen Pellissier | Registered representative | Jun 2009 (17y) | ||
| Marc Anthony Verga | Registered representative | Jun 2009 (17y) | ||
| Marc Darius Messer | Registered representative | Jun 2009 (17y) | ||
| Marc David Cram | Registered representative | Jun 2009 (17y) | ||
| Marc David Danais | Registered representative | Jun 2009 (17y) | ||
| Marc David Lepselter | Registered representative | Jun 2009 (17y) | ||
| Marc Elliott Feldman | Registered representative | Jun 2009 (17y) | ||
| Marc Ellis Wisotsky | Registered representative | Jun 2009 (17y) | ||
| Marc Owsley Wilson | Registered representative | Jun 2009 (17y) | ||
| Marc W Baumgaertel | Registered representative | Jun 2009 (17y) | ||
| Marcelo Carlos Ippoliti | Registered representative | Jun 2009 (17y) | ||
| Marci Gumbin Moss | Registered representative | Jun 2009 (17y) | ||
| Marcia Anne Moore | Registered representative | Jun 2009 (17y) | ||
| Marcia K Bonnet | Registered representative | Jun 2009 (17y) | ||
| Marco Dominic Alessio | Registered representative | Jun 2009 (17y) | ||
| Marcos Edward Edmiston | Registered representative | Jun 2009 (17y) | ||
| Marcus Raymond Waterbury | Registered representative | Jun 2009 (17y) | ||
| Marcus Scott Mcclanahan | Registered representative | Jun 2009 (17y) | ||
| Margaret A Lear | Registered representative | Jun 2009 (17y) | ||
| Margaret Andrew Bellows | Registered representative | CFP | Jun 2009 (17y) | |
| Margaret Mary Hansen | Registered representative | Jun 2009 (17y) | ||
| Maria A Bulat | Registered representative | Jun 2009 (17y) | ||
| Maria A Mckenzie | Registered representative | Jun 2009 (17y) | ||
| Maria Catherine Braham | Registered representative | Jun 2009 (17y) | ||
| Maria Consuelo Tarazona | Registered representative | Jun 2009 (17y) | ||
| Maria Elena Goudie | Registered representative | Jun 2009 (17y) | ||
| Maria Helena Mccann | Registered representative | Jun 2009 (17y) | ||
| Maria Madeline Nicholas | Registered representative | Jun 2009 (17y) | ||
| Maria Patino Strand | Registered representative | Jun 2009 (17y) | ||
| Maria Reino | Registered representative | Jun 2009 (17y) | ||
| Maria Rosa Keeler | Registered representative | Jun 2009 (17y) | ||
| Maria Selina Reyes | Registered representative | Jun 2009 (17y) | ||
| Maria Teresa Montanez | Registered representative | Jun 2009 (17y) | ||
| Marie R Pascale | Registered representative | Jun 2009 (17y) | ||
| Marietta Mackevich Hesdorffer | Registered representative | Jun 2009 (17y) | ||
| Marija Duzic | Registered representative | Jun 2009 (17y) | ||
| Marilyn E Rangel | Registered representative | Jun 2009 (17y) | ||
| Marilynn E Katatsky | Registered representative | Jun 2009 (17y) | ||
| Mario Demont Arrington | Registered representative | Jun 2009 (17y) | ||
| Mario Donati | Registered representative | Jun 2009 (17y) | ||
| Mario Eugenio Tripicchio | Registered representative | Jun 2009 (17y) | ||
| Marion Bradley Everett | Registered representative | Jun 2009 (17y) | ||
| Marion Stanford Mcmillan | Registered representative | Jun 2009 (17y) | ||
| Marion W. Hickerson | Registered representative | Jun 2009 (17y) | ||
| Marisol Arroyo | Registered representative | Jun 2009 (17y) | ||
| Marjorie Sue Inden | Registered representative | Jun 2009 (17y) | ||
| Mark Aaron Jones | Registered representative | Jun 2009 (17y) | ||
| Mark Adrian Lange | Registered representative | Jun 2009 (17y) | ||
| Mark Allen Miller | Registered representative | Jun 2009 (17y) | ||
| Mark Alllen White | Registered representative | Jun 2009 (17y) | ||
| Mark Andrew Houghton | Registered representative | Jun 2009 (17y) | ||
| Mark Anthony Allenspach | Registered representative | Jun 2009 (17y) | ||
| Mark Anthony Lucia | Registered representative | Jun 2009 (17y) | ||
| Mark Austin Clancy | Registered representative | Jun 2009 (17y) | ||
| Mark Benning Fast | Registered representative | Jun 2009 (17y) | ||
| Mark Braden Altemus | Registered representative | Jun 2009 (17y) | ||
| Mark Brahney | Registered representative | Jun 2009 (17y) | ||
| Mark Brent Summers | Registered representative | Jun 2009 (17y) | ||
| Mark C Burton | Registered representative | Jun 2009 (17y) | ||
| Mark Christopher Benedict | Registered representative | Jun 2009 (17y) | ||
| Mark Clayton Callaway | Registered representative | Jun 2009 (17y) | ||
| Mark D. Duricky | Registered representative | Jun 2009 (17y) | ||
| Mark David Brown | Registered representative | Jun 2009 (17y) | ||
| Mark Day Russell | Registered representative | Jun 2009 (17y) | ||
| Mark Douglas Hineman | Registered representative | Jun 2009 (17y) | ||
| Mark Douglas Mooney | Registered representative | Jun 2009 (17y) | ||
| Mark E Chew | Registered representative | Jun 2009 (17y) | ||
| Mark E O'donnell | Registered representative | Jun 2009 (17y) | ||
| Mark E Sandmeyer | Registered representative | Jun 2009 (17y) | ||
| Mark Edward Furrer | Registered representative | Jun 2009 (17y) | ||
| Mark Elliot Harris | Registered representative | Jun 2009 (17y) | ||
| Mark F Logsdon | Registered representative | Jun 2009 (17y) | ||
| Mark Frederic Avner | Registered representative | Jun 2009 (17y) | ||
| Mark Gordon Silverman | Registered representative | Jun 2009 (17y) | ||
| Mark Howard Felder | Registered representative | Jun 2009 (17y) | ||
| Mark James Cordeiro | Registered representative | Jun 2009 (17y) | ||
| Mark John Brennan | Registered representative | Jun 2009 (17y) | ||
| Mark John Jakubovie | Registered representative | Jun 2009 (17y) | ||
| Mark Joseph Friday | Registered representative | Jun 2009 (17y) | ||
| Mark Joseph Haun | Registered representative | Jun 2009 (17y) | ||
| Mark K Duckworth | Registered representative | Jun 2009 (17y) | ||
| Mark L Alexander | Registered representative | Jun 2009 (17y) | ||
| Mark L. Hartman | Registered representative | Jun 2009 (17y) | ||
| Mark Lee Joyner | Registered representative | Jun 2009 (17y) | ||
| Mark Mcandrew | Registered representative | Jun 2009 (17y) | ||
| Mark Melson Fournier | Registered representative | Jun 2009 (17y) | ||
| Mark N Reitman | Registered representative | Jun 2009 (17y) | ||
| Mark Nathan Bodkins | Registered representative | Jun 2009 (17y) | ||
| Mark Newton Withers | Registered representative | Jun 2009 (17y) | ||
| Mark Nixon Mccall | Registered representative | CFA | Jun 2009 (17y) | |
| Mark Parker Falls | Registered representative | Jun 2009 (17y) | ||
| Mark Paul Callahan | Registered representative | Jun 2009 (17y) | ||
| Mark Preston Styles | Registered representative | Jun 2009 (17y) | ||
| Mark Richard Grace | Registered representative | Jun 2009 (17y) | ||
| Mark Richard Green | Registered representative | Jun 2009 (17y) | ||
| Mark Richard Grimme | Registered representative | Jun 2009 (17y) | ||
| Mark Richard Sanchez | Registered representative | Jun 2009 (17y) | ||
| Mark Robert Leighton | Registered representative | Jun 2009 (17y) | ||
| Mark Robert Yosten | Registered representative | Jun 2009 (17y) | ||
| Mark S. Douglass | Registered representative | Jun 2009 (17y) | ||
| Mark Stephen Serio | Registered representative | Jun 2009 (17y) | ||
| Mark Steven Lecoq | Registered representative | Jun 2009 (17y) | ||
| Mark Steven Morgan | Registered representative | Jun 2009 (17y) | ||
| Mark Steven Sherman | Registered representative | Jun 2009 (17y) | ||
| Mark Steven Tobias | Registered representative | Jun 2009 (17y) | ||
| Mark Terence Ahern | Registered representative | Jun 2009 (17y) | ||
| Mark Thomas Curtis | Registered representative | Jun 2009 (17y) | ||
| Mark Thomas Occhipinti | Registered representative | Jun 2009 (17y) | ||
| Mark Thomas Ratay | Registered representative | Jun 2009 (17y) | ||
| Mark Thomas Rizzieri | Registered representative | Jun 2009 (17y) | ||
| Mark W. Watanabe | Registered representative | Jun 2009 (17y) | ||
| Mark Wayne Powell | Registered representative | Jun 2009 (17y) | ||
| Marlia Sue Brown | Registered representative | Jun 2009 (17y) | ||
| Marnie A Schroer | Registered representative | Jun 2009 (17y) | ||
| Martha Ann Maugh | Registered representative | Jun 2009 (17y) | ||
| Martha M Taylor | Registered representative | Jun 2009 (17y) | ||
| Martin Embree Drake | Registered representative | Jun 2009 (17y) | ||
| Martin James Walsh | Registered representative | Jun 2009 (17y) | ||
| Martin Karl Pawelec | Registered representative | Jun 2009 (17y) | ||
| Martin Vergara | Registered representative | Jun 2009 (17y) | ||
| Marvin Hunter Mcintyre | Registered representative | Jun 2009 (17y) | ||
| Mary A Schoff | Registered representative | Jun 2009 (17y) | ||
| Mary Alice Dinerman | Registered representative | Jun 2009 (17y) | ||
| Mary Ann Akin | Registered representative | Jun 2009 (17y) | ||
| Mary Ann Day | Registered representative | Jun 2009 (17y) | ||
| Mary Ann Jacobs | Registered representative | Jun 2009 (17y) | ||
| Mary C Moretz | Registered representative | Jun 2009 (17y) | ||
| Mary Colleen Wright | Registered representative | Jun 2009 (17y) | ||
| Mary E Emson | Registered representative | Jun 2009 (17y) | ||
| Mary Elizabeth Caulder | Registered representative | Jun 2009 (17y) | ||
| Mary Elizabeth Colon | Registered representative | Jun 2009 (17y) | ||
| Mary Elizabeth Howard | Registered representative | Jun 2009 (17y) | ||
| Mary Elizabeth Suhr | Registered representative | Jun 2009 (17y) | ||
| Mary Elizabeth Tootell | Registered representative | Jun 2009 (17y) | ||
| Mary Frances Boyle | Registered representative | Jun 2009 (17y) | ||
| Mary Gilman Crowley | Registered representative | Jun 2009 (17y) | ||
| Mary Guza | Registered representative | Jun 2009 (17y) | ||
| Mary J White | Registered representative | Jun 2009 (17y) | ||
| Mary Jane Vass | Registered representative | Jun 2009 (17y) | ||
| Mary Kathryn Masso | Registered representative | Jun 2009 (17y) | ||
| Mary L Sweat | Registered representative | Jun 2009 (17y) | ||
| Mary Latta Chapman | Registered representative | Jun 2009 (17y) | ||
| Mary Mcevoy Dockeray | Registered representative | Jun 2009 (17y) | ||
| Mary Mcfadden Sexton | Registered representative | Jun 2009 (17y) | ||
| Mary Patricia Anderson | Registered representative | Jun 2009 (17y) | ||
| Mary Perna Greenwald | Registered representative | Jun 2009 (17y) | ||
| Mary Theresa Carr | Registered representative | Jun 2009 (17y) | ||
| Mary Witt King | Registered representative | Jun 2009 (17y) | ||
| Maryann Elizabeth Chibbaro | Registered representative | Jun 2009 (17y) | ||
| Maryann Pietromonaco | Registered representative | Jun 2009 (17y) | ||
| Maryanne Elizabeth Sarfati | Registered representative | Jun 2009 (17y) | ||
| Marybeth Nugent Cremin | Registered representative | Jun 2009 (17y) | ||
| Marylyn Ann Houston | Registered representative | Jun 2009 (17y) | ||
| Mason Michael Champion | Registered representative | Jun 2009 (17y) | ||
| Mathew Aaron Jemison | Registered representative | Jun 2009 (17y) | ||
| Matias Cavalieri | Registered representative | Jun 2009 (17y) | ||
| Matt Glenn Kuerzi | Registered representative | Jun 2009 (17y) | ||
| Matthew Alan Marino | Registered representative | Jun 2009 (17y) | ||
| Matthew Andrei Lubanko | Registered representative | Jun 2009 (17y) | ||
| Matthew Anthony Adams | Registered representative | Jun 2009 (17y) | ||
| Matthew Anthony Van Someren | Registered representative | Jun 2009 (17y) | ||
| Matthew Beard Lord | Registered representative | CFP | Jun 2009 (17y) | |
| Matthew Bruce Ives | Registered representative | Jun 2009 (17y) | ||
| Matthew Burch Kabot | Registered representative | Jun 2009 (17y) | ||
| Matthew C Kluetz | Registered representative | Jun 2009 (17y) | ||
| Matthew C Smith | Registered representative | Jun 2009 (17y) | ||
| Matthew Carlyle Marckmann | Registered representative | Jun 2009 (17y) | ||
| Matthew Casey Kelly | Registered representative | Jun 2009 (17y) | ||
| Matthew Christopher Mcgreevy | Registered representative | Jun 2009 (17y) | ||
| Matthew E O'donnell | Registered representative | Jun 2009 (17y) | ||
| Matthew Edward Cannon Fairclough | Registered representative | Jun 2009 (17y) | ||
| Matthew Edwin Miller | Registered representative | Jun 2009 (17y) | ||
| Matthew Eric Hillman | Registered representative | Jun 2009 (17y) | ||
| Matthew Eric Ruderman | Registered representative | Jun 2009 (17y) | ||
| Matthew Francis Hersch | Registered representative | Jun 2009 (17y) | ||
| Matthew Francis Mohan | Registered representative | Jun 2009 (17y) | ||
| Matthew Francis Sheehan | Registered representative | Jun 2009 (17y) | ||
| Matthew Gene Bellucci | Registered representative | Jun 2009 (17y) | ||
| Matthew J Brozovic | Registered representative | Jun 2009 (17y) | ||
| Matthew J Decapite | Registered representative | Jun 2009 (17y) | ||
| Matthew J Riggin | Registered representative | Jun 2009 (17y) | ||
| Matthew J Tortoso | Registered representative | Jun 2009 (17y) | ||
| Matthew Jay Yaakovian | Registered representative | Jun 2009 (17y) | ||
| Matthew John Fahel | Registered representative | Jun 2009 (17y) | ||
| Matthew John O'haren | Registered representative | Jun 2009 (17y) | ||
| Matthew John Shalhoob | Registered representative | Jun 2009 (17y) | ||
| Matthew Joseph Filosa | Registered representative | Jun 2009 (17y) | ||
| Matthew Joseph Van De Motter | Registered representative | Jun 2009 (17y) | ||
| Matthew Joseph Veal | Registered representative | CFP | Jun 2009 (17y) | |
| Matthew Justin Offen | Registered representative | Jun 2009 (17y) | ||
| Matthew L Bame | Registered representative | Jun 2009 (17y) | ||
| Matthew Lee Ware | Registered representative | Jun 2009 (17y) | ||
| Matthew M Scoletti | Registered representative | Jun 2009 (17y) | ||
| Matthew Marc Hahn | Registered representative | Jun 2009 (17y) | ||
| Matthew Michael Miller | Registered representative | Jun 2009 (17y) | ||
| Matthew Michael Tuccitto | Registered representative | Jun 2009 (17y) | ||
| Matthew Paul Bartolomei | Registered representative | Jun 2009 (17y) | ||
| Matthew Putnam Newall | Registered representative | Jun 2009 (17y) | ||
| Matthew R Viars | Registered representative | Jun 2009 (17y) | ||
| Matthew R Zhilitsky | Registered representative | Jun 2009 (17y) | ||
| Matthew Robert Kibbe | Registered representative | Jun 2009 (17y) | ||
| Matthew Ronald Smith | Registered representative | Jun 2009 (17y) | ||
| Matthew S Crispin | Registered representative | Jun 2009 (17y) | ||
| Matthew Scott D'ambra | Registered representative | Jun 2009 (17y) | ||
| Matthew Sykes Coe | Registered representative | Jun 2009 (17y) | ||
| Matthew T Mcfadden | Registered representative | Jun 2009 (17y) | ||
| Matthew Thomas Gehrt | Registered representative | Jun 2009 (17y) | ||
| Matthew Thomas Leyden | Registered representative | Jun 2009 (17y) | ||
| Matthew Thomas Voss | Registered representative | Jun 2009 (17y) | ||
| Matthew W Scott | Registered representative | Jun 2009 (17y) | ||
| Matthew Wayne Anderson | Registered representative | Jun 2009 (17y) | ||
| Matthew William Rogers | Registered representative | Jun 2009 (17y) | ||
| Maura Elizabeth Gill | Registered representative | Jun 2009 (17y) | ||
| Maura P Ryan | Registered representative | Jun 2009 (17y) | ||
| Maureen Anne Debobes | Registered representative | Jun 2009 (17y) | ||
| Maureen Coogan Shuler | Registered representative | Jun 2009 (17y) | ||
| Maureen Elizabeth Griffin | Registered representative | Jun 2009 (17y) | ||
| Maureen Rebecca Dougherty | Registered representative | Jun 2009 (17y) | ||
| Maureen T Bellotti | Registered representative | Jun 2009 (17y) | ||
| Maurice Antonio Davis | Registered representative | Jun 2009 (17y) | ||
| Maurice Cassara | Registered representative | Jun 2009 (17y) | ||
| Maury Edward Lomax | Registered representative | Jun 2009 (17y) | ||
| Max Jeffrey Shelton | Registered representative | Jun 2009 (17y) | ||
| Max Lapitan Lagao | Registered representative | Jun 2009 (17y) | ||
| Max Veryl Elson | Registered representative | Jun 2009 (17y) | ||
| Maxwell John Bull | Registered representative | Jun 2009 (17y) | ||
| Maya A Eydelman | Registered representative | Jun 2009 (17y) | ||
| Mayra Adriana Ansaldi | Registered representative | Jun 2009 (17y) | ||
| Mcree Winston Smith | Registered representative | Jun 2009 (17y) | ||
| Megan M Karl | Registered representative | Jun 2009 (17y) | ||
| Megan R Smith | Registered representative | Jun 2009 (17y) | ||
| Melanie Ann Walton | Registered representative | Jun 2009 (17y) | ||
| Melanie Balikjian | Registered representative | Jun 2009 (17y) | ||
| Melanie Kay O'callaghan | Registered representative | Jun 2009 (17y) | ||
| Melanie Veronica Barber | Registered representative | Jun 2009 (17y) | ||
| Melanie Walker Dowell | Registered representative | Jun 2009 (17y) | ||
| Melinda Diane Brewer | Registered representative | Jun 2009 (17y) | ||
| Melissa A Bednarczyk | Registered representative | Jun 2009 (17y) | ||
| Melissa Ann Kerr | Registered representative | Jun 2009 (17y) | ||
| Melissa Anne Wagner | Registered representative | Jun 2009 (17y) | ||
| Melissa Elizabeth Delahoussaye | Registered representative | Jun 2009 (17y) | ||
| Melissa K. Kaufman Lovell | Registered representative | Jun 2009 (17y) | ||
| Melissa Lyn Mcleod | Registered representative | Jun 2009 (17y) | ||
| Melissa Nicole Bailey | Registered representative | Jun 2009 (17y) | ||
| Melissa Phillips | Registered representative | Jun 2009 (17y) | ||
| Melissa Renee Heinley | Registered representative | Jun 2009 (17y) | ||
| Melody Jean Walsch | Registered representative | Jun 2009 (17y) | ||
| Melvin J. Ellis | Registered representative | Jun 2009 (17y) | ||
| Melyinda May Mitchell | Registered representative | Jun 2009 (17y) | ||
| Mercedes Paratje | Registered representative | Jun 2009 (17y) | ||
| Meri L Ramazio | Registered representative | Jun 2009 (17y) | ||
| Merilyn Terpening Shad | Registered representative | Jun 2009 (17y) | ||
| Merle Lynn Zislin | Registered representative | Jun 2009 (17y) | ||
| Michael A Odorisio | Registered representative | Jun 2009 (17y) | ||
| Michael A Robarts | Registered representative | Jun 2009 (17y) | ||
| Michael Adam Graves | Registered representative | Jun 2009 (17y) | ||
| Michael Alan Oxman | Registered representative | Jun 2009 (17y) | ||
| Michael Alan Tedesco | Registered representative | Jun 2009 (17y) | ||
| Michael Alexander Ruzek | Registered representative | Jun 2009 (17y) | ||
| Michael Allen Schwartz | Registered representative | Jun 2009 (17y) | ||
| Michael Allen Wilhite | Registered representative | Jun 2009 (17y) | ||
| Michael Andrew Hopkins | Registered representative | Jun 2009 (17y) | ||
| Michael Anthony Marini | Registered representative | Jun 2009 (17y) | ||
| Michael Anthony Zowine | Registered representative | Jun 2009 (17y) | ||
| Michael Antony Judd | Registered representative | Jun 2009 (17y) | ||
| Michael Ari Gabay | Registered representative | Jun 2009 (17y) | ||
| Michael Benjamin Biller | Registered representative | Jun 2009 (17y) | ||
| Michael Brian Healey | Registered representative | Jun 2009 (17y) | ||
| Michael Bruce Julian | Registered representative | Jun 2009 (17y) | ||
| Michael Bryan Anderson | Registered representative | Jun 2009 (17y) | ||
| Michael Carlisle Gardiner | Registered representative | Jun 2009 (17y) | ||
| Michael Charles Daly | Registered representative | Jun 2009 (17y) | ||
| Michael Charles Farah | Registered representative | Jun 2009 (17y) | ||
| Michael Charles Morrison | Registered representative | Jun 2009 (17y) | ||
| Michael Charles Warr | Registered representative | Jun 2009 (17y) | ||
| Michael Christopher Brewer | Registered representative | Jun 2009 (17y) | ||
| Michael Christopher Foley | Registered representative | Jun 2009 (17y) | ||
| Michael Cleon Fowler | Registered representative | Jun 2009 (17y) | ||
| Michael D Hill | Registered representative | Jun 2009 (17y) | ||
| Michael Daniel Thometz | Registered representative | Jun 2009 (17y) | ||
| Michael Dart Patterson | Registered representative | Jun 2009 (17y) | ||
| Michael David Bergan | Registered representative | Jun 2009 (17y) | ||
| Michael David Berger | Registered representative | Jun 2009 (17y) | ||
| Michael David Ciesemier | Registered representative | Jun 2009 (17y) | ||
| Michael David Freitag | Registered representative | Jun 2009 (17y) | ||
| Michael David Frohman | Registered representative | Jun 2009 (17y) | ||
| Michael David Good | Registered representative | Jun 2009 (17y) | ||
| Michael David Laidlaw | Registered representative | Jun 2009 (17y) | ||
| Michael David Sherrill | Registered representative | Jun 2009 (17y) | ||
| Michael David Stadnik | Registered representative | Jun 2009 (17y) | ||
| Michael David Stuart | Registered representative | Jun 2009 (17y) | ||
| Michael David Vasta | Registered representative | Jun 2009 (17y) | ||
| Michael Dean Rasner | Registered representative | Jun 2009 (17y) | ||
| Michael Dean Rudkin | Registered representative | Jun 2009 (17y) | ||
| Michael Dennis Crowder | Registered representative | Jun 2009 (17y) | ||
| Michael Deropp Weinman | Registered representative | Jun 2009 (17y) | ||
| Michael Dominick Marchiano | Registered representative | Jun 2009 (17y) | ||
| Michael E Bernhard | Registered representative | Jun 2009 (17y) | ||
| Michael E Kempf | Registered representative | Jun 2009 (17y) | ||
| Michael E Sales | Registered representative | Jun 2009 (17y) | ||
| Michael E. Appleton | Registered representative | Jun 2009 (17y) | ||
| Michael Edward Baumer | Registered representative | Jun 2009 (17y) | ||
| Michael Edward Fleming | Registered representative | Jun 2009 (17y) | ||
| Michael Edward Hack | Registered representative | Jun 2009 (17y) | ||
| Michael Edward Kolb | Registered representative | Jun 2009 (17y) | ||
| Michael Edward Roth | Registered representative | Jun 2009 (17y) | ||
| Michael Edward Warren | Registered representative | Jun 2009 (17y) | ||
| Michael Eric Baker | Registered representative | Jun 2009 (17y) | ||
| Michael Eric Fortuna | Registered representative | Jun 2009 (17y) | ||
| Michael Ernest Taylor | Registered representative | Jun 2009 (17y) | ||
| Michael Eugene Stanfield | Registered representative | Jun 2009 (17y) | ||
| Michael Evan Schorr | Registered representative | Jun 2009 (17y) | ||
| Michael Francis Gannon | Registered representative | Jun 2009 (17y) | ||
| Michael Francis Higgins | Registered representative | Jun 2009 (17y) | ||
| Michael G Burns | Registered representative | Jun 2009 (17y) | ||
| Michael Gavin Metts | Registered representative | Jun 2009 (17y) | ||
| Michael Glen Spiering | Registered representative | Jun 2009 (17y) | ||
| Michael Gregory Babykin | Registered representative | Jun 2009 (17y) | ||
| Michael Gregory Taylor | Registered representative | Jun 2009 (17y) | ||
| Michael H Kreeger | Registered representative | Jun 2009 (17y) | ||
| Michael Harold Scarafia | Registered representative | Jun 2009 (17y) | ||
| Michael Howard Rothfarb | Registered representative | Jun 2009 (17y) | ||
| Michael Hurley Cure | Registered representative | Jun 2009 (17y) | ||
| Michael J Alaimo | Registered representative | Jun 2009 (17y) | ||
| Michael J Barski | Registered representative | Jun 2009 (17y) | ||
| Michael J Hood | Registered representative | CFP | Jun 2009 (17y) | |
| Michael J Keating | Registered representative | Jun 2009 (17y) | ||
| Michael J Roane | Registered representative | Jun 2009 (17y) | ||
| Michael James Chan | Registered representative | Jun 2009 (17y) | ||
| Michael James Fay | Registered representative | Jun 2009 (17y) | ||
| Michael James Moran | Registered representative | Jun 2009 (17y) | ||
| Michael James Neuses | Registered representative | Jun 2009 (17y) | ||
| Michael James Reid | Registered representative | Jun 2009 (17y) | ||
| Michael Jay Freiman | Registered representative | Jun 2009 (17y) | ||
| Michael Jay Kosik | Registered representative | Jun 2009 (17y) | ||
| Michael John Blackwell | Registered representative | Jun 2009 (17y) | ||
| Michael John Deskin | Registered representative | Jun 2009 (17y) | ||
| Michael John Garbooshian | Registered representative | Jun 2009 (17y) | ||
| Michael John Gonzalez | Registered representative | Jun 2009 (17y) | ||
| Michael John Grant | Registered representative | Jun 2009 (17y) | ||
| Michael John Hartary | Registered representative | Jun 2009 (17y) | ||
| Michael John Lingner | Registered representative | Jun 2009 (17y) | ||
| Michael John Oliver | Registered representative | Jun 2009 (17y) | ||
| Michael John Peri | Registered representative | Jun 2009 (17y) | ||
| Michael John Ricca | Registered representative | Jun 2009 (17y) | ||
| Michael John Teague | Registered representative | Jun 2009 (17y) | ||
| Michael John Ward | Registered representative | Jun 2009 (17y) | ||
| Michael John Weiss | Registered representative | Jun 2009 (17y) | ||
| Michael John Zahn | Registered representative | Jun 2009 (17y) | ||
| Michael Joseph Dimenna | Registered representative | Jun 2009 (17y) | ||
| Michael Joseph Gallagher | Registered representative | Jun 2009 (17y) | ||
| Michael Joseph Scaraggi | Registered representative | Jun 2009 (17y) | ||
| Michael Joseph Wilden | Registered representative | CFP | Jun 2009 (17y) | |
| Michael Joshua Katz | Registered representative | Jun 2009 (17y) | ||
| Michael Kelley Spector | Registered representative | Jun 2009 (17y) | ||
| Michael Kent Strosnider | Registered representative | Jun 2009 (17y) | ||
| Michael Kent Tomshack | Registered representative | Jun 2009 (17y) | ||
| Michael Kip Leverton | Registered representative | CFP | Jun 2009 (17y) | |
| Michael L Beers | Registered representative | Jun 2009 (17y) | ||
| Michael L Bork | Registered representative | Jun 2009 (17y) | ||
| Michael Lance Million | Registered representative | Jun 2009 (17y) | ||
| Michael Lawrence Regan | Registered representative | Jun 2009 (17y) | ||
| Michael Lawrence Rifkin | Registered representative | Jun 2009 (17y) | ||
| Michael Lawrence Schenk | Registered representative | Jun 2009 (17y) | ||
| Michael Lawrence Weisberg | Registered representative | Jun 2009 (17y) | ||
| Michael Lee Engel | Registered representative | Jun 2009 (17y) | ||
| Michael Lewis Green | Registered representative | Jun 2009 (17y) | ||
| Michael Lewis Shearin | Registered representative | CFP | Jun 2009 (17y) | |
| Michael Linus Klitsch | Registered representative | CFP | Jun 2009 (17y) | |
| Michael Louis Galasso | Registered representative | Jun 2009 (17y) | ||
| Michael Lyn Brunner | Registered representative | Jun 2009 (17y) | ||
| Michael M Darley | Registered representative | Jun 2009 (17y) | ||
| Michael Marquez Laconsay | Registered representative | Jun 2009 (17y) | ||
| Michael Mclean Gahan | Registered representative | Jun 2009 (17y) | ||
| Michael Moffit Welch | Registered representative | CFP | Jun 2009 (17y) | |
| Michael N Burke | Registered representative | Jun 2009 (17y) | ||
| Michael Patrick Comber | Registered representative | CFP | Jun 2009 (17y) | |
| Michael Patrick Curtin | Registered representative | Jun 2009 (17y) | ||
| Michael Patrick Mcmahon | Registered representative | Jun 2009 (17y) | ||
| Michael Patrick Monin | Registered representative | CFP Chartered Financial Consultant | Jun 2009 (17y) | |
| Michael Paul Curts | Registered representative | Jun 2009 (17y) | ||
| Michael Paul Richard | Registered representative | Jun 2009 (17y) | ||
| Michael Pelham Lawrence | Registered representative | Jun 2009 (17y) | ||
| Michael Peter Auler | Registered representative | Jun 2009 (17y) | ||
| Michael Peter Doumani | Registered representative | Jun 2009 (17y) | ||
| Michael Pittman Gee | Registered representative | Jun 2009 (17y) | ||
| Michael R Guarnaccia | Registered representative | Jun 2009 (17y) | ||
| Michael R Runge | Registered representative | Jun 2009 (17y) | ||
| Michael Ray Gauldin | Registered representative | Jun 2009 (17y) | ||
| Michael Raymond Scheid | Registered representative | Jun 2009 (17y) | ||
| Michael Richard Svec | Registered representative | Jun 2009 (17y) | ||
| Michael Robert Feranec | Registered representative | Jun 2009 (17y) | ||
| Michael Robert Kraus | Registered representative | Jun 2009 (17y) | ||
| Michael Robert Mcginnis | Registered representative | CFP | Jun 2009 (17y) | |
| Michael Robert Mullen | Registered representative | Jun 2009 (17y) | ||
| Michael Robert Young | Registered representative | Jun 2009 (17y) | ||
| Michael Robertson Schock | Registered representative | Jun 2009 (17y) | ||
| Michael Ross Spaulding | Registered representative | Jun 2009 (17y) | ||
| Michael Ross White | Registered representative | Jun 2009 (17y) | ||
| Michael Rozofsky | Registered representative | Jun 2009 (17y) | ||
| Michael Rubinstein | Registered representative | Jun 2009 (17y) | ||
| Michael S Macintyre | Registered representative | Jun 2009 (17y) | ||
| Michael S Weichbrodt | Registered representative | Jun 2009 (17y) | ||
| Michael Scot Smith | Registered representative | Jun 2009 (17y) | ||
| Michael Scott Stickler | Registered representative | Jun 2009 (17y) | ||
| Michael Sean White | Registered representative | Jun 2009 (17y) | ||
| Michael Shawn Culleton | Registered representative | Jun 2009 (17y) | ||
| Michael Shinichi Latimer | Registered representative | Jun 2009 (17y) | ||
| Michael Sia Bellware | Registered representative | Jun 2009 (17y) | ||
| Michael Simon | Registered representative | Jun 2009 (17y) | ||
| Michael Stearns Victor | Registered representative | Jun 2009 (17y) | ||
| Michael Stephen Killeen | Registered representative | Jun 2009 (17y) | ||
| Michael Thomas Bruce | Registered representative | Jun 2009 (17y) | ||
| Michael Thomas Gottschalk | Registered representative | Jun 2009 (17y) | ||
| Michael Thomas Haefliger | Registered representative | Jun 2009 (17y) | ||
| Michael Vernon Brown | Registered representative | Jun 2009 (17y) | ||
| Michael W Harris | Registered representative | Jun 2009 (17y) | ||
| Michael W Seaver | Registered representative | Jun 2009 (17y) | ||
| Michael Ward Anderson | Registered representative | Jun 2009 (17y) | ||
| Michael Wayne Dimmel | Registered representative | Jun 2009 (17y) | ||
| Michael Wayne Koechner | Registered representative | Jun 2009 (17y) | ||
| Michael Wayne Sosnow | Registered representative | Jun 2009 (17y) | ||
| Michael William Hayes | Registered representative | Jun 2009 (17y) | ||
| Michael William Tamney | Registered representative | Jun 2009 (17y) | ||
| Michael Williams Cragg | Registered representative | Jun 2009 (17y) | ||
| Michael Z. Ruchalski | Registered representative | Jun 2009 (17y) | ||
| Micheal S Lipshultz | Registered representative | Jun 2009 (17y) | ||
| Michel Denis | Registered representative | Jun 2009 (17y) | ||
| Michele Ann Vanderlinde | Registered representative | Jun 2009 (17y) | ||
| Michele L. Hanna | Registered representative | Jun 2009 (17y) | ||
| Michele Marie Vincent | Registered representative | Jun 2009 (17y) | ||
| Michele Renee Michaels | Registered representative | Jun 2009 (17y) | ||
| Michelle Ann Tipping | Registered representative | Jun 2009 (17y) | ||
| Michelle C Hughes | Registered representative | Jun 2009 (17y) | ||
| Michelle Dawn Hilstrom | Registered representative | Jun 2009 (17y) | ||
| Michelle Denae Czech | Registered representative | Jun 2009 (17y) | ||
| Michelle Hurst Britt | Registered representative | Jun 2009 (17y) | ||
| Michelle L Stitely | Registered representative | Jun 2009 (17y) | ||
| Michelle Leanne Baedke | Registered representative | Jun 2009 (17y) | ||
| Michelle Lynne Fleter | Registered representative | Jun 2009 (17y) | ||
| Michelle M Piontek | Registered representative | Jun 2009 (17y) | ||
| Michelle M Ross | Registered representative | Jun 2009 (17y) | ||
| Michelle Ma Anderson | Registered representative | Jun 2009 (17y) | ||
| Michelle Marie Edwards | Registered representative | Jun 2009 (17y) | ||
| Michelle Mingmei Lee | Registered representative | Jun 2009 (17y) | ||
| Michelle P Mcnicoll | Registered representative | Jun 2009 (17y) | ||
| Michelle Renee Conrardy | Registered representative | Jun 2009 (17y) | ||
| Michelle Renee Derkowski | Registered representative | Jun 2009 (17y) | ||
| Michelle Renee Metz | Registered representative | Jun 2009 (17y) | ||
| Michelle Spada | Registered representative | Jun 2009 (17y) | ||
| Michelle Torcivia Madsen | Registered representative | Jun 2009 (17y) | ||
| Michelle Yvonne Andrews | Registered representative | Jun 2009 (17y) | ||
| Mickey Hong | Registered representative | Jun 2009 (17y) | ||
| Middleton A Parker | Registered representative | Jun 2009 (17y) | ||
| Mignon Elizabeth De La Torre | Registered representative | Jun 2009 (17y) | ||
| Miguel Bacal | Registered representative | Jun 2009 (17y) | ||
| Mijanou Malise Spurdle | Registered representative | Jun 2009 (17y) | ||
| Mikel Rex Ham | Registered representative | Jun 2009 (17y) | ||
| Mikhail Jared Hess | Registered representative | Jun 2009 (17y) | ||
| Milind B Parekh | Registered representative | Jun 2009 (17y) | ||
| Milo Gay Cobb | Registered representative | Jun 2009 (17y) | ||
| Milo Talmage Gates | Registered representative | Jun 2009 (17y) | ||
| Miriam Lerdo | Registered representative | Jun 2009 (17y) | ||
| Mitchell David Stein | Registered representative | Jun 2009 (17y) | ||
| Mitchell Edward Vance | Registered representative | Jun 2009 (17y) | ||
| Mitchell Frederick Ford | Registered representative | Jun 2009 (17y) | ||
| Mitchell Harvey Sauberman | Registered representative | Jun 2009 (17y) | ||
| Mitchell Sellers Hailey | Registered representative | Jun 2009 (17y) | ||
| Mitchell Taylor Lou | Registered representative | Jun 2009 (17y) | ||
| Mitchell Thomas Swayze | Registered representative | Jun 2009 (17y) | ||
| Mitchelle E Holland | Registered representative | Jun 2009 (17y) | ||
| Moaniala M Valdez | Registered representative | Jun 2009 (17y) | ||
| Modesto M Mora | Registered representative | Jun 2009 (17y) | ||
| Monette Kaiser Spears | Registered representative | Jun 2009 (17y) | ||
| Monica H Nguyen | Registered representative | Jun 2009 (17y) | ||
| Monica House | Registered representative | Jun 2009 (17y) | ||
| Monica Jane Arnolde | Registered representative | Jun 2009 (17y) | ||
| Monica Marie Carney | Registered representative | Jun 2009 (17y) | ||
| Monica Rios Woodward | Registered representative | Jun 2009 (17y) | ||
| Monique Alicia Morris | Registered representative | Jun 2009 (17y) | ||
| Monique Huong Bogdan | Registered representative | Jun 2009 (17y) | ||
| Monique M Ripley | Registered representative | Jun 2009 (17y) | ||
| Monna Laing | Registered representative | Jun 2009 (17y) | ||
| Montgomery Crawford Cook | Registered representative | Jun 2009 (17y) | ||
| Morgan Christopher Becker | Registered representative | Jun 2009 (17y) | ||
| Morgan William Elliott | Registered representative | Jun 2009 (17y) | ||
| Morry Arthur Zolet | Registered representative | Jun 2009 (17y) | ||
| Morton H Levey | Registered representative | Jun 2009 (17y) | ||
| Mounir Benbatoul | Registered representative | Jun 2009 (17y) | ||
| Murray Snow | Registered representative | Jun 2009 (17y) | ||
| Myrna Skobel Agris | Registered representative | Jun 2009 (17y) | ||
| Myron Harry Schwitzer | Registered representative | Jun 2009 (17y) | ||
| Nadine Wong | Registered representative | Jun 2009 (17y) | ||
| Nanci J Mickelson | Registered representative | Jun 2009 (17y) | ||
| Nancy C Mahoney | Registered representative | Jun 2009 (17y) | ||
| Nancy Eileen Lewis | Registered representative | Jun 2009 (17y) | ||
| Nancy Elizabeth Murphy | Registered representative | Jun 2009 (17y) | ||
| Nancy Jane Loberger | Registered representative | Jun 2009 (17y) | ||
| Nancy Jill Vonhof | Registered representative | Jun 2009 (17y) | ||
| Nancy Kay May | Registered representative | Jun 2009 (17y) | ||
| Nancy Loewenberg Young | Registered representative | Jun 2009 (17y) | ||
| Nancy Louise Del Grosso | Registered representative | Jun 2009 (17y) | ||
| Nancy Margaret Delony | Registered representative | Jun 2009 (17y) | ||
| Nancy N Nguyen | Registered representative | Jun 2009 (17y) | ||
| Nancy R Spidell | Registered representative | Jun 2009 (17y) | ||
| Nancy Yalei Brewster | Registered representative | Jun 2009 (17y) | ||
| Nannette M Burch | Registered representative | Jun 2009 (17y) | ||
| Natalie Tambur Thompson | Registered representative | Jun 2009 (17y) | ||
| Natalya Fikhman | Registered representative | Jun 2009 (17y) | ||
| Nathalie Ruth Cohen | Registered representative | Jun 2009 (17y) | ||
| Nathan G Stoffregen | Registered representative | Jun 2009 (17y) | ||
| Nathan James Smith | Registered representative | Jun 2009 (17y) | ||
| Nathan John Huveldt | Registered representative | Jun 2009 (17y) | ||
| Nathan Lee Link | Registered representative | Jun 2009 (17y) | ||
| Nathan Robert Logan | Registered representative | Jun 2009 (17y) | ||
| Nathaniel Bier | Registered representative | Jun 2009 (17y) | ||
| Nayana T D Darrah | Registered representative | Jun 2009 (17y) | ||
| Neal Albert Schmaedick | Registered representative | Jun 2009 (17y) | ||
| Neal Henry Fearn | Registered representative | CFP | Jun 2009 (17y) | |
| Ned Joseph Milin | Registered representative | Jun 2009 (17y) | ||
| Neil Brian Powell | Registered representative | Jun 2009 (17y) | ||
| Neil Douglas Menzies | Registered representative | Jun 2009 (17y) | ||
| Neil Howard Kavo | Registered representative | Jun 2009 (17y) | ||
| Neil Scott Mitchell | Registered representative | Jun 2009 (17y) | ||
| Nelson Edward Potter | Registered representative | Jun 2009 (17y) | ||
| Nelson Gaertner | Registered representative | Jun 2009 (17y) | ||
| Nelson Roland Maler | Registered representative | Jun 2009 (17y) | ||
| Nersi Boussina | Registered representative | Jun 2009 (17y) | ||
| Nevin Thomas Hougardy | Registered representative | Jun 2009 (17y) | ||
| Niall Joseph Gannon | Registered representative | Jun 2009 (17y) | ||
| Nicholas Anthony Rogers | Registered representative | Jun 2009 (17y) | ||
| Nicholas Anthony Wallace | Registered representative | Jun 2009 (17y) | ||
| Nicholas Charette | Registered representative | Jun 2009 (17y) | ||
| Nicholas Charles Frank | Registered representative | Jun 2009 (17y) | ||
| Nicholas Chin | Registered representative | Jun 2009 (17y) | ||
| Nicholas Conturso | Registered representative | Jun 2009 (17y) | ||
| Nicholas David Trosko | Registered representative | Jun 2009 (17y) | ||
| Nicholas Eugene Mommaerts | Registered representative | Jun 2009 (17y) | ||
| Nicholas George Poulis | Registered representative | Jun 2009 (17y) | ||
| Nicholas James Dolle | Registered representative | Jun 2009 (17y) | ||
| Nicholas John Moretti | Registered representative | Jun 2009 (17y) | ||
| Nicholas Joseph Serenyi | Registered representative | Jun 2009 (17y) | ||
| Nicholas Michael Smeresky | Registered representative | Jun 2009 (17y) | ||
| Nicholas Ralph Zichella | Registered representative | Jun 2009 (17y) | ||
| Nicholas S Grubb | Registered representative | Jun 2009 (17y) | ||
| Nicholas Sargent Gormley | Registered representative | Jun 2009 (17y) | ||
| Nicholaus Dean Richters | Registered representative | Jun 2009 (17y) | ||
| Nick Andrew Schmidt | Registered representative | Jun 2009 (17y) | ||
| Nicolas German Boker | Registered representative | Jun 2009 (17y) | ||
| Nicole C Stokes | Registered representative | Jun 2009 (17y) | ||
| Nicole Joy Bauman | Registered representative | Jun 2009 (17y) | ||
| Nicole K De Loza | Registered representative | Jun 2009 (17y) | ||
| Nicole L Kerner | Registered representative | Jun 2009 (17y) | ||
| Nicole L Rasmussen | Registered representative | Jun 2009 (17y) | ||
| Nicole M Blumenthal | Registered representative | Jun 2009 (17y) | ||
| Nicole Marie Astabraghpour | Registered representative | Jun 2009 (17y) | ||
| Nicole Marie Braidwood | Registered representative | Jun 2009 (17y) | ||
| Nicole N Fuentes | Registered representative | Jun 2009 (17y) | ||
| Nicole Nixon | Registered representative | Jun 2009 (17y) | ||
| Nicole Rochelle Carner | Registered representative | Jun 2009 (17y) | ||
| Nicole Therese Edwards | Registered representative | Jun 2009 (17y) | ||
| Nikolas Marshal Barr | Registered representative | Jun 2009 (17y) | ||
| Niloy Ganguly | Registered representative | Jun 2009 (17y) | ||
| Nina Bryan Nitti | Registered representative | Jun 2009 (17y) | ||
| Nishant Shanker Shailendra | Registered representative | Jun 2009 (17y) | ||
| Noel Alexa Dodge | Registered representative | Jun 2009 (17y) | ||
| Noel James Wolfe | Registered representative | Jun 2009 (17y) | ||
| Noel Muniz | Registered representative | Jun 2009 (17y) | ||
| Noel Pacarro Brown | Registered representative | Jun 2009 (17y) | ||
| Noel Todd Wickwar | Registered representative | Jun 2009 (17y) | ||
| Nora Defalco | Registered representative | Jun 2009 (17y) | ||
| Nora Scott Buscema | Registered representative | Jun 2009 (17y) | ||
| Norah Judythe Sheridan | Registered representative | Jun 2009 (17y) | ||
| Noralee Mary Meeks | Registered representative | Jun 2009 (17y) | ||
| Norberto M. Frassa | Registered representative | CFP | Jun 2009 (17y) | |
| Norma Iris Sepulveda | Registered representative | Jun 2009 (17y) | ||
| Norman Wesley Fincher | Registered representative | Jun 2009 (17y) | ||
| Noyan Garemani | Registered representative | Jun 2009 (17y) | ||
| Octavius T. Reid | Registered representative | Jun 2009 (17y) | ||
| Olga Mirsky | Registered representative | Jun 2009 (17y) | ||
| Olga Nelly Pappas | Registered representative | Jun 2009 (17y) | ||
| Oliver Wolcott | Registered representative | Jun 2009 (17y) | ||
| Omar I Chatha | Registered representative | Jun 2009 (17y) | ||
| Omar Mahadeen Graddock | Registered representative | Jun 2009 (17y) | ||
| Orazio Anthony Maddalena | Registered representative | Jun 2009 (17y) | ||
| Oscar A Chavez | Registered representative | Jun 2009 (17y) | ||
| Oscar Castillo | Registered representative | Jun 2009 (17y) | ||
| Osvaldo Rojas | Registered representative | Jun 2009 (17y) | ||
| Owen J Mcgarrahan | Registered representative | Jun 2009 (17y) | ||
| P Darius Raulinaitis | Registered representative | Jun 2009 (17y) | ||
| Pablo Antonio Gomez | Registered representative | Jun 2009 (17y) | ||
| Pamela Ann Regin | Registered representative | Jun 2009 (17y) | ||
| Pamela Anne Gold | Registered representative | CFP | Jun 2009 (17y) | |
| Pamela Cason Davis | Registered representative | Jun 2009 (17y) | ||
| Pamela Jean Brosz | Registered representative | Jun 2009 (17y) | ||
| Pamela L Rodriguez | Registered representative | Jun 2009 (17y) | ||
| Pamela Sue Miller | Registered representative | Jun 2009 (17y) | ||
| Pat Comar Johnson | Registered representative | Jun 2009 (17y) | ||
| Patricia Ann Doebler Cabral | Registered representative | Jun 2009 (17y) | ||
| Patricia Ann Eubank | Registered representative | Jun 2009 (17y) | ||
| Patricia Ann Mackiw | Registered representative | Jun 2009 (17y) | ||
| Patricia Ann Marsh | Registered representative | CFP | Jun 2009 (17y) | |
| Patricia Ann Mcginley | Registered representative | Jun 2009 (17y) | ||
| Patricia Ann Zak | Registered representative | Jun 2009 (17y) | ||
| Patricia Anne Craddock | Registered representative | Jun 2009 (17y) | ||
| Patricia Anne Uhlir | Registered representative | Jun 2009 (17y) | ||
| Patricia Christine Corbett | Registered representative | CFP | Jun 2009 (17y) | |
| Patricia Doyle Brewer | Registered representative | Jun 2009 (17y) | ||
| Patricia E Collie | Registered representative | Jun 2009 (17y) | ||
| Patricia Emiliafiqueira Parkinson | Registered representative | Jun 2009 (17y) | ||
| Patricia Kennedy Penn | Registered representative | CFP | Jun 2009 (17y) | |
| Patricia Kennedy Slone | Registered representative | Jun 2009 (17y) | ||
| Patricia Mei Fung C Yamada | Registered representative | Jun 2009 (17y) | ||
| Patricia Moore Griffin | Registered representative | Jun 2009 (17y) | ||
| Patricia Petrone | Registered representative | Jun 2009 (17y) | ||
| Patricia R Benner | Registered representative | Jun 2009 (17y) | ||
| Patricia Rivas | Registered representative | Jun 2009 (17y) | ||
| Patricia Ward Mason | Registered representative | Jun 2009 (17y) | ||
| Patrick Andrew Sheehan | Registered representative | Jun 2009 (17y) | ||
| Patrick Antonio Friesen | Registered representative | Jun 2009 (17y) | ||
| Patrick Brendan Gaffney | Registered representative | Jun 2009 (17y) | ||
| Patrick Brian Shook | Registered representative | Jun 2009 (17y) | ||
| Patrick Charles Gremban | Registered representative | Jun 2009 (17y) | ||
| Patrick Donald Walsh | Registered representative | Jun 2009 (17y) | ||
| Patrick Edward Morgan | Registered representative | Jun 2009 (17y) | ||
| Patrick George Varriano | Registered representative | CFP | Jun 2009 (17y) | |
| Patrick Glenn Lewis | Registered representative | Jun 2009 (17y) | ||
| Patrick H Lesley | Registered representative | Jun 2009 (17y) | ||
| Patrick J Aubry | Registered representative | Jun 2009 (17y) | ||
| Patrick James Wolbeck | Registered representative | Jun 2009 (17y) | ||
| Patrick John Bruntjens | Registered representative | Jun 2009 (17y) | ||
| Patrick John Lawrence | Registered representative | Jun 2009 (17y) | ||
| Patrick Joseph Manion | Registered representative | Jun 2009 (17y) | ||
| Patrick Joseph Rollins | Registered representative | Jun 2009 (17y) | ||
| Patrick M Curtin | Registered representative | Jun 2009 (17y) | ||
| Patrick M Wall | Registered representative | Jun 2009 (17y) | ||
| Patrick Matthew Sweeney | Registered representative | Jun 2009 (17y) | ||
| Patrick Mccarthy | Registered representative | Jun 2009 (17y) | ||
| Patrick O Rindfleisch | Registered representative | Jun 2009 (17y) | ||
| Patrick Quentin Flores | Registered representative | Jun 2009 (17y) | ||
| Patrick R Langone | Registered representative | Jun 2009 (17y) | ||
| Patrick Robert Donnelly | Registered representative | Jun 2009 (17y) | ||
| Patrick Ryan Kelley | Registered representative | Jun 2009 (17y) | ||
| Patrick S Fennelly | Registered representative | Jun 2009 (17y) | ||
| Patrick Sean Condon | Registered representative | Jun 2009 (17y) | ||
| Patrick Thomas Handley | Registered representative | Jun 2009 (17y) | ||
| Patrick Thomas Kilbane | Registered representative | Jun 2009 (17y) | ||
| Patrick W Broadus | Registered representative | Jun 2009 (17y) | ||
| Patrick William Trainor | Registered representative | Jun 2009 (17y) | ||
| Paul A Brown | Registered representative | Jun 2009 (17y) | ||
| Paul Allan Thompson | Registered representative | Jun 2009 (17y) | ||
| Paul Andrew Minasian | Registered representative | Jun 2009 (17y) | ||
| Paul Anthony Kinnaly | Registered representative | Jun 2009 (17y) | ||
| Paul Anthony Russell | Registered representative | Jun 2009 (17y) | ||
| Paul Arthur Chavenson | Registered representative | Jun 2009 (17y) | ||
| Paul B Majauskas | Registered representative | Jun 2009 (17y) | ||
| Paul Brian Smith | Registered representative | Jun 2009 (17y) | ||
| Paul D Greatsinger | Registered representative | Jun 2009 (17y) | ||
| Paul Daniel Traina | Registered representative | Jun 2009 (17y) | ||
| Paul David Mccauley | Registered representative | Jun 2009 (17y) | ||
| Paul Davis Murfree | Registered representative | Jun 2009 (17y) | ||
| Paul Dearborn Chadwick | Registered representative | Jun 2009 (17y) | ||
| Paul Don Winn | Registered representative | Jun 2009 (17y) | ||
| Paul Donald Manghera | Registered representative | Jun 2009 (17y) | ||
| Paul Edward Eckenrode | Registered representative | Jun 2009 (17y) | ||
| Paul Edward Reardon | Registered representative | Jun 2009 (17y) | ||
| Paul Fabian Bendersky | Registered representative | Jun 2009 (17y) | ||
| Paul Frank Luebbe | Registered representative | Jun 2009 (17y) | ||
| Paul Frederick Sodko | Registered representative | Jun 2009 (17y) | ||
| Paul Gene Walton | Registered representative | Jun 2009 (17y) | ||
| Paul Gerard Smith | Registered representative | Jun 2009 (17y) | ||
| Paul Gregory Miller | Registered representative | Jun 2009 (17y) | ||
| Paul James Baeske | Registered representative | Jun 2009 (17y) | ||
| Paul James Failla | Registered representative | Jun 2009 (17y) | ||
| Paul James Fallace | Registered representative | Jun 2009 (17y) | ||
| Paul James Fitzsimmons | Registered representative | Jun 2009 (17y) | ||
| Paul James Gigis | Registered representative | Jun 2009 (17y) | ||
| Paul James Scranton | Registered representative | Jun 2009 (17y) | ||
| Paul Jeffrey Joseph | Registered representative | Jun 2009 (17y) | ||
| Paul L Bechly | Registered representative | CFP CFA | Jun 2009 (17y) | |
| Paul M Greer | Registered representative | Jun 2009 (17y) | ||
| Paul Magliaro | Registered representative | Jun 2009 (17y) | ||
| Paul Maloy Cahoon | Registered representative | Jun 2009 (17y) | ||
| Paul Michael Miolene | Registered representative | Jun 2009 (17y) | ||
| Paul Nachtigal | Registered representative | Jun 2009 (17y) | ||
| Paul Nicholas Stam | Registered representative | Jun 2009 (17y) | ||
| Paul Richard Hedges | Registered representative | Jun 2009 (17y) | ||
| Paul Robert Barton | Registered representative | Jun 2009 (17y) | ||
| Paul Russell Attwater | Registered representative | Jun 2009 (17y) | ||
| Paul Russell Matlock | Registered representative | Jun 2009 (17y) | ||
| Paul Russell Snider | Registered representative | Jun 2009 (17y) | ||
| Paul Salvatore Schroeder | Registered representative | Jun 2009 (17y) | ||
| Paul Sheeks | Registered representative | Jun 2009 (17y) | ||
| Paul Stuart Mandel | Registered representative | Jun 2009 (17y) | ||
| Paul Thomas Dowling | Registered representative | Jun 2009 (17y) | ||
| Paul W Horning | Registered representative | Jun 2009 (17y) | ||
| Paul Walter Hansen | Registered representative | CFP Chartered Financial Consultant | Jun 2009 (17y) | |
| Paul Warren Jackson | Registered representative | Jun 2009 (17y) | ||
| Paul Wayne Redfern | Registered representative | Jun 2009 (17y) | ||
| Paul William Brown | Registered representative | Jun 2009 (17y) | ||
| Paula Elizabeth Tudor | Registered representative | Jun 2009 (17y) | ||
| Paula Lynn Epstein | Registered representative | Jun 2009 (17y) | ||
| Paula Marie Zavatti Rainbow | Registered representative | Jun 2009 (17y) | ||
| Paula Wesolowski Michaels | Registered representative | Jun 2009 (17y) | ||
| Pauline P Simeonov | Registered representative | Jun 2009 (17y) | ||
| Pauline Tina Chui | Registered representative | Jun 2009 (17y) | ||
| Pauline Wai Wong | Registered representative | Jun 2009 (17y) | ||
| Pedro Luis Guerrero | Registered representative | Jun 2009 (17y) | ||
| Peggy Ann Ledvina | Registered representative | Jun 2009 (17y) | ||
| Peggy Elizabeth Canhoto | Registered representative | Jun 2009 (17y) | ||
| Perri Jene Desautel | Registered representative | Jun 2009 (17y) | ||
| Perry Allen Warren | Registered representative | Jun 2009 (17y) | ||
| Perry Clark Lee | Registered representative | Jun 2009 (17y) | ||
| Perry Michael Favia | Registered representative | Jun 2009 (17y) | ||
| Peter A Dubois | Registered representative | Jun 2009 (17y) | ||
| Peter Adam Stern | Registered representative | Jun 2009 (17y) | ||
| Peter Barnabas Lucas | Registered representative | Jun 2009 (17y) | ||
| Peter C Hovey | Registered representative | Jun 2009 (17y) | ||
| Peter C O'brien | Registered representative | Jun 2009 (17y) | ||
| Peter Chieco | Registered representative | Jun 2009 (17y) | ||
| Peter Clarke Mcgeough | Registered representative | Jun 2009 (17y) | ||
| Peter Colin White | Registered representative | Jun 2009 (17y) | ||
| Peter Dean | Registered representative | Jun 2009 (17y) | ||
| Peter Edward Berman | Registered representative | Jun 2009 (17y) | ||
| Peter Eliot Bergendahl | Registered representative | Jun 2009 (17y) | ||
| Peter Frederick Mccabe | Registered representative | Jun 2009 (17y) | ||
| Peter Glen Mondero | Registered representative | Jun 2009 (17y) | ||
| Peter Grimm Lease | Registered representative | Jun 2009 (17y) | ||
| Peter H Babagian | Registered representative | Jun 2009 (17y) | ||
| Peter Hayes Ehrman | Registered representative | Jun 2009 (17y) | ||
| Peter J Gilligan | Registered representative | Jun 2009 (17y) | ||
| Peter J Madison | Registered representative | Jun 2009 (17y) | ||
| Peter J Stocker | Registered representative | Jun 2009 (17y) | ||
| Peter James Desnoyers | Registered representative | CFP | Jun 2009 (17y) | |
| Peter James Kokolis | Registered representative | Jun 2009 (17y) | ||
| Peter James Scheid | Registered representative | Jun 2009 (17y) | ||
| Peter Joseph Haack | Registered representative | CFP | Jun 2009 (17y) | |
| Peter Joseph Irvin | Registered representative | Jun 2009 (17y) | ||
| Peter Joshua Kaufman | Registered representative | Jun 2009 (17y) | ||
| Peter Klein | Registered representative | Jun 2009 (17y) | ||
| Peter Lynn Siegel | Registered representative | Jun 2009 (17y) | ||
| Peter Michael Feibleman | Registered representative | Jun 2009 (17y) | ||
| Peter R Knowles | Registered representative | Jun 2009 (17y) | ||
| Peter Raymond Mangold | Registered representative | Jun 2009 (17y) | ||
| Peter S Thorne | Registered representative | Jun 2009 (17y) | ||
| Peter Sloan Gealt | Registered representative | Jun 2009 (17y) | ||
| Peter Thompson Bergquist | Registered representative | Jun 2009 (17y) | ||
| Peter Uriah Reaka | Registered representative | CFP | Jun 2009 (17y) | |
| Peter Wade Bacon | Registered representative | Jun 2009 (17y) | ||
| Peter Z Lougheed | Registered representative | Jun 2009 (17y) | ||
| Phil J Cunningham | Registered representative | Jun 2009 (17y) | ||
| Philip Allan Crew | Registered representative | Jun 2009 (17y) | ||
| Philip Bresnick | Registered representative | Jun 2009 (17y) | ||
| Philip C. Boyer | Registered representative | Jun 2009 (17y) | ||
| Philip Edward Volpe | Registered representative | Jun 2009 (17y) | ||
| Philip Edward Yellovich | Registered representative | Jun 2009 (17y) | ||
| Philip H Aronoff | Registered representative | Jun 2009 (17y) | ||
| Philip H Townsend | Registered representative | Jun 2009 (17y) | ||
| Philip Herschel Crosby | Registered representative | Jun 2009 (17y) | ||
| Philip Ian Vy | Registered representative | Jun 2009 (17y) | ||
| Philip James Byrne | Registered representative | Jun 2009 (17y) | ||
| Philip Joseph Quagliariello | Registered representative | Jun 2009 (17y) | ||
| Philip L Hawkins | Registered representative | Jun 2009 (17y) | ||
| Philip Mark Stein | Registered representative | Jun 2009 (17y) | ||
| Philip Michael Camicia | Registered representative | Jun 2009 (17y) | ||
| Philip P Palazzolo | Registered representative | CFP | Jun 2009 (17y) | |
| Philip R Gordon | Registered representative | Jun 2009 (17y) | ||
| Philip Vincent Nazzaro | Registered representative | Jun 2009 (17y) | ||
| Philip William Mccauley | Registered representative | Jun 2009 (17y) | ||
| Philipp Bernard Weisskopf | Registered representative | Jun 2009 (17y) | ||
| Phillip Brooks Laquey | Registered representative | Jun 2009 (17y) | ||
| Phineas D Meade | Registered representative | Jun 2009 (17y) | ||
| Phyllis Farley Long | Registered representative | Jun 2009 (17y) | ||
| Phyllis Sue Gau | Registered representative | Jun 2009 (17y) | ||
| Pierre Biscaichipy | Registered representative | Jun 2009 (17y) | ||
| Pilar Estrella | Registered representative | Jun 2009 (17y) | ||
| Piotr G Galus | Registered representative | Jun 2009 (17y) | ||
| Porter Vergon | Registered representative | Jun 2009 (17y) | ||
| Preston Alan Sizemore | Registered representative | Jun 2009 (17y) | ||
| Priscila E Querasian | Registered representative | Jun 2009 (17y) | ||
| Q Brad Fenn Anstruther | Registered representative | Jun 2009 (17y) | ||
| Quentin Durward Fenn Anstruther | Registered representative | Jun 2009 (17y) | ||
| Quyen My Chung | Registered representative | Jun 2009 (17y) | ||
| R Adam Williams | Registered representative | Jun 2009 (17y) | ||
| R Blair Patteson | Registered representative | Jun 2009 (17y) | ||
| R Jeff Higgins | Registered representative | Jun 2009 (17y) | ||
| R Scott Smith | Registered representative | Jun 2009 (17y) | ||
| R Ward Flintom | Registered representative | Jun 2009 (17y) | ||
| Rachael Haak Naylor | Registered representative | Jun 2009 (17y) | ||
| Rachel Duncan Smith | Registered representative | Jun 2009 (17y) | ||
| Rachel E. Laug | Registered representative | Jun 2009 (17y) | ||
| Rachel Erin Matte Murfit | Registered representative | Jun 2009 (17y) | ||
| Rachel O. Hastings | Registered representative | Jun 2009 (17y) | ||
| Rachel R Cohen | Registered representative | Jun 2009 (17y) | ||
| Rachel S Charles | Registered representative | Jun 2009 (17y) | ||
| Rachell Eleanor Fanucchi | Registered representative | Jun 2009 (17y) | ||
| Rafael Antonio De Vengoechea | Registered representative | Jun 2009 (17y) | ||
| Rafael Locken Testa | Registered representative | Jun 2009 (17y) | ||
| Ralph A Colo | Registered representative | Jun 2009 (17y) | ||
| Ralph Fraggetti | Registered representative | Jun 2009 (17y) | ||
| Ralph Lee Lineberger | Registered representative | Jun 2009 (17y) | ||
| Ralph Pease | Registered representative | Jun 2009 (17y) | ||
| Ralph Tobias Anderson | Registered representative | Jun 2009 (17y) | ||
| Ralph Vincent Balzano | Registered representative | Jun 2009 (17y) | ||
| Ralph Whitney Drayer | Registered representative | Jun 2009 (17y) | ||
| Ramona Lynn Jenkins | Registered representative | Jun 2009 (17y) | ||
| Randal Cory Boggs | Registered representative | Jun 2009 (17y) | ||
| Randall Allen Young | Registered representative | Jun 2009 (17y) | ||
| Randall Craig Carter | Registered representative | Jun 2009 (17y) | ||
| Randall Elliot Green | Registered representative | Jun 2009 (17y) | ||
| Randall James Kilpatrick | Registered representative | Jun 2009 (17y) | ||
| Randall Jay Petrick | Registered representative | Jun 2009 (17y) | ||
| Randall Joe Snipes | Registered representative | Jun 2009 (17y) | ||
| Randall Lee Barnes | Registered representative | Jun 2009 (17y) | ||
| Randall Mark Mahar | Registered representative | Jun 2009 (17y) | ||
| Randolph Benjamin Coale | Registered representative | Jun 2009 (17y) | ||
| Randolph Charles Cook | Registered representative | Jun 2009 (17y) | ||
| Randy D Cahn | Registered representative | Jun 2009 (17y) | ||
| Randy L Dombrowski | Registered representative | Jun 2009 (17y) | ||
| Randy Marc Levitt | Registered representative | Jun 2009 (17y) | ||
| Randy Scott Friedlander | Registered representative | Jun 2009 (17y) | ||
| Randy Scott Holmeen | Registered representative | Jun 2009 (17y) | ||
| Randy Scott Lamberti | Registered representative | Jun 2009 (17y) | ||
| Raquel K Zisman | Registered representative | Jun 2009 (17y) | ||
| Rashid Afzal | Registered representative | Jun 2009 (17y) | ||
| Raul Pineda | Registered representative | Jun 2009 (17y) | ||
| Ray Allen Langel | Registered representative | Jun 2009 (17y) | ||
| Ray Morris Abernathy | Registered representative | Jun 2009 (17y) | ||
| Rayford Raleigh Hudson | Registered representative | Jun 2009 (17y) | ||
| Raymond Charles Tobias | Registered representative | Jun 2009 (17y) | ||
| Raymond Christopher Corney | Registered representative | Jun 2009 (17y) | ||
| Raymond J Ruiz | Registered representative | Jun 2009 (17y) | ||
| Raymond Marcellus Cooper | Registered representative | Jun 2009 (17y) | ||
| Raymond Matthew Braum | Registered representative | Jun 2009 (17y) | ||
| Raymond Maxwell Mcgrew | Registered representative | Jun 2009 (17y) | ||
| Raymond Salvatore Piccione | Registered representative | Jun 2009 (17y) | ||
| Rebecca A. Mccormick | Registered representative | Jun 2009 (17y) | ||
| Rebecca Anne Dickson | Registered representative | Jun 2009 (17y) | ||
| Rebecca Grace Batizy | Registered representative | Jun 2009 (17y) | ||
| Rebecca Lynne Lattimore | Registered representative | Jun 2009 (17y) | ||
| Rebecca May Bliss | Registered representative | Jun 2009 (17y) | ||
| Rebecca Rose Stay | Registered representative | CFP | Jun 2009 (17y) | |
| Rebecca S Bolletti | Registered representative | Jun 2009 (17y) | ||
| Reese Barton Rickards | Registered representative | Jun 2009 (17y) | ||
| Refonne Bernath | Registered representative | Jun 2009 (17y) | ||
| Regan Max Mueller | Registered representative | Jun 2009 (17y) | ||
| Regina Gail Dinga | Registered representative | Jun 2009 (17y) | ||
| Reginald Xyzen Brown | Registered representative | Jun 2009 (17y) | ||
| Reinhard John Behrens | Registered representative | Jun 2009 (17y) | ||
| Remy Pop | Registered representative | Jun 2009 (17y) | ||
| Rena Kyoko Tomlinson Yamanouchi | Registered representative | Jun 2009 (17y) | ||
| Renata I Hernandez | Registered representative | Jun 2009 (17y) | ||
| Rene Aristides Espinal | Registered representative | Jun 2009 (17y) | ||
| Rene Marshel Rimlinger | Registered representative | Jun 2009 (17y) | ||
| Renee Anita Johnson | Registered representative | Jun 2009 (17y) | ||
| Renee Emma Schwartz | Registered representative | Jun 2009 (17y) | ||
| Renee Lynn Couch | Registered representative | Jun 2009 (17y) | ||
| Renee S Golush | Registered representative | Jun 2009 (17y) | ||
| Rennie Chan | Registered representative | Jun 2009 (17y) | ||
| Rex B Peterson | Registered representative | Jun 2009 (17y) | ||
| Rhett O Stone | Registered representative | Jun 2009 (17y) | ||
| Rhonda Belson Salins | Registered representative | Jun 2009 (17y) | ||
| Rhonda Michelle Peluso | Registered representative | Jun 2009 (17y) | ||
| Rhonda Rene Mcguire | Registered representative | Jun 2009 (17y) | ||
| Ricardo Jose Delgado | Registered representative | Jun 2009 (17y) | ||
| Ricardo Julio Jofre | Registered representative | Jun 2009 (17y) | ||
| Richanne Theresa Lam | Registered representative | Jun 2009 (17y) | ||
| Richard A Daum | Registered representative | Jun 2009 (17y) | ||
| Richard A. Butler | Registered representative | Jun 2009 (17y) | ||
| Richard Adam Cohen | Registered representative | Jun 2009 (17y) | ||
| Richard Alan Petit | Registered representative | Jun 2009 (17y) | ||
| Richard Albert Vaughan | Registered representative | Jun 2009 (17y) | ||
| Richard Alfred Haurin | Registered representative | Jun 2009 (17y) | ||
| Richard Allen James | Registered representative | Jun 2009 (17y) | ||
| Richard Aloysius Juracka | Registered representative | Jun 2009 (17y) | ||
| Richard Anthony Downer | Registered representative | Jun 2009 (17y) | ||
| Richard Arioch Griffiths | Registered representative | Jun 2009 (17y) | ||
| Richard Beer Hirsch | Registered representative | Jun 2009 (17y) | ||
| Richard Bratincevic | Registered representative | Jun 2009 (17y) | ||
| Richard Brent Maratea | Registered representative | Jun 2009 (17y) | ||
| Richard Brian French | Registered representative | Jun 2009 (17y) | ||
| Richard Bruce Radecki | Registered representative | Jun 2009 (17y) | ||
| Richard Carter Eaton | Registered representative | Jun 2009 (17y) | ||
| Richard Cecil Fielder | Registered representative | Jun 2009 (17y) | ||
| Richard Charles Colbert | Registered representative | Jun 2009 (17y) | ||
| Richard Charles Newman | Registered representative | Jun 2009 (17y) | ||
| Richard Daniel Goldenberg | Registered representative | Jun 2009 (17y) | ||
| Richard David Winson | Registered representative | Jun 2009 (17y) | ||
| Richard Dennis Donovan | Registered representative | Jun 2009 (17y) | ||
| Richard Dennis Pecard | Registered representative | Jun 2009 (17y) | ||
| Richard Douglas Udine | Registered representative | Jun 2009 (17y) | ||
| Richard Edward Horn | Registered representative | Jun 2009 (17y) | ||
| Richard Emerson Armiger | Registered representative | Jun 2009 (17y) | ||
| Richard F Van Horn | Registered representative | Jun 2009 (17y) | ||
| Richard F Vert | Registered representative | Jun 2009 (17y) | ||
| Richard Francis Wartman | Registered representative | Jun 2009 (17y) | ||
| Richard Garrity | Registered representative | Jun 2009 (17y) | ||
| Richard George Wilson | Registered representative | Jun 2009 (17y) | ||
| Richard Gerard Carriere | Registered representative | Jun 2009 (17y) | ||
| Richard Gerard Mclaughlin | Registered representative | Jun 2009 (17y) | ||
| Richard Haines Gentry | Registered representative | Jun 2009 (17y) | ||
| Richard Harrison Streisfeld | Registered representative | Jun 2009 (17y) | ||
| Richard Howard Campanella | Registered representative | Jun 2009 (17y) | ||
| Richard Howerton Battle | Registered representative | Jun 2009 (17y) | ||
| Richard Hugh Parker | Registered representative | Jun 2009 (17y) | ||
| Richard J Esposito | Registered representative | Jun 2009 (17y) | ||
| Richard J Rosu Myles | Registered representative | Jun 2009 (17y) | ||
| Richard Jay Dotolo | Registered representative | Jun 2009 (17y) | ||
| Richard Jay Fromstein | Registered representative | Jun 2009 (17y) | ||
| Richard John Glomb | Registered representative | Jun 2009 (17y) | ||
| Richard John Jacoby | Registered representative | Jun 2009 (17y) | ||
| Richard John Mohr | Registered representative | Jun 2009 (17y) | ||
| Richard John Sepulveda | Registered representative | Jun 2009 (17y) | ||
| Richard Joseph Less | Registered representative | Jun 2009 (17y) | ||
| Richard Joseph Ryan | Registered representative | Jun 2009 (17y) | ||
| Richard Joseph Sanfilippo | Registered representative | Jun 2009 (17y) | ||
| Richard Keith Dressel | Registered representative | Jun 2009 (17y) | ||
| Richard Kenneth Maurer | Registered representative | Jun 2009 (17y) | ||
| Richard Kent Grimshaw | Registered representative | Jun 2009 (17y) | ||
| Richard Kevin Corcoran | Registered representative | Jun 2009 (17y) | ||
| Richard Kingsland Palmer | Registered representative | Jun 2009 (17y) | ||
| Richard L Laird | Registered representative | Jun 2009 (17y) | ||
| Richard Laurence Schneider | Registered representative | Jun 2009 (17y) | ||
| Richard Lee Farley | Registered representative | Jun 2009 (17y) | ||
| Richard Lee Hesser | Registered representative | Jun 2009 (17y) | ||
| Richard Lee Stejskal | Registered representative | Jun 2009 (17y) | ||
| Richard M Miranda | Registered representative | Jun 2009 (17y) | ||
| Richard M Schwartz | Registered representative | Jun 2009 (17y) | ||
| Richard Mark Fitzpatrick | Registered representative | Jun 2009 (17y) | ||
| Richard Martin Brown | Registered representative | Jun 2009 (17y) | ||
| Richard Michael Beltram | Registered representative | Jun 2009 (17y) | ||
| Richard Michael Sulewski | Registered representative | Jun 2009 (17y) | ||
| Richard Paul Ahronian | Registered representative | Jun 2009 (17y) | ||
| Richard Paul Beaumont | Registered representative | Jun 2009 (17y) | ||
| Richard Paul Berman | Registered representative | Jun 2009 (17y) | ||
| Richard Rosen | Registered representative | Jun 2009 (17y) | ||
| Richard Scott Feldstein | Registered representative | Jun 2009 (17y) | ||
| Richard Scott Murphy | Registered representative | Jun 2009 (17y) | ||
| Richard Talbot Williams | Registered representative | Jun 2009 (17y) | ||
| Richard Thomas Battle | Registered representative | Jun 2009 (17y) | ||
| Richard Todd Emmons | Registered representative | Jun 2009 (17y) | ||
| Richard V Granger | Registered representative | Jun 2009 (17y) | ||
| Richard V. Dimaio | Registered representative | Jun 2009 (17y) | ||
| Richard Vincent Slater | Registered representative | Jun 2009 (17y) | ||
| Richard Wallace Taylor | Registered representative | Jun 2009 (17y) | ||
| Richard Wayne Huber | Registered representative | Jun 2009 (17y) | ||
| Richard William Pflueger | Registered representative | Jun 2009 (17y) | ||
| Rick Randle Larson | Registered representative | Jun 2009 (17y) | ||
| Rick T Felix | Registered representative | Jun 2009 (17y) | ||
| Rickita L Owens | Registered representative | Jun 2009 (17y) | ||
| Rill Hunter Baxter | Registered representative | Jun 2009 (17y) | ||
| Risher Randall | Registered representative | Jun 2009 (17y) | ||
| Rita Marie Kikawa | Registered representative | Jun 2009 (17y) | ||
| Roanne Rawlinson Norris | Registered representative | Jun 2009 (17y) | ||
| Robert A Bachelder | Registered representative | Jun 2009 (17y) | ||
| Robert A Cohen | Registered representative | Jun 2009 (17y) | ||
| Robert A Guerry | Registered representative | Jun 2009 (17y) | ||
| Robert A Panza | Registered representative | Jun 2009 (17y) | ||
| Robert Alan Franchini | Registered representative | Jun 2009 (17y) | ||
| Robert Alan Harmelin | Registered representative | Jun 2009 (17y) | ||
| Robert Alexander Karpinski | Registered representative | Jun 2009 (17y) | ||
| Robert Allen Gage | Registered representative | Jun 2009 (17y) | ||
| Robert Allen Hickey | Registered representative | Jun 2009 (17y) | ||
| Robert Allen Hovan | Registered representative | Jun 2009 (17y) | ||
| Robert Andrew Van Esso | Registered representative | Jun 2009 (17y) | ||
| Robert Anthony Biernat | Registered representative | Jun 2009 (17y) | ||
| Robert Anthony Giles | Registered representative | Jun 2009 (17y) | ||
| Robert Armand Fullerton | Registered representative | Jun 2009 (17y) | ||
| Robert Arthur Meyerott | Registered representative | Jun 2009 (17y) | ||
| Robert August Miller | Registered representative | Jun 2009 (17y) | ||
| Robert Berry Rodgers | Registered representative | Jun 2009 (17y) | ||
| Robert Bruce King | Registered representative | Jun 2009 (17y) | ||
| Robert C. Critelli | Registered representative | Jun 2009 (17y) | ||
| Robert Carl Rueckl | Registered representative | Jun 2009 (17y) | ||
| Robert Charles Fairchild | Registered representative | Jun 2009 (17y) | ||
| Robert Charles Jeffries Thompson | Registered representative | Jun 2009 (17y) | ||
| Robert Charles Shea | Registered representative | Jun 2009 (17y) | ||
| Robert Chase Stribling | Registered representative | Jun 2009 (17y) | ||
| Robert Christopher Brett | Registered representative | Jun 2009 (17y) | ||
| Robert Christopher Smith | Registered representative | Jun 2009 (17y) | ||
| Robert David Kline | Registered representative | Jun 2009 (17y) | ||
| Robert David Levalley | Registered representative | Jun 2009 (17y) | ||
| Robert David Selleck | Registered representative | Jun 2009 (17y) | ||
| Robert David Sherwin | Registered representative | Jun 2009 (17y) | ||
| Robert Davidson Correll | Registered representative | Jun 2009 (17y) | ||
| Robert Decamp | Registered representative | Jun 2009 (17y) | ||
| Robert Dennis Gerwing | Registered representative | Jun 2009 (17y) | ||
| Robert Deshields Petty | Registered representative | Jun 2009 (17y) | ||
| Robert Donald Zorich | Registered representative | Jun 2009 (17y) | ||
| Robert Douglas Fritton | Registered representative | Jun 2009 (17y) | ||
| Robert Douglas Manning | Registered representative | Jun 2009 (17y) | ||
| Robert E Hearn | Registered representative | Jun 2009 (17y) | ||
| Robert E Mancini | Registered representative | Jun 2009 (17y) | ||
| Robert E Mckee | Registered representative | Jun 2009 (17y) | ||
| Robert Earl Mckelfresh | Registered representative | Jun 2009 (17y) | ||
| Robert Edman Mitchell | Registered representative | Jun 2009 (17y) | ||
| Robert Edmund Roenitz | Registered representative | Jun 2009 (17y) | ||
| Robert Edward Nebelung | Registered representative | Jun 2009 (17y) | ||
| Robert Edward Thomason | Registered representative | Jun 2009 (17y) | ||
| Robert Edwin Flermoen | Registered representative | Jun 2009 (17y) | ||
| Robert Elroy Jensen | Registered representative | Jun 2009 (17y) | ||
| Robert Eugene Garcia | Registered representative | Jun 2009 (17y) | ||
| Robert Fox Linck | Registered representative | Jun 2009 (17y) | ||
| Robert Francis Townsend | Registered representative | Jun 2009 (17y) | ||
| Robert Frederick Pascal | Registered representative | Jun 2009 (17y) | ||
| Robert G. Davidson | Registered representative | Jun 2009 (17y) | ||
| Robert Garabedian | Registered representative | Jun 2009 (17y) | ||
| Robert Gary Fernandez | Registered representative | Jun 2009 (17y) | ||
| Robert George Biggers | Registered representative | Jun 2009 (17y) | ||
| Robert George Vogelsang | Registered representative | Jun 2009 (17y) | ||
| Robert Glenn Jacobs | Registered representative | Jun 2009 (17y) | ||
| Robert Glenn Meredith | Registered representative | Jun 2009 (17y) | ||
| Robert H Axelrod | Registered representative | Jun 2009 (17y) | ||
| Robert H Duenner | Registered representative | Jun 2009 (17y) | ||
| Robert H O'neil | Registered representative | Jun 2009 (17y) | ||
| Robert Hamilton Carson | Registered representative | Jun 2009 (17y) | ||
| Robert Howard Winston | Registered representative | Jun 2009 (17y) | ||
| Robert Ira Chaykin | Registered representative | Jun 2009 (17y) | ||
| Robert J Mike | Registered representative | Jun 2009 (17y) | ||
| Robert James Bancroft | Registered representative | Jun 2009 (17y) | ||
| Robert James Lord | Registered representative | Jun 2009 (17y) | ||
| Robert James Manning | Registered representative | Jun 2009 (17y) | ||
| Robert James Morris | Registered representative | Jun 2009 (17y) | ||
| Robert James Silva | Registered representative | Jun 2009 (17y) | ||
| Robert James Steiner | Registered representative | Jun 2009 (17y) | ||
| Robert Jay Friedman | Registered representative | Jun 2009 (17y) | ||
| Robert Jeehoon Choi | Registered representative | Jun 2009 (17y) | ||
| Robert John Gibbons | Registered representative | Jun 2009 (17y) | ||
| Robert John Mcquade | Registered representative | Jun 2009 (17y) | ||
| Robert John Tassone | Registered representative | Jun 2009 (17y) | ||
| Robert John Wehman | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Arth | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Fischer | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Hugli | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Les | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Patten | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Rocha | Registered representative | Jun 2009 (17y) | ||
| Robert Joseph Ruffo | Registered representative | Jun 2009 (17y) | ||
| Robert K David | Registered representative | Jun 2009 (17y) | ||
| Robert K Mueller | Registered representative | Jun 2009 (17y) | ||
| Robert K. David | Registered representative | Jun 2009 (17y) | ||
| Robert L Shaw | Registered representative | Jun 2009 (17y) | ||
| Robert Lance Pruitt | Registered representative | Jun 2009 (17y) | ||
| Robert Lawrason Demuth | Registered representative | Jun 2009 (17y) | ||
| Robert Lawrence Millner | Registered representative | Jun 2009 (17y) | ||
| Robert Leonard Cerasia | Registered representative | Jun 2009 (17y) | ||
| Robert Lewis Gehring | Registered representative | Jun 2009 (17y) | ||
| Robert Lewis Johnson | Registered representative | Jun 2009 (17y) | ||
| Robert Ludovico Corrao | Registered representative | Jun 2009 (17y) | ||
| Robert Lynn Mcroy | Registered representative | Jun 2009 (17y) | ||
| Robert Marshall Berry | Registered representative | Jun 2009 (17y) | ||
| Robert Matheson Fox | Registered representative | Jun 2009 (17y) | ||
| Robert Mcdaniel Brownlow | Registered representative | Jun 2009 (17y) | ||
| Robert Mcgavock Trulock | Registered representative | Jun 2009 (17y) | ||
| Robert Michael Burbank | Registered representative | Jun 2009 (17y) | ||
| Robert Michael Johnston | Registered representative | Jun 2009 (17y) | ||
| Robert Michael Rius | Registered representative | Jun 2009 (17y) | ||
| Robert Michael Twardos | Registered representative | Jun 2009 (17y) | ||
| Robert Michael Walters | Registered representative | Jun 2009 (17y) | ||
| Robert Murrah Wills | Registered representative | Jun 2009 (17y) | ||
| Robert N. Newman | Registered representative | Jun 2009 (17y) | ||
| Robert P Price | Registered representative | Jun 2009 (17y) | ||
| Robert P. King | Registered representative | Jun 2009 (17y) | ||
| Robert Page Tinsley | Registered representative | Jun 2009 (17y) | ||
| Robert Paul Dobos Bubno | Registered representative | Jun 2009 (17y) | ||
| Robert Payne Richardson | Registered representative | Jun 2009 (17y) | ||
| Robert Perry Klein | Registered representative | Jun 2009 (17y) | ||
| Robert Quaintance Fomon | Registered representative | Jun 2009 (17y) | ||
| Robert Ramsey Chapline | Registered representative | Jun 2009 (17y) | ||
| Robert Randall Bolin | Registered representative | Jun 2009 (17y) | ||
| Robert Richard Khoury | Registered representative | Jun 2009 (17y) | ||
| Robert Scot Smith | Registered representative | Jun 2009 (17y) | ||
| Robert Scott Frantz | Registered representative | Jun 2009 (17y) | ||
| Robert Scott Mc Allister | Registered representative | Jun 2009 (17y) | ||
| Robert Scott Runyan | Registered representative | Jun 2009 (17y) | ||
| Robert Scott Scherer | Registered representative | Jun 2009 (17y) | ||
| Robert Sharpe | Registered representative | Jun 2009 (17y) | ||
| Robert Stephen Hatala | Registered representative | Jun 2009 (17y) | ||
| Robert Thomas Kyle Nelson | Registered representative | Jun 2009 (17y) | ||
| Robert Thomas Torcivia | Registered representative | Jun 2009 (17y) | ||
| Robert Victor Grasso | Registered representative | Jun 2009 (17y) | ||
| Robert Vincent Donnelly | Registered representative | Jun 2009 (17y) | ||
| Robert Vincent Gattuso | Registered representative | Jun 2009 (17y) | ||
| Robert Vincent Pellettieri | Registered representative | Jun 2009 (17y) | ||
| Robert W Starosciak | Registered representative | Jun 2009 (17y) | ||
| Robert Wade Porter | Registered representative | Jun 2009 (17y) | ||
| Robert Wesley Long | Registered representative | Jun 2009 (17y) | ||
| Robert William Best | Registered representative | Jun 2009 (17y) | ||
| Robert William Harvie | Registered representative | Jun 2009 (17y) | ||
| Robert Wilson Bailey | Registered representative | Jun 2009 (17y) | ||
| Robert Wilson Stribling | Registered representative | Jun 2009 (17y) | ||
| Robert Yang | Registered representative | Jun 2009 (17y) | ||
| Roberto Francesco Barbanente | Registered representative | Jun 2009 (17y) | ||
| Robin A Joines | Registered representative | Jun 2009 (17y) | ||
| Robin Ann Bauer | Registered representative | Jun 2009 (17y) | ||
| Robin Eleanor Sherwood | Registered representative | Jun 2009 (17y) | ||
| Robin Elizabeth Ross | Registered representative | Jun 2009 (17y) | ||
| Robin Jean Mcever | Registered representative | Jun 2009 (17y) | ||
| Robin L May | Registered representative | Jun 2009 (17y) | ||
| Robin Prever Malatino | Registered representative | Jun 2009 (17y) | ||
| Robin Renee Pierce | Registered representative | Jun 2009 (17y) | ||
| Robin Stuart Mcgeorge | Registered representative | Jun 2009 (17y) | ||
| Rocco Anthony Vernisi | Registered representative | Jun 2009 (17y) | ||
| Rod Barry Aronson | Registered representative | Jun 2009 (17y) | ||
| Rodney Alan Pirtle | Registered representative | Jun 2009 (17y) | ||
| Rodney Lynn Fallin | Registered representative | Jun 2009 (17y) | ||
| Rodney Owen Ambrose | Registered representative | Jun 2009 (17y) | ||
| Rodney Trent Toothman | Registered representative | Jun 2009 (17y) | ||
| Roger Alan Barlow | Registered representative | Jun 2009 (17y) | ||
| Roger Allen Piper | Registered representative | Jun 2009 (17y) | ||
| Roger Dean Achtermann | Registered representative | Jun 2009 (17y) | ||
| Roger Eric Busch | Registered representative | Jun 2009 (17y) | ||
| Roger F Mulhern | Registered representative | Jun 2009 (17y) | ||
| Roger Garza | Registered representative | Jun 2009 (17y) | ||
| Roger J Mason | Registered representative | Jun 2009 (17y) | ||
| Roger Scott Mckee | Registered representative | Jun 2009 (17y) | ||
| Roland Lemoyne Breitenecker | Registered representative | Jun 2009 (17y) | ||
| Roland W Killcreas | Registered representative | Jun 2009 (17y) | ||
| Roman Julian Adrianowycz | Registered representative | Jun 2009 (17y) | ||
| Ron Joseph Monis | Registered representative | Jun 2009 (17y) | ||
| Ron Keith Phillips | Registered representative | Jun 2009 (17y) | ||
| Ron Schwartz | Registered representative | CFP | Jun 2009 (17y) | |
| Ron W Toth | Registered representative | Jun 2009 (17y) | ||
| Ronald Andew Balzano | Registered representative | Jun 2009 (17y) | ||
| Ronald Dennis Rand | Registered representative | Jun 2009 (17y) | ||
| Ronald Edward Ziembko | Registered representative | Jun 2009 (17y) | ||
| Ronald Fred Masino | Registered representative | Jun 2009 (17y) | ||
| Ronald Gordon Johnson | Registered representative | Jun 2009 (17y) | ||
| Ronald J Campbell | Registered representative | Jun 2009 (17y) | ||
| Ronald Jay Schwartz | Registered representative | Jun 2009 (17y) | ||
| Ronald John Capraro | Registered representative | Jun 2009 (17y) | ||
| Ronald Kevin Parsons | Registered representative | Jun 2009 (17y) | ||
| Ronald L. Clark | Registered representative | Jun 2009 (17y) | ||
| Ronald Michael Davis | Registered representative | Jun 2009 (17y) | ||
| Ronald Mitchell Biedermann | Registered representative | Jun 2009 (17y) | ||
| Ronald Scott Hopkins | Registered representative | CFP | Jun 2009 (17y) | |
| Ronald Scott Murray | Registered representative | Jun 2009 (17y) | ||
| Ronald Thomas Gin | Registered representative | Jun 2009 (17y) | ||
| Ronald W Garrison | Registered representative | Jun 2009 (17y) | ||
| Ronald W. Mitcherling | Registered representative | Jun 2009 (17y) | ||
| Ronnie Ray Mccoy | Registered representative | Jun 2009 (17y) | ||
| Rosa C Gonzalez | Registered representative | Jun 2009 (17y) | ||
| Rosalba J Estevez | Registered representative | Jun 2009 (17y) | ||
| Rosalia Lydia Camarda | Registered representative | Jun 2009 (17y) | ||
| Rose Marie Mcbride | Registered representative | Jun 2009 (17y) | ||
| Rosemary Ann Iadarola | Registered representative | Jun 2009 (17y) | ||
| Rosemary G Phillips | Registered representative | Jun 2009 (17y) | ||
| Ross Alexander Richards | Registered representative | Jun 2009 (17y) | ||
| Ross D Pearlman | Registered representative | Jun 2009 (17y) | ||
| Ross Phillip Charkatz | Registered representative | Jun 2009 (17y) | ||
| Rowan Michael Beach | Registered representative | Jun 2009 (17y) | ||
| Roxana Y Machado | Registered representative | Jun 2009 (17y) | ||
| Roxanne Grise | Registered representative | Jun 2009 (17y) | ||
| Roxanne T Flannery | Registered representative | Jun 2009 (17y) | ||
| Roy A. Longanecker | Registered representative | Jun 2009 (17y) | ||
| Roya Cole | Registered representative | Jun 2009 (17y) | ||
| Roya Pour Ghavami | Registered representative | Jun 2009 (17y) | ||
| Ruarri Jonathan Burda | Registered representative | Jun 2009 (17y) | ||
| Rupa Narasimhan Jack | Registered representative | Jun 2009 (17y) | ||
| Rupert Ripley Sizemore | Registered representative | Jun 2009 (17y) | ||
| Rupesh Shah | Registered representative | Jun 2009 (17y) | ||
| Russ Thomas Clever | Registered representative | Jun 2009 (17y) | ||
| Russell Alan Cowman | Registered representative | Jun 2009 (17y) | ||
| Russell Alan Ganz | Registered representative | Jun 2009 (17y) | ||
| Russell Anthony Phelps | Registered representative | Jun 2009 (17y) | ||
| Russell David Bassett | Registered representative | Jun 2009 (17y) | ||
| Russell Joseph Martinez | Registered representative | Jun 2009 (17y) | ||
| Russell Lawrence Dyer | Registered representative | Jun 2009 (17y) | ||
| Russell Lee Schmidtke | Registered representative | Jun 2009 (17y) | ||
| Russell M Bancroft | Registered representative | Jun 2009 (17y) | ||
| Russell Maxmillian Lagreca | Registered representative | Jun 2009 (17y) | ||
| Russell Neal Harrison | Registered representative | Jun 2009 (17y) | ||
| Russell W Jones | Registered representative | Jun 2009 (17y) | ||
| Russell W Spitz | Registered representative | Jun 2009 (17y) | ||
| Russell West Petrin | Registered representative | Jun 2009 (17y) | ||
| Ruven Randall Rodriguez | Registered representative | Jun 2009 (17y) | ||
| Ryan A Hubka | Registered representative | Jun 2009 (17y) | ||
| Ryan Bartholome Muldowney | Registered representative | Jun 2009 (17y) | ||
| Ryan Carl Groose | Registered representative | Jun 2009 (17y) | ||
| Ryan Casey Miller | Registered representative | Jun 2009 (17y) | ||
| Ryan Christophe Rupert | Registered representative | Jun 2009 (17y) | ||
| Ryan David Lepage | Registered representative | Jun 2009 (17y) | ||
| Ryan David Suvoy | Registered representative | Jun 2009 (17y) | ||
| Ryan Deprosperis | Registered representative | Jun 2009 (17y) | ||
| Ryan Edward Connolly | Registered representative | Jun 2009 (17y) | ||
| Ryan Hamilton Gildersleeve | Registered representative | Jun 2009 (17y) | ||
| Ryan Jared Ward | Registered representative | Jun 2009 (17y) | ||
| Ryan Jerome Angell | Registered representative | Jun 2009 (17y) | ||
| Ryan Jonathan Bowman | Registered representative | Jun 2009 (17y) | ||
| Ryan Joseph Seay | Registered representative | Jun 2009 (17y) | ||
| Ryan Kiernan Mcgaughy | Registered representative | Jun 2009 (17y) | ||
| Ryan Lee Adamson | Registered representative | Jun 2009 (17y) | ||
| Ryan Louis Margolin | Registered representative | Jun 2009 (17y) | ||
| Ryan M Osborn | Registered representative | Jun 2009 (17y) | ||
| Ryan M Udine | Registered representative | Jun 2009 (17y) | ||
| Ryan Michael Brown | Registered representative | Jun 2009 (17y) | ||
| Ryan Michael Lenet | Registered representative | Jun 2009 (17y) | ||
| Ryan Patrick Harrigan | Registered representative | Jun 2009 (17y) | ||
| Ryan Paul Stuart | Registered representative | Jun 2009 (17y) | ||
| Ryan Robert Supplee | Registered representative | Jun 2009 (17y) | ||
| Ryan Russell Mcneely | Registered representative | Jun 2009 (17y) | ||
| Ryan Scott Gross | Registered representative | Jun 2009 (17y) | ||
| Ryan Thomas Kelly | Registered representative | Jun 2009 (17y) | ||
| Ryan Thomas Mcdonough | Registered representative | Jun 2009 (17y) | ||
| Ryan W. Mcqueary | Registered representative | CFP | Jun 2009 (17y) | |
| Ryan William Gilbrech | Registered representative | Jun 2009 (17y) | ||
| Ryan William Ne Mummert | Registered representative | Jun 2009 (17y) | ||
| Ryann Jean Macluskie | Registered representative | Jun 2009 (17y) | ||
| S Craig Dunbar | Registered representative | Jun 2009 (17y) | ||
| Sabina A Sewillo | Registered representative | Jun 2009 (17y) | ||
| Sabrina M. Lombardo | Registered representative | Jun 2009 (17y) | ||
| Sabrina Yolanda Carter | Registered representative | Jun 2009 (17y) | ||
| Sally Jane Belas | Registered representative | Jun 2009 (17y) | ||
| Salvador Freitas Lancaster | Registered representative | Jun 2009 (17y) | ||
| Sam J Valeo | Registered representative | Jun 2009 (17y) | ||
| Samuel Bayne Hill | Registered representative | Jun 2009 (17y) | ||
| Samuel Brandwein | Registered representative | Jun 2009 (17y) | ||
| Samuel C Applegate | Registered representative | Jun 2009 (17y) | ||
| Samuel J Harrell | Registered representative | Jun 2009 (17y) | ||
| Samuel Mcclay Yonce | Registered representative | Jun 2009 (17y) | ||
| Samuel Scott House | Registered representative | Jun 2009 (17y) | ||
| Sandra I Hsien Wang | Registered representative | Jun 2009 (17y) | ||
| Sandra J Vantrease | Registered representative | Jun 2009 (17y) | ||
| Sandra Jane Rutan | Registered representative | Jun 2009 (17y) | ||
| Sandra Joan Smith | Registered representative | Jun 2009 (17y) | ||
| Sandra Julissa Duran | Registered representative | Jun 2009 (17y) | ||
| Sandra Lee Ballard | Registered representative | Jun 2009 (17y) | ||
| Sandra Marie Brigandi | Registered representative | Jun 2009 (17y) | ||
| Sandra Rodriguez | Registered representative | Jun 2009 (17y) | ||
| Sandy Arthur Simon | Registered representative | Jun 2009 (17y) | ||
| Sandy Hausz Wilcox | Registered representative | Jun 2009 (17y) | ||
| Sandy Lee Devich | Registered representative | Jun 2009 (17y) | ||
| Sanford Ian Zimmerman | Registered representative | Jun 2009 (17y) | ||
| Sanford John Roberds | Registered representative | Jun 2009 (17y) | ||
| Sanford William Hubbard | Registered representative | Jun 2009 (17y) | ||
| Sanjeev Arora | Registered representative | Jun 2009 (17y) | ||
| Santiago Eduardo Gomez | Registered representative | Jun 2009 (17y) | ||
| Sara Elizabeth Asatiani | Registered representative | Jun 2009 (17y) | ||
| Sara Gabrielle Pitcel | Registered representative | Jun 2009 (17y) | ||
| Sara Kathryn Wallace | Registered representative | Jun 2009 (17y) | ||
| Sara Ol Farner | Registered representative | Jun 2009 (17y) | ||
| Sara Wides Nicholson | Registered representative | Jun 2009 (17y) | ||
| Sarah A Williams | Registered representative | Jun 2009 (17y) | ||
| Sarah Christine George | Registered representative | Jun 2009 (17y) | ||
| Sarah Jane Cressley | Registered representative | Jun 2009 (17y) | ||
| Sarah Ruth Paltiel | Registered representative | Jun 2009 (17y) | ||
| Sarkis Bedros Shirinian | Registered representative | Jun 2009 (17y) | ||
| Sascha M Garzarella | Registered representative | Chartered Financial Consultant | Jun 2009 (17y) | |
| Saul Micah Levy | Registered representative | Jun 2009 (17y) | ||
| Scott Alan Franklin | Registered representative | Jun 2009 (17y) | ||
| Scott Alan Lange | Registered representative | Jun 2009 (17y) | ||
| Scott Alexander Robertson | Registered representative | Jun 2009 (17y) | ||
| Scott Allen Davis | Registered representative | Jun 2009 (17y) | ||
| Scott Allen Ladrigan | Registered representative | Jun 2009 (17y) | ||
| Scott Allen Lewis | Registered representative | Jun 2009 (17y) | ||
| Scott B Smith | Registered representative | Jun 2009 (17y) | ||
| Scott Brian Austin | Registered representative | Jun 2009 (17y) | ||
| Scott Curtis Cortner | Registered representative | Jun 2009 (17y) | ||
| Scott D Drever | Registered representative | Jun 2009 (17y) | ||
| Scott Daniels Ensor | Registered representative | Jun 2009 (17y) | ||
| Scott David Blair | Registered representative | Jun 2009 (17y) | ||
| Scott David Ferguson | Registered representative | Jun 2009 (17y) | ||
| Scott Dean Neal | Registered representative | Jun 2009 (17y) | ||
| Scott Dennis Hafeli | Registered representative | Jun 2009 (17y) | ||
| Scott Douglas Brown | Registered representative | CFP | Jun 2009 (17y) | |
| Scott Douglas James | Registered representative | Jun 2009 (17y) | ||
| Scott Douglas Rash | Registered representative | Jun 2009 (17y) | ||
| Scott E Bouldin | Registered representative | Jun 2009 (17y) | ||
| Scott Edward Novellas | Registered representative | CFP | Jun 2009 (17y) | |
| Scott Edward O'dell | Registered representative | Jun 2009 (17y) | ||
| Scott Eric Myers | Registered representative | Jun 2009 (17y) | ||
| Scott Eric Tonnesen | Registered representative | CFP | Jun 2009 (17y) | |
| Scott F. Heyer | Registered representative | Jun 2009 (17y) | ||
| Scott Farrell Vender | Registered representative | Jun 2009 (17y) | ||
| Scott Frank Mahoney | Registered representative | Jun 2009 (17y) | ||
| Scott Hall Bigham | Registered representative | Jun 2009 (17y) | ||
| Scott Jerome Arett | Registered representative | Jun 2009 (17y) | ||
| Scott Jerome Hesekiel | Registered representative | Jun 2009 (17y) | ||
| Scott Kirby Magnesen | Registered representative | Jun 2009 (17y) | ||
| Scott Lee Giorgi | Registered representative | Jun 2009 (17y) | ||
| Scott Lee Rockwell | Registered representative | Jun 2009 (17y) | ||
| Scott Lewis Lerner | Registered representative | Jun 2009 (17y) | ||
| Scott Louis Anderson | Registered representative | Jun 2009 (17y) | ||
| Scott M Struble | Registered representative | Jun 2009 (17y) | ||
| Scott Matthew Cruse | Registered representative | Jun 2009 (17y) | ||
| Scott Mcmillan Strickland | Registered representative | Jun 2009 (17y) | ||
| Scott Michael Ashley | Registered representative | Jun 2009 (17y) | ||
| Scott Michael Caston | Registered representative | Jun 2009 (17y) | ||
| Scott Michael Zoldan | Registered representative | Jun 2009 (17y) | ||
| Scott P Berk | Registered representative | Jun 2009 (17y) | ||
| Scott Paul Schlett | Registered representative | CFP | Jun 2009 (17y) | |
| Scott R. Frost | Registered representative | Jun 2009 (17y) | ||
| Scott Robert Manning | Registered representative | Jun 2009 (17y) | ||
| Scott Robert Shotto | Registered representative | Jun 2009 (17y) | ||
| Scott Ryan Monteverde | Registered representative | Jun 2009 (17y) | ||
| Scott W Locher | Registered representative | Jun 2009 (17y) | ||
| Scott Waxman | Registered representative | Jun 2009 (17y) | ||
| Scott William Jenkins | Registered representative | Jun 2009 (17y) | ||
| Sean Alson Neifert | Registered representative | Jun 2009 (17y) | ||
| Sean C Yu | Registered representative | Jun 2009 (17y) | ||
| Sean David Pipkin | Registered representative | Jun 2009 (17y) | ||
| Sean Francis Mckenna | Registered representative | Jun 2009 (17y) | ||
| Sean Joseph Kennally | Registered representative | Jun 2009 (17y) | ||
| Sean K O'kelly | Registered representative | Jun 2009 (17y) | ||
| Sean Kevin Lannan | Registered representative | Jun 2009 (17y) | ||
| Sean M Platt | Registered representative | Jun 2009 (17y) | ||
| Sean Matthew Zimmerman | Registered representative | Jun 2009 (17y) | ||
| Sean Michael Langley | Registered representative | Jun 2009 (17y) | ||
| Sean Michael O'connell | Registered representative | Jun 2009 (17y) | ||
| Sean Michael O'connor | Registered representative | Jun 2009 (17y) | ||
| Sean Patrick Connolly | Registered representative | Jun 2009 (17y) | ||
| Sean Patrick Fenton | Registered representative | Jun 2009 (17y) | ||
| Sean Paul Geiger | Registered representative | Jun 2009 (17y) | ||
| Sean Richardson York | Registered representative | Jun 2009 (17y) | ||
| Sean Talmage Gallagher | Registered representative | Jun 2009 (17y) | ||
| Sean William Hosty | Registered representative | Jun 2009 (17y) | ||
| Sebastien Darius Djavadi | Registered representative | Jun 2009 (17y) | ||
| Selena English Hemphill | Registered representative | Jun 2009 (17y) | ||
| Serena Behar Tobias | Registered representative | Jun 2009 (17y) | ||
| Sergio Anthony Piccinich | Registered representative | Jun 2009 (17y) | ||
| Sergio G Granados | Registered representative | Jun 2009 (17y) | ||
| Sergio John Lazzara | Registered representative | Jun 2009 (17y) | ||
| Sergio Mejia | Registered representative | Jun 2009 (17y) | ||
| Seth Alan Haye | Registered representative | Jun 2009 (17y) | ||
| Seth Michael Rapkin | Registered representative | Jun 2009 (17y) | ||
| Shallon Dione Febres | Registered representative | Jun 2009 (17y) | ||
| Shane Anthony Brisbin | Registered representative | Jun 2009 (17y) | ||
| Shane Chambers Atwood | Registered representative | Jun 2009 (17y) | ||
| Shane Ross Prescott | Registered representative | Jun 2009 (17y) | ||
| Shane Stanley Koproski | Registered representative | Jun 2009 (17y) | ||
| Shane Thomas Snell | Registered representative | Jun 2009 (17y) | ||
| Shanna Marie Lisherness Griffin | Registered representative | Jun 2009 (17y) | ||
| Shannon Donovan Wamre | Registered representative | Jun 2009 (17y) | ||
| Shannon E Boyle | Registered representative | Jun 2009 (17y) | ||
| Shannon Heath Glor | Registered representative | CFP | Jun 2009 (17y) | |
| Shannon Marie Thomason | Registered representative | Jun 2009 (17y) | ||
| Shannon Metcalfe Green | Registered representative | Jun 2009 (17y) | ||
| Shannon Orndorff Orban | Registered representative | Jun 2009 (17y) | ||
| Shanon Beth Ohlweiler | Registered representative | Jun 2009 (17y) | ||
| Shari Lee Losinski | Registered representative | Jun 2009 (17y) | ||
| Sharie Lee Behnam | Registered representative | Jun 2009 (17y) | ||
| Sharon Hope Dykhouse | Registered representative | Jun 2009 (17y) | ||
| Sharon Lee Peoples | Registered representative | Jun 2009 (17y) | ||
| Sharon Louise Washburn | Registered representative | Jun 2009 (17y) | ||
| Sharon Pierce Coursey | Registered representative | Jun 2009 (17y) | ||
| Sharrel Ann Hohman | Registered representative | Jun 2009 (17y) | ||
| Shashi Bhagat | Registered representative | Jun 2009 (17y) | ||
| Shatavia K Milton | Registered representative | Jun 2009 (17y) | ||
| Shaun Bruce Freeman | Registered representative | Jun 2009 (17y) | ||
| Shaun Michael Fitzpatrick | Registered representative | Jun 2009 (17y) | ||
| Shaun Michael Flanigan | Registered representative | Jun 2009 (17y) | ||
| Shawn Christopher Smith | Registered representative | Jun 2009 (17y) | ||
| Shawn Eugene Neighbor | Registered representative | Jun 2009 (17y) | ||
| Shawn Kevin Henley | Registered representative | Jun 2009 (17y) | ||
| Shawn L Mcmahon | Registered representative | Jun 2009 (17y) | ||
| Shawn Lewis Walker | Registered representative | Jun 2009 (17y) | ||
| Shawn Michael Mccormick | Registered representative | Jun 2009 (17y) | ||
| Shawn Michael Reed | Registered representative | Jun 2009 (17y) | ||
| Shawn Michael Richardson | Registered representative | Jun 2009 (17y) | ||
| Shawn Paul Fowler | Registered representative | Jun 2009 (17y) | ||
| Shawn Ray Paschal | Registered representative | Jun 2009 (17y) | ||
| Sheila Anne Volrath | Registered representative | Jun 2009 (17y) | ||
| Sheila Brassfield Edwards | Registered representative | Jun 2009 (17y) | ||
| Sheila R. Garber | Registered representative | Jun 2009 (17y) | ||
| Shelia Armenda Henry | Registered representative | Jun 2009 (17y) | ||
| Shelly Ann Grycza | Registered representative | Jun 2009 (17y) | ||
| Shelly Anne Smith | Registered representative | Jun 2009 (17y) | ||
| Sherri Lynn Omdahl | Registered representative | Jun 2009 (17y) | ||
| Sherrie Louise Jones | Registered representative | Jun 2009 (17y) | ||
| Sheryl Ann Marie Denniston | Registered representative | Jun 2009 (17y) | ||
| Sheryl Jan Steinhart | Registered representative | Jun 2009 (17y) | ||
| Sheryl Lynn Collins | Registered representative | Jun 2009 (17y) | ||
| Sheryl Renee O'donnell | Registered representative | Jun 2009 (17y) | ||
| Shou Chan Lee | Registered representative | Jun 2009 (17y) | ||
| Shubie Gulati | Registered representative | Jun 2009 (17y) | ||
| Sidney A Huguenin | Registered representative | Jun 2009 (17y) | ||
| Silvana Beatrice Nandin | Registered representative | Jun 2009 (17y) | ||
| Siobhan Bridget Mccormick | Registered representative | Jun 2009 (17y) | ||
| Siobhan Jane Minch | Registered representative | Jun 2009 (17y) | ||
| Sok Fenn Loh | Registered representative | Jun 2009 (17y) | ||
| Sophia Dion | Registered representative | Jun 2009 (17y) | ||
| Spencer Brian Larson | Registered representative | Jun 2009 (17y) | ||
| Srikumar Ramanan | Registered representative | Jun 2009 (17y) | ||
| Stacey Benagh Newberry | Registered representative | Jun 2009 (17y) | ||
| Stacey L E Strandberg | Registered representative | Jun 2009 (17y) | ||
| Stacey Suzanne Barrins | Registered representative | Jun 2009 (17y) | ||
| Stacey Thai Chung | Registered representative | Jun 2009 (17y) | ||
| Stacie L. Rosera | Registered representative | Jun 2009 (17y) | ||
| Stacy Lynn Muirhead | Registered representative | Jun 2009 (17y) | ||
| Stacy Lynn Snyder | Registered representative | Jun 2009 (17y) | ||
| Stacy R Novak | Registered representative | Jun 2009 (17y) | ||
| Stamford Yung Niou | Registered representative | Jun 2009 (17y) | ||
| Stan W Seal | Registered representative | Jun 2009 (17y) | ||
| Stephan David Zacharkiw | Registered representative | Jun 2009 (17y) | ||
| Stephanie A Petrosini | Registered representative | Jun 2009 (17y) | ||
| Stephanie A Whittier | Registered representative | Jun 2009 (17y) | ||
| Stephanie Alexandra Mihalakos | Registered representative | Jun 2009 (17y) | ||
| Stephanie Anne Smith | Registered representative | Jun 2009 (17y) | ||
| Stephanie Dallas | Registered representative | Jun 2009 (17y) | ||
| Stephanie E Green | Registered representative | Jun 2009 (17y) | ||
| Stephanie J Donato | Registered representative | Jun 2009 (17y) | ||
| Stephanie Jean Caudill | Registered representative | Jun 2009 (17y) | ||
| Stephanie Lynn Saunders | Registered representative | Jun 2009 (17y) | ||
| Stephanie M Brown | Registered representative | Jun 2009 (17y) | ||
| Stephanie M Ede | Registered representative | Jun 2009 (17y) | ||
| Stephanie Marie Franchini | Registered representative | Jun 2009 (17y) | ||
| Stephanie Mozur Smith | Registered representative | Jun 2009 (17y) | ||
| Stephanie Nichole Hartmire | Registered representative | Jun 2009 (17y) | ||
| Stephanie Stahl | Registered representative | Jun 2009 (17y) | ||
| Stephany Dawn Horn | Registered representative | Jun 2009 (17y) | ||
| Stephen A Colato | Registered representative | Jun 2009 (17y) | ||
| Stephen Alan Sherman | Registered representative | Jun 2009 (17y) | ||
| Stephen Anthony Guiney | Registered representative | Jun 2009 (17y) | ||
| Stephen Arthur Hord | Registered representative | Jun 2009 (17y) | ||
| Stephen Ashley Fitzmaurice | Registered representative | Jun 2009 (17y) | ||
| Stephen Brantley Pletcher | Registered representative | Jun 2009 (17y) | ||
| Stephen Clark Taylor | Registered representative | Jun 2009 (17y) | ||
| Stephen Clem Shanklin | Registered representative | Jun 2009 (17y) | ||
| Stephen Damon Jang | Registered representative | Jun 2009 (17y) | ||
| Stephen Dewitt Daughdrill | Registered representative | Jun 2009 (17y) | ||
| Stephen Donald Macko | Registered representative | Jun 2009 (17y) | ||
| Stephen Douglas Wile | Registered representative | Jun 2009 (17y) | ||
| Stephen Edward D'antuono | Registered representative | Jun 2009 (17y) | ||
| Stephen Edward Dauer | Registered representative | Jun 2009 (17y) | ||
| Stephen Elliot Rudman | Registered representative | Jun 2009 (17y) | ||
| Stephen F Braun | Registered representative | Jun 2009 (17y) | ||
| Stephen Farrell Crane | Registered representative | Jun 2009 (17y) | ||
| Stephen Frederic Arnstein | Registered representative | Jun 2009 (17y) | ||
| Stephen George Hekimian | Registered representative | CFP | Jun 2009 (17y) | |
| Stephen Harrison Schwarz | Registered representative | Jun 2009 (17y) | ||
| Stephen Hearn Hooten | Registered representative | Jun 2009 (17y) | ||
| Stephen Howard Davis | Registered representative | Jun 2009 (17y) | ||
| Stephen J Brady | Registered representative | Jun 2009 (17y) | ||
| Stephen J Scanapicco | Registered representative | Jun 2009 (17y) | ||
| Stephen James Brady | Registered representative | Jun 2009 (17y) | ||
| Stephen James Lowman | Registered representative | Jun 2009 (17y) | ||
| Stephen Jay Clarke | Registered representative | Jun 2009 (17y) | ||
| Stephen John Anaclerio | Registered representative | Jun 2009 (17y) | ||
| Stephen John Potter | Registered representative | Jun 2009 (17y) | ||
| Stephen Joseph Martin | Registered representative | Jun 2009 (17y) | ||
| Stephen Joseph Ponichtera | Registered representative | Jun 2009 (17y) | ||
| Stephen Kirk Waskey | Registered representative | Jun 2009 (17y) | ||
| Stephen M Parlier | Registered representative | Jun 2009 (17y) | ||
| Stephen Michael Bernstein | Registered representative | Jun 2009 (17y) | ||
| Stephen Michael Perrone | Registered representative | Jun 2009 (17y) | ||
| Stephen Nicholas Smihal | Registered representative | Jun 2009 (17y) | ||
| Stephen Obrien Davalos | Registered representative | Jun 2009 (17y) | ||
| Stephen P Devermann | Registered representative | Jun 2009 (17y) | ||
| Stephen Patrick Kelliher | Registered representative | Jun 2009 (17y) | ||
| Stephen Phillip Whitman | Registered representative | Jun 2009 (17y) | ||
| Stephen R Allen | Registered representative | Jun 2009 (17y) | ||
| Stephen Robert Dziengeleski | Registered representative | Jun 2009 (17y) | ||
| Stephen Ross Caphton | Registered representative | Jun 2009 (17y) | ||
| Stephen Thomas Gurley | Registered representative | Jun 2009 (17y) | ||
| Stephen Tildon Lucas | Registered representative | Jun 2009 (17y) | ||
| Stephen William Comiskey | Registered representative | Jun 2009 (17y) | ||
| Sterling A Dalatri | Registered representative | Jun 2009 (17y) | ||
| Steve A. Schenk | Registered representative | Jun 2009 (17y) | ||
| Steve J Malouf | Registered representative | Jun 2009 (17y) | ||
| Steve Kent Anderson | Registered representative | Jun 2009 (17y) | ||
| Steve Li Tung | Registered representative | Jun 2009 (17y) | ||
| Steve Sun Koh | Registered representative | Jun 2009 (17y) | ||
| Steven A Lobasso | Registered representative | Jun 2009 (17y) | ||
| Steven Adam Grosswald | Registered representative | Jun 2009 (17y) | ||
| Steven Andrew Long | Registered representative | Jun 2009 (17y) | ||
| Steven Anthony Ruffoni | Registered representative | Jun 2009 (17y) | ||
| Steven Barry Craig | Registered representative | Jun 2009 (17y) | ||
| Steven Benjamin Nakovich | Registered representative | Jun 2009 (17y) | ||
| Steven Brian Jones | Registered representative | Jun 2009 (17y) | ||
| Steven Bryant Kirkland | Registered representative | Jun 2009 (17y) | ||
| Steven Bryant Stapleton | Registered representative | Jun 2009 (17y) | ||
| Steven Charles Setterstrom | Registered representative | Jun 2009 (17y) | ||
| Steven Claude Matthews | Registered representative | Jun 2009 (17y) | ||
| Steven Dale Lutz | Registered representative | Jun 2009 (17y) | ||
| Steven Daniels | Registered representative | Jun 2009 (17y) | ||
| Steven David Katzman | Registered representative | Jun 2009 (17y) | ||
| Steven Dominic D'amico | Registered representative | Jun 2009 (17y) | ||
| Steven Edward Fishman | Registered representative | Jun 2009 (17y) | ||
| Steven Eric Schwimmer | Registered representative | Jun 2009 (17y) | ||
| Steven Forrest Goens | Registered representative | Jun 2009 (17y) | ||
| Steven Gary Grassl | Registered representative | Jun 2009 (17y) | ||
| Steven Glenn Mitchell | Registered representative | Jun 2009 (17y) | ||
| Steven Goldstein | Registered representative | Jun 2009 (17y) | ||
| Steven Harry Caltabiano | Registered representative | Jun 2009 (17y) | ||
| Steven Ian Borenstein | Registered representative | Jun 2009 (17y) | ||
| Steven Irwin Gottlieb | Registered representative | Jun 2009 (17y) | ||
| Steven J Allison | Registered representative | Jun 2009 (17y) | ||
| Steven Jeffrey Cohen | Registered representative | Jun 2009 (17y) | ||
| Steven John Cwienkala | Registered representative | Jun 2009 (17y) | ||
| Steven John Mobberley | Registered representative | Jun 2009 (17y) | ||
| Steven John Trinkala | Registered representative | Jun 2009 (17y) | ||
| Steven John Zimmerman | Registered representative | Jun 2009 (17y) | ||
| Steven Joseph Chan | Registered representative | Jun 2009 (17y) | ||
| Steven Joseph Marsanskis | Registered representative | Jun 2009 (17y) | ||
| Steven Joseph Scerra | Registered representative | Jun 2009 (17y) | ||
| Steven Keith Robinson | Registered representative | Jun 2009 (17y) | ||
| Steven Kennethjames Gentile | Registered representative | Jun 2009 (17y) | ||
| Steven Kregg Reegler | Registered representative | Jun 2009 (17y) | ||
| Steven Lawrence Lanza | Registered representative | Jun 2009 (17y) | ||
| Steven Lee Fusco | Registered representative | Jun 2009 (17y) | ||
| Steven Lesley Walter | Registered representative | Jun 2009 (17y) | ||
| Steven M Schelling | Registered representative | Jun 2009 (17y) | ||
| Steven Mark Earle | Registered representative | Jun 2009 (17y) | ||
| Steven Mark Hadley | Registered representative | Jun 2009 (17y) | ||
| Steven Michael Knudsen | Registered representative | Jun 2009 (17y) | ||
| Steven Michael Licciardi | Registered representative | Jun 2009 (17y) | ||
| Steven Michael Pompan | Registered representative | Jun 2009 (17y) | ||
| Steven Patrick Mcsharry | Registered representative | Jun 2009 (17y) | ||
| Steven Paul Hendrickson | Registered representative | Jun 2009 (17y) | ||
| Steven Paul Hoke | Registered representative | Jun 2009 (17y) | ||
| Steven Paul Wurzer | Registered representative | Jun 2009 (17y) | ||
| Steven Philip Anderson | Registered representative | Jun 2009 (17y) | ||
| Steven Randall Geraghty | Registered representative | Jun 2009 (17y) | ||
| Steven Richard Feehan | Registered representative | Jun 2009 (17y) | ||
| Steven Richard Olson | Registered representative | Jun 2009 (17y) | ||
| Steven Richard Principe | Registered representative | Jun 2009 (17y) | ||
| Steven Robert Goodwin | Registered representative | Jun 2009 (17y) | ||
| Steven Robert Keener | Registered representative | Jun 2009 (17y) | ||
| Steven Robert Kleinertz | Registered representative | Jun 2009 (17y) | ||
| Steven Robert Stinson | Registered representative | Jun 2009 (17y) | ||
| Steven Seares Murray | Registered representative | Jun 2009 (17y) | ||
| Steven Terence Freeman | Registered representative | Jun 2009 (17y) | ||
| Steven Thomas Fischer | Registered representative | Jun 2009 (17y) | ||
| Steven Thomas Flacco | Registered representative | Jun 2009 (17y) | ||
| Steven Vincent Domenico | Registered representative | Jun 2009 (17y) | ||
| Steven Wayne Wilde | Registered representative | Jun 2009 (17y) | ||
| Steven Wiener | Registered representative | Jun 2009 (17y) | ||
| Steven William Fill | Registered representative | Jun 2009 (17y) | ||
| Steven William Norin | Registered representative | Jun 2009 (17y) | ||
| Stewart Churchill Hartman | Registered representative | Jun 2009 (17y) | ||
| Stewart Lyle Schwabe | Registered representative | Jun 2009 (17y) | ||
| Stuart Anderson Munro | Registered representative | Jun 2009 (17y) | ||
| Stuart Lee Sixma | Registered representative | Jun 2009 (17y) | ||
| Stuart Parker Craig | Registered representative | Jun 2009 (17y) | ||
| Stuart Ross Epstein | Registered representative | Jun 2009 (17y) | ||
| Stuart Sander Fishbein | Registered representative | Jun 2009 (17y) | ||
| Stuart Thomas Patton | Registered representative | Jun 2009 (17y) | ||
| Stuart Winton Smith | Registered representative | Jun 2009 (17y) | ||
| Sue Anna Dieterich | Registered representative | Jun 2009 (17y) | ||
| Sue S Van Der Linden | Registered representative | Jun 2009 (17y) | ||
| Sujan S Chyo | Registered representative | Jun 2009 (17y) | ||
| Sukru Uluoglu | Registered representative | Jun 2009 (17y) | ||
| Sunil V Seth | Registered representative | Jun 2009 (17y) | ||
| Suntalee Koozer | Registered representative | Jun 2009 (17y) | ||
| Susan A Knight | Registered representative | Jun 2009 (17y) | ||
| Susan Beth Silberman | Registered representative | Jun 2009 (17y) | ||
| Susan Diane Bordeaux | Registered representative | Jun 2009 (17y) | ||
| Susan Elizabeth Outzen | Registered representative | Jun 2009 (17y) | ||
| Susan F Feitelberg | Registered representative | Jun 2009 (17y) | ||
| Susan Fisher Spaugh | Registered representative | Jun 2009 (17y) | ||
| Susan Graham Harrington | Registered representative | Jun 2009 (17y) | ||
| Susan Green Weitzman | Registered representative | Jun 2009 (17y) | ||
| Susan H Tout | Registered representative | Jun 2009 (17y) | ||
| Susan Kathleen Pelletier | Registered representative | Jun 2009 (17y) | ||
| Susan Lee Birdsong | Registered representative | Jun 2009 (17y) | ||
| Susan Lynn Davitz | Registered representative | Jun 2009 (17y) | ||
| Susan Lynn Pope | Registered representative | Jun 2009 (17y) | ||
| Susan M Harding | Registered representative | Jun 2009 (17y) | ||
| Susan M Koors | Registered representative | Jun 2009 (17y) | ||
| Susan M Scarborough | Registered representative | Jun 2009 (17y) | ||
| Susan Marie Mayhugh | Registered representative | Jun 2009 (17y) | ||
| Susan Marie Silver | Registered representative | Jun 2009 (17y) | ||
| Susan Mary Ewers | Registered representative | Jun 2009 (17y) | ||
| Susan Stephens Taylor | Registered representative | Jun 2009 (17y) | ||
| Susan T Wilson | Registered representative | Jun 2009 (17y) | ||
| Susan Weiss Lubar | Registered representative | Jun 2009 (17y) | ||
| Susan Wohlgemuth | Registered representative | Jun 2009 (17y) | ||
| Susanna L Adler | Registered representative | Jun 2009 (17y) | ||
| Susannah M Drevers | Registered representative | Jun 2009 (17y) | ||
| Susannah Michele Townsend | Registered representative | CFP | Jun 2009 (17y) | |
| Suzanne Balian | Registered representative | Jun 2009 (17y) | ||
| Suzanne Couture Cooper | Registered representative | Jun 2009 (17y) | ||
| Suzanne Davis Manibhai | Registered representative | Jun 2009 (17y) | ||
| Suzanne E Cienkus | Registered representative | Jun 2009 (17y) | ||
| Suzanne E Yoder | Registered representative | Jun 2009 (17y) | ||
| Suzanne Elizabeth Orsulak | Registered representative | Jun 2009 (17y) | ||
| Suzanne Leigh Oman | Registered representative | Jun 2009 (17y) | ||
| Suzanne M. Akian | Registered representative | Jun 2009 (17y) | ||
| Suzanne Marie Shepard | Registered representative | Jun 2009 (17y) | ||
| Suzanne Patricia R Spano | Registered representative | Jun 2009 (17y) | ||
| Suzanne Weiser | Registered representative | Jun 2009 (17y) | ||
| Sylvia Regina Spranger | Registered representative | Jun 2009 (17y) | ||
| Syrinda Elizabeth Paige | Registered representative | Jun 2009 (17y) | ||
| Scott Mc Veigh | Registered representative | Jun 2009 (17y) | ||
| T Jason Hillyard | Registered representative | Jun 2009 (17y) | ||
| T Kevin Jackson | Registered representative | Jun 2009 (17y) | ||
| Ta Tanisha Ribardo | Registered representative | Jun 2009 (17y) | ||
| Taher Ted Koly | Registered representative | Jun 2009 (17y) | ||
| Tamara Beth Trittschuh | Registered representative | Jun 2009 (17y) | ||
| Tamara G Sheline | Registered representative | Jun 2009 (17y) | ||
| Tamara Kelly Brown | Registered representative | Jun 2009 (17y) | ||
| Tamara Linville Hixson | Registered representative | Jun 2009 (17y) | ||
| Tamara Lynn Fischer Larson | Registered representative | Jun 2009 (17y) | ||
| Tammy Beatrice Wright Sherman | Registered representative | Jun 2009 (17y) | ||
| Tammy Jo Cipollone | Registered representative | Jun 2009 (17y) | ||
| Tammy L Blough | Registered representative | Jun 2009 (17y) | ||
| Tammy Li Jau | Registered representative | Jun 2009 (17y) | ||
| Tammy Lynn Nevil | Registered representative | Jun 2009 (17y) | ||
| Tammy Lynn Tyree | Registered representative | Jun 2009 (17y) | ||
| Tanisha Michelle Farmer | Registered representative | Jun 2009 (17y) | ||
| Tanya N Munn | Registered representative | Jun 2009 (17y) | ||
| Tara Brogan O'malley | Registered representative | Jun 2009 (17y) | ||
| Tara Jean Kelsey | Registered representative | Jun 2009 (17y) | ||
| Tasha R Way | Registered representative | Jun 2009 (17y) | ||
| Tate Lindsey | Registered representative | Jun 2009 (17y) | ||
| Taylor Lee Lambert | Registered representative | Jun 2009 (17y) | ||
| Ted He | Registered representative | Jun 2009 (17y) | ||
| Ted Howard Abers | Registered representative | Jun 2009 (17y) | ||
| Ted Michael Lucien | Registered representative | Jun 2009 (17y) | ||
| Tenee N Decoteau Thomas | Registered representative | Jun 2009 (17y) | ||
| Terence Ryan Turner | Registered representative | Jun 2009 (17y) | ||
| Terese A Loscalzo | Registered representative | Jun 2009 (17y) | ||
| Teri Linn Salach | Registered representative | Jun 2009 (17y) | ||
| Terrence Edward Mullan | Registered representative | Jun 2009 (17y) | ||
| Terrence Flynn Falahee | Registered representative | Jun 2009 (17y) | ||
| Terrence J Dotzler | Registered representative | Jun 2009 (17y) | ||
| Terrence Michael Mcmahon | Registered representative | CFP | Jun 2009 (17y) | |
| Terrence Patrick White | Registered representative | Jun 2009 (17y) | ||
| Terri Marie Williams | Registered representative | Jun 2009 (17y) | ||
| Terry Alden Smith | Registered representative | Jun 2009 (17y) | ||
| Terry Allen Dirrim | Registered representative | Jun 2009 (17y) | ||
| Terry Allen Mcnellis | Registered representative | Jun 2009 (17y) | ||
| Terry Lee Hagerman | Registered representative | Jun 2009 (17y) | ||
| Terry Lee Hogan | Registered representative | Jun 2009 (17y) | ||
| Terry Lynn Bissonett | Registered representative | Jun 2009 (17y) | ||
| Terry Michael Barr | Registered representative | Jun 2009 (17y) | ||
| Terry V Mckee | Registered representative | Jun 2009 (17y) | ||
| Terry Wayne Brandon | Registered representative | Jun 2009 (17y) | ||
| Thaddeus Michael Barnes | Registered representative | Jun 2009 (17y) | ||
| Theodore B Govedarica | Registered representative | Jun 2009 (17y) | ||
| Theodore David Erickson | Registered representative | Jun 2009 (17y) | ||
| Theodore Grimes Hart | Registered representative | Jun 2009 (17y) | ||
| Theodore Haven Pohl | Registered representative | CFP | Jun 2009 (17y) | |
| Theresa Alice Coburn | Registered representative | Jun 2009 (17y) | ||
| Theresa Jane Mangines | Registered representative | Jun 2009 (17y) | ||
| Theresa Marie Kroom | Registered representative | Jun 2009 (17y) | ||
| Thomas A Piliero | Registered representative | Jun 2009 (17y) | ||
| Thomas Abram Shelly | Registered representative | Jun 2009 (17y) | ||
| Thomas Alan Mcknight | Registered representative | Jun 2009 (17y) | ||
| Thomas Allen Custer | Registered representative | Jun 2009 (17y) | ||
| Thomas Allen Zidlicky | Registered representative | Jun 2009 (17y) | ||
| Thomas Andrew Finnegan | Registered representative | Jun 2009 (17y) | ||
| Thomas Anthony Carl | Registered representative | Jun 2009 (17y) | ||
| Thomas Anthony Perrone | Registered representative | Jun 2009 (17y) | ||
| Thomas Atticus Norris | Registered representative | Jun 2009 (17y) | ||
| Thomas B Hutcheson | Registered representative | Jun 2009 (17y) | ||
| Thomas Berry Johnson | Registered representative | Jun 2009 (17y) | ||
| Thomas Blake Ford | Registered representative | Jun 2009 (17y) | ||
| Thomas C Kimmerle | Registered representative | Jun 2009 (17y) | ||
| Thomas C Riordan | Registered representative | Jun 2009 (17y) | ||
| Thomas Charles Smith | Registered representative | Jun 2009 (17y) | ||
| Thomas Christopher Bidwell | Registered representative | Jun 2009 (17y) | ||
| Thomas Christopher Konop | Registered representative | Jun 2009 (17y) | ||
| Thomas Clark Trimble | Registered representative | Jun 2009 (17y) | ||
| Thomas Cleveland Kerns | Registered representative | Jun 2009 (17y) | ||
| Thomas Collins Ervin | Registered representative | Jun 2009 (17y) | ||
| Thomas Cooper Pulliam | Registered representative | Jun 2009 (17y) | ||
| Thomas Craig Bonds | Registered representative | Jun 2009 (17y) | ||
| Thomas Crawford Frame | Registered representative | Jun 2009 (17y) | ||
| Thomas Donald Sullivan | Registered representative | Jun 2009 (17y) | ||
| Thomas Donald Wright | Registered representative | Jun 2009 (17y) | ||
| Thomas E Melchert | Registered representative | Jun 2009 (17y) | ||
| Thomas E Smedley | Registered representative | Jun 2009 (17y) | ||
| Thomas Edward Gibbons | Registered representative | Jun 2009 (17y) | ||
| Thomas Edward Greenwald | Registered representative | Jun 2009 (17y) | ||
| Thomas Edward Slattery | Registered representative | Jun 2009 (17y) | ||
| Thomas Edward Wetzler | Registered representative | Jun 2009 (17y) | ||
| Thomas Elliott Hill | Registered representative | Jun 2009 (17y) | ||
| Thomas Eric Kahle | Registered representative | Jun 2009 (17y) | ||
| Thomas Ernest Seeliger | Registered representative | Jun 2009 (17y) | ||
| Thomas F Markey | Registered representative | Jun 2009 (17y) | ||
| Thomas Francis Simpson | Registered representative | Jun 2009 (17y) | ||
| Thomas Garwood Kleinhen | Registered representative | Jun 2009 (17y) | ||
| Thomas Geoffrey Robertson | Registered representative | Jun 2009 (17y) | ||
| Thomas George Marzonie | Registered representative | Jun 2009 (17y) | ||
| Thomas Gerrard Fenlon | Registered representative | Jun 2009 (17y) | ||
| Thomas Gordon Parr | Registered representative | Jun 2009 (17y) | ||
| Thomas J O'rourke | Registered representative | Jun 2009 (17y) | ||
| Thomas J Squillante | Registered representative | Jun 2009 (17y) | ||
| Thomas Jackson Emerson | Registered representative | Jun 2009 (17y) | ||
| Thomas James Lambert | Registered representative | Jun 2009 (17y) | ||
| Thomas Jay Gagliano | Registered representative | Jun 2009 (17y) | ||
| Thomas Jay Hurley | Registered representative | Jun 2009 (17y) | ||
| Thomas John Fitzsimmons | Registered representative | Jun 2009 (17y) | ||
| Thomas John Meltzer | Registered representative | Jun 2009 (17y) | ||
| Thomas Joseph Eggleston | Registered representative | Jun 2009 (17y) | ||
| Thomas Joseph Regan | Registered representative | Jun 2009 (17y) | ||
| Thomas Joseph Ross | Registered representative | Jun 2009 (17y) | ||
| Thomas Joseph Sponseller | Registered representative | Jun 2009 (17y) | ||
| Thomas Kent Drees | Registered representative | Jun 2009 (17y) | ||
| Thomas Lindsay Russ | Registered representative | Jun 2009 (17y) | ||
| Thomas M Dunkenberger | Registered representative | Jun 2009 (17y) | ||
| Thomas Martin Dwyer | Registered representative | Jun 2009 (17y) | ||
| Thomas Martin Mccue | Registered representative | Jun 2009 (17y) | ||
| Thomas Michael Defino | Registered representative | CFP | Jun 2009 (17y) | |
| Thomas Michael Feeney | Registered representative | Jun 2009 (17y) | ||
| Thomas Michael Morrissey | Registered representative | Jun 2009 (17y) | ||
| Thomas Michael Osterman | Registered representative | Jun 2009 (17y) | ||
| Thomas Mitchell | Registered representative | Jun 2009 (17y) | ||
| Thomas Partick Madaras | Registered representative | Jun 2009 (17y) | ||
| Thomas Patrick Cornelia | Registered representative | Chartered Financial Consultant | Jun 2009 (17y) | |
| Thomas Patrick White | Registered representative | Jun 2009 (17y) | ||
| Thomas Peter Kazazes | Registered representative | Jun 2009 (17y) | ||
| Thomas Philip Evich | Registered representative | Jun 2009 (17y) | ||
| Thomas R Hunt | Registered representative | Jun 2009 (17y) | ||
| Thomas Reitnauer Cichocki | Registered representative | Jun 2009 (17y) | ||
| Thomas Richard Goode | Registered representative | Jun 2009 (17y) | ||
| Thomas Robert Currey | Registered representative | Jun 2009 (17y) | ||
| Thomas Schlifke Clarke | Registered representative | Jun 2009 (17y) | ||
| Thomas Scott Carns | Registered representative | Jun 2009 (17y) | ||
| Thomas Scott Sharp | Registered representative | Jun 2009 (17y) | ||
| Thomas Scott Watkins | Registered representative | Jun 2009 (17y) | ||
| Thomas Shelby Kinney | Registered representative | Jun 2009 (17y) | ||
| Thomas Stephen Seidel | Registered representative | Jun 2009 (17y) | ||
| Thomas Terrill Sequist | Registered representative | Jun 2009 (17y) | ||
| Thomas W Foster | Registered representative | Jun 2009 (17y) | ||
| Thomas W Pryor | Registered representative | Jun 2009 (17y) | ||
| Thomas Wayne Elrod | Registered representative | Jun 2009 (17y) | ||
| Thomas William Parks | Registered representative | Jun 2009 (17y) | ||
| Thomas William Shaw | Registered representative | CFP | Jun 2009 (17y) | |
| Tia Lynne Regan | Registered representative | Jun 2009 (17y) | ||
| Tiara Matias Gentry | Registered representative | Jun 2009 (17y) | ||
| Tiffany Ann Helleson | Registered representative | Jun 2009 (17y) | ||
| Tiffany Ann Riady | Registered representative | Jun 2009 (17y) | ||
| Tiffany Danielle Hammer | Registered representative | Jun 2009 (17y) | ||
| Tiffany M Shifflette | Registered representative | Jun 2009 (17y) | ||
| Tiffany R Barlow | Registered representative | Jun 2009 (17y) | ||
| Tige Joseph Soderberg | Registered representative | Jun 2009 (17y) | ||
| Tim Eric Dippold | Registered representative | Jun 2009 (17y) | ||
| Tim F. Beckemeyer | Registered representative | Jun 2009 (17y) | ||
| Timothy Allen Thaxton | Registered representative | Jun 2009 (17y) | ||
| Timothy Allen Thomas | Registered representative | Jun 2009 (17y) | ||
| Timothy Andrew Carr | Registered representative | Jun 2009 (17y) | ||
| Timothy David Ellis | Registered representative | Jun 2009 (17y) | ||
| Timothy Donald Broderick | Registered representative | Jun 2009 (17y) | ||
| Timothy Eric Stotz | Registered representative | Jun 2009 (17y) | ||
| Timothy Frank Mcdonald | Registered representative | Jun 2009 (17y) | ||
| Timothy George Emanuels | Registered representative | Jun 2009 (17y) | ||
| Timothy James Bourke | Registered representative | Jun 2009 (17y) | ||
| Timothy James Mixon | Registered representative | Jun 2009 (17y) | ||
| Timothy John Escobar | Registered representative | Jun 2009 (17y) | ||
| Timothy John Moriarty | Registered representative | Jun 2009 (17y) | ||
| Timothy John Skelly | Registered representative | Jun 2009 (17y) | ||
| Timothy Kent Otto | Registered representative | Jun 2009 (17y) | ||
| Timothy M Jernigan | Registered representative | Jun 2009 (17y) | ||
| Timothy Michael Keegan | Registered representative | Jun 2009 (17y) | ||
| Timothy Michael O'donnell | Registered representative | Jun 2009 (17y) | ||
| Timothy Michael Sanchez | Registered representative | Jun 2009 (17y) | ||
| Timothy Newell Ely | Registered representative | Jun 2009 (17y) | ||
| Timothy Parker Reid | Registered representative | Jun 2009 (17y) | ||
| Timothy Patrick Garrity | Registered representative | Jun 2009 (17y) | ||
| Timothy Paul Mackinnon | Registered representative | Jun 2009 (17y) | ||
| Timothy Paul Swiat | Registered representative | Jun 2009 (17y) | ||
| Timothy Peder Haugaard | Registered representative | Jun 2009 (17y) | ||
| Timothy Peter Wade | Registered representative | Jun 2009 (17y) | ||
| Timothy Quentin Hurst | Registered representative | Jun 2009 (17y) | ||
| Timothy Ray Mehrer | Registered representative | Jun 2009 (17y) | ||
| Timothy Richard Young | Registered representative | Jun 2009 (17y) | ||
| Timothy Stephen Hester | Registered representative | Jun 2009 (17y) | ||
| Timothy Stewart Patterson | Registered representative | Jun 2009 (17y) | ||
| Timothy Vincent Carboni | Registered representative | Jun 2009 (17y) | ||
| Timothy Wall Fitzgerald | Registered representative | Jun 2009 (17y) | ||
| Tina Ann Fletcher | Registered representative | Jun 2009 (17y) | ||
| Tina M Foster | Registered representative | Jun 2009 (17y) | ||
| Tina Marie Karos | Registered representative | Jun 2009 (17y) | ||
| Tina Rena Villanueva | Registered representative | Jun 2009 (17y) | ||
| Toby S Rue | Registered representative | Jun 2009 (17y) | ||
| Todd Adam Sacks | Registered representative | Jun 2009 (17y) | ||
| Todd Adam Sajauskas | Registered representative | Jun 2009 (17y) | ||
| Todd Alton Smith | Registered representative | Jun 2009 (17y) | ||
| Todd Baker Hutchinson | Registered representative | Jun 2009 (17y) | ||
| Todd C Welch | Registered representative | Jun 2009 (17y) | ||
| Todd D Reynolds | Registered representative | Jun 2009 (17y) | ||
| Todd Donald Stevens | Registered representative | Jun 2009 (17y) | ||
| Todd Edward Hart | Registered representative | Jun 2009 (17y) | ||
| Todd Edward Waters | Registered representative | Jun 2009 (17y) | ||
| Todd Ellis Bonime | Registered representative | Jun 2009 (17y) | ||
| Todd Hodges Doolan | Registered representative | Jun 2009 (17y) | ||
| Todd James Gemmer | Registered representative | Jun 2009 (17y) | ||
| Todd Jeremy Forman | Registered representative | CFP | Jun 2009 (17y) | |
| Todd Jonathan Smith | Registered representative | Jun 2009 (17y) | ||
| Todd Leland Barlow | Registered representative | Jun 2009 (17y) | ||
| Todd Lindley Hasie | Registered representative | Jun 2009 (17y) | ||
| Todd M Hauer | Registered representative | Jun 2009 (17y) | ||
| Todd Michael Powell | Registered representative | CFP | Jun 2009 (17y) | |
| Todd N Nuss | Registered representative | Jun 2009 (17y) | ||
| Todd Neil Hatfield | Registered representative | Jun 2009 (17y) | ||
| Todd Oliver Au | Registered representative | Jun 2009 (17y) | ||
| Todd Ronald Krueger | Registered representative | Jun 2009 (17y) | ||
| Todd Stuart Gutkin | Registered representative | Jun 2009 (17y) | ||
| Todd Vern Walker | Registered representative | Jun 2009 (17y) | ||
| Todd Vincent Nelson | Registered representative | Jun 2009 (17y) | ||
| Todd William Twyman | Registered representative | Jun 2009 (17y) | ||
| Tom Valcich | Registered representative | Jun 2009 (17y) | ||
| Tomie Tada Schmidt | Registered representative | Jun 2009 (17y) | ||
| Tommie Rudolph Hughes | Registered representative | Jun 2009 (17y) | ||
| Tommy J Mclaughlin | Registered representative | Jun 2009 (17y) | ||
| Tonya L Lankford | Registered representative | Jun 2009 (17y) | ||
| Torad Bushati | Registered representative | Jun 2009 (17y) | ||
| Traci Bunch Miller | Registered representative | Jun 2009 (17y) | ||
| Traci Diane Beckwith | Registered representative | Jun 2009 (17y) | ||
| Traci Lee Mitchell | Registered representative | CFP | Jun 2009 (17y) | |
| Traci Lynn Hejna | Registered representative | Jun 2009 (17y) | ||
| Traci Lynn Marchi | Registered representative | Jun 2009 (17y) | ||
| Tracy Alan Bradach | Registered representative | Jun 2009 (17y) | ||
| Tracy Ann Short | Registered representative | Jun 2009 (17y) | ||
| Tracy E Wilson | Registered representative | Jun 2009 (17y) | ||
| Tracy Long Bird | Registered representative | Jun 2009 (17y) | ||
| Tracy Lynn Woodin | Registered representative | Jun 2009 (17y) | ||
| Tracy Michele Taylor | Registered representative | Jun 2009 (17y) | ||
| Tracy Odonnell Polselli | Registered representative | Jun 2009 (17y) | ||
| Tracy Y Tang | Registered representative | Jun 2009 (17y) | ||
| Travis Josh Litscher | Registered representative | Jun 2009 (17y) | ||
| Travis Lee Roscoe | Registered representative | Jun 2009 (17y) | ||
| Trent Joseph Greco | Registered representative | Jun 2009 (17y) | ||
| Trent M Muller | Registered representative | Jun 2009 (17y) | ||
| Trevor Darryl Mathias | Registered representative | Jun 2009 (17y) | ||
| Tricia A. Zelinka | Registered representative | Jun 2009 (17y) | ||
| Tricia L Uttech | Registered representative | Jun 2009 (17y) | ||
| Tricia M Komen | Registered representative | Jun 2009 (17y) | ||
| Tristan Sommer Kass | Registered representative | Jun 2009 (17y) | ||
| Troy Anthony Griepp | Registered representative | Jun 2009 (17y) | ||
| Troy Ashton Mooyoung | Registered representative | Jun 2009 (17y) | ||
| Troy M Torigoe | Registered representative | Jun 2009 (17y) | ||
| Troy Michael Larsen | Registered representative | Jun 2009 (17y) | ||
| Troy T Charters | Registered representative | Jun 2009 (17y) | ||
| Tsung I Kuo | Registered representative | Jun 2009 (17y) | ||
| Ty Jeremy Smith | Registered representative | Jun 2009 (17y) | ||
| Tyler Andrew Gaffney | Registered representative | Jun 2009 (17y) | ||
| Tyler Louis Needman | Registered representative | Jun 2009 (17y) | ||
| Tyler Thomas Whitten | Registered representative | Jun 2009 (17y) | ||
| Tyrone Lee Coates | Registered representative | Jun 2009 (17y) | ||
| Tyson Walter Kelley | Registered representative | Jun 2009 (17y) | ||
| Val John Colasanto | Registered representative | Jun 2009 (17y) | ||
| Valerie B Dugan | Registered representative | Jun 2009 (17y) | ||
| Vanessa Louise Mccabe | Registered representative | Jun 2009 (17y) | ||
| Vanessa Marie Schafer | Registered representative | Jun 2009 (17y) | ||
| Vernon Garrett Jarman | Registered representative | Jun 2009 (17y) | ||
| Vickie Leigh Bartholomew | Registered representative | Jun 2009 (17y) | ||
| Vickie Stone Mitchell | Registered representative | Jun 2009 (17y) | ||
| Victor Allen Peach | Registered representative | Jun 2009 (17y) | ||
| Victor Josef Roccki | Registered representative | Jun 2009 (17y) | ||
| Victor Joseph Ferrugia | Registered representative | Jun 2009 (17y) | ||
| Victoria Ann Brewster | Registered representative | Jun 2009 (17y) | ||
| Victoria C Silver | Registered representative | Jun 2009 (17y) | ||
| Victoria Diaz Lazaro | Registered representative | Jun 2009 (17y) | ||
| Victoria J Fredericks | Registered representative | Jun 2009 (17y) | ||
| Victoria Kimbery Leung | Registered representative | Jun 2009 (17y) | ||
| Victoria Lynn Brunner | Registered representative | Jun 2009 (17y) | ||
| Victoria Lynn Hill | Registered representative | Jun 2009 (17y) | ||
| Victoria Polinski Smith | Registered representative | Jun 2009 (17y) | ||
| Vijayakumari Kumarasamy | Registered representative | Jun 2009 (17y) | ||
| Vikram Krishnaswamy | Registered representative | Jun 2009 (17y) | ||
| Vincent Anthony Colucci | Registered representative | Jun 2009 (17y) | ||
| Vincent Anthony Rocha | Registered representative | Jun 2009 (17y) | ||
| Vincent Anthony Sunzeri | Registered representative | Jun 2009 (17y) | ||
| Vincent Anthony Suter | Registered representative | Jun 2009 (17y) | ||
| Vincent J Mancuso | Registered representative | Jun 2009 (17y) | ||
| Vincent Joseph Daigneault | Registered representative | Jun 2009 (17y) | ||
| Vincent Mario Pecora | Registered representative | Jun 2009 (17y) | ||
| Virginia A Raborn | Registered representative | Jun 2009 (17y) | ||
| Virginia Campbell Whitley | Registered representative | Jun 2009 (17y) | ||
| Virginia Mae Wasser | Registered representative | Jun 2009 (17y) | ||
| Vitia Dimitri Kozielski | Registered representative | Jun 2009 (17y) | ||
| Viveka Sharma | Registered representative | Jun 2009 (17y) | ||
| Vivian Sandra Kremer | Registered representative | Jun 2009 (17y) | ||
| Vivien Wilson Owen | Registered representative | Jun 2009 (17y) | ||
| W Bradford White | Registered representative | Jun 2009 (17y) | ||
| W Hutchings Radcliff | Registered representative | Jun 2009 (17y) | ||
| W Lawrence Oakley | Registered representative | Jun 2009 (17y) | ||
| W Morgan Fister | Registered representative | Jun 2009 (17y) | ||
| W Self Radcliff | Registered representative | Jun 2009 (17y) | ||
| Wade Jeffrey Lewis | Registered representative | Jun 2009 (17y) | ||
| Wade Lawrence Harvey | Registered representative | Jun 2009 (17y) | ||
| Wallace J Hicks | Registered representative | Jun 2009 (17y) | ||
| Wallace W Foster | Registered representative | Jun 2009 (17y) | ||
| Walter A Romans | Registered representative | Jun 2009 (17y) | ||
| Walter C Kivett | Registered representative | Jun 2009 (17y) | ||
| Walter Caesar Camas | Registered representative | Jun 2009 (17y) | ||
| Walter Chaing Lay Lim | Registered representative | Jun 2009 (17y) | ||
| Walter Evan Kaminski | Registered representative | Jun 2009 (17y) | ||
| Walter Howard Powell | Registered representative | Jun 2009 (17y) | ||
| Walter Peter Tramontin | Registered representative | Jun 2009 (17y) | ||
| Walter Thomas Harroll | Registered representative | Jun 2009 (17y) | ||
| Walter Wellman Jameson | Registered representative | Jun 2009 (17y) | ||
| Wanda Marie Amstutz | Registered representative | Jun 2009 (17y) | ||
| Wanda Marie Austin | Registered representative | Jun 2009 (17y) | ||
| Wane M Kunihisa | Registered representative | Jun 2009 (17y) | ||
| Wang Kar Lee | Registered representative | Jun 2009 (17y) | ||
| Ward Whiton Pendleton | Registered representative | Jun 2009 (17y) | ||
| Warren Alexander Small | Registered representative | Jun 2009 (17y) | ||
| Warren Allan Duff | Registered representative | Jun 2009 (17y) | ||
| Wayne Alexander Dawson | Registered representative | Jun 2009 (17y) | ||
| Wayne Cymrot | Registered representative | Jun 2009 (17y) | ||
| Wayne Michael Soloaga | Registered representative | Jun 2009 (17y) | ||
| Wendy Carmichael Wheeler | Registered representative | Jun 2009 (17y) | ||
| Wendy Rider Kennedy | Registered representative | Jun 2009 (17y) | ||
| Wendy W Murphy | Registered representative | Jun 2009 (17y) | ||
| Whitney A Rife | Registered representative | Jun 2009 (17y) | ||
| Whitney Chambers Syme | Registered representative | Jun 2009 (17y) | ||
| Whitney H Hawkins | Registered representative | Jun 2009 (17y) | ||
| William Alan Fraser | Registered representative | Jun 2009 (17y) | ||
| William Alan Lyles | Registered representative | Jun 2009 (17y) | ||
| William Alan Yingst | Registered representative | Jun 2009 (17y) | ||
| William Allen Creekbaum | Registered representative | Jun 2009 (17y) | ||
| William Allen Koras | Registered representative | CFP | Jun 2009 (17y) | |
| William Arthur Michaelsen | Registered representative | Jun 2009 (17y) | ||
| William Arthur Waylett | Registered representative | CFA | Jun 2009 (17y) | |
| William Austin Spencer | Registered representative | Jun 2009 (17y) | ||
| William Bernard Jene | Registered representative | Jun 2009 (17y) | ||
| William Bernard Kelley | Registered representative | Jun 2009 (17y) | ||
| William C Brown | Registered representative | Jun 2009 (17y) | ||
| William Carl Stern | Registered representative | Jun 2009 (17y) | ||
| William Charles Black | Registered representative | Jun 2009 (17y) | ||
| William Charles Jarrett | Registered representative | Jun 2009 (17y) | ||
| William Charles Menke | Registered representative | Jun 2009 (17y) | ||
| William Chris Triantafel | Registered representative | Jun 2009 (17y) | ||
| William Craig Dobbs | Registered representative | Jun 2009 (17y) | ||
| William Craig Zaslow | Registered representative | Jun 2009 (17y) | ||
| William David Breck | Registered representative | Jun 2009 (17y) | ||
| William David Valentine | Registered representative | Jun 2009 (17y) | ||
| William E Schwartz | Registered representative | Jun 2009 (17y) | ||
| William Earle Coffey | Registered representative | Jun 2009 (17y) | ||
| William Edward Selzer | Registered representative | Jun 2009 (17y) | ||
| William Eldridge O'brien | Registered representative | Jun 2009 (17y) | ||
| William Everett Edwards | Registered representative | Jun 2009 (17y) | ||
| William Everett Huffman | Registered representative | Jun 2009 (17y) | ||
| William Ferdinand Eberhart | Registered representative | Jun 2009 (17y) | ||
| William Field Gudenrath | Registered representative | Jun 2009 (17y) | ||
| William Francis Burke | Registered representative | Jun 2009 (17y) | ||
| William Fred Cornett | Registered representative | Jun 2009 (17y) | ||
| William G Brewer | Registered representative | Jun 2009 (17y) | ||
| William G Thomson | Registered representative | Jun 2009 (17y) | ||
| William Gardner Johnson | Registered representative | Jun 2009 (17y) | ||
| William H Lyon | Registered representative | Jun 2009 (17y) | ||
| William H Waggoner | Registered representative | Jun 2009 (17y) | ||
| William H. Caine | Registered representative | Jun 2009 (17y) | ||
| William Harold Peters | Registered representative | Jun 2009 (17y) | ||
| William Herbert Fairfield | Registered representative | Jun 2009 (17y) | ||
| William Hogue Scott | Registered representative | Jun 2009 (17y) | ||
| William Howard Easom | Registered representative | Jun 2009 (17y) | ||
| William J Morthel | Registered representative | Jun 2009 (17y) | ||
| William James Barney | Registered representative | Jun 2009 (17y) | ||
| William James Carver | Registered representative | Jun 2009 (17y) | ||
| William John Anderson | Registered representative | Jun 2009 (17y) | ||
| William John Dickens | Registered representative | Jun 2009 (17y) | ||
| William Joseph Crowe | Registered representative | Jun 2009 (17y) | ||
| William Joseph Jones | Registered representative | Jun 2009 (17y) | ||
| William Larach May | Registered representative | Jun 2009 (17y) | ||
| William M Burns | Registered representative | Jun 2009 (17y) | ||
| William M. Bonelli | Registered representative | Jun 2009 (17y) | ||
| William Malone Barrett | Registered representative | Jun 2009 (17y) | ||
| William Matthew Koch | Registered representative | Jun 2009 (17y) | ||
| William Michael Dematteo | Registered representative | Jun 2009 (17y) | ||
| William Michael Dennin | Registered representative | Jun 2009 (17y) | ||
| William Michael Dixon | Registered representative | Jun 2009 (17y) | ||
| William Michael Forte | Registered representative | Jun 2009 (17y) | ||
| William Mudd Hiden | Registered representative | Jun 2009 (17y) | ||
| William Pelham Mcnulty | Registered representative | Jun 2009 (17y) | ||
| William Philip Smith | Registered representative | Jun 2009 (17y) | ||
| William Randal Laverty | Registered representative | Jun 2009 (17y) | ||
| William Rex Stamper | Registered representative | Jun 2009 (17y) | ||
| William Rex Zeanah | Registered representative | Jun 2009 (17y) | ||
| William Robert Conte | Registered representative | Jun 2009 (17y) | ||
| William Robert Harris | Registered representative | Jun 2009 (17y) | ||
| William Robert Hassett | Registered representative | Jun 2009 (17y) | ||
| William Roger Brooking | Registered representative | Jun 2009 (17y) | ||
| William Ryan Ford | Registered representative | Jun 2009 (17y) | ||
| William Ryan Winterstein | Registered representative | Jun 2009 (17y) | ||
| William Shipley Persons | Registered representative | Jun 2009 (17y) | ||
| William Stanley Robins | Registered representative | Jun 2009 (17y) | ||
| William Stauffer | Registered representative | Jun 2009 (17y) | ||
| William Strange Hunt | Registered representative | Jun 2009 (17y) | ||
| William Taylor Bowman | Registered representative | Jun 2009 (17y) | ||
| William Tillman Jeffery | Registered representative | Jun 2009 (17y) | ||
| William Vincent Ryan | Registered representative | Jun 2009 (17y) | ||
| William Ware Gouldin | Registered representative | Jun 2009 (17y) | ||
| Wilson Benjamin Fields | Registered representative | Jun 2009 (17y) | ||
| Wilson Winant Yale | Registered representative | Jun 2009 (17y) | ||
| Winnie K Gebreyesus | Registered representative | Jun 2009 (17y) | ||
| Wright Brown Waddell | Registered representative | Jun 2009 (17y) | ||
| Yanitsa Jimenez | Registered representative | Jun 2009 (17y) | ||
| Yash Vijay Dalal | Registered representative | Jun 2009 (17y) | ||
| Yasset Echemendia | Registered representative | Jun 2009 (17y) | ||
| Yeena Ines Liu | Registered representative | Jun 2009 (17y) | ||
| Youngjin Jung | Registered representative | Jun 2009 (17y) | ||
| Yvette Renee Juarez | Registered representative | Jun 2009 (17y) | ||
| Yvonne K Gray | Registered representative | Jun 2009 (17y) | ||
| Yvonne Lee Wyckoff | Registered representative | Jun 2009 (17y) | ||
| Zachary Stephen Weaver | Registered representative | Jun 2009 (17y) | ||
| Zachary Thomas Egli | Registered representative | Jun 2009 (17y) | ||
| Zachary Zerring Goldberg | Registered representative | Jun 2009 (17y) | ||
| Christopher Lawrence Vordemesche | Registered representative | Jun 2009 (17y) | ||
| Christopher Neil Benedict | Registered representative | Jun 2009 (17y) | ||
| Claudia Longwell Mollerup Madsen | Registered representative | Jun 2009 (17y) | ||
| David James Trogan | Registered representative | Jun 2009 (17y) | ||
| Jorge Roberto Guerra | Registered representative | Jun 2009 (17y) | ||
| Luvy S Gonzalez | Registered representative | Jun 2009 (17y) | ||
| Michael Sean Carlson | Registered representative | Jun 2009 (17y) | ||
| Robin Lynn Rudolph | Registered representative | Jun 2009 (17y) | ||
| Thanh Pham | Registered representative | Jun 2009 (17y) | ||
| Mark Steven Ryan | Registered representative | CFP | Jun 2009 (17y) | |
| Anne E Swiader | Registered representative | Jun 2009 (17y) | ||
| Jane Larriva Rojas | Registered representative | Jun 2009 (17y) | ||
| Luis Felipe Martinez | Registered representative | Jun 2009 (17y) | ||
| Michaelle V. Martinez | Registered representative | Jun 2009 (17y) | ||
| Paul William Mayer | Registered representative | Jun 2009 (17y) | ||
| Henry Malcolm Lynch | Registered representative | Jun 2009 (17y) | ||
| Aram Alexander Khavari | Registered representative | Jun 2009 (17y) | ||
| Brandon Lee Edmondson | Registered representative | Jun 2009 (17y) | ||
| Philip Moreland Blickensderfer | Registered representative | Jun 2009 (17y) | ||
| Connie M Joyce | Registered representative | Jun 2009 (17y) | ||
| Jeffrey Aaron Kaufman | Registered representative | Jun 2009 (17y) | ||
| Jeffrey S Weiner | Registered representative | Jun 2009 (17y) | ||
| Christopher James Tracy | Registered representative | Jun 2009 (17y) | ||
| Endre Theodore Pady | Registered representative | Jun 2009 (17y) | ||
| Michael James Kostecki | Registered representative | Jun 2009 (17y) | ||
| Rocco Basillio Lepore | Registered representative | Jun 2009 (17y) | ||
| John Marlon Doumite | Registered representative | Jun 2009 (17y) | ||
| Daniel William Murphy | Registered representative | Jun 2009 (17y) | ||
| John Marshall Shields | Registered representative | Jun 2009 (17y) | ||
| Vipul B Shah | Registered representative | Jun 2009 (17y) | ||
| Walton Curtis Robinson | Registered representative | Jun 2009 (17y) | ||
| Stephanie Hayes Waldrop | Registered representative | Jun 2009 (17y) | ||
| Andrew M Tichawa | Registered representative | Jun 2009 (17y) | ||
| Anne Marie Smith | Registered representative | Jun 2009 (17y) | ||
| Jack Winfield Graves | Registered representative | Jun 2009 (17y) | ||
| Lacey A Kozik | Registered representative | Jun 2009 (17y) | ||
| Brenda Lee Moore | Registered representative | Jun 2009 (17y) | ||
| Mark William Mitchell | Registered representative | Jul 2009 (17y) | ||
| Melissa S Pepitone | Registered representative | Jul 2009 (17y) | ||
| Oscar B Cantu | Registered representative | Jul 2009 (17y) | ||
| Anita Marie Peterson | Registered representative | Jul 2009 (17y) | ||
| Bryan Paul Roland | Registered representative | Jul 2009 (17y) | ||
| Elizabeth A Grabiec | Registered representative | Jul 2009 (17y) | ||
| Jennifer Lee Edwards | Registered representative | Jul 2009 (17y) | ||
| Lisa Ann Gibson | Registered representative | Jul 2009 (17y) | ||
| Amanda Michele Shook | Registered representative | Jul 2009 (17y) | ||
| Melinda Paloma De La Torriente | Registered representative | Jul 2009 (17y) | ||
| Sean Fitzgerald Manders | Registered representative | Jul 2009 (17y) | ||
| Patricia A Brodsky | Registered representative | Jul 2009 (17y) | ||
| Gerald Curtis Simmons | Registered representative | CFP | Jul 2009 (17y) | |
| Anne Irene Emmerich | Registered representative | Jul 2009 (17y) | ||
| Carrie Lynn Larsen | Registered representative | Jul 2009 (17y) | ||
| Dale Lawrence Bistline | Registered representative | Jul 2009 (17y) | ||
| Dianne Lorraine Zhilitsky | Registered representative | Jul 2009 (17y) | ||
| Serena W Beckett | Registered representative | Jul 2009 (17y) | ||
| Virginia Tello | Registered representative | Jul 2009 (17y) | ||
| Traci Lyn Bilas | Registered representative | Jul 2009 (17y) | ||
| Joni Lynne Brackett | Registered representative | Jul 2009 (17y) | ||
| Kim Edith Annunziata | Registered representative | Jul 2009 (17y) | ||
| Norma J Hartline | Registered representative | Jul 2009 (17y) | ||
| Philip S Kang | Registered representative | Jul 2009 (17y) | ||
| Michael Alan Kline | Registered representative | Jul 2009 (17y) | ||
| Paula Ellen Epstein | Registered representative | Jul 2009 (17y) | ||
| Michael Nicholas Moretti | Registered representative | Jul 2009 (17y) | ||
| Jordan Michael Curry | Registered representative | Jul 2009 (17y) | ||
| Eric Murray Hersh | Registered representative | Jul 2009 (17y) | ||
| Lynn Prichard Goedde | Registered representative | Jul 2009 (17y) | ||
| Mark Tilden Newman | Registered representative | Jul 2009 (17y) | ||
| Seth Neal Deitchman | Registered representative | Aug 2009 (17y) | ||
| Joseph Michael Mclaughlin | Registered representative | Aug 2009 (17y) | ||
| Stephen William Foy | Registered representative | Aug 2009 (17y) | ||
| Ann Elizabeth Krieger | Registered representative | Aug 2009 (17y) | ||
| Edward Howard Perkins | Registered representative | Aug 2009 (17y) | ||
| Marilyn Elaine Keyser | Registered representative | Aug 2009 (17y) | ||
| Richard Steven Linhart | Registered representative | Aug 2009 (17y) | ||
| Anthony Duane Puckett | Registered representative | Aug 2009 (17y) | ||
| Benjamin S Portman | Registered representative | Aug 2009 (17y) | ||
| Melanie Shearin Walton | Registered representative | Aug 2009 (17y) | ||
| Macie Ann Stratton | Registered representative | Aug 2009 (17y) | ||
| James Randolph Gerwels | Registered representative | Aug 2009 (17y) | ||
| Chad Benton Macallister | Registered representative | Aug 2009 (17y) | ||
| Kristin P Hundley | Registered representative | Aug 2009 (17y) | ||
| Robert F Hill | Registered representative | Aug 2009 (17y) | ||
| Tara Ann Moore | Registered representative | Aug 2009 (17y) | ||
| Andrew Peter Zelman | Registered representative | Aug 2009 (17y) | ||
| Donato A Arguelles | Registered representative | Aug 2009 (17y) | ||
| Jacqueline L Clowry | Registered representative | Aug 2009 (17y) | ||
| James King Miller | Registered representative | Aug 2009 (17y) | ||
| William Anthony Hensien | Registered representative | Aug 2009 (17y) | ||
| Joseph P Griffin | Registered representative | Aug 2009 (17y) | ||
| Nicholas Peter Altieri | Registered representative | Aug 2009 (17y) | ||
| Elena Maria Kochman | Registered representative | Sep 2009 (17y) | ||
| Matthew Gerard Higgins | Registered representative | Sep 2009 (17y) | ||
| Richard M Gumina | Registered representative | Sep 2009 (17y) | ||
| Luis F Arriola | Registered representative | Sep 2009 (17y) | ||
| Scott Stanley Barnett | Registered representative | Sep 2009 (17y) | ||
| Adrianne Deuel Medford | Registered representative | Sep 2009 (17y) | ||
| Claudia W Mundahl | Registered representative | Sep 2009 (17y) | ||
| John D Oakes | Registered representative | Sep 2009 (17y) | ||
| Lawrence W Bahr | Registered representative | CFP | Sep 2009 (17y) | |
| Lindsay N Mist | Registered representative | Sep 2009 (17y) | ||
| Tracy Lynn Knopp | Registered representative | Sep 2009 (17y) | ||
| Mary C Selden | Registered representative | Sep 2009 (17y) | ||
| Jonathan Ukpai Kalu | Registered representative | Sep 2009 (17y) | ||
| Joseph M Olexa | Registered representative | Sep 2009 (17y) | ||
| Shanleigh Geraghty Bird | Registered representative | Sep 2009 (17y) | ||
| Thomas Zachary Urfer | Registered representative | Sep 2009 (17y) | ||
| Stacey Ness Swarbrick | Registered representative | Sep 2009 (17y) | ||
| Nicholas Steven Karbon | Registered representative | Sep 2009 (17y) | ||
| Theresa Sharon Durnbaugh | Registered representative | Sep 2009 (17y) | ||
| Joel Nicholas Handorf | Registered representative | Sep 2009 (17y) | ||
| David Glenn Clark | Registered representative | Sep 2009 (17y) | ||
| David J Runyon | Registered representative | Sep 2009 (17y) | ||
| Joseph E Sircely | Registered representative | Sep 2009 (17y) | ||
| Tabb Michael Wile | Registered representative | Sep 2009 (17y) | ||
| Charles O B Snyder | Registered representative | Sep 2009 (17y) | ||
| Brian David Stokes | Registered representative | Sep 2009 (17y) | ||
| Dustin A. Seidman | Registered representative | Sep 2009 (17y) | ||
| Joseph Patrick Bauer | Registered representative | Sep 2009 (17y) | ||
| Kaela Lyn Iciek | Registered representative | Sep 2009 (17y) | ||
| William C. Wolford | Registered representative | Sep 2009 (17y) | ||
| Cameron W Greenwood | Registered representative | CFA | Sep 2009 (17y) | |
| Mary P Perrone | Registered representative | Sep 2009 (17y) | ||
| Danny Joong Kim | Registered representative | Oct 2009 (17y) | ||
| Janet Marie Shepherd | Registered representative | Oct 2009 (17y) | ||
| Lee Jay Dunayer | Registered representative | Oct 2009 (17y) | ||
| Stephanie Polen | Registered representative | Oct 2009 (17y) | ||
| Sarah Elizabeth Dellolio | Registered representative | Oct 2009 (17y) | ||
| Lori Jean Krikorian | Registered representative | Oct 2009 (17y) | ||
| Craig Alexander Blackwood | Registered representative | Oct 2009 (17y) | ||
| Yangchen D Lama | Registered representative | Oct 2009 (17y) | ||
| Justin S Hinkes | Registered representative | Oct 2009 (17y) | ||
| Matthew Ryan Magnesen | Registered representative | Oct 2009 (17y) | ||
| Steven Herce | Registered representative | Oct 2009 (17y) | ||
| Maria C. Lipton | Registered representative | Oct 2009 (17y) | ||
| Andrew N Lee | Registered representative | Oct 2009 (17y) | ||
| Daniel James Wright | Registered representative | Oct 2009 (17y) | ||
| James Larry Henson | Registered representative | Oct 2009 (17y) | ||
| Robert Donald Askew | Registered representative | Oct 2009 (17y) | ||
| Elizabeth M Berlin | Registered representative | Oct 2009 (17y) | ||
| Joshua S Dautovic | Registered representative | Oct 2009 (17y) | ||
| Nathan Spencer Hildre | Registered representative | Oct 2009 (17y) | ||
| Robert Charles Fairchild | Registered representative | Oct 2009 (17y) | ||
| David Scott Chisholm | Registered representative | Oct 2009 (17y) | ||
| Anthony L Parmisano | Registered representative | Oct 2009 (17y) | ||
| Blake T Goodman | Registered representative | Oct 2009 (17y) | ||
| Bradley M Zamler | Registered representative | Oct 2009 (17y) | ||
| Elizabeth Mary Andrews | Registered representative | Oct 2009 (17y) | ||
| Joshua Richards Hix | Registered representative | Oct 2009 (17y) | ||
| Kenneth A Diblasi | Registered representative | Oct 2009 (17y) | ||
| Michael Nathan Washburn | Registered representative | Oct 2009 (17y) | ||
| Michelle Leigh Mcwilliams | Registered representative | Oct 2009 (17y) | ||
| Nicole O'malley | Registered representative | Oct 2009 (17y) | ||
| Wesley Adam Fangsrud | Registered representative | Oct 2009 (17y) | ||
| Robert Jackson Biggs | Registered representative | Oct 2009 (17y) | ||
| Anita Patel | Registered representative | Oct 2009 (17y) | ||
| Susan C Lemasters | Registered representative | Oct 2009 (17y) | ||
| Frank Anthony Mahoney | Registered representative | Oct 2009 (17y) | ||
| Gisele Kirolos | Registered representative | Nov 2009 (17y) | ||
| Jessica Rose Hindermann | Registered representative | Nov 2009 (17y) | ||
| Pamela Hagan Osterland | Registered representative | Nov 2009 (17y) | ||
| William John Deichmann | Registered representative | Nov 2009 (17y) | ||
| Brian Charles O'donnell | Registered representative | Nov 2009 (17y) | ||
| Gary Bryan Smy | Registered representative | Nov 2009 (17y) | ||
| Kristie E Jones | Registered representative | Nov 2009 (17y) | ||
| Brooke Fackler Coutrakon | Registered representative | CFP | Nov 2009 (17y) | |
| Shannon Tracey Chittenden | Registered representative | Nov 2009 (17y) | ||
| Sidharth Ganju | Registered representative | Nov 2009 (17y) | ||
| William F Miller | Registered representative | Nov 2009 (17y) | ||
| Charlene L. Miles | Registered representative | Nov 2009 (17y) | ||
| Daniel J Dibiasio | Registered representative | Nov 2009 (17y) | ||
| Grant Shawnessey Mckay | Registered representative | Nov 2009 (17y) | ||
| Abelardo G Gonzalez | Registered representative | Nov 2009 (17y) | ||
| Christopher Andrew Lelli | Registered representative | Nov 2009 (17y) | ||
| Michael Paul Roberts | Registered representative | Nov 2009 (17y) | ||
| Rosa Maria Gonzalez | Registered representative | Nov 2009 (17y) | ||
| Thomas James Kokjohn | Registered representative | Nov 2009 (17y) | ||
| Kiet Tuan Tran | Registered representative | Nov 2009 (17y) | ||
| Kelly A Petherick | Registered representative | Nov 2009 (17y) | ||
| Carol L Keen | Registered representative | Nov 2009 (17y) | ||
| Lauren K Stone | Registered representative | Nov 2009 (17y) | ||
| Levi Sandy Walls | Registered representative | Nov 2009 (17y) | ||
| Randall Corey May | Registered representative | Nov 2009 (17y) | ||
| Anita Oakley Reaves | Registered representative | Nov 2009 (17y) | ||
| Donald Froehlich Kohler | Registered representative | Nov 2009 (17y) | ||
| Donna R Lopez | Registered representative | Nov 2009 (17y) | ||
| Ryan Scott Krift | Registered representative | Nov 2009 (17y) | ||
| David Mcnamara | Registered representative | Nov 2009 (17y) | ||
| Brian John Flynn | Registered representative | Dec 2009 (17y) | ||
| Charles Matthew White | Registered representative | Dec 2009 (17y) | ||
| Cesar Augusto Ramos | Registered representative | Dec 2009 (17y) | ||
| Richard Lloyd Goldman | Registered representative | Dec 2009 (17y) | ||
| Robert Lee Godown | Registered representative | Dec 2009 (17y) | ||
| Christopher Michael Wilson | Registered representative | Dec 2009 (17y) | ||
| Robert William Dion | Registered representative | Dec 2009 (17y) | ||
| Ronald James Idler | Registered representative | Dec 2009 (17y) | ||
| Aman Aggarwal | Registered representative | Dec 2009 (17y) | ||
| Elizabeth Ann Peterson | Registered representative | CFP | Dec 2009 (17y) | |
| Deborah Ann Caley | Registered representative | Dec 2009 (17y) | ||
| James M Jenkins | Registered representative | Dec 2009 (17y) | ||
| Trevor Alexander Fried | Registered representative | Dec 2009 (17y) | ||
| Gary Richard Bergeron | Registered representative | Dec 2009 (17y) | ||
| Keith Marlow Seivers | Registered representative | Dec 2009 (17y) | ||
| Annakate Cross | Registered representative | Dec 2009 (17y) | ||
| Ariadne Vomvolakis | Registered representative | Dec 2009 (17y) | ||
| Charles F Hoffman | Registered representative | Dec 2009 (17y) | ||
| Dominika Dudziak Fry | Registered representative | Dec 2009 (17y) | ||
| Thomas Michael Klippstein | Registered representative | Dec 2009 (17y) | ||
| Cindy Ann Moore | Registered representative | Dec 2009 (17y) | ||
| Constance A. Kerr | Registered representative | Dec 2009 (17y) | ||
| Eduardo Fermin Ortea | Registered representative | Dec 2009 (17y) | ||
| Michael Robin Romance | Registered representative | Dec 2009 (17y) | ||
| Sandra Rimes Weinbrecht | Registered representative | Dec 2009 (17y) | ||
| Charles Henry Moehrke | Registered representative | Dec 2009 (17y) | ||
| Theresa Rose Eisnor | Registered representative | Dec 2009 (17y) | ||
| Brian C Heitshusen | Registered representative | Dec 2009 (17y) | ||
| Robert Douglas Eigen | Registered representative | Dec 2009 (17y) | ||
| Tonya Lee Krueger | Registered representative | Dec 2009 (17y) | ||
| Ferdinand Henry Onnen | Registered representative | Dec 2009 (17y) | ||
| Janis Marie Larsen | Registered representative | Dec 2009 (17y) | ||
| Jerryann Elizabeth Gober | Registered representative | Dec 2009 (17y) | ||
| Kimberly T Mc Queen | Registered representative | Dec 2009 (17y) | ||
| Bethea Roslyn Tashjian | Registered representative | Jan 2010 (17y) | ||
| Grace Lynne Nash | Registered representative | Jan 2010 (17y) | ||
| Gregory L Chaskin | Registered representative | Jan 2010 (17y) | ||
| Robert S Stolar | Registered representative | Jan 2010 (17y) | ||
| Mark A Kamakaris | Registered representative | Jan 2010 (17y) | ||
| Robert A Schwartz | Registered representative | Jan 2010 (17y) | ||
| John Martin Hoisch | Registered representative | Jan 2010 (17y) | ||
| Ray Allen Cox | Registered representative | Jan 2010 (17y) | ||
| Steven J Lederer | Registered representative | Jan 2010 (17y) | ||
| Victor C Mihaiu | Registered representative | Jan 2010 (17y) | ||
| Robert Joseph Yuditsky | Registered representative | Jan 2010 (17y) | ||
| Sarah Beane Ricca | Registered representative | Jan 2010 (17y) | ||
| Stephene L Norwood | Registered representative | Jan 2010 (17y) | ||
| Bartholomew Liam Sexton | Registered representative | Jan 2010 (17y) | ||
| David Allen Schabes | Registered representative | Jan 2010 (17y) | ||
| Jill M Young | Registered representative | Jan 2010 (17y) | ||
| Matthew Joseph Buechel | Registered representative | Jan 2010 (17y) | ||
| Stephen Lance Yates | Registered representative | Jan 2010 (17y) | ||
| Shiela Hingorani | Registered representative | Jan 2010 (17y) | ||
| Kevin Ryan Bednar | Registered representative | Jan 2010 (17y) | ||
| Gregory Albert Steinmetz | Registered representative | Jan 2010 (17y) | ||
| Rebecca L Miller | Registered representative | Jan 2010 (17y) | ||
| Robert N Murray | Registered representative | Jan 2010 (17y) | ||
| Timothy James Kane | Registered representative | Jan 2010 (17y) | ||
| Vanessa Ren'a Garl | Registered representative | Jan 2010 (17y) | ||
| Christopher James Butler | Registered representative | Jan 2010 (17y) | ||
| Kevin C Butler | Registered representative | Jan 2010 (17y) | ||
| Danielle J Tassis | Registered representative | Jan 2010 (17y) | ||
| Samuel Clarke Kenary | Registered representative | Jan 2010 (17y) | ||
| Debra P Stokes | Registered representative | Jan 2010 (17y) | ||
| Randall Arthur Ridenour | Registered representative | Jan 2010 (17y) | ||
| Dorothea Accetta | Registered representative | Jan 2010 (17y) | ||
| Richard Paul Spencer | Registered representative | Jan 2010 (17y) | ||
| Virginia Ann Wisely | Registered representative | Jan 2010 (17y) | ||
| Carmela Teresa Carfora | Registered representative | Jan 2010 (17y) | ||
| Andrew Robert Curry | Registered representative | Jan 2010 (17y) | ||
| Brian Paul Riccardi | Registered representative | Jan 2010 (17y) | ||
| Casey Galdieri | Registered representative | Feb 2010 (17y) | ||
| Evan Clayton Gremillion | Registered representative | Feb 2010 (17y) | ||
| Mark D Altman | Registered representative | Feb 2010 (17y) | ||
| Samuel James Reilly | Registered representative | Feb 2010 (17y) | ||
| Shaun C Ferguson | Registered representative | Feb 2010 (17y) | ||
| Theodora M Portelos | Registered representative | Feb 2010 (17y) | ||
| Karen J Dresser Smith | Registered representative | Feb 2010 (16y) | ||
| Mark Millard Mann | Registered representative | Feb 2010 (16y) | ||
| Andrew Burger Cook | Registered representative | Feb 2010 (16y) | ||
| Benjamin Anthony De Angelis | Registered representative | CFP | Feb 2010 (16y) | |
| James Gerrity | Registered representative | Feb 2010 (16y) | ||
| Katie S Bellelo | Registered representative | Feb 2010 (16y) | ||
| Henry James Danzig | Registered representative | Feb 2010 (16y) | ||
| Clyde W Pelton | Registered representative | Feb 2010 (16y) | ||
| Jane Ann Shipe | Registered representative | Feb 2010 (16y) | ||
| Kelly V.E. Trach | Registered representative | CFP | Feb 2010 (16y) | |
| Raymond Joseph Gockowski | Registered representative | Feb 2010 (16y) | ||
| Russel Thomas Dingman | Registered representative | Feb 2010 (16y) | ||
| Willeen Frankie Linsicombe | Registered representative | Feb 2010 (16y) | ||
| Brent M Crouch | Registered representative | Feb 2010 (16y) | ||
| Dan Bello | Registered representative | Feb 2010 (16y) | ||
| Donna M O'brien | Registered representative | Feb 2010 (16y) | ||
| Elisabeth Rose Crupe | Registered representative | Feb 2010 (16y) | ||
| Emily M Lee | Registered representative | Feb 2010 (16y) | ||
| Jonathan Craig Moore | Registered representative | CFP | Feb 2010 (16y) | |
| Judith Battaglia | Registered representative | CFP | Feb 2010 (16y) | |
| Kristina M Rodriguez | Registered representative | Feb 2010 (16y) | ||
| Laura A Kuhn | Registered representative | Feb 2010 (16y) | ||
| Mary Susan Kiniklis | Registered representative | Feb 2010 (16y) | ||
| Philip T Hoang | Registered representative | Feb 2010 (16y) | ||
| Reuben Askowitz | Registered representative | Feb 2010 (16y) | ||
| Thomas G Robertson | Registered representative | CFP | Feb 2010 (16y) | |
| Violeta Motorozesku | Registered representative | Feb 2010 (16y) | ||
| Bertha Alejandra Munoz | Registered representative | Feb 2010 (16y) | ||
| Christopher J Willson | Registered representative | Feb 2010 (16y) | ||
| Dan J Rudge | Registered representative | Feb 2010 (16y) | ||
| Gary D Scheid | Registered representative | Feb 2010 (16y) | ||
| Meron Yemane | Registered representative | Feb 2010 (16y) | ||
| Michelle A Wright | Registered representative | Feb 2010 (16y) | ||
| Tara C Walsh | Registered representative | Feb 2010 (16y) | ||
| Teri C Syracuse | Registered representative | Feb 2010 (16y) | ||
| Andrew J Lunney | Registered representative | Feb 2010 (16y) | ||
| Stephanie Tam | Registered representative | Feb 2010 (16y) | ||
| Rachael Lynn Tobor | Registered representative | Feb 2010 (16y) | ||
| Braxton A Weimer | Registered representative | Feb 2010 (16y) | ||
| Edward William Spiegel | Registered representative | Mar 2010 (16y) | ||
| Keith Charles Langworthy | Registered representative | Mar 2010 (16y) | ||
| Philip Charles Peterson | Registered representative | Mar 2010 (16y) | ||
| Shannon Marie Soto | Registered representative | Mar 2010 (16y) | ||
| Christopher William Duffy | Registered representative | Mar 2010 (16y) | ||
| Jason George Chacko | Registered representative | Mar 2010 (16y) | ||
| Ronald Kenneth Wilson | Registered representative | Mar 2010 (16y) | ||
| Todd O Mcbride | Registered representative | Mar 2010 (16y) | ||
| David Thomas Parker | Registered representative | Mar 2010 (16y) | ||
| Daniel Gallisa | Registered representative | Mar 2010 (16y) | ||
| Rory Michelle Doyle | Registered representative | Mar 2010 (16y) | ||
| Michael Lawrence Haynes | Registered representative | Mar 2010 (16y) | ||
| David Lane Shine | Registered representative | Mar 2010 (16y) | ||
| Stacy Diane Langford | Registered representative | Mar 2010 (16y) | ||
| Jean Pierre Daniel Gobic | Registered representative | Mar 2010 (16y) | ||
| Jeanette Robles Fernandez | Registered representative | Mar 2010 (16y) | ||
| Peter Jeffrey Carr | Registered representative | Mar 2010 (16y) | ||
| John Schubert Webermeier | Registered representative | Mar 2010 (16y) | ||
| Larry Clifford Bluhm | Registered representative | Mar 2010 (16y) | ||
| Neil Thomas Mascioli | Registered representative | Mar 2010 (16y) | ||
| William James Engelberger | Registered representative | Mar 2010 (16y) | ||
| Janne Y Lee | Registered representative | Mar 2010 (16y) | ||
| Jonathan Korbin Dickson | Registered representative | Mar 2010 (16y) | ||
| Peter G. Heller | Registered representative | Mar 2010 (16y) | ||
| Frank Livingston Winters | Registered representative | Mar 2010 (16y) | ||
| Gary P Merryman | Registered representative | Mar 2010 (16y) | ||
| Rebecca Jane Schweller | Registered representative | Mar 2010 (16y) | ||
| Andrea Wright | Registered representative | Mar 2010 (16y) | ||
| James Holmes Dugan | Registered representative | Mar 2010 (16y) | ||
| Susan Smith Holt | Registered representative | Mar 2010 (16y) | ||
| Trevor Dessert Byrne | Registered representative | Mar 2010 (16y) | ||
| Christine Spencer | Registered representative | Mar 2010 (16y) | ||
| Raeann Stabler | Registered representative | Mar 2010 (16y) | ||
| Mitchell A Welsch | Registered representative | CFP | Mar 2010 (16y) | |
| David Jay Betman | Registered representative | Mar 2010 (16y) | ||
| Jeffrey L Galvin | Registered representative | Mar 2010 (16y) | ||
| Sunshine Rae Coddou | Registered representative | Mar 2010 (16y) | ||
| Evariste Anthony Faucher | Registered representative | Mar 2010 (16y) | ||
| Gary S Ronkin | Registered representative | Mar 2010 (16y) | ||
| Peter G Christie | Registered representative | Mar 2010 (16y) | ||
| Kevin Robert Paaske | Registered representative | Mar 2010 (16y) | ||
| James L Porte | Registered representative | Mar 2010 (16y) | ||
| James Patrick Dolan | Registered representative | Mar 2010 (16y) | ||
| Leslie Ann Mcentire | Registered representative | Mar 2010 (16y) | ||
| Nicole Desiree Simon | Registered representative | Mar 2010 (16y) | ||
| Pamela Hope Bayard | Registered representative | Mar 2010 (16y) | ||
| Raymond Keith Sich | Registered representative | Mar 2010 (16y) | ||
| Andy Howon Lee | Registered representative | Apr 2010 (16y) | ||
| Jennifer Bowen Heintz | Registered representative | Apr 2010 (16y) | ||
| Jennifer Kay Iranon | Registered representative | Apr 2010 (16y) | ||
| Linda A Gause | Registered representative | Apr 2010 (16y) | ||
| Emil Michael Harenberg | Registered representative | Apr 2010 (16y) | ||
| Janet Robin Malachowsky | Registered representative | Apr 2010 (16y) | ||
| Catherine A Busot | Registered representative | Apr 2010 (16y) | ||
| Franklin Bennett Dunn | Registered representative | Apr 2010 (16y) | ||
| Joseph Anthony Serra | Registered representative | Apr 2010 (16y) | ||
| Franco M Piarulli | Registered representative | Apr 2010 (16y) | ||
| Leia A Mehler | Registered representative | Apr 2010 (16y) | ||
| Melvin Maurice Mccord | Registered representative | Apr 2010 (16y) | ||
| Matthew S Harsch | Registered representative | Apr 2010 (16y) | ||
| Michael Andrew Ferguson | Registered representative | Apr 2010 (16y) | ||
| Robert John Sprotte | Registered representative | Apr 2010 (16y) | ||
| Adam William De Stefano | Registered representative | Apr 2010 (16y) | ||
| Dale Akinla | Registered representative | Apr 2010 (16y) | ||
| Julie Mamett Shechtman | Registered representative | Apr 2010 (16y) | ||
| Michelle Ann Semrau | Registered representative | Apr 2010 (16y) | ||
| Steven Mark Ravnitzky | Registered representative | Apr 2010 (16y) | ||
| Yazen A Hadi | Registered representative | Apr 2010 (16y) | ||
| Scott Kevin Trout | Registered representative | Apr 2010 (16y) | ||
| David Christopher Corcoran | Registered representative | Apr 2010 (16y) | ||
| Richard Leo Nauer | Registered representative | Apr 2010 (16y) | ||
| Steven Paul Gobel | Registered representative | Apr 2010 (16y) | ||
| Elizabeth Ann Portesi | Registered representative | Apr 2010 (16y) | ||
| Kenneth Frank Herrington | Registered representative | Apr 2010 (16y) | ||
| Andrew Capin Robinson | Registered representative | Apr 2010 (16y) | ||
| Brett M Carver | Registered representative | Apr 2010 (16y) | ||
| Arnold Harvey Clarke | Registered representative | Apr 2010 (16y) | ||
| Lauren Elizabeth Taney | Registered representative | Apr 2010 (16y) | ||
| Stacey L Jones | Registered representative | Apr 2010 (16y) | ||
| William Bradley Morris | Registered representative | Apr 2010 (16y) | ||
| Preston Schoenfeld | Registered representative | CFP | Apr 2010 (16y) | |
| Matthew Thomas Schmidt | Registered representative | Apr 2010 (16y) | ||
| Leona Bess Mitchell | Registered representative | May 2010 (16y) | ||
| Nancy M Y Chu | Registered representative | May 2010 (16y) | ||
| Derek Martin Brown | Registered representative | May 2010 (16y) | ||
| Jamie Pardee Mcmanus | Registered representative | May 2010 (16y) | ||
| Jan Paul C Ferrer | Registered representative | May 2010 (16y) | ||
| John Michael Polley | Registered representative | May 2010 (16y) | ||
| Michael Everett Malz | Registered representative | May 2010 (16y) | ||
| Joseph Albert Campano | Registered representative | May 2010 (16y) | ||
| Charles Dewey Riggs | Registered representative | May 2010 (16y) | ||
| Douglas Koch Reller | Registered representative | May 2010 (16y) | ||
| Eileen Keenan | Registered representative | May 2010 (16y) | ||
| Roger Nelson Cregg | Registered representative | May 2010 (16y) | ||
| Bradley Russ Scioletti | Registered representative | May 2010 (16y) | ||
| James Mitchell Ryan | Registered representative | May 2010 (16y) | ||
| Mark Andreas Hofle | Registered representative | May 2010 (16y) | ||
| Daniel George Chaump | Registered representative | Chartered Financial Consultant | May 2010 (16y) | |
| John T Belford | Registered representative | May 2010 (16y) | ||
| Bradley Jay Schatz | Registered representative | May 2010 (16y) | ||
| Matthew Scot Bisland | Registered representative | May 2010 (16y) | ||
| Suzanne Ellen Lengyel | Registered representative | May 2010 (16y) | ||
| Beth Allyson Griffin | Registered representative | May 2010 (16y) | ||
| Thomas Yates Catlett | Registered representative | May 2010 (16y) | ||
| Amanda Zanfini | Registered representative | May 2010 (16y) | ||
| Holly Marie Cotherman | Registered representative | May 2010 (16y) | ||
| Jay William Laflair | Registered representative | May 2010 (16y) | ||
| Kari Elizabeth Pestorius | Registered representative | May 2010 (16y) | ||
| Merritt Michael Zahner | Registered representative | May 2010 (16y) | ||
| Sarah Ruth Porter | Registered representative | May 2010 (16y) | ||
| Brian Joseph Delvecchio | Registered representative | May 2010 (16y) | ||
| Jessica Fayard Williams | Registered representative | May 2010 (16y) | ||
| Lawrence S Miller | Registered representative | May 2010 (16y) | ||
| Michele Comeaux Berthelot | Registered representative | May 2010 (16y) | ||
| Samuel M Lewis | Registered representative | May 2010 (16y) | ||
| Scott Matthew Hewitt | Registered representative | May 2010 (16y) | ||
| Stephen Sergio Mucci | Registered representative | May 2010 (16y) | ||
| Jeffrey Brent Gaskin | Registered representative | May 2010 (16y) | ||
| Allen Ferguson | Registered representative | May 2010 (16y) | ||
| Brandon Michael Slater | Registered representative | May 2010 (16y) | ||
| Burton Walter Carlson | Registered representative | May 2010 (16y) | ||
| Colin Patrick Haffey | Registered representative | May 2010 (16y) | ||
| Dean Steven Howard | Registered representative | May 2010 (16y) | ||
| James Conway Rivard | Registered representative | May 2010 (16y) | ||
| Jessica Sung Fitzgerald | Registered representative | May 2010 (16y) | ||
| John Patrick Sacco | Registered representative | CFP | May 2010 (16y) | |
| Keith Edward Mahle | Registered representative | May 2010 (16y) | ||
| Kristine Cutler Newman | Registered representative | May 2010 (16y) | ||
| Lee Michael Cabelof | Registered representative | May 2010 (16y) | ||
| Pamela S Wright | Registered representative | May 2010 (16y) | ||
| Patrick J Rivard | Registered representative | May 2010 (16y) | ||
| Raymond Keith Rondy | Registered representative | May 2010 (16y) | ||
| Elizabeth Marie Smith | Registered representative | May 2010 (16y) | ||
| Egerton Fitzhugh Bullock | Registered representative | May 2010 (16y) | ||
| Catherine Rimondi Sando | Registered representative | May 2010 (16y) | ||
| Lisbeth Leigh Stuart | Registered representative | May 2010 (16y) | ||
| Emily Ann Eichenberg | Registered representative | May 2010 (16y) | ||
| Kapil Mathur | Registered representative | May 2010 (16y) | ||
| Robyn S Redfield | Registered representative | May 2010 (16y) | ||
| Chad Michael Rother | Registered representative | May 2010 (16y) | ||
| Lisa D Simmons | Registered representative | May 2010 (16y) | ||
| Patrick Clark Ryan | Registered representative | May 2010 (16y) | ||
| Valerie A Watson | Registered representative | May 2010 (16y) | ||
| Edmund A Debler | Registered representative | May 2010 (16y) | ||
| Eric Cameron Fantegrossi | Registered representative | May 2010 (16y) | ||
| Richard Howe Sanborn | Registered representative | May 2010 (16y) | ||
| Shu Hui Hou | Registered representative | May 2010 (16y) | ||
| David Raymond Zukowski | Registered representative | Jun 2010 (16y) | ||
| Stan Sklenar | Registered representative | Jun 2010 (16y) | ||
| John Martin Kelley | Registered representative | Jun 2010 (16y) | ||
| Michelle Marie Liegl | Registered representative | Jun 2010 (16y) | ||
| Francisco Dal Poz D'oliveira | Registered representative | Jun 2010 (16y) | ||
| Joseph E Fortuna | Registered representative | Jun 2010 (16y) | ||
| Leonardo D Silva | Registered representative | Jun 2010 (16y) | ||
| Tod Emery Frick | Registered representative | Jun 2010 (16y) | ||
| Kenneth Phillip O'connell | Registered representative | Jun 2010 (16y) | ||
| Christopher David Tharp | Registered representative | Jun 2010 (16y) | ||
| Kate E Kraus | Registered representative | Jun 2010 (16y) | ||
| Suzanne Lynn Thompson | Registered representative | Jun 2010 (16y) | ||
| Nelson E Snellenberger | Registered representative | Jun 2010 (16y) | ||
| Riza Dekidjiev | Registered representative | Jun 2010 (16y) | ||
| Cameron Preston | Registered representative | Jun 2010 (16y) | ||
| Steven Oliver Kilinski | Registered representative | Jun 2010 (16y) | ||
| Erica Marie Lupinacci | Registered representative | Jun 2010 (16y) | ||
| Joseph Louis Pizzo | Registered representative | Jun 2010 (16y) | ||
| Michael Andrew Wolfer | Registered representative | Jun 2010 (16y) | ||
| Robert Rudolph Taylor | Registered representative | Jun 2010 (16y) | ||
| Jennifer L Siciliano | Registered representative | Jun 2010 (16y) | ||
| Catherine K Depuy | Registered representative | Jun 2010 (16y) | ||
| Charline Elaine Burgess | Registered representative | Jun 2010 (16y) | ||
| Tricia I Carvalheira | Registered representative | Jun 2010 (16y) | ||
| Roger Edward Boberg | Registered representative | Jun 2010 (16y) | ||
| Brook Alexander Solliday | Registered representative | Jun 2010 (16y) | ||
| Dennis M Kinzer | Registered representative | Jun 2010 (16y) | ||
| Donald Ira Levy | Registered representative | Jun 2010 (16y) | ||
| Michael Joseph Lupia | Registered representative | Jun 2010 (16y) | ||
| Patricia R. Black | Registered representative | Jun 2010 (16y) | ||
| Jerri Lynne Pratt | Registered representative | Jun 2010 (16y) | ||
| Nicole N Sams | Registered representative | Jun 2010 (16y) | ||
| Sandra Davison Fletcher | Registered representative | Jun 2010 (16y) | ||
| Brendan Arthur Doyle | Registered representative | Jun 2010 (16y) | ||
| Jordan David Black | Registered representative | Jun 2010 (16y) | ||
| Kenneth James Bracht | Registered representative | Jun 2010 (16y) | ||
| Nicholas Alfred Moran | Registered representative | Jun 2010 (16y) | ||
| Scott Brian Mckenna | Registered representative | Jun 2010 (16y) | ||
| Brian Arthur Rubino | Registered representative | Jun 2010 (16y) | ||
| Todd David Lubin | Registered representative | Jun 2010 (16y) | ||
| Jason Chieh Chao | Registered representative | Jun 2010 (16y) | ||
| Karen Frederica Craddock | Registered representative | Jun 2010 (16y) | ||
| Stephen Anthony Calderara | Registered representative | Jun 2010 (16y) | ||
| Theresa W Wile | Registered representative | Jun 2010 (16y) | ||
| Mark Henry Boersma | Registered representative | Jun 2010 (16y) | ||
| Burton Douglas Wesche | Registered representative | Jun 2010 (16y) | ||
| Christopher Leland Link | Registered representative | Jun 2010 (16y) | ||
| Eric David Brann | Registered representative | CFP | Jun 2010 (16y) | |
| Matthew Allen May | Registered representative | CFP | Jun 2010 (16y) | |
| Susannah Jane Vetsch | Registered representative | Jun 2010 (16y) | ||
| Philip Kenneth Lee | Registered representative | CFP | Jul 2010 (16y) | |
| Anita Lynn Berthold | Registered representative | Jul 2010 (16y) | ||
| Clare R Dawson | Registered representative | Jul 2010 (16y) | ||
| Jamie Lynn Racine Hollenbeck | Registered representative | Jul 2010 (16y) | ||
| Joseph Morgan Fisher | Registered representative | Jul 2010 (16y) | ||
| Randy Oliver Norris | Registered representative | Jul 2010 (16y) | ||
| Robert Wright Brockmeier | Registered representative | CFP | Jul 2010 (16y) | |
| Solaria Perez Stepanov | Registered representative | Jul 2010 (16y) | ||
| Adam Jonathan Steinhauser | Registered representative | Jul 2010 (16y) | ||
| Benjamin H Woo | Registered representative | Jul 2010 (16y) | ||
| Brian David Lippert | Registered representative | Jul 2010 (16y) | ||
| Brian David Moore | Registered representative | Jul 2010 (16y) | ||
| Jay Marshall Dienes | Registered representative | Jul 2010 (16y) | ||
| Kevin J Malaney | Registered representative | CFP | Jul 2010 (16y) | |
| Mark S Cohen | Registered representative | Jul 2010 (16y) | ||
| Scott Monroe Perry | Registered representative | Jul 2010 (16y) | ||
| Adam Russell Kearney | Registered representative | Jul 2010 (16y) | ||
| Salvatore Joseph Tartaglione | Registered representative | Jul 2010 (16y) | ||
| Allen John Schmidt | Registered representative | Jul 2010 (16y) | ||
| Carlyn Marie Hensen | Registered representative | Jul 2010 (16y) | ||
| Maria Elena Paolicelli | Registered representative | Jul 2010 (16y) | ||
| Ardaches Peltekian | Registered representative | Jul 2010 (16y) | ||
| Marissa A Harenberg | Registered representative | Jul 2010 (16y) | ||
| Brendan John Donoghue | Registered representative | Jul 2010 (16y) | ||
| David Elliott Adler | Registered representative | Jul 2010 (16y) | ||
| Helen Carol Lee | Registered representative | Jul 2010 (16y) | ||
| James Larry Biggers | Registered representative | Jul 2010 (16y) | ||
| Ronald Gary Bohrer | Registered representative | Jul 2010 (16y) | ||
| Kalah Eileen Martre | Registered representative | Jul 2010 (16y) | ||
| Gregory Zaven Dadian | Registered representative | Jul 2010 (16y) | ||
| Carlo John Licata | Registered representative | Jul 2010 (16y) | ||
| John T Fanning | Registered representative | Jul 2010 (16y) | ||
| Lisa M Ludwig | Registered representative | Jul 2010 (16y) | ||
| Steven Ian Kern | Registered representative | Jul 2010 (16y) | ||
| Nicole Cindy Lee | Registered representative | Jul 2010 (16y) | ||
| Marc Geoffrey Driggs | Registered representative | Jul 2010 (16y) | ||
| Elyse M Hahner | Registered representative | Jul 2010 (16y) | ||
| Rivka Marom Franco | Registered representative | Jul 2010 (16y) | ||
| Ryan Edmond Waselewsky | Registered representative | Jul 2010 (16y) | ||
| Charles Tanner Rose | Registered representative | Aug 2010 (16y) | ||
| Courtney Marie Goembel | Registered representative | Aug 2010 (16y) | ||
| David Y Charton | Registered representative | Aug 2010 (16y) | ||
| John Michael Onufro | Registered representative | Aug 2010 (16y) | ||
| Philip Joseph Adriani | Registered representative | CFP | Aug 2010 (16y) | |
| Ray Garnica | Registered representative | Aug 2010 (16y) | ||
| Andrea F Grant | Registered representative | Aug 2010 (16y) | ||
| James T Wrenn | Registered representative | Aug 2010 (16y) | ||
| Robert Charles Tholl | Registered representative | Aug 2010 (16y) | ||
| James Stewart Smith | Registered representative | CFP | Aug 2010 (16y) | |
| Christine Rene Tiesworth | Registered representative | Aug 2010 (16y) | ||
| James Ashley Minor | Registered representative | Aug 2010 (16y) | ||
| Richard Gary Gorman | Registered representative | Aug 2010 (16y) | ||
| Joyce L Gibbs | Registered representative | Aug 2010 (16y) | ||
| Christopher M Jones | Registered representative | Aug 2010 (16y) | ||
| James Svigos | Registered representative | Aug 2010 (16y) | ||
| Matthew R Nash | Registered representative | Aug 2010 (16y) | ||
| Christopher R Badolato | Registered representative | Aug 2010 (16y) | ||
| Nina Lisa Mccoy | Registered representative | Aug 2010 (16y) | ||
| Douglas Gene Meece | Registered representative | Aug 2010 (16y) | ||
| Evan Paul Forte | Registered representative | Aug 2010 (16y) | ||
| Venkat Raman | Registered representative | Aug 2010 (16y) | ||
| Michael Anthony Pasqua | Registered representative | Aug 2010 (16y) | ||
| Tracy Marie Mayerhofer | Registered representative | Aug 2010 (16y) | ||
| Peter James Almeroth | Registered representative | Aug 2010 (16y) | ||
| Emilia Constance Pirro | Registered representative | Aug 2010 (16y) | ||
| Peter Mcrae Mittnacht | Registered representative | Aug 2010 (16y) | ||
| Andrew Stewart Edelston | Registered representative | Aug 2010 (16y) | ||
| Anna D Toy | Registered representative | Aug 2010 (16y) | ||
| Neda Keshani Hooks | Registered representative | Aug 2010 (16y) | ||
| William Harold Carnes | Registered representative | Aug 2010 (16y) | ||
| Brian Gerard Dannemiller | Registered representative | Aug 2010 (16y) | ||
| Michael Conrad Zid | Registered representative | Aug 2010 (16y) | ||
| Petr Chytka | Registered representative | Aug 2010 (16y) | ||
| Thomas Alvin Rishovd | Registered representative | Sep 2010 (16y) | ||
| Barry Jacob Gottlieb | Registered representative | Sep 2010 (16y) | ||
| Daniel Howard Bradley | Registered representative | Sep 2010 (16y) | ||
| Christian Soren Marx | Registered representative | Sep 2010 (16y) | ||
| Philip Edward Clippinger | Registered representative | Sep 2010 (16y) | ||
| Angel Marie Sandoval | Registered representative | Sep 2010 (16y) | ||
| Kevin J Patterson | Registered representative | Sep 2010 (16y) | ||
| Carla Marie Weidman | Registered representative | Sep 2010 (16y) | ||
| Robin Lynn Mason | Registered representative | Sep 2010 (16y) | ||
| Christopher Yeonguk Chung | Registered representative | Sep 2010 (16y) | ||
| Edward Arthur Costello | Registered representative | CFP | Sep 2010 (16y) | |
| Hani Mourad Henein | Registered representative | Sep 2010 (16y) | ||
| Tracey Patricia Meklaus | Registered representative | Sep 2010 (16y) | ||
| Traci M Leslie | Registered representative | Sep 2010 (16y) | ||
| Mei Po Tsang | Registered representative | Sep 2010 (16y) | ||
| Nadine K Raab | Registered representative | Sep 2010 (16y) | ||
| Annette Anna Dubose | Registered representative | Sep 2010 (16y) | ||
| Robert Michael Rettig | Registered representative | Sep 2010 (16y) | ||
| Brian T Gallagher | Registered representative | Sep 2010 (16y) | ||
| Charles Frank Kuntz | Registered representative | Sep 2010 (16y) | ||
| Clement Chi Wai Wong | Registered representative | Sep 2010 (16y) | ||
| Colleen Ann Capone | Registered representative | Sep 2010 (16y) | ||
| Dana Ca Rosewag | Registered representative | Sep 2010 (16y) | ||
| David Louis Handler | Registered representative | Sep 2010 (16y) | ||
| James Claude Britt | Registered representative | Sep 2010 (16y) | ||
| Jennifer Lynn Guthier | Registered representative | Sep 2010 (16y) | ||
| Joseph B. Hoffmeier | Registered representative | Sep 2010 (16y) | ||
| Michael David Van Diggelen | Registered representative | Sep 2010 (16y) | ||
| Michael Rudolph Glovas | Registered representative | Sep 2010 (16y) | ||
| Prince Corin Thomas | Registered representative | Sep 2010 (16y) | ||
| Amy L Weston | Registered representative | Sep 2010 (16y) | ||
| Sandra Ovens Berglund | Registered representative | Sep 2010 (16y) | ||
| Amanda Christine Ogg | Registered representative | Sep 2010 (16y) | ||
| Christopher Damian Walsh | Registered representative | Sep 2010 (16y) | ||
| Marielle Michele Robinson | Registered representative | Sep 2010 (16y) | ||
| Michelle Lynda Copenhaver | Registered representative | Sep 2010 (16y) | ||
| Servette Likovic Ocasio | Registered representative | Sep 2010 (16y) | ||
| Thomas Michael Nixon | Registered representative | Sep 2010 (16y) | ||
| Alexander Maisuradze | Registered representative | Sep 2010 (16y) | ||
| Adam Selke Bielemeier | Registered representative | Sep 2010 (16y) | ||
| Gail Gerber Stalarow | Registered representative | Sep 2010 (16y) | ||
| Matthew Richard Ruffalo | Registered representative | Sep 2010 (16y) | ||
| Daveta M Winski | Registered representative | Sep 2010 (16y) | ||
| Gregory Allen Sheldon | Registered representative | Sep 2010 (16y) | ||
| Raymond Richardson Hopper | Registered representative | Sep 2010 (16y) | ||
| Shari Ann Warezak | Registered representative | Sep 2010 (16y) | ||
| Sheryl Kay Hale | Registered representative | Sep 2010 (16y) | ||
| Thomas Jeffrey Jacobs | Registered representative | Sep 2010 (16y) | ||
| Victor Paul Maraldo | Registered representative | Sep 2010 (16y) | ||
| Yiannis Emmanouilidis | Registered representative | Sep 2010 (16y) | ||
| Brett Andrew Benyo | Registered representative | Sep 2010 (16y) | ||
| Lizabeth Crusta Dore | Registered representative | Sep 2010 (16y) | ||
| Sabrina Marie Szotko | Registered representative | Sep 2010 (16y) | ||
| William Wesley Howton | Registered representative | Sep 2010 (16y) | ||
| Amy R Cole | Registered representative | Sep 2010 (16y) | ||
| August John Hurt | Registered representative | Sep 2010 (16y) | ||
| Bryan William Lister | Registered representative | Sep 2010 (16y) | ||
| Chris J Wilker | Registered representative | Sep 2010 (16y) | ||
| Clifford Bruce Cook | Registered representative | Sep 2010 (16y) | ||
| Denise Catherine Markovich | Registered representative | Sep 2010 (16y) | ||
| Donald Anthony Krempa | Registered representative | Sep 2010 (16y) | ||
| Gary William Jbara | Registered representative | Sep 2010 (16y) | ||
| Glen Edward Gheesling | Registered representative | Sep 2010 (16y) | ||
| Gregory Bartolec | Registered representative | Sep 2010 (16y) | ||
| James Richard Pittel | Registered representative | Sep 2010 (16y) | ||
| Mark Allan Lundmark | Registered representative | Sep 2010 (16y) | ||
| Mark John Rogers | Registered representative | Sep 2010 (16y) | ||
| Mark Steven Fudold | Registered representative | Sep 2010 (16y) | ||
| Michael Alan Fleischer | Registered representative | Sep 2010 (16y) | ||
| Michael Lloyd Braun | Registered representative | Sep 2010 (16y) | ||
| Nickolas Thomas Barris | Registered representative | Sep 2010 (16y) | ||
| Philip Arthur Riley | Registered representative | Sep 2010 (16y) | ||
| Scott Kenneth Bennett | Registered representative | Sep 2010 (16y) | ||
| Shannon Marie Psotka | Registered representative | Sep 2010 (16y) | ||
| Shawn Patrick Kelly | Registered representative | CFP | Sep 2010 (16y) | |
| Thomas J Scampini | Registered representative | Sep 2010 (16y) | ||
| Timothy A Ely | Registered representative | Sep 2010 (16y) | ||
| Andrew James Mckay | Registered representative | Sep 2010 (16y) | ||
| Anthony M Zale | Registered representative | Sep 2010 (16y) | ||
| Benjamin Samuel Balbach | Registered representative | Sep 2010 (16y) | ||
| Brian D Brady | Registered representative | Sep 2010 (16y) | ||
| Bruce Almo French | Registered representative | Sep 2010 (16y) | ||
| Christopher T Letts | Registered representative | Sep 2010 (16y) | ||
| Daniel R Mooradian | Registered representative | Sep 2010 (16y) | ||
| David William Senatore | Registered representative | Sep 2010 (16y) | ||
| Dennis J Mooradian | Registered representative | Sep 2010 (16y) | ||
| Gary Louis Corona | Registered representative | Sep 2010 (16y) | ||
| Jason Patrick Drumheller | Registered representative | Sep 2010 (16y) | ||
| Jay Warner Keranen | Registered representative | Sep 2010 (16y) | ||
| Keith Edward Kozak | Registered representative | Sep 2010 (16y) | ||
| Michael Lewis Block | Registered representative | Sep 2010 (16y) | ||
| Pamela Ann Randazzo | Registered representative | Sep 2010 (16y) | ||
| Robert Andrew Amboian | Registered representative | Sep 2010 (16y) | ||
| Robert F Tighe | Registered representative | Sep 2010 (16y) | ||
| Robert Scott Bradley | Registered representative | Sep 2010 (16y) | ||
| Scott Thomas Nehra | Registered representative | Sep 2010 (16y) | ||
| William Joseph Uthe | Registered representative | Sep 2010 (16y) | ||
| William Robert Cole | Registered representative | Sep 2010 (16y) | ||
| David J Mooradian | Registered representative | Oct 2010 (16y) | ||
| Eric Reginald Ciokajlo | Registered representative | Oct 2010 (16y) | ||
| Jeffrey D Fitzgerald | Registered representative | Oct 2010 (16y) | ||
| Raymond E. Crue | Registered representative | Oct 2010 (16y) | ||
| Scott C Hammond | Registered representative | Oct 2010 (16y) | ||
| William Mibry Freeman | Registered representative | Oct 2010 (16y) | ||
| Amanda Sharkawy | Registered representative | Oct 2010 (16y) | ||
| Dan Lee Flores | Registered representative | Oct 2010 (16y) | ||
| Emilio S. De Sousa | Registered representative | Oct 2010 (16y) | ||
| Jason Ray Moyers | Registered representative | Oct 2010 (16y) | ||
| Lauren Elena Murcia | Registered representative | Oct 2010 (16y) | ||
| Lauren Marie Bruckhart | Registered representative | Oct 2010 (16y) | ||
| Melissa Marie Barney | Registered representative | Oct 2010 (16y) | ||
| Mike V Hoang | Registered representative | Oct 2010 (16y) | ||
| Thomas C Welch | Registered representative | Oct 2010 (16y) | ||
| Jeffrey Allen Hoppie | Registered representative | Oct 2010 (16y) | ||
| Jeffrey Scott Liszewski | Registered representative | Oct 2010 (16y) | ||
| Jerry Ralph Pearson | Registered representative | Oct 2010 (16y) | ||
| Jodi Ellen Whitmore | Registered representative | Oct 2010 (16y) | ||
| John Michael Kronner | Registered representative | Oct 2010 (16y) | ||
| John Patrick Stillwagon | Registered representative | Oct 2010 (16y) | ||
| Mark F Thistlethwaite | Registered representative | Oct 2010 (16y) | ||
| Michael Edward Meeuwsen | Registered representative | Oct 2010 (16y) | ||
| Michael Gerald Rosloniec | Registered representative | Oct 2010 (16y) | ||
| Nivjola G Lamani | Registered representative | Oct 2010 (16y) | ||
| Patrick J Hudson | Registered representative | Oct 2010 (16y) | ||
| Paul Frederick Treder | Registered representative | Oct 2010 (16y) | ||
| Phong Trang | Registered representative | Oct 2010 (16y) | ||
| Sara Nell Smith | Registered representative | Oct 2010 (16y) | ||
| Sean Patrick Moran | Registered representative | Oct 2010 (16y) | ||
| Timothy Michael Lilleboe | Registered representative | Oct 2010 (16y) | ||
| Cheryl Ann Dygas | Registered representative | Oct 2010 (16y) | ||
| Timothy James Murray | Registered representative | CFP | Oct 2010 (16y) | |
| Andrew John Chambers | Registered representative | Oct 2010 (16y) | ||
| Gregory Michael Chapman | Registered representative | Oct 2010 (16y) | ||
| Michael J Krigel | Registered representative | Oct 2010 (16y) | ||
| Jolene Danielle Weston | Registered representative | Oct 2010 (16y) | ||
| Pamela C Lafferty | Registered representative | Oct 2010 (16y) | ||
| Paul Anthony Loduca | Registered representative | Oct 2010 (16y) | ||
| Grace Louise Carter Lambert | Registered representative | Oct 2010 (16y) | ||
| Jennifer Ann Vannatter | Registered representative | Oct 2010 (16y) | ||
| Hongmin Lu | Registered representative | Oct 2010 (16y) | ||
| Jason Kingsley Bleimeyer | Registered representative | Oct 2010 (16y) | ||
| Kenneth Mittelbrun | Registered representative | Oct 2010 (16y) | ||
| Danielle M Renzo | Registered representative | Oct 2010 (16y) | ||
| Edward Jay Meeuwsen | Registered representative | Oct 2010 (16y) | ||
| Thomas J Mathis | Registered representative | Oct 2010 (16y) | ||
| Joshua A Spitzer | Registered representative | Oct 2010 (16y) | ||
| Ricky Martin Crabtree | Registered representative | CFP | Oct 2010 (16y) | |
| Stefan Thomas Bodnaruk | Registered representative | Oct 2010 (16y) | ||
| Elizabeth P Gettinger | Registered representative | Oct 2010 (16y) | ||
| Katherine Renee Rhodes | Registered representative | Oct 2010 (16y) | ||
| Lawrence Steven Stillwater | Registered representative | Oct 2010 (16y) | ||
| Marshall Aaron Bell | Registered representative | Oct 2010 (16y) | ||
| Mary Amy Leonard | Registered representative | Oct 2010 (16y) | ||
| Philip Bernard Ziegler | Registered representative | Oct 2010 (16y) | ||
| Robert Andrew Parks | Registered representative | Oct 2010 (16y) | ||
| Ronald Jay Bultman | Registered representative | Oct 2010 (16y) | ||
| Taal Moris Ashmann | Registered representative | Oct 2010 (16y) | ||
| David Allen Roe | Registered representative | Oct 2010 (16y) | ||
| Jeanine Michelle Norris | Registered representative | Oct 2010 (16y) | ||
| Kathleen Ann Walraven | Registered representative | Oct 2010 (16y) | ||
| Kevin Paul Eric Pickard | Registered representative | Oct 2010 (16y) | ||
| Lisa Renee Pallach | Registered representative | Oct 2010 (16y) | ||
| Patrick Andrew Maly | Registered representative | Oct 2010 (16y) | ||
| Paul Joseph Brent | Registered representative | Oct 2010 (16y) | ||
| Sarah A Devereux | Registered representative | Oct 2010 (16y) | ||
| Sharon Kaye Mccaslin | Registered representative | Oct 2010 (16y) | ||
| Alan Mcguire Dawson | Registered representative | Oct 2010 (16y) | ||
| Don Scott Uptegraph | Registered representative | Oct 2010 (16y) | ||
| George Hayes Littrell | Registered representative | Oct 2010 (16y) | ||
| Jennifer Lee Vann | Registered representative | Oct 2010 (16y) | ||
| John M Duford | Registered representative | Oct 2010 (16y) | ||
| Eric B. Showers | Registered representative | Oct 2010 (16y) | ||
| Jacklyn Lisa Borkman | Registered representative | Oct 2010 (16y) | ||
| Stefanie Lyn Gorres | Registered representative | Oct 2010 (16y) | ||
| James Lee Ferrell | Registered representative | Oct 2010 (16y) | ||
| Barry Joel Weisberg | Registered representative | CFP | Oct 2010 (16y) | |
| Elizabeth Amber Vanhecke | Registered representative | CFP | Oct 2010 (16y) | |
| Mark James Karwaski | Registered representative | CFP | Oct 2010 (16y) | |
| John Patrick Meier | Registered representative | Nov 2010 (16y) | ||
| Kevin Frank Shamblin | Registered representative | Nov 2010 (16y) | ||
| Mark M Lessert | Registered representative | Nov 2010 (16y) | ||
| Michael Y Yen | Registered representative | CFP | Nov 2010 (16y) | |
| Christopher Todd Allen | Registered representative | Nov 2010 (16y) | ||
| Ryan C Dobbert | Registered representative | Nov 2010 (16y) | ||
| Carol Anne Maisonneuve | Registered representative | Nov 2010 (16y) | ||
| Mary Elizabeth Fugelsang | Registered representative | Nov 2010 (16y) | ||
| Norman Joseph Killop | Registered representative | Nov 2010 (16y) | ||
| Suzanne Elizabeth Folger | Registered representative | Nov 2010 (16y) | ||
| Andrew Joseph Howard | Registered representative | Nov 2010 (16y) | ||
| Angelique Caroline Ames | Registered representative | Nov 2010 (16y) | ||
| Dianne C George | Registered representative | Nov 2010 (16y) | ||
| Kenneth Alan Johnson | Registered representative | Nov 2010 (16y) | ||
| Andre P Fontenot | Registered representative | Nov 2010 (16y) | ||
| Daniel Marcus Hudson | Registered representative | Nov 2010 (16y) | ||
| Joseph P Grillo | Registered representative | Nov 2010 (16y) | ||
| Oscar Enrique Hurtado | Registered representative | Nov 2010 (16y) | ||
| Rachael Dellaccio Schorr | Registered representative | Nov 2010 (16y) | ||
| Steven John Indermuehle | Registered representative | Nov 2010 (16y) | ||
| Vanessa M Wojciechowski | Registered representative | Nov 2010 (16y) | ||
| Duncan Joseph Mcinnes | Registered representative | Nov 2010 (16y) | ||
| Eric Howard Salmansohn | Registered representative | Nov 2010 (16y) | ||
| Anna Wu | Registered representative | Nov 2010 (16y) | ||
| Jeri L.Ynn Bostick | Registered representative | Nov 2010 (16y) | ||
| Susan Pi Hsia Huang Cramer | Registered representative | Nov 2010 (16y) | ||
| Tjindiwati Suttio | Registered representative | Nov 2010 (16y) | ||
| Eric M Rickan | Registered representative | Nov 2010 (16y) | ||
| Omar Talbi | Registered representative | Nov 2010 (16y) | ||
| Carl Clayton Peterson | Registered representative | Nov 2010 (16y) | ||
| Melissa M Mueller | Registered representative | Nov 2010 (16y) | ||
| William James Mills | Registered representative | Nov 2010 (16y) | ||
| Charleen L Gustafson | Registered representative | Nov 2010 (16y) | ||
| Chris A.B. Dupassage | Registered representative | Nov 2010 (16y) | ||
| Christopher Alexander Gautreaux | Registered representative | Nov 2010 (16y) | ||
| Cynthia Darlene Ricks | Registered representative | Nov 2010 (16y) | ||
| Danette Dinvaut Simmons | Registered representative | Nov 2010 (16y) | ||
| David Karl Butscher | Registered representative | Nov 2010 (16y) | ||
| Dayna Byrd Fitzgerald | Registered representative | Nov 2010 (16y) | ||
| Donald Edward Irwin | Registered representative | Nov 2010 (16y) | ||
| Elizabeth Downey De La Houssaye | Registered representative | Nov 2010 (16y) | ||
| Gerald Matthew Marchand | Registered representative | Nov 2010 (16y) | ||
| Gregory Wayne Davis | Registered representative | Nov 2010 (16y) | ||
| Jamie Blanchard Duval | Registered representative | Nov 2010 (16y) | ||
| Jennifer Roberts Rigby | Registered representative | Nov 2010 (16y) | ||
| John Francis Rosenstern | Registered representative | Nov 2010 (16y) | ||
| Joseph Mannino | Registered representative | Nov 2010 (16y) | ||
| Judy Lynne Calamusa | Registered representative | Nov 2010 (16y) | ||
| Jules Joseph Rousseau | Registered representative | Nov 2010 (16y) | ||
| Karen Doucet Scurria | Registered representative | Nov 2010 (16y) | ||
| Kenneth L Riche | Registered representative | Nov 2010 (16y) | ||
| Kevin George Mackey | Registered representative | CFP | Nov 2010 (16y) | |
| Marc Harris Miller | Registered representative | Nov 2010 (16y) | ||
| Marcus Lyman | Registered representative | Nov 2010 (16y) | ||
| Michael George Plasko | Registered representative | Nov 2010 (16y) | ||
| Michelle Peltier Warshauer | Registered representative | Nov 2010 (16y) | ||
| Nance Amelia Cunard | Registered representative | Nov 2010 (16y) | ||
| Paul Robert Walker | Registered representative | Nov 2010 (16y) | ||
| Rachel Jean Cattelino | Registered representative | Nov 2010 (16y) | ||
| Robert Allen Woosley | Registered representative | Nov 2010 (16y) | ||
| Robert Chachere Foard | Registered representative | Nov 2010 (16y) | ||
| Rollins Schultz Rubsamen | Registered representative | Nov 2010 (16y) | ||
| Romualdo Gonzalez | Registered representative | Nov 2010 (16y) | ||
| Ronald Alan Kern | Registered representative | Nov 2010 (16y) | ||
| Sean Patrick Spratt | Registered representative | Nov 2010 (16y) | ||
| Stacy Nunez Locicero | Registered representative | Nov 2010 (16y) | ||
| Stephen Aron Loeb | Registered representative | Nov 2010 (16y) | ||
| Susan R Battistella | Registered representative | Nov 2010 (16y) | ||
| Suzy S Demers | Registered representative | Nov 2010 (16y) | ||
| Thomas Peter Waguespack | Registered representative | Nov 2010 (16y) | ||
| Timothy Scott Sattley | Registered representative | Nov 2010 (16y) | ||
| Victor Lee Raxsdale | Registered representative | Nov 2010 (16y) | ||
| Virgil Dean Wright | Registered representative | Nov 2010 (16y) | ||
| Walter Harry Weil | Registered representative | Nov 2010 (16y) | ||
| Wanda J Addison | Registered representative | Nov 2010 (16y) | ||
| Wayne Everett Traina | Registered representative | Nov 2010 (16y) | ||
| Wilfred M. Kullman | Registered representative | Nov 2010 (16y) | ||
| Wilfred M. Kullman | Registered representative | Nov 2010 (16y) | ||
| William Joseph Sammons | Registered representative | Nov 2010 (16y) | ||
| Richard S Barton | Registered representative | Nov 2010 (16y) | ||
| Joshua James Meek | Registered representative | Nov 2010 (16y) | ||
| Tate C Destefano | Registered representative | Nov 2010 (16y) | ||
| Jeffrey Mark Levinsohn | Registered representative | Nov 2010 (16y) | ||
| Juan Carlos Carballo | Registered representative | Nov 2010 (16y) | ||
| Wendy L Lukitsch | Registered representative | Nov 2010 (16y) | ||
| Blaise Joseph Ernst | Registered representative | Nov 2010 (16y) | ||
| Donald Henry Espenan | Registered representative | Nov 2010 (16y) | ||
| James Marks Spiro | Registered representative | Nov 2010 (16y) | ||
| Jorge Ramon Lacott | Registered representative | Nov 2010 (16y) | ||
| Michael Ivan Flynn | Registered representative | Nov 2010 (16y) | ||
| Michael Lorne Gagliardi | Registered representative | Nov 2010 (16y) | ||
| Michael Robert Nichols | Registered representative | Nov 2010 (16y) | ||
| Michele Bourgeois Dantin | Registered representative | Nov 2010 (16y) | ||
| Richard Morgan Wilson | Registered representative | Chartered Financial Consultant | Nov 2010 (16y) | |
| Scott David Brody | Registered representative | Nov 2010 (16y) | ||
| Timothy Allen Emerson | Registered representative | Nov 2010 (16y) | ||
| Wayne Richard Barrett | Registered representative | Nov 2010 (16y) | ||
| John Wong | Registered representative | Nov 2010 (16y) | ||
| Kelly Jo Herman | Registered representative | Nov 2010 (16y) | ||
| Raymond Edgar Sutch | Registered representative | Nov 2010 (16y) | ||
| Tara L Farkas | Registered representative | Nov 2010 (16y) | ||
| Christopher Ryan Mcconnell | Registered representative | Nov 2010 (16y) | ||
| Estella Mora Eckart | Registered representative | Nov 2010 (16y) | ||
| Jennifer Mcglynn | Registered representative | Nov 2010 (16y) | ||
| Nancy Ann Higgins | Registered representative | Nov 2010 (16y) | ||
| Ryan William Ashcroft | Registered representative | Nov 2010 (16y) | ||
| Bruno F. Lambraia | Registered representative | Nov 2010 (16y) | ||
| Georgia Skiadas | Registered representative | Nov 2010 (16y) | ||
| Norma Jeanne Forkeutis | Registered representative | Nov 2010 (16y) | ||
| William Francis Van Scoyoc | Registered representative | Nov 2010 (16y) | ||
| David Andrew Oscar | Registered representative | Dec 2010 (16y) | ||
| Diana Lynn Fusco | Registered representative | Dec 2010 (16y) | ||
| Robert Mark Linden | Registered representative | Dec 2010 (16y) | ||
| Brigid M Stackpool | Registered representative | Dec 2010 (16y) | ||
| Carrie Kaleleonalani Mceachin | Registered representative | Dec 2010 (16y) | ||
| Courtney Jo Dunn | Registered representative | Dec 2010 (16y) | ||
| Jonathan Dwayne Cox | Registered representative | Dec 2010 (16y) | ||
| Steven Warren Lease | Registered representative | Dec 2010 (16y) | ||
| Will Byung Lee | Registered representative | Chartered Financial Consultant | Dec 2010 (16y) | |
| Anna Maria Brock | Registered representative | Dec 2010 (16y) | ||
| Benjamin Lockwood Zaring | Registered representative | Dec 2010 (16y) | ||
| Tomas D Gedminas | Registered representative | Dec 2010 (16y) | ||
| Tracy Kathleen Couch | Registered representative | Dec 2010 (16y) | ||
| Kyle Richard Hummer | Registered representative | Dec 2010 (16y) | ||
| Poonum Vasishth | Registered representative | Dec 2010 (16y) | ||
| Strekker Michael Pryor | Registered representative | Dec 2010 (16y) | ||
| Thomas George Schreck | Registered representative | Dec 2010 (16y) | ||
| Alec D Johnson | Registered representative | Dec 2010 (16y) | ||
| Fallon Nicole Peace | Registered representative | Dec 2010 (16y) | ||
| David Hamilton Hooks | Registered representative | Dec 2010 (16y) | ||
| John Michael Cole | Registered representative | Dec 2010 (16y) | ||
| Christopher M Porcelli | Registered representative | Dec 2010 (16y) | ||
| Colleen L D'antonio | Registered representative | Dec 2010 (16y) | ||
| David Chapman Barlow | Registered representative | CFA | Dec 2010 (16y) | |
| Douglas Walker Bailey | Registered representative | Dec 2010 (16y) | ||
| William Edward Flannery | Registered representative | Jan 2011 (16y) | ||
| John Eric Kiffel | Registered representative | Jan 2011 (16y) | ||
| Philip Francis Decarlo | Registered representative | Jan 2011 (16y) | ||
| Jessica M Tiefenbach | Registered representative | Jan 2011 (16y) | ||
| Paul Sarkis Shirinian | Registered representative | Jan 2011 (16y) | ||
| Andrew D Clugston | Registered representative | Jan 2011 (16y) | ||
| Brendan John Cunningham | Registered representative | Jan 2011 (16y) | ||
| Hayley Lane Davis | Registered representative | Jan 2011 (16y) | ||
| Michael Brinton Kidd | Registered representative | Jan 2011 (16y) | ||
| Annmarie M Bilger | Registered representative | Jan 2011 (16y) | ||
| Edward Christian Gruber | Registered representative | Jan 2011 (16y) | ||
| Kyle Scott Kennelly | Registered representative | Jan 2011 (16y) | ||
| Emily Elizabeth Kenary | Registered representative | Jan 2011 (16y) | ||
| Anthony Viskovic | Registered representative | Jan 2011 (16y) | ||
| Adam Patrick Leapley | Registered representative | CFP Chartered Financial Consultant | Jan 2011 (16y) | |
| Jeffrey R Mckee | Registered representative | Jan 2011 (16y) | ||
| Jennifer L Hradek | Registered representative | Jan 2011 (16y) | ||
| M. Robin Krasny | Registered representative | Jan 2011 (16y) | ||
| Megan Ann Vandermeer | Registered representative | Jan 2011 (16y) | ||
| Paola Delucas | Registered representative | Jan 2011 (16y) | ||
| Rachel Alohalani Yadao | Registered representative | Jan 2011 (16y) | ||
| Scott Jason Franklin | Registered representative | Jan 2011 (16y) | ||
| Stephanie Juanita Hoffmann | Registered representative | Jan 2011 (16y) | ||
| Todd Michael Price | Registered representative | Jan 2011 (16y) | ||
| Jared Mathew Boldemann | Registered representative | Jan 2011 (16y) | ||
| Barbara Elizabeth Luttrull | Registered representative | Jan 2011 (16y) | ||
| Daniel Seth Livingstone | Registered representative | Jan 2011 (16y) | ||
| David Phillip Grall | Registered representative | Jan 2011 (16y) | ||
| Hiten Iyer | Registered representative | Jan 2011 (16y) | ||
| Jane L. Nelsen | Registered representative | Jan 2011 (16y) | ||
| Kathryn A Castelli | Registered representative | Jan 2011 (16y) | ||
| Keith Manning Hendrick | Registered representative | Jan 2011 (16y) | ||
| Matthew Emile Savard | Registered representative | Jan 2011 (16y) | ||
| Ashley A Proctor | Registered representative | Jan 2011 (16y) | ||
| Zachary Mersen Lovley | Registered representative | Jan 2011 (16y) | ||
| Douglas Cheston Berlin | Registered representative | Jan 2011 (16y) | ||
| Elizabeth Allison Beanner | Registered representative | Jan 2011 (16y) | ||
| Marc Douglas Bianchi | Registered representative | Jan 2011 (16y) | ||
| Robert John Balasavage | Registered representative | Jan 2011 (16y) | ||
| Adrienne M Lewallen | Registered representative | Jan 2011 (16y) | ||
| Brett Justin Ciarelli | Registered representative | Jan 2011 (16y) | ||
| Brian Joseph Bubnis | Registered representative | Jan 2011 (16y) | ||
| Cindy Lou Brink | Registered representative | Jan 2011 (16y) | ||
| Heather Campbell | Registered representative | Jan 2011 (16y) | ||
| John F. Corrado | Registered representative | Jan 2011 (16y) | ||
| Karen Ann Bieniecki | Registered representative | Jan 2011 (16y) | ||
| Keith Alan Colonna | Registered representative | Jan 2011 (16y) | ||
| Kevin W Calvert | Registered representative | Jan 2011 (16y) | ||
| Lisa Ann Cardwell | Registered representative | Jan 2011 (16y) | ||
| Lisa Michelle Corrado | Registered representative | Jan 2011 (16y) | ||
| Mark Christian Chaffe | Registered representative | Jan 2011 (16y) | ||
| Martin Joseph Coyne | Registered representative | Jan 2011 (16y) | ||
| Matthew Arthur Calabretta | Registered representative | Jan 2011 (16y) | ||
| Nancy Lynn Oldakowski | Registered representative | Jan 2011 (16y) | ||
| Sandra Bakken Caruso | Registered representative | Jan 2011 (16y) | ||
| Thomas H Brook | Registered representative | Jan 2011 (16y) | ||
| Brian J Degnan | Registered representative | Jan 2011 (16y) | ||
| John Richard Dandrea | Registered representative | Jan 2011 (16y) | ||
| Kent William Davis | Registered representative | Jan 2011 (16y) | ||
| Scott Jere Davis | Registered representative | Jan 2011 (16y) | ||
| Loretta Sue Odle | Registered representative | Feb 2011 (16y) | ||
| Bradley Theodore Forman | Registered representative | Feb 2011 (15y) | ||
| Bryant James Ferris | Registered representative | Feb 2011 (15y) | ||
| David William Groetsch | Registered representative | Feb 2011 (15y) | ||
| Gina M Rodriguez | Registered representative | Feb 2011 (15y) | ||
| Joan Marie Fiore | Registered representative | Feb 2011 (15y) | ||
| John Michael Fischetti | Registered representative | Feb 2011 (15y) | ||
| Margaret Ballenger Everly | Registered representative | Feb 2011 (15y) | ||
| Michael Tenny Gordon | Registered representative | Feb 2011 (15y) | ||
| Patrick Dennis Malzone | Registered representative | Feb 2011 (15y) | ||
| Sharon Ann Grove | Registered representative | Feb 2011 (15y) | ||
| Steven R Eggers | Registered representative | Feb 2011 (15y) | ||
| Alfred G Haddad | Registered representative | Feb 2011 (15y) | ||
| Gary Louis Guzzi | Registered representative | Feb 2011 (15y) | ||
| Holly Marie Mcnulty | Registered representative | Feb 2011 (15y) | ||
| Jacobo Julian Guzman | Registered representative | Feb 2011 (15y) | ||
| Leslie Orner Hartman | Registered representative | Feb 2011 (15y) | ||
| Pedro Alexandre Gomes | Registered representative | Feb 2011 (15y) | ||
| Philip Curtis Grossman | Registered representative | Feb 2011 (15y) | ||
| Charles Anthony Hudgins Jr. | Registered representative | Feb 2011 (15y) | ||
| Esther C Teng | Registered representative | Feb 2011 (15y) | ||
| Heather Nicole Richelson Hopkins | Registered representative | Feb 2011 (15y) | ||
| Shawn W Gehm | Registered representative | Feb 2011 (15y) | ||
| Giuseppe Sellitto | Registered representative | Feb 2011 (15y) | ||
| Harry Jeffrey Herb | Registered representative | Feb 2011 (15y) | ||
| Marc Thomas Mccarey | Registered representative | Feb 2011 (15y) | ||
| Martha Cornell Kerns | Registered representative | Feb 2011 (15y) | ||
| Patrick J Lenahan | Registered representative | Feb 2011 (15y) | ||
| Victor Jeffrey Kurtz | Registered representative | Feb 2011 (15y) | ||
| Barry Edward Numerick | Registered representative | Feb 2011 (15y) | ||
| Brian Patrick Kearon | Registered representative | Feb 2011 (15y) | ||
| Christopher Brian Jones | Registered representative | Feb 2011 (15y) | ||
| Christopher James Kearon | Registered representative | Feb 2011 (15y) | ||
| Laura Lee Kuechler | Registered representative | Feb 2011 (15y) | ||
| Mark David Kistler | Registered representative | Feb 2011 (15y) | ||
| Mary Lisicky | Registered representative | Feb 2011 (15y) | ||
| Matthew Edward Ewin | Registered representative | Feb 2011 (15y) | ||
| Nicholas Mich High | Registered representative | Feb 2011 (15y) | ||
| Paul Joseph Kurisky | Registered representative | Feb 2011 (15y) | ||
| Peter Thomas Joseph | Registered representative | Feb 2011 (15y) | ||
| Regina Louise Metzger | Registered representative | Feb 2011 (15y) | ||
| Richard Joseph Hazzouri | Registered representative | CFA | Feb 2011 (15y) | |
| Scott Lee Hoffman | Registered representative | Feb 2011 (15y) | ||
| Sean Michael Mckeever | Registered representative | CFP | Feb 2011 (15y) | |
| Sherri A Magsam | Registered representative | Feb 2011 (15y) | ||
| Thomas John Kish | Registered representative | Feb 2011 (15y) | ||
| Traci Midori Honda Laflower | Registered representative | Feb 2011 (15y) | ||
| Adam David Lord | Registered representative | Feb 2011 (15y) | ||
| Carl Gissler Morgan | Registered representative | Feb 2011 (15y) | ||
| Greg Barry Waldman | Registered representative | Feb 2011 (15y) | ||
| John T Jeffery | Registered representative | Feb 2011 (15y) | ||
| Kelly Marie Light | Registered representative | Feb 2011 (15y) | ||
| James Stephen Mccormick | Registered representative | Feb 2011 (15y) | ||
| Lauren P Cortright | Registered representative | Feb 2011 (15y) | ||
| Paul J Murray | Registered representative | Feb 2011 (15y) | ||
| Rodd Jackson Melzer | Registered representative | Feb 2011 (15y) | ||
| Elizabeth Anne Geter | Registered representative | Feb 2011 (15y) | ||
| James Michael Richardson | Registered representative | Feb 2011 (15y) | ||
| Samir Sureshchandra Parikh | Registered representative | Feb 2011 (15y) | ||
| Thomas Harry Paluszynski | Registered representative | Feb 2011 (15y) | ||
| William S Panaro Jr. | Registered representative | Feb 2011 (15y) | ||
| Arnold Murray Peskin | Registered representative | Feb 2011 (15y) | ||
| Brian Anthony Sava | Registered representative | Feb 2011 (15y) | ||
| David Ross Schaeffer | Registered representative | Feb 2011 (15y) | ||
| James Ignatius Pfizenmayer | Registered representative | Feb 2011 (15y) | ||
| Maria Eugenia Zacapa Reaves | Registered representative | Feb 2011 (15y) | ||
| Nancy F Robilotta | Registered representative | Feb 2011 (15y) | ||
| Patricia L Rogus | Registered representative | Feb 2011 (15y) | ||
| Robert J Granite | Registered representative | Feb 2011 (15y) | ||
| Stephen Robert Schaeffer | Registered representative | Feb 2011 (15y) | ||
| Timothy Craig Rose | Registered representative | Feb 2011 (15y) | ||
| Anthony J Sarko | Registered representative | Feb 2011 (15y) | ||
| Christopher Charles Rall | Registered representative | Feb 2011 (15y) | ||
| John Cameron Mccarty | Registered representative | Feb 2011 (15y) | ||
| Jeremy Christopher Horton | Registered representative | Feb 2011 (15y) | ||
| Michael J Robinson | Registered representative | Feb 2011 (15y) | ||
| Chris Todd Simakas | Registered representative | Feb 2011 (15y) | ||
| Christopher Michael Scoletti | Registered representative | Feb 2011 (15y) | ||
| Anthony Gerald Smulski | Registered representative | Feb 2011 (15y) | ||
| Douglas Charles Gilliland | Registered representative | Feb 2011 (15y) | ||
| Eric John Sponburgh | Registered representative | Feb 2011 (15y) | ||
| Joseph Charles Viviani | Registered representative | Feb 2011 (15y) | ||
| Kenneth Andrew Scheer | Registered representative | Feb 2011 (15y) | ||
| Peter Butler Maguire | Registered representative | Feb 2011 (15y) | ||
| Susannah M O'toole | Registered representative | Feb 2011 (15y) | ||
| Timothy Donald Soderquist | Registered representative | Feb 2011 (15y) | ||
| Jody Ann Witherow | Registered representative | Feb 2011 (15y) | ||
| Carmela Josephine Martino | Registered representative | Feb 2011 (15y) | ||
| Deborah Marie Hightower | Registered representative | Feb 2011 (15y) | ||
| Dianna Lynn Rodgers | Registered representative | Feb 2011 (15y) | ||
| Jessica Ashley Kerr | Registered representative | Feb 2011 (15y) | ||
| Mark Jennings Womack | Registered representative | Feb 2011 (15y) | ||
| Michael Minwoo Chong | Registered representative | Feb 2011 (15y) | ||
| Nicole Marie Blackburn | Registered representative | Feb 2011 (15y) | ||
| Pamela Jewel Espinoza | Registered representative | Feb 2011 (15y) | ||
| Rebecca Jean Bowman | Registered representative | Feb 2011 (15y) | ||
| Sandra J Guerrant | Registered representative | Feb 2011 (15y) | ||
| Thomas Martin Wick | Registered representative | Feb 2011 (15y) | ||
| Alexandra Bull Odorizzi | Registered representative | Feb 2011 (15y) | ||
| Amanda J Mauer | Registered representative | Feb 2011 (15y) | ||
| Barbara Brown Virany | Registered representative | Feb 2011 (15y) | ||
| Candice S Tohme | Registered representative | Feb 2011 (15y) | ||
| Corey Scott Fleisher | Registered representative | Feb 2011 (15y) | ||
| Dianne B Williams | Registered representative | Feb 2011 (15y) | ||
| Eileen Marie D'agostino | Registered representative | Feb 2011 (15y) | ||
| Gabriela Sandoval | Registered representative | Feb 2011 (15y) | ||
| Iraida Cindy Gonzalez | Registered representative | Feb 2011 (15y) | ||
| Jaymes S Choy | Registered representative | Feb 2011 (15y) | ||
| Linda Ann Dimichele | Registered representative | Feb 2011 (15y) | ||
| Sheri E Gray | Registered representative | Feb 2011 (15y) | ||
| Timothy Weaver Trexler | Registered representative | Feb 2011 (15y) | ||
| David Aaron Cohen | Registered representative | Feb 2011 (15y) | ||
| Edward Eugene Washell | Registered representative | Feb 2011 (15y) | ||
| Richard Gary Vozel | Registered representative | Feb 2011 (15y) | ||
| Richard Medure | Registered representative | Feb 2011 (15y) | ||
| Tracy M. Varano Garrison | Registered representative | Feb 2011 (15y) | ||
| Daniel Lee Winckler | Registered representative | Mar 2011 (15y) | ||
| David Harrison Rapport | Registered representative | Mar 2011 (15y) | ||
| Angela Chris Coats | Registered representative | Mar 2011 (15y) | ||
| Joseph B Woo | Registered representative | Mar 2011 (15y) | ||
| Robert John Hannah | Registered representative | CFP | Mar 2011 (15y) | |
| Carlos Duque | Registered representative | Mar 2011 (15y) | ||
| Devin P Marino | Registered representative | Mar 2011 (15y) | ||
| Nathanael Allen Mccauley | Registered representative | Mar 2011 (15y) | ||
| Spencer John Miller | Registered representative | Mar 2011 (15y) | ||
| Irene F Stolarz | Registered representative | Mar 2011 (15y) | ||
| Skylar Christopher Schofield | Registered representative | Mar 2011 (15y) | ||
| William Anthony Nave | Registered representative | Mar 2011 (15y) | ||
| Brett Wayne Wallace | Registered representative | Mar 2011 (15y) | ||
| Harold Frank Vorndran | Registered representative | Mar 2011 (15y) | ||
| Larry Joel Shaw | Registered representative | Mar 2011 (15y) | ||
| Robert A Mclalan | Registered representative | Mar 2011 (15y) | ||
| Christopher Alfred Bridges | Registered representative | Mar 2011 (15y) | ||
| Franklin Baldwin Newby | Registered representative | Mar 2011 (15y) | ||
| Kelly Kathleen Hendin | Registered representative | Mar 2011 (15y) | ||
| Karen Barbara Natishan | Registered representative | Mar 2011 (15y) | ||
| Peter Nils Junggren | Registered representative | Mar 2011 (15y) | ||
| Robert Sadowski | Registered representative | Mar 2011 (15y) | ||
| Barbara B Schirmer | Registered representative | Mar 2011 (15y) | ||
| Deborah A O'neill | Registered representative | Mar 2011 (15y) | ||
| Gail L Rogers | Registered representative | Mar 2011 (15y) | ||
| John Gifford Jones | Registered representative | Mar 2011 (15y) | ||
| Michael F. Laporta | Registered representative | Mar 2011 (15y) | ||
| Alexander Stuart Dickson | Registered representative | Mar 2011 (15y) | ||
| Andrew Iten Roe | Registered representative | Mar 2011 (15y) | ||
| Ronald Michael Ongaro | Registered representative | Mar 2011 (15y) | ||
| Ernest Joseph Dean | Registered representative | Mar 2011 (15y) | ||
| Nancy E Hughes | Registered representative | Mar 2011 (15y) | ||
| Ashley Blecha Wilks | Registered representative | Mar 2011 (15y) | ||
| Eric Alan Noyes | Registered representative | Mar 2011 (15y) | ||
| Kenneth Raymond Dunquist | Registered representative | CFP | Mar 2011 (15y) | |
| Sarah E Buonocore | Registered representative | Mar 2011 (15y) | ||
| Edward Colin Andrews | Registered representative | Mar 2011 (15y) | ||
| Rachelle Denise Vanderwier | Registered representative | Mar 2011 (15y) | ||
| Valerie D Wilson | Registered representative | Mar 2011 (15y) | ||
| Eric Mcmonagle Scott | Registered representative | Apr 2011 (15y) | ||
| Ryan Matthew Brown | Registered representative | Apr 2011 (15y) | ||
| William Robert Lymangood | Registered representative | CFP | Apr 2011 (15y) | |
| Eric Dean Forsyth | Registered representative | Apr 2011 (15y) | ||
| Pamela S Rasmussen | Registered representative | Apr 2011 (15y) | ||
| Tyler Matthew Eldredge | Registered representative | Apr 2011 (15y) | ||
| David J Tofilon | Registered representative | Apr 2011 (15y) | ||
| Beth Cutler Pharr | Registered representative | Apr 2011 (15y) | ||
| Camille Justine Gaffney | Registered representative | Apr 2011 (15y) | ||
| Clifford Andres Gramer | Registered representative | Apr 2011 (15y) | ||
| Douglass Ralph Tietbohl | Registered representative | Apr 2011 (15y) | ||
| James Mclaughlin Patrick | Registered representative | Apr 2011 (15y) | ||
| Mark Anthony Giovanazzi | Registered representative | Apr 2011 (15y) | ||
| Samuel David Watry | Registered representative | Apr 2011 (15y) | ||
| John Paul Seaman | Registered representative | Apr 2011 (15y) | ||
| Michael David Matash | Registered representative | Apr 2011 (15y) | ||
| Patricia S Metz | Registered representative | Apr 2011 (15y) | ||
| Daniel Alexander Antoniou | Registered representative | CFP | Apr 2011 (15y) | |
| Joseph Luis Abuin | Registered representative | Apr 2011 (15y) | ||
| Maria Lisa Vitale | Registered representative | Apr 2011 (15y) | ||
| Steven Bekoff | Registered representative | Apr 2011 (15y) | ||
| William Thomas Mccormack | Registered representative | Apr 2011 (15y) | ||
| Karen Michelle Reid | Registered representative | Apr 2011 (15y) | ||
| Troy Reese Corbridge | Registered representative | Apr 2011 (15y) | ||
| Alicia Ann Jordan | Registered representative | Apr 2011 (15y) | ||
| Alvaro Vincent Ramirez | Registered representative | Apr 2011 (15y) | ||
| Crista Gee | Registered representative | Apr 2011 (15y) | ||
| Lori Ann Cudney | Registered representative | Apr 2011 (15y) | ||
| Rebecca Ann Gebhart | Registered representative | Apr 2011 (15y) | ||
| Joseph Leonard Michalak | Registered representative | Apr 2011 (15y) | ||
| Thomas Mcculloch Strutt | Registered representative | Apr 2011 (15y) | ||
| Eric Adam Kitchell | Registered representative | Apr 2011 (15y) | ||
| Arthur Warren Tuttle | Registered representative | Apr 2011 (15y) | ||
| Katherine E Johnson | Registered representative | Apr 2011 (15y) | ||
| Angela W Render | Registered representative | Apr 2011 (15y) | ||
| Brandon Lee Lammers | Registered representative | Apr 2011 (15y) | ||
| John Peter Soliman | Registered representative | Apr 2011 (15y) | ||
| Evelyn Ruth Reis | Registered representative | Apr 2011 (15y) | ||
| Joel G Lejarde | Registered representative | Apr 2011 (15y) | ||
| Mary Rose Rosenquist | Registered representative | Apr 2011 (15y) | ||
| Shalo Simone Watts | Registered representative | Apr 2011 (15y) | ||
| Virginia Carrero | Registered representative | Apr 2011 (15y) | ||
| Hug Manzano Gomez | Registered representative | May 2011 (15y) | ||
| Scott Vincent Hartshorn | Registered representative | May 2011 (15y) | ||
| Emi Mori George | Registered representative | May 2011 (15y) | ||
| Henry Patrick Keating | Registered representative | May 2011 (15y) | ||
| Kevin Jon Forney | Registered representative | May 2011 (15y) | ||
| Patrick Wuu Jong Kuo | Registered representative | May 2011 (15y) | ||
| Marguerite Claudia Knight | Registered representative | May 2011 (15y) | ||
| Timothy Barton Davis | Registered representative | May 2011 (15y) | ||
| Gary F Liebel | Registered representative | May 2011 (15y) | ||
| Shawn Keith Liebel | Registered representative | May 2011 (15y) | ||
| Aleta F Baggett Johnson | Registered representative | May 2011 (15y) | ||
| Anneliese Keil | Registered representative | May 2011 (15y) | ||
| Gregory Allen Perjak | Registered representative | May 2011 (15y) | ||
| John R Hunsberger | Registered representative | May 2011 (15y) | ||
| Mark Charles Delmar | Registered representative | May 2011 (15y) | ||
| William Edward Richards | Registered representative | May 2011 (15y) | ||
| Jonathan Scott Waligora | Registered representative | May 2011 (15y) | ||
| Cathy Ann Whitestone | Registered representative | May 2011 (15y) | ||
| Steven Marc Stillwater | Registered representative | May 2011 (15y) | ||
| Adrienne Michelle Shack | Registered representative | May 2011 (15y) | ||
| Joel Dale Travis | Registered representative | May 2011 (15y) | ||
| Lauren Regina Best | Registered representative | May 2011 (15y) | ||
| Mark Christopher Ciccarelli | Registered representative | May 2011 (15y) | ||
| Michael Christopher Scotto | Registered representative | May 2011 (15y) | ||
| Kurt R Koehler | Registered representative | May 2011 (15y) | ||
| Chad C Bell | Registered representative | May 2011 (15y) | ||
| Daniel S Leonard | Registered representative | May 2011 (15y) | ||
| Jillian Marie Pleakis | Registered representative | May 2011 (15y) | ||
| Tamara Lynn Olson | Registered representative | May 2011 (15y) | ||
| Wenton Gardner Camporin | Registered representative | May 2011 (15y) | ||
| John Patrick Hendricks | Registered representative | May 2011 (15y) | ||
| Colleen Gibbons | Registered representative | May 2011 (15y) | ||
| Carola Cohen | Registered representative | May 2011 (15y) | ||
| Richard H Krollman | Registered representative | May 2011 (15y) | ||
| Cassandra Lynn Samaj | Registered representative | May 2011 (15y) | ||
| Adam Joseph Murray | Registered representative | May 2011 (15y) | ||
| Georgia Alexis | Registered representative | Jun 2011 (15y) | ||
| Adriana Villegas Estevez | Registered representative | Jun 2011 (15y) | ||
| Michael Allan Booth | Registered representative | Jun 2011 (15y) | ||
| Rorie E Zajac | Registered representative | Jun 2011 (15y) | ||
| Amber Dawn Bautz | Registered representative | Jun 2011 (15y) | ||
| Michael Gene Sperlinga | Registered representative | Jun 2011 (15y) | ||
| Paul Cullen Stanley | Registered representative | Jun 2011 (15y) | ||
| Shelley Lucas Bennett | Registered representative | Jun 2011 (15y) | ||
| Christopher Blake Stanley | Registered representative | Jun 2011 (15y) | ||
| Daniel John Bryant | Registered representative | Jun 2011 (15y) | ||
| Daniel Michael Lasker | Registered representative | Jun 2011 (15y) | ||
| Matthew Brian Zamore | Registered representative | Jun 2011 (15y) | ||
| Sherwin Gee Lau | Registered representative | Jun 2011 (15y) | ||
| Paul Andrew Noceti | Registered representative | Jun 2011 (15y) | ||
| Indu Velayudhan Braum | Registered representative | Jun 2011 (15y) | ||
| Jessica Elizabeth Whidby | Registered representative | Jun 2011 (15y) | ||
| Navil Navia | Registered representative | Jun 2011 (15y) | ||
| Daniel Wesley Albert | Registered representative | Jun 2011 (15y) | ||
| Jay Douglas Otto | Registered representative | Jun 2011 (15y) | ||
| Jillian Marie Mackinnon | Registered representative | Jun 2011 (15y) | ||
| Stephen James Platter | Registered representative | Jun 2011 (15y) | ||
| Noah Rosenthal | Registered representative | Jun 2011 (15y) | ||
| Rodney L Mcleod | Registered representative | Jun 2011 (15y) | ||
| Lois Catherine Wolfslau | Registered representative | Jun 2011 (15y) | ||
| Andrew Seidlitz Blackwell | Registered representative | Jun 2011 (15y) | ||
| Gary Gordon Wong | Registered representative | Jun 2011 (15y) | ||
| Judson Shore Doster | Registered representative | Jun 2011 (15y) | ||
| Vincenzo A Cimino | Registered representative | Jun 2011 (15y) | ||
| Alejandro Alex Pulido | Registered representative | Jun 2011 (15y) | ||
| Maria Olegovna Shtabskaya | Registered representative | Jun 2011 (15y) | ||
| Michael Harman Siegel | Registered representative | Jun 2011 (15y) | ||
| Walter Francis Evans | Registered representative | Jun 2011 (15y) | ||
| John P Gebbia | Registered representative | Jun 2011 (15y) | ||
| Kellie Conway | Registered representative | Jun 2011 (15y) | ||
| Maria A Wojcik Llamas | Registered representative | Jun 2011 (15y) | ||
| Nicole L Merchain | Registered representative | CFP | Jun 2011 (15y) | |
| Leanne Kaye Clark | Registered representative | Jun 2011 (15y) | ||
| Cindy E Hubbard | Registered representative | Jun 2011 (15y) | ||
| David Lawrence Mcdaniel | Registered representative | Jun 2011 (15y) | ||
| Eric Charles Carpenter | Registered representative | Jun 2011 (15y) | ||
| Fabio Peter La Rosa | Registered representative | Jun 2011 (15y) | ||
| Sharon Marie Vandenbroek | Registered representative | Jun 2011 (15y) | ||
| David William Ivarie | Registered representative | Jun 2011 (15y) | ||
| Molly Evans Bray | Registered representative | Jun 2011 (15y) | ||
| Robert John Coronel | Registered representative | Jul 2011 (15y) | ||
| Frank Reed Benner | Registered representative | Jul 2011 (15y) | ||
| Justin Eric Saloom | Registered representative | Jul 2011 (15y) | ||
| Michael John Galanti | Registered representative | Jul 2011 (15y) | ||
| Anthony Wayne Tortoriello | Registered representative | Jul 2011 (15y) | ||
| Astrid Sonia Nino | Registered representative | Jul 2011 (15y) | ||
| Benjamin Miles Smith | Registered representative | Jul 2011 (15y) | ||
| James Andrew Van Cura | Registered representative | Jul 2011 (15y) | ||
| Nathaniel Hawthorne Byrd | Registered representative | Jul 2011 (15y) | ||
| Susan Patricia Roach | Registered representative | Jul 2011 (15y) | ||
| Robert Gabler | Registered representative | Jul 2011 (15y) | ||
| Mary Dorsey Evans | Registered representative | Jul 2011 (15y) | ||
| Sara Elizabeth Cassidy | Registered representative | Jul 2011 (15y) | ||
| Tiffany Stansbury Lauro | Registered representative | Jul 2011 (15y) | ||
| Christopher Sakamoto Felton | Registered representative | Jul 2011 (15y) | ||
| Frank Javier Yong | Registered representative | Jul 2011 (15y) | ||
| John James Mclaughlin | Registered representative | Jul 2011 (15y) | ||
| Patrick Logan Galloway | Registered representative | Jul 2011 (15y) | ||
| Winnie K Chan | Registered representative | Jul 2011 (15y) | ||
| Robert Joseph Marmorato | Registered representative | Jul 2011 (15y) | ||
| Jason Chambeau | Registered representative | Jul 2011 (15y) | ||
| William Scott Martin | Registered representative | Jul 2011 (15y) | ||
| Lisa Mary Virello | Registered representative | Jul 2011 (15y) | ||
| Stuart Eric Margulis | Registered representative | Jul 2011 (15y) | ||
| Allison Deborah Loyselle | Registered representative | Jul 2011 (15y) | ||
| Debra Joann Dufault | Registered representative | Jul 2011 (15y) | ||
| Evan Richard Jacobs | Registered representative | Jul 2011 (15y) | ||
| Ryan Thomas Willsen | Registered representative | Jul 2011 (15y) | ||
| Andrea Nicole Barbee Battagin | Registered representative | Jul 2011 (15y) | ||
| Anthony Edward Dacruz | Registered representative | Jul 2011 (15y) | ||
| Cristy Lynn Speer | Registered representative | Jul 2011 (15y) | ||
| Erica Jill Chafkin | Registered representative | Jul 2011 (15y) | ||
| Evangelos Argyros | Registered representative | Jul 2011 (15y) | ||
| Jennifer Anne Cornforth | Registered representative | Jul 2011 (15y) | ||
| Lauren Jill Komins | Registered representative | Jul 2011 (15y) | ||
| Lynn Ann Alvarado | Registered representative | Jul 2011 (15y) | ||
| Stuart Alter | Registered representative | Jul 2011 (15y) | ||
| Tiffany Lynn Timar | Registered representative | Jul 2011 (15y) | ||
| Magdalena Rodriguez | Registered representative | Jul 2011 (15y) | ||
| Scott Jason Maskel | Registered representative | Jul 2011 (15y) | ||
| Caitlin J Kauke | Registered representative | Jul 2011 (15y) | ||
| Kathi Lorainne Lee | Registered representative | Jul 2011 (15y) | ||
| Stacey M Borenkoff | Registered representative | Jul 2011 (15y) | ||
| Cynthia L Feaster | Registered representative | Jul 2011 (15y) | ||
| Patricia Baker Mallard | Registered representative | Jul 2011 (15y) | ||
| Angelo Joseph Provenza | Registered representative | Jul 2011 (15y) | ||
| Jennifer Elizabeth Shifrin | Registered representative | Jul 2011 (15y) | ||
| Wendy S Rindfliesch | Registered representative | Jul 2011 (15y) | ||
| Gaury H Rogers | Registered representative | Jul 2011 (15y) | ||
| Robert Andrew Stofa | Registered representative | Jul 2011 (15y) | ||
| Brent Allen Carlson | Registered representative | Aug 2011 (15y) | ||
| Matthew Anthony Genco | Registered representative | Aug 2011 (15y) | ||
| Anthony Andrew Lazzara | Registered representative | Aug 2011 (15y) | ||
| Paul Emmanuel Ricciardelli | Registered representative | CFA | Aug 2011 (15y) | |
| James Kevin Cronin | Registered representative | Aug 2011 (15y) | ||
| Richard Laurence Schaefer | Registered representative | Aug 2011 (15y) | ||
| Daniel Paul Morilak | Registered representative | Aug 2011 (15y) | ||
| Jeffrey Chin Hui Lim | Registered representative | Aug 2011 (15y) | ||
| Michael Richard Parziale | Registered representative | Aug 2011 (15y) | ||
| Christopher Michael Mccarthy | Registered representative | Aug 2011 (15y) | ||
| Mark Anthony Rocca | Registered representative | Aug 2011 (15y) | ||
| Nicole E Nonn | Registered representative | Aug 2011 (15y) | ||
| Ryan Levi Boone | Registered representative | Aug 2011 (15y) | ||
| Sarah Dusten Monk | Registered representative | Aug 2011 (15y) | ||
| Shelley Nicole Ford | Registered representative | Aug 2011 (15y) | ||
| Susan Gail West | Registered representative | CFP | Aug 2011 (15y) | |
| Anne Flaherty Heekin | Registered representative | Aug 2011 (15y) | ||
| Anthony Salvatore Pecora | Registered representative | Aug 2011 (15y) | ||
| Daniel Joseph Dubeau | Registered representative | Aug 2011 (15y) | ||
| Devon Jerome Baranski | Registered representative | Aug 2011 (15y) | ||
| Timothy John Zielinski | Registered representative | Aug 2011 (15y) | ||
| Wayne Stevens | Registered representative | Aug 2011 (15y) | ||
| Paul Alexander Leuthold | Registered representative | Aug 2011 (15y) | ||
| Stephanie Paige Bono | Registered representative | Aug 2011 (15y) | ||
| Kevin Terrence Mcvey | Registered representative | Aug 2011 (15y) | ||
| Lindsey A Galanti | Registered representative | Aug 2011 (15y) | ||
| Justin Bynon Von Gortler | Registered representative | Aug 2011 (15y) | ||
| Rosemary Joyce Foley | Registered representative | Aug 2011 (15y) | ||
| Eric James Parker | Registered representative | Aug 2011 (15y) | ||
| Michael Mazur | Registered representative | Aug 2011 (15y) | ||
| Thomas Joseph Mcginley | Registered representative | Aug 2011 (15y) | ||
| Eric Timothy Kapla | Registered representative | Aug 2011 (15y) | ||
| Jose Ramon Perez Sabate | Registered representative | Aug 2011 (15y) | ||
| William Joel Brewster | Registered representative | Aug 2011 (15y) | ||
| Achim Michael Christner | Registered representative | Aug 2011 (15y) | ||
| Christina Chiang Chou | Registered representative | Aug 2011 (15y) | ||
| Ernest Ryan Dunlap | Registered representative | Aug 2011 (15y) | ||
| Richard James Morris | Registered representative | Aug 2011 (15y) | ||
| Christian Antonio Carrera | Registered representative | Aug 2011 (15y) | ||
| Frank Vincent Fabiano | Registered representative | Aug 2011 (15y) | ||
| Aileen Lynn Muri | Registered representative | Aug 2011 (15y) | ||
| Charmaine Andrea Sylvester | Registered representative | Aug 2011 (15y) | ||
| Conor John Maccourtney | Registered representative | Aug 2011 (15y) | ||
| Lisa Gail Gomez | Registered representative | Aug 2011 (15y) | ||
| Mark Francis Haley | Registered representative | Aug 2011 (15y) | ||
| Marshall Thomas Davidson | Registered representative | Aug 2011 (15y) | ||
| Melissa Toni Korzenowski | Registered representative | Aug 2011 (15y) | ||
| Richard John Dimarzo | Registered representative | Aug 2011 (15y) | ||
| Sahil Jolly | Registered representative | Aug 2011 (15y) | ||
| Shelley Anderson Graunke | Registered representative | Aug 2011 (15y) | ||
| Stuart Alan Dubson | Registered representative | Aug 2011 (15y) | ||
| Cheryl Renae Haugse | Registered representative | Aug 2011 (15y) | ||
| Deborah Haga Harris | Registered representative | Aug 2011 (15y) | ||
| Giuseppina A Chirico | Registered representative | Aug 2011 (15y) | ||
| Gregory Bannon Stanwood | Registered representative | Aug 2011 (15y) | ||
| Hanna Mia Hildreth | Registered representative | Aug 2011 (15y) | ||
| Kami Wynette Mcdonald | Registered representative | Aug 2011 (15y) | ||
| Kathryn Quinn Hay | Registered representative | Aug 2011 (15y) | ||
| Kelly Beal Ross | Registered representative | Aug 2011 (15y) | ||
| Kevin Christopher Sykes | Registered representative | Aug 2011 (15y) | ||
| Kristen Renee Sanchez | Registered representative | Aug 2011 (15y) | ||
| Lester Raul Dominguez | Registered representative | Aug 2011 (15y) | ||
| Matthew Wayne Hayford | Registered representative | Aug 2011 (15y) | ||
| Michelle L Metell | Registered representative | Aug 2011 (15y) | ||
| Paula Danne Wise Hansen | Registered representative | Aug 2011 (15y) | ||
| Rebecca Ann Yasinski | Registered representative | Aug 2011 (15y) | ||
| Tricia Goodwin Kinane | Registered representative | Aug 2011 (15y) | ||
| Meghan Alisa Miller | Registered representative | Aug 2011 (15y) | ||
| Brian D Langer | Registered representative | Aug 2011 (15y) | ||
| Howard Rhiny Hissrich | Registered representative | Aug 2011 (15y) | ||
| Melanie R Regner | Registered representative | Aug 2011 (15y) | ||
| Anton Camille Delateur | Registered representative | Sep 2011 (15y) | ||
| Marlina Kartawinata | Registered representative | Sep 2011 (15y) | ||
| Shao Te | Registered representative | Sep 2011 (15y) | ||
| Alex Morrow | Registered representative | Sep 2011 (15y) | ||
| Jon Earl Cleary | Registered representative | Sep 2011 (15y) | ||
| Krystal Cruz | Registered representative | Sep 2011 (15y) | ||
| Mark Sterling Howe | Registered representative | Sep 2011 (15y) | ||
| Darryl Hun Kien Ng | Registered representative | Sep 2011 (15y) | ||
| Gayle Nelson Bullock | Registered representative | Sep 2011 (15y) | ||
| Jack Wong | Registered representative | Sep 2011 (15y) | ||
| Judy Tehsin Keng | Registered representative | Sep 2011 (15y) | ||
| Sue S Teng | Registered representative | Sep 2011 (15y) | ||
| Tommy Liu | Registered representative | Sep 2011 (15y) | ||
| Ynhu V Dong | Registered representative | Sep 2011 (15y) | ||
| Paul Joseph Cusma | Registered representative | Sep 2011 (15y) | ||
| Daniel Steven Amesbury | Registered representative | Sep 2011 (15y) | ||
| Jeremy J. Schwendeman | Registered representative | CFP | Sep 2011 (15y) | |
| Jonathon Ray Paul | Registered representative | Sep 2011 (15y) | ||
| Mark Todd Jacobs | Registered representative | Sep 2011 (15y) | ||
| Bruce Leslie Addison | Registered representative | Sep 2011 (15y) | ||
| Christina J Goodman | Registered representative | Sep 2011 (15y) | ||
| Matthew Timothy Phillips | Registered representative | Sep 2011 (15y) | ||
| Neil Robert Napoleon | Registered representative | Sep 2011 (15y) | ||
| Rebecca A Hance | Registered representative | Sep 2011 (15y) | ||
| Reza Niazi Sai | Registered representative | Sep 2011 (15y) | ||
| Setareh Hedayati | Registered representative | Sep 2011 (15y) | ||
| Steven Nicholas Jaenichen | Registered representative | Sep 2011 (15y) | ||
| Andrew William Rehmann | Registered representative | Sep 2011 (15y) | ||
| Diana Lyn Wetherington | Registered representative | Sep 2011 (15y) | ||
| James Norman Pember | Registered representative | Sep 2011 (15y) | ||
| Natalie Buniatyan | Registered representative | Sep 2011 (15y) | ||
| Bradley Ken Skiba | Registered representative | Sep 2011 (15y) | ||
| David Anthony Bonjo | Registered representative | Sep 2011 (15y) | ||
| Timothy David Wills | Registered representative | Sep 2011 (15y) | ||
| Edward Robert Cook | Registered representative | Sep 2011 (15y) | ||
| Robert Joseph Hall | Registered representative | Sep 2011 (15y) | ||
| Casey Patrick O'connor | Registered representative | Sep 2011 (15y) | ||
| Ryan Scott Pitcher | Registered representative | Sep 2011 (15y) | ||
| Sandra J Fahlstrom | Registered representative | Sep 2011 (15y) | ||
| Timothy Eirch Keena | Registered representative | Sep 2011 (15y) | ||
| David Richard Hackett | Registered representative | Sep 2011 (15y) | ||
| Jamie L Moltzan | Registered representative | Sep 2011 (15y) | ||
| Peter Joseph Suhosky | Registered representative | Sep 2011 (15y) | ||
| Matthew Kevin Mccarville | Registered representative | Sep 2011 (15y) | ||
| Neil W Lubar | Registered representative | Sep 2011 (15y) | ||
| Olaf C Kroneman | Registered representative | Sep 2011 (15y) | ||
| Christopher Francis Smith | Registered representative | Sep 2011 (15y) | ||
| Joseph C Costa | Registered representative | Sep 2011 (15y) | ||
| Mark Nicholas Ruggiero | Registered representative | Sep 2011 (15y) | ||
| Phillip Ray Brann | Registered representative | Sep 2011 (15y) | ||
| Alexander John Rudolf | Registered representative | Sep 2011 (15y) | ||
| Michael John Wheeler | Registered representative | Sep 2011 (15y) | ||
| Thomas James Aldrich | Registered representative | Sep 2011 (15y) | ||
| Bruce Steven Stuart | Registered representative | Sep 2011 (15y) | ||
| Daniel J Horyza | Registered representative | Sep 2011 (15y) | ||
| Jordan Edward Cook | Registered representative | Sep 2011 (15y) | ||
| Lori Ann Neisent | Registered representative | Sep 2011 (15y) | ||
| Samuel Carnes Bowyer | Registered representative | Sep 2011 (15y) | ||
| Omer Masood | Registered representative | Sep 2011 (15y) | ||
| Danielle A Ziff | Registered representative | Sep 2011 (15y) | ||
| Milin Shyam Rao | Registered representative | Sep 2011 (15y) | ||
| Cathy Zaeni | Registered representative | Sep 2011 (15y) | ||
| Charles William Marchese | Registered representative | Sep 2011 (15y) | ||
| Christopher James Mclaughlin | Registered representative | Sep 2011 (15y) | ||
| Joann Masters | Registered representative | Sep 2011 (15y) | ||
| Kathy Lynn Francoletti | Registered representative | Sep 2011 (15y) | ||
| Jon Carl Bancks | Registered representative | Sep 2011 (15y) | ||
| Peter John Schueth | Registered representative | Sep 2011 (15y) | ||
| Virginia Christie Lawrence | Registered representative | Sep 2011 (15y) | ||
| Gregory Dean Peterson | Registered representative | Oct 2011 (15y) | ||
| John Felix Kurutz | Registered representative | Oct 2011 (15y) | ||
| Matt Ryan Corkern | Registered representative | Oct 2011 (15y) | ||
| Michael David Goodman | Registered representative | Oct 2011 (15y) | ||
| Rebecca Sue Krutko | Registered representative | Oct 2011 (15y) | ||
| Thomas J Lindia | Registered representative | Oct 2011 (15y) | ||
| Danielle Jessica Aldama | Registered representative | Oct 2011 (15y) | ||
| Greg Earl Royse | Registered representative | Oct 2011 (15y) | ||
| Mary Denise Mcgonigal | Registered representative | Oct 2011 (15y) | ||
| Per Arild Bakken | Registered representative | Oct 2011 (15y) | ||
| Gregory Michael Pidgeon | Registered representative | Oct 2011 (15y) | ||
| Jeffrey Taylor Ohl | Registered representative | Oct 2011 (15y) | ||
| Patrick Garrett Hartley | Registered representative | Oct 2011 (15y) | ||
| Ross William Miller | Registered representative | Oct 2011 (15y) | ||
| Zvart Potoukian | Registered representative | Oct 2011 (15y) | ||
| Jaclynn C Wirhouski | Registered representative | Oct 2011 (15y) | ||
| Julia C Franz | Registered representative | Oct 2011 (15y) | ||
| Mauricio Ramon Diez | Registered representative | Oct 2011 (15y) | ||
| Aaron James Stanford | Registered representative | Oct 2011 (15y) | ||
| Jack I Almo | Registered representative | Oct 2011 (15y) | ||
| Robert Dean Lipman | Registered representative | Oct 2011 (15y) | ||
| Sheila Kay Davis | Registered representative | Oct 2011 (15y) | ||
| Albert Gibbons | Registered representative | Oct 2011 (15y) | ||
| Andrew Panek Hale | Registered representative | Oct 2011 (15y) | ||
| Brian Joseph Smith | Registered representative | Oct 2011 (15y) | ||
| Bryan Warren Koepf | Registered representative | Oct 2011 (15y) | ||
| Donald Wesley Dawson | Registered representative | Oct 2011 (15y) | ||
| Maria Theresa Galino Paez | Registered representative | Oct 2011 (15y) | ||
| Todd Thomas Thrasher | Registered representative | Oct 2011 (15y) | ||
| Vyvonne L. Phoutharansy | Registered representative | Oct 2011 (15y) | ||
| William Drake Porter | Registered representative | Oct 2011 (15y) | ||
| Chad Hauge Detienne | Registered representative | Oct 2011 (15y) | ||
| Robert John Dicicco | Registered representative | Oct 2011 (15y) | ||
| Bryan Hadley Rohs | Registered representative | Oct 2011 (15y) | ||
| Christopher James Busch | Registered representative | Oct 2011 (15y) | ||
| Cindy Fong | Registered representative | Oct 2011 (15y) | ||
| Julie Ann Bozich | Registered representative | Oct 2011 (15y) | ||
| Michael Christopher Bowers | Registered representative | Oct 2011 (15y) | ||
| Brent C Rickan | Registered representative | Oct 2011 (15y) | ||
| Kelly Ryan Hewitt | Registered representative | Oct 2011 (15y) | ||
| Frank A Roccisano | Registered representative | Oct 2011 (15y) | ||
| Glenn Graepel | Registered representative | Oct 2011 (15y) | ||
| John Daniel Kirk | Registered representative | Oct 2011 (15y) | ||
| Nitin Gupta | Registered representative | Oct 2011 (15y) | ||
| Shaun Brian Orcinolo | Registered representative | Oct 2011 (15y) | ||
| Brodie Michael Dalton | Registered representative | Oct 2011 (15y) | ||
| Harvey Barney Kadden | Registered representative | Oct 2011 (15y) | ||
| Mihir J Patel | Registered representative | Oct 2011 (15y) | ||
| Timothy James Baker | Registered representative | Oct 2011 (15y) | ||
| Nathan J Hurty | Registered representative | Oct 2011 (15y) | ||
| Gregory J Werchanowskyj | Registered representative | Oct 2011 (15y) | ||
| Jack P Liu | Registered representative | Oct 2011 (15y) | ||
| James Hurley | Registered representative | Oct 2011 (15y) | ||
| Jesse E Burnett | Registered representative | Oct 2011 (15y) | ||
| John Lehman Hagadorn | Registered representative | Oct 2011 (15y) | ||
| Richard Michael Kapchuk | Registered representative | Oct 2011 (15y) | ||
| Allison Kaye Butler | Registered representative | Oct 2011 (15y) | ||
| Kyle Robert Dillon | Registered representative | Oct 2011 (15y) | ||
| Christopher M Jones | Registered representative | Nov 2011 (15y) | ||
| Edward Richard Plachter | Registered representative | CFP | Nov 2011 (15y) | |
| George Joseph Rasher | Registered representative | Nov 2011 (15y) | ||
| Jonathan Thomas Swanson | Registered representative | Nov 2011 (15y) | ||
| Laura Elizabeth Faucette Knight | Registered representative | Nov 2011 (15y) | ||
| Sean Min Kang | Registered representative | Nov 2011 (15y) | ||
| Johnathan H Whitman | Registered representative | Nov 2011 (15y) | ||
| Barry J Klein | Registered representative | Nov 2011 (15y) | ||
| Eric Ryan Justis | Registered representative | Nov 2011 (15y) | ||
| Nicholas Robert Rocca | Registered representative | Nov 2011 (15y) | ||
| Fred L Weingart | Registered representative | Nov 2011 (15y) | ||
| Patricia Michelle Fontan | Registered representative | Nov 2011 (15y) | ||
| Azita Salam | Registered representative | Nov 2011 (15y) | ||
| Brandon John Hunt | Registered representative | Nov 2011 (15y) | ||
| Colleen Roseanne Crowley | Registered representative | Nov 2011 (15y) | ||
| Medina S Huertas | Registered representative | Nov 2011 (15y) | ||
| Virginia C Stagg | Registered representative | Nov 2011 (15y) | ||
| Charles Edward Shakar | Registered representative | Nov 2011 (15y) | ||
| James M Woods | Registered representative | Nov 2011 (15y) | ||
| Kevin Christopher Forrest | Registered representative | Nov 2011 (15y) | ||
| Michael Marlon Rabinovitch | Registered representative | Nov 2011 (15y) | ||
| Mary K Elliott | Registered representative | Nov 2011 (15y) | ||
| William Heath Napier | Registered representative | Nov 2011 (15y) | ||
| Trent David Twaddle | Registered representative | Nov 2011 (15y) | ||
| Brandy Michele Carlson | Registered representative | Nov 2011 (15y) | ||
| Christopher M Naples | Registered representative | Nov 2011 (15y) | ||
| T. Gregory Naples | Registered representative | Nov 2011 (15y) | ||
| Teresa Lynn Hall | Registered representative | Nov 2011 (15y) | ||
| Theodore Jeremy Loew | Registered representative | Nov 2011 (15y) | ||
| Alan Joseph Tangreti | Registered representative | CFP | Nov 2011 (15y) | |
| Kyle Morgan Backus | Registered representative | Nov 2011 (15y) | ||
| Ryan Alex | Registered representative | Nov 2011 (15y) | ||
| Sunny S Krishnani | Registered representative | Nov 2011 (15y) | ||
| Timothy Mark Stevens | Registered representative | Nov 2011 (15y) | ||
| Christopher Michael Lapaglia | Registered representative | Nov 2011 (15y) | ||
| Susan Diane Reed | Registered representative | Nov 2011 (15y) | ||
| Harold Earl Cohen | Registered representative | Nov 2011 (15y) | ||
| Jessica Cori Deakins | Registered representative | Nov 2011 (15y) | ||
| Paul Evenson Skydell | Registered representative | Nov 2011 (15y) | ||
| Karen Marie Jankowski | Registered representative | Nov 2011 (15y) | ||
| Sean Francis Weber | Registered representative | Nov 2011 (15y) | ||
| Sheena Nicole Young | Registered representative | Nov 2011 (15y) | ||
| Stephanie Gamber | Registered representative | Nov 2011 (15y) | ||
| Steven Henry Lauder | Registered representative | Nov 2011 (15y) | ||
| Todd Steven Austin | Registered representative | Nov 2011 (15y) | ||
| William Fairfax Cooper | Registered representative | Nov 2011 (15y) | ||
| Cindy K Andreasen | Registered representative | Nov 2011 (15y) | ||
| Lisa Yvonne Cooper | Registered representative | Nov 2011 (15y) | ||
| Marc Jason Walters | Registered representative | Nov 2011 (15y) | ||
| Jessica Anne Bellamy | Registered representative | Nov 2011 (15y) | ||
| Joel Howard Frankel | Registered representative | Nov 2011 (15y) | ||
| Christopher Richard Rice | Registered representative | Nov 2011 (15y) | ||
| Dana Marie Thor | Registered representative | Nov 2011 (15y) | ||
| Garrett R Anderson | Registered representative | Nov 2011 (15y) | ||
| Jacquelyn J Eckstein | Registered representative | Nov 2011 (15y) | ||
| James Beau Robinson | Registered representative | Nov 2011 (15y) | ||
| John Lawrence Alex | Registered representative | Nov 2011 (15y) | ||
| Ruth Delis Jordan | Registered representative | Nov 2011 (15y) | ||
| Rajvi Berry | Registered representative | Nov 2011 (15y) | ||
| Chris Andrew Moyseos | Registered representative | Dec 2011 (15y) | ||
| Daniel J Kolb | Registered representative | Dec 2011 (15y) | ||
| John Edward Ashworth | Registered representative | Dec 2011 (15y) | ||
| Brian Michael Rayfield | Registered representative | Dec 2011 (15y) | ||
| Daniel Young Han Kim | Registered representative | Dec 2011 (15y) | ||
| Janis Lo | Registered representative | Dec 2011 (15y) | ||
| Judith Daniel | Registered representative | Dec 2011 (15y) | ||
| Thomas Joseph Dunn | Registered representative | CFP | Dec 2011 (15y) | |
| Tinamarie Marie Bryant | Registered representative | Dec 2011 (15y) | ||
| Christopher Michael Wagner | Registered representative | Dec 2011 (15y) | ||
| Brent Lawrence Anderson | Registered representative | Dec 2011 (15y) | ||
| Jonathan Bratincevic | Registered representative | Dec 2011 (15y) | ||
| Matt A Shore | Registered representative | Dec 2011 (15y) | ||
| Steven Rocco Colli | Registered representative | Dec 2011 (15y) | ||
| Anna Jasicki | Registered representative | Dec 2011 (15y) | ||
| Lauren Michelle Closs | Registered representative | Dec 2011 (15y) | ||
| William R Bello | Registered representative | Dec 2011 (15y) | ||
| Anthony G Schmidt | Registered representative | Dec 2011 (15y) | ||
| John Stanley Herring | Registered representative | Dec 2011 (15y) | ||
| Preston Walker Dowell | Registered representative | Dec 2011 (15y) | ||
| Anil Bhushan Chachra | Registered representative | Dec 2011 (15y) | ||
| Maxwell Fallon Moore | Registered representative | Dec 2011 (15y) | ||
| Chris J. Wallace | Registered representative | Dec 2011 (15y) | ||
| Laura M Paul | Registered representative | Dec 2011 (15y) | ||
| Michael Zacharias Tsarnas | Registered representative | Dec 2011 (15y) | ||
| Mark Suffredini | Registered representative | Dec 2011 (15y) | ||
| Michael Scot Williams | Registered representative | Dec 2011 (15y) | ||
| Emery Tibor Nyilas | Registered representative | Dec 2011 (15y) | ||
| Matthew J Langan | Registered representative | Dec 2011 (15y) | ||
| Bart Samuel Cohodas | Registered representative | Dec 2011 (15y) | ||
| Jon L Erickson | Registered representative | Dec 2011 (15y) | ||
| Keenan Harbison Pool | Registered representative | Dec 2011 (15y) | ||
| Heather Ann Wineinger | Registered representative | Dec 2011 (15y) | ||
| Yvette Cecilia Macias | Registered representative | Dec 2011 (15y) | ||
| Douglas H Karatsu | Registered representative | Dec 2011 (15y) | ||
| Joseph Anthony Morandi | Registered representative | Dec 2011 (15y) | ||
| Daniel P Hogan | Registered representative | Dec 2011 (15y) | ||
| David Alan Ching | Registered representative | Dec 2011 (15y) | ||
| Danielle Marie Dimitriou | Registered representative | Jan 2012 (15y) | ||
| Jessica E. Locatelli | Registered representative | Jan 2012 (15y) | ||
| Michael Daniel Monteith | Registered representative | Jan 2012 (15y) | ||
| Ricardo Machado | Registered representative | Jan 2012 (15y) | ||
| William Brewster Budd | Registered representative | Jan 2012 (15y) | ||
| Lynn Ann Sorel | Registered representative | Jan 2012 (15y) | ||
| Clovis Timothy Martin | Registered representative | Jan 2012 (15y) | ||
| Edward Anthony Jordan | Registered representative | Jan 2012 (15y) | ||
| Colleen Mary Langs | Registered representative | Jan 2012 (15y) | ||
| Ramy E Assaf | Registered representative | Jan 2012 (15y) | ||
| Scott Patrick Mcalister | Registered representative | Jan 2012 (15y) | ||
| Thomas William Fruin | Registered representative | Jan 2012 (15y) | ||
| William Anthony Larosa | Registered representative | CFP | Jan 2012 (15y) | |
| Enver T Majid | Registered representative | Jan 2012 (15y) | ||
| Hugo Mendes Rodrigues | Registered representative | Jan 2012 (15y) | ||
| Daniel Justin Griesmeyer | Registered representative | Jan 2012 (15y) | ||
| Mark A Doknovitch | Registered representative | Jan 2012 (15y) | ||
| Joseph Matthew Marincik | Registered representative | Jan 2012 (15y) | ||
| Kyle J Morgenroth | Registered representative | Jan 2012 (15y) | ||
| Deana Rae Deluca | Registered representative | Jan 2012 (15y) | ||
| Carla Jane Kavanaugh | Registered representative | Jan 2012 (15y) | ||
| Joseph T Matis | Registered representative | Jan 2012 (15y) | ||
| Mehrak Aliaskari | Registered representative | Jan 2012 (15y) | ||
| Michael Thomas Boettcher | Registered representative | Jan 2012 (15y) | ||
| Scott Yong Kim | Registered representative | Jan 2012 (15y) | ||
| Joseph R Udine | Registered representative | Jan 2012 (15y) | ||
| Jason Wieland Black | Registered representative | Jan 2012 (15y) | ||
| Kristine Marie Prisk | Registered representative | Jan 2012 (15y) | ||
| Douglas Anthony Bott | Registered representative | Jan 2012 (15y) | ||
| Philip C Ressa | Registered representative | Jan 2012 (15y) | ||
| Connor Ike Egan | Registered representative | Jan 2012 (15y) | ||
| Robert Andrew Jardine | Registered representative | Jan 2012 (15y) | ||
| Alex Muscati | Registered representative | Jan 2012 (15y) | ||
| Charles Louis Dennis | Registered representative | CFP | Jan 2012 (15y) | |
| Kevin Patrick Ebel | Registered representative | CFP | Jan 2012 (15y) | |
| Christopher D Aitken | Registered representative | Jan 2012 (15y) | ||
| Jon E Meek | Registered representative | Jan 2012 (15y) | ||
| Dana Margiotta Frellick | Registered representative | Feb 2012 (15y) | ||
| Glenn Alan Kolososki | Registered representative | Feb 2012 (14y) | ||
| Benton Haldain Christian | Registered representative | Feb 2012 (14y) | ||
| Felicia D Woods | Registered representative | Feb 2012 (14y) | ||
| Timothy Christian Osgood | Registered representative | Feb 2012 (14y) | ||
| Kathy Elaine Robertson | Registered representative | Feb 2012 (14y) | ||
| Michael Ray Thompson | Registered representative | Feb 2012 (14y) | ||
| Raymond Brent Crandal | Registered representative | Feb 2012 (14y) | ||
| Carlos A Guarderas | Registered representative | Feb 2012 (14y) | ||
| Daun Elizabeth Sidor | Registered representative | Feb 2012 (14y) | ||
| David J Israel | Registered representative | Feb 2012 (14y) | ||
| Dina Marie Jones | Registered representative | Feb 2012 (14y) | ||
| Edward Lurie Marx | Registered representative | Feb 2012 (14y) | ||
| Jodie Summer Wertz | Registered representative | Feb 2012 (14y) | ||
| John Francis Toomey | Registered representative | Feb 2012 (14y) | ||
| Lisa Marie Merz | Registered representative | Feb 2012 (14y) | ||
| Benjamin Charles Gravina | Registered representative | Feb 2012 (14y) | ||
| Brian Gary Tarrant | Registered representative | Feb 2012 (14y) | ||
| Christopher A Rea | Registered representative | Feb 2012 (14y) | ||
| Joseph James Matthews | Registered representative | Feb 2012 (14y) | ||
| Kristen Mulvey Yablonsky | Registered representative | Feb 2012 (14y) | ||
| Leonard Mark Cohen | Registered representative | Feb 2012 (14y) | ||
| Michael Thomas Jordan | Registered representative | Feb 2012 (14y) | ||
| Joseph Michael Matis | Registered representative | Feb 2012 (14y) | ||
| Richard Patrick Owen | Registered representative | Feb 2012 (14y) | ||
| Anthony Joseph Di Benedetto | Registered representative | Feb 2012 (14y) | ||
| David Richard Norris | Registered representative | Feb 2012 (14y) | ||
| Nicholas Matthew Carosa | Registered representative | Feb 2012 (14y) | ||
| Stephen Aaron Bearden | Registered representative | Feb 2012 (14y) | ||
| Jeffrey Allan Grange | Registered representative | Feb 2012 (14y) | ||
| William Hooper Mundy | Registered representative | Feb 2012 (14y) | ||
| Erika Yadira Midence | Registered representative | Feb 2012 (14y) | ||
| Jason Wade Rawls | Registered representative | Feb 2012 (14y) | ||
| Elizabeth Erwin Cummins | Registered representative | Feb 2012 (14y) | ||
| Molly Ann Doody | Registered representative | Feb 2012 (14y) | ||
| Devin Christopher Condron | Registered representative | Feb 2012 (14y) | ||
| Lori Ann Hess | Registered representative | Feb 2012 (14y) | ||
| Mark F Sherwood | Registered representative | Feb 2012 (14y) | ||
| Matthew E Thornhill | Registered representative | Feb 2012 (14y) | ||
| Saralyn Coupe | Registered representative | CFP | Feb 2012 (14y) | |
| Alvin Scott Owens | Registered representative | Feb 2012 (14y) | ||
| David Kane Metz | Registered representative | Feb 2012 (14y) | ||
| Aaron Yoon Joon Jang | Registered representative | Feb 2012 (14y) | ||
| Edward John Van Itallie | Registered representative | Feb 2012 (14y) | ||
| Jeffrey G Hochstetler | Registered representative | Feb 2012 (14y) | ||
| Kelly Mcmurray | Registered representative | Mar 2012 (14y) | ||
| Amy E Steigerwald | Registered representative | Mar 2012 (14y) | ||
| Jonathan Patrick O'brien | Registered representative | Mar 2012 (14y) | ||
| Karen Leigh Owens | Registered representative | Mar 2012 (14y) | ||
| Laura Marie Kocher | Registered representative | Mar 2012 (14y) | ||
| Gregory John Burie | Registered representative | CFP | Mar 2012 (14y) | |
| Ilan Avi Segev | Registered representative | Mar 2012 (14y) | ||
| Jennifer Michelle Young | Registered representative | Mar 2012 (14y) | ||
| Jason Derek Devito | Registered representative | Mar 2012 (14y) | ||
| James Ralph Parker | Registered representative | Mar 2012 (14y) | ||
| Jonathan Andrew Thomas | Registered representative | Mar 2012 (14y) | ||
| Samuel Clark Morris | Registered representative | Mar 2012 (14y) | ||
| Celeste Anne Bailey | Registered representative | Mar 2012 (14y) | ||
| Diana Leticia De Leon | Registered representative | Mar 2012 (14y) | ||
| Louis Joseph Popielarcheck | Registered representative | Mar 2012 (14y) | ||
| Michael V Wilson | Registered representative | Mar 2012 (14y) | ||
| Stephen Tyler Harrod | Registered representative | Mar 2012 (14y) | ||
| Caitlin Sauers Dumas | Registered representative | Mar 2012 (14y) | ||
| Sean Patrick Kane | Registered representative | Mar 2012 (14y) | ||
| Allison Tarrall Walsh | Registered representative | Mar 2012 (14y) | ||
| Andrew James Blake | Registered representative | Mar 2012 (14y) | ||
| David Edward Krauss | Registered representative | Mar 2012 (14y) | ||
| Dean Walter Mccall | Registered representative | Mar 2012 (14y) | ||
| Catherine A Foltz | Registered representative | Mar 2012 (14y) | ||
| Kristen Ann Chatman | Registered representative | Mar 2012 (14y) | ||
| Carrie K Plos | Registered representative | Mar 2012 (14y) | ||
| Ellen Quinlan Bush | Registered representative | Mar 2012 (14y) | ||
| Michael John Wagner | Registered representative | Mar 2012 (14y) | ||
| Robert John Dow | Registered representative | Mar 2012 (14y) | ||
| Charles Y Kerl | Registered representative | Mar 2012 (14y) | ||
| Hannah Leggesse | Registered representative | Mar 2012 (14y) | ||
| Kevin R Mondl | Registered representative | Mar 2012 (14y) | ||
| Patrick C Mccarthy | Registered representative | Mar 2012 (14y) | ||
| Giselle Babilonia Cantada | Registered representative | Mar 2012 (14y) | ||
| Nicolas Charles Ulvert | Registered representative | Mar 2012 (14y) | ||
| Radenko Dobras | Registered representative | Mar 2012 (14y) | ||
| Lyle Feld | Registered representative | Mar 2012 (14y) | ||
| Natalia Echeverri | Registered representative | Mar 2012 (14y) | ||
| Daniel Robert O'kray | Registered representative | Mar 2012 (14y) | ||
| Adam Glen Hendricks | Registered representative | Mar 2012 (14y) | ||
| Alisa Ann Sharp | Registered representative | Mar 2012 (14y) | ||
| Alix Marie Krupa | Registered representative | Mar 2012 (14y) | ||
| Carolina Uribe Cemin | Registered representative | Mar 2012 (14y) | ||
| Cynthia M Watson | Registered representative | Mar 2012 (14y) | ||
| Daniele Conci | Registered representative | Mar 2012 (14y) | ||
| Francis D Venezia | Registered representative | Mar 2012 (14y) | ||
| Gia Renee Selzer | Registered representative | Mar 2012 (14y) | ||
| Gilbert Harris Levine | Registered representative | Mar 2012 (14y) | ||
| Jennifer E Thompson | Registered representative | Mar 2012 (14y) | ||
| Katrina Marie Amos | Registered representative | Mar 2012 (14y) | ||
| Mark R Brown | Registered representative | Mar 2012 (14y) | ||
| Philip Tim Denis | Registered representative | Mar 2012 (14y) | ||
| Stephanie L Izzo | Registered representative | Mar 2012 (14y) | ||
| Vivian E Couto | Registered representative | Mar 2012 (14y) | ||
| William Howard Zimmerman | Registered representative | Mar 2012 (14y) | ||
| Israel M Anteby | Registered representative | Mar 2012 (14y) | ||
| Daniel Francis Mannion | Registered representative | Mar 2012 (14y) | ||
| Helen Jeanette Sattelmayer | Registered representative | Mar 2012 (14y) | ||
| Howard Stewart Harrow | Registered representative | Mar 2012 (14y) | ||
| Irena Y Romanyuk | Registered representative | Mar 2012 (14y) | ||
| James Michael Molinaro | Registered representative | Mar 2012 (14y) | ||
| John V Rawson | Registered representative | Mar 2012 (14y) | ||
| Julia Lee Gerbino | Registered representative | Mar 2012 (14y) | ||
| Merry M Fischer | Registered representative | Mar 2012 (14y) | ||
| Perlita Cunanan Gudilano | Registered representative | Mar 2012 (14y) | ||
| Timothy J. O'sullivan | Registered representative | Mar 2012 (14y) | ||
| William J. Whitfield | Registered representative | Mar 2012 (14y) | ||
| Brian Andrew Bernhardt | Registered representative | Mar 2012 (14y) | ||
| Elizabeth M Malysz | Registered representative | Mar 2012 (14y) | ||
| Evelyn Shirley Ceja Tinoco | Registered representative | Mar 2012 (14y) | ||
| Steven A Benvin | Registered representative | CFP | Mar 2012 (14y) | |
| Timothy J Gedeon | Registered representative | Mar 2012 (14y) | ||
| Christine Marianne Freeman | Registered representative | Apr 2012 (14y) | ||
| David William Schrager | Registered representative | Apr 2012 (14y) | ||
| Evan Rosenberg | Registered representative | Apr 2012 (14y) | ||
| Kathleen Strandberg Welte | Registered representative | Apr 2012 (14y) | ||
| Mary B Lessuise | Registered representative | Apr 2012 (14y) | ||
| Derek Elmo Disalvo | Registered representative | Apr 2012 (14y) | ||
| Jennifer Margason | Registered representative | Apr 2012 (14y) | ||
| John Michael Duffy | Registered representative | Apr 2012 (14y) | ||
| Jonathan E Klausner | Registered representative | Apr 2012 (14y) | ||
| Michelle Ann Brandel | Registered representative | Apr 2012 (14y) | ||
| Michael O Gradowski | Registered representative | Apr 2012 (14y) | ||
| Timothy Dale Salzman | Registered representative | Apr 2012 (14y) | ||
| Ashley Elizabeth Shafer | Registered representative | Apr 2012 (14y) | ||
| Joshua Scott Logan | Registered representative | Apr 2012 (14y) | ||
| Tyler Aubrey Priester | Registered representative | Apr 2012 (14y) | ||
| Anastasia Catherine Ondek | Registered representative | Apr 2012 (14y) | ||
| Tristen Christopher Smith | Registered representative | Apr 2012 (14y) | ||
| Brian Jason Bentley | Registered representative | Apr 2012 (14y) | ||
| Caryn Elizabeth Wilkinson | Registered representative | Apr 2012 (14y) | ||
| Joseph James Guanzon | Registered representative | Apr 2012 (14y) | ||
| Judy Marion Then | Registered representative | Apr 2012 (14y) | ||
| Richard A Vise | Registered representative | Apr 2012 (14y) | ||
| Sherie A Connorton | Registered representative | Apr 2012 (14y) | ||
| Charles Arnold Minter | Registered representative | Apr 2012 (14y) | ||
| Arthur Ramirez Natividad | Registered representative | Apr 2012 (14y) | ||
| Bryce R Kenny | Registered representative | Apr 2012 (14y) | ||
| Matthew Cabral Giresi | Registered representative | Apr 2012 (14y) | ||
| Benjamin Samuel Baumberger | Registered representative | Apr 2012 (14y) | ||
| John Walker Lobdell | Registered representative | Apr 2012 (14y) | ||
| Lawrence Eduardo White | Registered representative | Apr 2012 (14y) | ||
| Stephen Starling Vise | Registered representative | Apr 2012 (14y) | ||
| Thomas Stanley Gashonia | Registered representative | Apr 2012 (14y) | ||
| David Gerard Ozga | Registered representative | Apr 2012 (14y) | ||
| Denise K Mclaughlin | Registered representative | Apr 2012 (14y) | ||
| Richard Allen Mohr | Registered representative | Apr 2012 (14y) | ||
| Randall Irvin Goldring | Registered representative | Apr 2012 (14y) | ||
| Brian Michael Mackert | Registered representative | Apr 2012 (14y) | ||
| Richard L Sholty | Registered representative | Apr 2012 (14y) | ||
| Thomas I Mcilwee | Registered representative | Apr 2012 (14y) | ||
| Sarah Grace Pittman | Registered representative | May 2012 (14y) | ||
| Carlos Sanchez | Registered representative | May 2012 (14y) | ||
| George John Lampard | Registered representative | May 2012 (14y) | ||
| Henry J Hagood | Registered representative | May 2012 (14y) | ||
| James Steven Richman | Registered representative | May 2012 (14y) | ||
| Jon Pepper Berry | Registered representative | May 2012 (14y) | ||
| Andrew Todd Goldberg | Registered representative | May 2012 (14y) | ||
| Frank Peter Seminara | Registered representative | May 2012 (14y) | ||
| Peter J Seminara | Registered representative | May 2012 (14y) | ||
| Robert F Knorr | Registered representative | May 2012 (14y) | ||
| Ted Ryan Townsend | Registered representative | May 2012 (14y) | ||
| Chris Allen Hudson | Registered representative | May 2012 (14y) | ||
| James Gregory Pondel | Registered representative | May 2012 (14y) | ||
| Brian Douglas Neunzig | Registered representative | CFP | May 2012 (14y) | |
| John Anderson Lumpkin | Registered representative | May 2012 (14y) | ||
| John Thomas Skalet | Registered representative | May 2012 (14y) | ||
| Brandon Thomas Swan | Registered representative | May 2012 (14y) | ||
| Jack Powell Green | Registered representative | May 2012 (14y) | ||
| Zhou Chen | Registered representative | May 2012 (14y) | ||
| Michael Joseph Puleo | Registered representative | May 2012 (14y) | ||
| Patricia Schallman Glass | Registered representative | May 2012 (14y) | ||
| David Michael Pike | Registered representative | May 2012 (14y) | ||
| James Desportes Bishop | Registered representative | May 2012 (14y) | ||
| John Patrick Hupp | Registered representative | May 2012 (14y) | ||
| John Rudy Hartmann | Registered representative | May 2012 (14y) | ||
| Christopher Michael Kneale | Registered representative | May 2012 (14y) | ||
| Jennifer Anne Fitzpatrick | Registered representative | May 2012 (14y) | ||
| John S. Routh | Registered representative | May 2012 (14y) | ||
| David T Wilkins | Registered representative | May 2012 (14y) | ||
| Erin Sue Carroll | Registered representative | May 2012 (14y) | ||
| Maria Carmen Sohn | Registered representative | May 2012 (14y) | ||
| Laura Anne Jarrell | Registered representative | May 2012 (14y) | ||
| Nina Seung Joo Hyun | Registered representative | May 2012 (14y) | ||
| Angela G Rogers | Registered representative | Jun 2012 (14y) | ||
| Brett Richard Benson | Registered representative | Jun 2012 (14y) | ||
| Donald F Eurillo | Registered representative | Jun 2012 (14y) | ||
| Paul Indig | Registered representative | Jun 2012 (14y) | ||
| Neill V Smith | Registered representative | Jun 2012 (14y) | ||
| Stephen Charles Scott | Registered representative | CFP | Jun 2012 (14y) | |
| Pierre Ata Manneh | Registered representative | Jun 2012 (14y) | ||
| Shannon Harbrecht Mcguire | Registered representative | Jun 2012 (14y) | ||
| Zachary Andrew Krantz | Registered representative | Jun 2012 (14y) | ||
| Ann M Troiano | Registered representative | Jun 2012 (14y) | ||
| Justin Frederick Riemer | Registered representative | Jun 2012 (14y) | ||
| Daniel D Platt | Registered representative | Jun 2012 (14y) | ||
| Hamilton Loftin Martin | Registered representative | Jun 2012 (14y) | ||
| Matthew H Lacour | Registered representative | Jun 2012 (14y) | ||
| Anne Swain Miklos | Registered representative | Jun 2012 (14y) | ||
| Steve Robert Bunn | Registered representative | Jun 2012 (14y) | ||
| Robert Bernard Gilson | Registered representative | Jun 2012 (14y) | ||
| Christopher James Dietz | Registered representative | Jun 2012 (14y) | ||
| Walter Bernard Stith | Registered representative | Jun 2012 (14y) | ||
| Timothy John Romano | Registered representative | Jun 2012 (14y) | ||
| Darwin Ting Ching | Registered representative | Jun 2012 (14y) | ||
| Maria Elizabeth Bailey | Registered representative | Jun 2012 (14y) | ||
| Thomas Daniel Napier | Registered representative | Jun 2012 (14y) | ||
| Claudio Urbina Duboy | Registered representative | Jun 2012 (14y) | ||
| Robert Harris Heiser Iii | Registered representative | Jun 2012 (14y) | ||
| James Dunegan Harris | Registered representative | Jun 2012 (14y) | ||
| Philip Morgan Mcalpin | Registered representative | Jun 2012 (14y) | ||
| Robert Kristofer Wolffe | Registered representative | Jun 2012 (14y) | ||
| Erik Randall Laug | Registered representative | Jun 2012 (14y) | ||
| Joseph Guerino Digregorio | Registered representative | Jun 2012 (14y) | ||
| Jeffrey Jon Phillips | Registered representative | Jun 2012 (14y) | ||
| Lori Villatoro | Registered representative | Jun 2012 (14y) | ||
| Arthur Lloyd Perry | Registered representative | Jul 2012 (14y) | ||
| George Tzimas | Registered representative | Jul 2012 (14y) | ||
| Hanna E Lahood | Registered representative | Jul 2012 (14y) | ||
| Mark W Nevins | Registered representative | Jul 2012 (14y) | ||
| Sandra Wright Macdowell | Registered representative | Jul 2012 (14y) | ||
| Scott Lewis Kleiner | Registered representative | Jul 2012 (14y) | ||
| Sergio Nicolosi | Registered representative | Jul 2012 (14y) | ||
| Todd Weston Acuff | Registered representative | Jul 2012 (14y) | ||
| Robert Laurence Brown | Registered representative | Jul 2012 (14y) | ||
| William Christopher Valenti | Registered representative | Jul 2012 (14y) | ||
| Thomas J Interlicchio | Registered representative | Jul 2012 (14y) | ||
| Rebecca Leite | Registered representative | Jul 2012 (14y) | ||
| Vivian Sandra Afriyie | Registered representative | Jul 2012 (14y) | ||
| Angela Deeana Garber | Registered representative | Jul 2012 (14y) | ||
| Benjamin Joshua Cohen | Registered representative | Jul 2012 (14y) | ||
| Howard Neal Premer | Registered representative | Jul 2012 (14y) | ||
| Sandra Mary Derosa | Registered representative | Jul 2012 (14y) | ||
| Mark William Grantham | Registered representative | Jul 2012 (14y) | ||
| Lawrence Jay Kalish | Registered representative | Jul 2012 (14y) | ||
| Samantha E Lui | Registered representative | Jul 2012 (14y) | ||
| Janet Marie Hroncich | Registered representative | Jul 2012 (14y) | ||
| Philip Craig Horowitz | Registered representative | Jul 2012 (14y) | ||
| Ebony Davis Moore | Registered representative | Jul 2012 (14y) | ||
| Edward Charlton Nolette | Registered representative | Jul 2012 (14y) | ||
| Haiman Cai | Registered representative | Jul 2012 (14y) | ||
| Nelson Bradley Thompson | Registered representative | Jul 2012 (14y) | ||
| Rafael R Lopez | Registered representative | Jul 2012 (14y) | ||
| Chelsea Nichole Rexing | Registered representative | Jul 2012 (14y) | ||
| Faith M Bartunek | Registered representative | Jul 2012 (14y) | ||
| Manon L Champagne | Registered representative | Jul 2012 (14y) | ||
| Micah Todd Lowry | Registered representative | Jul 2012 (14y) | ||
| Muhammad Atif Siddiqi | Registered representative | Jul 2012 (14y) | ||
| Patrick Lyman Cohen | Registered representative | Jul 2012 (14y) | ||
| Leisa Jean Nash | Registered representative | Jul 2012 (14y) | ||
| Abigail H Fox | Registered representative | Jul 2012 (14y) | ||
| Darrell Gene Henricksen | Registered representative | Jul 2012 (14y) | ||
| Tawny L Stoffregen | Registered representative | Jul 2012 (14y) | ||
| Mary Lee Winchester | Registered representative | Jul 2012 (14y) | ||
| Trevor Michael Dare | Registered representative | Jul 2012 (14y) | ||
| Bethany Paige Telander | Registered representative | Aug 2012 (14y) | ||
| Christopher John Guillen | Registered representative | Aug 2012 (14y) | ||
| Gabriel Dominic Torres | Registered representative | Aug 2012 (14y) | ||
| Justin Daniel Stone | Registered representative | Aug 2012 (14y) | ||
| Susan Meg Sheinhaus | Registered representative | Aug 2012 (14y) | ||
| Kay Anne Koehler | Registered representative | Aug 2012 (14y) | ||
| Mark Richard Ralston | Registered representative | Aug 2012 (14y) | ||
| Andrea Marie Dion | Registered representative | Aug 2012 (14y) | ||
| Dianna K Duhon | Registered representative | Aug 2012 (14y) | ||
| Frank Feipang Auyeung | Registered representative | Aug 2012 (14y) | ||
| Adam Prescott Jacobs | Registered representative | Aug 2012 (14y) | ||
| Evan Douglas Crawford | Registered representative | Aug 2012 (14y) | ||
| Fulton Y Chang | Registered representative | Aug 2012 (14y) | ||
| Grace Jie Feng Ma | Registered representative | Aug 2012 (14y) | ||
| Jeremy Thomas Belnas | Registered representative | Aug 2012 (14y) | ||
| Judy Hong Fang | Registered representative | Aug 2012 (14y) | ||
| Nicholas Jay Cordle | Registered representative | Aug 2012 (14y) | ||
| Robert Michael Latessa | Registered representative | Aug 2012 (14y) | ||
| Henry Owen Chol | Registered representative | Aug 2012 (14y) | ||
| Ryan Patrick Mcmullen | Registered representative | Aug 2012 (14y) | ||
| Teresa Marie Lebert | Registered representative | Aug 2012 (14y) | ||
| Bradley J. Hanks | Registered representative | Aug 2012 (14y) | ||
| Beth H Prospero | Registered representative | Aug 2012 (14y) | ||
| Adam C Coons | Registered representative | Aug 2012 (14y) | ||
| Michael Joseph Burke | Registered representative | Aug 2012 (14y) | ||
| Natalie R Garrison | Registered representative | Aug 2012 (14y) | ||
| Chloe H Wood | Registered representative | Aug 2012 (14y) | ||
| Donna Lynn Herme | Registered representative | Aug 2012 (14y) | ||
| Lawrence Jay Solomon | Registered representative | Aug 2012 (14y) | ||
| Robert Stephen Loftis | Registered representative | Aug 2012 (14y) | ||
| Scott Holzer | Registered representative | Aug 2012 (14y) | ||
| Tina M Bridge | Registered representative | Aug 2012 (14y) | ||
| Connor S Mckinney | Registered representative | Aug 2012 (14y) | ||
| David Scott Bryant | Registered representative | Aug 2012 (14y) | ||
| Matthew Robin Zaft | Registered representative | Aug 2012 (14y) | ||
| Nicholas Angelo Salamone | Registered representative | Aug 2012 (14y) | ||
| Earl Ramone Crockett | Registered representative | Aug 2012 (14y) | ||
| Ajdal Astarabadi | Registered representative | Aug 2012 (14y) | ||
| Huntington Hardwick Simmons | Registered representative | Aug 2012 (14y) | ||
| Marc Steven Jacobson | Registered representative | Aug 2012 (14y) | ||
| Benjamin Alan Mcginnis | Registered representative | Aug 2012 (14y) | ||
| Cherry Xiangchan Mosienko | Registered representative | Aug 2012 (14y) | ||
| Michael Robert Gorman | Registered representative | Aug 2012 (14y) | ||
| Laura Gilbert | Registered representative | Aug 2012 (14y) | ||
| Stephen G Timberlake | Registered representative | Aug 2012 (14y) | ||
| Brendan Eugene Trudden | Registered representative | Aug 2012 (14y) | ||
| Jeffrey Thomas Piwnicki | Registered representative | Aug 2012 (14y) | ||
| Michael Gregory Heffern | Registered representative | Aug 2012 (14y) | ||
| Hoon None Chung | Registered representative | Aug 2012 (14y) | ||
| Robert John Ballard | Registered representative | Aug 2012 (14y) | ||
| Elizabeth Renee Chavez | Registered representative | Sep 2012 (14y) | ||
| Dana F Kismetova | Registered representative | Sep 2012 (14y) | ||
| John Anthony Mazza | Registered representative | Sep 2012 (14y) | ||
| Adam Hunter Stanford | Registered representative | Sep 2012 (14y) | ||
| Brian Thayer Bascom | Registered representative | Sep 2012 (14y) | ||
| Charles Wendell Grimes | Registered representative | Sep 2012 (14y) | ||
| Therese Rose Marie Dolezal | Registered representative | Sep 2012 (14y) | ||
| Christopher Michael Yale | Registered representative | Sep 2012 (14y) | ||
| Michael John Mcgowan | Registered representative | Sep 2012 (14y) | ||
| James Eric Monken | Registered representative | Sep 2012 (14y) | ||
| Martha Jholzapfel Knapp | Registered representative | Sep 2012 (14y) | ||
| Matthew Travis Bunkowski | Registered representative | Sep 2012 (14y) | ||
| Melissa To | Registered representative | Sep 2012 (14y) | ||
| Jennifer Marie Burton | Registered representative | Sep 2012 (14y) | ||
| Michael Robert Lacroix | Registered representative | Sep 2012 (14y) | ||
| Monika Conrad Nicotera | Registered representative | Sep 2012 (14y) | ||
| Tracey Alise Easterberg | Registered representative | Sep 2012 (14y) | ||
| Tracy Holmes Duckworth | Registered representative | Sep 2012 (14y) | ||
| Christopher E Bruno | Registered representative | Sep 2012 (14y) | ||
| Jeffrey Matthew Praino | Registered representative | CFP | Sep 2012 (14y) | |
| Stephen Richard Roop | Registered representative | Sep 2012 (14y) | ||
| Andrea Atanay | Registered representative | Sep 2012 (14y) | ||
| Kerry Anne Jenny | Registered representative | Sep 2012 (14y) | ||
| Christopher Michael King | Registered representative | Sep 2012 (14y) | ||
| Edward Z Kwiatkowski | Registered representative | Sep 2012 (14y) | ||
| Kurt Robert Tiefenthaler | Registered representative | Sep 2012 (14y) | ||
| Linda Diane Costello | Registered representative | Sep 2012 (14y) | ||
| James Douglas Dolan | Registered representative | Sep 2012 (14y) | ||
| Timothy Michael Seabolt | Registered representative | Sep 2012 (14y) | ||
| Joseph Patrick Coleman | Registered representative | Sep 2012 (14y) | ||
| Amanda Sabitoni Burnett | Registered representative | Oct 2012 (14y) | ||
| Anthony John Treboldi | Registered representative | Oct 2012 (14y) | ||
| Jessica Lynn Sewell | Registered representative | Oct 2012 (14y) | ||
| Kelli Ann Anderson | Registered representative | Oct 2012 (14y) | ||
| Wilson Townsend Bullard | Registered representative | Oct 2012 (14y) | ||
| Christine Elizabeth Lu | Registered representative | Oct 2012 (14y) | ||
| Duane G Gurbach | Registered representative | Oct 2012 (14y) | ||
| Timothy Parker Hirst | Registered representative | Oct 2012 (14y) | ||
| Catharine H Tondreau | Registered representative | Oct 2012 (14y) | ||
| Teresa A Dingman | Registered representative | Oct 2012 (14y) | ||
| Jessica Mcgovern Downing | Registered representative | Oct 2012 (14y) | ||
| Lindsie Louise Walker | Registered representative | Oct 2012 (14y) | ||
| Diane E Finnerty | Registered representative | Oct 2012 (14y) | ||
| Jordan K Cannon | Registered representative | Oct 2012 (14y) | ||
| Rebecca Diane Dorton | Registered representative | Oct 2012 (14y) | ||
| Anthony Heizenroth | Registered representative | Oct 2012 (14y) | ||
| Daniel Carl Kuhn | Registered representative | CFP | Oct 2012 (14y) | |
| Jason Andrew Jenkins | Registered representative | Oct 2012 (14y) | ||
| Marco Giovanni Salerno | Registered representative | Oct 2012 (14y) | ||
| Matthew Anthony Carrara | Registered representative | Oct 2012 (14y) | ||
| Michael Taylor Hurley | Registered representative | Oct 2012 (14y) | ||
| Michael William Reese | Registered representative | Oct 2012 (14y) | ||
| Ronald Earl Boyles | Registered representative | Oct 2012 (14y) | ||
| Scott Lloyd Goggin | Registered representative | Oct 2012 (14y) | ||
| Terry Meers Watkins | Registered representative | Oct 2012 (14y) | ||
| William J Bellerose | Registered representative | Oct 2012 (14y) | ||
| Samantha Gwenillian Woggon | Registered representative | Oct 2012 (14y) | ||
| Terry Philip Cole | Registered representative | Oct 2012 (14y) | ||
| Eliot Hun Bu | Registered representative | Oct 2012 (14y) | ||
| Justin Dean Moore | Registered representative | Oct 2012 (14y) | ||
| Steven Bode Chefas | Registered representative | Oct 2012 (14y) | ||
| Angel P Nguyen | Registered representative | Oct 2012 (14y) | ||
| Anthony John Deguzman Esguerra | Registered representative | Oct 2012 (14y) | ||
| Bradly Maxwell Diaz | Registered representative | Oct 2012 (14y) | ||
| Maria Del Refugia Frank | Registered representative | Oct 2012 (14y) | ||
| Thomas William Hoagland | Registered representative | Oct 2012 (14y) | ||
| James M Bopp | Registered representative | Oct 2012 (14y) | ||
| David Tyler Gilmour | Registered representative | Oct 2012 (14y) | ||
| Jerry Allan Eades | Registered representative | Oct 2012 (14y) | ||
| Kristy Lee Saunders | Registered representative | Oct 2012 (14y) | ||
| Patrick Donald O'connor | Registered representative | Oct 2012 (14y) | ||
| Emily Elizabeth Mulka | Registered representative | Nov 2012 (14y) | ||
| Jonathan Aaron Slevin | Registered representative | Nov 2012 (14y) | ||
| Adriana Sferle | Registered representative | Nov 2012 (14y) | ||
| Jeffrey Joseph Angold | Registered representative | Nov 2012 (14y) | ||
| Jennifer Sh Maher | Registered representative | Nov 2012 (14y) | ||
| Mark Bruce Richanbach | Registered representative | Nov 2012 (14y) | ||
| Thomas John Goode | Registered representative | Nov 2012 (14y) | ||
| Lisa Marie Mirabella | Registered representative | Nov 2012 (14y) | ||
| James Paul Russo | Registered representative | Nov 2012 (14y) | ||
| Melissa Carolyn Currier | Registered representative | Nov 2012 (14y) | ||
| Kelly Suzanne Hyatt | Registered representative | Nov 2012 (14y) | ||
| Michael Joseph Reilly | Registered representative | Nov 2012 (14y) | ||
| Anthony A Farina | Registered representative | Nov 2012 (14y) | ||
| Michael C Ganley | Registered representative | Nov 2012 (14y) | ||
| Karlie Bierie Skidmore | Registered representative | Nov 2012 (14y) | ||
| Lee Ann Yates | Registered representative | Nov 2012 (14y) | ||
| Alexander Christian Oberle | Registered representative | Nov 2012 (14y) | ||
| James Daniel Fleming | Registered representative | Nov 2012 (14y) | ||
| James Kenneth Allison | Registered representative | Nov 2012 (14y) | ||
| Sandy E Toochin | Registered representative | Nov 2012 (14y) | ||
| Eileen Marie Stenhoff | Registered representative | Nov 2012 (14y) | ||
| Gabriel Douglas Hoffmann | Registered representative | Nov 2012 (14y) | ||
| Bradley Walter Koch | Registered representative | Nov 2012 (14y) | ||
| Jean Phillippe Garcy | Registered representative | Nov 2012 (14y) | ||
| Lisa Ann Szucs | Registered representative | Nov 2012 (14y) | ||
| Peter Ernest Carfagna | Registered representative | Nov 2012 (14y) | ||
| Adam Matthews Saunders | Registered representative | Nov 2012 (14y) | ||
| Eileen Marie Tiefenthaler | Registered representative | Nov 2012 (14y) | ||
| Mary Cecile Mcgovern | Registered representative | Nov 2012 (14y) | ||
| Erik Alan Jamsa | Registered representative | Nov 2012 (14y) | ||
| Ke Zhang | Registered representative | Nov 2012 (14y) | ||
| Brant Eric Giere | Registered representative | Nov 2012 (14y) | ||
| Howard Allen Shallcross | Registered representative | Nov 2012 (14y) | ||
| Jason Masato Maetani | Registered representative | Nov 2012 (14y) | ||
| Paul William Shoemaker | Registered representative | CFP | Nov 2012 (14y) | |
| Rebekah D Sessa | Registered representative | Nov 2012 (14y) | ||
| Debra Ann Stefl | Registered representative | Dec 2012 (14y) | ||
| Donna Kay Yale | Registered representative | Dec 2012 (14y) | ||
| Frank William Esposto | Registered representative | Dec 2012 (14y) | ||
| Scott Jeffrey Waldman | Registered representative | Dec 2012 (14y) | ||
| David Ryan Peterson | Registered representative | Dec 2012 (14y) | ||
| Alexander J Kim | Registered representative | Dec 2012 (14y) | ||
| Brenda L Perrotti | Registered representative | Dec 2012 (14y) | ||
| Karla B Lindsay | Registered representative | Dec 2012 (14y) | ||
| Tammie Elaine Donnelly | Registered representative | Dec 2012 (14y) | ||
| Antonio Alessandra | Registered representative | Dec 2012 (14y) | ||
| Denise M Kelly | Registered representative | Dec 2012 (14y) | ||
| Michael Robert Patterson | Registered representative | Dec 2012 (14y) | ||
| Steven Randall Sheffler | Registered representative | Dec 2012 (14y) | ||
| Annette Louise Schiavone | Registered representative | Dec 2012 (14y) | ||
| Brenton Kyle Daughdrill | Registered representative | Dec 2012 (14y) | ||
| Courtney A Shane | Registered representative | Dec 2012 (14y) | ||
| Dominic Lamar Nash | Registered representative | Dec 2012 (14y) | ||
| Valerie Annette Pamphile | Registered representative | Dec 2012 (14y) | ||
| Christopher Tiffany | Registered representative | Dec 2012 (14y) | ||
| Jill S Loveren | Registered representative | Dec 2012 (14y) | ||
| Noah Jordan Solomon | Registered representative | CFP | Dec 2012 (14y) | |
| Robert Elliott Dunlap | Registered representative | Dec 2012 (14y) | ||
| Daniel Emmanuel Kaypaghian | Registered representative | Dec 2012 (14y) | ||
| Daniel P Crady | Registered representative | CFP CFA | Dec 2012 (14y) | |
| Jeffrey M Pietrzak | Registered representative | Dec 2012 (14y) | ||
| Richard Alan Catipon | Registered representative | Dec 2012 (14y) | ||
| Alexander Nathaniel Kupferberg | Registered representative | Dec 2012 (14y) | ||
| Ethan Lewis Staats | Registered representative | Dec 2012 (14y) | ||
| Joseph J Desarro | Registered representative | Dec 2012 (14y) | ||
| Michael C Marra | Registered representative | CFP | Dec 2012 (14y) | |
| Robert W Murray | Registered representative | Dec 2012 (14y) | ||
| Steven D Headrick | Registered representative | Dec 2012 (14y) | ||
| Kerry Lynne Zimm | Registered representative | Dec 2012 (14y) | ||
| Kristen Terese Miller | Registered representative | Dec 2012 (14y) | ||
| Michael Victor Corrigan | Registered representative | Dec 2012 (14y) | ||
| Victor Kenneth Micoretti | Registered representative | Dec 2012 (14y) | ||
| Melissa Ellen East | Registered representative | Dec 2012 (14y) | ||
| Richard A Baker | Registered representative | Dec 2012 (14y) | ||
| Anna Maria C Fosteras | Registered representative | CFP | Dec 2012 (14y) | |
| Caesar H Hernandez | Registered representative | Dec 2012 (14y) | ||
| Douglas Reed Marshall | Registered representative | Dec 2012 (14y) | ||
| Mark A Alber | Registered representative | CFP | Dec 2012 (14y) | |
| Rachel Sara Kaplan | Registered representative | Dec 2012 (14y) | ||
| Scot Garrison Meyer | Registered representative | Dec 2012 (14y) | ||
| Gulio M Giometti | Registered representative | Jan 2013 (14y) | ||
| Anita Eileen Kelley | Registered representative | Jan 2013 (14y) | ||
| Michael Wade Housden | Registered representative | Jan 2013 (14y) | ||
| Robert Melton Snow | Registered representative | Jan 2013 (14y) | ||
| Sodiq A Kaitow | Registered representative | Jan 2013 (14y) | ||
| Richard Dinh | Registered representative | Jan 2013 (14y) | ||
| Cindy Beller Rudbart | Registered representative | Jan 2013 (14y) | ||
| Thomas Joseph Loughran | Registered representative | Jan 2013 (14y) | ||
| Brian P O'donnell | Registered representative | Jan 2013 (14y) | ||
| Sarah Gabrielle Montoya | Registered representative | Jan 2013 (14y) | ||
| Marcellus Eugene Davis | Registered representative | Jan 2013 (14y) | ||
| Ronald William Thomas | Registered representative | Jan 2013 (14y) | ||
| Brian Scott Turner | Registered representative | Jan 2013 (14y) | ||
| Bryan Edward Quackenbush | Registered representative | Jan 2013 (14y) | ||
| Christopher Cunningham Clark | Registered representative | Jan 2013 (14y) | ||
| David B Purkey | Registered representative | Jan 2013 (14y) | ||
| Gregory Edward Ek | Registered representative | Jan 2013 (14y) | ||
| Myca Courtney Greer | Registered representative | Jan 2013 (14y) | ||
| Sendi Slavinskaya | Registered representative | Jan 2013 (14y) | ||
| Brennan J Hawley | Registered representative | Jan 2013 (14y) | ||
| Alejandro Perez Bustamante | Registered representative | Jan 2013 (14y) | ||
| Ryan Austin Rehil | Registered representative | Jan 2013 (14y) | ||
| Clint Christopher Clifford | Registered representative | Jan 2013 (14y) | ||
| David Bruce Nelson | Registered representative | Jan 2013 (14y) | ||
| James Patrick Gallagher | Registered representative | Jan 2013 (14y) | ||
| Jennifer Adams Larue | Registered representative | Jan 2013 (14y) | ||
| Brett Daniel Caffrey | Registered representative | Jan 2013 (14y) | ||
| Fredye Keller Sullivan | Registered representative | Jan 2013 (14y) | ||
| Johnny Kelvin Simpkins | Registered representative | Jan 2013 (14y) | ||
| Victor M Camara | Registered representative | Jan 2013 (14y) | ||
| Benjamin Franklin Duckett | Registered representative | Jan 2013 (14y) | ||
| Jeannie Elizabeth Garcia | Registered representative | Jan 2013 (14y) | ||
| Scott Richard Coren | Registered representative | Jan 2013 (14y) | ||
| Daymeon A Fishback | Registered representative | Feb 2013 (14y) | ||
| Nicole Maria Anzoategui | Registered representative | Feb 2013 (14y) | ||
| Patrick Joseph Mccabe | Registered representative | Feb 2013 (14y) | ||
| Samuel Homer Polk | Registered representative | Feb 2013 (14y) | ||
| Brendon Michael Terry | Registered representative | Feb 2013 (13y) | ||
| Daniel Robert De St. Aubin | Registered representative | Feb 2013 (13y) | ||
| James Carter Bee | Registered representative | Feb 2013 (13y) | ||
| Fredrik Magnus Virgin | Registered representative | Feb 2013 (13y) | ||
| Michael Herzberg | Registered representative | Feb 2013 (13y) | ||
| Calvin Boyd Mason | Registered representative | Feb 2013 (13y) | ||
| Maggie L Ulrich | Registered representative | Feb 2013 (13y) | ||
| Peter William Renaghan | Registered representative | Feb 2013 (13y) | ||
| Joseph Ernest Morganti | Registered representative | Feb 2013 (13y) | ||
| Michael Vincent Pidich | Registered representative | Feb 2013 (13y) | ||
| Leslie Joy Eisen Abrams | Registered representative | Feb 2013 (13y) | ||
| Adam Scott Fisher | Registered representative | Feb 2013 (13y) | ||
| Keith Daron Maxey | Registered representative | Feb 2013 (13y) | ||
| Nikesh Virendra Kadakia | Registered representative | Feb 2013 (13y) | ||
| Robert Louis Formisano | Registered representative | Feb 2013 (13y) | ||
| Christopher Fotis Economou | Registered representative | Feb 2013 (13y) | ||
| Darren Todd Hamilton | Registered representative | Feb 2013 (13y) | ||
| David Ross Searcy | Registered representative | Feb 2013 (13y) | ||
| Penny L Dillon | Registered representative | Feb 2013 (13y) | ||
| Christopher Francis Kopp | Registered representative | Feb 2013 (13y) | ||
| Charles Edward Krick | Registered representative | Feb 2013 (13y) | ||
| Joshua Elterman | Registered representative | Feb 2013 (13y) | ||
| Arnold Richard Kelly | Registered representative | Feb 2013 (13y) | ||
| Bryan Kenneth Longpre | Registered representative | Feb 2013 (13y) | ||
| Robert Fabian Farrell | Registered representative | Feb 2013 (13y) | ||
| Catherine Jane Dimon | Registered representative | Mar 2013 (13y) | ||
| Dori Lynn Stegmann | Registered representative | Mar 2013 (13y) | ||
| Harrison J Kortz | Registered representative | Mar 2013 (13y) | ||
| Jeremiah Steven Miller | Registered representative | Mar 2013 (13y) | ||
| Kazumi S Santiago | Registered representative | Mar 2013 (13y) | ||
| Matthew James Bezreh | Registered representative | Mar 2013 (13y) | ||
| Christopher Joseph Levin | Registered representative | Mar 2013 (13y) | ||
| Dimitri Drouillard | Registered representative | Mar 2013 (13y) | ||
| Gregory Scott Sexton | Registered representative | Mar 2013 (13y) | ||
| Matthew J Pioli | Registered representative | Mar 2013 (13y) | ||
| Christy Joan Northfield | Registered representative | Mar 2013 (13y) | ||
| Erick N Perez | Registered representative | Mar 2013 (13y) | ||
| Judith Lynn Staufer | Registered representative | Mar 2013 (13y) | ||
| Laneeca D Taylor | Registered representative | Mar 2013 (13y) | ||
| Zachary A Polun | Registered representative | Mar 2013 (13y) | ||
| Hanh Payton Juzang | Registered representative | Mar 2013 (13y) | ||
| Bareq Asif Peshtaz | Registered representative | Mar 2013 (13y) | ||
| Frank Allan Wood | Registered representative | Mar 2013 (13y) | ||
| Matthew Louis Melendez | Registered representative | Mar 2013 (13y) | ||
| Kara E Schrank | Registered representative | Mar 2013 (13y) | ||
| Susanne C Livesay | Registered representative | Mar 2013 (13y) | ||
| Brett David Rodriguez | Registered representative | Mar 2013 (13y) | ||
| Brian A. Hammersley | Registered representative | Mar 2013 (13y) | ||
| Michael N Fava | Registered representative | Mar 2013 (13y) | ||
| Daniel Allen Davis | Registered representative | Mar 2013 (13y) | ||
| Iain Cooper Eldredge | Registered representative | Mar 2013 (13y) | ||
| Margret Roark Birch | Registered representative | Mar 2013 (13y) | ||
| Eric Andrew Schrager | Registered representative | Mar 2013 (13y) | ||
| Kassie Marie Potter | Registered representative | Mar 2013 (13y) | ||
| Mark Angelo Pentella | Registered representative | Mar 2013 (13y) | ||
| Neal A Teicher | Registered representative | Mar 2013 (13y) | ||
| Jennifer Elizabeth Schilter | Registered representative | Mar 2013 (13y) | ||
| Michael Joseph Bellace | Registered representative | Mar 2013 (13y) | ||
| Ashley F Dour | Registered representative | Mar 2013 (13y) | ||
| Scott I Steinberg | Registered representative | CFP | Mar 2013 (13y) | |
| Adam Joseph Kent | Registered representative | Mar 2013 (13y) | ||
| Terri S Brown | Registered representative | Mar 2013 (13y) | ||
| Alina Silvia Montes | Registered representative | Mar 2013 (13y) | ||
| Danelle S Parker | Registered representative | Mar 2013 (13y) | ||
| David Joel Gordon | Registered representative | Mar 2013 (13y) | ||
| John Anthony Grence | Registered representative | Mar 2013 (13y) | ||
| John David Ivory | Registered representative | Mar 2013 (13y) | ||
| James C Altman | Registered representative | Mar 2013 (13y) | ||
| Catherine Mary Mcconnell | Registered representative | Apr 2013 (13y) | ||
| Craig Michael Ruckert | Registered representative | Apr 2013 (13y) | ||
| Mary Elizabeth Webb | Registered representative | Apr 2013 (13y) | ||
| Paige V Statton | Registered representative | Apr 2013 (13y) | ||
| Travis Paul Winn | Registered representative | Apr 2013 (13y) | ||
| Amy Lee Johnston | Registered representative | Apr 2013 (13y) | ||
| Joseph W Branagan | Registered representative | Apr 2013 (13y) | ||
| Timothy Howard Peach | Registered representative | Apr 2013 (13y) | ||
| Catherine Cleale | Registered representative | Apr 2013 (13y) | ||
| Charles F Walz | Registered representative | Apr 2013 (13y) | ||
| Christopher Michael Parmer | Registered representative | Apr 2013 (13y) | ||
| Robert Guido Iocco | Registered representative | Apr 2013 (13y) | ||
| Shanna Bearden | Registered representative | Apr 2013 (13y) | ||
| Andrew Seth Atlas | Registered representative | Apr 2013 (13y) | ||
| Natalie Rose Koehl | Registered representative | Apr 2013 (13y) | ||
| Felix Jaimovich | Registered representative | Apr 2013 (13y) | ||
| Jason Lee | Registered representative | Apr 2013 (13y) | ||
| Jill Marie Matthews | Registered representative | Apr 2013 (13y) | ||
| Alexander S Pugatch | Registered representative | Apr 2013 (13y) | ||
| James Rapaccioli | Registered representative | Apr 2013 (13y) | ||
| Jasmine Briahna Holiday | Registered representative | Apr 2013 (13y) | ||
| Stephen William Baise | Registered representative | Apr 2013 (13y) | ||
| Gaston E Abello | Registered representative | Apr 2013 (13y) | ||
| Dwayne Barberis | Registered representative | Apr 2013 (13y) | ||
| Michael Lee Matthys | Registered representative | Apr 2013 (13y) | ||
| Gavin Patrick Cummiskey | Registered representative | Apr 2013 (13y) | ||
| Linda Brown Mulcahy | Registered representative | Apr 2013 (13y) | ||
| William Joel Brewster | Registered representative | Apr 2013 (13y) | ||
| Raffaele Provvisiero | Registered representative | Apr 2013 (13y) | ||
| Thomas Joseph Mccann | Registered representative | Apr 2013 (13y) | ||
| Charles Louis Medina | Registered representative | Apr 2013 (13y) | ||
| Joshua John Rosenstern | Registered representative | Apr 2013 (13y) | ||
| Steven Moore Duryee | Registered representative | Apr 2013 (13y) | ||
| James A Keel | Registered representative | Apr 2013 (13y) | ||
| Karina A Elperin | Registered representative | Apr 2013 (13y) | ||
| Timothy C Pilarski | Registered representative | Apr 2013 (13y) | ||
| Christopher Matthew Munroe | Registered representative | Apr 2013 (13y) | ||
| John Giapoutzis | Registered representative | Apr 2013 (13y) | ||
| Nicolas Blatsiotis | Registered representative | Apr 2013 (13y) | ||
| Paula Sue Levine | Registered representative | Apr 2013 (13y) | ||
| Duncan Walker | Registered representative | Apr 2013 (13y) | ||
| Henry Adam Sackler | Registered representative | Apr 2013 (13y) | ||
| Mark Joseph Mccooey | Registered representative | Apr 2013 (13y) | ||
| Roy L Pfeffer | Registered representative | May 2013 (13y) | ||
| William Gourdin Mcmaster | Registered representative | May 2013 (13y) | ||
| Catherine Bowen Daniel | Registered representative | May 2013 (13y) | ||
| Reid Keoki Takamoto | Registered representative | May 2013 (13y) | ||
| Richard John Mcnamara | Registered representative | May 2013 (13y) | ||
| Caleb Thomas Quick | Registered representative | May 2013 (13y) | ||
| Iris Yuderka Gomez | Registered representative | May 2013 (13y) | ||
| Jennifer Marie Toney | Registered representative | May 2013 (13y) | ||
| Jonathan Erik Rynsky | Registered representative | May 2013 (13y) | ||
| William Coors Sheaffer | Registered representative | May 2013 (13y) | ||
| Jocelyn Santos | Registered representative | May 2013 (13y) | ||
| Keng Sheng Wen | Registered representative | May 2013 (13y) | ||
| William Troy Hottenstein | Registered representative | CFA | May 2013 (13y) | |
| Janelle Evon Williams | Registered representative | May 2013 (13y) | ||
| Michael Anthony Gammarati | Registered representative | May 2013 (13y) | ||
| John George Rogers | Registered representative | May 2013 (13y) | ||
| Peter Byeon | Registered representative | May 2013 (13y) | ||
| James Yancey Hunter | Registered representative | May 2013 (13y) | ||
| Kurt Steven Lindemann | Registered representative | May 2013 (13y) | ||
| Susan Walker Rapier | Registered representative | May 2013 (13y) | ||
| Deanna M Zulauf | Registered representative | May 2013 (13y) | ||
| Scott A Holland | Registered representative | CFA | May 2013 (13y) | |
| Sumaiya Andaleeb | Registered representative | May 2013 (13y) | ||
| Christopher M Barcellona | Registered representative | May 2013 (13y) | ||
| Jennifer Ongsiapco Atienza | Registered representative | May 2013 (13y) | ||
| Traser Louise Pomerleau | Registered representative | May 2013 (13y) | ||
| John Thomas Potter | Registered representative | May 2013 (13y) | ||
| Manisha Patel | Registered representative | May 2013 (13y) | ||
| Brett A Diorio | Registered representative | May 2013 (13y) | ||
| William Larach May | Registered representative | May 2013 (13y) | ||
| Angelique Garrett Deleva | Registered representative | CFP | May 2013 (13y) | |
| Edward Ssfon Ho | Registered representative | May 2013 (13y) | ||
| Jeanne A Crinnion | Registered representative | May 2013 (13y) | ||
| Seth Michael Hurwitz | Registered representative | May 2013 (13y) | ||
| Timothy Joseph Madden | Registered representative | May 2013 (13y) | ||
| William Padden Mulvaney | Registered representative | May 2013 (13y) | ||
| Lisa Marie Zengel | Registered representative | May 2013 (13y) | ||
| Melissa Wildgen Anton | Registered representative | May 2013 (13y) | ||
| William John Mccleneghen | Registered representative | May 2013 (13y) | ||
| Troy Anthony Pinkelman | Registered representative | May 2013 (13y) | ||
| Kevin Patrick Tarrant | Registered representative | May 2013 (13y) | ||
| Sallie Herzog Behnke | Registered representative | May 2013 (13y) | ||
| Julie Louise Smith | Registered representative | May 2013 (13y) | ||
| Kurt Jameson Harvey | Registered representative | May 2013 (13y) | ||
| Daniel A Mendoza | Registered representative | May 2013 (13y) | ||
| Christopher Desantis | Registered representative | May 2013 (13y) | ||
| Ricardo Leirra Desoto | Registered representative | May 2013 (13y) | ||
| Selina A Rojas | Registered representative | May 2013 (13y) | ||
| Todd Porter Anderson | Registered representative | May 2013 (13y) | ||
| Craig I Shapiro | Registered representative | May 2013 (13y) | ||
| James David Rushton | Registered representative | May 2013 (13y) | ||
| Matthew A Cutler | Registered representative | May 2013 (13y) | ||
| Rita Carmen Garchie | Registered representative | Jun 2013 (13y) | ||
| Ian Evan Fischler | Registered representative | Jun 2013 (13y) | ||
| Neal Joseph Coleman | Registered representative | Jun 2013 (13y) | ||
| Russell Alan Stark | Registered representative | Jun 2013 (13y) | ||
| Phillip Scott Garrett | Registered representative | Jun 2013 (13y) | ||
| Manuel L Ojeda | Registered representative | Jun 2013 (13y) | ||
| Stefan Michael Carouge | Registered representative | Jun 2013 (13y) | ||
| Thomas Scott Mcgee | Registered representative | Jun 2013 (13y) | ||
| Theodore Samuel Coleman | Registered representative | Jun 2013 (13y) | ||
| Jennifer Sierra | Registered representative | Jun 2013 (13y) | ||
| Lorne Steven Keller | Registered representative | Jun 2013 (13y) | ||
| Marion Elizabeth Tettke | Registered representative | Jun 2013 (13y) | ||
| Ricardo M Kent | Registered representative | Jun 2013 (13y) | ||
| David Louis Forman | Registered representative | Jun 2013 (13y) | ||
| David E Mott | Registered representative | Jun 2013 (13y) | ||
| John Kyler Ferguson | Registered representative | Jun 2013 (13y) | ||
| Timothy Stephen Peyton | Registered representative | Jun 2013 (13y) | ||
| Jennifer Lynn Generoso | Registered representative | Jun 2013 (13y) | ||
| Joshua Paul Dopp | Registered representative | Jun 2013 (13y) | ||
| Justin Daniel Goninen | Registered representative | Jun 2013 (13y) | ||
| Vincent Julius Sege | Registered representative | Jun 2013 (13y) | ||
| Charles Fuller Doering | Registered representative | Jun 2013 (13y) | ||
| Eric Lee | Registered representative | Jun 2013 (13y) | ||
| Michael Edward Cecil | Registered representative | Jun 2013 (13y) | ||
| Matthew Bruce Jens | Registered representative | Jun 2013 (13y) | ||
| Zachary Asa Koffler | Registered representative | Jun 2013 (13y) | ||
| Caitlin Rhianna Johnston | Registered representative | Jun 2013 (13y) | ||
| Christopher Ray Davis | Registered representative | Jun 2013 (13y) | ||
| James Wright Harlin Hickerson | Registered representative | Jun 2013 (13y) | ||
| Albert S Toto | Registered representative | Jun 2013 (13y) | ||
| Julie Marie Hall | Registered representative | Jun 2013 (13y) | ||
| Charles Pavlov | Registered representative | Jun 2013 (13y) | ||
| David John Grudkowski | Registered representative | Jun 2013 (13y) | ||
| David Telford Hawkins | Registered representative | Jun 2013 (13y) | ||
| Keith Thomas Munera | Registered representative | Jun 2013 (13y) | ||
| Richard Aaron Lybarger | Registered representative | Jun 2013 (13y) | ||
| Shelby Jean Mulberger | Registered representative | Jun 2013 (13y) | ||
| Terry Ray Swartzentruber | Registered representative | Jun 2013 (13y) | ||
| Deborah Marie Lunceford | Registered representative | Jun 2013 (13y) | ||
| James Richard Barton | Registered representative | Jun 2013 (13y) | ||
| Luis A Alfonso | Registered representative | Jun 2013 (13y) | ||
| Christopher Frederick Effer | Registered representative | Jun 2013 (13y) | ||
| Christopher Philip Arnella | Registered representative | CFP | Jun 2013 (13y) | |
| My Co H Dinneen | Registered representative | Jun 2013 (13y) | ||
| Nicolas Dimitri Haussecker | Registered representative | Jun 2013 (13y) | ||
| Richard Nolan Sanders | Registered representative | Jun 2013 (13y) | ||
| Ryan Sean Winters | Registered representative | Jun 2013 (13y) | ||
| Elizabeth Brooke Groeger | Registered representative | Jun 2013 (13y) | ||
| Isabelle Agbassi Eckel | Registered representative | Jun 2013 (13y) | ||
| Michael Bailey Little | Registered representative | Jun 2013 (13y) | ||
| Peter Paul Mcevoy | Registered representative | Jun 2013 (13y) | ||
| Jack Nicholas Estep | Registered representative | Jun 2013 (13y) | ||
| Justin Derek Van Uden | Registered representative | Jun 2013 (13y) | ||
| Charles Ellis Norwood | Registered representative | Jul 2013 (13y) | ||
| Hollis Norman Gieger | Registered representative | CFP | Jul 2013 (13y) | |
| Joanne Meredith Yanogacio | Registered representative | Jul 2013 (13y) | ||
| Alexander Robert Blank | Registered representative | Jul 2013 (13y) | ||
| John Mason Coyne | Registered representative | Jul 2013 (13y) | ||
| Richard Andrew Kelly | Registered representative | Jul 2013 (13y) | ||
| Stephanie P Stathos | Registered representative | Jul 2013 (13y) | ||
| Celeste Dinerman | Registered representative | Jul 2013 (13y) | ||
| Dalia F Botero | Registered representative | Jul 2013 (13y) | ||
| Diptee K Borkar | Registered representative | Jul 2013 (13y) | ||
| Gilberto Jose Castro | Registered representative | Jul 2013 (13y) | ||
| Matthew Thomas Bennett Lapaglia | Registered representative | Jul 2013 (13y) | ||
| Adam Craig Wides | Registered representative | Jul 2013 (13y) | ||
| Armando Acevedo | Registered representative | Jul 2013 (13y) | ||
| Larry Lee Partin | Registered representative | Jul 2013 (13y) | ||
| Gregg Michael Gelber | Registered representative | Jul 2013 (13y) | ||
| Michael Brad Litrento | Registered representative | Jul 2013 (13y) | ||
| Luke Henry Halliday | Registered representative | CFP | Jul 2013 (13y) | |
| Savita Gautam Uttamsingh | Registered representative | Jul 2013 (13y) | ||
| William Robert Zeuner | Registered representative | Jul 2013 (13y) | ||
| Kimberly Ann Clark Schweitzer | Registered representative | Jul 2013 (13y) | ||
| Glenda Fiegl | Registered representative | Jul 2013 (13y) | ||
| Nisha Pillay Modak | Registered representative | Jul 2013 (13y) | ||
| Ronald William Tolle | Registered representative | Jul 2013 (13y) | ||
| Ryan Gregory Widrig | Registered representative | Jul 2013 (13y) | ||
| Avon David King | Registered representative | Jul 2013 (13y) | ||
| Daniel Dennis Crawford | Registered representative | Jul 2013 (13y) | ||
| Leonard Howard Kaplan | Registered representative | Jul 2013 (13y) | ||
| Michael J Rutkowski | Registered representative | Jul 2013 (13y) | ||
| Wayne Thomas Choisnet | Registered representative | Jul 2013 (13y) | ||
| Brian Tyler Harrod | Registered representative | Jul 2013 (13y) | ||
| Calvin Jacobs | Registered representative | Jul 2013 (13y) | ||
| Jacqueline Gallagher Lister | Registered representative | Jul 2013 (13y) | ||
| Cameron Richard O'neill | Registered representative | Jul 2013 (13y) | ||
| Andrew Louis Leoni | Registered representative | Jul 2013 (13y) | ||
| Blair Delbert Jenkins | Registered representative | Jul 2013 (13y) | ||
| Jacob Austin Fain | Registered representative | Jul 2013 (13y) | ||
| Christopher Dylan Whitman | Registered representative | Jul 2013 (13y) | ||
| Lore Michelle Storm | Registered representative | Jul 2013 (13y) | ||
| Roger Allen Evans | Registered representative | Jul 2013 (13y) | ||
| Shannon C Guelbert | Registered representative | Jul 2013 (13y) | ||
| Viktor Armand Hammer | Registered representative | Jul 2013 (13y) | ||
| Christopher Michael Foley | Registered representative | Jul 2013 (13y) | ||
| Jessica L Hacker | Registered representative | Jul 2013 (13y) | ||
| Matthew Alan Metzger | Registered representative | Jul 2013 (13y) | ||
| Thomas Mcdonough Mathison | Registered representative | Jul 2013 (13y) | ||
| Aaron Joseph Mcintyre | Registered representative | Jul 2013 (13y) | ||
| Dean Joseph Cimino | Registered representative | Jul 2013 (13y) | ||
| Jeanette Marie Fay | Registered representative | Jul 2013 (13y) | ||
| John Fabian | Registered representative | Jul 2013 (13y) | ||
| John Lawrence Mccarthy | Registered representative | Jul 2013 (13y) | ||
| Louis Francis Mosca | Registered representative | Jul 2013 (13y) | ||
| Mark William Korlishin | Registered representative | Jul 2013 (13y) | ||
| Pamela Panaiota Praetorius | Registered representative | Jul 2013 (13y) | ||
| Robert Petrus Wilhelm Kanters | Registered representative | Jul 2013 (13y) | ||
| Stephen Patrick Dalton | Registered representative | Jul 2013 (13y) | ||
| Thomas Charles Miller | Registered representative | Jul 2013 (13y) | ||
| Traci Lee Hoelzel | Registered representative | Jul 2013 (13y) | ||
| Arthur Douglas Stevens | Registered representative | CFP | Jul 2013 (13y) | |
| Charles Patrick Robinson | Registered representative | Jul 2013 (13y) | ||
| Douglas Philip Shank | Registered representative | Jul 2013 (13y) | ||
| Elizabeth Ann Kaufmann | Registered representative | Jul 2013 (13y) | ||
| Jeffrey Thacher Weekes | Registered representative | Jul 2013 (13y) | ||
| Marlon Frederick Travis | Registered representative | Jul 2013 (13y) | ||
| Robert Wayne Yoder | Registered representative | Jul 2013 (13y) | ||
| Ronald R Wetzel | Registered representative | Jul 2013 (13y) | ||
| Travis Alan Sinquefield | Registered representative | Jul 2013 (13y) | ||
| W R Waldeisen | Registered representative | Jul 2013 (13y) | ||
| William Drewes Smith | Registered representative | Jul 2013 (13y) | ||
| John Bernard Madzin | Registered representative | Aug 2013 (13y) | ||
| Robert Francis Manning | Registered representative | Aug 2013 (13y) | ||
| James Hart Lannan | Registered representative | Aug 2013 (13y) | ||
| Michael George Kowal | Registered representative | Aug 2013 (13y) | ||
| Michael Scott Fosina | Registered representative | Aug 2013 (13y) | ||
| Pierce G Leasca | Registered representative | Aug 2013 (13y) | ||
| Daniel Dana Jackson | Registered representative | Aug 2013 (13y) | ||
| Ian R Fitz Patrick | Registered representative | Aug 2013 (13y) | ||
| James Francis Meyers | Registered representative | Aug 2013 (13y) | ||
| Patrick F Henry | Registered representative | Aug 2013 (13y) | ||
| David Narvaez | Registered representative | Aug 2013 (13y) | ||
| Gabrielle Caroline Bird | Registered representative | Aug 2013 (13y) | ||
| Micah Oleary Kurtz | Registered representative | Aug 2013 (13y) | ||
| Patrick Vickers Roth | Registered representative | Aug 2013 (13y) | ||
| Sarah Everts Phillips | Registered representative | Aug 2013 (13y) | ||
| William Henry Oakland | Registered representative | Aug 2013 (13y) | ||
| Caroline J Kline | Registered representative | Aug 2013 (13y) | ||
| Robert Neil Blendu | Registered representative | Aug 2013 (13y) | ||
| Christina Marie Parushev | Registered representative | Aug 2013 (13y) | ||
| Elizabeth Taylor Moore | Registered representative | Aug 2013 (13y) | ||
| Herbert Marion Rhodes | Registered representative | Aug 2013 (13y) | ||
| Joseph Blaine Arbogast, Sr. | Registered representative | Aug 2013 (13y) | ||
| Michael John Wiley | Registered representative | Aug 2013 (13y) | ||
| Patrick Francis Donnelly | Registered representative | Aug 2013 (13y) | ||
| Carly Anne Rainero | Registered representative | Aug 2013 (13y) | ||
| David Jordan Mash | Registered representative | Aug 2013 (13y) | ||
| Gabriel C Lynn | Registered representative | Aug 2013 (13y) | ||
| Jason David Bernstein | Registered representative | Aug 2013 (13y) | ||
| Amanda S Raney | Registered representative | Aug 2013 (13y) | ||
| Deborah A Swarr | Registered representative | Aug 2013 (13y) | ||
| Robert M Edwards | Registered representative | Aug 2013 (13y) | ||
| Susan Alintoff | Registered representative | Aug 2013 (13y) | ||
| Cynthia E Jones | Registered representative | Aug 2013 (13y) | ||
| Farra Mcrae Alford | Registered representative | Aug 2013 (13y) | ||
| Paul F Quaranta | Registered representative | Aug 2013 (13y) | ||
| Steven Allen Griffith | Registered representative | Aug 2013 (13y) | ||
| William Lucas Nichols | Registered representative | CFP | Aug 2013 (13y) | |
| Deborah Lynn Tryon | Registered representative | Aug 2013 (13y) | ||
| Frank Ronald Marano | Registered representative | Aug 2013 (13y) | ||
| Gordon A Williams | Registered representative | Aug 2013 (13y) | ||
| Jeffrey D Stanley | Registered representative | Aug 2013 (13y) | ||
| Nicole Renee Clark | Registered representative | Aug 2013 (13y) | ||
| Timothy Patrick Murphy | Registered representative | Aug 2013 (13y) | ||
| Charles Matthew Olson | Registered representative | Aug 2013 (13y) | ||
| Donald Marano | Registered representative | Aug 2013 (13y) | ||
| Federico Gambineri | Registered representative | Aug 2013 (13y) | ||
| Marko Theodore Govedarica | Registered representative | Aug 2013 (13y) | ||
| Michael Thomas Eichner | Registered representative | Aug 2013 (13y) | ||
| Sarah L Silva | Registered representative | Aug 2013 (13y) | ||
| Ioulia Sergeyevna Nikiforova | Registered representative | Aug 2013 (13y) | ||
| Jeffrey Alan Carr | Registered representative | Aug 2013 (13y) | ||
| Spencer B Curtis | Registered representative | Aug 2013 (13y) | ||
| Terrel Dale Scott | Registered representative | Aug 2013 (13y) | ||
| Julie Lynn Seavey | Registered representative | Aug 2013 (13y) | ||
| Treasure Fay Edwards | Registered representative | Aug 2013 (13y) | ||
| Robert J Moreira | Registered representative | Aug 2013 (13y) | ||
| Santo Borsellino | Registered representative | Aug 2013 (13y) | ||
| Kara Elizabeth Tichawa | Registered representative | Aug 2013 (13y) | ||
| Rhett Healy Merchant | Registered representative | Aug 2013 (13y) | ||
| Yuji Fujii | Registered representative | CFP | Aug 2013 (13y) | |
| Samantha W Zecopoulos | Registered representative | Sep 2013 (13y) | ||
| Jack Hoehlein | Registered representative | Sep 2013 (13y) | ||
| Charles Sylvester West | Registered representative | Sep 2013 (13y) | ||
| Jacob H Schkud | Registered representative | Sep 2013 (13y) | ||
| William J Mcdavitt | Registered representative | Sep 2013 (13y) | ||
| Kelly Annette Drake | Registered representative | Sep 2013 (13y) | ||
| Richard William Maurer | Registered representative | Sep 2013 (13y) | ||
| Julie Diane Flieder | Registered representative | Sep 2013 (13y) | ||
| Angelyn Partridge Breda | Registered representative | Sep 2013 (13y) | ||
| Carmine N. Rullo | Registered representative | Sep 2013 (13y) | ||
| Gregory H Barbeau | Registered representative | Sep 2013 (13y) | ||
| Paulina Krystyna Matel | Registered representative | Sep 2013 (13y) | ||
| Angela Mary Sprenkle | Registered representative | Sep 2013 (13y) | ||
| Anthony S Lafonte | Registered representative | Sep 2013 (13y) | ||
| Elizabeth Punzi | Registered representative | Sep 2013 (13y) | ||
| Lisa Shalett | Registered representative | Sep 2013 (13y) | ||
| Matthew B Friedl | Registered representative | Sep 2013 (13y) | ||
| Sanjay Harisingani | Registered representative | Sep 2013 (13y) | ||
| Stella Andrea Dunn | Registered representative | Sep 2013 (13y) | ||
| Jennifer Anne Richardson | Registered representative | Sep 2013 (13y) | ||
| Maria Joy Brouwer | Registered representative | Sep 2013 (13y) | ||
| Matthew Wadsworth Cooper | Registered representative | Sep 2013 (13y) | ||
| Jennifer S Byrne | Registered representative | Sep 2013 (13y) | ||
| Christine Ann Varvatos | Registered representative | Sep 2013 (13y) | ||
| Christopher Michael Mullen | Registered representative | Sep 2013 (13y) | ||
| Davin Pao Chen | Registered representative | Sep 2013 (13y) | ||
| Stephen M Ashworth | Registered representative | Sep 2013 (13y) | ||
| Alex Douglas Cole | Registered representative | Sep 2013 (13y) | ||
| Marisa Beth Goldstein | Registered representative | Sep 2013 (13y) | ||
| Carol Hoffman | Registered representative | Sep 2013 (13y) | ||
| Nisa Kaye Salins | Registered representative | Sep 2013 (13y) | ||
| Steven C Gaziano | Registered representative | Sep 2013 (13y) | ||
| Abbas Baqueri | Registered representative | Sep 2013 (13y) | ||
| Christopher David Barclay | Registered representative | Sep 2013 (13y) | ||
| Marissa Keiko Simon | Registered representative | Sep 2013 (13y) | ||
| Michael Stuart Radecke | Registered representative | Sep 2013 (13y) | ||
| Robert Durst Finan | Registered representative | Sep 2013 (13y) | ||
| Steven John Szmak | Registered representative | Sep 2013 (13y) | ||
| Bryan H Harmon | Registered representative | Sep 2013 (13y) | ||
| Frederick Gene Costantino | Registered representative | Sep 2013 (13y) | ||
| Jonathan Jay Kaynes | Registered representative | Sep 2013 (13y) | ||
| Mary Ka Yan Mcbeath | Registered representative | Sep 2013 (13y) | ||
| Michael R Costantino | Registered representative | Sep 2013 (13y) | ||
| R Marshall Douthat | Registered representative | Sep 2013 (13y) | ||
| Stephen Cowan Whitman | Registered representative | Sep 2013 (13y) | ||
| Utkarsh Vasa | Registered representative | Sep 2013 (13y) | ||
| Wendi Lee Eckardt | Registered representative | Sep 2013 (13y) | ||
| George Walter Stanley | Registered representative | Oct 2013 (13y) | ||
| Nancy Louise Klay | Registered representative | Oct 2013 (13y) | ||
| Robert Bradley Stedman | Registered representative | Oct 2013 (13y) | ||
| Angela Jean Marcheschi | Registered representative | Oct 2013 (13y) | ||
| Ellis Edwards Minton | Registered representative | Oct 2013 (13y) | ||
| Karen L Harootenian | Registered representative | Oct 2013 (13y) | ||
| Jonathan Elian Shane | Registered representative | Oct 2013 (13y) | ||
| Francesca Maria Zavolta | Registered representative | Oct 2013 (13y) | ||
| Kenneth Gregory Stewart | Registered representative | Oct 2013 (13y) | ||
| Liliana O'leary | Registered representative | Oct 2013 (13y) | ||
| Alexander James Fruchtman | Registered representative | Oct 2013 (13y) | ||
| Donna Jean Mackay | Registered representative | CFP CFA | Oct 2013 (13y) | |
| Glenn Scott Fischer | Registered representative | Oct 2013 (13y) | ||
| Gregg Ryan Champion | Registered representative | Oct 2013 (13y) | ||
| Han L Bunch | Registered representative | Oct 2013 (13y) | ||
| David Phillip Niles | Registered representative | Oct 2013 (13y) | ||
| Mary Katherine Mac Nee | Registered representative | Oct 2013 (13y) | ||
| Nina Del Rosario Chung | Registered representative | Oct 2013 (13y) | ||
| Nita Pei Lin Ma | Registered representative | Oct 2013 (13y) | ||
| Sandra Astrith Ruiz | Registered representative | Oct 2013 (13y) | ||
| Mary Pinckney Wood | Registered representative | Oct 2013 (13y) | ||
| Sabrina Kay Lee | Registered representative | Oct 2013 (13y) | ||
| Vincent Joseph Celano | Registered representative | Oct 2013 (13y) | ||
| Zachary Wische | Registered representative | Oct 2013 (13y) | ||
| Christopher Martin Garcia | Registered representative | Oct 2013 (13y) | ||
| Isaac Lim | Registered representative | Oct 2013 (13y) | ||
| Laura B Straehla | Registered representative | Oct 2013 (13y) | ||
| Matthew Ryan Conway | Registered representative | Oct 2013 (13y) | ||
| Randa Paige Abner Peden | Registered representative | Oct 2013 (13y) | ||
| Ted Lynn Bowling | Registered representative | Oct 2013 (13y) | ||
| Kelsey Alyson Randall | Registered representative | Oct 2013 (13y) | ||
| Caroline Brady Fuerniss | Registered representative | Oct 2013 (13y) | ||
| Craig Eliot Cisney | Registered representative | Oct 2013 (13y) | ||
| Demi S Chan | Registered representative | Oct 2013 (13y) | ||
| Craig Dwayne Mckenzie | Registered representative | Oct 2013 (13y) | ||
| Paul Monroe Malin | Registered representative | Oct 2013 (13y) | ||
| Brenda Jean Ell | Registered representative | Oct 2013 (13y) | ||
| Brian Jason Kahn | Registered representative | Oct 2013 (13y) | ||
| Jillian Pain Walker | Registered representative | Oct 2013 (13y) | ||
| Joel William Thorp | Registered representative | Oct 2013 (13y) | ||
| Lindsey Michelle Martin | Registered representative | Oct 2013 (13y) | ||
| Tarik Hamilton El Bassiouni | Registered representative | Oct 2013 (13y) | ||
| Theresa Elena Chacopulos | Registered representative | Oct 2013 (13y) | ||
| Ali Khisraw Rahimi | Registered representative | Oct 2013 (13y) | ||
| Catherine Sarah Fawls | Registered representative | Oct 2013 (13y) | ||
| Jennifer Sanford Moulton | Registered representative | Oct 2013 (13y) | ||
| John Hong | Registered representative | Oct 2013 (13y) | ||
| Judith Kay Mccammon | Registered representative | Oct 2013 (13y) | ||
| Kevin Daniel Phillips | Registered representative | Oct 2013 (13y) | ||
| Thomas Richard Long | Registered representative | Oct 2013 (13y) | ||
| William Richard Thompson | Registered representative | Oct 2013 (13y) | ||
| Alexander David Fowler | Registered representative | Oct 2013 (13y) | ||
| Alison E Wilson | Registered representative | Oct 2013 (13y) | ||
| Daniel John Swiderski | Registered representative | Oct 2013 (13y) | ||
| Sean Yang Melendez | Registered representative | Oct 2013 (13y) | ||
| Steven Tyler Witsman | Registered representative | Oct 2013 (13y) | ||
| Scott Alan Altemose | Registered representative | Oct 2013 (13y) | ||
| Christopher Hugh Brock | Registered representative | Nov 2013 (13y) | ||
| Jana Schell Scott | Registered representative | Nov 2013 (13y) | ||
| Patrick Kyle Taylor | Registered representative | CFP | Nov 2013 (13y) | |
| Amanda Hollingsworth Blair | Registered representative | Nov 2013 (13y) | ||
| Matthew Borzani Lichtenstein | Registered representative | Nov 2013 (13y) | ||
| Derek Joseph Botelho | Registered representative | Nov 2013 (13y) | ||
| Michael David Aronson | Registered representative | Nov 2013 (13y) | ||
| David James Knudsen | Registered representative | Nov 2013 (13y) | ||
| Frank T Murray | Registered representative | Nov 2013 (13y) | ||
| Karin Lynn Longhurst | Registered representative | Nov 2013 (13y) | ||
| Mark Francis Genovese | Registered representative | Nov 2013 (13y) | ||
| Victoria Walters Hayward | Registered representative | Nov 2013 (13y) | ||
| Christina Vassiliki Holland | Registered representative | Nov 2013 (13y) | ||
| Paul E. Daniels | Registered representative | Nov 2013 (13y) | ||
| Eric Nathan Chandler | Registered representative | Nov 2013 (13y) | ||
| Blake Vincent Hilts | Registered representative | Nov 2013 (13y) | ||
| Jason Thomas Collins | Registered representative | Nov 2013 (13y) | ||
| Keri Ranae Burton | Registered representative | Nov 2013 (13y) | ||
| Megan S Bruner | Registered representative | Nov 2013 (13y) | ||
| Michael Shay Womack | Registered representative | Nov 2013 (13y) | ||
| Devon Blaine Latimer | Registered representative | Nov 2013 (13y) | ||
| Karen Rose Myers | Registered representative | Nov 2013 (13y) | ||
| Samantha Paige Hobart | Registered representative | CFP | Nov 2013 (13y) | |
| Sean Patrick Finley | Registered representative | Nov 2013 (13y) | ||
| Eric Francis Hernandez | Registered representative | Nov 2013 (13y) | ||
| Irene Ai Lin Liu | Registered representative | Nov 2013 (13y) | ||
| Kevin David Cunningham | Registered representative | CFP | Nov 2013 (13y) | |
| Angelina D Mcclellan | Registered representative | Nov 2013 (13y) | ||
| Chad Robert Ellman | Registered representative | Nov 2013 (13y) | ||
| Gina Madeleine Bolinske | Registered representative | Nov 2013 (13y) | ||
| Janet Marie Jones | Registered representative | Nov 2013 (13y) | ||
| Jean Paul Prenevost | Registered representative | Nov 2013 (13y) | ||
| Jennifer Caroline Olson | Registered representative | Nov 2013 (13y) | ||
| Kristopher Michael Schultz | Registered representative | Nov 2013 (13y) | ||
| Laura A Thureson | Registered representative | Nov 2013 (13y) | ||
| Melissa Renee Korman | Registered representative | Nov 2013 (13y) | ||
| Michael Thomas Hanley | Registered representative | Nov 2013 (13y) | ||
| Daniel Anders Utoft | Registered representative | Nov 2013 (13y) | ||
| Doreen Louise Dehaan | Registered representative | Nov 2013 (13y) | ||
| Jack Sheridan Jagla | Registered representative | Nov 2013 (13y) | ||
| John Lawrence Hogan | Registered representative | Nov 2013 (13y) | ||
| Ryan Takashi Matsuura | Registered representative | Nov 2013 (13y) | ||
| Jaekwan Solomon Kim | Registered representative | Nov 2013 (13y) | ||
| Kristen Ann Dalton | Registered representative | Nov 2013 (13y) | ||
| Richard E Deitrick | Registered representative | Nov 2013 (13y) | ||
| Austin Wesley Gates | Registered representative | Nov 2013 (13y) | ||
| Benjamin Thomas Murphy | Registered representative | Nov 2013 (13y) | ||
| Douglas Allen Webb | Registered representative | Nov 2013 (13y) | ||
| James Raymond Cox | Registered representative | Nov 2013 (13y) | ||
| David G Adams | Registered representative | Nov 2013 (13y) | ||
| Kayla Jo Lange | Registered representative | Nov 2013 (13y) | ||
| Michael Cruz | Registered representative | Nov 2013 (13y) | ||
| Thomas Joseph Grenda | Registered representative | Nov 2013 (13y) | ||
| Dianne S Jurica | Registered representative | Nov 2013 (13y) | ||
| Scarlet Nichole Kelso | Registered representative | Nov 2013 (13y) | ||
| Taylor James Young | Registered representative | Nov 2013 (13y) | ||
| James C Lindsay | Registered representative | Nov 2013 (13y) | ||
| James Robert Vogel | Registered representative | Nov 2013 (13y) | ||
| Kevin Eugene Neville | Registered representative | Nov 2013 (13y) | ||
| Lashell Louise Lentz | Registered representative | CFP | Nov 2013 (13y) | |
| Shannon Dee Chase | Registered representative | Nov 2013 (13y) | ||
| Steven Mark Hart | Registered representative | Nov 2013 (13y) | ||
| Marie Hyun Sun Murdock | Registered representative | Dec 2013 (13y) | ||
| Stephanie R Holden | Registered representative | Dec 2013 (13y) | ||
| Darcy Rae Dahl | Registered representative | Dec 2013 (13y) | ||
| Gina Burton | Registered representative | Dec 2013 (13y) | ||
| Judith Ann Reed | Registered representative | Dec 2013 (13y) | ||
| Anthony Jon Maldonado | Registered representative | Dec 2013 (13y) | ||
| Cesar Martin Castelo | Registered representative | Dec 2013 (13y) | ||
| Amanda Teresa Rusciano | Registered representative | Dec 2013 (13y) | ||
| Jonathan Edmon Tarshish | Registered representative | Dec 2013 (13y) | ||
| Thomas Stephen Delahunt | Registered representative | Dec 2013 (13y) | ||
| Eric C Mcmahon | Registered representative | Dec 2013 (13y) | ||
| Kang Su Lee | Registered representative | Dec 2013 (13y) | ||
| Brandon Vincent Riley | Registered representative | Dec 2013 (13y) | ||
| Shaun Patrick Ratay | Registered representative | Dec 2013 (13y) | ||
| Christopher John Tisi | Registered representative | Dec 2013 (13y) | ||
| John A De La Cruz | Registered representative | Dec 2013 (13y) | ||
| Lemuel Lee Daniels | Registered representative | Dec 2013 (13y) | ||
| Melonie Maude Kaiser | Registered representative | Dec 2013 (13y) | ||
| Erik Gonzalez | Registered representative | Dec 2013 (13y) | ||
| Thomas Anthony Cifelli | Registered representative | Dec 2013 (13y) | ||
| Tomer Rabizadeh | Registered representative | Dec 2013 (13y) | ||
| Bryan Michael Pitman | Registered representative | Dec 2013 (13y) | ||
| Douglas William Doran | Registered representative | Dec 2013 (13y) | ||
| Eric Joseph Koch | Registered representative | Dec 2013 (13y) | ||
| Lawrence David Berberian | Registered representative | Dec 2013 (13y) | ||
| Roy Edward Parsons | Registered representative | Dec 2013 (13y) | ||
| Candace Goin Mcconnell | Registered representative | Dec 2013 (13y) | ||
| Leslie Byron Williams | Registered representative | Dec 2013 (13y) | ||
| Kenneth Rodman Robson | Registered representative | Dec 2013 (13y) | ||
| Kyle Stephen Marshall | Registered representative | Dec 2013 (13y) | ||
| Jorge P Rodriguez | Registered representative | Jan 2014 (13y) | ||
| Mark Ronald Langner | Registered representative | Jan 2014 (13y) | ||
| Darren Cardosa Harmon | Registered representative | Jan 2014 (13y) | ||
| George Henry Kane | Registered representative | Jan 2014 (13y) | ||
| Marc Louis Simoni | Registered representative | Jan 2014 (13y) | ||
| Ramon William Ortel | Registered representative | Jan 2014 (13y) | ||
| Roberta C Arakaki | Registered representative | Jan 2014 (13y) | ||
| Sally Ann Weger | Registered representative | Jan 2014 (13y) | ||
| Stephen Paul Mayrose | Registered representative | Jan 2014 (13y) | ||
| Bartosz Piotr Bak | Registered representative | CFP | Jan 2014 (13y) | |
| Bryan Nicholas Mountain | Registered representative | Jan 2014 (13y) | ||
| Charlotte Danielle Humphrey | Registered representative | Jan 2014 (13y) | ||
| Christopher George Venuti | Registered representative | Jan 2014 (13y) | ||
| David Albert Castleberry | Registered representative | Jan 2014 (13y) | ||
| James L Mills | Registered representative | Jan 2014 (13y) | ||
| Janet Lynn Woods | Registered representative | Jan 2014 (13y) | ||
| Marc C. Roggenkamp | Registered representative | Jan 2014 (13y) | ||
| Micah Thomas Shields | Registered representative | Jan 2014 (13y) | ||
| Najeba Orshan | Registered representative | Jan 2014 (13y) | ||
| Rita J Rothstein | Registered representative | Jan 2014 (13y) | ||
| Michael Alan Cott | Registered representative | Jan 2014 (13y) | ||
| Leah Helene Jacobson Schug | Registered representative | Jan 2014 (13y) | ||
| Michael Neely Lawrence | Registered representative | Jan 2014 (13y) | ||
| Candice Ann Gray | Registered representative | Jan 2014 (13y) | ||
| Susan Teresa Dudek | Registered representative | Jan 2014 (13y) | ||
| Howard James Sacks | Registered representative | Jan 2014 (13y) | ||
| Kenneth Erik Sorensen | Registered representative | Jan 2014 (13y) | ||
| Jason M Shimoda | Registered representative | Jan 2014 (13y) | ||
| Lee Roland Sundstrom | Registered representative | Jan 2014 (13y) | ||
| Maria Carmen D Baker | Registered representative | Jan 2014 (13y) | ||
| Peter John Christus | Registered representative | Jan 2014 (13y) | ||
| Serena Otazu | Registered representative | Jan 2014 (13y) | ||
| Philip David Stair | Registered representative | Jan 2014 (13y) | ||
| Juan Ocanas | Registered representative | Jan 2014 (13y) | ||
| Maryellen C Bukowski | Registered representative | Jan 2014 (13y) | ||
| Christopher Boon Leng Hoe | Registered representative | Jan 2014 (13y) | ||
| Toni Jo Sprouse | Registered representative | Jan 2014 (13y) | ||
| William Brandon Byrne | Registered representative | Jan 2014 (13y) | ||
| Loni Kay Rothenberger | Registered representative | Jan 2014 (13y) | ||
| Everardo Vidaurri | Registered representative | Jan 2014 (13y) | ||
| David Ross O'connor | Registered representative | Jan 2014 (13y) | ||
| Elizabeth J Dong | Registered representative | Jan 2014 (13y) | ||
| Emily S Bender | Registered representative | Jan 2014 (13y) | ||
| Michael L Wise | Registered representative | Jan 2014 (13y) | ||
| Noah J Rubin | Registered representative | Jan 2014 (13y) | ||
| Kathleen Cassandra Pruess | Registered representative | Jan 2014 (13y) | ||
| Liam Nicholas Smith | Registered representative | Jan 2014 (13y) | ||
| Megan J Bannan | Registered representative | Jan 2014 (13y) | ||
| Michelle L Ruiz | Registered representative | Jan 2014 (13y) | ||
| Robert Thomas Kennedy | Registered representative | Jan 2014 (13y) | ||
| Vincent F Cioffi | Registered representative | Jan 2014 (13y) | ||
| James Warren Friedlan | Registered representative | Jan 2014 (13y) | ||
| John William Creahan Jr | Registered representative | Jan 2014 (13y) | ||
| Kevin Ricardo Shurland | Registered representative | Jan 2014 (13y) | ||
| Dale Williams Whitmer | Registered representative | Jan 2014 (13y) | ||
| James Clifford Walker | Registered representative | Jan 2014 (13y) | ||
| John Joseph Lerose | Registered representative | Jan 2014 (13y) | ||
| Joseph C Buenavista | Registered representative | Jan 2014 (13y) | ||
| Louis Charles Larson | Registered representative | Jan 2014 (13y) | ||
| Gavin Macke Rayburn | Registered representative | Feb 2014 (13y) | ||
| Aaron Jason Sotak | Registered representative | Feb 2014 (12y) | ||
| Charmaine Townsend Turner | Registered representative | Feb 2014 (12y) | ||
| Christopher J Slaven | Registered representative | Feb 2014 (12y) | ||
| Cindy Young Raap | Registered representative | Feb 2014 (12y) | ||
| Daniel Joseph Seaman | Registered representative | Feb 2014 (12y) | ||
| Daniel Patrick Brown | Registered representative | Feb 2014 (12y) | ||
| David Allen White | Registered representative | Feb 2014 (12y) | ||
| Elsie Dolores Metzl | Registered representative | Feb 2014 (12y) | ||
| Katherine Mary Seitz | Registered representative | Feb 2014 (12y) | ||
| Margaret Ann Strausser | Registered representative | Feb 2014 (12y) | ||
| Miki Christina Ohashi | Registered representative | Feb 2014 (12y) | ||
| Ryan Elliot Lewis | Registered representative | Feb 2014 (12y) | ||
| David Allen Olson | Registered representative | Feb 2014 (12y) | ||
| Dawn Marie Krysan | Registered representative | Feb 2014 (12y) | ||
| Donald Corey Moore | Registered representative | Feb 2014 (12y) | ||
| Donna Jean Klicka | Registered representative | Feb 2014 (12y) | ||
| Gregg Matthew Cummings | Registered representative | Feb 2014 (12y) | ||
| Jacquelyn D Lumley | Registered representative | Feb 2014 (12y) | ||
| James William Brennan | Registered representative | Feb 2014 (12y) | ||
| Jeffrey Edward Gillis | Registered representative | Feb 2014 (12y) | ||
| Jeffrey Robert Ament | Registered representative | Feb 2014 (12y) | ||
| Jennifer Nicole Carroll | Registered representative | Feb 2014 (12y) | ||
| Joan Louise Fedt | Registered representative | Feb 2014 (12y) | ||
| Joseph Anthony Delmonico | Registered representative | Feb 2014 (12y) | ||
| Joyce Paumen Michael | Registered representative | Feb 2014 (12y) | ||
| Kathleen Mary Allison | Registered representative | Feb 2014 (12y) | ||
| Kevin Dean Riskevich | Registered representative | Feb 2014 (12y) | ||
| Kevin Dennis Grahek | Registered representative | Feb 2014 (12y) | ||
| Lance Stephan Benzer | Registered representative | Feb 2014 (12y) | ||
| Laurie Beth Klaphake | Registered representative | Feb 2014 (12y) | ||
| Martin Bernard Schneider | Registered representative | Feb 2014 (12y) | ||
| Peter Sean Keller | Registered representative | Feb 2014 (12y) | ||
| Robert Paul Macmullan | Registered representative | Feb 2014 (12y) | ||
| Roy F Smalley | Registered representative | Feb 2014 (12y) | ||
| Russell Frank Stains | Registered representative | Feb 2014 (12y) | ||
| Sean G Lutz | Registered representative | Feb 2014 (12y) | ||
| Steven Allan Madden | Registered representative | Feb 2014 (12y) | ||
| Susan Marie Litecky | Registered representative | Feb 2014 (12y) | ||
| Amy W Aadalen | Registered representative | Feb 2014 (12y) | ||
| Bradford Vail Baker | Registered representative | CFP | Feb 2014 (12y) | |
| Brian Jerome Warpinski | Registered representative | Feb 2014 (12y) | ||
| Brian John Klecan | Registered representative | Feb 2014 (12y) | ||
| Daniel Alan Anderson | Registered representative | Feb 2014 (12y) | ||
| Daniel Anthony Ament | Registered representative | Feb 2014 (12y) | ||
| Donna Sue Bailey | Registered representative | Feb 2014 (12y) | ||
| Dorian Margaret Hanson | Registered representative | Feb 2014 (12y) | ||
| James Francis Blake | Registered representative | Feb 2014 (12y) | ||
| Jana L Holst | Registered representative | Feb 2014 (12y) | ||
| Jennifer A Nelson | Registered representative | Feb 2014 (12y) | ||
| Jennifer Lynne Olson | Registered representative | Feb 2014 (12y) | ||
| John David Naslund | Registered representative | Feb 2014 (12y) | ||
| John Francis Coyle | Registered representative | Feb 2014 (12y) | ||
| John Michael Geelan | Registered representative | Feb 2014 (12y) | ||
| Jonathan Jerome Dayton | Registered representative | Feb 2014 (12y) | ||
| Kendall Bullock Wear | Registered representative | Feb 2014 (12y) | ||
| L Jason Ripple | Registered representative | Feb 2014 (12y) | ||
| Laura Martha Arntson | Registered representative | Feb 2014 (12y) | ||
| Michael Roger Junker | Registered representative | Feb 2014 (12y) | ||
| Nicholas Brent Nerland | Registered representative | Feb 2014 (12y) | ||
| Patrick B Brigman | Registered representative | Feb 2014 (12y) | ||
| Ryan Richard Johnson | Registered representative | Feb 2014 (12y) | ||
| Sean Patrick Kearns | Registered representative | Feb 2014 (12y) | ||
| Sean Vincent Carolan | Registered representative | Feb 2014 (12y) | ||
| Stephanie Anne Nilsen | Registered representative | Feb 2014 (12y) | ||
| Eric W Smith | Registered representative | Feb 2014 (12y) | ||
| James Joseph Clause | Registered representative | Feb 2014 (12y) | ||
| Jenny Lee | Registered representative | Feb 2014 (12y) | ||
| Kam Lin Mata | Registered representative | Feb 2014 (12y) | ||
| Tyler Franklin Lombardo | Registered representative | Feb 2014 (12y) | ||
| Delaura Danesh | Registered representative | Feb 2014 (12y) | ||
| Catherine Elizabeth Symanek | Registered representative | Feb 2014 (12y) | ||
| Evan Matthew Semegran | Registered representative | Feb 2014 (12y) | ||
| Jane Rav | Registered representative | Feb 2014 (12y) | ||
| Jason Patrick Mccarty | Registered representative | Feb 2014 (12y) | ||
| Karl Matthew Anderson | Registered representative | Feb 2014 (12y) | ||
| Samuel Abraham Gilbert | Registered representative | Feb 2014 (12y) | ||
| Shawn Andrew Rubin | Registered representative | Feb 2014 (12y) | ||
| Benjamin Tucker Willey | Registered representative | Feb 2014 (12y) | ||
| Eduardo Francisco Mendiola | Registered representative | Feb 2014 (12y) | ||
| Tammy Loyola White | Registered representative | Feb 2014 (12y) | ||
| Joanne Lynn Mills | Registered representative | Feb 2014 (12y) | ||
| Natassya Tossany | Registered representative | CFP | Feb 2014 (12y) | |
| Paul D Gladkowski | Registered representative | Feb 2014 (12y) | ||
| Scott Michael Duplantis | Registered representative | Feb 2014 (12y) | ||
| Theodore Cooke Waters Iii | Registered representative | Feb 2014 (12y) | ||
| Timothy Joseph Schere | Registered representative | Feb 2014 (12y) | ||
| Daniel Edward Tedesco | Registered representative | CFP | Feb 2014 (12y) | |
| Dennis Coleman Madden | Registered representative | CFP | Feb 2014 (12y) | |
| Gail B Ginn | Registered representative | Feb 2014 (12y) | ||
| Gregory Matthew Smithson | Registered representative | Feb 2014 (12y) | ||
| Kimberly Ann Lutz | Registered representative | Feb 2014 (12y) | ||
| Rebecca Nichole Cyphers | Registered representative | Feb 2014 (12y) | ||
| Andrea V Ferrao | Registered representative | Feb 2014 (12y) | ||
| Agnes Brenson | Registered representative | Feb 2014 (12y) | ||
| Annamarie Louise Priolo | Registered representative | CFP | Feb 2014 (12y) | |
| Robert J Priolo | Registered representative | Feb 2014 (12y) | ||
| Thomas Scott Gillund | Registered representative | Feb 2014 (12y) | ||
| Leigh Gillespie Holbrook | Registered representative | Feb 2014 (12y) | ||
| Christine Noelle Cote | Registered representative | Feb 2014 (12y) | ||
| Peter Joseph Motta | Registered representative | Feb 2014 (12y) | ||
| Alfonso R Pena | Registered representative | Feb 2014 (12y) | ||
| Carlotta Griffin | Registered representative | Feb 2014 (12y) | ||
| Cole Henderson | Registered representative | Feb 2014 (12y) | ||
| Elizabeth Catherine Smith | Registered representative | Feb 2014 (12y) | ||
| Marley Wong | Registered representative | Feb 2014 (12y) | ||
| Richard A Bloom | Registered representative | Feb 2014 (12y) | ||
| Ahmet Niyazi Terzioglu | Registered representative | Mar 2014 (12y) | ||
| Amy Daly | Registered representative | Mar 2014 (12y) | ||
| Amy Lea Bonetto | Registered representative | Mar 2014 (12y) | ||
| Andrew M. Bernstein | Registered representative | Mar 2014 (12y) | ||
| Arthur Caruso | Registered representative | Mar 2014 (12y) | ||
| Arthur Murphy | Registered representative | Mar 2014 (12y) | ||
| Brian Joseph Gossman | Registered representative | Mar 2014 (12y) | ||
| Carol Lee Murphy | Registered representative | Mar 2014 (12y) | ||
| Cary Albert Greenberg | Registered representative | Mar 2014 (12y) | ||
| Christine Marie Contursi | Registered representative | Mar 2014 (12y) | ||
| Christopher Bryan Podskoc | Registered representative | Mar 2014 (12y) | ||
| Christopher Dennis Doucette | Registered representative | Mar 2014 (12y) | ||
| Christopher Joseph Mckeefrey | Registered representative | Mar 2014 (12y) | ||
| Christopher Jude D'ambrosio | Registered representative | Mar 2014 (12y) | ||
| Cristobal Colon | Registered representative | Mar 2014 (12y) | ||
| Crystal Ka Wai Ho | Registered representative | Mar 2014 (12y) | ||
| Daniel Robert Liff | Registered representative | Mar 2014 (12y) | ||
| David Richard Scharf | Registered representative | Mar 2014 (12y) | ||
| Debra Lee Blair | Registered representative | Mar 2014 (12y) | ||
| Derek Sean Finnell | Registered representative | Mar 2014 (12y) | ||
| Edna Awilda Irizarry | Registered representative | Mar 2014 (12y) | ||
| Frank Angelo De Flora | Registered representative | Mar 2014 (12y) | ||
| Frank Joseph Laezza | Registered representative | Mar 2014 (12y) | ||
| Garrett Timothy Buckley | Registered representative | Mar 2014 (12y) | ||
| Hermine Abajian | Registered representative | Mar 2014 (12y) | ||
| Hillary S Ferrante | Registered representative | Mar 2014 (12y) | ||
| Ira Frank Resnick | Registered representative | Mar 2014 (12y) | ||
| J Michael Powell | Registered representative | Mar 2014 (12y) | ||
| James Wing Hong Wong | Registered representative | Mar 2014 (12y) | ||
| Jason Bradburn | Registered representative | Mar 2014 (12y) | ||
| Jason Michael Traino | Registered representative | Mar 2014 (12y) | ||
| Jeffrey Michael Kotalik | Registered representative | Mar 2014 (12y) | ||
| Jennifer N Rabara | Registered representative | Mar 2014 (12y) | ||
| Joelle Angeline Reichert | Registered representative | Mar 2014 (12y) | ||
| John Cranston Vose | Registered representative | Mar 2014 (12y) | ||
| Jonathan Christopher Rindt | Registered representative | Mar 2014 (12y) | ||
| Joseph Albert Ferrante | Registered representative | Mar 2014 (12y) | ||
| Joshua Daniel Malkin | Registered representative | Mar 2014 (12y) | ||
| Julianne P White | Registered representative | Mar 2014 (12y) | ||
| Justin Erik Borglum | Registered representative | Mar 2014 (12y) | ||
| Katherine Ann Mcgrath | Registered representative | Mar 2014 (12y) | ||
| Keri Ann Arone | Registered representative | Mar 2014 (12y) | ||
| Linda D. Magee | Registered representative | Mar 2014 (12y) | ||
| Linda Ngoc Hien Vuong | Registered representative | Mar 2014 (12y) | ||
| Lorna G Mondesir Tom | Registered representative | Mar 2014 (12y) | ||
| Louis John Gatchell | Registered representative | Mar 2014 (12y) | ||
| Lynn Marie Stryck | Registered representative | Mar 2014 (12y) | ||
| Mark Bradburn | Registered representative | Mar 2014 (12y) | ||
| Mark Howard Feigelman | Registered representative | Mar 2014 (12y) | ||
| Mark V Nasson | Registered representative | Mar 2014 (12y) | ||
| Mary Beth Sullivan | Registered representative | Mar 2014 (12y) | ||
| Matthew Michael Barker | Registered representative | Mar 2014 (12y) | ||
| Melissa P Horton | Registered representative | Mar 2014 (12y) | ||
| Michael Gerard Scott | Registered representative | Mar 2014 (12y) | ||
| Michael S Di Duro | Registered representative | Mar 2014 (12y) | ||
| Michael W Butt | Registered representative | Mar 2014 (12y) | ||
| Michelle Pagano | Registered representative | Mar 2014 (12y) | ||
| Moira L. Patterson | Registered representative | Mar 2014 (12y) | ||
| Myriam Anouck Limage | Registered representative | Mar 2014 (12y) | ||
| Nancy Falco | Registered representative | Mar 2014 (12y) | ||
| Peter Brendon Princi | Registered representative | Mar 2014 (12y) | ||
| Peter John Ciovacco | Registered representative | Mar 2014 (12y) | ||
| Peter Thorne Blanchard | Registered representative | Mar 2014 (12y) | ||
| Robert Francis Lynch | Registered representative | Mar 2014 (12y) | ||
| Robert William Kelley | Registered representative | Mar 2014 (12y) | ||
| Robin Harriet Weintraub | Registered representative | CFP | Mar 2014 (12y) | |
| Ronald Louis Rourk | Registered representative | CFP | Mar 2014 (12y) | |
| Samuel Cary Buxton | Registered representative | Mar 2014 (12y) | ||
| Sandy Poon Wing | Registered representative | Mar 2014 (12y) | ||
| Sara Rivas | Registered representative | Mar 2014 (12y) | ||
| Scott Curtis Wilson | Registered representative | Mar 2014 (12y) | ||
| Scott R Mcewan | Registered representative | CFP | Mar 2014 (12y) | |
| Sofia Michelle Ward | Registered representative | Mar 2014 (12y) | ||
| Stephanie H Belles | Registered representative | Mar 2014 (12y) | ||
| Steven Robert Strzelecki | Registered representative | Mar 2014 (12y) | ||
| Tallie Donmaule Taylor | Registered representative | Mar 2014 (12y) | ||
| Tara Grace Goldstein | Registered representative | Mar 2014 (12y) | ||
| Thomas Beaudoin Tucker | Registered representative | Mar 2014 (12y) | ||
| Todd Raymond Allen | Registered representative | Mar 2014 (12y) | ||
| Alexander Hoerle | Registered representative | Mar 2014 (12y) | ||
| Alfred James Hammond | Registered representative | Mar 2014 (12y) | ||
| Anne L Navasky | Registered representative | Mar 2014 (12y) | ||
| Bradley Andrew Marks | Registered representative | Mar 2014 (12y) | ||
| Courtney Lisecki | Registered representative | CFP | Mar 2014 (12y) | |
| Daniel Charles Evans | Registered representative | Mar 2014 (12y) | ||
| Daniel Jay Sherman | Registered representative | Mar 2014 (12y) | ||
| David Benjamin Glickstein | Registered representative | CFA | Mar 2014 (12y) | |
| Douglas Todd Kosar | Registered representative | Mar 2014 (12y) | ||
| Frank Paul Cipollino | Registered representative | Mar 2014 (12y) | ||
| Jason J Gardner | Registered representative | Mar 2014 (12y) | ||
| John Anthony Walla | Registered representative | Mar 2014 (12y) | ||
| John Kress Williams | Registered representative | Mar 2014 (12y) | ||
| Jonathan Philip Hyett | Registered representative | Mar 2014 (12y) | ||
| Keith John Mcgowan | Registered representative | Mar 2014 (12y) | ||
| Kitty Shum | Registered representative | Mar 2014 (12y) | ||
| Kristen E Andrews Nicholas | Registered representative | Mar 2014 (12y) | ||
| Marc Ellison Taylor | Registered representative | Mar 2014 (12y) | ||
| Maria T Vea Lonzar | Registered representative | Mar 2014 (12y) | ||
| Mary A Carr | Registered representative | Mar 2014 (12y) | ||
| Maura Jane Lewis | Registered representative | Mar 2014 (12y) | ||
| Michael C Mazeika | Registered representative | Mar 2014 (12y) | ||
| Michael James A Darling | Registered representative | Mar 2014 (12y) | ||
| Michael Lysenko | Registered representative | Mar 2014 (12y) | ||
| Michael Shawn Campbell | Registered representative | Mar 2014 (12y) | ||
| Paul George Skaf | Registered representative | Mar 2014 (12y) | ||
| Rhonda Kay Kyle | Registered representative | Mar 2014 (12y) | ||
| Richard Yuen | Registered representative | Mar 2014 (12y) | ||
| Robert E. Anderson | Registered representative | Mar 2014 (12y) | ||
| Robin David Seidman | Registered representative | Mar 2014 (12y) | ||
| Stephen M Birnbaum | Registered representative | Mar 2014 (12y) | ||
| Stephen R Gaumer | Registered representative | Mar 2014 (12y) | ||
| Susan Magri | Registered representative | Mar 2014 (12y) | ||
| Thomas Russell Smith | Registered representative | Mar 2014 (12y) | ||
| Toni Marie Carlo | Registered representative | Mar 2014 (12y) | ||
| Tristan C Mouligne | Registered representative | Mar 2014 (12y) | ||
| Vincent Stasi | Registered representative | Mar 2014 (12y) | ||
| Yong Kun Li | Registered representative | Mar 2014 (12y) | ||
| Yoshihiro Kimura | Registered representative | Mar 2014 (12y) | ||
| Katharine A Partridge | Registered representative | Mar 2014 (12y) | ||
| Nancy Schweers Stokes | Registered representative | Mar 2014 (12y) | ||
| Edward Albert Glenn | Registered representative | Mar 2014 (12y) | ||
| Laura S Davis | Registered representative | Mar 2014 (12y) | ||
| Tracey A Panuzio | Registered representative | Mar 2014 (12y) | ||
| David John Candelaria | Registered representative | Mar 2014 (12y) | ||
| Jordan Mcelwee Eison | Registered representative | Mar 2014 (12y) | ||
| Michael Robert Persche | Registered representative | Mar 2014 (12y) | ||
| Patrick Robert Rohde | Registered representative | Mar 2014 (12y) | ||
| Erik James Larson | Registered representative | Mar 2014 (12y) | ||
| Louise Shim | Registered representative | Mar 2014 (12y) | ||
| Samantha Elizabeth Vafiadou | Registered representative | Mar 2014 (12y) | ||
| Sandra Lorena Marino | Registered representative | Mar 2014 (12y) | ||
| Kaitlin K Day | Registered representative | Mar 2014 (12y) | ||
| Steven Walter Hiorns | Registered representative | Mar 2014 (12y) | ||
| Adam John Goble | Registered representative | Mar 2014 (12y) | ||
| Brian Keith Parker | Registered representative | Mar 2014 (12y) | ||
| Caroline E Ellner | Registered representative | Mar 2014 (12y) | ||
| Nicholas Vincent Favia | Registered representative | Mar 2014 (12y) | ||
| Daniel Philip Freeman | Registered representative | Mar 2014 (12y) | ||
| Kelly M Stoutes | Registered representative | Mar 2014 (12y) | ||
| Sophia M Gilkes | Registered representative | Mar 2014 (12y) | ||
| Michela Marie Potocki | Registered representative | Mar 2014 (12y) | ||
| Douglas Michael Quartner | Registered representative | Mar 2014 (12y) | ||
| Michelle Lee Raymond | Registered representative | Mar 2014 (12y) | ||
| Albert Abraham Fox | Registered representative | Mar 2014 (12y) | ||
| Arthur B Booker | Registered representative | Mar 2014 (12y) | ||
| Chris David Norton | Registered representative | Mar 2014 (12y) | ||
| Edward Michael Penberthy | Registered representative | Mar 2014 (12y) | ||
| Joseph Gordon Dehn | Registered representative | Mar 2014 (12y) | ||
| Taylor Rosemary Wagner | Registered representative | Mar 2014 (12y) | ||
| Martha Harbin Takacs | Registered representative | Mar 2014 (12y) | ||
| Kathy Jean Kappler | Registered representative | Mar 2014 (12y) | ||
| Raymond Jay Sinkiewicz | Registered representative | Mar 2014 (12y) | ||
| Reuben Salwen Birnbaum | Registered representative | Mar 2014 (12y) | ||
| Thomas Jude Carey | Registered representative | Mar 2014 (12y) | ||
| Max K Plunkett Ii | Registered representative | Mar 2014 (12y) | ||
| Shahnaaz Bano Khan | Registered representative | Mar 2014 (12y) | ||
| Tamara J Weatherly | Registered representative | Mar 2014 (12y) | ||
| Zachary Thomas Leonard | Registered representative | Mar 2014 (12y) | ||
| Dante R Cambria | Registered representative | Mar 2014 (12y) | ||
| Mark Walter Wells | Registered representative | Mar 2014 (12y) | ||
| Michele Kristin Estabrook | Registered representative | Mar 2014 (12y) | ||
| Sheldon G Janz | Registered representative | Mar 2014 (12y) | ||
| Johnathan Lawrence Evans | Registered representative | Mar 2014 (12y) | ||
| Sean Edward Peake | Registered representative | CFP | Mar 2014 (12y) | |
| Aaron Leslie Saperstein | Registered representative | Mar 2014 (12y) | ||
| Brian Thomas Tracey | Registered representative | Mar 2014 (12y) | ||
| Clelia Carolyn Dimaggio | Registered representative | Mar 2014 (12y) | ||
| David Evan Passman | Registered representative | Mar 2014 (12y) | ||
| David Mcandrew | Registered representative | Mar 2014 (12y) | ||
| John Baratta | Registered representative | Mar 2014 (12y) | ||
| Laurel Louise Numbers | Registered representative | Mar 2014 (12y) | ||
| Louis Glen Intorre | Registered representative | Mar 2014 (12y) | ||
| Matthew Broderick Selker | Registered representative | Mar 2014 (12y) | ||
| Priscilla Dickinson Dickinson | Registered representative | Mar 2014 (12y) | ||
| Stephen Christopher Burt | Registered representative | Mar 2014 (12y) | ||
| Suzanne Nicholson | Registered representative | Mar 2014 (12y) | ||
| Theodore Robert Larson | Registered representative | Mar 2014 (12y) | ||
| Tricia Christine Pickett | Registered representative | Mar 2014 (12y) | ||
| Thomas Alexander Adent Ii | Registered representative | Mar 2014 (12y) | ||
| Nicholas A Williams | Registered representative | Mar 2014 (12y) | ||
| Michael Anthony Howard Jr | Registered representative | Mar 2014 (12y) | ||
| Maria Teresa Oliva | Registered representative | Apr 2014 (12y) | ||
| Erik V Opczynski | Registered representative | Apr 2014 (12y) | ||
| Linnea C Iovanisci | Registered representative | Apr 2014 (12y) | ||
| Stephen C O'neil | Registered representative | Apr 2014 (12y) | ||
| Scott Evan Siegel | Registered representative | Apr 2014 (12y) | ||
| Anna Marie Guyer | Registered representative | Apr 2014 (12y) | ||
| David Walter Budkins | Registered representative | Apr 2014 (12y) | ||
| Greg Richard Werner | Registered representative | Apr 2014 (12y) | ||
| Seth Lawrence Hart | Registered representative | Apr 2014 (12y) | ||
| Cassandra Dean Williamson | Registered representative | Apr 2014 (12y) | ||
| Christine Mastrocola Eagan | Registered representative | Apr 2014 (12y) | ||
| Christopher Malcolm Nauer | Registered representative | Apr 2014 (12y) | ||
| Cosmin George Serban | Registered representative | Apr 2014 (12y) | ||
| David Shane Austin | Registered representative | Apr 2014 (12y) | ||
| Eric Charles Loche | Registered representative | Apr 2014 (12y) | ||
| Justin Jacobs | Registered representative | Apr 2014 (12y) | ||
| Nicholas Samuel Westendorf | Registered representative | Apr 2014 (12y) | ||
| Niraj Nicholas Bhandari | Registered representative | Apr 2014 (12y) | ||
| Robert Andrew Oliva | Registered representative | Apr 2014 (12y) | ||
| Seth Felix Libert | Registered representative | Apr 2014 (12y) | ||
| Shelly D. Walton | Registered representative | Apr 2014 (12y) | ||
| Beth Sara Kressman | Registered representative | Apr 2014 (12y) | ||
| Caryn Faith Robbins | Registered representative | Apr 2014 (12y) | ||
| Christopher Jameson Wynne | Registered representative | CFP Chartered Financial Consultant | Apr 2014 (12y) | |
| Heather Ellise Murphy | Registered representative | Apr 2014 (12y) | ||
| Richard William Sinoradzki | Registered representative | Apr 2014 (12y) | ||
| Kyle Downing Carpenter | Registered representative | Apr 2014 (12y) | ||
| Robert Joseph Malenfant | Registered representative | Apr 2014 (12y) | ||
| Yvonne Legge | Registered representative | Apr 2014 (12y) | ||
| Edwin Lee Katz | Registered representative | Apr 2014 (12y) | ||
| Stacy Marie Morton | Registered representative | Apr 2014 (12y) | ||
| George H Getz | Registered representative | Apr 2014 (12y) | ||
| Joshua Donald Thaler | Registered representative | Apr 2014 (12y) | ||
| Lisa Michele Mulcahy | Registered representative | Apr 2014 (12y) | ||
| Jason C Capps | Registered representative | Apr 2014 (12y) | ||
| Jennifer Marie Durossette | Registered representative | Apr 2014 (12y) | ||
| Julie Ann Culberson | Registered representative | Apr 2014 (12y) | ||
| Kemp H Bromberg | Registered representative | Apr 2014 (12y) | ||
| Calida Colione Stone | Registered representative | Apr 2014 (12y) | ||
| Jennifer Marie Raines | Registered representative | Apr 2014 (12y) | ||
| Rafael Alberto Gonzalez | Registered representative | Apr 2014 (12y) | ||
| Clinton Edward Curtright | Registered representative | Apr 2014 (12y) | ||
| Violetta Zharov | Registered representative | Apr 2014 (12y) | ||
| Vicky Katwala | Registered representative | Apr 2014 (12y) | ||
| Grace Y King | Registered representative | Apr 2014 (12y) | ||
| Michael Scott Underwood | Registered representative | Apr 2014 (12y) | ||
| Richard Thomas Jollon | Registered representative | Apr 2014 (12y) | ||
| Diane Roberts | Registered representative | Apr 2014 (12y) | ||
| Graham Stephan Cassidy | Registered representative | Apr 2014 (12y) | ||
| Peter Moore Aldendifer | Registered representative | Apr 2014 (12y) | ||
| Rick Ernest Berry | Registered representative | Apr 2014 (12y) | ||
| Daniel Ray Guerrero | Registered representative | Apr 2014 (12y) | ||
| Debra Ann Walker | Registered representative | Apr 2014 (12y) | ||
| Antoni Fernandez | Registered representative | Apr 2014 (12y) | ||
| Susan Szymczyk Craig | Registered representative | Apr 2014 (12y) | ||
| Andrew Derek Meyer | Registered representative | Apr 2014 (12y) | ||
| Jacob B Jaacks | Registered representative | May 2014 (12y) | ||
| James Joseph Malatino | Registered representative | May 2014 (12y) | ||
| Brian Yoon | Registered representative | May 2014 (12y) | ||
| Maranda Michelle Barbour | Registered representative | May 2014 (12y) | ||
| Maria Rose Laviola | Registered representative | May 2014 (12y) | ||
| Matthew S Kochman | Registered representative | May 2014 (12y) | ||
| Risha Marie Schildkraut | Registered representative | May 2014 (12y) | ||
| Robert Charles Schenkenfelder | Registered representative | May 2014 (12y) | ||
| Stephanie L Hughes | Registered representative | May 2014 (12y) | ||
| John Mcqueen Binney | Registered representative | May 2014 (12y) | ||
| Lisa Dyanne Obeji | Registered representative | May 2014 (12y) | ||
| Tracie Ann Manning | Registered representative | May 2014 (12y) | ||
| Vincent F Tirino | Registered representative | May 2014 (12y) | ||
| Nicholas David Rohlfing | Registered representative | May 2014 (12y) | ||
| Jonathan William Bush | Registered representative | May 2014 (12y) | ||
| Frank Leroy Coulson | Registered representative | May 2014 (12y) | ||
| Justin Paul Culhane | Registered representative | May 2014 (12y) | ||
| Kathleen Scott Prendergast | Registered representative | May 2014 (12y) | ||
| Nicholas Kavallieratos | Registered representative | May 2014 (12y) | ||
| Seth Andrew Coren | Registered representative | May 2014 (12y) | ||
| Joseph M Colletti | Registered representative | May 2014 (12y) | ||
| Wendy Brokus Magnuson | Registered representative | May 2014 (12y) | ||
| Alex Matthew Blake | Registered representative | May 2014 (12y) | ||
| Shakuntala D Adam | Registered representative | May 2014 (12y) | ||
| Tina Marie Turi Shelley | Registered representative | May 2014 (12y) | ||
| Madeline Ann Huggins | Registered representative | May 2014 (12y) | ||
| Cortney Lynn Rice | Registered representative | May 2014 (12y) | ||
| Lisa Taranto Schiffer | Registered representative | Chartered Financial Consultant | May 2014 (12y) | |
| William Cheung | Registered representative | May 2014 (12y) | ||
| Keoni H Lee | Registered representative | May 2014 (12y) | ||
| Daniel Patrick O'malley | Registered representative | May 2014 (12y) | ||
| David Eugene Anderson | Registered representative | May 2014 (12y) | ||
| Deborah Diane Montaperto | Registered representative | CFP | May 2014 (12y) | |
| Domenic Marinelli | Registered representative | May 2014 (12y) | ||
| James Laszlo Polyak | Registered representative | May 2014 (12y) | ||
| Raju Madhukar Pathak | Registered representative | May 2014 (12y) | ||
| Robert Francis Schnell | Registered representative | May 2014 (12y) | ||
| Stephen Anthony Tordone | Registered representative | May 2014 (12y) | ||
| Jermaine A Lowery | Registered representative | May 2014 (12y) | ||
| Jessica Catherine Targett | Registered representative | May 2014 (12y) | ||
| Andrew J Lask | Registered representative | May 2014 (12y) | ||
| James W Howard | Registered representative | May 2014 (12y) | ||
| Kayla Beth Anderson | Registered representative | May 2014 (12y) | ||
| Maryann Kavallieratos | Registered representative | May 2014 (12y) | ||
| Matthew B Decrosta | Registered representative | May 2014 (12y) | ||
| Neil Stern | Registered representative | May 2014 (12y) | ||
| Rhonda Lee Viapiano | Registered representative | May 2014 (12y) | ||
| Scott Andrew Mackenzie | Registered representative | May 2014 (12y) | ||
| Bret G Beeton | Registered representative | Chartered Financial Consultant | May 2014 (12y) | |
| Brett Alexander Leonard | Registered representative | May 2014 (12y) | ||
| Giliane V Cannavo | Registered representative | May 2014 (12y) | ||
| Paige Elena Bentz | Registered representative | May 2014 (12y) | ||
| Ronald Fulton Dale | Registered representative | May 2014 (12y) | ||
| Ryan Patrick Flynn | Registered representative | May 2014 (12y) | ||
| Dino Anthony Capitani | Registered representative | May 2014 (12y) | ||
| Linda K Boland | Registered representative | May 2014 (12y) | ||
| Stuart Michael Solomon | Registered representative | May 2014 (12y) | ||
| Kelsey Mansmann Beaulieu | Registered representative | May 2014 (12y) | ||
| Sarah Lynn Govreau | Registered representative | May 2014 (12y) | ||
| Juan Andres Gachet | Registered representative | May 2014 (12y) | ||
| Michael Jay Scotto | Registered representative | May 2014 (12y) | ||
| Steffen M Hack | Registered representative | May 2014 (12y) | ||
| Bernardo Francisco Duque | Registered representative | May 2014 (12y) | ||
| Billy M Faggiano | Registered representative | May 2014 (12y) | ||
| Brigette Colleen Christiansen | Registered representative | May 2014 (12y) | ||
| James E Geraghty | Registered representative | May 2014 (12y) | ||
| Julie Liu | Registered representative | May 2014 (12y) | ||
| Thomas Scott Peebles | Registered representative | Jun 2014 (12y) | ||
| Tyler Ross Morgan | Registered representative | Jun 2014 (12y) | ||
| Philippos N Sifakis | Registered representative | Jun 2014 (12y) | ||
| Shaharazade Ally Kayume | Registered representative | Jun 2014 (12y) | ||
| Timothy R Bastian | Registered representative | Jun 2014 (12y) | ||
| Genai Angelee Walker | Registered representative | Jun 2014 (12y) | ||
| Gregory P Flynn | Registered representative | Jun 2014 (12y) | ||
| Michael E Wojkowski | Registered representative | Jun 2014 (12y) | ||
| Chad G Reibman | Registered representative | Jun 2014 (12y) | ||
| James Andreas Wiley Frohmader | Registered representative | Jun 2014 (12y) | ||
| Mary Colleen Black | Registered representative | Jun 2014 (12y) | ||
| Fabian E John | Registered representative | Jun 2014 (12y) | ||
| James Joseph Reilly | Registered representative | Jun 2014 (12y) | ||
| Clinton Wayne Spivey | Registered representative | Jun 2014 (12y) | ||
| Timothy Allen Meigher | Registered representative | Jun 2014 (12y) | ||
| M.Isabel Torres Ullauri | Registered representative | Jun 2014 (12y) | ||
| Robert B Sutton | Registered representative | Jun 2014 (12y) | ||
| Wei Chen | Registered representative | Jun 2014 (12y) | ||
| Robert Jay Mandel | Registered representative | Jun 2014 (12y) | ||
| Lisa Ann Fiore | Registered representative | Jun 2014 (12y) | ||
| Michael Patrick Hugghins | Registered representative | Jun 2014 (12y) | ||
| Scott Richard Goodkind | Registered representative | Jun 2014 (12y) | ||
| Derek W Schneiderman | Registered representative | Jun 2014 (12y) | ||
| John Anthony Mele | Registered representative | Jun 2014 (12y) | ||
| Charles Rogers Brennan | Registered representative | Jun 2014 (12y) | ||
| Patrick Alan Beale | Registered representative | Jun 2014 (12y) | ||
| Phillip David Irvin | Registered representative | Jun 2014 (12y) | ||
| Andrew Phillip Hall | Registered representative | Jun 2014 (12y) | ||
| Ato Jacobs | Registered representative | Jun 2014 (12y) | ||
| William Hill Benner | Registered representative | Jun 2014 (12y) | ||
| William Maxwell Kramer | Registered representative | Jun 2014 (12y) | ||
| Krishna Iyer | Registered representative | Jun 2014 (12y) | ||
| Peter David Liebeskind | Registered representative | Jun 2014 (12y) | ||
| Brian R Lavigne | Registered representative | Jun 2014 (12y) | ||
| Gerardo Jose Serra | Registered representative | Jun 2014 (12y) | ||
| Matthew David Abers | Registered representative | Jun 2014 (12y) | ||
| April Burchard Machado | Registered representative | Jun 2014 (12y) | ||
| Christina L Holloway | Registered representative | Jun 2014 (12y) | ||
| William Mcbride | Registered representative | Jun 2014 (12y) | ||
| Brad B Welch | Registered representative | Jun 2014 (12y) | ||
| Christopher Douglass Neumann | Registered representative | Jun 2014 (12y) | ||
| Kevin David Kjellstrom | Registered representative | Jun 2014 (12y) | ||
| Marilene Tisha Wilfred | Registered representative | Jun 2014 (12y) | ||
| Renee Sue Wainberg | Registered representative | Jun 2014 (12y) | ||
| Susan Maria Dionne | Registered representative | Jun 2014 (12y) | ||
| Brynne Alyson Scalise | Registered representative | Jun 2014 (12y) | ||
| Ryan P Johnson | Registered representative | Jun 2014 (12y) | ||
| Steven Allen Finley | Registered representative | Jun 2014 (12y) | ||
| April Marie Ghory | Registered representative | Jul 2014 (12y) | ||
| Gerad Peter Herkey | Registered representative | Jul 2014 (12y) | ||
| Rachel Shanley Stauffer | Registered representative | Jul 2014 (12y) | ||
| William Atkinson Lobb Ii | Registered representative | Jul 2014 (12y) | ||
| Derek Paul Jelinski | Registered representative | Jul 2014 (12y) | ||
| Olga Nobrega Pereira | Registered representative | Jul 2014 (12y) | ||
| Richard James Walker | Registered representative | Jul 2014 (12y) | ||
| Brian J Volpei | Registered representative | Jul 2014 (12y) | ||
| Bryce Kotaro Thayer | Registered representative | Jul 2014 (12y) | ||
| Jay D Brown | Registered representative | Jul 2014 (12y) | ||
| Linda Renee Goodson | Registered representative | CFP | Jul 2014 (12y) | |
| Raymond D'agostino | Registered representative | Jul 2014 (12y) | ||
| Silvana Roncal | Registered representative | Jul 2014 (12y) | ||
| Mckinley Worth Griffith | Registered representative | Jul 2014 (12y) | ||
| Lianne S Sussman | Registered representative | Jul 2014 (12y) | ||
| Tom Alan Dowse | Registered representative | Jul 2014 (12y) | ||
| Deidre Austin Mc Aloon | Registered representative | Jul 2014 (12y) | ||
| David R Garcia | Registered representative | Jul 2014 (12y) | ||
| Debra Lynn Morrow | Registered representative | Jul 2014 (12y) | ||
| Edwin Lee Sanchez | Registered representative | Jul 2014 (12y) | ||
| Elliott J Dutro | Registered representative | Jul 2014 (12y) | ||
| Emile A Louapre | Registered representative | Jul 2014 (12y) | ||
| James Judd Detterick | Registered representative | Jul 2014 (12y) | ||
| Joseph J Fereno | Registered representative | Jul 2014 (12y) | ||
| Johnny Cheng Yu Liu | Registered representative | Jul 2014 (12y) | ||
| Aaron Scott Castle | Registered representative | Jul 2014 (12y) | ||
| Bruce Miller | Registered representative | Jul 2014 (12y) | ||
| Larry Dean Rhea | Registered representative | CFP | Jul 2014 (12y) | |
| Jennifer Susan Shea Roop | Registered representative | Jul 2014 (12y) | ||
| John Alexander Wismiller | Registered representative | Jul 2014 (12y) | ||
| Eric Philip Rosen | Registered representative | Jul 2014 (12y) | ||
| Lauren Teschemacher Casey | Registered representative | Jul 2014 (12y) | ||
| Patricia Gwendolyn Mitchell | Registered representative | Jul 2014 (12y) | ||
| Dale Davis Beshore | Registered representative | Jul 2014 (12y) | ||
| Jason Mark Thackston | Registered representative | Jul 2014 (12y) | ||
| Camille Alicia Garcia | Registered representative | CFP | Jul 2014 (12y) | |
| Jordan Cavanaugh Thayer | Registered representative | Jul 2014 (12y) | ||
| William Bernhardt Allgeier | Registered representative | Jul 2014 (12y) | ||
| Anna Kim Strout | Registered representative | Jul 2014 (12y) | ||
| Christopher Michael Parris | Registered representative | Jul 2014 (12y) | ||
| Erica L Mcmahon | Registered representative | Jul 2014 (12y) | ||
| Eric Alexander Wylie | Registered representative | Jul 2014 (12y) | ||
| Gary Lynn Burgess | Registered representative | Jul 2014 (12y) | ||
| Michael Lee Drake | Registered representative | Jul 2014 (12y) | ||
| Spencer Hayden Schafer Frith | Registered representative | Jul 2014 (12y) | ||
| Kevin M Garcia | Registered representative | Jul 2014 (12y) | ||
| Eva Virginia Enrigue | Registered representative | Jul 2014 (12y) | ||
| Joel Michael Mccue | Registered representative | Jul 2014 (12y) | ||
| Alison Nicole Cantor | Registered representative | Aug 2014 (12y) | ||
| Gail Elizabeth Whitehouse | Registered representative | Aug 2014 (12y) | ||
| James Peter Forsman Jr. | Registered representative | Aug 2014 (12y) | ||
| Scott R Potter | Registered representative | Aug 2014 (12y) | ||
| Andrew Robert Wilshinsky | Registered representative | Aug 2014 (12y) | ||
| Frederick Xavier Pazmino | Registered representative | Aug 2014 (12y) | ||
| Janet Marie Larchey | Registered representative | Aug 2014 (12y) | ||
| Tanisha Marie Simon | Registered representative | Aug 2014 (12y) | ||
| Yvette Sekyere Abankwa | Registered representative | Aug 2014 (12y) | ||
| Margaret Jule Schollmeyer | Registered representative | Aug 2014 (12y) | ||
| Martha Ann Cracolice | Registered representative | Aug 2014 (12y) | ||
| Rodrigo Dutra Carvalho | Registered representative | Aug 2014 (12y) | ||
| Tara Star Kinsella | Registered representative | Aug 2014 (12y) | ||
| Jose Miguel Rosario | Registered representative | Aug 2014 (12y) | ||
| Sandra Rita Gordon | Registered representative | Aug 2014 (12y) | ||
| Christopher B Labelle | Registered representative | Aug 2014 (12y) | ||
| William Burns | Registered representative | Aug 2014 (12y) | ||
| Laura Louise Horvath | Registered representative | Aug 2014 (12y) | ||
| Douglas Carlton Horn | Registered representative | Aug 2014 (12y) | ||
| Frank Lewis Harrison | Registered representative | Aug 2014 (12y) | ||
| Jeri Lea Beck | Registered representative | Aug 2014 (12y) | ||
| Rose Marie Lochner | Registered representative | Aug 2014 (12y) | ||
| Adarsh Ramesh Shah | Registered representative | Aug 2014 (12y) | ||
| Danielle J Burrus | Registered representative | Aug 2014 (12y) | ||
| Rebecca E Lilly | Registered representative | Aug 2014 (12y) | ||
| Theodore Joseph Grippo | Registered representative | Aug 2014 (12y) | ||
| James Thomas Whalen Iii | Registered representative | Aug 2014 (12y) | ||
| Julia S Sivitilli | Registered representative | Aug 2014 (12y) | ||
| Eric Neal Armas | Registered representative | Aug 2014 (12y) | ||
| Jeffrey Joseph Valente | Registered representative | Aug 2014 (12y) | ||
| Thomas R. Bardwell | Registered representative | Aug 2014 (12y) | ||
| Elizabeth Ann Garry | Registered representative | Aug 2014 (12y) | ||
| Elizabeth B Bass | Registered representative | Aug 2014 (12y) | ||
| Hollis H Montgomery | Registered representative | Aug 2014 (12y) | ||
| Kevin Michael Carter | Registered representative | Aug 2014 (12y) | ||
| Laura Ann Angus | Registered representative | Aug 2014 (12y) | ||
| Armand Joseph Magcalas | Registered representative | Aug 2014 (12y) | ||
| Elizabeth Townsley Heidemann | Registered representative | Aug 2014 (12y) | ||
| Theresa Ann Ferri | Registered representative | Aug 2014 (12y) | ||
| Thomas Andrew Davis | Registered representative | Aug 2014 (12y) | ||
| Mark Robert Poulin | Registered representative | Aug 2014 (12y) | ||
| Max Clark Levine | Registered representative | Aug 2014 (12y) | ||
| Kelsey Nicole Zyndorf | Registered representative | Aug 2014 (12y) | ||
| Charles Ira Malamut | Registered representative | Aug 2014 (12y) | ||
| James Murphy Sidders Iii | Registered representative | Aug 2014 (12y) | ||
| Jeffrey David Demichiel | Registered representative | Aug 2014 (12y) | ||
| Jon Arthur Garofalo | Registered representative | Aug 2014 (12y) | ||
| Lisa Marie Di Piazza | Registered representative | Aug 2014 (12y) | ||
| Mary A Wargo | Registered representative | Aug 2014 (12y) | ||
| Michael B Torpey | Registered representative | Aug 2014 (12y) | ||
| Matthew Oneil Kelly | Registered representative | Sep 2014 (12y) | ||
| Peter David Risch | Registered representative | Sep 2014 (12y) | ||
| John Robert Petercuskie | Registered representative | Sep 2014 (12y) | ||
| Mark Thomas Greco | Registered representative | Sep 2014 (12y) | ||
| Michael Thomas Schiek | Registered representative | Sep 2014 (12y) | ||
| Andrew Ralph Aviles | Registered representative | Sep 2014 (12y) | ||
| Brian Paul Watkins | Registered representative | Sep 2014 (12y) | ||
| John Anthony Musolino | Registered representative | Sep 2014 (12y) | ||
| Orlando Lescano | Registered representative | Sep 2014 (12y) | ||
| Brian P Brice | Registered representative | Sep 2014 (12y) | ||
| Julie A Dewolf | Registered representative | Sep 2014 (12y) | ||
| Rebecca Leanne Wolfe | Registered representative | Sep 2014 (12y) | ||
| Timothy Michael Brice | Registered representative | Sep 2014 (12y) | ||
| Richard L Watton | Registered representative | Sep 2014 (12y) | ||
| Joseph Michael Muziani | Registered representative | Sep 2014 (12y) | ||
| Julie Sachiko Petro | Registered representative | Sep 2014 (12y) | ||
| Paul J Abeln | Registered representative | Sep 2014 (12y) | ||
| Amber Tiller Hardman | Registered representative | Sep 2014 (12y) | ||
| Carolyn Powell Sanderson | Registered representative | CFP | Sep 2014 (12y) | |
| Vahe Baban | Registered representative | Sep 2014 (12y) | ||
| Kizzy Charise Jordan | Registered representative | Sep 2014 (12y) | ||
| Nicholas Robert Hasselkus | Registered representative | Sep 2014 (12y) | ||
| Anthony Michael Ault | Registered representative | Sep 2014 (12y) | ||
| Michelle R Silva | Registered representative | Sep 2014 (12y) | ||
| Tiffany Yang Mason | Registered representative | Sep 2014 (12y) | ||
| Chad William Houser | Registered representative | Sep 2014 (12y) | ||
| Justin Zachary Kreibich | Registered representative | Sep 2014 (12y) | ||
| Kelli A Brown | Registered representative | Sep 2014 (12y) | ||
| Richard Martin Potashner | Registered representative | Sep 2014 (12y) | ||
| Carlos Guillermo Rodriguez | Registered representative | Sep 2014 (12y) | ||
| Peter O Collazo | Registered representative | Sep 2014 (12y) | ||
| Brooke Marie Mish | Registered representative | Sep 2014 (12y) | ||
| Dawn Louise Buchholz | Registered representative | Sep 2014 (12y) | ||
| Jeffrey Alan Spence | Registered representative | Sep 2014 (12y) | ||
| Erik James Burger | Registered representative | Sep 2014 (12y) | ||
| Matthew G Mcgrouther | Registered representative | Sep 2014 (12y) | ||
| Adam Jacob Sinkoff | Registered representative | Sep 2014 (12y) | ||
| Jonathan Brett Karelitz | Registered representative | Sep 2014 (12y) | ||
| Leanna Morgan Klett | Registered representative | Sep 2014 (12y) | ||
| Richard Harry Wilson | Registered representative | Sep 2014 (12y) | ||
| Steven Jared Rosbash | Registered representative | Sep 2014 (12y) | ||
| Gail Anne Frongillo | Registered representative | Sep 2014 (12y) | ||
| Jonathan Robert Brinckerhoff | Registered representative | Sep 2014 (12y) | ||
| Adam N Razov | Registered representative | Oct 2014 (12y) | ||
| Melissa Susan Stottlemyer | Registered representative | Oct 2014 (12y) | ||
| Lily Wu Domanski | Registered representative | Oct 2014 (12y) | ||
| Adam Phillip Stowell | Registered representative | Oct 2014 (12y) | ||
| Melissa Eastep | Registered representative | Oct 2014 (12y) | ||
| Wendy Lynette Coggsdale | Registered representative | Oct 2014 (12y) | ||
| Matthew S Sinon | Registered representative | Oct 2014 (12y) | ||
| Christy Lynn Wetrich | Registered representative | Oct 2014 (12y) | ||
| Mandy Lee Mcclung | Registered representative | Oct 2014 (12y) | ||
| Alexander Louis Palios | Registered representative | CFP | Oct 2014 (12y) | |
| Angela M Wakeford | Registered representative | Oct 2014 (12y) | ||
| Kristen Ann Kohler | Registered representative | Oct 2014 (12y) | ||
| Beth Ann Williamson | Registered representative | Oct 2014 (12y) | ||
| Keith William Petrus | Registered representative | Oct 2014 (12y) | ||
| Kevin M Nichols | Registered representative | Oct 2014 (12y) | ||
| Robert Dale Phelps | Registered representative | Oct 2014 (12y) | ||
| Susan Davis Payton | Registered representative | Oct 2014 (12y) | ||
| Julia Hystad Myers | Registered representative | Oct 2014 (12y) | ||
| Robert W Chen | Registered representative | Oct 2014 (12y) | ||
| Kris Andrew Rosado | Registered representative | CFP | Oct 2014 (12y) | |
| Nancy M Paul | Registered representative | Oct 2014 (12y) | ||
| Amy Lynn Curley | Registered representative | Oct 2014 (12y) | ||
| Jennifer Elise Caylo | Registered representative | Oct 2014 (12y) | ||
| Craig Charles Fuhrmann | Registered representative | Oct 2014 (12y) | ||
| Emily Jane Lillwitz | Registered representative | Oct 2014 (12y) | ||
| Kenneth C Matthys | Registered representative | Oct 2014 (12y) | ||
| Amy R Miller | Registered representative | Oct 2014 (12y) | ||
| Kelsi Lind Rahm | Registered representative | Oct 2014 (12y) | ||
| Raymond Louis George | Registered representative | Oct 2014 (12y) | ||
| John Tchen | Registered representative | Oct 2014 (12y) | ||
| Patricia Brown Trimble | Registered representative | Oct 2014 (12y) | ||
| Travis Avery Batts | Registered representative | Oct 2014 (12y) | ||
| David Max Lampert | Registered representative | Oct 2014 (12y) | ||
| Jared Eliot Soper | Registered representative | Oct 2014 (12y) | ||
| Aimee Lynn Bowman | Registered representative | Oct 2014 (12y) | ||
| Brandon M. Marsh | Registered representative | Oct 2014 (12y) | ||
| Fred Marshall Gober | Registered representative | Oct 2014 (12y) | ||
| Angela Rita Valvano | Registered representative | Oct 2014 (12y) | ||
| Benjamin John Mihalik | Registered representative | CFP | Oct 2014 (12y) | |
| Christopher Taylor Shibley | Registered representative | Nov 2014 (12y) | ||
| Molly K Rohrer | Registered representative | Nov 2014 (12y) | ||
| Tara Mullins Tucker | Registered representative | Nov 2014 (12y) | ||
| Mark Richard Taylor | Registered representative | Chartered Financial Consultant | Nov 2014 (12y) | |
| Terri Marie Milano | Registered representative | Nov 2014 (12y) | ||
| Jace C Waddoups | Registered representative | Nov 2014 (12y) | ||
| Matthew Williams | Registered representative | Nov 2014 (12y) | ||
| Susie Lu | Registered representative | Nov 2014 (12y) | ||
| Richard Francis Dombrowski | Registered representative | Nov 2014 (12y) | ||
| Robert Douglas Taylor | Registered representative | Nov 2014 (12y) | ||
| David A Pendleton | Registered representative | Nov 2014 (12y) | ||
| Kraig Arthur Pendleton | Registered representative | Nov 2014 (12y) | ||
| Audri K Barthel | Registered representative | Nov 2014 (12y) | ||
| Michelle L Corradetti | Registered representative | Nov 2014 (12y) | ||
| Tina Lee Wisialowski | Registered representative | Nov 2014 (12y) | ||
| Adam Nathan Pendleton | Registered representative | Nov 2014 (12y) | ||
| Alison Renee Longlois | Registered representative | Nov 2014 (12y) | ||
| Angie Rae Burrows | Registered representative | Nov 2014 (12y) | ||
| David M Lawrence | Registered representative | Nov 2014 (12y) | ||
| Joseph William Goldenberg | Registered representative | Nov 2014 (12y) | ||
| Debra Linn Pedersen | Registered representative | Nov 2014 (12y) | ||
| Geri Marie Alexander | Registered representative | Nov 2014 (12y) | ||
| Hubert Papes | Registered representative | Nov 2014 (12y) | ||
| John Adam Giles | Registered representative | Nov 2014 (12y) | ||
| Thomas Sheedy Mcgeorge | Registered representative | Nov 2014 (12y) | ||
| Charles Warren Boylan | Registered representative | Nov 2014 (12y) | ||
| Hannah Mae Simon | Registered representative | Nov 2014 (12y) | ||
| Beth Anne Buckley | Registered representative | Nov 2014 (12y) | ||
| Christian N Arriz | Registered representative | Nov 2014 (12y) | ||
| Joanne Elaine Nuguit | Registered representative | Nov 2014 (12y) | ||
| Kelly Anne Baumgartner | Registered representative | CFP | Nov 2014 (12y) | |
| Meliah Lynn Bird | Registered representative | Nov 2014 (12y) | ||
| Sae Pyol Moon | Registered representative | Nov 2014 (12y) | ||
| Brian James Pinto | Registered representative | Nov 2014 (12y) | ||
| Daniel John Breen | Registered representative | Nov 2014 (12y) | ||
| Kevin F Vesey | Registered representative | Nov 2014 (12y) | ||
| Eleanor Nelson Barnes | Registered representative | Nov 2014 (12y) | ||
| Lindsay Vandever Rogers | Registered representative | Nov 2014 (12y) | ||
| Roberto Javier Monroy | Registered representative | Nov 2014 (12y) | ||
| Brett Andrew Herbison | Registered representative | Nov 2014 (12y) | ||
| Corey Jon Engelhard | Registered representative | Nov 2014 (12y) | ||
| Katie Ann Kelley | Registered representative | Nov 2014 (12y) | ||
| Jacqueline Quiroz | Registered representative | Nov 2014 (12y) | ||
| Benjamin Mark Brennan | Registered representative | Nov 2014 (12y) | ||
| Kolleen Tracy Zbilski | Registered representative | Nov 2014 (12y) | ||
| Molleda Lach Koy | Registered representative | Nov 2014 (12y) | ||
| Wendy Lynn Boswell | Registered representative | Dec 2014 (12y) | ||
| Deborah Kay Lammers | Registered representative | Dec 2014 (12y) | ||
| M S Stanaway | Registered representative | Dec 2014 (12y) | ||
| Stephanie Jean Gay | Registered representative | Dec 2014 (12y) | ||
| Brett Anderson Peavy | Registered representative | Dec 2014 (12y) | ||
| Jose Luis Delmedico | Registered representative | Dec 2014 (12y) | ||
| Tabitha Sue Noh | Registered representative | Dec 2014 (12y) | ||
| David Knafo | Registered representative | Dec 2014 (12y) | ||
| Kari S Braggs | Registered representative | Dec 2014 (12y) | ||
| Maria Tyson Cori | Registered representative | Dec 2014 (12y) | ||
| Natalie Joy Lazar | Registered representative | Dec 2014 (12y) | ||
| Travis J Heitzinger | Registered representative | Dec 2014 (12y) | ||
| Valerie L Warren | Registered representative | Dec 2014 (12y) | ||
| Taryn Horne | Registered representative | Dec 2014 (12y) | ||
| Dewi H Hartono | Registered representative | Dec 2014 (12y) | ||
| Jia He | Registered representative | Dec 2014 (12y) | ||
| Rebekah Anne Smith | Registered representative | Dec 2014 (12y) | ||
| Anne Marie Markey | Registered representative | Dec 2014 (12y) | ||
| Barbara Steinhaus | Registered representative | Dec 2014 (12y) | ||
| Laura Chen | Registered representative | Dec 2014 (12y) | ||
| Sandra T Higgins | Registered representative | Dec 2014 (12y) | ||
| Alexei Rodriguez Zinevich | Registered representative | Dec 2014 (12y) | ||
| Donnamarie Riccio | Registered representative | Dec 2014 (12y) | ||
| Lindsey Danielle Pae | Registered representative | Dec 2014 (12y) | ||
| Patrick Michael Ball | Registered representative | Dec 2014 (12y) | ||
| Lisa Ann Haffner | Registered representative | Dec 2014 (12y) | ||
| Bailey Rae Woltjer | Registered representative | Dec 2014 (12y) | ||
| Kurtis Damon Van Allen | Registered representative | Dec 2014 (12y) | ||
| Mita Kapila | Registered representative | Dec 2014 (12y) | ||
| Maria Leticia Fernandez | Registered representative | Dec 2014 (12y) | ||
| Joseph Nick Cahill | Registered representative | Jan 2015 (12y) | ||
| Erik Edward Oiler | Registered representative | CFP | Jan 2015 (12y) | |
| Hiral Patel Hudson | Registered representative | Jan 2015 (12y) | ||
| Kevin Scott Rooker | Registered representative | Jan 2015 (12y) | ||
| Kristina M Vanliew | Registered representative | Jan 2015 (12y) | ||
| Niesha L Parekh | Registered representative | Jan 2015 (12y) | ||
| Patricia M Zavagnin | Registered representative | Jan 2015 (12y) | ||
| Terri Danessa Sherrill | Registered representative | Jan 2015 (12y) | ||
| Eric J Hatch | Registered representative | Jan 2015 (12y) | ||
| Iftikhar Khan | Registered representative | Jan 2015 (12y) | ||
| Steven Alexander Kaufman | Registered representative | Jan 2015 (12y) | ||
| Valeria S. M. Vaz | Registered representative | Jan 2015 (12y) | ||
| Anthony Sutera | Registered representative | Jan 2015 (12y) | ||
| Brian Patrick Donohoe | Registered representative | Jan 2015 (12y) | ||
| John Franklin Harsch | Registered representative | Jan 2015 (12y) | ||
| Leisha A Ashby | Registered representative | Jan 2015 (12y) | ||
| Michael Vincent Vallee | Registered representative | Jan 2015 (12y) | ||
| Thomas John Cagganello Jr | Registered representative | Jan 2015 (12y) | ||
| Brandy Lynn Debroux | Registered representative | Jan 2015 (12y) | ||
| Eric T Pressman | Registered representative | Jan 2015 (12y) | ||
| Ardeshir Toussi | Registered representative | Jan 2015 (12y) | ||
| Johnny Exantus | Registered representative | Jan 2015 (12y) | ||
| Tracie Ann Thompson | Registered representative | Jan 2015 (12y) | ||
| Jan Doernte | Registered representative | Jan 2015 (12y) | ||
| Robert D Alegria | Registered representative | Jan 2015 (12y) | ||
| Pam Jo Schroeder | Registered representative | Jan 2015 (12y) | ||
| Parker Charles Lewallen | Registered representative | Jan 2015 (12y) | ||
| Adrianne Kristi Fox | Registered representative | Jan 2015 (12y) | ||
| Douglas Stuart Williams | Registered representative | Jan 2015 (12y) | ||
| Richard W. Earle | Registered representative | Jan 2015 (12y) | ||
| Ryan Takeo Kanetoku | Registered representative | Jan 2015 (12y) | ||
| Julia Kupstas | Registered representative | Jan 2015 (12y) | ||
| Lori Ann Monaco | Registered representative | Jan 2015 (12y) | ||
| Sidney Howard Taylor | Registered representative | Jan 2015 (12y) | ||
| Alexander Hamilton Davidson | Registered representative | Jan 2015 (12y) | ||
| Ryan Mark O'malley | Registered representative | Jan 2015 (12y) | ||
| Dorothy Stanton | Registered representative | Jan 2015 (12y) | ||
| Jeffrey H Westcott | Registered representative | Jan 2015 (12y) | ||
| Nikolay Varbanets | Registered representative | Jan 2015 (12y) | ||
| Tatyana Anna Kjellberg | Registered representative | Jan 2015 (12y) | ||
| Garrett J Frost | Registered representative | Jan 2015 (12y) | ||
| Warren S Cohn | Registered representative | Jan 2015 (12y) | ||
| Justin Michael Anthony | Registered representative | Jan 2015 (12y) | ||
| Kyle Nathan Wolseley | Registered representative | Jan 2015 (12y) | ||
| William Z Zhao | Registered representative | Jan 2015 (12y) | ||
| Andrew Justin Kelly | Registered representative | Jan 2015 (12y) | ||
| Anna Maria Cavalli | Registered representative | Jan 2015 (12y) | ||
| Daniel R Knipe | Registered representative | Jan 2015 (12y) | ||
| Joshua Paul Friedman | Registered representative | Jan 2015 (12y) | ||
| Michelle Denise Fox | Registered representative | Jan 2015 (12y) | ||
| Christopher B Brewer | Registered representative | Feb 2015 (11y) | ||
| Mark Anthony Sandbach | Registered representative | Feb 2015 (11y) | ||
| Matthew Steven Tolentino | Registered representative | Feb 2015 (11y) | ||
| Jon Cramer Vandevander | Registered representative | Feb 2015 (11y) | ||
| Alejandro Carlo Valle | Registered representative | Feb 2015 (11y) | ||
| Eric Andrew Olson | Registered representative | Feb 2015 (11y) | ||
| Max E Sanel | Registered representative | Feb 2015 (11y) | ||
| Brianna Flora Reyes | Registered representative | Feb 2015 (11y) | ||
| Lori Lynne Dello Russo | Registered representative | Feb 2015 (11y) | ||
| Joshua R Lewis | Registered representative | Feb 2015 (11y) | ||
| Parker Lee Jewell | Registered representative | Feb 2015 (11y) | ||
| David Joseph Sobel | Registered representative | Feb 2015 (11y) | ||
| Abbe L Moss | Registered representative | Feb 2015 (11y) | ||
| Brad Stephen Gaglione | Registered representative | Feb 2015 (11y) | ||
| Danielle Michelle Schreck | Registered representative | Feb 2015 (11y) | ||
| James Albert Adams | Registered representative | Feb 2015 (11y) | ||
| Mark F. Leonard | Registered representative | Feb 2015 (11y) | ||
| Mark Sean Walsh | Registered representative | Feb 2015 (11y) | ||
| Erika Sanborn | Registered representative | Feb 2015 (11y) | ||
| Ayesha Sarvana | Registered representative | Feb 2015 (11y) | ||
| Benjamin Michael Kozera | Registered representative | Feb 2015 (11y) | ||
| John Ribortone | Registered representative | Feb 2015 (11y) | ||
| Maryana R Petrov | Registered representative | Feb 2015 (11y) | ||
| Joseph Victor Mancini | Registered representative | Feb 2015 (11y) | ||
| Wei Huang | Registered representative | Feb 2015 (11y) | ||
| Eithne Anne Mclaren | Registered representative | Feb 2015 (11y) | ||
| Krista Marie Finegan | Registered representative | Feb 2015 (11y) | ||
| Sorush Shayestehmehr Abboud | Registered representative | CFA | Feb 2015 (11y) | |
| Christine Sceberras | Registered representative | Feb 2015 (11y) | ||
| Damian William Lockhart | Registered representative | Feb 2015 (11y) | ||
| Stephanie Gomez | Registered representative | Feb 2015 (11y) | ||
| Svetlana V Derevyankina | Registered representative | Feb 2015 (11y) | ||
| Benjamin Joshua Hanley | Registered representative | Feb 2015 (11y) | ||
| Carmel A Mcpartland | Registered representative | Feb 2015 (11y) | ||
| Jason Vein | Registered representative | Feb 2015 (11y) | ||
| Kari Ann Cardwell | Registered representative | Feb 2015 (11y) | ||
| Lynne Q Okazaki | Registered representative | Feb 2015 (11y) | ||
| Alisa Marie Stearns | Registered representative | Feb 2015 (11y) | ||
| Chris W Prater | Registered representative | Feb 2015 (11y) | ||
| Angela Lew | Registered representative | Feb 2015 (11y) | ||
| Catherine Adley | Registered representative | Feb 2015 (11y) | ||
| Dan Kevin Walter Schwala | Registered representative | Feb 2015 (11y) | ||
| Matthew Michael Thibault | Registered representative | Feb 2015 (11y) | ||
| Sonja Lee Aarnink | Registered representative | Feb 2015 (11y) | ||
| Anthony Lawrence Civitillo | Registered representative | Mar 2015 (11y) | ||
| John S Mapes | Registered representative | Mar 2015 (11y) | ||
| Matthew James Mcdowell | Registered representative | Mar 2015 (11y) | ||
| Nichole Marie Moles | Registered representative | Mar 2015 (11y) | ||
| Steven Joseph Stachowski | Registered representative | Mar 2015 (11y) | ||
| Gregory Joseph Baro | Registered representative | Mar 2015 (11y) | ||
| Kevin Walter Betyeman | Registered representative | Mar 2015 (11y) | ||
| Sherry M Perchik | Registered representative | Mar 2015 (11y) | ||
| Eric Kristian Peterson | Registered representative | Mar 2015 (11y) | ||
| Roxanne Smith Duennebeil | Registered representative | Mar 2015 (11y) | ||
| Brooke N Sberna | Registered representative | Mar 2015 (11y) | ||
| Matthew Michael Becker | Registered representative | Mar 2015 (11y) | ||
| Kishor Kumar | Registered representative | Mar 2015 (11y) | ||
| Timothy Christopher Whyte | Registered representative | CFP | Mar 2015 (11y) | |
| Michelle J Harris | Registered representative | Mar 2015 (11y) | ||
| Dana Lee Kern | Registered representative | Mar 2015 (11y) | ||
| Mignonne Marie Goldberg | Registered representative | Mar 2015 (11y) | ||
| Jan Elizabeth Allen | Registered representative | Mar 2015 (11y) | ||
| Jason Michael Hochstrasser | Registered representative | Mar 2015 (11y) | ||
| Patrick Matthew Biggs | Registered representative | Mar 2015 (11y) | ||
| Rebecca Fitzgerald Cassar | Registered representative | Mar 2015 (11y) | ||
| H Michael Okby | Registered representative | Mar 2015 (11y) | ||
| Pamela Lynn Kezer | Registered representative | Mar 2015 (11y) | ||
| Rachelle Elaine Ruiz | Registered representative | Mar 2015 (11y) | ||
| Andrew Luen Chang | Registered representative | Mar 2015 (11y) | ||
| Dora Siuhan Sung | Registered representative | Mar 2015 (11y) | ||
| Lebbeus Woods | Registered representative | CFP | Mar 2015 (11y) | |
| Richard A. Glasser | Registered representative | Mar 2015 (11y) | ||
| Seth C Henrie | Registered representative | Mar 2015 (11y) | ||
| Keith Edward Knoop | Registered representative | Mar 2015 (11y) | ||
| Richard Lin Zulick | Registered representative | Mar 2015 (11y) | ||
| Sands Schrafft Chipman | Registered representative | Mar 2015 (11y) | ||
| Thomas C Ford | Registered representative | Mar 2015 (11y) | ||
| William Dale Griffin | Registered representative | Mar 2015 (11y) | ||
| Freddie Rivera | Registered representative | Mar 2015 (11y) | ||
| William Joseph Willett | Registered representative | Mar 2015 (11y) | ||
| Andrew Lee Ziady | Registered representative | Mar 2015 (11y) | ||
| Christopher David Ready | Registered representative | Mar 2015 (11y) | ||
| Careyann Peterson Thomas | Registered representative | Mar 2015 (11y) | ||
| Douglas Matthew Cook | Registered representative | Mar 2015 (11y) | ||
| Jennifer Joy Lymangood | Registered representative | Mar 2015 (11y) | ||
| Joel Robert Berntson | Registered representative | Mar 2015 (11y) | ||
| Jennifer Raupp Magnesen | Registered representative | Mar 2015 (11y) | ||
| Marc Jeffrey Kessler | Registered representative | Mar 2015 (11y) | ||
| Robert Francis Manning | Registered representative | Mar 2015 (11y) | ||
| Stephanie M Valsted | Registered representative | Mar 2015 (11y) | ||
| Anne Brinley Schoch | Registered representative | Mar 2015 (11y) | ||
| Brian Jared Cohen | Registered representative | Mar 2015 (11y) | ||
| Edward Palmer Tess | Registered representative | Mar 2015 (11y) | ||
| Lorrie Ann Swartz | Registered representative | Mar 2015 (11y) | ||
| Luci Rebecca Woodard | Registered representative | Mar 2015 (11y) | ||
| Michael Joannes Buise | Registered representative | Mar 2015 (11y) | ||
| Thomas John Dwyer | Registered representative | Mar 2015 (11y) | ||
| Virginia R Mcmaster | Registered representative | Mar 2015 (11y) | ||
| Chelsea Nichols Clark | Registered representative | Mar 2015 (11y) | ||
| Michael James Hood | Registered representative | Mar 2015 (11y) | ||
| Brendan David Guernsey | Registered representative | Apr 2015 (11y) | ||
| David Taylor Mills | Registered representative | Apr 2015 (11y) | ||
| Michelle L Chapman | Registered representative | Apr 2015 (11y) | ||
| Rebecca Stauffer | Registered representative | Apr 2015 (11y) | ||
| Timothy Edward Brown | Registered representative | Apr 2015 (11y) | ||
| Alessandro Ideal Zanelli | Registered representative | Apr 2015 (11y) | ||
| James Joseph Dorsa | Registered representative | Apr 2015 (11y) | ||
| Nelly Berkovskaya | Registered representative | Apr 2015 (11y) | ||
| Jessica E Haddad | Registered representative | Apr 2015 (11y) | ||
| Nicholas Anthony Morgan | Registered representative | Apr 2015 (11y) | ||
| William Julio Valdes | Registered representative | Apr 2015 (11y) | ||
| Estrella Elbaz | Registered representative | Apr 2015 (11y) | ||
| Frances Terkowitz Goldstein | Registered representative | Apr 2015 (11y) | ||
| Jason J Won | Registered representative | Apr 2015 (11y) | ||
| Judy L Eig | Registered representative | Apr 2015 (11y) | ||
| Michael Rickson Clark | Registered representative | Apr 2015 (11y) | ||
| Cynthia Ann Talley | Registered representative | Apr 2015 (11y) | ||
| Laura Saver | Registered representative | Apr 2015 (11y) | ||
| Nicholas Parris | Registered representative | Apr 2015 (11y) | ||
| Philip R Slive | Registered representative | Apr 2015 (11y) | ||
| Michael R Kuhner | Registered representative | Apr 2015 (11y) | ||
| Nanette L Hall | Registered representative | Apr 2015 (11y) | ||
| Brittany Lynn Bieger | Registered representative | CFP | Apr 2015 (11y) | |
| Mark J Giordano | Registered representative | Apr 2015 (11y) | ||
| Liza Paola Pollini | Registered representative | Apr 2015 (11y) | ||
| Thomas W Befi | Registered representative | Apr 2015 (11y) | ||
| Craig H Zvonar | Registered representative | Apr 2015 (11y) | ||
| James Lee Gruett | Registered representative | Apr 2015 (11y) | ||
| Jerald Paul Sax | Registered representative | Apr 2015 (11y) | ||
| Yu Shan Jou | Registered representative | Apr 2015 (11y) | ||
| Robert Todd Myers | Registered representative | Apr 2015 (11y) | ||
| Leslie Le Ann Wilson Tollen | Registered representative | Apr 2015 (11y) | ||
| Stacey A Beatey | Registered representative | Apr 2015 (11y) | ||
| Christine Josefa Pulver | Registered representative | Apr 2015 (11y) | ||
| Colin Anson Roberts | Registered representative | Apr 2015 (11y) | ||
| Jeffrey Ronald Mcconnell | Registered representative | Apr 2015 (11y) | ||
| Tonya Marie Smith | Registered representative | Apr 2015 (11y) | ||
| Gina Lauren Harper | Registered representative | Apr 2015 (11y) | ||
| Mark J Krebs | Registered representative | Apr 2015 (11y) | ||
| Candice Gabrielle Smith | Registered representative | Apr 2015 (11y) | ||
| John Andrew Stewart | Registered representative | CFP | Apr 2015 (11y) | |
| Angaddeep Singh Ahluwalia | Registered representative | Apr 2015 (11y) | ||
| Darren Alan Wollrich | Registered representative | Apr 2015 (11y) | ||
| Kathryn Mae Simmons | Registered representative | Apr 2015 (11y) | ||
| Michael Joseph Constantine | Registered representative | Apr 2015 (11y) | ||
| Adam D Piatt | Registered representative | Apr 2015 (11y) | ||
| Emily Kathryn Biggins | Registered representative | Apr 2015 (11y) | ||
| John Lawrence Resch | Registered representative | Apr 2015 (11y) | ||
| Suzan Martien Victor | Registered representative | Apr 2015 (11y) | ||
| Alberto Javier Valle | Registered representative | Apr 2015 (11y) | ||
| Jennifer L Crouse | Registered representative | Apr 2015 (11y) | ||
| William David Travis, Jr | Registered representative | Apr 2015 (11y) | ||
| Brent Matthew Stern | Registered representative | May 2015 (11y) | ||
| Cooper Eddy Hartman | Registered representative | May 2015 (11y) | ||
| Joel Russak | Registered representative | May 2015 (11y) | ||
| Larry Greg Fullmer | Registered representative | May 2015 (11y) | ||
| Phillip Samuel Hanna | Registered representative | May 2015 (11y) | ||
| Racquel A Domingo | Registered representative | May 2015 (11y) | ||
| Alex Michael London | Registered representative | May 2015 (11y) | ||
| Andrew Evan Fotos | Registered representative | May 2015 (11y) | ||
| Ariel Steven Rotenberg | Registered representative | May 2015 (11y) | ||
| Daniel Potter Hawkins | Registered representative | May 2015 (11y) | ||
| Douglas M Dyakon | Registered representative | May 2015 (11y) | ||
| Janet Kawamoto Zhang | Registered representative | May 2015 (11y) | ||
| Jason Bradley Meyer | Registered representative | May 2015 (11y) | ||
| Joshua Berman | Registered representative | May 2015 (11y) | ||
| Mary Katherine Hancock | Registered representative | May 2015 (11y) | ||
| Matias Valdes | Registered representative | May 2015 (11y) | ||
| Nicole B Miles | Registered representative | May 2015 (11y) | ||
| Lindsay Ann Smith | Registered representative | May 2015 (11y) | ||
| Paola A Cabrera | Registered representative | May 2015 (11y) | ||
| Rachel Zins Heimann | Registered representative | May 2015 (11y) | ||
| Antoni Wolan Jr. | Registered representative | May 2015 (11y) | ||
| Heather Adena Martinez Arnold | Registered representative | May 2015 (11y) | ||
| Philip Alan Mendel | Registered representative | May 2015 (11y) | ||
| William Joseph Minsch | Registered representative | May 2015 (11y) | ||
| Daniel James Burfeind | Registered representative | May 2015 (11y) | ||
| Carlos Hernan Fonseca | Registered representative | May 2015 (11y) | ||
| Karen Lee Sendel | Registered representative | May 2015 (11y) | ||
| Michelle Marie Gray | Registered representative | May 2015 (11y) | ||
| Robert Vincent Kyle | Registered representative | May 2015 (11y) | ||
| Dan Zhang | Registered representative | May 2015 (11y) | ||
| Ruben Dario Lesmes | Registered representative | May 2015 (11y) | ||
| Kimberly Marie Marsh | Registered representative | May 2015 (11y) | ||
| Roy Vincent James | Registered representative | May 2015 (11y) | ||
| Eric Daniel Todd | Registered representative | May 2015 (11y) | ||
| Kathleen Regina Caldera | Registered representative | May 2015 (11y) | ||
| Noah Matthew Ennis | Registered representative | May 2015 (11y) | ||
| Cindy Diane Martinez | Registered representative | May 2015 (11y) | ||
| David Ioram Bokman | Registered representative | May 2015 (11y) | ||
| Dawn Michele Dries | Registered representative | May 2015 (11y) | ||
| Hector Amauris Sanchez | Registered representative | May 2015 (11y) | ||
| Michael Adam Geisser | Registered representative | May 2015 (11y) | ||
| Brian P Tanler | Registered representative | May 2015 (11y) | ||
| Jorge Mario Villa | Registered representative | May 2015 (11y) | ||
| Rosana Vantuyl | Registered representative | May 2015 (11y) | ||
| Amanda Lewis | Registered representative | May 2015 (11y) | ||
| Angela M Lowery | Registered representative | May 2015 (11y) | ||
| Christine Dell Quinn | Registered representative | May 2015 (11y) | ||
| Daniel James Wirtanen | Registered representative | May 2015 (11y) | ||
| Debra L Hooks | Registered representative | May 2015 (11y) | ||
| Dwight C Tomlin | Registered representative | May 2015 (11y) | ||
| Michael D Tankersley | Registered representative | May 2015 (11y) | ||
| Alan Kelvin Ho | Registered representative | May 2015 (11y) | ||
| Masud Masud Akbar | Registered representative | May 2015 (11y) | ||
| Phillip C Van Doren | Registered representative | May 2015 (11y) | ||
| Alyssa A Pinney | Registered representative | May 2015 (11y) | ||
| Daniel Martin Crites | Registered representative | CFP | May 2015 (11y) | |
| Reynaldo Flores Davila | Registered representative | May 2015 (11y) | ||
| Suzanna M Soriano | Registered representative | May 2015 (11y) | ||
| Glenn Kurlander | Registered representative | May 2015 (11y) | ||
| Thomas Charette | Registered representative | May 2015 (11y) | ||
| Andrea Pfeffer | Registered representative | Jun 2015 (11y) | ||
| Christina A Wright Sutton | Registered representative | Jun 2015 (11y) | ||
| Lisa H Svensson | Registered representative | Jun 2015 (11y) | ||
| Melanie Jean Pope | Registered representative | Jun 2015 (11y) | ||
| Sheri Ann Bouchie | Registered representative | Jun 2015 (11y) | ||
| Joseph Gerard Grimaldi | Registered representative | Jun 2015 (11y) | ||
| Kristen Brit Rodgers | Registered representative | Jun 2015 (11y) | ||
| Patrick John Maloney | Registered representative | Jun 2015 (11y) | ||
| Sean Michael Parks | Registered representative | Jun 2015 (11y) | ||
| Conner Mcgee | Registered representative | Jun 2015 (11y) | ||
| Nicole Leigh Domitrovich | Registered representative | Jun 2015 (11y) | ||
| Lori Sharon Siegel Rabinowitz | Registered representative | Jun 2015 (11y) | ||
| Nathaniel Cone Mcphail | Registered representative | Jun 2015 (11y) | ||
| Russell Lamar Clark | Registered representative | Jun 2015 (11y) | ||
| Spencer Nathan Torgan | Registered representative | Jun 2015 (11y) | ||
| Anne M Tamayo | Registered representative | Jun 2015 (11y) | ||
| Corey Jason Weide | Registered representative | Jun 2015 (11y) | ||
| Jose J Cruz | Registered representative | Jun 2015 (11y) | ||
| Julie Susan Crystal | Registered representative | Jun 2015 (11y) | ||
| Carol Irene Linthicum | Registered representative | Jun 2015 (11y) | ||
| Andrew R Keam | Registered representative | Jun 2015 (11y) | ||
| Xiaolin Yang | Registered representative | Jun 2015 (11y) | ||
| Alan John Vorwald | Registered representative | Jun 2015 (11y) | ||
| Anupma Mahajan Parks | Registered representative | Jun 2015 (11y) | ||
| Dana Matthew Jacobs | Registered representative | Jun 2015 (11y) | ||
| Joseph Michael Mclister | Registered representative | Jun 2015 (11y) | ||
| Patrick Sullivan Renzi | Registered representative | Jun 2015 (11y) | ||
| Fabio Madonna | Registered representative | Jun 2015 (11y) | ||
| Matthew Eugene Mattare | Registered representative | Jun 2015 (11y) | ||
| Cynthia J Hoey | Registered representative | Jun 2015 (11y) | ||
| Jonathan Robert Sheehan | Registered representative | Jun 2015 (11y) | ||
| Marisol Cordova | Registered representative | Jun 2015 (11y) | ||
| Philip Ziminsky | Registered representative | Jun 2015 (11y) | ||
| Sean Patrick Foye | Registered representative | Jun 2015 (11y) | ||
| Joseph Maurice Howard | Registered representative | Jun 2015 (11y) | ||
| Scott Michael Coles | Registered representative | Jun 2015 (11y) | ||
| Alicia Mary Andre | Registered representative | Jun 2015 (11y) | ||
| Elizabeth Hodges Olney | Registered representative | Jun 2015 (11y) | ||
| Lindsay Marie Pazdan | Registered representative | Jun 2015 (11y) | ||
| David Louis Sack | Registered representative | Jun 2015 (11y) | ||
| Barbara Ellen Austin | Registered representative | Jun 2015 (11y) | ||
| Murray Alan Bell | Registered representative | Jun 2015 (11y) | ||
| Peter Frank Mikail | Registered representative | Jun 2015 (11y) | ||
| Michael W Graham | Registered representative | Jun 2015 (11y) | ||
| Sofia Hanane Bousseba | Registered representative | Jun 2015 (11y) | ||
| Sondrine Nicole Gutierrez | Registered representative | Jun 2015 (11y) | ||
| Andrew C Champagne | Registered representative | Jun 2015 (11y) | ||
| Harvey Jay Bell | Registered representative | Jun 2015 (11y) | ||
| Matthew Carl Sonder | Registered representative | Jun 2015 (11y) | ||
| Shanna Lorraine Webb | Registered representative | Jun 2015 (11y) | ||
| Jonathan David Hanson | Registered representative | Jun 2015 (11y) | ||
| Joseph Vincent Parisi | Registered representative | Jun 2015 (11y) | ||
| Kieren Reilly Seivert | Registered representative | Jun 2015 (11y) | ||
| Ryan M Gillin | Registered representative | Jun 2015 (11y) | ||
| William David Levy | Registered representative | Jun 2015 (11y) | ||
| Patrick Michael Willer | Registered representative | Jun 2015 (11y) | ||
| Rosaland D Odell | Registered representative | Jun 2015 (11y) | ||
| Christine Quarton Gillespie | Registered representative | Jun 2015 (11y) | ||
| Colleen S Campbell | Registered representative | Jun 2015 (11y) | ||
| David Jack Gossett | Registered representative | Jun 2015 (11y) | ||
| Mackenzie Carol Sawicki | Registered representative | Jun 2015 (11y) | ||
| David Anthony Redmond | Registered representative | Jul 2015 (11y) | ||
| Dawn M Fawcett | Registered representative | Jul 2015 (11y) | ||
| Mead Lynn Briggs | Registered representative | Jul 2015 (11y) | ||
| Teraise M O'connor | Registered representative | Jul 2015 (11y) | ||
| John M Mclaughlin | Registered representative | Jul 2015 (11y) | ||
| Mark Howard Prince | Registered representative | Jul 2015 (11y) | ||
| Mark Lawrence Schwartz | Registered representative | Jul 2015 (11y) | ||
| Mary Jane Kaminski Messere | Registered representative | Jul 2015 (11y) | ||
| Matthew David Schwartz | Registered representative | Jul 2015 (11y) | ||
| Angelia Marie Brown | Registered representative | Jul 2015 (11y) | ||
| Chandra Charlotte Try Platt | Registered representative | Jul 2015 (11y) | ||
| Joseph Charles Roketenetz | Registered representative | Jul 2015 (11y) | ||
| Kristina Taylor Shifflett | Registered representative | Jul 2015 (11y) | ||
| Don Wayne Wilber | Registered representative | Jul 2015 (11y) | ||
| Eden Gwynne Williams | Registered representative | Jul 2015 (11y) | ||
| Vicki Ann Schilling | Registered representative | Jul 2015 (11y) | ||
| Gemma May Melgarejo Labar | Registered representative | Jul 2015 (11y) | ||
| Kelly Dawn Gentry | Registered representative | Jul 2015 (11y) | ||
| Sally Jo Silk | Registered representative | Jul 2015 (11y) | ||
| Carla Scanniello Mcconnell | Registered representative | Jul 2015 (11y) | ||
| Bradley Hunter Bass | Registered representative | Jul 2015 (11y) | ||
| Brian Samuel Schneider | Registered representative | Jul 2015 (11y) | ||
| Christopher Raymond Nawa | Registered representative | Jul 2015 (11y) | ||
| James Vincent Pucciarelli | Registered representative | Jul 2015 (11y) | ||
| Jody Lynn Reinoehl | Registered representative | Jul 2015 (11y) | ||
| Kerri Keisler Connellan | Registered representative | Jul 2015 (11y) | ||
| Sal Rocky Di Ruggiero | Registered representative | Jul 2015 (11y) | ||
| Sheri Lynn Stamm | Registered representative | Jul 2015 (11y) | ||
| Cynthia Louise Jaracz | Registered representative | Jul 2015 (11y) | ||
| Sylvia Herman Gort | Registered representative | Jul 2015 (11y) | ||
| Debra Jean Ciarrocchi | Registered representative | Jul 2015 (11y) | ||
| Marc Israel Karetsky | Registered representative | Jul 2015 (11y) | ||
| Scott Francis Tompkins | Registered representative | Jul 2015 (11y) | ||
| Wendy Leigh Fortenberry | Registered representative | Jul 2015 (11y) | ||
| Irwin Gordon Persaud | Registered representative | Jul 2015 (11y) | ||
| Michael Anthony Persaud | Registered representative | Jul 2015 (11y) | ||
| Jorge Armando Vasquez | Registered representative | Jul 2015 (11y) | ||
| Janet Alsup | Registered representative | Jul 2015 (11y) | ||
| Stacey Schaumberger | Registered representative | Jul 2015 (11y) | ||
| James Johnathan Julich | Registered representative | Jul 2015 (11y) | ||
| Kristina C Lopez | Registered representative | Jul 2015 (11y) | ||
| Kristy Lynn Mcgee | Registered representative | Jul 2015 (11y) | ||
| Richard Albert Pagliaro | Registered representative | Jul 2015 (11y) | ||
| Thomas William Taylor | Registered representative | Jul 2015 (11y) | ||
| Margaux S Williamson | Registered representative | Jul 2015 (11y) | ||
| Edward P Magda | Registered representative | Jul 2015 (11y) | ||
| John Peter Pappas | Registered representative | Jul 2015 (11y) | ||
| Michael Edward Phillips | Registered representative | Jul 2015 (11y) | ||
| Todd John Mulligan | Registered representative | CFP | Jul 2015 (11y) | |
| Claire Michelle Meehan | Registered representative | Jul 2015 (11y) | ||
| John Michael Kronner | Registered representative | Jul 2015 (11y) | ||
| Kim Anne Coberley | Registered representative | Jul 2015 (11y) | ||
| Scott Patrick Young | Registered representative | Jul 2015 (11y) | ||
| Terence Farley Markey | Registered representative | Jul 2015 (11y) | ||
| Albert Dishner | Registered representative | Jul 2015 (11y) | ||
| Bradley Alan Cull | Registered representative | CFP | Jul 2015 (11y) | |
| Christine Costas Morrissey | Registered representative | Jul 2015 (11y) | ||
| Kimberly Compton Bishop | Registered representative | Jul 2015 (11y) | ||
| Sandra Galindo Deskin | Registered representative | Jul 2015 (11y) | ||
| Amanda Isabel Diaz Soltero | Registered representative | Jul 2015 (11y) | ||
| Carissa Maria Barney | Registered representative | Jul 2015 (11y) | ||
| Kimberly Seaborn Emerson | Registered representative | Jul 2015 (11y) | ||
| Blake Christopher Culpepper | Registered representative | Jul 2015 (11y) | ||
| Kristen Anne Rose | Registered representative | Jul 2015 (11y) | ||
| Jose Miguel Pena | Registered representative | CFP | Jul 2015 (11y) | |
| Margaret J Sheridan | Registered representative | Jul 2015 (11y) | ||
| Christine Lee Koenig | Registered representative | Aug 2015 (11y) | ||
| Christopher Michael Mcgrath | Registered representative | Aug 2015 (11y) | ||
| Louis Jay Greif | Registered representative | Aug 2015 (11y) | ||
| Mark Joseph Banholzer | Registered representative | Aug 2015 (11y) | ||
| Jimena Hails | Registered representative | Aug 2015 (11y) | ||
| Kathryn Hartigan Pratt | Registered representative | Aug 2015 (11y) | ||
| Steven Erik Christensen | Registered representative | Aug 2015 (11y) | ||
| Taylor Ann Mcmahon | Registered representative | Aug 2015 (11y) | ||
| Thanh Kim Hoang | Registered representative | Aug 2015 (11y) | ||
| Erin Kennealy Fox | Registered representative | Aug 2015 (11y) | ||
| John Patrick Kelly | Registered representative | Aug 2015 (11y) | ||
| Lisa Shaw Hunter | Registered representative | Aug 2015 (11y) | ||
| Luca Majic | Registered representative | Aug 2015 (11y) | ||
| James Edward Henkel | Registered representative | Aug 2015 (11y) | ||
| Matthew P Balasavage | Registered representative | Aug 2015 (11y) | ||
| Brian Alan Mcadams | Registered representative | Aug 2015 (11y) | ||
| Thomas Edward Mullen | Registered representative | Aug 2015 (11y) | ||
| Boris Samuel Voroba | Registered representative | Aug 2015 (11y) | ||
| Conor Sullivan Mccallin | Registered representative | Aug 2015 (11y) | ||
| James Michael Delahunt | Registered representative | Aug 2015 (11y) | ||
| Jeffrey Allen Blake | Registered representative | Aug 2015 (11y) | ||
| Norman Franklin Ng | Registered representative | Aug 2015 (11y) | ||
| Troy Michael Cowdrey | Registered representative | Aug 2015 (11y) | ||
| Charles Anthony Lobosco | Registered representative | Aug 2015 (11y) | ||
| Andrea Sheneique Smith | Registered representative | Aug 2015 (11y) | ||
| Catherine Jane Cretella | Registered representative | Aug 2015 (11y) | ||
| Marci Lynn Vanderhoeven | Registered representative | Aug 2015 (11y) | ||
| Miguel Zorrilla | Registered representative | Aug 2015 (11y) | ||
| Paul Milton Pettit | Registered representative | Aug 2015 (11y) | ||
| Peter Charles Kofflin | Registered representative | Aug 2015 (11y) | ||
| Jayme L Blohowiak | Registered representative | Aug 2015 (11y) | ||
| Timothy A Bassett | Registered representative | Aug 2015 (11y) | ||
| Christina P Clark | Registered representative | Aug 2015 (11y) | ||
| Howard Gofstein | Registered representative | Aug 2015 (11y) | ||
| Scott Francis Lindus | Registered representative | Aug 2015 (11y) | ||
| Charles Paul Hubbard | Registered representative | Aug 2015 (11y) | ||
| Donna E Goode | Registered representative | Aug 2015 (11y) | ||
| Elizabeth P Robbins | Registered representative | Aug 2015 (11y) | ||
| Julian Michael Alteri | Registered representative | Aug 2015 (11y) | ||
| Zachary Noah Feldstein | Registered representative | Aug 2015 (11y) | ||
| Kevin Carlton Patterson | Registered representative | Aug 2015 (11y) | ||
| Lise Bensoussan Gurian | Registered representative | Aug 2015 (11y) | ||
| Matthew Gerald Anthony | Registered representative | Aug 2015 (11y) | ||
| Molly My Sakahara | Registered representative | Aug 2015 (11y) | ||
| Ngoc Dina Huynh | Registered representative | Aug 2015 (11y) | ||
| Michele Manley Klippstein | Registered representative | Aug 2015 (11y) | ||
| Robert Anthony Burie | Registered representative | Aug 2015 (11y) | ||
| Julie Lynn Winston | Registered representative | Aug 2015 (11y) | ||
| Patricia Evelyn Clark | Registered representative | Aug 2015 (11y) | ||
| Sam James Lopresti | Registered representative | Aug 2015 (11y) | ||
| Scott Richard Masters | Registered representative | Aug 2015 (11y) | ||
| Alicia Maria Guagliardo | Registered representative | Aug 2015 (11y) | ||
| Hina Sanghvi Cory | Registered representative | Aug 2015 (11y) | ||
| Robert C Bussells | Registered representative | Aug 2015 (11y) | ||
| Anthony Ofoe Christon Quao | Registered representative | Aug 2015 (11y) | ||
| Caroline Anne Hoelderlin | Registered representative | Aug 2015 (11y) | ||
| Clare Margaret Kerrisk | Registered representative | Aug 2015 (11y) | ||
| Elizabeth Mae Bem | Registered representative | Aug 2015 (11y) | ||
| Jenna P Johnsen | Registered representative | Aug 2015 (11y) | ||
| Michelle Josephine Johnston | Registered representative | Aug 2015 (11y) | ||
| Chad Robert Jacob | Registered representative | Sep 2015 (11y) | ||
| Joshua I Hart | Registered representative | Sep 2015 (11y) | ||
| Julie Ann Shoemaker | Registered representative | Sep 2015 (11y) | ||
| Shayne S Christe | Registered representative | Sep 2015 (11y) | ||
| Isaiah M Williams | Registered representative | Sep 2015 (11y) | ||
| Jamilet Judelka Reynoso | Registered representative | Sep 2015 (11y) | ||
| John Bernard Coyne | Registered representative | Sep 2015 (11y) | ||
| Laurie Ann Cull | Registered representative | Sep 2015 (11y) | ||
| Linda Elizabeth Mcnabb | Registered representative | Sep 2015 (11y) | ||
| Norine Mary Strazza | Registered representative | Sep 2015 (11y) | ||
| Trevor Paul Shephard | Registered representative | Sep 2015 (11y) | ||
| Valerie Elaine Shapiro | Registered representative | Sep 2015 (11y) | ||
| Guido Bebchik | Registered representative | Sep 2015 (11y) | ||
| Corby Oleson | Registered representative | Sep 2015 (11y) | ||
| David Michael Snetro | Registered representative | Sep 2015 (11y) | ||
| Gustavo Ariel Dardik | Registered representative | Sep 2015 (11y) | ||
| Judith I Pantoja | Registered representative | Sep 2015 (11y) | ||
| Manuel M. Mendez | Registered representative | Sep 2015 (11y) | ||
| Santiago M Alonso | Registered representative | Sep 2015 (11y) | ||
| Diana V Reeves | Registered representative | Sep 2015 (11y) | ||
| Joseph John Gil | Registered representative | Sep 2015 (11y) | ||
| Nicholas Arden Rossi | Registered representative | Sep 2015 (11y) | ||
| Brent Eugene Lilly | Registered representative | Sep 2015 (11y) | ||
| Danielle Marie Fite | Registered representative | Sep 2015 (11y) | ||
| Emilie Ann Topping | Registered representative | Sep 2015 (11y) | ||
| John Emerson Morrison | Registered representative | Sep 2015 (11y) | ||
| Lisa A Bardenhagen | Registered representative | Sep 2015 (11y) | ||
| Peter James Costello | Registered representative | Sep 2015 (11y) | ||
| Christopher Ashitei Quaye | Registered representative | Sep 2015 (11y) | ||
| Karen Lynn Dunphy | Registered representative | Sep 2015 (11y) | ||
| Taylor Bushnell Chadsey | Registered representative | Sep 2015 (11y) | ||
| Jefferson A Todd | Registered representative | Sep 2015 (11y) | ||
| Joseph Richard Bertoni | Registered representative | Sep 2015 (11y) | ||
| Cristian N Gamarra | Registered representative | Sep 2015 (11y) | ||
| Jeffrey Chen | Registered representative | Sep 2015 (11y) | ||
| Juan Pablo Briatore | Registered representative | Sep 2015 (11y) | ||
| Bryan Edward Mcnamara | Registered representative | Sep 2015 (11y) | ||
| Renee Weilandt Lofland | Registered representative | Sep 2015 (11y) | ||
| Bernard Dillard | Registered representative | Sep 2015 (11y) | ||
| Brandon Patrick Bolock | Registered representative | Sep 2015 (11y) | ||
| Jennifer X Xaythavone | Registered representative | Sep 2015 (11y) | ||
| Kristopher Coleman Watts | Registered representative | Sep 2015 (11y) | ||
| Yarilin Bernal | Registered representative | Sep 2015 (11y) | ||
| Andrea Eugenia Castro | Registered representative | Sep 2015 (11y) | ||
| Christopher Bruce Ragazzo | Registered representative | Sep 2015 (11y) | ||
| Darren Ross Edwards | Registered representative | Sep 2015 (11y) | ||
| Harry B Suh | Registered representative | Sep 2015 (11y) | ||
| Lori Anne Caumeil | Registered representative | CFP | Sep 2015 (11y) | |
| Christine G Yerganian | Registered representative | Sep 2015 (11y) | ||
| Christopher Allan Gillette | Registered representative | Sep 2015 (11y) | ||
| James F Fitzgerald | Registered representative | Sep 2015 (11y) | ||
| John J Lenehan | Registered representative | Sep 2015 (11y) | ||
| Joshua C Davis | Registered representative | Sep 2015 (11y) | ||
| Leigh Anne O'mealia | Registered representative | Sep 2015 (11y) | ||
| Meghan Ruth Morrow | Registered representative | Sep 2015 (11y) | ||
| Brian K Morgan | Registered representative | Sep 2015 (11y) | ||
| Christopher Hans Muffie | Registered representative | Sep 2015 (11y) | ||
| Justin Arthur Yip | Registered representative | Sep 2015 (11y) | ||
| Michelle L Fleming | Registered representative | Sep 2015 (11y) | ||
| Scott J Koehler | Registered representative | Sep 2015 (11y) | ||
| Stephen Thomas Bascom | Registered representative | Sep 2015 (11y) | ||
| Steven Alan Alminas | Registered representative | Sep 2015 (11y) | ||
| Anthony Christopher Bott | Registered representative | Sep 2015 (11y) | ||
| Brian Lee Ford | Registered representative | Sep 2015 (11y) | ||
| Christina Marie Leonelli | Registered representative | Sep 2015 (11y) | ||
| Diki Sherpa | Registered representative | Sep 2015 (11y) | ||
| Judith G Quinones | Registered representative | Sep 2015 (11y) | ||
| Shane Jeffrey Stewart | Registered representative | Sep 2015 (11y) | ||
| Elif Lee | Registered representative | Sep 2015 (11y) | ||
| Michael Thomas Sheen | Registered representative | Sep 2015 (11y) | ||
| Anthony Thomas Culazzo | Registered representative | Sep 2015 (11y) | ||
| Jamie Anne Chasey | Registered representative | Sep 2015 (11y) | ||
| Nicholas William Lombardi | Registered representative | Sep 2015 (11y) | ||
| Paul Matthew Cox | Registered representative | Sep 2015 (11y) | ||
| Sharon Harshbarger Kucera | Registered representative | Sep 2015 (11y) | ||
| Matthew Joseph Carson | Registered representative | Sep 2015 (11y) | ||
| Lisy Pena | Registered representative | Sep 2015 (11y) | ||
| Sara Kahlene Hemmings | Registered representative | Sep 2015 (11y) | ||
| Allison Marie Griffin | Registered representative | Oct 2015 (11y) | ||
| Daniel Egan Chun | Registered representative | Oct 2015 (11y) | ||
| Hillary Ann Muffoletto | Registered representative | Oct 2015 (11y) | ||
| Kristin M Sheridan | Registered representative | Oct 2015 (11y) | ||
| Samuel James Mccormick | Registered representative | Oct 2015 (11y) | ||
| Aaron David Silberman | Registered representative | CFP | Oct 2015 (11y) | |
| Ben B Cravens | Registered representative | Oct 2015 (11y) | ||
| Carl Joseph Piacelli | Registered representative | Oct 2015 (11y) | ||
| Jamie Rose | Registered representative | Oct 2015 (11y) | ||
| Jennifer A Murphy | Registered representative | Oct 2015 (11y) | ||
| Thomas Patrick Cox | Registered representative | Oct 2015 (11y) | ||
| William Edward Style | Registered representative | CFP | Oct 2015 (11y) | |
| Clara M Prendergast | Registered representative | Oct 2015 (11y) | ||
| Danny A Vargas | Registered representative | Oct 2015 (11y) | ||
| Debra Kathleen Connolly | Registered representative | Oct 2015 (11y) | ||
| Diana Deville | Registered representative | Oct 2015 (11y) | ||
| Jean Ann Chihak | Registered representative | Oct 2015 (11y) | ||
| Roy U King | Registered representative | Oct 2015 (11y) | ||
| Christine Laurel Cooper | Registered representative | Oct 2015 (11y) | ||
| Michael J Devries | Registered representative | Oct 2015 (11y) | ||
| Brooke Elizabeth Freedman | Registered representative | Oct 2015 (11y) | ||
| Melissa Gale Strilka | Registered representative | Oct 2015 (11y) | ||
| Paul Daniel Gillig | Registered representative | Oct 2015 (11y) | ||
| Viyana Kwak | Registered representative | CFP | Oct 2015 (11y) | |
| Diego P Moscoso | Registered representative | Oct 2015 (11y) | ||
| Lauren J Forsman | Registered representative | Oct 2015 (11y) | ||
| Robert R Wyckoff | Registered representative | Oct 2015 (11y) | ||
| Christopher C Ridente | Registered representative | Oct 2015 (11y) | ||
| David Edison Cundey | Registered representative | Oct 2015 (11y) | ||
| Jay R Mullan | Registered representative | Oct 2015 (11y) | ||
| John Barris Gould | Registered representative | Oct 2015 (11y) | ||
| Karen Anne Cacioppo | Registered representative | Oct 2015 (11y) | ||
| Nathan T Walter | Registered representative | Oct 2015 (11y) | ||
| Brian Ken Higashi | Registered representative | Oct 2015 (11y) | ||
| John Thomas Holland | Registered representative | Oct 2015 (11y) | ||
| Erik Woodville Hoppin | Registered representative | Oct 2015 (11y) | ||
| Jose G Aguilar | Registered representative | Oct 2015 (11y) | ||
| Kyle T Witte | Registered representative | Oct 2015 (11y) | ||
| Martha Beatriz Berumen | Registered representative | Oct 2015 (11y) | ||
| William Shane Konves | Registered representative | CFP | Oct 2015 (11y) | |
| Elizabeth Carol Mciver | Registered representative | Oct 2015 (11y) | ||
| Egija Bruge | Registered representative | Oct 2015 (11y) | ||
| Jonathan A Hale | Registered representative | Oct 2015 (11y) | ||
| Paula Fontno Scales | Registered representative | Oct 2015 (11y) | ||
| Trisha Anne Larson | Registered representative | Oct 2015 (11y) | ||
| Anna Mae Kohlem | Registered representative | Oct 2015 (11y) | ||
| David Francis Manci | Registered representative | Oct 2015 (11y) | ||
| James Michael Schuster | Registered representative | Oct 2015 (11y) | ||
| Newell Francis Bentley | Registered representative | Oct 2015 (11y) | ||
| Rosalind D Milloy | Registered representative | Oct 2015 (11y) | ||
| Amir Hossein Khoshroo | Registered representative | Oct 2015 (11y) | ||
| Beth Allison Mason | Registered representative | Oct 2015 (11y) | ||
| Scott Michael Sklar | Registered representative | Oct 2015 (11y) | ||
| Charles B Dennis | Registered representative | Oct 2015 (11y) | ||
| Katherine Jane Jenkins | Registered representative | Oct 2015 (11y) | ||
| Kimberly Marie Scheffler | Registered representative | Oct 2015 (11y) | ||
| Peter Raymond Scialabba | Registered representative | Oct 2015 (11y) | ||
| Sheulki Shin | Registered representative | Oct 2015 (11y) | ||
| Stephanie Joanna Vitti | Registered representative | Oct 2015 (11y) | ||
| Zachary Rhea Kneeland | Registered representative | Oct 2015 (11y) | ||
| Julie Ann Wright | Registered representative | Oct 2015 (11y) | ||
| Klara Dykastova | Registered representative | Oct 2015 (11y) | ||
| Liam Emmett Patterson | Registered representative | Oct 2015 (11y) | ||
| Maegen Ann Wallum | Registered representative | Oct 2015 (11y) | ||
| Robert Charles Gonzalez | Registered representative | Oct 2015 (11y) | ||
| Megan Kristina Kobata | Registered representative | Oct 2015 (11y) | ||
| Melissa Danielle Grunfeld | Registered representative | Oct 2015 (11y) | ||
| Shannon Marie Carlson | Registered representative | Oct 2015 (11y) | ||
| Chi Ling Gillian Yu | Registered representative | Oct 2015 (11y) | ||
| Kelly Anne Mcmanus | Registered representative | Oct 2015 (11y) | ||
| Luis Eduardo Guerra | Registered representative | Oct 2015 (11y) | ||
| Samuel Heller Green | Registered representative | Oct 2015 (11y) | ||
| Sheila T Johnson | Registered representative | Oct 2015 (11y) | ||
| William Michael Altruda | Registered representative | Oct 2015 (11y) | ||
| Lori Beth Ptacek | Registered representative | Oct 2015 (11y) | ||
| Lee Jared Gordon | Registered representative | Nov 2015 (11y) | ||
| Michael Paul Hill | Registered representative | Nov 2015 (11y) | ||
| Paige M Wasser | Registered representative | Nov 2015 (11y) | ||
| Richard Lester Blondheim | Registered representative | Nov 2015 (11y) | ||
| Brian Michael Biegen | Registered representative | CFP | Nov 2015 (11y) | |
| Gary Patrick Backer | Registered representative | Nov 2015 (11y) | ||
| Jacob James Williquette | Registered representative | Nov 2015 (11y) | ||
| Jeanine M Churchwell | Registered representative | Nov 2015 (11y) | ||
| Michael Augustine Hession | Registered representative | Nov 2015 (11y) | ||
| Robert Arthur Mclaren | Registered representative | Nov 2015 (11y) | ||
| Stephen Aubrey Wheetley | Registered representative | Nov 2015 (11y) | ||
| Brittany S Oldham | Registered representative | Nov 2015 (11y) | ||
| Keane Carmichael Robinson | Registered representative | Nov 2015 (11y) | ||
| Steven Edward Ploder | Registered representative | Nov 2015 (11y) | ||
| Xiong Bo Huang | Registered representative | Nov 2015 (11y) | ||
| Frank Mario Novello | Registered representative | Nov 2015 (11y) | ||
| Meghan M Geary | Registered representative | Nov 2015 (11y) | ||
| Nancy Gambino Legg | Registered representative | Nov 2015 (11y) | ||
| Robert John Ralston | Registered representative | Nov 2015 (11y) | ||
| Antoinette Visconti | Registered representative | Nov 2015 (11y) | ||
| Jorge Scott Quinto | Registered representative | Nov 2015 (11y) | ||
| Scott Andrew Mergner | Registered representative | Nov 2015 (11y) | ||
| Ashley Mariah Mccrary | Registered representative | Nov 2015 (11y) | ||
| Jenny San Jung Tsai Yung | Registered representative | Nov 2015 (11y) | ||
| Licia N Mclaughlin | Registered representative | Nov 2015 (11y) | ||
| Phillip Douglas Moehrke | Registered representative | Nov 2015 (11y) | ||
| Rod Steven Greenshields | Registered representative | Nov 2015 (11y) | ||
| William Scott Loveless | Registered representative | Nov 2015 (11y) | ||
| Heidi Gomez | Registered representative | Nov 2015 (11y) | ||
| Jeana Nicole Schkud | Registered representative | Nov 2015 (11y) | ||
| Jennifer Renee Cozza | Registered representative | Nov 2015 (11y) | ||
| Aimee Rebecca Lagana | Registered representative | Nov 2015 (11y) | ||
| Andrew Michael Jones | Registered representative | Nov 2015 (11y) | ||
| Jeffrey John O'neill | Registered representative | Nov 2015 (11y) | ||
| Megan Elizabeth Bachert | Registered representative | Nov 2015 (11y) | ||
| Orietta Delgado | Registered representative | Nov 2015 (11y) | ||
| Rosa V Leace | Registered representative | Nov 2015 (11y) | ||
| William Jennings Gambrill | Registered representative | Nov 2015 (11y) | ||
| Lauren Kosten | Registered representative | Nov 2015 (11y) | ||
| Pamela Lynn Lowell | Registered representative | Nov 2015 (11y) | ||
| Sonja Lorna Schnell | Registered representative | Nov 2015 (11y) | ||
| Spencer L Larsen | Registered representative | Nov 2015 (11y) | ||
| Joo Youn Boe | Registered representative | Nov 2015 (11y) | ||
| Julie Ann Fritz | Registered representative | Nov 2015 (11y) | ||
| Luke Sutphin | Registered representative | Nov 2015 (11y) | ||
| Timothy Adam Weber | Registered representative | Nov 2015 (11y) | ||
| William Michael Wilson | Registered representative | Nov 2015 (11y) | ||
| Kari Ann Kemnitz | Registered representative | Nov 2015 (11y) | ||
| Neal Thomas Baron | Registered representative | Nov 2015 (11y) | ||
| John D Moreno | Registered representative | Nov 2015 (11y) | ||
| Anthony Aris Dertouzos | Registered representative | Nov 2015 (11y) | ||
| Richard Scott Zinman | Registered representative | Nov 2015 (11y) | ||
| Andres Alejandro Hanania | Registered representative | Nov 2015 (11y) | ||
| Derek Alan Steinbrenner | Registered representative | Nov 2015 (11y) | ||
| Jeremy Puma | Registered representative | CFP | Nov 2015 (11y) | |
| Michael J Ladd | Registered representative | Nov 2015 (11y) | ||
| Michael Patrick Sullivan | Registered representative | Nov 2015 (11y) | ||
| Olivia A Bowles Kymer | Registered representative | Nov 2015 (11y) | ||
| Andrew John Beh | Registered representative | Nov 2015 (11y) | ||
| Diane Louise Kraft Dziedzic | Registered representative | Nov 2015 (11y) | ||
| Hillary S Lindberg | Registered representative | Nov 2015 (11y) | ||
| James Gegan Marlin | Registered representative | Nov 2015 (11y) | ||
| Jeffrey Mark Sochar | Registered representative | Nov 2015 (11y) | ||
| Jodi Rene Fleisher | Registered representative | Nov 2015 (11y) | ||
| Joseph Dunn | Registered representative | Nov 2015 (11y) | ||
| Mark Robert Bamber | Registered representative | Nov 2015 (11y) | ||
| Onica G Calderon | Registered representative | Nov 2015 (11y) | ||
| Raegan Anne Wagner | Registered representative | Nov 2015 (11y) | ||
| Richard M Stone | Registered representative | Nov 2015 (11y) | ||
| William David Mclaughlin | Registered representative | Nov 2015 (11y) | ||
| Andrew C Stolarz | Registered representative | Nov 2015 (11y) | ||
| James Fonseca Oliveira | Registered representative | Nov 2015 (11y) | ||
| Joseph Francis Greenwald | Registered representative | Nov 2015 (11y) | ||
| Luke Everett Denigris | Registered representative | Nov 2015 (11y) | ||
| Terri Collins Murray | Registered representative | Nov 2015 (11y) | ||
| Hugh Michael Odonnell | Registered representative | CFP | Nov 2015 (11y) | |
| John Louis Licata | Registered representative | Nov 2015 (11y) | ||
| Keith Cadden | Registered representative | CFP | Nov 2015 (11y) | |
| Griffin Robert Mcquilling | Registered representative | Dec 2015 (11y) | ||
| Adam Michael Abelson | Registered representative | Dec 2015 (11y) | ||
| Ashley D Bailey | Registered representative | Dec 2015 (11y) | ||
| Barry James Pechenik | Registered representative | Dec 2015 (11y) | ||
| Charles Turner Mckinney | Registered representative | Dec 2015 (11y) | ||
| Cheryl Ann N. Beekie | Registered representative | Dec 2015 (11y) | ||
| Daniel F Williams | Registered representative | Dec 2015 (11y) | ||
| David Joseph Kelton | Registered representative | Dec 2015 (11y) | ||
| Hayden Lee Godat | Registered representative | Dec 2015 (11y) | ||
| Morgan Elaine Fleming | Registered representative | Dec 2015 (11y) | ||
| Rebecca Kay Bown | Registered representative | Dec 2015 (11y) | ||
| Andrea K Fisher | Registered representative | Dec 2015 (11y) | ||
| Christopher Stanley Orluk | Registered representative | Dec 2015 (11y) | ||
| Mary Ann Whitaker | Registered representative | Dec 2015 (11y) | ||
| Abhay Nikhil Kothari | Registered representative | Dec 2015 (11y) | ||
| Bradford Naro Hull | Registered representative | Dec 2015 (11y) | ||
| Brittany Patterson Hall | Registered representative | Dec 2015 (11y) | ||
| Dimitri J Chimerakis | Registered representative | Dec 2015 (11y) | ||
| Anna Sarai Winderbaum | Registered representative | Dec 2015 (11y) | ||
| Aron David Huddleston | Registered representative | Dec 2015 (11y) | ||
| Diana Christina Patrascu | Registered representative | Dec 2015 (11y) | ||
| Erin Michelle Beavers | Registered representative | Dec 2015 (11y) | ||
| Jonathan Michael Hill | Registered representative | Dec 2015 (11y) | ||
| Joseph Todd Lerner | Registered representative | Dec 2015 (11y) | ||
| Kyle Gregory Watts | Registered representative | Dec 2015 (11y) | ||
| Natasha Carse | Registered representative | Dec 2015 (11y) | ||
| Maxwell Taylor Huck | Registered representative | Dec 2015 (11y) | ||
| John Calvin Oberg | Registered representative | Dec 2015 (11y) | ||
| Bruce Anthony Dibiase | Registered representative | Dec 2015 (11y) | ||
| Graeme Steven Wilson | Registered representative | Dec 2015 (11y) | ||
| John Dennis Bahlinger | Registered representative | Dec 2015 (11y) | ||
| Lauren N Chacinski | Registered representative | Dec 2015 (11y) | ||
| Charles Eugene Speiser | Registered representative | Dec 2015 (11y) | ||
| Harris Evan Mandel | Registered representative | Dec 2015 (11y) | ||
| Chelsea Marie Brogan Ferguson | Registered representative | Dec 2015 (11y) | ||
| James David Garrity | Registered representative | Dec 2015 (11y) | ||
| Kimberly Faye Vallet | Registered representative | Dec 2015 (11y) | ||
| Rachel Marie Kunkel | Registered representative | Dec 2015 (11y) | ||
| Adam Jason Riegelhaupt | Registered representative | Dec 2015 (11y) | ||
| Albert J Aeed | Registered representative | Dec 2015 (11y) | ||
| Alyssa Sanaye Drew | Registered representative | Dec 2015 (11y) | ||
| Connor Alexander Urban | Registered representative | Dec 2015 (11y) | ||
| Justin David Mccandless | Registered representative | Dec 2015 (11y) | ||
| Matthew Alexander Baitinger | Registered representative | Dec 2015 (11y) | ||
| Nicholas Crucet | Registered representative | Dec 2015 (11y) | ||
| Darryl Mitch Vigil | Registered representative | Dec 2015 (11y) | ||
| Lisa M Haygood | Registered representative | Dec 2015 (11y) | ||
| Makenzie Ann Marie Smith | Registered representative | Dec 2015 (11y) | ||
| Dedrick Lywan Rhone | Registered representative | Dec 2015 (11y) | ||
| Jason R Goldstrich | Registered representative | Dec 2015 (11y) | ||
| Marco Rodolfo Bigotti | Registered representative | Dec 2015 (11y) | ||
| Daniel Berces Urban | Registered representative | Jan 2016 (11y) | ||
| Kelly David Peterson | Registered representative | Jan 2016 (11y) | ||
| Melissa Heather Marie Gregory | Registered representative | Jan 2016 (11y) | ||
| Raymond John Mcfaul | Registered representative | Jan 2016 (11y) | ||
| Meagan M Riordan | Registered representative | Jan 2016 (11y) | ||
| Margaret Cobb George | Registered representative | Jan 2016 (11y) | ||
| Matthew Alfenso Gimmelli | Registered representative | Jan 2016 (11y) | ||
| Robert Dandridge Saunders | Registered representative | Jan 2016 (11y) | ||
| Stephen Wayne Edwards | Registered representative | Jan 2016 (11y) | ||
| Teri Twarkins Kelley | Registered representative | Jan 2016 (11y) | ||
| Jason Michael Dazey | Registered representative | Jan 2016 (11y) | ||
| Keith Alan Joffe | Registered representative | Jan 2016 (11y) | ||
| Andres Ayala Gonzalez | Registered representative | Jan 2016 (11y) | ||
| Andrew W Marko | Registered representative | Jan 2016 (11y) | ||
| Chad Adam Levy | Registered representative | Jan 2016 (11y) | ||
| Connor Jace Mcguire | Registered representative | Jan 2016 (11y) | ||
| Jeanne Marie Howell | Registered representative | Jan 2016 (11y) | ||
| Jeffrey Paul Machiele | Registered representative | Jan 2016 (11y) | ||
| John Cody Moore | Registered representative | Jan 2016 (11y) | ||
| Timothy James Hoffman | Registered representative | Jan 2016 (11y) | ||
| Darren Brett Marcus | Registered representative | CFA | Jan 2016 (11y) | |
| Gary P Nigro | Registered representative | Jan 2016 (11y) | ||
| John Alan Fuerstenberg | Registered representative | Jan 2016 (11y) | ||
| Adam Jason Freiman | Registered representative | Jan 2016 (11y) | ||
| Catherine M Coleman | Registered representative | Jan 2016 (11y) | ||
| Christopher G Canlas | Registered representative | Jan 2016 (11y) | ||
| David A Lambert | Registered representative | Jan 2016 (11y) | ||
| Dustin Chiaramonte Wolff | Registered representative | Jan 2016 (11y) | ||
| Daniel Douglas Reed | Registered representative | Jan 2016 (11y) | ||
| Elizabeth Muse Layne | Registered representative | CFP | Jan 2016 (11y) | |
| Jerri Kay Wentz | Registered representative | Jan 2016 (11y) | ||
| Steven Jacob Freiman | Registered representative | Jan 2016 (11y) | ||
| David Weidner | Registered representative | Jan 2016 (11y) | ||
| Linda Jean Montefusco | Registered representative | Jan 2016 (11y) | ||
| Michelle Adrianne Jennings | Registered representative | Jan 2016 (11y) | ||
| Colleen Mcguire Tremblay | Registered representative | Jan 2016 (11y) | ||
| Deborah Jean Finnegan | Registered representative | Jan 2016 (11y) | ||
| Lori Ann Shinnick | Registered representative | Jan 2016 (11y) | ||
| Michael David Apple | Registered representative | Jan 2016 (11y) | ||
| Carol Lynn Doran Timmins | Registered representative | Jan 2016 (11y) | ||
| Daniel E Sheldon | Registered representative | Jan 2016 (11y) | ||
| Michael Daniel Dasilva | Registered representative | Jan 2016 (11y) | ||
| Solomon Davis | Registered representative | Jan 2016 (11y) | ||
| Karie Jean Kluesner | Registered representative | Jan 2016 (11y) | ||
| Kelly Ann Tucker | Registered representative | Jan 2016 (11y) | ||
| Kenneth Paul Zielmanski | Registered representative | Jan 2016 (11y) | ||
| Megan B Engle | Registered representative | Jan 2016 (11y) | ||
| Preston Robert Patterson | Registered representative | Jan 2016 (11y) | ||
| Samuel Guy Dwyer | Registered representative | Jan 2016 (11y) | ||
| Stephen G Takacs | Registered representative | Jan 2016 (11y) | ||
| Samuel David Theodore Wolfe | Registered representative | Jan 2016 (11y) | ||
| Mona Romanello Wilson | Registered representative | Jan 2016 (11y) | ||
| Austin Scott Hersh | Registered representative | Jan 2016 (11y) | ||
| James Michael Mercurio | Registered representative | Jan 2016 (11y) | ||
| Nicole M Rudd | Registered representative | Jan 2016 (11y) | ||
| Beth Elliot Scanlan | Registered representative | Jan 2016 (11y) | ||
| Bryan Nathan Nickow | Registered representative | Jan 2016 (11y) | ||
| Delane Leann Drake | Registered representative | Jan 2016 (11y) | ||
| Rodney William Taylor | Registered representative | Jan 2016 (11y) | ||
| Alejandro Julio Malespin | Registered representative | Feb 2016 (11y) | ||
| Sanford Everly Bennett | Registered representative | Feb 2016 (11y) | ||
| Sylvia F Rodriguez | Registered representative | Feb 2016 (11y) | ||
| Victor M. Palafox | Registered representative | Feb 2016 (11y) | ||
| Lisa Hammond | Registered representative | Feb 2016 (10y) | ||
| Deborah Rene Schwartz | Registered representative | Feb 2016 (10y) | ||
| Karis Ann Boerner | Registered representative | Feb 2016 (10y) | ||
| Margaret Mary Mcmahon | Registered representative | Feb 2016 (10y) | ||
| Albert G Chavez | Registered representative | Feb 2016 (10y) | ||
| Carra Denece Sprague | Registered representative | Feb 2016 (10y) | ||
| Carter Mccook Smith | Registered representative | Feb 2016 (10y) | ||
| Matthew Gordon Montgomery | Registered representative | Feb 2016 (10y) | ||
| James Francis Kwei | Registered representative | Feb 2016 (10y) | ||
| Gerilyn Johnson Denny | Registered representative | Feb 2016 (10y) | ||
| Angela Mello De Mello Keesee | Registered representative | Feb 2016 (10y) | ||
| Claudia Maria Palombo | Registered representative | Feb 2016 (10y) | ||
| Giuliano Infantozzi | Registered representative | Feb 2016 (10y) | ||
| Kurtis Lee Maltby | Registered representative | Feb 2016 (10y) | ||
| Stephanie Osorio | Registered representative | Feb 2016 (10y) | ||
| Cristina Palenzuela | Registered representative | Feb 2016 (10y) | ||
| Joanne Marie Daly | Registered representative | Feb 2016 (10y) | ||
| William Watkins Jameson | Registered representative | Feb 2016 (10y) | ||
| Alisa Russell El Sprowl | Registered representative | Feb 2016 (10y) | ||
| Leah Renee Wyckoff | Registered representative | Feb 2016 (10y) | ||
| Zachary D Gelbart | Registered representative | Feb 2016 (10y) | ||
| Edward West Mullen | Registered representative | Feb 2016 (10y) | ||
| Gidon Abram Nach | Registered representative | Feb 2016 (10y) | ||
| Henry Wu | Registered representative | Feb 2016 (10y) | ||
| Jay Edward Gelbart | Registered representative | Feb 2016 (10y) | ||
| Robert Emmett Maguire | Registered representative | Feb 2016 (10y) | ||
| Samantha Marie Harvey | Registered representative | Feb 2016 (10y) | ||
| Steven John Rountos | Registered representative | Feb 2016 (10y) | ||
| Teresa Mildred Mcardle | Registered representative | Feb 2016 (10y) | ||
| Jed Jonathan Lloyd | Registered representative | Feb 2016 (10y) | ||
| Raul U Aguero | Registered representative | Feb 2016 (10y) | ||
| Scott Edward Schober | Registered representative | Feb 2016 (10y) | ||
| Jaclynn Ann Parent | Registered representative | Feb 2016 (10y) | ||
| James V Gennari | Registered representative | Feb 2016 (10y) | ||
| Lynn Timothy Kidd | Registered representative | Feb 2016 (10y) | ||
| David Eugene Noble | Registered representative | Feb 2016 (10y) | ||
| Douglas Wayne Dickinson | Registered representative | Feb 2016 (10y) | ||
| Jessica Ann Sheaffer | Registered representative | Feb 2016 (10y) | ||
| Jessica Marie La Barbera | Registered representative | Feb 2016 (10y) | ||
| Roberto Redondo | Registered representative | Feb 2016 (10y) | ||
| Theresa Dana Peek | Registered representative | Feb 2016 (10y) | ||
| Christie L Davenport | Registered representative | Feb 2016 (10y) | ||
| Michelle Lynn Lively | Registered representative | Feb 2016 (10y) | ||
| Ryan Michael Condello | Registered representative | Feb 2016 (10y) | ||
| Yvonne Marie Cole | Registered representative | Feb 2016 (10y) | ||
| Christopher William Grandieri | Registered representative | Feb 2016 (10y) | ||
| Elise C Mincey | Registered representative | Feb 2016 (10y) | ||
| Frederick Matthew Carter | Registered representative | Feb 2016 (10y) | ||
| Gianna Palazzo | Registered representative | Feb 2016 (10y) | ||
| Gengsheng Lu | Registered representative | Feb 2016 (10y) | ||
| Maria Tsakiris | Registered representative | Feb 2016 (10y) | ||
| Dickens Arthur Fowler | Registered representative | Feb 2016 (10y) | ||
| Jesse Alexander Weiner | Registered representative | Feb 2016 (10y) | ||
| Kenneth Matthew Sizemore | Registered representative | Feb 2016 (10y) | ||
| Roger Marment | Registered representative | Feb 2016 (10y) | ||
| Sarah Brittany Udolph | Registered representative | Feb 2016 (10y) | ||
| Deanna Christine Rigby | Registered representative | Mar 2016 (10y) | ||
| John A Coleman | Registered representative | Mar 2016 (10y) | ||
| Mirtha Yocasta Pujols | Registered representative | Mar 2016 (10y) | ||
| Rebecca Joan Weisberg | Registered representative | Mar 2016 (10y) | ||
| Ryan Charles Sochacki | Registered representative | Mar 2016 (10y) | ||
| Aimee Elizabeth Woods | Registered representative | Mar 2016 (10y) | ||
| Jason Spencer Semel | Registered representative | Mar 2016 (10y) | ||
| Kathleen C Breitmayer | Registered representative | Mar 2016 (10y) | ||
| Melanie J Blandon | Registered representative | Mar 2016 (10y) | ||
| Scarlett Alfonzo | Registered representative | Mar 2016 (10y) | ||
| Adrian Laurent | Registered representative | Mar 2016 (10y) | ||
| Anastasios Nikols | Registered representative | Mar 2016 (10y) | ||
| Daniel Wayne Kapple | Registered representative | Mar 2016 (10y) | ||
| Dillon Adams Dougherty | Registered representative | Mar 2016 (10y) | ||
| Emily Sainan Gai | Registered representative | Mar 2016 (10y) | ||
| Jennifer Susan Aten | Registered representative | Mar 2016 (10y) | ||
| John Parker Wilson | Registered representative | Mar 2016 (10y) | ||
| Joshua Andrew Miller | Registered representative | Mar 2016 (10y) | ||
| Michael A Kramley | Registered representative | Mar 2016 (10y) | ||
| Ruth Elizabeth Salazar | Registered representative | Mar 2016 (10y) | ||
| Adriana Teresa Santoni | Registered representative | Mar 2016 (10y) | ||
| Alan Ahmet Atamer | Registered representative | Mar 2016 (10y) | ||
| Chuang Shyun Lin | Registered representative | Mar 2016 (10y) | ||
| Corinne Marie Heiberger | Registered representative | Mar 2016 (10y) | ||
| Katherine Towl Khouri | Registered representative | Mar 2016 (10y) | ||
| Leo Biagini | Registered representative | Mar 2016 (10y) | ||
| Lindsay Margaret Yencho | Registered representative | Mar 2016 (10y) | ||
| Susan Marie Witt | Registered representative | Mar 2016 (10y) | ||
| Joshua L Shek | Registered representative | Mar 2016 (10y) | ||
| Roselin Espinal | Registered representative | Mar 2016 (10y) | ||
| Fernando A Villarreal | Registered representative | Mar 2016 (10y) | ||
| Gabriela Sardi | Registered representative | Mar 2016 (10y) | ||
| Joyce Anne Pike | Registered representative | Mar 2016 (10y) | ||
| Carrie L Daly | Registered representative | Mar 2016 (10y) | ||
| Leslie A Thornton | Registered representative | Mar 2016 (10y) | ||
| Shanna M Garbooshian | Registered representative | Mar 2016 (10y) | ||
| Francisco Javier Montes | Registered representative | Mar 2016 (10y) | ||
| Iris Xu Monarch | Registered representative | Mar 2016 (10y) | ||
| Cassandra R Dowd | Registered representative | Mar 2016 (10y) | ||
| Genoveva Luna | Registered representative | Mar 2016 (10y) | ||
| James Lee Hedden | Registered representative | Mar 2016 (10y) | ||
| Kristin L Alit | Registered representative | Mar 2016 (10y) | ||
| William Lewis Washburn | Registered representative | Mar 2016 (10y) | ||
| Brian Michael Chilton | Registered representative | Mar 2016 (10y) | ||
| Bryan Todd Lasday | Registered representative | Mar 2016 (10y) | ||
| Paula M Terzioglu | Registered representative | Mar 2016 (10y) | ||
| Carmen Leticia Delgado | Registered representative | Mar 2016 (10y) | ||
| Curtis Wolfslau | Registered representative | Mar 2016 (10y) | ||
| Jason P Burke | Registered representative | Mar 2016 (10y) | ||
| Ann Marie Kenik | Registered representative | Mar 2016 (10y) | ||
| Anthony Leo Even | Registered representative | Mar 2016 (10y) | ||
| Heidi Lynn Alikpokou | Registered representative | Mar 2016 (10y) | ||
| James Whitney | Registered representative | Mar 2016 (10y) | ||
| Juan Bosco Lujan Valladolid | Registered representative | Mar 2016 (10y) | ||
| Kevin Scott Fine | Registered representative | Mar 2016 (10y) | ||
| Mary D. Dichristofano | Registered representative | Mar 2016 (10y) | ||
| Matthew Christopher Jennings | Registered representative | Mar 2016 (10y) | ||
| Michael Edward Sakach | Registered representative | Mar 2016 (10y) | ||
| Scott Joseph Omansky | Registered representative | Mar 2016 (10y) | ||
| Christofer Jon Liljestrand | Registered representative | Mar 2016 (10y) | ||
| Gabriela Lopez De Haro | Registered representative | Mar 2016 (10y) | ||
| Thomas Cassano | Registered representative | Mar 2016 (10y) | ||
| Catherine Ellen Galgano | Registered representative | Mar 2016 (10y) | ||
| Francisco Victor Carrera Justiz | Registered representative | Mar 2016 (10y) | ||
| Michelle Ann Thelen | Registered representative | Mar 2016 (10y) | ||
| John Jay Christian Mouligne | Registered representative | Mar 2016 (10y) | ||
| Shane Lawrence Hatfield | Registered representative | Mar 2016 (10y) | ||
| Jani Martinez | Registered representative | Mar 2016 (10y) | ||
| Kellen D Ali | Registered representative | Mar 2016 (10y) | ||
| Maria A Naranjo | Registered representative | Mar 2016 (10y) | ||
| Caroline Downing Yeilding | Registered representative | CFP | Mar 2016 (10y) | |
| Christopher R Madson | Registered representative | Mar 2016 (10y) | ||
| Efren A Samano Gomez | Registered representative | Mar 2016 (10y) | ||
| German Hornstein | Registered representative | Mar 2016 (10y) | ||
| Melissa Ann Herrera | Registered representative | Mar 2016 (10y) | ||
| Paul Darwin Griffin | Registered representative | Mar 2016 (10y) | ||
| Stephen James Farmer | Registered representative | Mar 2016 (10y) | ||
| Wayne Jenq | Registered representative | Mar 2016 (10y) | ||
| Emily D Webber | Registered representative | Mar 2016 (10y) | ||
| Griselda Romero Hernandez | Registered representative | Mar 2016 (10y) | ||
| Rafael Cisternas | Registered representative | Mar 2016 (10y) | ||
| Pamela A Cain | Registered representative | Mar 2016 (10y) | ||
| Daniel Ehrlich | Registered representative | Mar 2016 (10y) | ||
| David Antoine Atallah | Registered representative | Mar 2016 (10y) | ||
| Henry Steven Cooperman | Registered representative | Mar 2016 (10y) | ||
| Jose M Arredondo | Registered representative | Mar 2016 (10y) | ||
| Nicholas E Dawit | Registered representative | Mar 2016 (10y) | ||
| Robert Joseph Duddie | Registered representative | Mar 2016 (10y) | ||
| Tami Lynn Maurice | Registered representative | Mar 2016 (10y) | ||
| Aleksey Fur | Registered representative | Apr 2016 (10y) | ||
| Byuzand A Adzhikosyan | Registered representative | Apr 2016 (10y) | ||
| Craig Roger Mccune | Registered representative | Apr 2016 (10y) | ||
| Hernan Mariano Gonzalez | Registered representative | Apr 2016 (10y) | ||
| Howard K Wen | Registered representative | Apr 2016 (10y) | ||
| Ignacio Pardo | Registered representative | Apr 2016 (10y) | ||
| John W Tucker | Registered representative | Apr 2016 (10y) | ||
| Maria Viviana Diaz | Registered representative | Apr 2016 (10y) | ||
| Michael H Co | Registered representative | Apr 2016 (10y) | ||
| Sheri Lesh | Registered representative | Apr 2016 (10y) | ||
| Angela Constance Noble | Registered representative | Apr 2016 (10y) | ||
| Beatriz Luna Vida | Registered representative | Apr 2016 (10y) | ||
| Gabriel S Lee | Registered representative | Apr 2016 (10y) | ||
| Gaston Pellegrini | Registered representative | Apr 2016 (10y) | ||
| Gino Jose Gonzalez | Registered representative | Apr 2016 (10y) | ||
| John Joseph Griffin | Registered representative | Apr 2016 (10y) | ||
| Joy Yi Boatwright | Registered representative | Apr 2016 (10y) | ||
| Paul Bravo | Registered representative | Apr 2016 (10y) | ||
| Rodrigo Mendes | Registered representative | Apr 2016 (10y) | ||
| Cristian Gabriel Gonzalez Lami | Registered representative | Apr 2016 (10y) | ||
| Gloria Andrea Auguste | Registered representative | Apr 2016 (10y) | ||
| Jolie A Hoorn | Registered representative | Apr 2016 (10y) | ||
| Victor Tsutsumi | Registered representative | Apr 2016 (10y) | ||
| Christina Alicia Neri | Registered representative | Apr 2016 (10y) | ||
| John Graham Switzer | Registered representative | Apr 2016 (10y) | ||
| Andrew Campbell Rayner | Registered representative | Apr 2016 (10y) | ||
| Alexander Walter Zimmerman | Registered representative | Apr 2016 (10y) | ||
| Daniel Kenneth Koluch | Registered representative | Apr 2016 (10y) | ||
| Vito J Tartamella | Registered representative | Apr 2016 (10y) | ||
| Zhigang Shen | Registered representative | Apr 2016 (10y) | ||
| Barbara Taylor Hatje | Registered representative | Apr 2016 (10y) | ||
| Brian Andrew Tobin | Registered representative | Apr 2016 (10y) | ||
| Jonathan Warren Burkan | Registered representative | Apr 2016 (10y) | ||
| Jose Villamil | Registered representative | Apr 2016 (10y) | ||
| Louis Orlando Moya | Registered representative | Apr 2016 (10y) | ||
| Abraham Chehebar | Registered representative | Apr 2016 (10y) | ||
| Ingrid Herrold Streich | Registered representative | CFP | Apr 2016 (10y) | |
| Javier Jaramillo | Registered representative | Apr 2016 (10y) | ||
| Juan Jose Carom | Registered representative | Apr 2016 (10y) | ||
| Michael Joseph Kane | Registered representative | Apr 2016 (10y) | ||
| Thomas Eric Cowan | Registered representative | Apr 2016 (10y) | ||
| Carolina Medina | Registered representative | Apr 2016 (10y) | ||
| David Charles Heger | Registered representative | Apr 2016 (10y) | ||
| Sudarshan Kumar | Registered representative | Apr 2016 (10y) | ||
| Nelson Eddy Portobanco | Registered representative | Apr 2016 (10y) | ||
| Sha'quanna K Brown | Registered representative | Apr 2016 (10y) | ||
| Brian Matthew Neeley | Registered representative | Apr 2016 (10y) | ||
| Deidre D Webb | Registered representative | Apr 2016 (10y) | ||
| Stephanie C Carlisle | Registered representative | Apr 2016 (10y) | ||
| Anne Marie Catherine Cummings | Registered representative | Apr 2016 (10y) | ||
| Matthew Lawrence Conway | Registered representative | Apr 2016 (10y) | ||
| Peter Nardin | Registered representative | Apr 2016 (10y) | ||
| Tanique K Louis | Registered representative | Apr 2016 (10y) | ||
| Calvin Tatkwan Watt | Registered representative | Apr 2016 (10y) | ||
| Melissa Rosenthal Leggat | Registered representative | Apr 2016 (10y) | ||
| Aaron Xavier Holland | Registered representative | Apr 2016 (10y) | ||
| Bayli Anne Fox | Registered representative | Apr 2016 (10y) | ||
| Steven Michael Winter | Registered representative | Apr 2016 (10y) | ||
| Timothy Dominick Marino | Registered representative | Apr 2016 (10y) | ||
| Meredith Anderson | Registered representative | Apr 2016 (10y) | ||
| Ryan Shea Anderson | Registered representative | Apr 2016 (10y) | ||
| Brent Douglas Weinmann | Registered representative | Apr 2016 (10y) | ||
| Riki Erica Vear | Registered representative | Apr 2016 (10y) | ||
| Samantha Jo Perkins Frimodig | Registered representative | Apr 2016 (10y) | ||
| Mina Ingrid Schor | Registered representative | Apr 2016 (10y) | ||
| Ricardo Milan | Registered representative | Apr 2016 (10y) | ||
| Amy Rose Burgraff | Registered representative | Apr 2016 (10y) | ||
| Brent Steven Gray | Registered representative | CFP | Apr 2016 (10y) | |
| Gerardo Francisco Olavarrieta | Registered representative | Apr 2016 (10y) | ||
| John Michael Mccleery | Registered representative | Apr 2016 (10y) | ||
| Robert Thomas Papaleo | Registered representative | Apr 2016 (10y) | ||
| Adam Hamilton Paoli | Registered representative | May 2016 (10y) | ||
| Percy Hamilton Clark | Registered representative | May 2016 (10y) | ||
| Raul F Lacayo | Registered representative | May 2016 (10y) | ||
| Eric Bryce Corbell | Registered representative | May 2016 (10y) | ||
| Francesco Balducci Sernaglia | Registered representative | May 2016 (10y) | ||
| Glenn C Coates | Registered representative | May 2016 (10y) | ||
| Jacob Ned Cudney | Registered representative | May 2016 (10y) | ||
| Tyler Jay Church | Registered representative | May 2016 (10y) | ||
| Brett James Barton | Registered representative | May 2016 (10y) | ||
| Pedro Antonio Jorge | Registered representative | May 2016 (10y) | ||
| Tessa A Gautreaux | Registered representative | May 2016 (10y) | ||
| Daniela Vizcaino | Registered representative | May 2016 (10y) | ||
| Jon E Lawrence | Registered representative | May 2016 (10y) | ||
| Andrew David Dilsaver | Registered representative | May 2016 (10y) | ||
| John Michael Husband | Registered representative | May 2016 (10y) | ||
| Karla Vanessa Marcano Caston | Registered representative | May 2016 (10y) | ||
| Neil O'connor | Registered representative | May 2016 (10y) | ||
| Sarah Lannette Daniel | Registered representative | May 2016 (10y) | ||
| Eduardo Enrique Muller | Registered representative | May 2016 (10y) | ||
| Gilbert J Mauro | Registered representative | May 2016 (10y) | ||
| Lori L Haertel | Registered representative | May 2016 (10y) | ||
| Leeann Genzano | Registered representative | May 2016 (10y) | ||
| Shawna F Bumpus | Registered representative | May 2016 (10y) | ||
| Teresa Mae Orcutt | Registered representative | May 2016 (10y) | ||
| Brad Nicholas Parpan | Registered representative | CFP | May 2016 (10y) | |
| Brian Matthew Goldberg | Registered representative | May 2016 (10y) | ||
| Peter Dewitt Martin | Registered representative | May 2016 (10y) | ||
| Craig Everett Yates | Registered representative | May 2016 (10y) | ||
| Jacob I Haberman | Registered representative | May 2016 (10y) | ||
| Joan C Ziminsky | Registered representative | May 2016 (10y) | ||
| Rodrigo Morales Villarreal | Registered representative | May 2016 (10y) | ||
| Andrew N Feldgus | Registered representative | May 2016 (10y) | ||
| Antonio Orendain | Registered representative | May 2016 (10y) | ||
| David Robert Bennette | Registered representative | May 2016 (10y) | ||
| Nils Omar Vidal | Registered representative | May 2016 (10y) | ||
| David Ray | Registered representative | May 2016 (10y) | ||
| Wenxin Yu | Registered representative | May 2016 (10y) | ||
| Audrey Marie Pickering | Registered representative | May 2016 (10y) | ||
| Brian Joseph Birnbaum | Registered representative | May 2016 (10y) | ||
| Stephane Mario Ventilato | Registered representative | May 2016 (10y) | ||
| Ellen Cardozo Sonsino | Registered representative | May 2016 (10y) | ||
| Fredric Stephen Bayles | Registered representative | May 2016 (10y) | ||
| Jordan Chase Horn | Registered representative | May 2016 (10y) | ||
| Rudolph Bernard Johnson | Registered representative | May 2016 (10y) | ||
| Terrie L Kilroy | Registered representative | May 2016 (10y) | ||
| Alvaro Uribe | Registered representative | May 2016 (10y) | ||
| Andres Echeverri | Registered representative | May 2016 (10y) | ||
| Carlos Alberto Uscategui | Registered representative | May 2016 (10y) | ||
| Casey Watt Knowles | Registered representative | May 2016 (10y) | ||
| Kyle Michael Braun | Registered representative | May 2016 (10y) | ||
| Cachet Monai Ramsey | Registered representative | May 2016 (10y) | ||
| Juliano L Barros | Registered representative | May 2016 (10y) | ||
| Katie Marie Voller Rubio | Registered representative | May 2016 (10y) | ||
| Stephanie Renee Regan | Registered representative | May 2016 (10y) | ||
| Alissa Faiers | Registered representative | CFP | May 2016 (10y) | |
| Barbara Ann Shaker | Registered representative | May 2016 (10y) | ||
| Jose Manuel Martinez | Registered representative | May 2016 (10y) | ||
| Nicolas Tavormina | Registered representative | May 2016 (10y) | ||
| Sean Christopher Graft | Registered representative | May 2016 (10y) | ||
| Charles Henry Shaw | Registered representative | May 2016 (10y) | ||
| David Andrew Noveck | Registered representative | May 2016 (10y) | ||
| Dee Rae Clarke | Registered representative | May 2016 (10y) | ||
| Elizabeth Kohs Smith | Registered representative | May 2016 (10y) | ||
| John Rolland Banker | Registered representative | May 2016 (10y) | ||
| John Samuel Sack | Registered representative | May 2016 (10y) | ||
| Matthew Edward Luber | Registered representative | May 2016 (10y) | ||
| Maureen Ann Mcdonald | Registered representative | May 2016 (10y) | ||
| Nicolas Velasquez | Registered representative | May 2016 (10y) | ||
| Jerald R Reich | Registered representative | May 2016 (10y) | ||
| Sam Moshe | Registered representative | May 2016 (10y) | ||
| Brandon Lee Luttrell | Registered representative | May 2016 (10y) | ||
| Brian Patrick Burns | Registered representative | May 2016 (10y) | ||
| Gary M Cecchett | Registered representative | May 2016 (10y) | ||
| John Eric Krakowiak | Registered representative | Jun 2016 (10y) | ||
| James Pointon Stevens | Registered representative | Jun 2016 (10y) | ||
| John C Bihler | Registered representative | Jun 2016 (10y) | ||
| Wei Elaine Elaine Shen | Registered representative | Jun 2016 (10y) | ||
| Michael Vincent Ruane | Registered representative | Jun 2016 (10y) | ||
| Ryan Peter Wroblewski | Registered representative | Jun 2016 (10y) | ||
| Sukanya Ghosh | Registered representative | Jun 2016 (10y) | ||
| Daniel Thompson Gamble | Registered representative | Jun 2016 (10y) | ||
| James Edward Cook | Registered representative | CFP | Jun 2016 (10y) | |
| John Stephen Desing | Registered representative | Jun 2016 (10y) | ||
| Matthew Robert Heslin | Registered representative | Jun 2016 (10y) | ||
| Matthew Vincent Harris | Registered representative | Jun 2016 (10y) | ||
| Steven G Tambone | Registered representative | CFP | Jun 2016 (10y) | |
| William Dale Patrick | Registered representative | Jun 2016 (10y) | ||
| Lilrene Smith | Registered representative | Jun 2016 (10y) | ||
| Felipe Gonet | Registered representative | Jun 2016 (10y) | ||
| Marco Antonio Soares Lockmann | Registered representative | Jun 2016 (10y) | ||
| Victoria Paige Bailey | Registered representative | Jun 2016 (10y) | ||
| Evan M Silverman | Registered representative | Jun 2016 (10y) | ||
| Kevin Bruce Miller | Registered representative | CFP | Jun 2016 (10y) | |
| Kristina Lee Newman | Registered representative | Jun 2016 (10y) | ||
| Matthew Alec Berman | Registered representative | Jun 2016 (10y) | ||
| Richard Lee Gum | Registered representative | Jun 2016 (10y) | ||
| Teresa M Emch | Registered representative | Jun 2016 (10y) | ||
| William Jarman Davis | Registered representative | Jun 2016 (10y) | ||
| Joshua Peretz Honig | Registered representative | Jun 2016 (10y) | ||
| Aishwarya Rajeev Adyanthaya | Registered representative | Jun 2016 (10y) | ||
| Diego Juvenal Macedo | Registered representative | Jun 2016 (10y) | ||
| Keaton James Covillo | Registered representative | Jun 2016 (10y) | ||
| Rafael A Gutierrez Balderrabano | Registered representative | Jun 2016 (10y) | ||
| Sean M Lane | Registered representative | Jun 2016 (10y) | ||
| Nicole Leigh Kuhn | Registered representative | Jun 2016 (10y) | ||
| Christopher Musino | Registered representative | Jun 2016 (10y) | ||
| Francelle S Guillet | Registered representative | Jun 2016 (10y) | ||
| John Frederick Sadallah | Registered representative | Jun 2016 (10y) | ||
| Mario Omar Martinez Chavez | Registered representative | Jun 2016 (10y) | ||
| Tammie Yungnan Kim | Registered representative | Jun 2016 (10y) | ||
| Grace Maria Torre Fernandez | Registered representative | Jun 2016 (10y) | ||
| Jonathan Brotonel | Registered representative | Jun 2016 (10y) | ||
| Anna Michael Pavluk | Registered representative | Jun 2016 (10y) | ||
| April Joy Bernardoni | Registered representative | Jun 2016 (10y) | ||
| Indra Verbiejute Josephs | Registered representative | Jun 2016 (10y) | ||
| Lilia Maria Vesterlund | Registered representative | Jun 2016 (10y) | ||
| James Janeczek | Registered representative | Jun 2016 (10y) | ||
| Michael Paul Radecke | Registered representative | Jun 2016 (10y) | ||
| Amelia Karenina Balonek | Registered representative | Jun 2016 (10y) | ||
| Larry David Selzer | Registered representative | Jun 2016 (10y) | ||
| Andrew Marshall Zentmayer | Registered representative | Jun 2016 (10y) | ||
| David Todd Mcdowell | Registered representative | Jun 2016 (10y) | ||
| Denise M De La Chapelle | Registered representative | Jun 2016 (10y) | ||
| Jeffrey Randy Brook | Registered representative | Jun 2016 (10y) | ||
| Jason Michael Viviani | Registered representative | Jun 2016 (10y) | ||
| Jennifer Elaine Miller | Registered representative | Jun 2016 (10y) | ||
| Jodie Kevetos Mamede | Registered representative | Jun 2016 (10y) | ||
| Trey Richard Cook | Registered representative | Jun 2016 (10y) | ||
| Anthony Joseph Nace | Registered representative | Jun 2016 (10y) | ||
| James Thomas Bell | Registered representative | Jun 2016 (10y) | ||
| Andrea Sequeira Czarniak | Registered representative | Jun 2016 (10y) | ||
| Christopher R Zappy | Registered representative | Jun 2016 (10y) | ||
| Jeanine Delgadillo | Registered representative | Jun 2016 (10y) | ||
| Kathryn Diane Rawlings | Registered representative | Jun 2016 (10y) | ||
| Kimberlee Jean Carver | Registered representative | Jun 2016 (10y) | ||
| Sally Kathryn Beckwith | Registered representative | Jun 2016 (10y) | ||
| Sean Donald Dries | Registered representative | Jun 2016 (10y) | ||
| Adam Jonathan Crown | Registered representative | Jun 2016 (10y) | ||
| Alessandro Spinetta | Registered representative | Jun 2016 (10y) | ||
| Catalin I Oancea | Registered representative | Jun 2016 (10y) | ||
| Frances Lieu | Registered representative | Jun 2016 (10y) | ||
| John Christian Hiles | Registered representative | Jun 2016 (10y) | ||
| Shu Zhang | Registered representative | Jun 2016 (10y) | ||
| Titus Jeromino Lobo | Registered representative | Jun 2016 (10y) | ||
| Brandon Nmi Cintron | Registered representative | Jun 2016 (10y) | ||
| Jonathon Arnold Holland | Registered representative | Jun 2016 (10y) | ||
| Richard Mage Keller | Registered representative | Jun 2016 (10y) | ||
| Sogol Behrouz | Registered representative | Jun 2016 (10y) | ||
| Tatiana E Belaya | Registered representative | Jun 2016 (10y) | ||
| Sun Y Hong | Registered representative | Jun 2016 (10y) | ||
| Zachary Paul Taylor | Registered representative | Jun 2016 (10y) | ||
| Ashlie Marie Johnson | Registered representative | Jul 2016 (10y) | ||
| Chelsea Bernstein | Registered representative | Jul 2016 (10y) | ||
| Diane Marie Leard | Registered representative | Jul 2016 (10y) | ||
| Thor Walter Anderson | Registered representative | Jul 2016 (10y) | ||
| Laura Zavresa Packer | Registered representative | Jul 2016 (10y) | ||
| Eric Nunes Brook | Registered representative | Jul 2016 (10y) | ||
| James Patrick Matti | Registered representative | Jul 2016 (10y) | ||
| Michael Jon Tuscano | Registered representative | Jul 2016 (10y) | ||
| Peter John Debrino | Registered representative | Jul 2016 (10y) | ||
| Jennifer Katherine Hartline | Registered representative | Jul 2016 (10y) | ||
| Laura Almalel Strosnider | Registered representative | Jul 2016 (10y) | ||
| Roopesh Amin | Registered representative | Jul 2016 (10y) | ||
| Jennifer Lynn Brennan | Registered representative | Jul 2016 (10y) | ||
| Craig A Hall | Registered representative | Jul 2016 (10y) | ||
| Donald L Meccia | Registered representative | Jul 2016 (10y) | ||
| Mark Nathan Maizel | Registered representative | Jul 2016 (10y) | ||
| Bradley Stephen Batur | Registered representative | Jul 2016 (10y) | ||
| Christopher Jon Degennaro | Registered representative | Jul 2016 (10y) | ||
| John Joseph Ulrich | Registered representative | Jul 2016 (10y) | ||
| Nichole Slagle Godwin | Registered representative | Jul 2016 (10y) | ||
| Amy Patricia Esposito | Registered representative | Jul 2016 (10y) | ||
| Karen Boza | Registered representative | Jul 2016 (10y) | ||
| Robert Hughes Ainslie | Registered representative | CFP | Jul 2016 (10y) | |
| Roman Yakubov | Registered representative | Jul 2016 (10y) | ||
| Nicholas Santo Mink | Registered representative | Jul 2016 (10y) | ||
| Anika Stacey Walker | Registered representative | Jul 2016 (10y) | ||
| Edward Choi | Registered representative | Jul 2016 (10y) | ||
| To Hun Pak | Registered representative | Jul 2016 (10y) | ||
| John Wang | Registered representative | Jul 2016 (10y) | ||
| Michael L Wittman | Registered representative | Jul 2016 (10y) | ||
| Daniel Christopher Peckham | Registered representative | Jul 2016 (10y) | ||
| Matthew Swaffin Smith | Registered representative | Jul 2016 (10y) | ||
| Nathan Damron | Registered representative | Jul 2016 (10y) | ||
| Nicholas Alan Zura | Registered representative | Jul 2016 (10y) | ||
| Chase R Altneu | Registered representative | Jul 2016 (10y) | ||
| Michele Irene Larocca | Registered representative | Jul 2016 (10y) | ||
| Teresa M Sulo Murphy | Registered representative | Jul 2016 (10y) | ||
| Laurie Gegen Moore | Registered representative | Jul 2016 (10y) | ||
| Kieran Paul Morris | Registered representative | Jul 2016 (10y) | ||
| William Martin Gambardella | Registered representative | CFA | Jul 2016 (10y) | |
| Ho Yin Chung | Registered representative | Jul 2016 (10y) | ||
| Douglas A Keyston | Registered representative | Aug 2016 (10y) | ||
| Evan James Kisty | Registered representative | Aug 2016 (10y) | ||
| Elizabeth S Lee | Registered representative | Aug 2016 (10y) | ||
| Inn Hsuan Foo | Registered representative | Aug 2016 (10y) | ||
| Kevin Mc Clancy Crowley | Registered representative | Aug 2016 (10y) | ||
| Robert Charles Valdivieso | Registered representative | Aug 2016 (10y) | ||
| Johnathon Glenn Raver | Registered representative | Aug 2016 (10y) | ||
| Natasha Helen Lessard | Registered representative | Aug 2016 (10y) | ||
| Philip Ryan Carter | Registered representative | Aug 2016 (10y) | ||
| Alexander Schnack Curtis | Registered representative | Aug 2016 (10y) | ||
| James Arthur Roman | Registered representative | Aug 2016 (10y) | ||
| Steven Thomas Fitzsimmons | Registered representative | Aug 2016 (10y) | ||
| Christina L Large | Registered representative | Aug 2016 (10y) | ||
| Jennifer Ann Crimmins | Registered representative | Aug 2016 (10y) | ||
| Jacob Richard Noell | Registered representative | Aug 2016 (10y) | ||
| Michael Alexander Crimmins | Registered representative | Aug 2016 (10y) | ||
| Michael Lawrence Testa | Registered representative | Aug 2016 (10y) | ||
| Andres Marek | Registered representative | Aug 2016 (10y) | ||
| Eduardo Marek | Registered representative | Aug 2016 (10y) | ||
| Francisco Javier Carbajales | Registered representative | Aug 2016 (10y) | ||
| Steven Steven Douek | Registered representative | Aug 2016 (10y) | ||
| Lisa Rahner Bogert | Registered representative | Aug 2016 (10y) | ||
| Robert Christopher Laux | Registered representative | Aug 2016 (10y) | ||
| Elizabeth Ann Coello | Registered representative | Aug 2016 (10y) | ||
| Isabella Juanita Cozad | Registered representative | Aug 2016 (10y) | ||
| Jorge Luis Gamboa | Registered representative | Aug 2016 (10y) | ||
| Kenritsu Hamasaka | Registered representative | Aug 2016 (10y) | ||
| Lauri Marie Graziano | Registered representative | Aug 2016 (10y) | ||
| Michele Alyse Finley | Registered representative | Aug 2016 (10y) | ||
| Keyan Marie Cooper | Registered representative | Aug 2016 (10y) | ||
| Sean William Reynolds | Registered representative | Aug 2016 (10y) | ||
| Jessica Shaughnessy | Registered representative | Aug 2016 (10y) | ||
| Martin Michael Neary | Registered representative | Aug 2016 (10y) | ||
| Sar Kun Moy | Registered representative | Aug 2016 (10y) | ||
| Ameen Amin | Registered representative | Aug 2016 (10y) | ||
| Erik Russell Feest | Registered representative | Aug 2016 (10y) | ||
| John Luis Allen | Registered representative | Aug 2016 (10y) | ||
| Olivia A Sanzone | Registered representative | Aug 2016 (10y) | ||
| Alberto Peralta Ramos | Registered representative | Aug 2016 (10y) | ||
| Craig Charles Benell | Registered representative | Aug 2016 (10y) | ||
| Winston Oliver Thomas | Registered representative | Aug 2016 (10y) | ||
| Brian Mac Kenzie Clarke | Registered representative | Aug 2016 (10y) | ||
| John Topham | Registered representative | Aug 2016 (10y) | ||
| Tara Lynn Bitterly | Registered representative | Aug 2016 (10y) | ||
| Christopher Robert Whitmore | Registered representative | Aug 2016 (10y) | ||
| Han Ming Lin | Registered representative | CFP | Aug 2016 (10y) | |
| Kristen Michele Ullman | Registered representative | Aug 2016 (10y) | ||
| Moyin Choi | Registered representative | Aug 2016 (10y) | ||
| Robert Karl Emple | Registered representative | Aug 2016 (10y) | ||
| Samantha Margaret Kervitsky | Registered representative | Aug 2016 (10y) | ||
| Amanda M Davis | Registered representative | Aug 2016 (10y) | ||
| Kevin Thomas Cortina | Registered representative | Aug 2016 (10y) | ||
| Yuliya Y Kuzmenko | Registered representative | Aug 2016 (10y) | ||
| Laura Lea Thompson Ball | Registered representative | Aug 2016 (10y) | ||
| Asher C Kennedy | Registered representative | Aug 2016 (10y) | ||
| Lisa Marie Vanreed | Registered representative | Aug 2016 (10y) | ||
| Tammy L Weston | Registered representative | CFP | Aug 2016 (10y) | |
| Anna Hoberman | Registered representative | Aug 2016 (10y) | ||
| Chenge Li | Registered representative | Aug 2016 (10y) | ||
| Dane Braddock Pearson | Registered representative | Aug 2016 (10y) | ||
| Joseph Lloyd Dichiacchio | Registered representative | Aug 2016 (10y) | ||
| Nikita Zhen Huang | Registered representative | Aug 2016 (10y) | ||
| Clare Margaret Mary Sheehan | Registered representative | Aug 2016 (10y) | ||
| Corina Sigrun Franke | Registered representative | Aug 2016 (10y) | ||
| David Wise Darst | Registered representative | Aug 2016 (10y) | ||
| Matthew Logan Whitman | Registered representative | Aug 2016 (10y) | ||
| Melissa Marie Turner | Registered representative | Aug 2016 (10y) | ||
| Steven Miles Gill | Registered representative | Aug 2016 (10y) | ||
| Annette M Mcniven | Registered representative | Aug 2016 (10y) | ||
| Collin Reid Brooks | Registered representative | Aug 2016 (10y) | ||
| Eric Matthew Walker | Registered representative | CFP | Aug 2016 (10y) | |
| Heather Beth Rosenstein | Registered representative | Aug 2016 (10y) | ||
| John Albert Harvey | Registered representative | Aug 2016 (10y) | ||
| Jeffrey Ward Mohrmann | Registered representative | Aug 2016 (10y) | ||
| John Lawrence Poppert | Registered representative | Aug 2016 (10y) | ||
| Molly M Cloud | Registered representative | Aug 2016 (10y) | ||
| Nicholas Patrick Coyne | Registered representative | Aug 2016 (10y) | ||
| Radcliffe Mcmorris Blackwood | Registered representative | Aug 2016 (10y) | ||
| Itohan Aisha Eribo | Registered representative | Aug 2016 (10y) | ||
| Candace Shelton Plunkett | Registered representative | Aug 2016 (10y) | ||
| Juan Carlos Paysse | Registered representative | Aug 2016 (10y) | ||
| Joseph Alan Finelli | Registered representative | Aug 2016 (10y) | ||
| Paul Dennis Schmude | Registered representative | Aug 2016 (10y) | ||
| Rocki Rance Walker | Registered representative | Aug 2016 (10y) | ||
| Sean Norman Stevens | Registered representative | Aug 2016 (10y) | ||
| Siyu Qiu | Registered representative | Aug 2016 (10y) | ||
| Allison S Davis | Registered representative | Aug 2016 (10y) | ||
| Caitlin Nora Carter | Registered representative | Aug 2016 (10y) | ||
| Jon Paul Piorkowski | Registered representative | Aug 2016 (10y) | ||
| Logan Gregory Craig | Registered representative | Aug 2016 (10y) | ||
| Lilianna T Watt | Registered representative | Aug 2016 (10y) | ||
| Michael Allen Guedry | Registered representative | Aug 2016 (10y) | ||
| Bryce Steven Mcconnell | Registered representative | Sep 2016 (10y) | ||
| Cau Min Li | Registered representative | Sep 2016 (10y) | ||
| Eric Michael Madison | Registered representative | Sep 2016 (10y) | ||
| Hillary Sara Mercer | Registered representative | Sep 2016 (10y) | ||
| Garrett Quantz Bland | Registered representative | Sep 2016 (10y) | ||
| Maria I. Hernandez | Registered representative | Sep 2016 (10y) | ||
| Scott S. Notowitz | Registered representative | Sep 2016 (10y) | ||
| Aquib Ahmed Khan | Registered representative | Sep 2016 (10y) | ||
| John Thomas Francis | Registered representative | Sep 2016 (10y) | ||
| Kara L Warsh | Registered representative | Sep 2016 (10y) | ||
| Maria E Palma | Registered representative | Sep 2016 (10y) | ||
| David Whitner Sanders | Registered representative | Sep 2016 (10y) | ||
| Michael James Pizzo | Registered representative | Sep 2016 (10y) | ||
| Andrew Emrick Mazzo | Registered representative | Sep 2016 (10y) | ||
| Catherine Zosa Romualdez | Registered representative | Sep 2016 (10y) | ||
| Edward Philip Bell | Registered representative | Sep 2016 (10y) | ||
| Kevin John Mcintosh | Registered representative | Sep 2016 (10y) | ||
| Matthew Joseph Smith | Registered representative | Sep 2016 (10y) | ||
| Nicholas John Mccarty | Registered representative | Sep 2016 (10y) | ||
| Sheila Diane Denzler | Registered representative | Sep 2016 (10y) | ||
| David C Ippolito | Registered representative | Sep 2016 (10y) | ||
| Frank Anthony Delli Carpini | Registered representative | Sep 2016 (10y) | ||
| Sandra K Gabay | Registered representative | Sep 2016 (10y) | ||
| Lyssa Gail Tavel | Registered representative | Sep 2016 (10y) | ||
| Alexander Morgan Anstead | Registered representative | Sep 2016 (10y) | ||
| Jean Paul Brescia | Registered representative | Sep 2016 (10y) | ||
| Jennifer Dipaola Turnbull | Registered representative | Sep 2016 (10y) | ||
| Stacy Satterwhite Lentine | Registered representative | Sep 2016 (10y) | ||
| Stephanie Michelle Mazzo | Registered representative | Sep 2016 (10y) | ||
| Samuel Knapp Chol | Registered representative | Sep 2016 (10y) | ||
| Christine A Ashmore | Registered representative | Sep 2016 (10y) | ||
| Christopher Lanius Long | Registered representative | Sep 2016 (10y) | ||
| Maria Elizabeth Anderson | Registered representative | Sep 2016 (10y) | ||
| Akira M Kido | Registered representative | Sep 2016 (10y) | ||
| Ann Marie Pharris | Registered representative | Sep 2016 (10y) | ||
| Goutam Ghosh | Registered representative | Sep 2016 (10y) | ||
| Joe Hahn Locke | Registered representative | CFP | Sep 2016 (10y) | |
| Juan Carlos Morales | Registered representative | Sep 2016 (10y) | ||
| Alexandria D Jones | Registered representative | Sep 2016 (10y) | ||
| Evan S Malik | Registered representative | Sep 2016 (10y) | ||
| Evan Tanner Wilson | Registered representative | Sep 2016 (10y) | ||
| Krista Lynn Girrbach | Registered representative | CFP | Sep 2016 (10y) | |
| Melody Beth Harris | Registered representative | Sep 2016 (10y) | ||
| Justin Stewart Cox | Registered representative | Sep 2016 (10y) | ||
| Karen Janice Ortiz | Registered representative | Sep 2016 (10y) | ||
| Marissa Jade Bennett | Registered representative | Sep 2016 (10y) | ||
| Matthew Thomas Curtis | Registered representative | Sep 2016 (10y) | ||
| Eduardo Manuel Carreno | Registered representative | CFP | Sep 2016 (10y) | |
| Elizabeth Perez | Registered representative | Sep 2016 (10y) | ||
| Nicole Renee Mooren | Registered representative | Sep 2016 (10y) | ||
| Christopher Roger Lamphere | Registered representative | Sep 2016 (10y) | ||
| Gail Rosemary Heffern | Registered representative | Sep 2016 (10y) | ||
| Kristi Rae Lucero | Registered representative | Sep 2016 (10y) | ||
| Megan K Halvorson | Registered representative | Sep 2016 (10y) | ||
| Michael Engle Peacock | Registered representative | Sep 2016 (10y) | ||
| Nicholas Michael Yip | Registered representative | Sep 2016 (10y) | ||
| Patricia Jaqueline Alba | Registered representative | Sep 2016 (10y) | ||
| Thomas Peter Morris | Registered representative | Sep 2016 (10y) | ||
| David Arthur Typermass | Registered representative | Sep 2016 (10y) | ||
| Michael Anthony Cassa | Registered representative | Sep 2016 (10y) | ||
| Sabrina M Kelly | Registered representative | Sep 2016 (10y) | ||
| Darren J Agena | Registered representative | Sep 2016 (10y) | ||
| Glenn Eugene Scott | Registered representative | Sep 2016 (10y) | ||
| David Lowell Cumming | Registered representative | CFP | Sep 2016 (10y) | |
| David Steven Gross | Registered representative | Sep 2016 (10y) | ||
| Harry Mulford Jewett | Registered representative | Sep 2016 (10y) | ||
| Michael Willis Vary | Registered representative | Sep 2016 (10y) | ||
| William Prescott Wolcott | Registered representative | Sep 2016 (10y) | ||
| Amanda Lynn Henderson | Registered representative | Oct 2016 (10y) | ||
| Catherine B Mannes | Registered representative | Oct 2016 (10y) | ||
| Elizabeth Amalia Toscan | Registered representative | Oct 2016 (10y) | ||
| Edward Thomas Moore | Registered representative | Oct 2016 (10y) | ||
| Kyle James Cox | Registered representative | Oct 2016 (10y) | ||
| Lita L Saavedra | Registered representative | Oct 2016 (10y) | ||
| Christopher Daniel Ribe | Registered representative | Oct 2016 (10y) | ||
| Martin Antonio Enriquez | Registered representative | Oct 2016 (10y) | ||
| Tracy Maren Pati | Registered representative | Oct 2016 (10y) | ||
| Alexandra Joy Turpin | Registered representative | Oct 2016 (10y) | ||
| Charles Yi Juin Chang | Registered representative | Oct 2016 (10y) | ||
| Jeff Joel Kramer | Registered representative | Oct 2016 (10y) | ||
| Quentin Kai Aknin | Registered representative | Oct 2016 (10y) | ||
| Ryan Robert Fullarton | Registered representative | Oct 2016 (10y) | ||
| Samantha Ann Sebald | Registered representative | Oct 2016 (10y) | ||
| Sarah Katelyn Smith | Registered representative | Oct 2016 (10y) | ||
| Andrew Dupont | Registered representative | Oct 2016 (10y) | ||
| Brendan Robert Hill | Registered representative | Oct 2016 (10y) | ||
| Brian John Mcloughlin | Registered representative | Oct 2016 (10y) | ||
| Cynthia Kay Murphy | Registered representative | Oct 2016 (10y) | ||
| Liucija Smaizyte Wright | Registered representative | Oct 2016 (10y) | ||
| Mitchell Ford Harry | Registered representative | Oct 2016 (10y) | ||
| Patrick James Hill | Registered representative | CFP | Oct 2016 (10y) | |
| Tyler Wayne Thomas | Registered representative | Oct 2016 (10y) | ||
| Virginia A Greatsinger | Registered representative | Oct 2016 (10y) | ||
| Andrew Charles Gall | Registered representative | Oct 2016 (10y) | ||
| Eamon Timothy Dworkin | Registered representative | Oct 2016 (10y) | ||
| Matthew J Stotler | Registered representative | Oct 2016 (10y) | ||
| Paige E Zebrowski | Registered representative | Oct 2016 (10y) | ||
| Anthony Frank Vigliotti | Registered representative | Oct 2016 (10y) | ||
| Chhavi Goel Parker | Registered representative | Oct 2016 (10y) | ||
| Eryck John Little | Registered representative | Oct 2016 (10y) | ||
| Anthony Robert Crisalli | Registered representative | Oct 2016 (10y) | ||
| Daniel Francis Jones | Registered representative | Oct 2016 (10y) | ||
| Garrett Getty | Registered representative | Oct 2016 (10y) | ||
| Jessica Banas | Registered representative | Oct 2016 (10y) | ||
| Teri Nicole Craig | Registered representative | Oct 2016 (10y) | ||
| Alan John Panozzo | Registered representative | Oct 2016 (10y) | ||
| Alton Theodore Davis | Registered representative | Oct 2016 (10y) | ||
| Claudia Byrne | Registered representative | Oct 2016 (10y) | ||
| Jason Robert Darfler | Registered representative | Oct 2016 (10y) | ||
| Joseph John Saccon | Registered representative | CFP | Oct 2016 (10y) | |
| Lisa Marie Rarick | Registered representative | Oct 2016 (10y) | ||
| Carmen Beatriz Torruella | Registered representative | Oct 2016 (10y) | ||
| David Joseph Stella | Registered representative | CFP | Oct 2016 (10y) | |
| Guy Estabrooke Heald | Registered representative | Oct 2016 (10y) | ||
| Gail Geneen Brown | Registered representative | Oct 2016 (10y) | ||
| Jennifer B Hinnant | Registered representative | Oct 2016 (10y) | ||
| Megan Cornille | Registered representative | Oct 2016 (10y) | ||
| Ralph Laporta | Registered representative | Chartered Financial Consultant | Oct 2016 (10y) | |
| Ryan Robert Dawson Heald | Registered representative | Oct 2016 (10y) | ||
| Suzanne Amy Case Pouliot | Registered representative | Oct 2016 (10y) | ||
| Theresa Ann Williams | Registered representative | CFP | Oct 2016 (10y) | |
| Dana Divergilio | Registered representative | Oct 2016 (10y) | ||
| Lesley D Pickens | Registered representative | Oct 2016 (10y) | ||
| Cortney Ann Corpus | Registered representative | Oct 2016 (10y) | ||
| John Samuel Bonifant | Registered representative | Oct 2016 (10y) | ||
| Kevin Joseph Bolton | Registered representative | Oct 2016 (10y) | ||
| Edward Denison Miner | Registered representative | Oct 2016 (10y) | ||
| Jyoti K Thawani | Registered representative | Oct 2016 (10y) | ||
| Nisha B Chisena | Registered representative | Oct 2016 (10y) | ||
| Philip H Peters | Registered representative | Oct 2016 (10y) | ||
| Evan Scott Harlan | Registered representative | Oct 2016 (10y) | ||
| Fulvio Urbinati | Registered representative | Oct 2016 (10y) | ||
| Lisa Marie Benton | Registered representative | Oct 2016 (10y) | ||
| Magdalena Sulima | Registered representative | Oct 2016 (10y) | ||
| Frank Chiovaro | Registered representative | Oct 2016 (10y) | ||
| Nicole Marie Lai | Registered representative | Oct 2016 (10y) | ||
| Errol Kenneth Furst | Registered representative | Oct 2016 (10y) | ||
| Hunter A Groce | Registered representative | Oct 2016 (10y) | ||
| Shelley Mei Lin Toy | Registered representative | Oct 2016 (10y) | ||
| Alan William Klipper | Registered representative | Oct 2016 (10y) | ||
| Kelly Major Green | Registered representative | Oct 2016 (10y) | ||
| Markie Buck Barnett | Registered representative | Oct 2016 (10y) | ||
| Michael W Egan | Registered representative | Oct 2016 (10y) | ||
| Scott T Anderson | Registered representative | Nov 2016 (10y) | ||
| Todd Adam Vogel | Registered representative | Nov 2016 (10y) | ||
| Lauren Gillooly Kemp | Registered representative | Nov 2016 (10y) | ||
| Campbell C Bleke | Registered representative | Nov 2016 (10y) | ||
| Christina Renee Taylor | Registered representative | Nov 2016 (10y) | ||
| Dillon Wayne Hoel | Registered representative | Nov 2016 (10y) | ||
| Wayne Cheng Chou | Registered representative | Nov 2016 (10y) | ||
| Ashanti Kimani Loggins | Registered representative | Nov 2016 (10y) | ||
| Claire Pei Jiun Liaw | Registered representative | Nov 2016 (10y) | ||
| Guy Edward Savino | Registered representative | Nov 2016 (10y) | ||
| Nicholas Andrew Mendelson | Registered representative | Nov 2016 (10y) | ||
| Thomas Hulett Judson | Registered representative | Nov 2016 (10y) | ||
| Kristina Alyse Olsen | Registered representative | Nov 2016 (10y) | ||
| Kyle Austin Rubbinaccio | Registered representative | Nov 2016 (10y) | ||
| Michael Owen O'neil | Registered representative | Nov 2016 (10y) | ||
| Sabrina Grace Walinchus | Registered representative | Nov 2016 (10y) | ||
| Corrine Ann Lyman | Registered representative | Nov 2016 (10y) | ||
| Frankki Ann Moskal | Registered representative | Nov 2016 (10y) | ||
| Lisa Bjornson Wolf | Registered representative | Nov 2016 (10y) | ||
| Charles Ernest Weinrich | Registered representative | Nov 2016 (10y) | ||
| Dwight H Caldwell | Registered representative | Nov 2016 (10y) | ||
| Renee Claire Siegel | Registered representative | Nov 2016 (10y) | ||
| Dana Elizabeth Bitterly | Registered representative | Nov 2016 (10y) | ||
| Daniel Joseph Sakalian | Registered representative | Nov 2016 (10y) | ||
| Daniel Lima | Registered representative | Nov 2016 (10y) | ||
| Gary Jay Bronheim | Registered representative | Nov 2016 (10y) | ||
| Heather Melissa Hackett | Registered representative | CFA | Nov 2016 (10y) | |
| Zachary Vaughn Thomas | Registered representative | Nov 2016 (10y) | ||
| Silvia Stephanie Nemeth | Registered representative | Nov 2016 (10y) | ||
| Ashley Ann Marden | Registered representative | Nov 2016 (10y) | ||
| Marcus Jeffrey Blake | Registered representative | Nov 2016 (10y) | ||
| Mark William Schuehler | Registered representative | Nov 2016 (10y) | ||
| Bernadette Chavez | Registered representative | Nov 2016 (10y) | ||
| Brett S Hillyard | Registered representative | Nov 2016 (10y) | ||
| Miles Connor Johnson | Registered representative | Nov 2016 (10y) | ||
| Daniel Marshi | Registered representative | Nov 2016 (10y) | ||
| William Franklin Rogers | Registered representative | Nov 2016 (10y) | ||
| Michelle Lynn Irwin | Registered representative | Nov 2016 (10y) | ||
| Jaynie Lane Siegel | Registered representative | Dec 2016 (10y) | ||
| Michael John Curley | Registered representative | Dec 2016 (10y) | ||
| Brian Richard Mchugh | Registered representative | Dec 2016 (10y) | ||
| Karen S Tekulsky | Registered representative | Dec 2016 (10y) | ||
| Ronald Barry Nadel | Registered representative | Dec 2016 (10y) | ||
| Garrett Adam Frye | Registered representative | Dec 2016 (10y) | ||
| Jonathan Edward Blasko | Registered representative | Dec 2016 (10y) | ||
| Daniel Marc Cohen | Registered representative | Dec 2016 (10y) | ||
| Glenn Allen Wiessner | Registered representative | CFP | Dec 2016 (10y) | |
| Lauren Ashley Klein | Registered representative | Dec 2016 (10y) | ||
| Elliot Evans Ichinose | Registered representative | Dec 2016 (10y) | ||
| Jennifer Lynn King | Registered representative | Dec 2016 (10y) | ||
| Arjun Venu | Registered representative | Dec 2016 (10y) | ||
| Drew Cameron Case | Registered representative | Dec 2016 (10y) | ||
| Jennifer Lynn Herman | Registered representative | Dec 2016 (10y) | ||
| Mark Kevin Burke | Registered representative | Dec 2016 (10y) | ||
| Julio Cesar Silva | Registered representative | Dec 2016 (10y) | ||
| Rajendra P Dhamankar | Registered representative | Dec 2016 (10y) | ||
| Dawn Leota Alexander | Registered representative | Dec 2016 (10y) | ||
| Elizabeth E Stromquist | Registered representative | Dec 2016 (10y) | ||
| Lauren Michelle Boulware | Registered representative | Dec 2016 (10y) | ||
| Susan Lynne Yedlicka | Registered representative | Dec 2016 (10y) | ||
| Cassio P Domingues Neto | Registered representative | Dec 2016 (10y) | ||
| Sabine B Scholz | Registered representative | Dec 2016 (10y) | ||
| Elizabeth Darlington Cambareri | Registered representative | Dec 2016 (10y) | ||
| Sarah Mae Howard | Registered representative | Dec 2016 (10y) | ||
| Maria Fadi Chehade | Registered representative | Dec 2016 (10y) | ||
| Abhiruchi Katriyar | Registered representative | Dec 2016 (10y) | ||
| Mary Jo Kloezeman | Registered representative | Dec 2016 (10y) | ||
| Robert Harris Moore | Registered representative | Dec 2016 (10y) | ||
| Alexander Kaiser | Registered representative | Dec 2016 (10y) | ||
| Cole Weston Baker | Registered representative | Dec 2016 (10y) | ||
| Karina Elizabeth Napiarkorvski | Registered representative | Dec 2016 (10y) | ||
| Katy Yun Zhao | Registered representative | Dec 2016 (10y) | ||
| Cristina Chiper | Registered representative | Dec 2016 (10y) | ||
| Rodrigo Brandt Schadeck | Registered representative | Dec 2016 (10y) | ||
| Aimee Salazar O'donnell | Registered representative | Jan 2017 (10y) | ||
| Pei Ti Chao | Registered representative | Jan 2017 (10y) | ||
| Rodney A Adderley | Registered representative | Jan 2017 (10y) | ||
| Antonina Hodges | Registered representative | Jan 2017 (10y) | ||
| Jack Douglas Banning | Registered representative | CFP | Jan 2017 (10y) | |
| Linda Sue Hunt | Registered representative | Jan 2017 (10y) | ||
| Roxanne Mae Dante | Registered representative | Jan 2017 (10y) | ||
| Vesta Marie Pudenz | Registered representative | Jan 2017 (10y) | ||
| Edouard Yves Crepy | Registered representative | Jan 2017 (10y) | ||
| Jackson Paul Brandstetter | Registered representative | Jan 2017 (10y) | ||
| Leonardo Y. Han | Registered representative | Jan 2017 (10y) | ||
| Richard Scott Grodin | Registered representative | CFA | Jan 2017 (10y) | |
| Robyn Lee | Registered representative | Jan 2017 (10y) | ||
| Alan Bruce Solursh | Registered representative | Jan 2017 (10y) | ||
| Jordan N. Justman | Registered representative | Jan 2017 (10y) | ||
| Shadi Courtney Mullin | Registered representative | Jan 2017 (10y) | ||
| Suzanne Allred Rider | Registered representative | Jan 2017 (10y) | ||
| Kimberly Michelle Guidone | Registered representative | Jan 2017 (10y) | ||
| Chasity Kay Jordan | Registered representative | Jan 2017 (10y) | ||
| Corinne James Menacho | Registered representative | Jan 2017 (10y) | ||
| Heather Mc Phie Watanabe | Registered representative | Jan 2017 (10y) | ||
| Kevin Lee Klingerman | Registered representative | Jan 2017 (10y) | ||
| Brad Mitchell Weinman | Registered representative | Jan 2017 (10y) | ||
| Carole Ann Nero | Registered representative | Jan 2017 (10y) | ||
| Kevin Michael Coyle | Registered representative | CFP | Jan 2017 (10y) | |
| Pallavi Iyer | Registered representative | Jan 2017 (10y) | ||
| Adam Joseph Pennacchio | Registered representative | Jan 2017 (10y) | ||
| Ann Ogasawara Miller | Registered representative | Jan 2017 (10y) | ||
| Anne Marie Diane Williams | Registered representative | Jan 2017 (10y) | ||
| Andrew Evan Salis | Registered representative | Jan 2017 (10y) | ||
| Balinda Gay Ferrara May | Registered representative | Jan 2017 (10y) | ||
| Brad E Baird | Registered representative | Jan 2017 (10y) | ||
| Ira Matthew Friedman | Registered representative | Jan 2017 (10y) | ||
| Jack Kenneth Skidmore | Registered representative | Jan 2017 (10y) | ||
| Jason Elliot Redpath | Registered representative | Jan 2017 (10y) | ||
| Keith Richard Meyer | Registered representative | CFP | Jan 2017 (10y) | |
| Kristi Lynn Mcclure | Registered representative | Jan 2017 (10y) | ||
| Ned Nelson Altic | Registered representative | Jan 2017 (10y) | ||
| David Robert Schmidt | Registered representative | Jan 2017 (10y) | ||
| Herbert Warren Means | Registered representative | Jan 2017 (10y) | ||
| John T Martin | Registered representative | Jan 2017 (10y) | ||
| Robert Harold Newsock | Registered representative | Jan 2017 (10y) | ||
| Christopher Scott Richards | Registered representative | Jan 2017 (10y) | ||
| Justin Hong | Registered representative | Jan 2017 (10y) | ||
| Michael Steven Williams | Registered representative | Jan 2017 (10y) | ||
| Margaret Isabelle Gargulinski | Registered representative | Jan 2017 (10y) | ||
| Tejas Nayak | Registered representative | Jan 2017 (10y) | ||
| Lynne Fahrmeier Williams | Registered representative | Jan 2017 (10y) | ||
| Arnold Dorado Suliguin | Registered representative | Jan 2017 (10y) | ||
| Cheri Ann Mchugo | Registered representative | Jan 2017 (10y) | ||
| David Matthew Hill | Registered representative | Jan 2017 (10y) | ||
| Katie A Rudow | Registered representative | Jan 2017 (10y) | ||
| Sarah Caslowitz Forney | Registered representative | Jan 2017 (10y) | ||
| Thomas Justin Caruso | Registered representative | Jan 2017 (10y) | ||
| Andrew K Sawyer | Registered representative | Jan 2017 (10y) | ||
| Azan Enrico Piperno | Registered representative | Jan 2017 (10y) | ||
| Luis Manuel Medina | Registered representative | Jan 2017 (10y) | ||
| Leigh Anne Peak | Registered representative | Jan 2017 (10y) | ||
| Geri Dawn Mette | Registered representative | Feb 2017 (9y) | ||
| Karen S Knettel | Registered representative | Feb 2017 (9y) | ||
| Latheresa Farris Montgomery | Registered representative | Feb 2017 (9y) | ||
| Neil Morris Terry | Registered representative | Feb 2017 (9y) | ||
| Guilherme Carvalho Aragao | Registered representative | Feb 2017 (9y) | ||
| Jeffrey Adam Markowitz | Registered representative | Feb 2017 (9y) | ||
| Thomas Ernest Goss | Registered representative | Feb 2017 (9y) | ||
| Calvin Isaac Roach | Registered representative | Feb 2017 (9y) | ||
| Elaina Lynn Flynn | Registered representative | Feb 2017 (9y) | ||
| Matilda P Corera | Registered representative | Feb 2017 (9y) | ||
| Devin Charles Bogert | Registered representative | Feb 2017 (9y) | ||
| Jonathan William Bassham | Registered representative | Feb 2017 (9y) | ||
| Charlene M Strauss Wilson | Registered representative | Feb 2017 (9y) | ||
| Richard Alan Wright | Registered representative | Feb 2017 (9y) | ||
| Stephanie Marie Lippitt | Registered representative | Feb 2017 (9y) | ||
| Gabriel C Brito | Registered representative | Feb 2017 (9y) | ||
| Timothy David Majewski | Registered representative | Feb 2017 (9y) | ||
| Alex M Cena | Registered representative | Feb 2017 (9y) | ||
| Carolina Mcgoey | Registered representative | Feb 2017 (9y) | ||
| Brian Scott Rothman | Registered representative | Feb 2017 (9y) | ||
| Citlaly Julian | Registered representative | Feb 2017 (9y) | ||
| Stamatia Athina Mackin | Registered representative | Feb 2017 (9y) | ||
| Victoria Lisa Valle | Registered representative | Feb 2017 (9y) | ||
| Amanda L Moorman | Registered representative | Feb 2017 (9y) | ||
| Brendan Michael Mahon | Registered representative | Feb 2017 (9y) | ||
| Jill Elaine Bracci | Registered representative | CFP | Feb 2017 (9y) | |
| Jonathan B Fetner | Registered representative | Feb 2017 (9y) | ||
| Veronica E Valdes | Registered representative | Feb 2017 (9y) | ||
| Anne F Lasaracino | Registered representative | Feb 2017 (9y) | ||
| Floyd Jathan Scott | Registered representative | Feb 2017 (9y) | ||
| Jason D Maniscalco | Registered representative | Feb 2017 (9y) | ||
| Lewis Todd Levine | Registered representative | Feb 2017 (9y) | ||
| Abraham Jon Tarkeshian | Registered representative | Feb 2017 (9y) | ||
| Alice Hannah Ryu | Registered representative | Feb 2017 (9y) | ||
| Jeffery Demetrius Kennerly | Registered representative | Feb 2017 (9y) | ||
| Robert Bryant Tjan | Registered representative | Feb 2017 (9y) | ||
| Sean Michael Fox | Registered representative | Feb 2017 (9y) | ||
| Hunter Davies Harmon | Registered representative | Feb 2017 (9y) | ||
| Lara Hazelett Shelton | Registered representative | Feb 2017 (9y) | ||
| Ian Patrick O'brien | Registered representative | Feb 2017 (9y) | ||
| Angela Denise Jackson | Registered representative | Feb 2017 (9y) | ||
| Dana Tom | Registered representative | Feb 2017 (9y) | ||
| Debra Jo Carey | Registered representative | Feb 2017 (9y) | ||
| Sharron Scoggins | Registered representative | Feb 2017 (9y) | ||
| Brandon Drew Ross | Registered representative | Feb 2017 (9y) | ||
| Corey Michael Lopez | Registered representative | Feb 2017 (9y) | ||
| Jennifer A Mcdermott | Registered representative | Feb 2017 (9y) | ||
| Lenroy Joseph Shaw | Registered representative | Feb 2017 (9y) | ||
| Spencer T Willhite | Registered representative | Feb 2017 (9y) | ||
| Brittany Ming Hong Hanae Adaniya | Registered representative | Mar 2017 (9y) | ||
| Emma V Olcott | Registered representative | Mar 2017 (9y) | ||
| Michael Louis Lombardi | Registered representative | Mar 2017 (9y) | ||
| Steven Thorpe | Registered representative | Mar 2017 (9y) | ||
| Thomas Morgan Sime | Registered representative | Mar 2017 (9y) | ||
| Amram Ariel Bengio | Registered representative | Mar 2017 (9y) | ||
| Stephany Le May Thompson | Registered representative | Mar 2017 (9y) | ||
| Zachary Michael Messerino | Registered representative | Mar 2017 (9y) | ||
| Adam Thomas Keefe | Registered representative | Mar 2017 (9y) | ||
| Donald John Witkowski | Registered representative | Mar 2017 (9y) | ||
| Glen Patrick Gill | Registered representative | Mar 2017 (9y) | ||
| Matthew Stephen Landry | Registered representative | CFP | Mar 2017 (9y) | |
| Michael R Schak | Registered representative | Mar 2017 (9y) | ||
| Philip Nicolo Messina | Registered representative | Mar 2017 (9y) | ||
| Robert Michael Shamis | Registered representative | CFP | Mar 2017 (9y) | |
| Yon Wha Siciliano | Registered representative | Mar 2017 (9y) | ||
| Carlos Hector Garcia | Registered representative | Mar 2017 (9y) | ||
| Brian Ramon Garcia | Registered representative | Mar 2017 (9y) | ||
| Kelly Nicole Granger | Registered representative | Mar 2017 (9y) | ||
| Matthew James Sohns | Registered representative | Mar 2017 (9y) | ||
| Melissa Lynn Gerdes | Registered representative | Mar 2017 (9y) | ||
| Samuel E. Zimmerman | Registered representative | Mar 2017 (9y) | ||
| Thomas Sumner Balch | Registered representative | Mar 2017 (9y) | ||
| Alexandra Melissa Novak | Registered representative | Mar 2017 (9y) | ||
| Bailey Lynn Bynum | Registered representative | Mar 2017 (9y) | ||
| Carla D Erikson | Registered representative | Mar 2017 (9y) | ||
| Lisa R Rinzler Lubel | Registered representative | Mar 2017 (9y) | ||
| Paul Edgar Arnold | Registered representative | Mar 2017 (9y) | ||
| Robert Iocco | Registered representative | Mar 2017 (9y) | ||
| Nicole Leigh Lebaron | Registered representative | Mar 2017 (9y) | ||
| Rosa Armida Reyna | Registered representative | Mar 2017 (9y) | ||
| Thomas Arthur Honeycutt | Registered representative | Mar 2017 (9y) | ||
| Christopher Hagopian | Registered representative | Mar 2017 (9y) | ||
| Frank Michael Laviano | Registered representative | Mar 2017 (9y) | ||
| Masha Bronislava Efros | Registered representative | Mar 2017 (9y) | ||
| Redina Mingla | Registered representative | Mar 2017 (9y) | ||
| Bridget M Gates | Registered representative | Mar 2017 (9y) | ||
| Lisa N Lubar | Registered representative | Mar 2017 (9y) | ||
| Lisa Marise Green | Registered representative | CFP | Mar 2017 (9y) | |
| Brenda Ann La Combe | Registered representative | Mar 2017 (9y) | ||
| David Patrick Lange | Registered representative | Mar 2017 (9y) | ||
| Kelli Anne Schrade | Registered representative | Mar 2017 (9y) | ||
| Andrew Lee Buchta | Registered representative | Mar 2017 (9y) | ||
| Christopher D Simonson | Registered representative | Mar 2017 (9y) | ||
| Lauren Marie Vitale | Registered representative | Mar 2017 (9y) | ||
| James Henry Wilkes | Registered representative | Mar 2017 (9y) | ||
| Joanne Jacobs Perkins | Registered representative | Mar 2017 (9y) | ||
| Joshua Alan Glazer | Registered representative | Mar 2017 (9y) | ||
| Louis James Ardito | Registered representative | Mar 2017 (9y) | ||
| Meredith A Farris | Registered representative | CFP | Mar 2017 (9y) | |
| Michael T Mccarrick | Registered representative | Mar 2017 (9y) | ||
| Panayota Patricia Deluca | Registered representative | Mar 2017 (9y) | ||
| Alicia T Chen | Registered representative | Mar 2017 (9y) | ||
| Joshua Sampson | Registered representative | CFP | Mar 2017 (9y) | |
| Katherine Marie Gread | Registered representative | Mar 2017 (9y) | ||
| Katie A Boyce | Registered representative | Mar 2017 (9y) | ||
| Jennifer I Schuur | Registered representative | Mar 2017 (9y) | ||
| Nicholas Mark Breen | Registered representative | Mar 2017 (9y) | ||
| Stephen Klyce Thomas | Registered representative | Mar 2017 (9y) | ||
| Taylor Austen Thomas | Registered representative | Mar 2017 (9y) | ||
| Adam D Simon | Registered representative | Mar 2017 (9y) | ||
| Brian Gerard O'connor | Registered representative | Mar 2017 (9y) | ||
| Brian S. Bechelli | Registered representative | Mar 2017 (9y) | ||
| Donald C Fung | Registered representative | Mar 2017 (9y) | ||
| Frank Harvey Almendarez | Registered representative | Mar 2017 (9y) | ||
| George Augustine Jenckes | Registered representative | CFA | Mar 2017 (9y) | |
| James Matthew Palleschi | Registered representative | Mar 2017 (9y) | ||
| John Richard Campbell | Registered representative | Mar 2017 (9y) | ||
| Joseph Clark Ward | Registered representative | Mar 2017 (9y) | ||
| Kevin Martin Murray | Registered representative | Mar 2017 (9y) | ||
| Lauren J Maguire | Registered representative | Mar 2017 (9y) | ||
| Mary Ann Long | Registered representative | Mar 2017 (9y) | ||
| Matthew J Marangiello | Registered representative | Mar 2017 (9y) | ||
| Michael Rene Cush | Registered representative | Mar 2017 (9y) | ||
| Nathalie Mastouri | Registered representative | Mar 2017 (9y) | ||
| Robert Lacy Seehoffer | Registered representative | Mar 2017 (9y) | ||
| Denice Shaniqua Layne | Registered representative | Mar 2017 (9y) | ||
| Jennifer L Reynolds | Registered representative | Mar 2017 (9y) | ||
| Deborah Kayreen Kearney | Registered representative | Mar 2017 (9y) | ||
| Leslie Dale Wicker | Registered representative | Mar 2017 (9y) | ||
| Monique Caroline Butler | Registered representative | Mar 2017 (9y) | ||
| Youssef A Zohny | Registered representative | Mar 2017 (9y) | ||
| Edward Jarratt Ramsey | Registered representative | Mar 2017 (9y) | ||
| Cristina M Haggerty | Registered representative | Mar 2017 (9y) | ||
| John Kremidas | Registered representative | Mar 2017 (9y) | ||
| Tara Dawn Elliott | Registered representative | Mar 2017 (9y) | ||
| Tariq Evans | Registered representative | CFP | Mar 2017 (9y) | |
| Daniel Scott Dillard | Registered representative | Mar 2017 (9y) | ||
| Gerard Ronald Tischio | Registered representative | Mar 2017 (9y) | ||
| Michelle Lee Crisalli | Registered representative | Mar 2017 (9y) | ||
| Matthew Ellis Taussig | Registered representative | Mar 2017 (9y) | ||
| Michael Reginald Bowden | Registered representative | Mar 2017 (9y) | ||
| David Aubrey Doll | Registered representative | Mar 2017 (9y) | ||
| David Steven Rasdolsky | Registered representative | Mar 2017 (9y) | ||
| Rebecca T Levy | Registered representative | Mar 2017 (9y) | ||
| Richard Milton Perlman | Registered representative | Mar 2017 (9y) | ||
| Shane M Hefty | Registered representative | CFP | Mar 2017 (9y) | |
| Sue Jeanette Banas | Registered representative | Mar 2017 (9y) | ||
| Timothy Robert Dixon | Registered representative | Mar 2017 (9y) | ||
| Timothy E Popko | Registered representative | Apr 2017 (9y) | ||
| Anne Caroline Diamond | Registered representative | Apr 2017 (9y) | ||
| David E Doll | Registered representative | Apr 2017 (9y) | ||
| Glenn T Ferrell | Registered representative | Apr 2017 (9y) | ||
| James Greer Brown | Registered representative | CFP | Apr 2017 (9y) | |
| Joel Kamor | Registered representative | Apr 2017 (9y) | ||
| John D Rose | Registered representative | CFP | Apr 2017 (9y) | |
| Julie Anna Kandel Pogue | Registered representative | Apr 2017 (9y) | ||
| Merri E Toulas | Registered representative | Apr 2017 (9y) | ||
| Davis Love Petersen | Registered representative | Apr 2017 (9y) | ||
| Jeffrey Smulevitz | Registered representative | Apr 2017 (9y) | ||
| Moosa M Rizvi | Registered representative | Apr 2017 (9y) | ||
| Tanya Crooms Garrett | Registered representative | Apr 2017 (9y) | ||
| Lorena S Mackelvie | Registered representative | Apr 2017 (9y) | ||
| Robert Weilt Sitton | Registered representative | Apr 2017 (9y) | ||
| Anthony Wykes | Registered representative | Apr 2017 (9y) | ||
| Antonio Racanelli | Registered representative | Apr 2017 (9y) | ||
| Kenneth Robert Mc Cready | Registered representative | Apr 2017 (9y) | ||
| Drew William Miller | Registered representative | Apr 2017 (9y) | ||
| Sonja Christiana Lamar | Registered representative | Apr 2017 (9y) | ||
| Alora Yaron | Registered representative | Apr 2017 (9y) | ||
| Gregory Thomas Talpey | Registered representative | Apr 2017 (9y) | ||
| Karen Gayle Coffey | Registered representative | Apr 2017 (9y) | ||
| Lilly Ann Cuaron Castro | Registered representative | Apr 2017 (9y) | ||
| Carol Ejailat | Registered representative | CFA | Apr 2017 (9y) | |
| Jennifer Joan Anderson | Registered representative | Apr 2017 (9y) | ||
| Ryan Rielly | Registered representative | Apr 2017 (9y) | ||
| Leidy Laura Gonzalez | Registered representative | Apr 2017 (9y) | ||
| Joshua Andrew Mott | Registered representative | Apr 2017 (9y) | ||
| Monika Kotowski | Registered representative | Apr 2017 (9y) | ||
| Nicholas George Brosky | Registered representative | Apr 2017 (9y) | ||
| Stephanie Kathryn Roszkowski | Registered representative | Apr 2017 (9y) | ||
| Amy Marie Waller | Registered representative | Apr 2017 (9y) | ||
| Lawrence Frederick Codraro | Registered representative | Apr 2017 (9y) | ||
| Tammy Lee Kinstle | Registered representative | Apr 2017 (9y) | ||
| Andres Fallon | Registered representative | Apr 2017 (9y) | ||
| John Jackson Brooks | Registered representative | Apr 2017 (9y) | ||
| Jon Cleavland Peavy | Registered representative | Apr 2017 (9y) | ||
| Kerry Anne Bolinder | Registered representative | Apr 2017 (9y) | ||
| Maryanna M Johnson | Registered representative | Apr 2017 (9y) | ||
| Allan Pierre Golotko | Registered representative | Apr 2017 (9y) | ||
| Danielle E Bower | Registered representative | Apr 2017 (9y) | ||
| Emily Annick Lee | Registered representative | Apr 2017 (9y) | ||
| James Jay Hallman | Registered representative | Apr 2017 (9y) | ||
| Lashawn Chantel Hayes | Registered representative | Apr 2017 (9y) | ||
| Nathaniel E Erman | Registered representative | Apr 2017 (9y) | ||
| Michael Andrew Borsello | Registered representative | Apr 2017 (9y) | ||
| Andrew Ryan Munoz | Registered representative | Apr 2017 (9y) | ||
| Katrina Valerie Montalvo | Registered representative | Apr 2017 (9y) | ||
| Matthew George Fitzpatrick | Registered representative | Apr 2017 (9y) | ||
| Natalya Borisovna Hendricks | Registered representative | Apr 2017 (9y) | ||
| Shaun Templeton Fulton | Registered representative | Apr 2017 (9y) | ||
| Erik Douglas Johnson | Registered representative | Apr 2017 (9y) | ||
| Floribelle C Furuc | Registered representative | Apr 2017 (9y) | ||
| David J Chapin | Registered representative | Apr 2017 (9y) | ||
| Jill D Schildkraut Katz | Registered representative | Apr 2017 (9y) | ||
| Joshlyn Camba De Ala | Registered representative | Apr 2017 (9y) | ||
| Matthew Austin Howard | Registered representative | Apr 2017 (9y) | ||
| Gabriel M Grossman | Registered representative | CFP | Apr 2017 (9y) | |
| Michael Christopher Bernard | Registered representative | Apr 2017 (9y) | ||
| Craig Anthony Lipari | Registered representative | May 2017 (9y) | ||
| Michelle Ashley Hart | Registered representative | May 2017 (9y) | ||
| Reed Douglas Hendricks | Registered representative | May 2017 (9y) | ||
| Shelli Elizabeth Waggoner | Registered representative | May 2017 (9y) | ||
| Rylan Kyle Lanham | Registered representative | May 2017 (9y) | ||
| Andrew Howard Sigler | Registered representative | May 2017 (9y) | ||
| Stephen Anthony Greene | Registered representative | May 2017 (9y) | ||
| Jonathan Dean Beuoy | Registered representative | May 2017 (9y) | ||
| Donald J. Selinger | Registered representative | May 2017 (9y) | ||
| Janna R Birkner | Registered representative | May 2017 (9y) | ||
| Michael Charles Montgomery | Registered representative | May 2017 (9y) | ||
| Michael David Welch | Registered representative | May 2017 (9y) | ||
| Norman Thorn Robertson | Registered representative | CFP | May 2017 (9y) | |
| Paul S Selinger | Registered representative | May 2017 (9y) | ||
| Petr Andreas Thorson | Registered representative | May 2017 (9y) | ||
| Sara A Thorson | Registered representative | May 2017 (9y) | ||
| Steven George Carayanis | Registered representative | May 2017 (9y) | ||
| Brant Allen Rustich | Registered representative | May 2017 (9y) | ||
| Charles Warren Willis | Registered representative | May 2017 (9y) | ||
| Elizabeth Z Jarzen | Registered representative | May 2017 (9y) | ||
| Michael Carl Arluna | Registered representative | May 2017 (9y) | ||
| Pamela I Hadley | Registered representative | May 2017 (9y) | ||
| Peter L Ferdinand | Registered representative | May 2017 (9y) | ||
| Timothy B Metcalf | Registered representative | May 2017 (9y) | ||
| Aradhana Bhargava Kuhn | Registered representative | May 2017 (9y) | ||
| Jon Pierson Willhite | Registered representative | May 2017 (9y) | ||
| Barry M Cohen | Registered representative | May 2017 (9y) | ||
| Kathleen Murphy Dwyer | Registered representative | May 2017 (9y) | ||
| Maria Gabriela Teran | Registered representative | May 2017 (9y) | ||
| Faye Ellen Myers | Registered representative | May 2017 (9y) | ||
| Michael Anthony Pallini | Registered representative | May 2017 (9y) | ||
| James Calvin Mercer | Registered representative | May 2017 (9y) | ||
| Evan Andrew Long | Registered representative | May 2017 (9y) | ||
| Henrique Rodrigues Pinheiro Silva | Registered representative | May 2017 (9y) | ||
| Shannon Marie Blair | Registered representative | May 2017 (9y) | ||
| April Beasley Bush | Registered representative | May 2017 (9y) | ||
| Claudia Beatriz Landinez Guzman | Registered representative | May 2017 (9y) | ||
| Diane B Desch | Registered representative | May 2017 (9y) | ||
| Duke Susilasate | Registered representative | May 2017 (9y) | ||
| Joseph Paul Lizzio | Registered representative | May 2017 (9y) | ||
| Juan Patricio Conway | Registered representative | May 2017 (9y) | ||
| Julie Tracy Garwood | Registered representative | May 2017 (9y) | ||
| Ricardo Francisco Bembibre | Registered representative | May 2017 (9y) | ||
| Roberto Gamarra | Registered representative | May 2017 (9y) | ||
| Rodolfo Garza Fernandez | Registered representative | May 2017 (9y) | ||
| Scott Martin Lalli | Registered representative | May 2017 (9y) | ||
| Robert L Sheely | Registered representative | May 2017 (9y) | ||
| Shannon Elizabeth Mccarey | Registered representative | May 2017 (9y) | ||
| Jacqueline C Depippo | Registered representative | May 2017 (9y) | ||
| Travis R Wilde | Registered representative | May 2017 (9y) | ||
| John Manuel Carvalho | Registered representative | May 2017 (9y) | ||
| Kent Taylor Wolever | Registered representative | CFP | May 2017 (9y) | |
| Marijane Uehlinger | Registered representative | May 2017 (9y) | ||
| Samuel White Yates | Registered representative | May 2017 (9y) | ||
| Jake Antonio Rodriques | Registered representative | May 2017 (9y) | ||
| Adam Mitchell Anderson | Registered representative | May 2017 (9y) | ||
| Alex J Wenthe | Registered representative | May 2017 (9y) | ||
| Blake Schmidt | Registered representative | May 2017 (9y) | ||
| Caroline Kahn | Registered representative | May 2017 (9y) | ||
| Elisha Lauren Comfort | Registered representative | May 2017 (9y) | ||
| Juan Pablo Garcia | Registered representative | May 2017 (9y) | ||
| Mariana A Maia | Registered representative | May 2017 (9y) | ||
| Peter E Prunty | Registered representative | CFA | May 2017 (9y) | |
| Cory M Bloom | Registered representative | May 2017 (9y) | ||
| Angelique Guidry Manne | Registered representative | May 2017 (9y) | ||
| Leah E Haney | Registered representative | May 2017 (9y) | ||
| Vincent Larnell Williams | Registered representative | May 2017 (9y) | ||
| Charles Francis Hogan | Registered representative | May 2017 (9y) | ||
| Chase James Kelly | Registered representative | May 2017 (9y) | ||
| Eileen Patricia Russo | Registered representative | May 2017 (9y) | ||
| Edwin August Friedrich Ellinghausen | Registered representative | May 2017 (9y) | ||
| Katherine Landry Almon | Registered representative | May 2017 (9y) | ||
| Logan Cain Sammons | Registered representative | May 2017 (9y) | ||
| Marisa F Pollard | Registered representative | May 2017 (9y) | ||
| William Maxwell Cohen | Registered representative | May 2017 (9y) | ||
| Brian Allan Jay | Registered representative | May 2017 (9y) | ||
| Mark Thomas Meotti | Registered representative | May 2017 (9y) | ||
| Maxwell Richard Parziale | Registered representative | May 2017 (9y) | ||
| Stacy Lee Capobianco | Registered representative | May 2017 (9y) | ||
| Patricio Julian Gerscovich | Registered representative | May 2017 (9y) | ||
| Mathew James Lystra | Registered representative | May 2017 (9y) | ||
| Ashley N Mooney | Registered representative | Jun 2017 (9y) | ||
| Christine Marie Harsaghy | Registered representative | Jun 2017 (9y) | ||
| Amy Beth Eubanks | Registered representative | Jun 2017 (9y) | ||
| Eric Heath Snyder | Registered representative | Jun 2017 (9y) | ||
| Jonathan David Sullivan | Registered representative | Jun 2017 (9y) | ||
| Nicholas De Camillo | Registered representative | Jun 2017 (9y) | ||
| Dejan Bucevski | Registered representative | Jun 2017 (9y) | ||
| Jami Lynn Rhoads | Registered representative | Jun 2017 (9y) | ||
| Monica Logrono | Registered representative | Jun 2017 (9y) | ||
| William Barnwell Heyward | Registered representative | Jun 2017 (9y) | ||
| Dianne Ellen Blunt | Registered representative | Jun 2017 (9y) | ||
| Gustavo Luis Cecchi | Registered representative | Jun 2017 (9y) | ||
| Ryan Nicolas Strada | Registered representative | Jun 2017 (9y) | ||
| Benjamin Sutton | Registered representative | Jun 2017 (9y) | ||
| Emily Kanefield | Registered representative | Jun 2017 (9y) | ||
| Fuller E Callaway | Registered representative | Jun 2017 (9y) | ||
| David Sedrak | Registered representative | Jun 2017 (9y) | ||
| Lisa A Pollock | Registered representative | Jun 2017 (9y) | ||
| Louis Colby Athanas | Registered representative | Jun 2017 (9y) | ||
| Micah J Lillich | Registered representative | Jun 2017 (9y) | ||
| Amy Klinglesmith Collins | Registered representative | Jun 2017 (9y) | ||
| Nicholas A Matayoshi | Registered representative | Jun 2017 (9y) | ||
| Lucy C Hardy | Registered representative | Jun 2017 (9y) | ||
| Mark Girard Campbell | Registered representative | Jun 2017 (9y) | ||
| Michael Wesbrooks | Registered representative | Jun 2017 (9y) | ||
| Christopher Peter Pappas | Registered representative | Jun 2017 (9y) | ||
| Jared Mitchell Singh | Registered representative | Jun 2017 (9y) | ||
| Alease Antionette Chabrak | Registered representative | Jun 2017 (9y) | ||
| Michael Victor Pisarczyk | Registered representative | CFA | Jun 2017 (9y) | |
| Andrew E Mercuri | Registered representative | Jun 2017 (9y) | ||
| Alexander Thomas Failla | Registered representative | Jun 2017 (9y) | ||
| Karl Christian Mergenthaler | Registered representative | Jun 2017 (9y) | ||
| Randall Andrew Scianna | Registered representative | Jun 2017 (9y) | ||
| Emily Rose Hodgdon | Registered representative | Jun 2017 (9y) | ||
| Jeffrey Allen Novak | Registered representative | Jun 2017 (9y) | ||
| Bowman Michael Thrasher | Registered representative | Jun 2017 (9y) | ||
| Li Cao | Registered representative | Jun 2017 (9y) | ||
| Bentley Joseph Harvey | Registered representative | Jun 2017 (9y) | ||
| Jacob Michael Tolk | Registered representative | Jun 2017 (9y) | ||
| April E Mathew | Registered representative | Jun 2017 (9y) | ||
| Margaret Ladd | Registered representative | Jun 2017 (9y) | ||
| Nicole W Tom | Registered representative | Jun 2017 (9y) | ||
| Zaim Lajka | Registered representative | Jun 2017 (9y) | ||
| Ellis Watson Tonissi | Registered representative | Jun 2017 (9y) | ||
| Garrett Peter Morkill | Registered representative | Jun 2017 (9y) | ||
| Jay Christopher Cloud | Registered representative | Jun 2017 (9y) | ||
| Brien Joseph Mc Hugh | Registered representative | Jun 2017 (9y) | ||
| James Willis Davis | Registered representative | Jun 2017 (9y) | ||
| Mark William Mcbee | Registered representative | CFP | Jun 2017 (9y) | |
| Anthony Giliberto | Registered representative | Jul 2017 (9y) | ||
| Daniel Benjamin Bufkin | Registered representative | CFP | Jul 2017 (9y) | |
| Derrick Temon Jackson | Registered representative | Jul 2017 (9y) | ||
| Hector B Genao | Registered representative | Jul 2017 (9y) | ||
| Marian Mofied Azmy Morcos | Registered representative | Jul 2017 (9y) | ||
| Lance Paul Eaton | Registered representative | Jul 2017 (9y) | ||
| Mark A Huffman | Registered representative | Jul 2017 (9y) | ||
| Becky Saumei Law | Registered representative | Jul 2017 (9y) | ||
| Curtis William Swindal | Registered representative | Jul 2017 (9y) | ||
| Ian M. Rowan | Registered representative | CFP | Jul 2017 (9y) | |
| Mark Christopher Payne | Registered representative | Jul 2017 (9y) | ||
| Matthew J Freeman | Registered representative | Jul 2017 (9y) | ||
| Vincent Anthony Brizzolara | Registered representative | Jul 2017 (9y) | ||
| Dawn Heather Thorpe | Registered representative | Jul 2017 (9y) | ||
| Nicole Marie Roberts | Registered representative | Jul 2017 (9y) | ||
| Richard Haley Hobgood | Registered representative | Jul 2017 (9y) | ||
| Asa Chao | Registered representative | Jul 2017 (9y) | ||
| Craig Anthony Royes | Registered representative | Jul 2017 (9y) | ||
| Richard Joseph Massaux | Registered representative | Jul 2017 (9y) | ||
| Alexander Stephenson Field | Registered representative | Jul 2017 (9y) | ||
| Katherine Nile Baum | Registered representative | Jul 2017 (9y) | ||
| Billy Ray Gross | Registered representative | Jul 2017 (9y) | ||
| Paula Sue Sutton | Registered representative | Jul 2017 (9y) | ||
| William Brent Sutton | Registered representative | Jul 2017 (9y) | ||
| Jason King Lammert | Registered representative | Jul 2017 (9y) | ||
| Molly Kathryn Schriber Cushing | Registered representative | Jul 2017 (9y) | ||
| Regis Francis Larkin | Registered representative | Jul 2017 (9y) | ||
| Alison Denis Longley | Registered representative | Jul 2017 (9y) | ||
| Jeanne M Hanrahan | Registered representative | Jul 2017 (9y) | ||
| John Thomas Del Mauro | Registered representative | Jul 2017 (9y) | ||
| Iris Pacheco | Registered representative | Jul 2017 (9y) | ||
| Nicole Hindin | Registered representative | Jul 2017 (9y) | ||
| Richard G. Golod | Registered representative | Jul 2017 (9y) | ||
| Anuj Ajit Rama | Registered representative | Jul 2017 (9y) | ||
| Constance Simpson Visco | Registered representative | Jul 2017 (9y) | ||
| Morgan Paige Wolfe | Registered representative | Jul 2017 (9y) | ||
| Steven De Carlo | Registered representative | Jul 2017 (9y) | ||
| Theodore B Cook | Registered representative | Jul 2017 (9y) | ||
| Chase Daniel Wanamaker | Registered representative | Jul 2017 (9y) | ||
| Geoff Paul Van Scotter | Registered representative | Jul 2017 (9y) | ||
| Jonathan Drew Schaechter | Registered representative | CFP | Jul 2017 (9y) | |
| Javier Arturo Rodriguez | Registered representative | Jul 2017 (9y) | ||
| Kyle James Coulter | Registered representative | Jul 2017 (9y) | ||
| Jacqueline Marie Motta | Registered representative | Jul 2017 (9y) | ||
| Justin Martin Sammartano | Registered representative | Jul 2017 (9y) | ||
| Lauren R Sambrano | Registered representative | Jul 2017 (9y) | ||
| Michael Dennis Kindt | Registered representative | Jul 2017 (9y) | ||
| Felipe Priorelli Soares | Registered representative | Aug 2017 (9y) | ||
| Gwen Quynh Parks | Registered representative | Aug 2017 (9y) | ||
| Jill R Fulmer | Registered representative | Aug 2017 (9y) | ||
| Matthew Adam Kokinis | Registered representative | Aug 2017 (9y) | ||
| Sean Ward Farrell | Registered representative | Aug 2017 (9y) | ||
| Aixa Rosado | Registered representative | Aug 2017 (9y) | ||
| Paul Gabriel Collins | Registered representative | Aug 2017 (9y) | ||
| Ellen Walser Giampaolo | Registered representative | Aug 2017 (9y) | ||
| Leslie Ruiz Ruiz | Registered representative | Aug 2017 (9y) | ||
| Crawford Williamson Long | Registered representative | Aug 2017 (9y) | ||
| Mary H Wollstein | Registered representative | Aug 2017 (9y) | ||
| Bruce Mathew Galloway | Registered representative | Aug 2017 (9y) | ||
| Douglas R Quintero | Registered representative | Aug 2017 (9y) | ||
| Feliciana Rivera Cruz | Registered representative | Aug 2017 (9y) | ||
| Kenneth Frankman | Registered representative | Aug 2017 (9y) | ||
| Matthew Giles Foster | Registered representative | Aug 2017 (9y) | ||
| Terrance Mcgowan | Registered representative | Aug 2017 (9y) | ||
| Thomas Herring Steele | Registered representative | Aug 2017 (9y) | ||
| Timothy Wayne Moore | Registered representative | Aug 2017 (9y) | ||
| Walter Josef Tuer | Registered representative | Aug 2017 (9y) | ||
| Ashlee Bea Miller | Registered representative | Aug 2017 (9y) | ||
| Mary Sterling Ervin | Registered representative | Aug 2017 (9y) | ||
| Praneeth K Bolgodu | Registered representative | Aug 2017 (9y) | ||
| Tyler Christopher Canady | Registered representative | Aug 2017 (9y) | ||
| Bethany A Montgomery | Registered representative | Aug 2017 (9y) | ||
| Elise Ein Yee Chu | Registered representative | Aug 2017 (9y) | ||
| Jennifer Horan | Registered representative | Aug 2017 (9y) | ||
| Juarez Lauth Gualberto | Registered representative | Aug 2017 (9y) | ||
| Madlena Brusnikin | Registered representative | Aug 2017 (9y) | ||
| Mira C Bailey | Registered representative | Aug 2017 (9y) | ||
| Parker Scot Bauman | Registered representative | Aug 2017 (9y) | ||
| James Douglas Krantz | Registered representative | CFP | Aug 2017 (9y) | |
| Rhonda G Loy | Registered representative | Aug 2017 (9y) | ||
| Shawn Allen Loy | Registered representative | Aug 2017 (9y) | ||
| Stephen Eric Malone | Registered representative | Aug 2017 (9y) | ||
| Tommy Thomas Mills | Registered representative | Aug 2017 (9y) | ||
| Eugene Michael Kirley | Registered representative | Aug 2017 (9y) | ||
| Goran Lazarevic | Registered representative | Aug 2017 (9y) | ||
| John Glover Givens | Registered representative | Aug 2017 (9y) | ||
| Kent Andrew Welley | Registered representative | Aug 2017 (9y) | ||
| Pamela Bailey Murphy | Registered representative | CFP Chartered Financial Consultant | Aug 2017 (9y) | |
| Brock David Cooper | Registered representative | Aug 2017 (9y) | ||
| Christopher C Pena | Registered representative | Aug 2017 (9y) | ||
| Jeffrey Edward Hale | Registered representative | Aug 2017 (9y) | ||
| Mehul G Dhadankar | Registered representative | Aug 2017 (9y) | ||
| Vanessa Perretti White | Registered representative | Aug 2017 (9y) | ||
| Alexandra Jane Magner | Registered representative | Aug 2017 (9y) | ||
| Benjamin Ronald Donathen | Registered representative | Aug 2017 (9y) | ||
| Deborah Carter Smith | Registered representative | Aug 2017 (9y) | ||
| John David Quisenberry | Registered representative | Aug 2017 (9y) | ||
| Joseph David Copeland | Registered representative | Aug 2017 (9y) | ||
| Jonathan S Cole Mc Kay | Registered representative | Aug 2017 (9y) | ||
| Magdalena Maria Alcan | Registered representative | Aug 2017 (9y) | ||
| Taylor David Skelly | Registered representative | Aug 2017 (9y) | ||
| Brendan C Toone | Registered representative | Aug 2017 (9y) | ||
| Christopher Raymond Beal | Registered representative | Aug 2017 (9y) | ||
| Daniel Estrella Mckinney | Registered representative | Aug 2017 (9y) | ||
| James Michael Schmidt | Registered representative | Aug 2017 (9y) | ||
| Theodora Leondis | Registered representative | Aug 2017 (9y) | ||
| Aaron H Terjanian | Registered representative | Aug 2017 (9y) | ||
| Sonia Ivette Figueroa | Registered representative | Aug 2017 (9y) | ||
| Walter J Palmer | Registered representative | Aug 2017 (9y) | ||
| Jose Antonio Morales | Registered representative | Aug 2017 (9y) | ||
| Yibai Chen | Registered representative | Aug 2017 (9y) | ||
| Joel Stephen Mcdavid | Registered representative | Aug 2017 (9y) | ||
| Mel Adrian Ibarra | Registered representative | Aug 2017 (9y) | ||
| Christopher Thomas Roth | Registered representative | Aug 2017 (9y) | ||
| Le Ning Zhu | Registered representative | Aug 2017 (9y) | ||
| Lorraine C Rosado | Registered representative | Aug 2017 (9y) | ||
| Morgan Mac Bride Shaner | Registered representative | Aug 2017 (9y) | ||
| Nicholas Firpo | Registered representative | Aug 2017 (9y) | ||
| Thomas Martel Hall | Registered representative | CFP | Aug 2017 (9y) | |
| Alejandro Ayala | Registered representative | Aug 2017 (9y) | ||
| Alexander Barclay | Registered representative | Aug 2017 (9y) | ||
| Joseph Christopher Flippin | Registered representative | Aug 2017 (9y) | ||
| Kathleen Marie Kesselem | Registered representative | Aug 2017 (9y) | ||
| Michael Edward Moore | Registered representative | Aug 2017 (9y) | ||
| Sarah Elizabeth Stratton | Registered representative | Aug 2017 (9y) | ||
| Shannon Denise Kolton | Registered representative | Aug 2017 (9y) | ||
| Brian Buchanan Maxted | Registered representative | Aug 2017 (9y) | ||
| Christopher A Maffei | Registered representative | Aug 2017 (9y) | ||
| James John Solano | Registered representative | Aug 2017 (9y) | ||
| Juan Carlos Altamirano Millas | Registered representative | Aug 2017 (9y) | ||
| Mark Alan Culbertson | Registered representative | Aug 2017 (9y) | ||
| Sara K Blackham | Registered representative | Aug 2017 (9y) | ||
| Cynthia Hancock Conner | Registered representative | Aug 2017 (9y) | ||
| Rochelle Antoinette Nigri | Registered representative | Aug 2017 (9y) | ||
| Ryan Michael Leek | Registered representative | Aug 2017 (9y) | ||
| Abby Wolman Wolman Mcelroy | Registered representative | CFP | Aug 2017 (9y) | |
| Harlan Peter Sylvester | Registered representative | Aug 2017 (9y) | ||
| Ryland Hoover Hubbard | Registered representative | CFP | Aug 2017 (9y) | |
| Shana Starks | Registered representative | Aug 2017 (9y) | ||
| Alicja A Plonska | Registered representative | Aug 2017 (9y) | ||
| Ashley Christine Angelo | Registered representative | Aug 2017 (9y) | ||
| Ann Allison Boberg | Registered representative | Aug 2017 (9y) | ||
| Carol D Blunk | Registered representative | Aug 2017 (9y) | ||
| Jaclyn Lee | Registered representative | Aug 2017 (9y) | ||
| Kristie Lynn Kwiatkowski | Registered representative | Aug 2017 (9y) | ||
| Lauren C Erb | Registered representative | Aug 2017 (9y) | ||
| Michael Kevin Moberly | Registered representative | CFP | Aug 2017 (9y) | |
| Richard Edward Croasdaile | Registered representative | CFP | Aug 2017 (9y) | |
| Susan Jill Mullins | Registered representative | Aug 2017 (9y) | ||
| Walker Semmes Dowell | Registered representative | Aug 2017 (9y) | ||
| Adam Michael Bichsel | Registered representative | CFP | Sep 2017 (9y) | |
| George Andrew Volrath | Registered representative | Sep 2017 (9y) | ||
| Jacqueline Kwong | Registered representative | Sep 2017 (9y) | ||
| Jason W Larch | Registered representative | Sep 2017 (9y) | ||
| Jonathan Young | Registered representative | Sep 2017 (9y) | ||
| Laura C Lamarca | Registered representative | Sep 2017 (9y) | ||
| Marina Perry | Registered representative | CFP | Sep 2017 (9y) | |
| Michael P Keegan | Registered representative | Sep 2017 (9y) | ||
| Tony Michael Penzone | Registered representative | Sep 2017 (9y) | ||
| Erica Jang | Registered representative | Sep 2017 (9y) | ||
| Laura Rose Barberian | Registered representative | Sep 2017 (9y) | ||
| Laura Catherine Stotz | Registered representative | Sep 2017 (9y) | ||
| Minyu Jessica Chang | Registered representative | Sep 2017 (9y) | ||
| Shan Shan Wu | Registered representative | Sep 2017 (9y) | ||
| Francesca S Zelachowski | Registered representative | Sep 2017 (9y) | ||
| Minnie A Maurer | Registered representative | Sep 2017 (9y) | ||
| Samuel A Bachelder | Registered representative | Sep 2017 (9y) | ||
| Christopher Chaiya Puranananda | Registered representative | Sep 2017 (9y) | ||
| Andrew B Goldstein | Registered representative | Sep 2017 (9y) | ||
| John A Zimmermann | Registered representative | Sep 2017 (9y) | ||
| Patrick John Cefalu | Registered representative | Sep 2017 (9y) | ||
| Przemyslaw Zolopa | Registered representative | Sep 2017 (9y) | ||
| Parth Shah | Registered representative | Sep 2017 (9y) | ||
| Robin Sung Park | Registered representative | Sep 2017 (9y) | ||
| Anthony Joseph Pimentel | Registered representative | Sep 2017 (9y) | ||
| John E Starkey | Registered representative | Sep 2017 (9y) | ||
| Lauren Julia Legband | Registered representative | Sep 2017 (9y) | ||
| Matthew Edward Zacchea | Registered representative | Sep 2017 (9y) | ||
| James Robert Miller | Registered representative | Sep 2017 (9y) | ||
| Taylor Ann Mosley | Registered representative | Sep 2017 (9y) | ||
| Anthony Lepore | Registered representative | Sep 2017 (9y) | ||
| Denise Michele Meehan | Registered representative | Sep 2017 (9y) | ||
| Kimberly Dawn Garland | Registered representative | Sep 2017 (9y) | ||
| Michael Frederick Jackson | Registered representative | Sep 2017 (9y) | ||
| Robert Francis Vaughan | Registered representative | Sep 2017 (9y) | ||
| David Dauajare | Registered representative | Sep 2017 (9y) | ||
| Clemy S Law | Registered representative | Sep 2017 (9y) | ||
| Cindy Lynnette Schwamberger | Registered representative | Sep 2017 (9y) | ||
| Frank Taylor Wootton | Registered representative | Sep 2017 (9y) | ||
| Jason Paul Rubin | Registered representative | Sep 2017 (9y) | ||
| Michael Travis Baldwin | Registered representative | Sep 2017 (9y) | ||
| Christie Ann Campanella | Registered representative | Sep 2017 (9y) | ||
| John Wheeler Allen | Registered representative | Sep 2017 (9y) | ||
| Brian A Peterson | Registered representative | Sep 2017 (9y) | ||
| Ran Zhou | Registered representative | Sep 2017 (9y) | ||
| Tamara Willey | Registered representative | Sep 2017 (9y) | ||
| Alberto Enrique Zabalaga | Registered representative | Sep 2017 (9y) | ||
| Katherine Eileen Woods | Registered representative | Sep 2017 (9y) | ||
| Kelly Ann Curley | Registered representative | Sep 2017 (9y) | ||
| Lisette Gongora | Registered representative | Sep 2017 (9y) | ||
| Maureen Mary Carney | Registered representative | Sep 2017 (9y) | ||
| Anish Gupta | Registered representative | Sep 2017 (9y) | ||
| Jason Allen Bailey | Registered representative | Sep 2017 (9y) | ||
| Kelly M White | Registered representative | Sep 2017 (9y) | ||
| Kevin C Huntington | Registered representative | Sep 2017 (9y) | ||
| Nicholas Lee Highberger | Registered representative | Sep 2017 (9y) | ||
| Angela M Wright | Registered representative | Oct 2017 (9y) | ||
| Amir Alexander Merali | Registered representative | Oct 2017 (9y) | ||
| Curtis Lynn Deinert | Registered representative | Oct 2017 (9y) | ||
| Adam Spencer Boole | Registered representative | Oct 2017 (9y) | ||
| Claudia I Correa | Registered representative | Oct 2017 (9y) | ||
| Jack Daniel Gibbs | Registered representative | Oct 2017 (9y) | ||
| Maria Soto | Registered representative | Oct 2017 (9y) | ||
| Matthew De Vito | Registered representative | Oct 2017 (9y) | ||
| Ryan Colin Cantwell | Registered representative | Oct 2017 (9y) | ||
| Teresa Lynn Murphy | Registered representative | Oct 2017 (9y) | ||
| Renee Jean Gauthier | Registered representative | Oct 2017 (9y) | ||
| Silene Barnes | Registered representative | Oct 2017 (9y) | ||
| Dylan N Schoeben | Registered representative | Oct 2017 (9y) | ||
| Laura Jane Stewart | Registered representative | Oct 2017 (9y) | ||
| Katherine Borja Abeja | Registered representative | Oct 2017 (9y) | ||
| Diana Antonini | Registered representative | Oct 2017 (9y) | ||
| Jacklyn Sheraton Tran | Registered representative | Oct 2017 (9y) | ||
| Jeri Tiana Salmond | Registered representative | Oct 2017 (9y) | ||
| Jeronimo Eduardo Del Villar | Registered representative | Oct 2017 (9y) | ||
| Stephen Patrick Brainerd | Registered representative | Oct 2017 (9y) | ||
| Allison Nicole Fujimoto | Registered representative | Oct 2017 (9y) | ||
| Laura Marie Watt | Registered representative | Oct 2017 (9y) | ||
| Luc Christopher Sebrechts | Registered representative | Oct 2017 (9y) | ||
| Stephanie Ashley | Registered representative | Oct 2017 (9y) | ||
| Tucker Lewis Forbush | Registered representative | Oct 2017 (9y) | ||
| Christopher Arthur Lindon | Registered representative | Oct 2017 (9y) | ||
| Tyres Jones | Registered representative | Oct 2017 (9y) | ||
| Egan F Brown | Registered representative | Oct 2017 (9y) | ||
| Katherine Rose Heisler | Registered representative | Oct 2017 (9y) | ||
| Jervis Wong | Registered representative | Oct 2017 (9y) | ||
| Michael John Weiss | Registered representative | Oct 2017 (9y) | ||
| Robert James Neill | Registered representative | Oct 2017 (9y) | ||
| Derek John Leonard | Registered representative | CFA | Oct 2017 (9y) | |
| Michael Jaffee Patterson | Registered representative | Oct 2017 (9y) | ||
| Anne Marie Cammarata | Registered representative | Oct 2017 (9y) | ||
| Taylor Morris Gayle | Registered representative | Oct 2017 (9y) | ||
| Adrienne Marie Dobbs | Registered representative | Oct 2017 (9y) | ||
| Allison Stong | Registered representative | Oct 2017 (9y) | ||
| Andrew David Snell | Registered representative | Oct 2017 (9y) | ||
| Brian Jeffery Sharpes | Registered representative | Oct 2017 (9y) | ||
| Beth Anne Kerekes | Registered representative | Oct 2017 (9y) | ||
| Gerald Richard Beale | Registered representative | Oct 2017 (9y) | ||
| John Dana Asher | Registered representative | Oct 2017 (9y) | ||
| Justin S Crocker | Registered representative | Oct 2017 (9y) | ||
| Luke Robert Asher | Registered representative | Oct 2017 (9y) | ||
| Alice Mi Kim | Registered representative | Oct 2017 (9y) | ||
| Daniel Alan Tichenor | Registered representative | Oct 2017 (9y) | ||
| Deborah Dee Mc Kinney | Registered representative | Oct 2017 (9y) | ||
| Katherine Douglas | Registered representative | Oct 2017 (9y) | ||
| Adolfo Ruiz | Registered representative | Oct 2017 (9y) | ||
| Anna Raginskaya | Registered representative | Oct 2017 (9y) | ||
| Charles Brian Fahy | Registered representative | Oct 2017 (9y) | ||
| Christina Aquino | Registered representative | Oct 2017 (9y) | ||
| Molly Ann Mckenna Redfield | Registered representative | Oct 2017 (9y) | ||
| Sheri Lynette Burns | Registered representative | Oct 2017 (9y) | ||
| Yasmin Elle Watanabe | Registered representative | Oct 2017 (9y) | ||
| Frank Frederic Coulom | Registered representative | Oct 2017 (9y) | ||
| Trisha Renea Mingo | Registered representative | Oct 2017 (9y) | ||
| Daniel Paul Brown | Registered representative | Oct 2017 (9y) | ||
| Kimberly Marie Lastowicka | Registered representative | Oct 2017 (9y) | ||
| Najera Renae Rogers | Registered representative | Oct 2017 (9y) | ||
| Anhar Farag | Registered representative | Oct 2017 (9y) | ||
| Indira Veronica Tinsley | Registered representative | Oct 2017 (9y) | ||
| Madison B Lieberman | Registered representative | Oct 2017 (9y) | ||
| Benjamin Alfred Swallow | Registered representative | Oct 2017 (9y) | ||
| Gaurav Singh Judge | Registered representative | Oct 2017 (9y) | ||
| Thomas V Caruso | Registered representative | Oct 2017 (9y) | ||
| Herbert K Smith | Registered representative | Oct 2017 (9y) | ||
| Jenna Sarno | Registered representative | Oct 2017 (9y) | ||
| Keith M Pasley | Registered representative | Oct 2017 (9y) | ||
| Kai Wen Tan | Registered representative | Oct 2017 (9y) | ||
| Elisabetta C Strada | Registered representative | Nov 2017 (9y) | ||
| Santiago Rafael Hernandez Garcia | Registered representative | Nov 2017 (9y) | ||
| Anthony L Fata | Registered representative | Nov 2017 (9y) | ||
| Marek Mezyk | Registered representative | Nov 2017 (9y) | ||
| Thomas John Van Dyk | Registered representative | Nov 2017 (9y) | ||
| Jenelle M Mitchell | Registered representative | Nov 2017 (9y) | ||
| Nicholas Peter Randazzo | Registered representative | Nov 2017 (9y) | ||
| Scott Mitchell Gilbert | Registered representative | Nov 2017 (9y) | ||
| Tonya L Dalton | Registered representative | Nov 2017 (9y) | ||
| Christopher G Siracusa | Registered representative | Nov 2017 (9y) | ||
| Gabrielle S Fleischer | Registered representative | Nov 2017 (9y) | ||
| Jack D Wilson | Registered representative | Nov 2017 (9y) | ||
| Andrew Sebastian Thomas | Registered representative | Nov 2017 (9y) | ||
| Courtney Hall Fell | Registered representative | Nov 2017 (9y) | ||
| Meg D Pelkey | Registered representative | Nov 2017 (9y) | ||
| Marissa L Carey | Registered representative | Nov 2017 (9y) | ||
| John Eric Valentine | Registered representative | Nov 2017 (9y) | ||
| Keith Mc Guire | Registered representative | Nov 2017 (9y) | ||
| Sophia Ramalho Pires | Registered representative | Nov 2017 (9y) | ||
| Joseph Benjamin Stewart | Registered representative | Nov 2017 (9y) | ||
| Linda Marie Weckherlen | Registered representative | Nov 2017 (9y) | ||
| William George Hains | Registered representative | Nov 2017 (9y) | ||
| Joseph Vincent Graffeo | Registered representative | Nov 2017 (9y) | ||
| Kimberly Grubisich | Registered representative | Nov 2017 (9y) | ||
| Casey William Jones | Registered representative | Nov 2017 (9y) | ||
| Justin J Griffin | Registered representative | Nov 2017 (9y) | ||
| Stella Hac Murphy | Registered representative | Nov 2017 (9y) | ||
| Harrison William Smith | Registered representative | Nov 2017 (9y) | ||
| Melina Andrea Patatoukas | Registered representative | Nov 2017 (9y) | ||
| Rances Mendoza Sainz | Registered representative | Nov 2017 (9y) | ||
| Sara M Mccall | Registered representative | Nov 2017 (9y) | ||
| Bella Patel | Registered representative | Nov 2017 (9y) | ||
| Charles Weidmuller | Registered representative | Nov 2017 (9y) | ||
| Gerard Domenic Ciccio | Registered representative | Nov 2017 (9y) | ||
| Michael T Mauro Garcia | Registered representative | Nov 2017 (9y) | ||
| Melissa Ann Shadden | Registered representative | Nov 2017 (9y) | ||
| Ann Post | Registered representative | Nov 2017 (9y) | ||
| Heather Lee Powell | Registered representative | Nov 2017 (9y) | ||
| Joshua Reihm Coveleski | Registered representative | Nov 2017 (9y) | ||
| Michael Ambrose Magliocco | Registered representative | Nov 2017 (9y) | ||
| Thien T Le | Registered representative | Nov 2017 (9y) | ||
| Philip William Mc Cauley | Registered representative | Nov 2017 (9y) | ||
| Robert John Rosenthal | Registered representative | Nov 2017 (9y) | ||
| Eugene Jay Kim | Registered representative | Nov 2017 (9y) | ||
| Jonathan Louis Roybal | Registered representative | Nov 2017 (9y) | ||
| Adam David Bennett | Registered representative | Nov 2017 (9y) | ||
| David Lawrence Berdon | Registered representative | Nov 2017 (9y) | ||
| Mark Bradley Schulze | Registered representative | Nov 2017 (9y) | ||
| Michael R Cavaliere | Registered representative | Chartered Financial Consultant | Nov 2017 (9y) | |
| David W Hsu | Registered representative | Nov 2017 (9y) | ||
| Brandi Y Zimmerman | Registered representative | Nov 2017 (9y) | ||
| Erin Kathleen Mc Guirk | Registered representative | Nov 2017 (9y) | ||
| John Hamilton Abbott | Registered representative | Nov 2017 (9y) | ||
| Matthew Peter Mclaughlin | Registered representative | Nov 2017 (9y) | ||
| Raymond Alexander Jackson | Registered representative | Nov 2017 (9y) | ||
| Carter Rockwell Bass | Registered representative | Dec 2017 (9y) | ||
| Dan Matthew Smedley | Registered representative | Dec 2017 (9y) | ||
| Matthew Kim Johnson | Registered representative | Dec 2017 (9y) | ||
| Maureen E Mc Devitt | Registered representative | Dec 2017 (9y) | ||
| Oscar Aguinaga | Registered representative | Dec 2017 (9y) | ||
| Alan Shlesinger | Registered representative | Dec 2017 (9y) | ||
| Jessica Vaughan Birkins | Registered representative | CFP | Dec 2017 (9y) | |
| Kiarra L Sandoval | Registered representative | Dec 2017 (9y) | ||
| Denise Keller | Registered representative | Dec 2017 (9y) | ||
| Frank J Vellucci | Registered representative | Dec 2017 (9y) | ||
| Robert Paul Hart | Registered representative | Dec 2017 (9y) | ||
| Thomas Lee Tonkovich | Registered representative | Dec 2017 (9y) | ||
| Finbar Ward | Registered representative | Dec 2017 (9y) | ||
| Mercedes Marie Sierra Short | Registered representative | Dec 2017 (9y) | ||
| Latroy Deon Higgins | Registered representative | Dec 2017 (9y) | ||
| Moira Anne Katchuk | Registered representative | Dec 2017 (9y) | ||
| Calvin Michael Tannenbaum | Registered representative | Dec 2017 (9y) | ||
| Fernando Alberto Arreola Tapia | Registered representative | Dec 2017 (9y) | ||
| Harrison Douglas Greenberg | Registered representative | Dec 2017 (9y) | ||
| Kevin Patrick Durkin | Registered representative | Dec 2017 (9y) | ||
| S Mark Alton | Registered representative | CFP Chartered Financial Consultant | Dec 2017 (9y) | |
| Caroline Z Wasel | Registered representative | Dec 2017 (9y) | ||
| Maggie Elizabeth Gallagher | Registered representative | Dec 2017 (9y) | ||
| Richard K Lawrence | Registered representative | CFA | Dec 2017 (9y) | |
| Samuel Bennett Gotham | Registered representative | Dec 2017 (9y) | ||
| Teresa Hunter Labo | Registered representative | Dec 2017 (9y) | ||
| Brian Daniel Mc Cann | Registered representative | Dec 2017 (9y) | ||
| Juby A Wang | Registered representative | Dec 2017 (9y) | ||
| Keith T Conn | Registered representative | Dec 2017 (9y) | ||
| Julian Youngwoo Cho | Registered representative | Dec 2017 (9y) | ||
| Ileana Margarita Musa | Registered representative | Dec 2017 (9y) | ||
| Kimberly Joan Friedman | Registered representative | Dec 2017 (9y) | ||
| Melissa Lu Duke | Registered representative | Dec 2017 (9y) | ||
| Glenn Brian Towles | Registered representative | Dec 2017 (9y) | ||
| Joseph Anthony Ghanem | Registered representative | Dec 2017 (9y) | ||
| Rachel E Voss | Registered representative | Dec 2017 (9y) | ||
| Trish Tallini | Registered representative | Dec 2017 (9y) | ||
| Jane E Shaffer | Registered representative | Dec 2017 (9y) | ||
| Spencer James Pena | Registered representative | Dec 2017 (9y) | ||
| Ryan Addison Alessi | Registered representative | Dec 2017 (9y) | ||
| Ryan Matthew Slater | Registered representative | Dec 2017 (9y) | ||
| Deborah Watson Moses | Registered representative | Dec 2017 (9y) | ||
| Giorgio Scappini | Registered representative | Dec 2017 (9y) | ||
| Kylie Silva | Registered representative | Dec 2017 (9y) | ||
| Matthew Robert Parks | Registered representative | Dec 2017 (9y) | ||
| Daniel Craig Hunt | Registered representative | Dec 2017 (9y) | ||
| Michael Matthew Romano | Registered representative | Dec 2017 (9y) | ||
| Dominque Sanders | Registered representative | Jan 2018 (9y) | ||
| Elliot Tyler Johnson | Registered representative | Jan 2018 (9y) | ||
| Bria Lee | Registered representative | Jan 2018 (9y) | ||
| Eric Charles Burrus | Registered representative | Jan 2018 (9y) | ||
| Lang Huang | Registered representative | Jan 2018 (9y) | ||
| Brandon Wiggins | Registered representative | Jan 2018 (9y) | ||
| Lauri Ann Sauer | Registered representative | Jan 2018 (9y) | ||
| Marie Rego | Registered representative | Jan 2018 (9y) | ||
| Richard Hans Stahmer | Registered representative | Jan 2018 (9y) | ||
| Sullivan Reid Conley | Registered representative | Jan 2018 (9y) | ||
| Chloe Logan Schils | Registered representative | Jan 2018 (9y) | ||
| Emily Elizabeth Endres | Registered representative | CFP | Jan 2018 (9y) | |
| John P Royall | Registered representative | Jan 2018 (9y) | ||
| Spencer Andrew Robal Johnson | Registered representative | Jan 2018 (9y) | ||
| Steven Scott Anderson | Registered representative | CFP | Jan 2018 (9y) | |
| Brett W Proudfoot | Registered representative | Jan 2018 (9y) | ||
| Joe Valenzuela | Registered representative | Jan 2018 (9y) | ||
| Sarah Jane Green | Registered representative | Jan 2018 (9y) | ||
| Ara Rose Talkov | Registered representative | Jan 2018 (9y) | ||
| Mitchell Redmond Intrieri | Registered representative | Jan 2018 (9y) | ||
| Christopher Daniel Ford | Registered representative | Jan 2018 (9y) | ||
| Lisa Sue Caputo | Registered representative | Jan 2018 (9y) | ||
| Donald John Healy | Registered representative | Jan 2018 (9y) | ||
| Stacie Lynn Picow | Registered representative | Jan 2018 (9y) | ||
| Henry John Bradley | Registered representative | Jan 2018 (9y) | ||
| Margaret E Hackleman | Registered representative | Jan 2018 (9y) | ||
| Rebecca Sue Gentry | Registered representative | Jan 2018 (9y) | ||
| Richard Raymond Racofsky | Registered representative | Jan 2018 (9y) | ||
| Levi T Russell | Registered representative | Jan 2018 (9y) | ||
| Taylan Young | Registered representative | Jan 2018 (9y) | ||
| Kristin M Casey | Registered representative | Jan 2018 (9y) | ||
| Matthew Downing Sargent | Registered representative | Jan 2018 (9y) | ||
| Christopher Ryan De Forest | Registered representative | Jan 2018 (9y) | ||
| Megan Nicole Miller | Registered representative | Jan 2018 (9y) | ||
| Stephen Alan Panitch | Registered representative | Jan 2018 (9y) | ||
| Nicky Lo | Registered representative | Jan 2018 (9y) | ||
| Lisa Ann Lee | Registered representative | Jan 2018 (9y) | ||
| Michelle Marie Janie Burmester | Registered representative | Jan 2018 (9y) | ||
| Jacob Murray Clough | Registered representative | Jan 2018 (9y) | ||
| Julia Elizabeth Schulz | Registered representative | Jan 2018 (9y) | ||
| Matthew Darrell Corkery | Registered representative | Jan 2018 (9y) | ||
| Matthew Evan Moshofsky | Registered representative | Jan 2018 (9y) | ||
| Ana Maria Acuna | Registered representative | Jan 2018 (9y) | ||
| Michael Thomas Gesell | Registered representative | Jan 2018 (9y) | ||
| Nathan J Hersch | Registered representative | Jan 2018 (9y) | ||
| Sarah Lynne Freeman | Registered representative | Jan 2018 (9y) | ||
| Jeffrey M Ribakusky | Registered representative | Jan 2018 (9y) | ||
| Gustavo Luis Gertzenstein | Registered representative | Jan 2018 (9y) | ||
| Liliana Ivan | Registered representative | Jan 2018 (9y) | ||
| Niall Gerard O'malley | Registered representative | Jan 2018 (9y) | ||
| Shea Alanna Curtin | Registered representative | Jan 2018 (9y) | ||
| Madison Jeremy Moore | Registered representative | Feb 2018 (8y) | ||
| Rachel R Hamblen | Registered representative | Feb 2018 (8y) | ||
| Brandon Mikeal Montalvo | Registered representative | Feb 2018 (8y) | ||
| Cathleen Marie Morrison | Registered representative | Feb 2018 (8y) | ||
| Roseliny Del Carmen Genao | Registered representative | Feb 2018 (8y) | ||
| Austin C Neufeld | Registered representative | Feb 2018 (8y) | ||
| Mark Dominique Persaud | Registered representative | Feb 2018 (8y) | ||
| Timothy Lloyd Strahan | Registered representative | Feb 2018 (8y) | ||
| Abigail Lauren Davis | Registered representative | Feb 2018 (8y) | ||
| Blake Edward Mc Call | Registered representative | Feb 2018 (8y) | ||
| Dalia Marshall | Registered representative | Feb 2018 (8y) | ||
| Robert Walker Johnson | Registered representative | Feb 2018 (8y) | ||
| Susan Marie Kelly | Registered representative | Feb 2018 (8y) | ||
| James Merton Stuart | Registered representative | Feb 2018 (8y) | ||
| Melissa A Shoupe | Registered representative | Feb 2018 (8y) | ||
| Matthew Alexander Lombardi | Registered representative | Feb 2018 (8y) | ||
| Amy L Ward | Registered representative | Feb 2018 (8y) | ||
| Holden C Hartmann | Registered representative | Feb 2018 (8y) | ||
| Justin Patrick Lofaro | Registered representative | Feb 2018 (8y) | ||
| Justin Tyler Smith | Registered representative | Feb 2018 (8y) | ||
| Karen M Costagliola | Registered representative | Feb 2018 (8y) | ||
| Kodie Scott Fridley | Registered representative | CFP | Feb 2018 (8y) | |
| Mingxin Jin | Registered representative | Feb 2018 (8y) | ||
| Thomas Lawrence Dougherty | Registered representative | Feb 2018 (8y) | ||
| Richard Frank | Registered representative | Feb 2018 (8y) | ||
| David C Lin | Registered representative | Feb 2018 (8y) | ||
| Tanner Lawrence Moen | Registered representative | CFP | Feb 2018 (8y) | |
| Cassandra Cassell Dekis | Registered representative | Feb 2018 (8y) | ||
| Jeffrey H Gaggin | Registered representative | Feb 2018 (8y) | ||
| Jeri Lynn Connor | Registered representative | Feb 2018 (8y) | ||
| Katelynn Rae Lepage | Registered representative | Feb 2018 (8y) | ||
| Lori Ann Simon | Registered representative | Feb 2018 (8y) | ||
| Jed Hewitt Gilfoy | Registered representative | Feb 2018 (8y) | ||
| Alicia J O'connell | Registered representative | Feb 2018 (8y) | ||
| Patcharapa Chiwarak | Registered representative | Feb 2018 (8y) | ||
| Luisa Angelica Aicon Garcia | Registered representative | Feb 2018 (8y) | ||
| Kristen Ms Vicente | Registered representative | Mar 2018 (8y) | ||
| Matthew Joseph Taylor | Registered representative | Mar 2018 (8y) | ||
| Peter Karch Weyermuller | Registered representative | Mar 2018 (8y) | ||
| Giana Nicole Benson | Registered representative | Mar 2018 (8y) | ||
| Kelly Hartman Roberts | Registered representative | Mar 2018 (8y) | ||
| Lawrence Michael Lopez | Registered representative | Mar 2018 (8y) | ||
| Christian M Gweth | Registered representative | Mar 2018 (8y) | ||
| Gwendolyn Garibaldi | Registered representative | Mar 2018 (8y) | ||
| Peden Alexander Ford | Registered representative | Mar 2018 (8y) | ||
| Christopher David Scharf | Registered representative | Mar 2018 (8y) | ||
| Clayton William Mc Kown | Registered representative | CFP | Mar 2018 (8y) | |
| Justin Anthony Weiss | Registered representative | Mar 2018 (8y) | ||
| Ryan Hunter Coombes | Registered representative | Mar 2018 (8y) | ||
| Austin Ray Rickner | Registered representative | Mar 2018 (8y) | ||
| Meredith Renee Tierney | Registered representative | Mar 2018 (8y) | ||
| Keri Ann Walsh | Registered representative | Mar 2018 (8y) | ||
| Alissa Tenay Carlton | Registered representative | Mar 2018 (8y) | ||
| Franck Kunganzi | Registered representative | Mar 2018 (8y) | ||
| Ian Qiaochu Wang | Registered representative | Mar 2018 (8y) | ||
| Nina Catherine Derosa | Registered representative | Mar 2018 (8y) | ||
| Schuyler A Baker | Registered representative | Mar 2018 (8y) | ||
| Matthew Joseph Edwards | Registered representative | Mar 2018 (8y) | ||
| Amanda Lynne Brock | Registered representative | Mar 2018 (8y) | ||
| Ashley Christine De Benedetti | Registered representative | Mar 2018 (8y) | ||
| Casey Alexander Dearth | Registered representative | Mar 2018 (8y) | ||
| Heidi Sue Merkle | Registered representative | Mar 2018 (8y) | ||
| Elizabeth Ann Gidge | Registered representative | Mar 2018 (8y) | ||
| Chelsey Blythe Melton | Registered representative | Mar 2018 (8y) | ||
| John Britt Easterling | Registered representative | Mar 2018 (8y) | ||
| Malachy J Mulligan | Registered representative | Mar 2018 (8y) | ||
| Patrick J Mcdevitt | Registered representative | Mar 2018 (8y) | ||
| Evelyn Akey | Registered representative | Mar 2018 (8y) | ||
| Ronak P Patel | Registered representative | Mar 2018 (8y) | ||
| Wilfredo M Rodriguez | Registered representative | Mar 2018 (8y) | ||
| Kathy Lynn Noll | Registered representative | Mar 2018 (8y) | ||
| Shannon Michael O'sullivan | Registered representative | Mar 2018 (8y) | ||
| Zachary Franklin Snider | Registered representative | Mar 2018 (8y) | ||
| Angela B Rice | Registered representative | Mar 2018 (8y) | ||
| Adam John Hall | Registered representative | Mar 2018 (8y) | ||
| Catherine Eleanor Klase | Registered representative | Mar 2018 (8y) | ||
| Holly Cantwell Pecarek | Registered representative | CFP | Mar 2018 (8y) | |
| Ian Noble Wilt | Registered representative | Mar 2018 (8y) | ||
| Michael Jude Scovic | Registered representative | Mar 2018 (8y) | ||
| Patrick Willcutts | Registered representative | Mar 2018 (8y) | ||
| Jennie Lynn Bueter | Registered representative | Mar 2018 (8y) | ||
| Andrew Mullen | Registered representative | Mar 2018 (8y) | ||
| Coleman Steven Wurzer | Registered representative | Mar 2018 (8y) | ||
| Conner Ryan Vernon | Registered representative | Mar 2018 (8y) | ||
| John J Benigno | Registered representative | Mar 2018 (8y) | ||
| William Joseph Curry | Registered representative | Mar 2018 (8y) | ||
| Edward Franklin Gouzenne | Registered representative | Mar 2018 (8y) | ||
| Justin Alexander Klausner | Registered representative | Mar 2018 (8y) | ||
| Lisa Jemail Novello | Registered representative | Mar 2018 (8y) | ||
| Timothy Joseph Murphy | Registered representative | Mar 2018 (8y) | ||
| Robert Brian Kerns | Registered representative | Mar 2018 (8y) | ||
| Timothy Alan Cariolano | Registered representative | Mar 2018 (8y) | ||
| Erik D Gundlach | Registered representative | Mar 2018 (8y) | ||
| Nathanial G Ott | Registered representative | Mar 2018 (8y) | ||
| Scott Jeffrey Ecklund | Registered representative | Mar 2018 (8y) | ||
| Jacqueline Mekhail | Registered representative | Mar 2018 (8y) | ||
| Sergio Espinoza Espinoza Baviera | Registered representative | Mar 2018 (8y) | ||
| Felicia Elaine Posil | Registered representative | Apr 2018 (8y) | ||
| Kathleen M Smielewski | Registered representative | Apr 2018 (8y) | ||
| Natalie Ann Kaylor | Registered representative | Apr 2018 (8y) | ||
| Paul Thomas Azzaretto | Registered representative | Apr 2018 (8y) | ||
| Erin M Turner | Registered representative | Apr 2018 (8y) | ||
| Anthony Stabile | Registered representative | Apr 2018 (8y) | ||
| Shawna R Aschmies | Registered representative | Apr 2018 (8y) | ||
| Aaron Michael Hacker | Registered representative | Apr 2018 (8y) | ||
| Tyler Nicole Milor | Registered representative | Apr 2018 (8y) | ||
| Scott Allen Weger | Registered representative | Apr 2018 (8y) | ||
| David Arturo Llanos | Registered representative | Apr 2018 (8y) | ||
| Jonathon Owen Cooley | Registered representative | Apr 2018 (8y) | ||
| Abeba Teferi Cherinet | Registered representative | Apr 2018 (8y) | ||
| Diep Hoang Ba Le | Registered representative | CFP | Apr 2018 (8y) | |
| Joshua Austin Gelber | Registered representative | Apr 2018 (8y) | ||
| Donna M Magliato | Registered representative | Apr 2018 (8y) | ||
| Mavi Djata Thorpe | Registered representative | Apr 2018 (8y) | ||
| Robert Lee Smith | Registered representative | Apr 2018 (8y) | ||
| Samantha Lynne Menard | Registered representative | Apr 2018 (8y) | ||
| Samuel Pun | Registered representative | Apr 2018 (8y) | ||
| Spencer Fischer Stark | Registered representative | Apr 2018 (8y) | ||
| Aaron James Sousa | Registered representative | Apr 2018 (8y) | ||
| Kelly Lyn Anne Anderson | Registered representative | Apr 2018 (8y) | ||
| Myranda K Shipley | Registered representative | Apr 2018 (8y) | ||
| Ronald Jason Moore | Registered representative | Apr 2018 (8y) | ||
| Dillon Steve Freie | Registered representative | Apr 2018 (8y) | ||
| Lindsey D Flynn | Registered representative | Apr 2018 (8y) | ||
| Suzana S Naik | Registered representative | Apr 2018 (8y) | ||
| Aivaras Kaskonas | Registered representative | Apr 2018 (8y) | ||
| Spencer Michael Houtz | Registered representative | Apr 2018 (8y) | ||
| Kostantina Livesay | Registered representative | Apr 2018 (8y) | ||
| John Terry Coughlin | Registered representative | Apr 2018 (8y) | ||
| Tolulope Abidemi Adeyemi | Registered representative | Apr 2018 (8y) | ||
| David Jay Gould | Registered representative | Apr 2018 (8y) | ||
| Shawn P Travers | Registered representative | Apr 2018 (8y) | ||
| Edward John Buecker | Registered representative | Apr 2018 (8y) | ||
| Lara B O'leary | Registered representative | Apr 2018 (8y) | ||
| Nicholas Austin Tardy | Registered representative | Apr 2018 (8y) | ||
| Marc Dichek | Registered representative | May 2018 (8y) | ||
| Stacey Lynn Smith | Registered representative | May 2018 (8y) | ||
| Krystin Michele Sherman | Registered representative | May 2018 (8y) | ||
| Gary Luther Brahler | Registered representative | May 2018 (8y) | ||
| Chase H Mc Dowell | Registered representative | May 2018 (8y) | ||
| Brandon Scott Billing | Registered representative | May 2018 (8y) | ||
| Christopher Leslie Hellie | Registered representative | May 2018 (8y) | ||
| Connor Frederick O'neill | Registered representative | May 2018 (8y) | ||
| Elizabeth Ann Selimovic | Registered representative | May 2018 (8y) | ||
| Michael Vincent Triolo | Registered representative | May 2018 (8y) | ||
| Ryan Main | Registered representative | May 2018 (8y) | ||
| Alberto Ramos Alatorre | Registered representative | May 2018 (8y) | ||
| Michael Francis Timothy | Registered representative | May 2018 (8y) | ||
| Tyrus Tyrone Hilliard | Registered representative | CFP | May 2018 (8y) | |
| Ellen E Vetromile | Registered representative | May 2018 (8y) | ||
| Leonard Johnson | Registered representative | May 2018 (8y) | ||
| Zivko Bajevski | Registered representative | May 2018 (8y) | ||
| Jeffrey William Cote | Registered representative | May 2018 (8y) | ||
| Jordan David Goldberg | Registered representative | May 2018 (8y) | ||
| Kyle Heinrich Buchbach | Registered representative | May 2018 (8y) | ||
| Miranda Bloomingburg | Registered representative | May 2018 (8y) | ||
| Richard C Gubitosi | Registered representative | May 2018 (8y) | ||
| Tatiana Frost Purdy | Registered representative | May 2018 (8y) | ||
| David Robert Abril O'brien | Registered representative | May 2018 (8y) | ||
| Kevin Scott Shields | Registered representative | May 2018 (8y) | ||
| Wesley John Hayward | Registered representative | May 2018 (8y) | ||
| Barbara J Gibbons | Registered representative | May 2018 (8y) | ||
| Timothy W Henderson | Registered representative | May 2018 (8y) | ||
| Victoria Soiza Pineyro | Registered representative | May 2018 (8y) | ||
| David Douglas Williams | Registered representative | May 2018 (8y) | ||
| Jonathan Ruch | Registered representative | May 2018 (8y) | ||
| Karla Elizabeth Frascarelli | Registered representative | May 2018 (8y) | ||
| Jeremy Becht | Registered representative | May 2018 (8y) | ||
| Daniel Charles Waeghe | Registered representative | May 2018 (8y) | ||
| Jonathan Samuel Markle | Registered representative | May 2018 (8y) | ||
| Russell Barnard | Registered representative | May 2018 (8y) | ||
| William Payne Du Pont | Registered representative | May 2018 (8y) | ||
| Carey L Pitman | Registered representative | May 2018 (8y) | ||
| Deborah Michelle Benjamin | Registered representative | May 2018 (8y) | ||
| Leah Pauline Smith | Registered representative | May 2018 (8y) | ||
| Ryan Maxwell Banning | Registered representative | May 2018 (8y) | ||
| Sheronda Malvina Shepherd | Registered representative | May 2018 (8y) | ||
| Tyler William Parks | Registered representative | May 2018 (8y) | ||
| Brenda Berisso | Registered representative | May 2018 (8y) | ||
| Gretchen Ross | Registered representative | May 2018 (8y) | ||
| Nicholas James Simakas | Registered representative | May 2018 (8y) | ||
| Brian James Percy | Registered representative | May 2018 (8y) | ||
| Craig Atanas Gendjoian | Registered representative | May 2018 (8y) | ||
| Mary Mccafferty | Registered representative | May 2018 (8y) | ||
| Ron Taebum Yoon | Registered representative | May 2018 (8y) | ||
| Susan Leslie Sandhu | Registered representative | May 2018 (8y) | ||
| David Wesley Williams | Registered representative | May 2018 (8y) | ||
| John Ball Vogelsang | Registered representative | May 2018 (8y) | ||
| Kyle J Warrenburg | Registered representative | May 2018 (8y) | ||
| Zachary Jaymes Bach | Registered representative | May 2018 (8y) | ||
| Ashley Duresa | Registered representative | May 2018 (8y) | ||
| Kyle Forcade | Registered representative | May 2018 (8y) | ||
| Stephen Christopher Gadze | Registered representative | May 2018 (8y) | ||
| Jenna Rose Aronoff | Registered representative | May 2018 (8y) | ||
| Kasie Mae Beck | Registered representative | May 2018 (8y) | ||
| Patrick H Hasselmann | Registered representative | May 2018 (8y) | ||
| Reed P Griffiths | Registered representative | Jun 2018 (8y) | ||
| Victor Joseph Fox | Registered representative | Jun 2018 (8y) | ||
| Olga E Lopez | Registered representative | Jun 2018 (8y) | ||
| James Matthew Sykes | Registered representative | Jun 2018 (8y) | ||
| Jennifer Y Kim | Registered representative | Jun 2018 (8y) | ||
| Peter John Waterloo | Registered representative | Jun 2018 (8y) | ||
| Blake A Waldron | Registered representative | Jun 2018 (8y) | ||
| Chandler Dowe King | Registered representative | Jun 2018 (8y) | ||
| David Christopher Le Blanc | Registered representative | Jun 2018 (8y) | ||
| Kerry Anne Casano | Registered representative | Jun 2018 (8y) | ||
| Mayumi Tsuneki Britt | Registered representative | Jun 2018 (8y) | ||
| Egidio Lepre | Registered representative | Jun 2018 (8y) | ||
| Keith Delisser Munroe | Registered representative | Jun 2018 (8y) | ||
| Susan Annette Love | Registered representative | Jun 2018 (8y) | ||
| Benjamin Sherman Ketzlach | Registered representative | Jun 2018 (8y) | ||
| Gina Tarantino Digirolamo | Registered representative | Jun 2018 (8y) | ||
| Todd Corbett | Registered representative | Jun 2018 (8y) | ||
| Andrew Ellerbrock | Registered representative | Jun 2018 (8y) | ||
| Cara Lee Saunto | Registered representative | Jun 2018 (8y) | ||
| Eszter Tamas | Registered representative | Jun 2018 (8y) | ||
| Grier P Austi | Registered representative | Jun 2018 (8y) | ||
| Kristine Joyce B Salvador | Registered representative | Jun 2018 (8y) | ||
| John C Hummel | Registered representative | Jun 2018 (8y) | ||
| John Donald Mc Quarrie | Registered representative | Jun 2018 (8y) | ||
| Rita Regina Sanchez | Registered representative | Jun 2018 (8y) | ||
| Casey Q Conrad | Registered representative | Jun 2018 (8y) | ||
| Linda G Bagley | Registered representative | Jun 2018 (8y) | ||
| Scott Cole Discount | Registered representative | Jun 2018 (8y) | ||
| Hudson Morse Parr | Registered representative | Jun 2018 (8y) | ||
| Jessica N Sidary Lepore | Registered representative | Jun 2018 (8y) | ||
| Bradley Collier Peterson | Registered representative | Jun 2018 (8y) | ||
| Wendy D Masse | Registered representative | Jun 2018 (8y) | ||
| Wen Ti Willy Lee | Registered representative | Jun 2018 (8y) | ||
| Dawn M Stedronsky | Registered representative | Jun 2018 (8y) | ||
| Andrew L Gray | Registered representative | Jun 2018 (8y) | ||
| Ellie S Chizmarova | Registered representative | CFA | Jun 2018 (8y) | |
| Monique S Oerth | Registered representative | Jun 2018 (8y) | ||
| Grace Abramson | Registered representative | Jun 2018 (8y) | ||
| Jesse Michael Cohen | Registered representative | Jun 2018 (8y) | ||
| Jeffrey Thomas Burgess | Registered representative | Jun 2018 (8y) | ||
| Tasha Eugenia Garcia | Registered representative | Jun 2018 (8y) | ||
| Vicki Pace | Registered representative | Jun 2018 (8y) | ||
| Nicholas James Villamater | Registered representative | Jun 2018 (8y) | ||
| Christina Ioannides | Registered representative | Jun 2018 (8y) | ||
| Jessica Newman | Registered representative | Jun 2018 (8y) | ||
| Kyle G Killett | Registered representative | Jun 2018 (8y) | ||
| Shelby Joy Buccellato | Registered representative | Jun 2018 (8y) | ||
| Jonathan David Schmidt | Registered representative | Jun 2018 (8y) | ||
| Keith Alan Colonna | Registered representative | Jun 2018 (8y) | ||
| Lea Ann Bostic | Registered representative | Jun 2018 (8y) | ||
| Brinia L Garcia | Registered representative | Jun 2018 (8y) | ||
| Jennifer Yanz | Registered representative | Jun 2018 (8y) | ||
| Anthony J Rosato | Registered representative | Jun 2018 (8y) | ||
| Cathy Ann Buck | Registered representative | Jul 2018 (8y) | ||
| Joshua Gomer Rivera | Registered representative | Jul 2018 (8y) | ||
| Rachel Denise Cano | Registered representative | Jul 2018 (8y) | ||
| Andrew Marks | Registered representative | Jul 2018 (8y) | ||
| Deborah Lynne Frey | Registered representative | Jul 2018 (8y) | ||
| John Robert Oman | Registered representative | Jul 2018 (8y) | ||
| Karla A Mott | Registered representative | Jul 2018 (8y) | ||
| Luisa A Baker | Registered representative | Jul 2018 (8y) | ||
| Brian Francis Miller | Registered representative | Jul 2018 (8y) | ||
| Barbara Collette | Registered representative | Jul 2018 (8y) | ||
| Frank Jacob Hegr | Registered representative | Jul 2018 (8y) | ||
| Michael Logan Daniels | Registered representative | Jul 2018 (8y) | ||
| Michael Scott Zislin | Registered representative | Jul 2018 (8y) | ||
| Edward Moyle Ashton | Registered representative | Jul 2018 (8y) | ||
| Jennifer Franco | Registered representative | Jul 2018 (8y) | ||
| Joshua Lee Regnaud | Registered representative | Jul 2018 (8y) | ||
| Melissa Rose Long | Registered representative | Jul 2018 (8y) | ||
| Andrea Lynn Merritt | Registered representative | Jul 2018 (8y) | ||
| Aaron Christopher Fraser | Registered representative | Jul 2018 (8y) | ||
| Jennette M Tario | Registered representative | Jul 2018 (8y) | ||
| Matthew Earl Scheffler | Registered representative | Jul 2018 (8y) | ||
| Lori Lynne Rowan | Registered representative | Jul 2018 (8y) | ||
| Albert Vincent Innarelli | Registered representative | Jul 2018 (8y) | ||
| Katharine D Kurtz | Registered representative | Jul 2018 (8y) | ||
| Laurie Gayle Warren | Registered representative | Jul 2018 (8y) | ||
| Rebecca Ann Leary | Registered representative | Jul 2018 (8y) | ||
| Romilly W L Taylor | Registered representative | Jul 2018 (8y) | ||
| Seth Griffin Moran | Registered representative | Jul 2018 (8y) | ||
| Courtney E Burke | Registered representative | Jul 2018 (8y) | ||
| Greggory Charles Woodcock | Registered representative | Jul 2018 (8y) | ||
| Peter Gregory Saffell | Registered representative | Jul 2018 (8y) | ||
| Emily Jimenez | Registered representative | Jul 2018 (8y) | ||
| Terence George Reynolds | Registered representative | Jul 2018 (8y) | ||
| Aaron James Good | Registered representative | Jul 2018 (8y) | ||
| Bartholomew H Wyand | Registered representative | CFP | Jul 2018 (8y) | |
| Daniel Kassover Mccormick | Registered representative | Jul 2018 (8y) | ||
| Emily R Rollins Graham | Registered representative | Jul 2018 (8y) | ||
| Jeremy P Appleton | Registered representative | CFP | Jul 2018 (8y) | |
| Wendy Mitchell | Registered representative | Jul 2018 (8y) | ||
| Angela Lee O'daniel | Registered representative | Jul 2018 (8y) | ||
| Craig A Long | Registered representative | Jul 2018 (8y) | ||
| David Vincent Guerrero | Registered representative | Jul 2018 (8y) | ||
| John Christopher Ruggiero | Registered representative | Jul 2018 (8y) | ||
| Susan Kuniholm Potter | Registered representative | Jul 2018 (8y) | ||
| Wioletta S Saia | Registered representative | Jul 2018 (8y) | ||
| Bradley P Knight | Registered representative | Jul 2018 (8y) | ||
| Kristyn Nicole Mcneill | Registered representative | Jul 2018 (8y) | ||
| Ramiro Eduardo Ramirez | Registered representative | Jul 2018 (8y) | ||
| Andrew Everett Bettisworth | Registered representative | Jul 2018 (8y) | ||
| Angelo John Loumbas | Registered representative | Jul 2018 (8y) | ||
| Lindsay G Boitel | Registered representative | Jul 2018 (8y) | ||
| Remington Carl Bartlett | Registered representative | Jul 2018 (8y) | ||
| Robert C Reynolds | Registered representative | Jul 2018 (8y) | ||
| Mitchell Martin Waxman | Registered representative | Jul 2018 (8y) | ||
| Monica Cecilia Foskett Guerra | Registered representative | Jul 2018 (8y) | ||
| Rachel Ann Hunt | Registered representative | Jul 2018 (8y) | ||
| Adam Paul Atkinson | Registered representative | Jul 2018 (8y) | ||
| Anthony Scotto | Registered representative | Jul 2018 (8y) | ||
| Mina Lyn Hansen | Registered representative | Jul 2018 (8y) | ||
| Patrick J St. Onge | Registered representative | Jul 2018 (8y) | ||
| Samuel Winslow Taylor | Registered representative | Jul 2018 (8y) | ||
| Sean Paul Todd | Registered representative | Jul 2018 (8y) | ||
| Carly Elizabeth Schiavone | Registered representative | Jul 2018 (8y) | ||
| Christian Nicole Sanchez | Registered representative | Jul 2018 (8y) | ||
| John Christopher Jacobson | Registered representative | Jul 2018 (8y) | ||
| Kyle Warren Townsend | Registered representative | Jul 2018 (8y) | ||
| Stephen Paul Seidel | Registered representative | Jul 2018 (8y) | ||
| Teresa Ann Clasby | Registered representative | CFP | Jul 2018 (8y) | |
| Bradford Duncan Mc Keown | Registered representative | Jul 2018 (8y) | ||
| Carole L Ricci | Registered representative | Jul 2018 (8y) | ||
| Ellie Jo Ivancich | Registered representative | Jul 2018 (8y) | ||
| Elyse Marie Gustafson | Registered representative | Jul 2018 (8y) | ||
| Parker Richard Barriball | Registered representative | Jul 2018 (8y) | ||
| Brendon David Thies | Registered representative | Aug 2018 (8y) | ||
| Courtland Morgan Seeger | Registered representative | Aug 2018 (8y) | ||
| Dante Vincent Amatucci | Registered representative | Aug 2018 (8y) | ||
| Aimee Danielle Harrell | Registered representative | Aug 2018 (8y) | ||
| Armen C Doyan | Registered representative | Aug 2018 (8y) | ||
| Barry E Seymour | Registered representative | Aug 2018 (8y) | ||
| Carolina Serna | Registered representative | Aug 2018 (8y) | ||
| Collin David Shapiro | Registered representative | Aug 2018 (8y) | ||
| Kevin P Moore | Registered representative | Aug 2018 (8y) | ||
| Carolina E Mocorrea | Registered representative | Aug 2018 (8y) | ||
| Samantha Ann Alderman | Registered representative | Aug 2018 (8y) | ||
| Charles Alexander Dunlap | Registered representative | Aug 2018 (8y) | ||
| John Daniel Karasky | Registered representative | Aug 2018 (8y) | ||
| Xiuying Jin | Registered representative | Aug 2018 (8y) | ||
| Juan Carlos Avila | Registered representative | Aug 2018 (8y) | ||
| Amber Kay Wright | Registered representative | Aug 2018 (8y) | ||
| Christopher E Mancini | Registered representative | Aug 2018 (8y) | ||
| Maria Ana Perales | Registered representative | Aug 2018 (8y) | ||
| Sharon J Wierzba | Registered representative | Aug 2018 (8y) | ||
| Claudia Victoria Martinez | Registered representative | Aug 2018 (8y) | ||
| Daniel Ryan Di Lulo | Registered representative | Aug 2018 (8y) | ||
| Yvonne Thao Tran | Registered representative | Aug 2018 (8y) | ||
| Bret Woodward Bohoskey | Registered representative | Aug 2018 (8y) | ||
| Corey James Sea Quist | Registered representative | Aug 2018 (8y) | ||
| Jon Pierre Evans | Registered representative | Aug 2018 (8y) | ||
| Saniah Qureshi | Registered representative | Aug 2018 (8y) | ||
| Olga Cristina Blanchette | Registered representative | Aug 2018 (8y) | ||
| Kathleen Frances Flaherty | Registered representative | Aug 2018 (8y) | ||
| Andre A Lynch | Registered representative | Aug 2018 (8y) | ||
| James Henry Thomforde | Registered representative | Aug 2018 (8y) | ||
| Benjamin Frank Laetsch | Registered representative | Aug 2018 (8y) | ||
| Jessica S Valente | Registered representative | Aug 2018 (8y) | ||
| Jianmin Gu | Registered representative | Aug 2018 (8y) | ||
| Karen Frances Jaffe | Registered representative | Aug 2018 (8y) | ||
| Melissa Ruttner | Registered representative | Aug 2018 (8y) | ||
| Noel Cabrera Cueto | Registered representative | Aug 2018 (8y) | ||
| Alex Perez | Registered representative | Aug 2018 (8y) | ||
| Christopher Scott Bentley | Registered representative | Aug 2018 (8y) | ||
| Gabriella Sophie Burke | Registered representative | Aug 2018 (8y) | ||
| Nicholas J Desantis | Registered representative | Aug 2018 (8y) | ||
| Olivia P Mills | Registered representative | Aug 2018 (8y) | ||
| Zachary Steven Paul | Registered representative | Aug 2018 (8y) | ||
| Blake Andrew Seibert | Registered representative | Aug 2018 (8y) | ||
| Richard Lee Douthat | Registered representative | Aug 2018 (8y) | ||
| Nicholas Joseph Nalbach | Registered representative | Aug 2018 (8y) | ||
| Colin A Cody | Registered representative | Aug 2018 (8y) | ||
| Connor J Runge | Registered representative | Aug 2018 (8y) | ||
| David Alexander Gilliam | Registered representative | Aug 2018 (8y) | ||
| Isel Maria Isern | Registered representative | Aug 2018 (8y) | ||
| Jendry Maria Gadea | Registered representative | Aug 2018 (8y) | ||
| Rosibel A Bravo | Registered representative | Aug 2018 (8y) | ||
| Shuyang Feng | Registered representative | Aug 2018 (8y) | ||
| Talal Bazzi | Registered representative | Aug 2018 (8y) | ||
| Simon Wesley Petro | Registered representative | Aug 2018 (8y) | ||
| Axel Guillermo Issel | Registered representative | Aug 2018 (8y) | ||
| Byung S Lee | Registered representative | Aug 2018 (8y) | ||
| Jason Pepe | Registered representative | Aug 2018 (8y) | ||
| Karen Cassandra Reid | Registered representative | Aug 2018 (8y) | ||
| Lana Michelle Bull | Registered representative | Aug 2018 (8y) | ||
| Sundance James Campbell | Registered representative | Aug 2018 (8y) | ||
| Roberto C Irias | Registered representative | Aug 2018 (8y) | ||
| Danielle N Jackson | Registered representative | Aug 2018 (8y) | ||
| Isiah Myles | Registered representative | Aug 2018 (8y) | ||
| Jason Brent Erpelding | Registered representative | Aug 2018 (8y) | ||
| Kyle Anthony Medeiros | Registered representative | Aug 2018 (8y) | ||
| Samuel Russell Kerner | Registered representative | Aug 2018 (8y) | ||
| Steve Wootaek Lee | Registered representative | Aug 2018 (8y) | ||
| Ayumi S Noda | Registered representative | Aug 2018 (8y) | ||
| Johanna Andrea Robledo | Registered representative | Aug 2018 (8y) | ||
| John Alfred Hochstrasser | Registered representative | CFP | Aug 2018 (8y) | |
| Karla Ransdell | Registered representative | Aug 2018 (8y) | ||
| Michael R Johnson | Registered representative | Aug 2018 (8y) | ||
| Scott Paul Lamson | Registered representative | Aug 2018 (8y) | ||
| Eri Takahashi | Registered representative | Aug 2018 (8y) | ||
| Hunter John Pearl | Registered representative | Aug 2018 (8y) | ||
| John C Chu | Registered representative | Aug 2018 (8y) | ||
| Michael J Witsman | Registered representative | Aug 2018 (8y) | ||
| Emily Chatham Noble | Registered representative | Sep 2018 (8y) | ||
| Dylan C Hoffman | Registered representative | Sep 2018 (8y) | ||
| Mark Norwood Lindblom | Registered representative | Sep 2018 (8y) | ||
| Peter Edward Kelly | Registered representative | Sep 2018 (8y) | ||
| Romeu Gesteira Costa | Registered representative | Sep 2018 (8y) | ||
| Sarah Eileen Cuozzo | Registered representative | Sep 2018 (8y) | ||
| Simone Giselle Vinocour Mckeever | Registered representative | Sep 2018 (8y) | ||
| Stephen Patrick Topley | Registered representative | Sep 2018 (8y) | ||
| Daniel A Hack | Registered representative | Sep 2018 (8y) | ||
| David Villalobos | Registered representative | Sep 2018 (8y) | ||
| Lauren E Moore | Registered representative | Sep 2018 (8y) | ||
| Lauren Elizabeth Stavale | Registered representative | Sep 2018 (8y) | ||
| Joshua Daniel Fong | Registered representative | Sep 2018 (8y) | ||
| Brian Patrick Cook | Registered representative | Sep 2018 (8y) | ||
| Gregory T Underhill | Registered representative | Sep 2018 (8y) | ||
| Kenneth Edward Sullivan | Registered representative | Sep 2018 (8y) | ||
| William Richmond Ray Cleary | Registered representative | Sep 2018 (8y) | ||
| Joan A Morgan Brown | Registered representative | Sep 2018 (8y) | ||
| Wei Ji | Registered representative | Sep 2018 (8y) | ||
| Brittany Ranee Sheley | Registered representative | Sep 2018 (8y) | ||
| Richard Russell Lindquist | Registered representative | Sep 2018 (8y) | ||
| Samuel Julien Calixte | Registered representative | Sep 2018 (8y) | ||
| Ingrid Cecilia Raad | Registered representative | Sep 2018 (8y) | ||
| Charles William Dorman | Registered representative | Sep 2018 (8y) | ||
| Joseph Hatch Barnhurst | Registered representative | Sep 2018 (8y) | ||
| Kelsey Elizabeth Crawford | Registered representative | Sep 2018 (8y) | ||
| Lacey Dolores Wedell | Registered representative | Sep 2018 (8y) | ||
| Lane Creswell Decordova Carroll | Registered representative | Sep 2018 (8y) | ||
| Ricardo Raffles Rojas | Registered representative | Sep 2018 (8y) | ||
| Cedric Michael Hankerson | Registered representative | Sep 2018 (8y) | ||
| Jessica Di Giovanni | Registered representative | Sep 2018 (8y) | ||
| Joshua Bristol | Registered representative | Sep 2018 (8y) | ||
| Andrew Luke Hendriksen | Registered representative | Sep 2018 (8y) | ||
| Chadwick Michael Schloesser | Registered representative | Sep 2018 (8y) | ||
| Brandyn James Rowlinson | Registered representative | Sep 2018 (8y) | ||
| Christopher Michael Radke | Registered representative | Sep 2018 (8y) | ||
| Kathryn Mary Dubois | Registered representative | Sep 2018 (8y) | ||
| Peng Li | Registered representative | Sep 2018 (8y) | ||
| Andrew H Keck | Registered representative | Sep 2018 (8y) | ||
| Carolyn Delia Alessi | Registered representative | Sep 2018 (8y) | ||
| Erin Elizabeth Burke | Registered representative | Sep 2018 (8y) | ||
| Joseph Michael Olexa | Registered representative | Sep 2018 (8y) | ||
| Michael Winston Wolf | Registered representative | Sep 2018 (8y) | ||
| Nathan Thomas Hasenstein | Registered representative | Sep 2018 (8y) | ||
| Ryan James Morrissey | Registered representative | Sep 2018 (8y) | ||
| Stefano Rakigjija | Registered representative | Sep 2018 (8y) | ||
| Stephen Michael Azar | Registered representative | Sep 2018 (8y) | ||
| Joann Carballera | Registered representative | Sep 2018 (8y) | ||
| Gregory Hagop Shirinian | Registered representative | Sep 2018 (8y) | ||
| Jeffrey Loren Auwinger | Registered representative | CFP | Sep 2018 (8y) | |
| Pearl Ariana Hunt | Registered representative | Sep 2018 (8y) | ||
| Alexander Andrew Estok | Registered representative | Sep 2018 (8y) | ||
| Michael Martell | Registered representative | Sep 2018 (8y) | ||
| Paul Michael Richard Harding | Registered representative | Sep 2018 (8y) | ||
| David Wai Keung Wong | Registered representative | Sep 2018 (8y) | ||
| Darian Haley Keuter | Registered representative | Sep 2018 (8y) | ||
| Hyeon Woo Kang | Registered representative | Sep 2018 (8y) | ||
| Imanol Suarez Biglieri | Registered representative | Sep 2018 (8y) | ||
| Kyle John Rodegher | Registered representative | Sep 2018 (8y) | ||
| Lorie Lee Linn Crowell | Registered representative | Sep 2018 (8y) | ||
| Odette G Olson | Registered representative | Sep 2018 (8y) | ||
| Alexander Richard Blair | Registered representative | Sep 2018 (8y) | ||
| Lisha Ge | Registered representative | Sep 2018 (8y) | ||
| Teresa Rodriguez | Registered representative | Sep 2018 (8y) | ||
| Anna S Abraham | Registered representative | Oct 2018 (8y) | ||
| Arturo Calogero Ripepe | Registered representative | Oct 2018 (8y) | ||
| Bradley A Garrett | Registered representative | Oct 2018 (8y) | ||
| Debra Lynn Ebert | Registered representative | Oct 2018 (8y) | ||
| Zhicheng Xin | Registered representative | Oct 2018 (8y) | ||
| Gabriela Zampieri Orselli | Registered representative | Oct 2018 (8y) | ||
| Johan Stiven Agredo | Registered representative | Oct 2018 (8y) | ||
| Maria Jose D'arce | Registered representative | Oct 2018 (8y) | ||
| Viktoriya Ragulina | Registered representative | Oct 2018 (8y) | ||
| Brendan Michael Mc Isaac | Registered representative | Oct 2018 (8y) | ||
| Andrew Steven Archer | Registered representative | Oct 2018 (8y) | ||
| Jared Chase Poulter | Registered representative | Oct 2018 (8y) | ||
| Katherine O Heath | Registered representative | Oct 2018 (8y) | ||
| Manotham Ward | Registered representative | Oct 2018 (8y) | ||
| Nancy Evelyn Molina | Registered representative | Oct 2018 (8y) | ||
| Natalie Ann Albers | Registered representative | Oct 2018 (8y) | ||
| Scott Frank Mercalde | Registered representative | Oct 2018 (8y) | ||
| Tricia A Mercalde | Registered representative | Oct 2018 (8y) | ||
| Tyler Matthew Van Lul | Registered representative | Oct 2018 (8y) | ||
| Nicholas James Ferraro | Registered representative | Oct 2018 (8y) | ||
| Kevin Richard Martin | Registered representative | CFP | Oct 2018 (8y) | |
| Kolby Crew | Registered representative | Oct 2018 (8y) | ||
| Renee Pei Shih Raver | Registered representative | Oct 2018 (8y) | ||
| Emily Rose Domash | Registered representative | Oct 2018 (8y) | ||
| Edward Fitzgerald Hayes | Registered representative | Oct 2018 (8y) | ||
| Adam Lyndon Brady | Registered representative | Oct 2018 (8y) | ||
| Jon Michael Hanson | Registered representative | Oct 2018 (8y) | ||
| Kristi Sophia Fujimoto | Registered representative | Oct 2018 (8y) | ||
| Brian Richard Larson | Registered representative | CFA | Oct 2018 (8y) | |
| Bruce Jay Zwick | Registered representative | Oct 2018 (8y) | ||
| Ilene Sue Zwick | Registered representative | Oct 2018 (8y) | ||
| Samantha L Becker | Registered representative | Oct 2018 (8y) | ||
| Spencer John French | Registered representative | Oct 2018 (8y) | ||
| Blake Alexander Rickan | Registered representative | Oct 2018 (8y) | ||
| Christi Renee Carner | Registered representative | Oct 2018 (8y) | ||
| Jessica Brooke Brophy | Registered representative | Oct 2018 (8y) | ||
| Oscar Daniel Ramos | Registered representative | Oct 2018 (8y) | ||
| Alexander James Mayer | Registered representative | Oct 2018 (8y) | ||
| Joseph A Marangiello | Registered representative | Oct 2018 (8y) | ||
| Chesley R Allegri | Registered representative | Oct 2018 (8y) | ||
| Kevin James Sullivan | Registered representative | Oct 2018 (8y) | ||
| Matthew Newcomb Mc Kenzie | Registered representative | Oct 2018 (8y) | ||
| Timothy J Brennan | Registered representative | Oct 2018 (8y) | ||
| Devin Renfroe | Registered representative | Oct 2018 (8y) | ||
| Karem Sureda | Registered representative | Oct 2018 (8y) | ||
| Quinn Mc Closkey | Registered representative | Oct 2018 (8y) | ||
| Antonia Marie Hunter | Registered representative | Oct 2018 (8y) | ||
| Amy Pham | Registered representative | Oct 2018 (8y) | ||
| Douglas Weaver | Registered representative | Oct 2018 (8y) | ||
| James Ronald Adamczyk | Registered representative | Oct 2018 (8y) | ||
| Melissa M Dodson | Registered representative | Oct 2018 (8y) | ||
| Matthew Vincent Marcantonio | Registered representative | Oct 2018 (8y) | ||
| Nicholas Todd Nappi | Registered representative | Oct 2018 (8y) | ||
| Qizhen Xie | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Vanessa Kistenmacher Stein | Registered representative | Oct 2018 (8y) | ||
| Wendy Lynn Arnold | Registered representative | Oct 2018 (8y) | ||
| Jennifer Kathleen Benink | Registered representative | Oct 2018 (8y) | ||
| Andre John Coudsi | Registered representative | Oct 2018 (8y) | ||
| Christopher Mark Chequer | Registered representative | Oct 2018 (8y) | ||
| Nicholas Dean Phillips | Registered representative | Oct 2018 (8y) | ||
| Shana L Sellers Mcelroy | Registered representative | Oct 2018 (8y) | ||
| Bo Zhang | Registered representative | Oct 2018 (8y) | ||
| Corey Omar Langston | Registered representative | Oct 2018 (8y) | ||
| Elizabeth Anne Dreyer | Registered representative | Oct 2018 (8y) | ||
| Helen Katherine Donnelly | Registered representative | Oct 2018 (8y) | ||
| Jessica Marie Reynolds | Registered representative | Oct 2018 (8y) | ||
| Mai N Nguyen | Registered representative | Oct 2018 (8y) | ||
| Miguel Xavier Marcial | Registered representative | Oct 2018 (8y) | ||
| Richard Winkler | Registered representative | Oct 2018 (8y) | ||
| Ross Aldon Larwood | Registered representative | Oct 2018 (8y) | ||
| Seth A Hauser | Registered representative | Oct 2018 (8y) | ||
| Thomas Bernard Courtney | Registered representative | Oct 2018 (8y) | ||
| Joshua J Currence | Registered representative | Oct 2018 (8y) | ||
| Andres Javier Loredo | Registered representative | Oct 2018 (8y) | ||
| Justin Morgan Gosling | Registered representative | Oct 2018 (8y) | ||
| Kirsten Erin Kinnan | Registered representative | CFP | Oct 2018 (8y) | |
| Evan Andrew Gallien | Registered representative | CFP | Oct 2018 (8y) | |
| Heather Renee Tiefenthaler | Registered representative | Oct 2018 (8y) | ||
| Stephen Branston | Registered representative | Oct 2018 (8y) | ||
| Suzanne Sidler | Registered representative | Oct 2018 (8y) | ||
| Kyle Petersen Prussing | Registered representative | Oct 2018 (8y) | ||
| Nicholas Payne | Registered representative | Nov 2018 (8y) | ||
| Nora Zele | Registered representative | Nov 2018 (8y) | ||
| Timothy F Busalacchi | Registered representative | Nov 2018 (8y) | ||
| Zachary Michael Bensinger | Registered representative | Nov 2018 (8y) | ||
| Wen Yueh Hu | Registered representative | Nov 2018 (8y) | ||
| Casey N Armstrong | Registered representative | Nov 2018 (8y) | ||
| Chelsea Taylor Fosse | Registered representative | Nov 2018 (8y) | ||
| Sumana Kar | Registered representative | Nov 2018 (8y) | ||
| Conor Austin Pentella | Registered representative | Nov 2018 (8y) | ||
| Charles John Manion | Registered representative | Nov 2018 (8y) | ||
| Taylor Geoffrey Sketch | Registered representative | Nov 2018 (8y) | ||
| Brian William Guy | Registered representative | Nov 2018 (8y) | ||
| Jill Lynne Mchenry | Registered representative | Nov 2018 (8y) | ||
| Michael George Sullivan | Registered representative | Nov 2018 (8y) | ||
| Michael Jon Norton | Registered representative | Nov 2018 (8y) | ||
| Daniel Mark Matthews | Registered representative | Nov 2018 (8y) | ||
| Kimberly Dawn Redfern | Registered representative | Nov 2018 (8y) | ||
| John C. Fleishman | Registered representative | Nov 2018 (8y) | ||
| Austin Robert Cremins | Registered representative | Nov 2018 (8y) | ||
| Brittany Kathryn Boyette Patrick | Registered representative | Nov 2018 (8y) | ||
| Susu Cheung | Registered representative | Nov 2018 (8y) | ||
| Shawn Edward Eager | Registered representative | Nov 2018 (8y) | ||
| Alpha Korngor | Registered representative | Nov 2018 (8y) | ||
| Lauren W Sparrow | Registered representative | Nov 2018 (8y) | ||
| Sutton C Miller | Registered representative | Nov 2018 (8y) | ||
| Vicky L Steffenhagen | Registered representative | Nov 2018 (8y) | ||
| Eban Barnett | Registered representative | CFP | Nov 2018 (8y) | |
| Juan Carlos Mayol | Registered representative | Nov 2018 (8y) | ||
| Julius O Agbonbhase | Registered representative | Nov 2018 (8y) | ||
| Michael C Krajnak | Registered representative | Nov 2018 (8y) | ||
| Ryan J Greene | Registered representative | Nov 2018 (8y) | ||
| Stephen Joseph Anglim | Registered representative | Nov 2018 (8y) | ||
| Stephanie Moran Wiggins | Registered representative | Nov 2018 (8y) | ||
| Andrew W Spencer | Registered representative | Nov 2018 (8y) | ||
| Robert Michael Lenderink | Registered representative | Nov 2018 (8y) | ||
| Abu Sadeque Joy | Registered representative | Nov 2018 (8y) | ||
| Christopher J Kilpatrick | Registered representative | Nov 2018 (8y) | ||
| Eric Francis Gallo | Registered representative | Nov 2018 (8y) | ||
| John Anthony Pizzoferrato | Registered representative | Nov 2018 (8y) | ||
| John William Euler | Registered representative | Nov 2018 (8y) | ||
| Patricia A Koch Perkins | Registered representative | Nov 2018 (8y) | ||
| Paul Emmanuel Babaran | Registered representative | Nov 2018 (8y) | ||
| Alejandro Mariscal | Registered representative | Nov 2018 (8y) | ||
| Benjamin T Isroff | Registered representative | Nov 2018 (8y) | ||
| Danny Alberto Parenteau | Registered representative | Nov 2018 (8y) | ||
| Griffin James Gribbel | Registered representative | Nov 2018 (8y) | ||
| Jacob Yehuda Rashty | Registered representative | Nov 2018 (8y) | ||
| Jeffrey David Sahm | Registered representative | Nov 2018 (8y) | ||
| Kyle J Dadisman | Registered representative | Nov 2018 (8y) | ||
| Thomas M Farrington | Registered representative | Nov 2018 (8y) | ||
| Allison C Russell | Registered representative | Nov 2018 (8y) | ||
| Chuanxin Li | Registered representative | Nov 2018 (8y) | ||
| Arthur Daniel Rooney | Registered representative | Nov 2018 (8y) | ||
| Ashley A Aurigemma | Registered representative | Nov 2018 (8y) | ||
| Benjamin J Ferguson | Registered representative | Nov 2018 (8y) | ||
| Christine Carona | Registered representative | Nov 2018 (8y) | ||
| Huiying Cheng | Registered representative | Nov 2018 (8y) | ||
| Kayonnoh Roseline Akinnuoye | Registered representative | Nov 2018 (8y) | ||
| Ricardo Enrique Pellman | Registered representative | Nov 2018 (8y) | ||
| Christopher Scapillato | Registered representative | Nov 2018 (8y) | ||
| Kevin James Clements | Registered representative | Nov 2018 (8y) | ||
| Meera Mayer | Registered representative | Nov 2018 (8y) | ||
| Stephen Prefontaine Aguglia | Registered representative | Nov 2018 (8y) | ||
| Gerard D Machado | Registered representative | Nov 2018 (8y) | ||
| James John Buri | Registered representative | CFP | Nov 2018 (8y) | |
| John Edward O'day | Registered representative | Dec 2018 (8y) | ||
| Kelly Jean Kesden | Registered representative | Dec 2018 (8y) | ||
| Christopher Leland Toney | Registered representative | Dec 2018 (8y) | ||
| Jesse T Hall | Registered representative | Dec 2018 (8y) | ||
| Christie Adam Horn | Registered representative | Dec 2018 (8y) | ||
| Gregory Scott Huether | Registered representative | Dec 2018 (8y) | ||
| Loren M Huether | Registered representative | Dec 2018 (8y) | ||
| Tiany Anayanty Eversley | Registered representative | Dec 2018 (8y) | ||
| Audrey Shih Min Chang | Registered representative | Dec 2018 (8y) | ||
| Jonathan Iaione | Registered representative | Dec 2018 (8y) | ||
| Tanvere Warren | Registered representative | Dec 2018 (8y) | ||
| Alan Jay Gladstone | Registered representative | Dec 2018 (8y) | ||
| Colton Matthew Baker | Registered representative | Dec 2018 (8y) | ||
| David Bolden Graham | Registered representative | CFP | Dec 2018 (8y) | |
| Jeremy Michael Downs | Registered representative | Dec 2018 (8y) | ||
| Jonathan A Rossi | Registered representative | Dec 2018 (8y) | ||
| Joshua Lawrence Ciolek | Registered representative | Dec 2018 (8y) | ||
| Kimihiro Sato | Registered representative | Dec 2018 (8y) | ||
| Maeghan Joi Holmes | Registered representative | Dec 2018 (8y) | ||
| Quyen Huu Nguyen | Registered representative | Dec 2018 (8y) | ||
| Joseph A Gammarati | Registered representative | Dec 2018 (8y) | ||
| Joseph Anthony Carretta | Registered representative | Dec 2018 (8y) | ||
| Steven Robert James Dennis | Registered representative | Dec 2018 (8y) | ||
| Andrea Scola | Registered representative | Dec 2018 (8y) | ||
| Brooke A Reilly | Registered representative | Dec 2018 (8y) | ||
| Eric Thomas Esquivel | Registered representative | Dec 2018 (8y) | ||
| Michael Glicken | Registered representative | Dec 2018 (8y) | ||
| Rafal Fidowicz | Registered representative | Dec 2018 (8y) | ||
| Sean Michael Kelly | Registered representative | Dec 2018 (8y) | ||
| Vincent P Wieck | Registered representative | Dec 2018 (8y) | ||
| Ashley M Hitchcock | Registered representative | Dec 2018 (8y) | ||
| Daniel C Bertke | Registered representative | Dec 2018 (8y) | ||
| Danielle Piehl | Registered representative | Dec 2018 (8y) | ||
| Laura Elizabeth Owen Pio | Registered representative | Dec 2018 (8y) | ||
| Fady Milad Awad Mansour | Registered representative | Dec 2018 (8y) | ||
| Mark Ferry Thorup | Registered representative | Dec 2018 (8y) | ||
| Spencer Horowitz | Registered representative | Dec 2018 (8y) | ||
| Stefanie Benesh | Registered representative | Dec 2018 (8y) | ||
| Daniel Mark Robson | Registered representative | Dec 2018 (8y) | ||
| Fausto Pereira Lima | Registered representative | CFA | Dec 2018 (8y) | |
| Felix Francisco Rivera | Registered representative | Dec 2018 (8y) | ||
| Cameron Ross Donnelly | Registered representative | Dec 2018 (8y) | ||
| Jessica S Gonzalez | Registered representative | Dec 2018 (8y) | ||
| Kelley Elizabeth Horigan | Registered representative | Dec 2018 (8y) | ||
| Maria T Reid | Registered representative | Dec 2018 (8y) | ||
| Annie Marie Small | Registered representative | Dec 2018 (8y) | ||
| Bill T Wilson | Registered representative | Dec 2018 (8y) | ||
| Cody George | Registered representative | Dec 2018 (8y) | ||
| Franklin J Wenning | Registered representative | Dec 2018 (8y) | ||
| Richard K Looper | Registered representative | Dec 2018 (8y) | ||
| Tania M Espinal | Registered representative | Dec 2018 (8y) | ||
| Casey Einecker | Registered representative | Dec 2018 (8y) | ||
| Sarah Elizabeth Mazza | Registered representative | Dec 2018 (8y) | ||
| Jarrett Meyer Klein | Registered representative | Dec 2018 (8y) | ||
| Suzan Harrington | Registered representative | Dec 2018 (8y) | ||
| Erin Olivia Mershon | Registered representative | Dec 2018 (8y) | ||
| Megan M Osbrink | Registered representative | Dec 2018 (8y) | ||
| Dylan Matthew Wong | Registered representative | Dec 2018 (8y) | ||
| Trevor Ryan Plant | Registered representative | Dec 2018 (8y) | ||
| Adam A Shayo | Registered representative | Jan 2019 (8y) | ||
| Collin E Beardslee | Registered representative | Jan 2019 (8y) | ||
| Eric David Jonas | Registered representative | Jan 2019 (8y) | ||
| Kana H Nakajima | Registered representative | Jan 2019 (8y) | ||
| Matthew Joseph Sebastian | Registered representative | Jan 2019 (8y) | ||
| Nicholas B Stern | Registered representative | Jan 2019 (8y) | ||
| Ryan Sukram | Registered representative | Jan 2019 (8y) | ||
| Taisong He | Registered representative | Jan 2019 (8y) | ||
| Jonathan Wheeler | Registered representative | Jan 2019 (8y) | ||
| Kaden Martyn Bernstein | Registered representative | Jan 2019 (8y) | ||
| Robert M Palermo | Registered representative | Jan 2019 (8y) | ||
| Shari F Hordern | Registered representative | Jan 2019 (8y) | ||
| Kyle D Willis | Registered representative | Jan 2019 (8y) | ||
| Michael C Sinodinos | Registered representative | Jan 2019 (8y) | ||
| Andrew Spencer Hatcher | Registered representative | CFA | Jan 2019 (8y) | |
| Dana Kris Davis | Registered representative | Jan 2019 (8y) | ||
| Monica Benicio Americano | Registered representative | Jan 2019 (8y) | ||
| Scott Francis Reynolds | Registered representative | Jan 2019 (8y) | ||
| Benjamin F Ganley | Registered representative | Jan 2019 (8y) | ||
| Francis Noel Tran | Registered representative | Jan 2019 (8y) | ||
| Jonathan Michael Peters | Registered representative | Jan 2019 (8y) | ||
| Sara Anne Schneider | Registered representative | Jan 2019 (8y) | ||
| Denise Ann Koran Klisiewicz | Registered representative | Jan 2019 (8y) | ||
| Jacob Manczyk | Registered representative | Jan 2019 (8y) | ||
| Nicole R Guerrero | Registered representative | Jan 2019 (8y) | ||
| Brooke Rollero | Registered representative | Jan 2019 (8y) | ||
| Jessica Katherine Ellis | Registered representative | Jan 2019 (8y) | ||
| Andrew Michael Rose | Registered representative | CFP | Jan 2019 (8y) | |
| Hyunwoo Preston Cho | Registered representative | Jan 2019 (8y) | ||
| Ignacio Mendive | Registered representative | Jan 2019 (8y) | ||
| Kelli Kathleen Marquardt | Registered representative | Jan 2019 (8y) | ||
| Rachel Katharine Jose | Registered representative | Jan 2019 (8y) | ||
| Riley Edward Dopp | Registered representative | Jan 2019 (8y) | ||
| Robyn Ellen De Soto | Registered representative | Jan 2019 (8y) | ||
| Mackenzie Davis Sullivan | Registered representative | Jan 2019 (8y) | ||
| Tim John Calio | Registered representative | Jan 2019 (8y) | ||
| Christine Claire Walsh | Registered representative | Jan 2019 (8y) | ||
| Douglas Alan Hodges | Registered representative | Jan 2019 (8y) | ||
| Matthew Fortuna | Registered representative | Jan 2019 (8y) | ||
| Andrew Mac Quarrie | Registered representative | Jan 2019 (8y) | ||
| Anthony Peter Basso | Registered representative | Jan 2019 (8y) | ||
| Faben Ghebrat Mesfen | Registered representative | Jan 2019 (8y) | ||
| Jonathan William Tedesco | Registered representative | Jan 2019 (8y) | ||
| Steve Ray Mone | Registered representative | Jan 2019 (8y) | ||
| Adam Cho | Registered representative | CFA | Jan 2019 (8y) | |
| Charles Robert Wilmoth | Registered representative | Jan 2019 (8y) | ||
| George David Huertas | Registered representative | Jan 2019 (8y) | ||
| Kelly Scott Biederman | Registered representative | Jan 2019 (8y) | ||
| Lawrence Kiet Young | Registered representative | Jan 2019 (8y) | ||
| Smaly Khong | Registered representative | Jan 2019 (8y) | ||
| Samantha Madero | Registered representative | Jan 2019 (8y) | ||
| Gregory Ssu Hsien Noether | Registered representative | Jan 2019 (8y) | ||
| Laura Jarris Martin | Registered representative | Jan 2019 (8y) | ||
| Leslie Vianey Castrejon | Registered representative | Jan 2019 (8y) | ||
| Conor Jeffrey Smith | Registered representative | Jan 2019 (8y) | ||
| Gabriel Torrens | Registered representative | Jan 2019 (8y) | ||
| Jacob Lindsey | Registered representative | Jan 2019 (8y) | ||
| Michael A Zoskey | Registered representative | Jan 2019 (8y) | ||
| Milena Celeste Stanton | Registered representative | Jan 2019 (8y) | ||
| Scott Bradley Seibert | Registered representative | Jan 2019 (8y) | ||
| Tate Haire | Registered representative | CFP | Jan 2019 (8y) | |
| Tricia Mei Lin Geronimo Tsui | Registered representative | Jan 2019 (8y) | ||
| Charles S Schifano | Registered representative | Jan 2019 (8y) | ||
| David Howard Bigler | Registered representative | Jan 2019 (8y) | ||
| Matthew Michael Cummings | Registered representative | Jan 2019 (8y) | ||
| Lisa Michelle Pascuzzi | Registered representative | Jan 2019 (8y) | ||
| Margaret Anne Strenk | Registered representative | Jan 2019 (8y) | ||
| Anthony Cleverley Stone | Registered representative | Feb 2019 (8y) | ||
| Brittany R Letto | Registered representative | Feb 2019 (8y) | ||
| Daniel Marks | Registered representative | Feb 2019 (8y) | ||
| Elena Alina Stowell | Registered representative | Feb 2019 (8y) | ||
| Jevin M Ferguson | Registered representative | Feb 2019 (8y) | ||
| Kelly Ann Kwiatkowski | Registered representative | Feb 2019 (8y) | ||
| Mark R Decunha | Registered representative | CFP | Feb 2019 (8y) | |
| Paul Joseph Bitterly | Registered representative | Feb 2019 (8y) | ||
| Robert Brandon Richardson | Registered representative | Feb 2019 (8y) | ||
| Alicia Kay Taylor | Registered representative | Feb 2019 (7y) | ||
| Donald Butler | Registered representative | Feb 2019 (7y) | ||
| Nancy Ann Cicolino | Registered representative | Feb 2019 (7y) | ||
| Sydney Michelle Cotton | Registered representative | Feb 2019 (7y) | ||
| Lenore F Dunlop | Registered representative | Feb 2019 (7y) | ||
| Michael Gorokhovsky | Registered representative | Feb 2019 (7y) | ||
| Kyle Riley Stone | Registered representative | Feb 2019 (7y) | ||
| Mark G Taylor | Registered representative | Feb 2019 (7y) | ||
| Adrienne Barrett Tubridy | Registered representative | Feb 2019 (7y) | ||
| James Richard Huster | Registered representative | Feb 2019 (7y) | ||
| Jeffrey Shepard Sohm | Registered representative | Feb 2019 (7y) | ||
| Richard Joseph Ludwicki | Registered representative | Feb 2019 (7y) | ||
| Robert Andrew Witte | Registered representative | Feb 2019 (7y) | ||
| Joseph Brian Siwek | Registered representative | Feb 2019 (7y) | ||
| Seth Patrick Mcnally | Registered representative | Feb 2019 (7y) | ||
| Christopher Vito Novielli | Registered representative | Feb 2019 (7y) | ||
| Elizabeth Ann Adkins | Registered representative | Feb 2019 (7y) | ||
| Janice P Kass | Registered representative | Feb 2019 (7y) | ||
| Lyndsae Eileen Hunter | Registered representative | Feb 2019 (7y) | ||
| Vikramjit Parmar | Registered representative | Feb 2019 (7y) | ||
| Leanne Decook | Registered representative | Feb 2019 (7y) | ||
| Lori Ann Gibb | Registered representative | Feb 2019 (7y) | ||
| Rebecca Wittrock | Registered representative | Feb 2019 (7y) | ||
| Regina Steuart Green Rule | Registered representative | Feb 2019 (7y) | ||
| Maria Therese Whittle | Registered representative | Feb 2019 (7y) | ||
| Bonnie Dang | Registered representative | Feb 2019 (7y) | ||
| Chelsea Deng | Registered representative | Feb 2019 (7y) | ||
| Katherine E Gallo | Registered representative | Feb 2019 (7y) | ||
| Selena B Smith | Registered representative | Feb 2019 (7y) | ||
| Jennifer C Perez | Registered representative | Feb 2019 (7y) | ||
| David A Natt | Registered representative | Feb 2019 (7y) | ||
| Christian Finley | Registered representative | Feb 2019 (7y) | ||
| Brandon Baxter | Registered representative | Feb 2019 (7y) | ||
| Deanna Lyn Harnett | Registered representative | Feb 2019 (7y) | ||
| Jillian Louise Nicholson | Registered representative | Feb 2019 (7y) | ||
| Keith M Reilly | Registered representative | Feb 2019 (7y) | ||
| Pamela Jean Tattas | Registered representative | Feb 2019 (7y) | ||
| Caden Del Sperry | Registered representative | Feb 2019 (7y) | ||
| William Bagnato | Registered representative | Feb 2019 (7y) | ||
| Alfonso Duarte Rioseco | Registered representative | Feb 2019 (7y) | ||
| Matthew Angelo Mott | Registered representative | Feb 2019 (7y) | ||
| Mari Elaine Elaine Bryan | Registered representative | Mar 2019 (7y) | ||
| Matthew Zakelj | Registered representative | Mar 2019 (7y) | ||
| Stephanie M Meeks | Registered representative | Mar 2019 (7y) | ||
| Sandrina Vieira | Registered representative | Mar 2019 (7y) | ||
| Cassandra Pate | Registered representative | Mar 2019 (7y) | ||
| Michael A Silver | Registered representative | Mar 2019 (7y) | ||
| Stefanie R Andors | Registered representative | Mar 2019 (7y) | ||
| Yan Pollack | Registered representative | Mar 2019 (7y) | ||
| Connor M Fleming | Registered representative | Mar 2019 (7y) | ||
| Lisa B Dodge | Registered representative | Mar 2019 (7y) | ||
| Melissa Cunningham | Registered representative | Mar 2019 (7y) | ||
| Ryan Lynn Newby | Registered representative | Mar 2019 (7y) | ||
| James Justin Tringali | Registered representative | Mar 2019 (7y) | ||
| Connor Hanley | Registered representative | Mar 2019 (7y) | ||
| Joshua Stephen Hester | Registered representative | Mar 2019 (7y) | ||
| Caroline M Calder | Registered representative | Mar 2019 (7y) | ||
| Jesse Alan Drake | Registered representative | Mar 2019 (7y) | ||
| Anna Clare Echols | Registered representative | Mar 2019 (7y) | ||
| Adam Brandon Pasco | Registered representative | Mar 2019 (7y) | ||
| Christopher Lane Moyer | Registered representative | Mar 2019 (7y) | ||
| Erick Craig Daily | Registered representative | Mar 2019 (7y) | ||
| Lindsay M Pereguda | Registered representative | Mar 2019 (7y) | ||
| Adrienne Dellinger | Registered representative | Mar 2019 (7y) | ||
| Kenneth G Lampert | Registered representative | Mar 2019 (7y) | ||
| Allison Ann Mc Donell | Registered representative | Mar 2019 (7y) | ||
| David James Thompson | Registered representative | Mar 2019 (7y) | ||
| Douglas Matthew Deaton | Registered representative | Mar 2019 (7y) | ||
| James Randall Panting | Registered representative | Mar 2019 (7y) | ||
| Jonathan Edward Lowd | Registered representative | Mar 2019 (7y) | ||
| Molly Gwin Bekken | Registered representative | Mar 2019 (7y) | ||
| Raymond Burns | Registered representative | Mar 2019 (7y) | ||
| Brian F Bennett | Registered representative | Mar 2019 (7y) | ||
| Jason R Conway | Registered representative | Mar 2019 (7y) | ||
| Mark S Wolkstein | Registered representative | Mar 2019 (7y) | ||
| Margaret Drummond Bussmann | Registered representative | Mar 2019 (7y) | ||
| Rachael Andrea Carter | Registered representative | Mar 2019 (7y) | ||
| Adetomilola Tolulope Adeyemo | Registered representative | Mar 2019 (7y) | ||
| Camille E Walther | Registered representative | Mar 2019 (7y) | ||
| Lee Richard Slotnik | Registered representative | Mar 2019 (7y) | ||
| Jaime A Bueno | Registered representative | Mar 2019 (7y) | ||
| Jeffrey Walker | Registered representative | Mar 2019 (7y) | ||
| Yunjin Lee | Registered representative | Mar 2019 (7y) | ||
| Carla Manette Gomory | Registered representative | Apr 2019 (7y) | ||
| David Andrew Hatz | Registered representative | Apr 2019 (7y) | ||
| Delia I Fung Lin | Registered representative | Apr 2019 (7y) | ||
| Melinda Leigh Harmon | Registered representative | Apr 2019 (7y) | ||
| Kimberly Ann Turner | Registered representative | Apr 2019 (7y) | ||
| Sean M Lavin | Registered representative | Apr 2019 (7y) | ||
| Hainan Dou | Registered representative | Apr 2019 (7y) | ||
| Thomas J Gabler | Registered representative | Apr 2019 (7y) | ||
| Eric A Dinapoli | Registered representative | Apr 2019 (7y) | ||
| Michael Ryan Long | Registered representative | Apr 2019 (7y) | ||
| Jorge Luis Rey Prada | Registered representative | Apr 2019 (7y) | ||
| Jeffrey S Embree | Registered representative | CFP | Apr 2019 (7y) | |
| Juan Ramon Roman | Registered representative | Apr 2019 (7y) | ||
| Keith Lockwood | Registered representative | Apr 2019 (7y) | ||
| Sean Berry Mc Ardle | Registered representative | Apr 2019 (7y) | ||
| Paul Vincent Massaro | Registered representative | Apr 2019 (7y) | ||
| Ross Edward Bohan | Registered representative | Apr 2019 (7y) | ||
| Blair Elizabeth Kurtz | Registered representative | Apr 2019 (7y) | ||
| Daniel Andres Aruca | Registered representative | CFP | Apr 2019 (7y) | |
| Laura Grace Voigt | Registered representative | Apr 2019 (7y) | ||
| Leigh Ann Chacon | Registered representative | Apr 2019 (7y) | ||
| David H Schafer | Registered representative | Apr 2019 (7y) | ||
| Patricia Ann Donatiello | Registered representative | Apr 2019 (7y) | ||
| John Anthony Muller | Registered representative | Apr 2019 (7y) | ||
| Brandon Charles Miller | Registered representative | Apr 2019 (7y) | ||
| Jonathan David Cooney | Registered representative | Apr 2019 (7y) | ||
| Logan D Atkins | Registered representative | Apr 2019 (7y) | ||
| Cody Chen | Registered representative | Apr 2019 (7y) | ||
| Greg Realmuto | Registered representative | Apr 2019 (7y) | ||
| John Richard Jolls | Registered representative | Apr 2019 (7y) | ||
| Robert Benjamin Wray | Registered representative | Apr 2019 (7y) | ||
| Rachel Irwin | Registered representative | Apr 2019 (7y) | ||
| Samuel Franklin Nuber | Registered representative | Apr 2019 (7y) | ||
| Walter Michael Russell | Registered representative | Apr 2019 (7y) | ||
| Emily Oskara Jann | Registered representative | Apr 2019 (7y) | ||
| Jonathan Jeffrey Raffensperger | Registered representative | Apr 2019 (7y) | ||
| Darren M Kremicki | Registered representative | Apr 2019 (7y) | ||
| Kyle Andrew Beeson | Registered representative | Apr 2019 (7y) | ||
| Richard A De Luca | Registered representative | Apr 2019 (7y) | ||
| Brad Christopher Vitucci | Registered representative | Apr 2019 (7y) | ||
| Chaely Williams | Registered representative | Apr 2019 (7y) | ||
| Melroy S Atkins | Registered representative | Apr 2019 (7y) | ||
| Amy Jo Hartman | Registered representative | Apr 2019 (7y) | ||
| Jeffrey David Mcglone | Registered representative | Apr 2019 (7y) | ||
| John Brison Glueckert | Registered representative | Apr 2019 (7y) | ||
| Michael Bradley Balsom | Registered representative | Apr 2019 (7y) | ||
| Robert Tipton Davis | Registered representative | Apr 2019 (7y) | ||
| Richard Tyler Burke | Registered representative | Apr 2019 (7y) | ||
| Mary Beers Conrad | Registered representative | Apr 2019 (7y) | ||
| Christine Renae Stutzman | Registered representative | Apr 2019 (7y) | ||
| Misty Busam | Registered representative | Apr 2019 (7y) | ||
| Hillary Beelke | Registered representative | May 2019 (7y) | ||
| Danny Scott Wilkinson | Registered representative | May 2019 (7y) | ||
| Ariel Krystine Santana | Registered representative | May 2019 (7y) | ||
| Lisa Marie Morse | Registered representative | May 2019 (7y) | ||
| Michael Jautyng Yu | Registered representative | May 2019 (7y) | ||
| Peter Andrew Rosa | Registered representative | May 2019 (7y) | ||
| William Dalton Pratt | Registered representative | May 2019 (7y) | ||
| Colleen Clare Weaver | Registered representative | May 2019 (7y) | ||
| Jennifer J Leichter | Registered representative | May 2019 (7y) | ||
| Jaclyn Anne Di Marzo | Registered representative | May 2019 (7y) | ||
| Kimberly D Amend | Registered representative | May 2019 (7y) | ||
| Kyle Huber | Registered representative | May 2019 (7y) | ||
| Valarie Marie Hughes | Registered representative | May 2019 (7y) | ||
| Kyle Anthony Lewis | Registered representative | May 2019 (7y) | ||
| Ronald Edward Jackson | Registered representative | May 2019 (7y) | ||
| Steven E Schwartz | Registered representative | May 2019 (7y) | ||
| Danny Robert Riley | Registered representative | May 2019 (7y) | ||
| Dustin E Zimmerman | Registered representative | May 2019 (7y) | ||
| Elizabeth Kennedy Kinder | Registered representative | May 2019 (7y) | ||
| Erin Patricia Luckhaupt | Registered representative | May 2019 (7y) | ||
| Jessica M Cassetty | Registered representative | May 2019 (7y) | ||
| Joseph Basile | Registered representative | Chartered Financial Consultant | May 2019 (7y) | |
| Julia Ann Seydlitz Falchi | Registered representative | May 2019 (7y) | ||
| Marci Jane Mustachio | Registered representative | May 2019 (7y) | ||
| Mary Jean Keller | Registered representative | May 2019 (7y) | ||
| Corey M Sunday | Registered representative | May 2019 (7y) | ||
| David B Tyree | Registered representative | May 2019 (7y) | ||
| Jessica Ka Ling Yiu | Registered representative | May 2019 (7y) | ||
| Leslie T Fong | Registered representative | May 2019 (7y) | ||
| Mark Jason Feiler | Registered representative | May 2019 (7y) | ||
| Julian Greco | Registered representative | May 2019 (7y) | ||
| Bobbi Johnson | Registered representative | May 2019 (7y) | ||
| Debra Ann Gloster | Registered representative | May 2019 (7y) | ||
| Elizabeth L Kyle | Registered representative | May 2019 (7y) | ||
| Kelly Annette Williams | Registered representative | May 2019 (7y) | ||
| Brian Scott Lindsey | Registered representative | May 2019 (7y) | ||
| Isabella C Picchietti | Registered representative | May 2019 (7y) | ||
| Kevin Michael Canning | Registered representative | May 2019 (7y) | ||
| Shannon R Ross | Registered representative | May 2019 (7y) | ||
| Julia Vadimovna Ivanitski | Registered representative | May 2019 (7y) | ||
| Anna Shtein | Registered representative | May 2019 (7y) | ||
| Lisa Jacaruso Brennan | Registered representative | May 2019 (7y) | ||
| Anthony John Baldassari | Registered representative | May 2019 (7y) | ||
| Joseph S D'astolfo | Registered representative | May 2019 (7y) | ||
| Kary Joshua Silvers | Registered representative | May 2019 (7y) | ||
| Dylan Jeffery Colletta | Registered representative | May 2019 (7y) | ||
| Steven James Zid | Registered representative | May 2019 (7y) | ||
| Michael Anthony Pepper | Registered representative | May 2019 (7y) | ||
| Nga T Aycock | Registered representative | May 2019 (7y) | ||
| Brandon P Anderson | Registered representative | May 2019 (7y) | ||
| Natalie A Hagemann | Registered representative | May 2019 (7y) | ||
| Winona Alethea Livingston | Registered representative | May 2019 (7y) | ||
| Mitchell James Carpenter | Registered representative | May 2019 (7y) | ||
| Meng Ching Tsai | Registered representative | May 2019 (7y) | ||
| Theodore Scott Fleming | Registered representative | May 2019 (7y) | ||
| Whitney Michelle Walker | Registered representative | May 2019 (7y) | ||
| Brian Thomas Calfee | Registered representative | May 2019 (7y) | ||
| Preston S Poore | Registered representative | Chartered Financial Consultant | May 2019 (7y) | |
| David Walter Fenning | Registered representative | Jun 2019 (7y) | ||
| Aria A Olia | Registered representative | Jun 2019 (7y) | ||
| Gennaro Zimbaldi | Registered representative | Jun 2019 (7y) | ||
| Lorely Rosibel Turcios | Registered representative | Jun 2019 (7y) | ||
| Shana Leigh Eagle | Registered representative | Jun 2019 (7y) | ||
| Ty Edward Robben | Registered representative | Jun 2019 (7y) | ||
| Suzanne Brown | Registered representative | Jun 2019 (7y) | ||
| Brian Harold Wright | Registered representative | Jun 2019 (7y) | ||
| Matthew Edward Clauss | Registered representative | Jun 2019 (7y) | ||
| Michael Thomas Manson | Registered representative | Jun 2019 (7y) | ||
| Amelia Krill Guidi | Registered representative | Jun 2019 (7y) | ||
| Catherine Belle Dickie | Registered representative | Jun 2019 (7y) | ||
| Douglas Allan Behnfield | Registered representative | CFP | Jun 2019 (7y) | |
| David Schrage | Registered representative | Jun 2019 (7y) | ||
| Joanna Rrezja | Registered representative | Jun 2019 (7y) | ||
| John G Baldassari | Registered representative | CFP | Jun 2019 (7y) | |
| Jamie Stallings | Registered representative | Jun 2019 (7y) | ||
| Joseph De Pompeo | Registered representative | Jun 2019 (7y) | ||
| Stacy Lynn Thompson | Registered representative | Jun 2019 (7y) | ||
| Stephen Christopher Cahill | Registered representative | Jun 2019 (7y) | ||
| Tom Tartt Brown | Registered representative | Jun 2019 (7y) | ||
| Anders J Hurst | Registered representative | Jun 2019 (7y) | ||
| Deirdre Dennehy Hall | Registered representative | Jun 2019 (7y) | ||
| Cameron D Evans | Registered representative | Jun 2019 (7y) | ||
| Tanner Wayne Everson | Registered representative | Jun 2019 (7y) | ||
| Anthony Charles Guadagnino | Registered representative | CFP | Jun 2019 (7y) | |
| Grey Marshall Duddleston | Registered representative | Jun 2019 (7y) | ||
| Jonathan Matthew Byrd | Registered representative | Jun 2019 (7y) | ||
| Jonathan Edward Brinson | Registered representative | Jun 2019 (7y) | ||
| Michael Lee | Registered representative | Jun 2019 (7y) | ||
| Saba Alelishvili | Registered representative | Jun 2019 (7y) | ||
| Taisha Palmer | Registered representative | Jun 2019 (7y) | ||
| Ashley L Brown | Registered representative | Jun 2019 (7y) | ||
| Anthony Haddad | Registered representative | Jun 2019 (7y) | ||
| Seth Bronheim | Registered representative | Jun 2019 (7y) | ||
| Ashley N Ruiz | Registered representative | Jun 2019 (7y) | ||
| Chad W Steichen | Registered representative | Jun 2019 (7y) | ||
| Mc Kinzie Soderstrum | Registered representative | Jun 2019 (7y) | ||
| Victoria Shen | Registered representative | Jun 2019 (7y) | ||
| Andrew M Smigiera | Registered representative | Jun 2019 (7y) | ||
| Austin Garrett Stewart | Registered representative | Jun 2019 (7y) | ||
| Brett S Spindler | Registered representative | Jun 2019 (7y) | ||
| Borami Yoon | Registered representative | Jun 2019 (7y) | ||
| Christopher L Tyner | Registered representative | Jun 2019 (7y) | ||
| Kristina Marie Di Giacomo | Registered representative | Jun 2019 (7y) | ||
| Michael Anthony Trupiano | Registered representative | Jun 2019 (7y) | ||
| Nino Migoya | Registered representative | Jun 2019 (7y) | ||
| Sergio Antonio Saldivar | Registered representative | Jun 2019 (7y) | ||
| Brandon D Panfil | Registered representative | Jun 2019 (7y) | ||
| Corey J Haas | Registered representative | Jun 2019 (7y) | ||
| David Seth Birnbaum | Registered representative | Jun 2019 (7y) | ||
| Donald Lee Boivin | Registered representative | Jun 2019 (7y) | ||
| Grayson James Johnson | Registered representative | Jun 2019 (7y) | ||
| John Cothran Ellis | Registered representative | Jun 2019 (7y) | ||
| Kerry Paul Falco | Registered representative | Jun 2019 (7y) | ||
| Kimberly Jean Gambero | Registered representative | Jun 2019 (7y) | ||
| Michael Allen Simeone | Registered representative | Jun 2019 (7y) | ||
| Patrick Kinch | Registered representative | Jun 2019 (7y) | ||
| Sarah Anne Rigatti | Registered representative | Jun 2019 (7y) | ||
| Stephen R Hultgren | Registered representative | Jun 2019 (7y) | ||
| Taylor James Jeffers | Registered representative | Jun 2019 (7y) | ||
| Brenner John Lecompte | Registered representative | Jun 2019 (7y) | ||
| Kaitlin D Brancaccio | Registered representative | Jun 2019 (7y) | ||
| Maria Anna Staffiere | Registered representative | Jun 2019 (7y) | ||
| Nancy Dawn Glassman | Registered representative | Jun 2019 (7y) | ||
| Alexandra Yee | Registered representative | Jun 2019 (7y) | ||
| Eric J Werner | Registered representative | Jun 2019 (7y) | ||
| Kevin Charles Jackson | Registered representative | Jun 2019 (7y) | ||
| Lisa Vizzone | Registered representative | Jun 2019 (7y) | ||
| Tara Anne Guhy | Registered representative | Jun 2019 (7y) | ||
| Truman D Cooper | Registered representative | Jun 2019 (7y) | ||
| Harpreet Sidhu | Registered representative | Jun 2019 (7y) | ||
| Jessica N Brannan | Registered representative | Jun 2019 (7y) | ||
| Thomas Peyton Strawn | Registered representative | Jun 2019 (7y) | ||
| Carol Sebata Young | Registered representative | Jun 2019 (7y) | ||
| Jessica Sarah Chamberlin | Registered representative | Jun 2019 (7y) | ||
| Khalid Mohammad Hammad | Registered representative | Jun 2019 (7y) | ||
| Michael Anthony Celello | Registered representative | Jun 2019 (7y) | ||
| Nicholas John Pavlis | Registered representative | Jun 2019 (7y) | ||
| Emily Ryan Gera | Registered representative | Jun 2019 (7y) | ||
| Jason W Wolter | Registered representative | Jun 2019 (7y) | ||
| Kenneth George Gustaitis | Registered representative | Jun 2019 (7y) | ||
| Logan Allison Mitchell | Registered representative | Jun 2019 (7y) | ||
| Thomas C Threlfall | Registered representative | Jun 2019 (7y) | ||
| Yvonne Lisa Mcguire | Registered representative | Jun 2019 (7y) | ||
| Michael Jensen Fenn | Registered representative | Jun 2019 (7y) | ||
| Abryn Neal | Registered representative | Jul 2019 (7y) | ||
| Catherine Marie Pomerantz | Registered representative | Jul 2019 (7y) | ||
| Kathryn Schlick | Registered representative | Jul 2019 (7y) | ||
| Mark Eugene Murphy | Registered representative | Jul 2019 (7y) | ||
| Matthew K Blakeley | Registered representative | Jul 2019 (7y) | ||
| Nathan Lee Hamm | Registered representative | Jul 2019 (7y) | ||
| Nicholas Akira Fukuda | Registered representative | Jul 2019 (7y) | ||
| April Dawn Wilson | Registered representative | Jul 2019 (7y) | ||
| Megan Lee Vanesko | Registered representative | Jul 2019 (7y) | ||
| Blake Whitesell Callaway | Registered representative | Jul 2019 (7y) | ||
| Cheryl L Hartman | Registered representative | Jul 2019 (7y) | ||
| Felica L Ramos | Registered representative | Jul 2019 (7y) | ||
| John Lowther | Registered representative | Jul 2019 (7y) | ||
| Kevin James Massa | Registered representative | Jul 2019 (7y) | ||
| Ruben Augusto Brito | Registered representative | CFA | Jul 2019 (7y) | |
| Timothy Llewellyn Pearce | Registered representative | Jul 2019 (7y) | ||
| Allan Dillard House | Registered representative | Jul 2019 (7y) | ||
| Ilan Cohen | Registered representative | Jul 2019 (7y) | ||
| Joanne Bernice Rifenburg | Registered representative | Jul 2019 (7y) | ||
| Nancy H Sheftic | Registered representative | Jul 2019 (7y) | ||
| Rhoundy J Jones | Registered representative | Jul 2019 (7y) | ||
| Terence Francis Byrne | Registered representative | Jul 2019 (7y) | ||
| Kenneth Klein | Registered representative | Jul 2019 (7y) | ||
| Daniel J Hillis | Registered representative | Jul 2019 (7y) | ||
| Julian Andrea Gualtieri | Registered representative | Jul 2019 (7y) | ||
| Spencer James O'brien | Registered representative | Jul 2019 (7y) | ||
| Emily Cunningham | Registered representative | Jul 2019 (7y) | ||
| Katherine Alina Ciccimaro | Registered representative | Jul 2019 (7y) | ||
| Jenna Lynne Ball | Registered representative | Jul 2019 (7y) | ||
| Michael Truong | Registered representative | CFA | Jul 2019 (7y) | |
| Scott Mc Ghee | Registered representative | Jul 2019 (7y) | ||
| Timothy F Grajko | Registered representative | Jul 2019 (7y) | ||
| Vikki A Hubbard | Registered representative | Jul 2019 (7y) | ||
| John E Braggs | Registered representative | Jul 2019 (7y) | ||
| Carlos Ferrero Bonzon | Registered representative | Jul 2019 (7y) | ||
| Jason P Kinley | Registered representative | Jul 2019 (7y) | ||
| Leigh A Blackiston | Registered representative | Jul 2019 (7y) | ||
| Mario Rene Lamar | Registered representative | Jul 2019 (7y) | ||
| Marlon Anthony Bustos | Registered representative | Jul 2019 (7y) | ||
| Tarik Yousef | Registered representative | Jul 2019 (7y) | ||
| Tyler Wyatt Ticen | Registered representative | Jul 2019 (7y) | ||
| John Page O'connor | Registered representative | Jul 2019 (7y) | ||
| Michael T Slattery | Registered representative | Jul 2019 (7y) | ||
| Diana G Luna | Registered representative | Jul 2019 (7y) | ||
| Jyoti Sharma | Registered representative | Jul 2019 (7y) | ||
| Jacqueline Schleimer | Registered representative | Jul 2019 (7y) | ||
| Kevin Michael Oakes | Registered representative | Jul 2019 (7y) | ||
| Kyle Gregory Uthe | Registered representative | CFP | Jul 2019 (7y) | |
| Nathaniel Adam Lopez | Registered representative | Jul 2019 (7y) | ||
| Stephanie Jones | Registered representative | Jul 2019 (7y) | ||
| William M Marsh | Registered representative | Jul 2019 (7y) | ||
| Lindsey Nicole Kohler | Registered representative | Jul 2019 (7y) | ||
| Anne M Hatton | Registered representative | Jul 2019 (7y) | ||
| Maria Alejandra Paredes | Registered representative | Jul 2019 (7y) | ||
| Matthew Thomas Walker | Registered representative | Jul 2019 (7y) | ||
| Nicholas Andrew Meinhardt | Registered representative | Jul 2019 (7y) | ||
| Richard Rooney | Registered representative | Jul 2019 (7y) | ||
| Carolina L Silva | Registered representative | Jul 2019 (7y) | ||
| Droozong C Hon | Registered representative | Jul 2019 (7y) | ||
| Isabela Tilles | Registered representative | Jul 2019 (7y) | ||
| Jamal Rashim Smith | Registered representative | Jul 2019 (7y) | ||
| Michael Yi Zhu | Registered representative | Jul 2019 (7y) | ||
| Ruben Avelar | Registered representative | Jul 2019 (7y) | ||
| Russell Patrick Huebschle | Registered representative | Jul 2019 (7y) | ||
| Rogelio Barrientos | Registered representative | Jul 2019 (7y) | ||
| Sarem Mukhtar | Registered representative | Jul 2019 (7y) | ||
| Christine Mae Jacobs Schaadt | Registered representative | Jul 2019 (7y) | ||
| Sean L Desmarais | Registered representative | Jul 2019 (7y) | ||
| Daniel E Korn | Registered representative | Jul 2019 (7y) | ||
| Paul Andrew Baranivsky | Registered representative | Jul 2019 (7y) | ||
| Angela R Reseburg | Registered representative | Jul 2019 (7y) | ||
| Derek Brody | Registered representative | Jul 2019 (7y) | ||
| Jordan S Mucci | Registered representative | Jul 2019 (7y) | ||
| Manuel Tezanos | Registered representative | Jul 2019 (7y) | ||
| Oswaldo Pelaez | Registered representative | Jul 2019 (7y) | ||
| Aaron Rokeach | Registered representative | Jul 2019 (7y) | ||
| Brooke Ellerbe | Registered representative | Jul 2019 (7y) | ||
| Brian John Cumberland | Registered representative | Jul 2019 (7y) | ||
| Justin T Wellen | Registered representative | Jul 2019 (7y) | ||
| Rashaan Lee Coleman | Registered representative | Jul 2019 (7y) | ||
| Chamila D Gunawardane | Registered representative | Jul 2019 (7y) | ||
| Christina Maria Smith | Registered representative | Jul 2019 (7y) | ||
| James Tan | Registered representative | Jul 2019 (7y) | ||
| Robert Charles De Waele | Registered representative | Jul 2019 (7y) | ||
| Robert Mark Fischer | Registered representative | Jul 2019 (7y) | ||
| Sabrina Noelani Ngiau Kranz | Registered representative | Jul 2019 (7y) | ||
| Statton Klee Frank | Registered representative | CFP | Jul 2019 (7y) | |
| Whitley Louise Fedt | Registered representative | Jul 2019 (7y) | ||
| Chris Patrick Reynolds | Registered representative | Jul 2019 (7y) | ||
| Dayna May | Registered representative | Jul 2019 (7y) | ||
| Margaret B Aaron | Registered representative | Jul 2019 (7y) | ||
| Peter Dewey Nestor | Registered representative | Jul 2019 (7y) | ||
| Robert Silver | Registered representative | Jul 2019 (7y) | ||
| Andrew Jordan Miller | Registered representative | Aug 2019 (7y) | ||
| Alvin To | Registered representative | Aug 2019 (7y) | ||
| John Michael Carroll | Registered representative | Aug 2019 (7y) | ||
| Benjamin Edmon Tomblinson Iv | Registered representative | Aug 2019 (7y) | ||
| Kyle Troy Kelly | Registered representative | Aug 2019 (7y) | ||
| Leland Anthony Callahan | Registered representative | Aug 2019 (7y) | ||
| Steven Allen Rogers | Registered representative | Aug 2019 (7y) | ||
| Warren Matthew Friedland | Registered representative | Aug 2019 (7y) | ||
| Waheeda Sherzai | Registered representative | Aug 2019 (7y) | ||
| Antan R Wilson | Registered representative | Aug 2019 (7y) | ||
| Constance Nicole Thurman | Registered representative | Aug 2019 (7y) | ||
| Jonathan Thomas Greaney | Registered representative | Aug 2019 (7y) | ||
| Eric Brian Boos | Registered representative | Aug 2019 (7y) | ||
| Kelly A Klotsche | Registered representative | Aug 2019 (7y) | ||
| Lester Bernard Dean | Registered representative | Aug 2019 (7y) | ||
| Charles B Benell | Registered representative | Aug 2019 (7y) | ||
| Clayton C Maner | Registered representative | Aug 2019 (7y) | ||
| John V Grauer | Registered representative | Aug 2019 (7y) | ||
| Brett Morgan Dietzold | Registered representative | Aug 2019 (7y) | ||
| Julie Kerrigan | Registered representative | Aug 2019 (7y) | ||
| Matthew Joseph Millard | Registered representative | Aug 2019 (7y) | ||
| Amy Michelle Walker | Registered representative | Aug 2019 (7y) | ||
| Austin James Ballard | Registered representative | Aug 2019 (7y) | ||
| Brian James Kettmann | Registered representative | Aug 2019 (7y) | ||
| Daniel T Winkler | Registered representative | Aug 2019 (7y) | ||
| Diane E Burke | Registered representative | Aug 2019 (7y) | ||
| Jordan Ferrell Pruden | Registered representative | Aug 2019 (7y) | ||
| Joseph Alfred Genzardi | Registered representative | Aug 2019 (7y) | ||
| Jessica Cunningham | Registered representative | Aug 2019 (7y) | ||
| Kyle M Nolan | Registered representative | Aug 2019 (7y) | ||
| Matthew J. Mineaux Nigro | Registered representative | Aug 2019 (7y) | ||
| Meghan Anne Kelly | Registered representative | Aug 2019 (7y) | ||
| Richard Alan Correra | Registered representative | Aug 2019 (7y) | ||
| Yijun Yao | Registered representative | Aug 2019 (7y) | ||
| Allison Ann Hogan | Registered representative | Aug 2019 (7y) | ||
| Redmond Livingston Manierre | Registered representative | Aug 2019 (7y) | ||
| Gabriella Fodor Wang | Registered representative | Aug 2019 (7y) | ||
| Julius Eric Cobb | Registered representative | Aug 2019 (7y) | ||
| Luke Henry Sweet | Registered representative | Aug 2019 (7y) | ||
| Reese Keady Linton | Registered representative | Aug 2019 (7y) | ||
| Richard Daniel Land | Registered representative | Aug 2019 (7y) | ||
| Xavier Santos | Registered representative | Aug 2019 (7y) | ||
| Megan Marie Poss Wangler | Registered representative | Aug 2019 (7y) | ||
| Joshua Logan Marcoux | Registered representative | Aug 2019 (7y) | ||
| Nicole Christine Williams | Registered representative | Aug 2019 (7y) | ||
| Paul N Kilgus | Registered representative | Aug 2019 (7y) | ||
| Jeffrey Allen Millikin | Registered representative | Aug 2019 (7y) | ||
| Pamela M Doelger | Registered representative | Aug 2019 (7y) | ||
| Ryan A Little | Registered representative | Aug 2019 (7y) | ||
| Steven Kaufman | Registered representative | Aug 2019 (7y) | ||
| Troy Keith Pewitt | Registered representative | CFP | Aug 2019 (7y) | |
| Erin Duplechin Allen | Registered representative | Aug 2019 (7y) | ||
| Logan James Shaw | Registered representative | Aug 2019 (7y) | ||
| Sean Quigley | Registered representative | Aug 2019 (7y) | ||
| William Sutton Reardon | Registered representative | Aug 2019 (7y) | ||
| Alexandra Corrine Ehret | Registered representative | Aug 2019 (7y) | ||
| Ryan John Meyer | Registered representative | Aug 2019 (7y) | ||
| Alisha Mazzocchi | Registered representative | Aug 2019 (7y) | ||
| Kelli Jane Morrison | Registered representative | Aug 2019 (7y) | ||
| Kyle Timothy Stevens | Registered representative | Aug 2019 (7y) | ||
| Paul Buckley | Registered representative | Aug 2019 (7y) | ||
| Tully Donovan Horne | Registered representative | Aug 2019 (7y) | ||
| Coleman Frederick Richards | Registered representative | Aug 2019 (7y) | ||
| John M Hays | Registered representative | Aug 2019 (7y) | ||
| Jonathan P Wolfe | Registered representative | Aug 2019 (7y) | ||
| Mc Kenzie Marie Grantham | Registered representative | Aug 2019 (7y) | ||
| Stephanie Ako Van Devander | Registered representative | Aug 2019 (7y) | ||
| Taylor Beth Cutcliff | Registered representative | Aug 2019 (7y) | ||
| William Joseph Cummings | Registered representative | Aug 2019 (7y) | ||
| Nicole Christine Deasy | Registered representative | Aug 2019 (7y) | ||
| Allison Kimberly Lopes | Registered representative | Aug 2019 (7y) | ||
| Jordan Dallas Scott | Registered representative | Aug 2019 (7y) | ||
| Matthew Donald Merrifield | Registered representative | Aug 2019 (7y) | ||
| Matthew Robinson Roeser | Registered representative | Aug 2019 (7y) | ||
| Timothy G Jennings | Registered representative | Aug 2019 (7y) | ||
| Colin V Ballard | Registered representative | Aug 2019 (7y) | ||
| Douglas Lewis Anderson | Registered representative | CFA | Aug 2019 (7y) | |
| Mark Edwin Chapline | Registered representative | Aug 2019 (7y) | ||
| Segundo M Tascon | Registered representative | Aug 2019 (7y) | ||
| Anthony Jacob Louviere | Registered representative | Aug 2019 (7y) | ||
| Beth Galanter Connolly | Registered representative | Aug 2019 (7y) | ||
| Chelsea J Nichols | Registered representative | Aug 2019 (7y) | ||
| Terry A Goss | Registered representative | Aug 2019 (7y) | ||
| Eric Grossjung | Registered representative | Aug 2019 (7y) | ||
| James Kyle Epperson | Registered representative | Aug 2019 (7y) | ||
| Lisa Alice Northrup | Registered representative | Aug 2019 (7y) | ||
| Tyler Lawrence Clark | Registered representative | Aug 2019 (7y) | ||
| Alan Richard Cicora | Registered representative | CFP | Aug 2019 (7y) | |
| Brian Robert Houle | Registered representative | Aug 2019 (7y) | ||
| Christine Marie Graham | Registered representative | Aug 2019 (7y) | ||
| David T Menoni | Registered representative | Aug 2019 (7y) | ||
| Erica Shanice Cartharn | Registered representative | Aug 2019 (7y) | ||
| James Henry Kennedy | Registered representative | Aug 2019 (7y) | ||
| Jason B Sinclair | Registered representative | Aug 2019 (7y) | ||
| Jayne M Auble | Registered representative | Aug 2019 (7y) | ||
| Pamela Emerson Kiernan | Registered representative | Aug 2019 (7y) | ||
| Richard Anthony Markey | Registered representative | Aug 2019 (7y) | ||
| Robert William Radecki | Registered representative | Aug 2019 (7y) | ||
| Tanya Christine Hekimian | Registered representative | Aug 2019 (7y) | ||
| Vassil N Nikolov | Registered representative | Aug 2019 (7y) | ||
| Victoria Jiang Cacciamatta | Registered representative | Aug 2019 (7y) | ||
| Stacey A De Ridder | Registered representative | Aug 2019 (7y) | ||
| Victoria M Courtney | Registered representative | Sep 2019 (7y) | ||
| Daniel Brian Neuman | Registered representative | CFP | Sep 2019 (7y) | |
| Eric James Weisgerber | Registered representative | Sep 2019 (7y) | ||
| Jacqueline Antranik | Registered representative | Sep 2019 (7y) | ||
| Natan Rozen | Registered representative | Sep 2019 (7y) | ||
| David Brian Emson | Registered representative | Sep 2019 (7y) | ||
| Dillan Dakota Hemmenway | Registered representative | Sep 2019 (7y) | ||
| Divya Guleria | Registered representative | Sep 2019 (7y) | ||
| Pamela C Whalen | Registered representative | Sep 2019 (7y) | ||
| Adrienne E Lambers | Registered representative | Sep 2019 (7y) | ||
| Allan P. Covert | Registered representative | Sep 2019 (7y) | ||
| Edward Jeffrey Gordon | Registered representative | Sep 2019 (7y) | ||
| Kyle Anne Tullis | Registered representative | Sep 2019 (7y) | ||
| Max Mordechai Becker | Registered representative | Sep 2019 (7y) | ||
| Whitney Catherine Corbett Rohrer | Registered representative | Sep 2019 (7y) | ||
| David Ryan Holderbaum | Registered representative | Sep 2019 (7y) | ||
| Jeffrey Robert Simpson | Registered representative | Sep 2019 (7y) | ||
| Michael Peter Cascione | Registered representative | Sep 2019 (7y) | ||
| Nicholas Liucci | Registered representative | Sep 2019 (7y) | ||
| Beth Ann Mahanger | Registered representative | CFP | Sep 2019 (7y) | |
| Daniel M Ichael Kadden | Registered representative | Sep 2019 (7y) | ||
| George Peter Leasca | Registered representative | Sep 2019 (7y) | ||
| Martha Pustilnik Luchsinger | Registered representative | Sep 2019 (7y) | ||
| Molly Elizabeth Muscari | Registered representative | Sep 2019 (7y) | ||
| Nhi Phuong Giang | Registered representative | Sep 2019 (7y) | ||
| Steven Craig Applegate | Registered representative | Sep 2019 (7y) | ||
| Lucia Arriola | Registered representative | Sep 2019 (7y) | ||
| Daniel P Dix | Registered representative | Sep 2019 (7y) | ||
| Jezza Castro Pimentel | Registered representative | Sep 2019 (7y) | ||
| Jennifer A Davies | Registered representative | Sep 2019 (7y) | ||
| Kelli A Rogan | Registered representative | Sep 2019 (7y) | ||
| Robert V Agnone | Registered representative | Sep 2019 (7y) | ||
| Ana Cristina Vergel Gandia Gordon | Registered representative | Sep 2019 (7y) | ||
| Armen Hagop Shabanian | Registered representative | Sep 2019 (7y) | ||
| Harsh B Jayaswal | Registered representative | Sep 2019 (7y) | ||
| Jonathan Edmund Striefsky | Registered representative | Sep 2019 (7y) | ||
| Joseph V Castagnola | Registered representative | Sep 2019 (7y) | ||
| Kimberly Vinece Long | Registered representative | Sep 2019 (7y) | ||
| Mark David Sears | Registered representative | Sep 2019 (7y) | ||
| Reese Daniel Vita | Registered representative | Sep 2019 (7y) | ||
| Zakary Adam Keasey | Registered representative | Sep 2019 (7y) | ||
| Rafaela C Cavalcanti | Registered representative | Sep 2019 (7y) | ||
| Alexis B Turner | Registered representative | Sep 2019 (7y) | ||
| Cassie L Gieselman | Registered representative | Sep 2019 (7y) | ||
| Chrisanna M Northrup | Registered representative | Sep 2019 (7y) | ||
| Francisca Maribel Sanchez | Registered representative | Sep 2019 (7y) | ||
| Jackson Volle | Registered representative | Sep 2019 (7y) | ||
| Kavisha Bhagya Silvan | Registered representative | Sep 2019 (7y) | ||
| Nicholas J Moore | Registered representative | Sep 2019 (7y) | ||
| Christopher Michael Malone | Registered representative | Sep 2019 (7y) | ||
| Darrin Sean Hughes | Registered representative | Sep 2019 (7y) | ||
| Mamie H Lai | Registered representative | Sep 2019 (7y) | ||
| David Langford Midgley | Registered representative | Sep 2019 (7y) | ||
| Joseph Michael Saadi | Registered representative | Sep 2019 (7y) | ||
| Michael Francis Horne | Registered representative | Sep 2019 (7y) | ||
| Christopher Wilkinson | Registered representative | Sep 2019 (7y) | ||
| Kelly Susann Willmer | Registered representative | CFP | Sep 2019 (7y) | |
| Sari Warsaw | Registered representative | Sep 2019 (7y) | ||
| Susana Elizabeth Ruiz | Registered representative | Sep 2019 (7y) | ||
| Travis Scott Fling | Registered representative | Sep 2019 (7y) | ||
| Tweed Pendleton Bogache | Registered representative | Sep 2019 (7y) | ||
| Spencer Reid Adickes | Registered representative | Sep 2019 (7y) | ||
| Jeffry Allen Parker | Registered representative | Sep 2019 (7y) | ||
| Nicolas Paul Conroy | Registered representative | Sep 2019 (7y) | ||
| Rafael Jason Herrera | Registered representative | Sep 2019 (7y) | ||
| Tristen Edward Di Sibio | Registered representative | Sep 2019 (7y) | ||
| Curtis Mason | Registered representative | Sep 2019 (7y) | ||
| Georgiann Vallee Collins | Registered representative | Sep 2019 (7y) | ||
| John C Halip | Registered representative | Sep 2019 (7y) | ||
| Monica Ann Malhoit | Registered representative | Sep 2019 (7y) | ||
| Griffin Joseph Kelp | Registered representative | Sep 2019 (7y) | ||
| Kylie Marie Ferraro | Registered representative | Sep 2019 (7y) | ||
| Madison Maile Osias | Registered representative | Sep 2019 (7y) | ||
| Michael B Mazzotta | Registered representative | Sep 2019 (7y) | ||
| Sharon P Schoenherr | Registered representative | Sep 2019 (7y) | ||
| Jeffrey Louis Goria | Registered representative | Sep 2019 (7y) | ||
| Abigail Anne Peterson | Registered representative | Sep 2019 (7y) | ||
| Matthew Douglas Nabhan | Registered representative | Sep 2019 (7y) | ||
| Sharon C Moscoso | Registered representative | Sep 2019 (7y) | ||
| Tarika Nath | Registered representative | Sep 2019 (7y) | ||
| Blake David Cramer | Registered representative | Sep 2019 (7y) | ||
| Chase B Henley | Registered representative | Sep 2019 (7y) | ||
| Christopher Erik Anderson | Registered representative | Sep 2019 (7y) | ||
| Christopher Donisi | Registered representative | Sep 2019 (7y) | ||
| Larry Cabrera | Registered representative | CFP | Sep 2019 (7y) | |
| Nicholas Keith Klupchak | Registered representative | Sep 2019 (7y) | ||
| Sergio Andres Alvarez Vicuna | Registered representative | Sep 2019 (7y) | ||
| Dawaun Horton | Registered representative | Sep 2019 (7y) | ||
| Grace Margaret Grifferty | Registered representative | Sep 2019 (7y) | ||
| Jack Butler Evans | Registered representative | Sep 2019 (7y) | ||
| Linda Goggin Kraunelis | Registered representative | Sep 2019 (7y) | ||
| Margaret Sloan Smith | Registered representative | Sep 2019 (7y) | ||
| Anthony Perrino | Registered representative | Oct 2019 (7y) | ||
| Dmitry Vasyutinskiy | Registered representative | Oct 2019 (7y) | ||
| Holly C Hobbs | Registered representative | Oct 2019 (7y) | ||
| Rodney Merritt Miller | Registered representative | Oct 2019 (7y) | ||
| Summer Elizabeth Excell | Registered representative | Oct 2019 (7y) | ||
| Anthony Clemente Castracucco | Registered representative | Oct 2019 (7y) | ||
| Catherine C Hollifield | Registered representative | Oct 2019 (7y) | ||
| James Paul Ferrante | Registered representative | Oct 2019 (7y) | ||
| Linda Marie Bell | Registered representative | Oct 2019 (7y) | ||
| Christopher Charles Guido | Registered representative | Oct 2019 (7y) | ||
| Cody L Rose | Registered representative | Oct 2019 (7y) | ||
| Eric Robert Abbott | Registered representative | Oct 2019 (7y) | ||
| Erin Ward Dunn | Registered representative | Oct 2019 (7y) | ||
| James Frederick Joseph | Registered representative | Oct 2019 (7y) | ||
| Michele Marie Mundie | Registered representative | Oct 2019 (7y) | ||
| Swarnim Kanth | Registered representative | Oct 2019 (7y) | ||
| Michael Kitlinski | Registered representative | Oct 2019 (7y) | ||
| Andrella Thomas | Registered representative | Oct 2019 (7y) | ||
| Andrew Joseph Karas | Registered representative | Oct 2019 (7y) | ||
| Fatimah Hijjawi | Registered representative | Oct 2019 (7y) | ||
| Hudson Rogers | Registered representative | Oct 2019 (7y) | ||
| Ian Schmutz | Registered representative | Oct 2019 (7y) | ||
| Jie Huang | Registered representative | Oct 2019 (7y) | ||
| Lance Alan White | Registered representative | Oct 2019 (7y) | ||
| Mark Stephen Roesler | Registered representative | Oct 2019 (7y) | ||
| Matthew David Penrod | Registered representative | Oct 2019 (7y) | ||
| Michael Joseph Platte | Registered representative | Oct 2019 (7y) | ||
| Raluca Stanescu | Registered representative | Oct 2019 (7y) | ||
| Robert Brezen | Registered representative | Oct 2019 (7y) | ||
| Yamen Elsaid | Registered representative | CFP | Oct 2019 (7y) | |
| Mason Alexander George | Registered representative | Oct 2019 (7y) | ||
| Anthony F Natale | Registered representative | Oct 2019 (7y) | ||
| Greg James Friesen | Registered representative | Oct 2019 (7y) | ||
| Rachel Kristin De Fer | Registered representative | Oct 2019 (7y) | ||
| Clayton Shaw Collins | Registered representative | Oct 2019 (7y) | ||
| Madeline L Alcorn | Registered representative | Oct 2019 (7y) | ||
| Michael Anthony Ragusa | Registered representative | Oct 2019 (7y) | ||
| Victor Anthony Perrone | Registered representative | Oct 2019 (7y) | ||
| Walker Solomon Borders | Registered representative | Oct 2019 (7y) | ||
| Rebecca Ann Wychock | Registered representative | Oct 2019 (7y) | ||
| Austin A Patterson | Registered representative | Oct 2019 (7y) | ||
| John Ralph Keefe | Registered representative | Oct 2019 (7y) | ||
| Stacy E Mensch | Registered representative | Oct 2019 (7y) | ||
| Joseph A Vaccaro | Registered representative | Oct 2019 (7y) | ||
| Scott James Robinson | Registered representative | Oct 2019 (7y) | ||
| Timothy William Mcnamara | Registered representative | Oct 2019 (7y) | ||
| Brian Costa | Registered representative | Oct 2019 (7y) | ||
| Evangelos Ioakimidis | Registered representative | Oct 2019 (7y) | ||
| Jeffrey Scott Smith | Registered representative | Oct 2019 (7y) | ||
| Timothy George Aun | Registered representative | Oct 2019 (7y) | ||
| Belinda Chi Galbraith | Registered representative | Oct 2019 (7y) | ||
| Laura A Linkinhoker | Registered representative | Oct 2019 (7y) | ||
| Michael Steven Marino | Registered representative | Oct 2019 (7y) | ||
| Joseph Frederick Milano | Registered representative | Oct 2019 (7y) | ||
| Carl Alexander Weigold | Registered representative | Oct 2019 (7y) | ||
| George Haven Welker | Registered representative | Oct 2019 (7y) | ||
| Michael E Nelkin | Registered representative | Oct 2019 (7y) | ||
| Mujen Wu | Registered representative | Oct 2019 (7y) | ||
| Rishi D Mangal | Registered representative | Oct 2019 (7y) | ||
| Connor John Stoeser | Registered representative | Oct 2019 (7y) | ||
| Tahoe K Peck | Registered representative | Oct 2019 (7y) | ||
| Alycia A Ingram | Registered representative | Oct 2019 (7y) | ||
| Deepinder Sekhon | Registered representative | Oct 2019 (7y) | ||
| Justine Marie Davis | Registered representative | Oct 2019 (7y) | ||
| Tyler John Mc Andrews | Registered representative | Oct 2019 (7y) | ||
| William Cole Osborne | Registered representative | Oct 2019 (7y) | ||
| Alexandra Correll Etges | Registered representative | Oct 2019 (7y) | ||
| Billy Ma | Registered representative | Oct 2019 (7y) | ||
| Juan T Acosta | Registered representative | Oct 2019 (7y) | ||
| Michael Thomas Miller | Registered representative | Oct 2019 (7y) | ||
| Nataly Martinez | Registered representative | Oct 2019 (7y) | ||
| Steven Beck | Registered representative | Oct 2019 (7y) | ||
| Tawny Lee Britton | Registered representative | CFP | Oct 2019 (7y) | |
| Holly Nichols | Registered representative | CFP | Oct 2019 (7y) | |
| Tallena Nicole Kallenbach | Registered representative | Oct 2019 (7y) | ||
| Amanda Kate Ragde | Registered representative | Oct 2019 (7y) | ||
| Gerardo Avitia | Registered representative | Oct 2019 (7y) | ||
| Michael P Mangan | Registered representative | Oct 2019 (7y) | ||
| Shane Moran | Registered representative | Oct 2019 (7y) | ||
| Eric L Christofferson | Registered representative | Oct 2019 (7y) | ||
| James Richard Pittel | Registered representative | Oct 2019 (7y) | ||
| Kayla A Prince | Registered representative | Oct 2019 (7y) | ||
| Keith Allen Orcutt | Registered representative | Oct 2019 (7y) | ||
| Ashley Allison Lacamp Moore | Registered representative | Nov 2019 (7y) | ||
| Andre Marcel Conway | Registered representative | Nov 2019 (7y) | ||
| Charles Patrick Reddell | Registered representative | Nov 2019 (7y) | ||
| Di Cournan | Registered representative | Nov 2019 (7y) | ||
| Douglas Francis Cochrane | Registered representative | Nov 2019 (7y) | ||
| Geralynn Marie Larsen | Registered representative | Nov 2019 (7y) | ||
| Kristi Lynn Traylor | Registered representative | Nov 2019 (7y) | ||
| Michael Eugene Vint | Registered representative | Nov 2019 (7y) | ||
| Pierce Donegan | Registered representative | Nov 2019 (7y) | ||
| Rochelle Kipperman Bullen | Registered representative | Nov 2019 (7y) | ||
| Taylor J Coates | Registered representative | Nov 2019 (7y) | ||
| Veronica Puello Visbal | Registered representative | Nov 2019 (7y) | ||
| James E Lacamp | Registered representative | Nov 2019 (7y) | ||
| Danielle G Valente | Registered representative | Nov 2019 (7y) | ||
| James G Farrell | Registered representative | Nov 2019 (7y) | ||
| Michael Patrick Mc Cormick | Registered representative | Nov 2019 (7y) | ||
| Thomas George Chandler Johnson | Registered representative | Nov 2019 (7y) | ||
| Howard Doan | Registered representative | Nov 2019 (7y) | ||
| Hugo Carlos Frausto | Registered representative | Nov 2019 (7y) | ||
| Troy Razeggi | Registered representative | Nov 2019 (7y) | ||
| Bart A Riccardi | Registered representative | Nov 2019 (7y) | ||
| Lucas B Eveslage | Registered representative | Nov 2019 (7y) | ||
| Nicolas Alberto Samperez | Registered representative | Nov 2019 (7y) | ||
| Madeline Crawford Mullins | Registered representative | Nov 2019 (7y) | ||
| Colin Doyle Keefe | Registered representative | Nov 2019 (7y) | ||
| Fipe Camari Higginbotham | Registered representative | Nov 2019 (7y) | ||
| Gilles Barretieri | Registered representative | Nov 2019 (7y) | ||
| Jeffry Acuna | Registered representative | Nov 2019 (7y) | ||
| Lori Kyle Pierre Louis | Registered representative | Nov 2019 (7y) | ||
| Marc Rodriguez | Registered representative | Nov 2019 (7y) | ||
| Riley James Krook | Registered representative | Nov 2019 (7y) | ||
| Lisa C Phillips | Registered representative | Nov 2019 (7y) | ||
| Megan Elizabeth Obbards | Registered representative | Nov 2019 (7y) | ||
| Paul Bernard Georges | Registered representative | Nov 2019 (7y) | ||
| Rodman King Tilt | Registered representative | Nov 2019 (7y) | ||
| Amanda Richman | Registered representative | Nov 2019 (7y) | ||
| Andrew Thomas Katsanis | Registered representative | Nov 2019 (7y) | ||
| Gillian Peters | Registered representative | Nov 2019 (7y) | ||
| Kin Pan Tung | Registered representative | Nov 2019 (7y) | ||
| Maritza Guerra | Registered representative | Nov 2019 (7y) | ||
| Michael S Ben Shimon | Registered representative | Nov 2019 (7y) | ||
| Cherice Y Mccray | Registered representative | Nov 2019 (7y) | ||
| Claudia Regina Horan | Registered representative | Nov 2019 (7y) | ||
| Jacob Matthew Fudge | Registered representative | Nov 2019 (7y) | ||
| Jonathan Wesley Lew | Registered representative | Nov 2019 (7y) | ||
| Kevin Leo Barone | Registered representative | Nov 2019 (7y) | ||
| Lisa A Fasse | Registered representative | Nov 2019 (7y) | ||
| Lauren Seler | Registered representative | Nov 2019 (7y) | ||
| Patricia Marie Leach | Registered representative | Nov 2019 (7y) | ||
| Ricardo Martell | Registered representative | Nov 2019 (7y) | ||
| Anothep Anthony Phimmasone | Registered representative | Nov 2019 (7y) | ||
| Elexis Winbush | Registered representative | Nov 2019 (7y) | ||
| Kyle Hagen Cavanaugh | Registered representative | Nov 2019 (7y) | ||
| Lauren Marie Larson Long | Registered representative | Nov 2019 (7y) | ||
| Millicent Patryce Eubanks | Registered representative | Nov 2019 (7y) | ||
| Paul Anthony Salas | Registered representative | Nov 2019 (7y) | ||
| Carolyn Marie Sitkowski | Registered representative | Nov 2019 (7y) | ||
| Daniela Valle | Registered representative | Nov 2019 (7y) | ||
| Matthew Neil Bowman | Registered representative | Nov 2019 (7y) | ||
| Russell T Clark | Registered representative | Nov 2019 (7y) | ||
| Skylar Thomas Winkles | Registered representative | Nov 2019 (7y) | ||
| Jesemia R Lawrence | Registered representative | Nov 2019 (7y) | ||
| Michelle Lynn Ward | Registered representative | Nov 2019 (7y) | ||
| Drew Lawrence Mammen | Registered representative | Nov 2019 (7y) | ||
| Rachel Ayame Lahela Biever | Registered representative | Nov 2019 (7y) | ||
| Adam C Smith | Registered representative | Nov 2019 (7y) | ||
| Jared Andrew Vance | Registered representative | Nov 2019 (7y) | ||
| Jonathan Paul Bergeron | Registered representative | Nov 2019 (7y) | ||
| Mitchell J Mountain | Registered representative | Nov 2019 (7y) | ||
| Patricia Anne Trombetta | Registered representative | Nov 2019 (7y) | ||
| Ryan Christopher Hanna | Registered representative | Nov 2019 (7y) | ||
| Samantha Ediger | Registered representative | CFP | Nov 2019 (7y) | |
| Scott Johnson | Registered representative | Nov 2019 (7y) | ||
| Christian John Riemenschneider | Registered representative | Nov 2019 (7y) | ||
| Wendy Joy Woudenberg | Registered representative | Nov 2019 (7y) | ||
| Donald Richmond Talbert | Registered representative | Nov 2019 (7y) | ||
| Joseph Batelli | Registered representative | Nov 2019 (7y) | ||
| Scott William Herbst | Registered representative | Nov 2019 (7y) | ||
| Fernando J Arguello | Registered representative | Nov 2019 (7y) | ||
| Gerardo Nicolas Brignone Allende | Registered representative | Nov 2019 (7y) | ||
| Heather Kenney | Registered representative | Nov 2019 (7y) | ||
| Ian Alexander Morton | Registered representative | Nov 2019 (7y) | ||
| Mauricio Quintero | Registered representative | Nov 2019 (7y) | ||
| Patricia Elaine Haley | Registered representative | Nov 2019 (7y) | ||
| Ileana Anne Ille | Registered representative | Nov 2019 (7y) | ||
| Stacie Kirkland | Registered representative | Nov 2019 (7y) | ||
| Tyson Hortin | Registered representative | Nov 2019 (7y) | ||
| Christine C Kim | Registered representative | Dec 2019 (7y) | ||
| Olivia Wylie Brantley | Registered representative | Dec 2019 (7y) | ||
| Alexandra S Royer | Registered representative | Dec 2019 (7y) | ||
| Amy Alexandra Wood | Registered representative | Dec 2019 (7y) | ||
| Andrew Jay Harding | Registered representative | Dec 2019 (7y) | ||
| Cassie Anne Anderson | Registered representative | Dec 2019 (7y) | ||
| Gerald Dennis Pardo | Registered representative | Dec 2019 (7y) | ||
| Jonathan Brian Perry | Registered representative | Dec 2019 (7y) | ||
| Kimberly Jane Mitchell | Registered representative | Dec 2019 (7y) | ||
| Nicholas William Marsh | Registered representative | CFP | Dec 2019 (7y) | |
| Nicole Leatham | Registered representative | Dec 2019 (7y) | ||
| Stephan Albert Micklos | Registered representative | Dec 2019 (7y) | ||
| Yan Binder | Registered representative | Dec 2019 (7y) | ||
| Adam Jason Altman | Registered representative | Dec 2019 (7y) | ||
| James Thomas Simpson | Registered representative | Dec 2019 (7y) | ||
| Kimberly Anne Mateo | Registered representative | Dec 2019 (7y) | ||
| Leor Tzour | Registered representative | Dec 2019 (7y) | ||
| Laura Berglund | Registered representative | Dec 2019 (7y) | ||
| Michael Monatlik | Registered representative | Dec 2019 (7y) | ||
| Stefan David Papasoff | Registered representative | Dec 2019 (7y) | ||
| Allison Bridges Duvall | Registered representative | Dec 2019 (7y) | ||
| Carl Massenet Jean | Registered representative | Dec 2019 (7y) | ||
| Jennifer Rose Waletski | Registered representative | Dec 2019 (7y) | ||
| Debra Ann Ferguson | Registered representative | Dec 2019 (7y) | ||
| Duncan Edward Macondal Hizzey | Registered representative | Dec 2019 (7y) | ||
| John Palazzetti | Registered representative | Dec 2019 (7y) | ||
| Lesley Mairin | Registered representative | Dec 2019 (7y) | ||
| Paul Samuel St. Amour | Registered representative | Dec 2019 (7y) | ||
| Ryan Lopez | Registered representative | Dec 2019 (7y) | ||
| Carlo Eugenio Valerio | Registered representative | Dec 2019 (7y) | ||
| Fazilet Ulucan | Registered representative | Dec 2019 (7y) | ||
| Keary James Didier | Registered representative | Dec 2019 (7y) | ||
| Nathaniel Osborne | Registered representative | Dec 2019 (7y) | ||
| Aaron Meir Israel Cohen | Registered representative | Dec 2019 (7y) | ||
| Clara Marie Metz | Registered representative | Dec 2019 (7y) | ||
| Mark L Foster | Registered representative | Dec 2019 (7y) | ||
| David Michael Blumenthal | Registered representative | Dec 2019 (7y) | ||
| Casey Taylor Weyand | Registered representative | Dec 2019 (7y) | ||
| Jacqueline Crutchfield Houston | Registered representative | Dec 2019 (7y) | ||
| Justin Alan Sipley | Registered representative | Dec 2019 (7y) | ||
| Katie Anne Platt | Registered representative | Dec 2019 (7y) | ||
| Ying Yang | Registered representative | Dec 2019 (7y) | ||
| Gay Rashaun Benn | Registered representative | Dec 2019 (7y) | ||
| Kevin Patrick Mc Dermott | Registered representative | Dec 2019 (7y) | ||
| Priscilla Salisha Ayube | Registered representative | Dec 2019 (7y) | ||
| Sara Elise Miller | Registered representative | Dec 2019 (7y) | ||
| Christopher Robbin Penny | Registered representative | Dec 2019 (7y) | ||
| Eric M Burke | Registered representative | Dec 2019 (7y) | ||
| Justin Levy | Registered representative | Dec 2019 (7y) | ||
| Tess A Butterworth | Registered representative | Dec 2019 (7y) | ||
| Victoria Underhill | Registered representative | Dec 2019 (7y) | ||
| Glen Robert Donovan | Registered representative | Dec 2019 (7y) | ||
| Robert Mitchell | Registered representative | Dec 2019 (7y) | ||
| Chelsea Brianne Householder | Registered representative | Dec 2019 (7y) | ||
| Monica Marie Salazar | Registered representative | Dec 2019 (7y) | ||
| Aneel Arjumand Mall | Registered representative | Dec 2019 (7y) | ||
| Christa M Trust | Registered representative | Dec 2019 (7y) | ||
| Kellen S Birdsall | Registered representative | Dec 2019 (7y) | ||
| Rob Katsuyoshi Suenishi | Registered representative | Dec 2019 (7y) | ||
| Samantha Renee Jones | Registered representative | Dec 2019 (7y) | ||
| Tomas Espinal | Registered representative | Dec 2019 (7y) | ||
| Victoria Doukova Sazunic | Registered representative | Dec 2019 (7y) | ||
| Sarah Kristin Hall | Registered representative | Dec 2019 (7y) | ||
| Dina S Fernandes | Registered representative | Dec 2019 (7y) | ||
| Patrick John Valenti | Registered representative | Dec 2019 (7y) | ||
| Fuhler Pomeroy | Registered representative | Jan 2020 (7y) | ||
| Jordan Frederick Hoerter | Registered representative | Jan 2020 (7y) | ||
| Oswaldo Renato Alanis | Registered representative | Jan 2020 (7y) | ||
| Raquel Dawn Pederson | Registered representative | Jan 2020 (7y) | ||
| Bryan Pollack | Registered representative | Jan 2020 (7y) | ||
| Michael K Eugene | Registered representative | Jan 2020 (7y) | ||
| Nathan Kramm | Registered representative | Jan 2020 (7y) | ||
| Brianna Marie O'keefe | Registered representative | Jan 2020 (7y) | ||
| Michael Scott Tiefenthaler | Registered representative | Jan 2020 (7y) | ||
| Michael William Macrides | Registered representative | Jan 2020 (7y) | ||
| Yianni Evangelos Amvrosiatos | Registered representative | Jan 2020 (7y) | ||
| Melanie C Liu | Registered representative | Jan 2020 (7y) | ||
| Blake Andrew Kauffmann | Registered representative | Jan 2020 (7y) | ||
| Joel J Mc Koan | Registered representative | Jan 2020 (7y) | ||
| Fredric Robert Lowe | Registered representative | Jan 2020 (7y) | ||
| James Gregga | Registered representative | CFP | Jan 2020 (7y) | |
| Krystal Marie Rodriguez Rosa | Registered representative | Jan 2020 (7y) | ||
| Laura Russell Jones | Registered representative | Jan 2020 (7y) | ||
| Meaghan Ryan Liposky | Registered representative | Jan 2020 (7y) | ||
| Samantha Jane Flood | Registered representative | Jan 2020 (7y) | ||
| Ruth Faye Fialko | Registered representative | CFA | Jan 2020 (7y) | |
| Shannon Lee De Lorme | Registered representative | Jan 2020 (7y) | ||
| Armen Tutuyan | Registered representative | Jan 2020 (7y) | ||
| Henry Morgan Lawrence | Registered representative | Jan 2020 (7y) | ||
| Taylor Mc Manama | Registered representative | Jan 2020 (7y) | ||
| Jana Adele Kearns | Registered representative | Jan 2020 (7y) | ||
| Michael A Alvarez | Registered representative | Jan 2020 (7y) | ||
| Charlotte Grace Tucci | Registered representative | Jan 2020 (7y) | ||
| Fabiano Gomes | Registered representative | Jan 2020 (7y) | ||
| Kin Wing Lau | Registered representative | Jan 2020 (7y) | ||
| Zachary Jacob Wells | Registered representative | Jan 2020 (7y) | ||
| Alice Bernice Chow | Registered representative | Jan 2020 (7y) | ||
| Ana Cristina Mirandes | Registered representative | Jan 2020 (7y) | ||
| Alex Pols | Registered representative | Jan 2020 (7y) | ||
| Ashley Ann Hill | Registered representative | Jan 2020 (7y) | ||
| Brett Goetz | Registered representative | Jan 2020 (7y) | ||
| Brian Edward Peacock | Registered representative | CFP | Jan 2020 (7y) | |
| Christopher Caleb Walker | Registered representative | Jan 2020 (7y) | ||
| Dustyn Rose West | Registered representative | Jan 2020 (7y) | ||
| Julie Doyle Alley | Registered representative | CFP | Jan 2020 (7y) | |
| Jared Thomas Mayfield | Registered representative | CFP | Jan 2020 (7y) | |
| Jennifer C Dawson | Registered representative | Jan 2020 (7y) | ||
| Margaret Graves Weaver | Registered representative | Jan 2020 (7y) | ||
| Mark Kevin Mantooth | Registered representative | Jan 2020 (7y) | ||
| Melissa Kay Short | Registered representative | Jan 2020 (7y) | ||
| Patrick Evans | Registered representative | CFP | Jan 2020 (7y) | |
| Patrick Kevin Shields | Registered representative | Jan 2020 (7y) | ||
| Parker Rutland | Registered representative | Jan 2020 (7y) | ||
| Raymond Bentley Rutland | Registered representative | CFP | Jan 2020 (7y) | |
| Thomas Scott Lowe | Registered representative | CFP | Jan 2020 (7y) | |
| Fiona Pauli Ventura | Registered representative | Jan 2020 (7y) | ||
| Soo Mi Kim | Registered representative | Jan 2020 (7y) | ||
| Abel Steve Torres | Registered representative | Jan 2020 (7y) | ||
| Gilbert Zucker | Registered representative | Jan 2020 (7y) | ||
| Michael Andry | Registered representative | Jan 2020 (7y) | ||
| Ozair Alefi | Registered representative | Jan 2020 (7y) | ||
| Sharayah Joy Reed | Registered representative | Jan 2020 (7y) | ||
| Michael Luis Algarin | Registered representative | Jan 2020 (7y) | ||
| Shawn David Sessions | Registered representative | Jan 2020 (7y) | ||
| Thomas Hodgson | Registered representative | Jan 2020 (7y) | ||
| Joseph Bishar Nakashian | Registered representative | Jan 2020 (7y) | ||
| Roger Preston Littlefield | Registered representative | CFP | Jan 2020 (7y) | |
| Russell Orion Gentner | Registered representative | Jan 2020 (7y) | ||
| Catherine Watts Mitton | Registered representative | Jan 2020 (7y) | ||
| Emma Kristine Mcclure | Registered representative | Jan 2020 (7y) | ||
| James Michael Watts | Registered representative | Jan 2020 (7y) | ||
| Michael Joseph Larkin | Registered representative | Jan 2020 (7y) | ||
| Samantha Ana Duke | Registered representative | Jan 2020 (7y) | ||
| Thomas Zur | Registered representative | Jan 2020 (7y) | ||
| Tisha Leann Rother | Registered representative | Jan 2020 (7y) | ||
| Jeanna Elaine Morgan | Registered representative | Jan 2020 (7y) | ||
| Charles E Hansen | Registered representative | Jan 2020 (7y) | ||
| Dorina Ramona Haias | Registered representative | Jan 2020 (7y) | ||
| Nicole Marie Curley | Registered representative | Jan 2020 (7y) | ||
| Taylor S Mclennan | Registered representative | Jan 2020 (7y) | ||
| Antoinette Marie Mazzamuto | Registered representative | Jan 2020 (7y) | ||
| Jenna T Hall | Registered representative | Jan 2020 (7y) | ||
| Jennifer Monroe Heebink | Registered representative | Jan 2020 (7y) | ||
| Jennifer Robin Stephens | Registered representative | Jan 2020 (7y) | ||
| Kathleen Mary Mitton | Registered representative | Jan 2020 (7y) | ||
| Mescal J Smith | Registered representative | Jan 2020 (7y) | ||
| Maxim Renke | Registered representative | Jan 2020 (7y) | ||
| Seth James Gallagher | Registered representative | Jan 2020 (7y) | ||
| Julia Hall Stockton | Registered representative | Jan 2020 (7y) | ||
| Nini Wu | Registered representative | Jan 2020 (7y) | ||
| Peter Alan Rosenberg | Registered representative | Jan 2020 (7y) | ||
| Veronica Sharon Pereira | Registered representative | Jan 2020 (7y) | ||
| Adam Daniel Gelcich | Registered representative | Feb 2020 (6y) | ||
| Andrew Alexander Bunnin | Registered representative | Feb 2020 (6y) | ||
| Jack Reagan Woodward | Registered representative | Feb 2020 (6y) | ||
| Brandon Sumner | Registered representative | Feb 2020 (6y) | ||
| Madison Grace Spiering | Registered representative | Feb 2020 (6y) | ||
| Cory Richard Martay | Registered representative | Feb 2020 (6y) | ||
| Kristen Signorile | Registered representative | Feb 2020 (6y) | ||
| Martin Negron | Registered representative | Feb 2020 (6y) | ||
| Reuben Robert Rashty | Registered representative | Feb 2020 (6y) | ||
| Paula Elizabeth Romoff | Registered representative | Feb 2020 (6y) | ||
| Beth Julienne Abrahamson | Registered representative | Feb 2020 (6y) | ||
| James Bryan Newman | Registered representative | Feb 2020 (6y) | ||
| Kayla Jeanne Cardoza | Registered representative | Feb 2020 (6y) | ||
| Liam Jude Walsh | Registered representative | Feb 2020 (6y) | ||
| Samuel Edward Thiesse | Registered representative | Feb 2020 (6y) | ||
| Shaun Joseph Mathers | Registered representative | Feb 2020 (6y) | ||
| Ibeth Zabiana Moreno | Registered representative | Feb 2020 (6y) | ||
| Melanie Beth Burnett | Registered representative | Feb 2020 (6y) | ||
| Robert Anderson Martin | Registered representative | Feb 2020 (6y) | ||
| Shannon Christine Corder | Registered representative | Feb 2020 (6y) | ||
| Matthew Evans Mc Kee | Registered representative | Feb 2020 (6y) | ||
| Crystal Marie Knowlton | Registered representative | Feb 2020 (6y) | ||
| Jeffrey Dolejs | Registered representative | Feb 2020 (6y) | ||
| Scott A Conrad | Registered representative | Feb 2020 (6y) | ||
| Chana Bregman | Registered representative | Feb 2020 (6y) | ||
| Kevin Elliott Mc Knight | Registered representative | Feb 2020 (6y) | ||
| Ngufor Chiawah Hilari | Registered representative | Feb 2020 (6y) | ||
| Ryan James Cook | Registered representative | Feb 2020 (6y) | ||
| Jeffrey Alan Goodstein | Registered representative | Feb 2020 (6y) | ||
| Jeffrey James Gardner | Registered representative | Feb 2020 (6y) | ||
| Joseph Paul Silva | Registered representative | Feb 2020 (6y) | ||
| Katrina Mildred Noldy | Registered representative | Feb 2020 (6y) | ||
| Marlys Lord Carlson | Registered representative | Feb 2020 (6y) | ||
| Ryan James Finn | Registered representative | Feb 2020 (6y) | ||
| Trevor Ryan Davis | Registered representative | Feb 2020 (6y) | ||
| Billie Jo Brittle | Registered representative | Feb 2020 (6y) | ||
| Harrison Koppelman Fritz | Registered representative | Feb 2020 (6y) | ||
| Philip Rudy Posillipo | Registered representative | Feb 2020 (6y) | ||
| Thomas Nicholas Leo | Registered representative | Feb 2020 (6y) | ||
| Chloe Mackenzie Griffiths | Registered representative | Feb 2020 (6y) | ||
| John Matthew Bankhead | Registered representative | Feb 2020 (6y) | ||
| Robin Russell | Registered representative | Feb 2020 (6y) | ||
| John Craig Collie | Registered representative | Feb 2020 (6y) | ||
| Michael Jared Cohen | Registered representative | Feb 2020 (6y) | ||
| Alan D Paulson | Registered representative | Feb 2020 (6y) | ||
| Jennifer Elise Kahoul | Registered representative | Feb 2020 (6y) | ||
| Blake Paul Steger | Registered representative | Feb 2020 (6y) | ||
| Connor James Kee | Registered representative | Feb 2020 (6y) | ||
| Hope Catherine Golden | Registered representative | Feb 2020 (6y) | ||
| James Anthony Kenison | Registered representative | Feb 2020 (6y) | ||
| Jake Bingham Salamida | Registered representative | Feb 2020 (6y) | ||
| Karin Aey | Registered representative | Feb 2020 (6y) | ||
| Matthew Thomas Lavin | Registered representative | Feb 2020 (6y) | ||
| Nathan P Parviz | Registered representative | Feb 2020 (6y) | ||
| Owens Smith | Registered representative | Feb 2020 (6y) | ||
| Thatsane Souvanaphong | Registered representative | Feb 2020 (6y) | ||
| Tommy Lee Cannon | Registered representative | Feb 2020 (6y) | ||
| Philippa Jane Lumsden | Registered representative | Feb 2020 (6y) | ||
| Amy Palm Beauchamp | Registered representative | Feb 2020 (6y) | ||
| Michele Ruth Landa Brooker | Registered representative | Feb 2020 (6y) | ||
| Yeimi Marfil | Registered representative | Feb 2020 (6y) | ||
| Douglas Charles Schreck | Registered representative | Feb 2020 (6y) | ||
| Jill Suzanne Conrad | Registered representative | Feb 2020 (6y) | ||
| Jeffrey Clark Johnson | Registered representative | Feb 2020 (6y) | ||
| Jessica Randy Bernowitz | Registered representative | Feb 2020 (6y) | ||
| Kimberli Mie Komo Lo | Registered representative | Feb 2020 (6y) | ||
| Kyle M Di Leo | Registered representative | Feb 2020 (6y) | ||
| Michael Anthony D'onofrio | Registered representative | Feb 2020 (6y) | ||
| Robert C Holly | Registered representative | Feb 2020 (6y) | ||
| Seth Barrow Moroch | Registered representative | Feb 2020 (6y) | ||
| Tsun Yen Chong Luo | Registered representative | Feb 2020 (6y) | ||
| Dezzarae Gedy | Registered representative | Feb 2020 (6y) | ||
| Whitney Denise Bonaquist | Registered representative | Feb 2020 (6y) | ||
| Craig S Harris | Registered representative | Mar 2020 (6y) | ||
| Damion Peter Carufe | Registered representative | Mar 2020 (6y) | ||
| Gretchen Leigh Bennett | Registered representative | Mar 2020 (6y) | ||
| Jacques A Kaswan | Registered representative | Mar 2020 (6y) | ||
| Nou Her | Registered representative | Mar 2020 (6y) | ||
| Paranj Patel | Registered representative | Mar 2020 (6y) | ||
| Shawn Patrick Gies | Registered representative | Mar 2020 (6y) | ||
| Dana Suzanne Derrick | Registered representative | Mar 2020 (6y) | ||
| Elisabeth Caryn Till | Registered representative | Mar 2020 (6y) | ||
| James Harold Burk | Registered representative | Mar 2020 (6y) | ||
| Kurt H Hurdley | Registered representative | Mar 2020 (6y) | ||
| Rj Antimaro Malcampo | Registered representative | Mar 2020 (6y) | ||
| Nathan A Ralston | Registered representative | Mar 2020 (6y) | ||
| Christopher Casey James Boyns | Registered representative | Mar 2020 (6y) | ||
| David Leroy Pritikin | Registered representative | Mar 2020 (6y) | ||
| Patrick Arthur Huge | Registered representative | Mar 2020 (6y) | ||
| Alexander Reece | Registered representative | Mar 2020 (6y) | ||
| Jared Michael Samos | Registered representative | Mar 2020 (6y) | ||
| Jonathan Chu | Registered representative | Mar 2020 (6y) | ||
| Kenny W Chang | Registered representative | Mar 2020 (6y) | ||
| Matthew Edward Nance | Registered representative | Mar 2020 (6y) | ||
| Ringo Lu | Registered representative | Mar 2020 (6y) | ||
| Stephanie Dawn Krueger | Registered representative | Mar 2020 (6y) | ||
| Ursula Zaragoza Vega | Registered representative | Mar 2020 (6y) | ||
| William Williams | Registered representative | Mar 2020 (6y) | ||
| Andrew Joseph Sepulveda | Registered representative | Mar 2020 (6y) | ||
| David Edward Bell | Registered representative | Mar 2020 (6y) | ||
| F. Samuel Leopold | Registered representative | Mar 2020 (6y) | ||
| Glen Edward Young | Registered representative | CFP | Mar 2020 (6y) | |
| Victor Manuel Olivera | Registered representative | Mar 2020 (6y) | ||
| Diva A Helmy | Registered representative | Mar 2020 (6y) | ||
| Timothy S Bartolett | Registered representative | Mar 2020 (6y) | ||
| Andriea Galliano Nie | Registered representative | Mar 2020 (6y) | ||
| Carlos Fabian Rodriguez Ramos | Registered representative | Mar 2020 (6y) | ||
| Marsha Vaughan | Registered representative | Mar 2020 (6y) | ||
| Petya Kaloferova | Registered representative | Mar 2020 (6y) | ||
| Michal Grommunt | Registered representative | Mar 2020 (6y) | ||
| Jessica K Mckenna | Registered representative | Mar 2020 (6y) | ||
| Ashley Taylor Stephan | Registered representative | Mar 2020 (6y) | ||
| Jeffrey Calderon | Registered representative | Mar 2020 (6y) | ||
| Martin Denis Hegarty | Registered representative | Mar 2020 (6y) | ||
| Carmen Cristina Diaz Acevedo | Registered representative | Mar 2020 (6y) | ||
| Ian Tucker Meintjes | Registered representative | Mar 2020 (6y) | ||
| John Walter Cary | Registered representative | Mar 2020 (6y) | ||
| James Patrick Fleming | Registered representative | Mar 2020 (6y) | ||
| Michael Keith Kaline | Registered representative | Mar 2020 (6y) | ||
| Valerie Jane Richard | Registered representative | Mar 2020 (6y) | ||
| Lester Wigler | Registered representative | Mar 2020 (6y) | ||
| Paola Andrea Gallego | Registered representative | Mar 2020 (6y) | ||
| Benjamin Adam April | Registered representative | Mar 2020 (6y) | ||
| Grant William Templin | Registered representative | Mar 2020 (6y) | ||
| Joseph M Bosco | Registered representative | Mar 2020 (6y) | ||
| Paul Rene Vigue | Registered representative | Mar 2020 (6y) | ||
| Renato John Reali | Registered representative | Mar 2020 (6y) | ||
| William Scranton Platt | Registered representative | Mar 2020 (6y) | ||
| Benjamin Cooke Rodgers | Registered representative | Mar 2020 (6y) | ||
| Erika Kristin Imbriano | Registered representative | Mar 2020 (6y) | ||
| Jonathan Madrigano | Registered representative | Mar 2020 (6y) | ||
| Kimberly E Caldwell | Registered representative | Mar 2020 (6y) | ||
| Kelly Anne Walsh | Registered representative | Mar 2020 (6y) | ||
| Nicole Marie Haines Livesay | Registered representative | Mar 2020 (6y) | ||
| Michael Eugene Buntin | Registered representative | Mar 2020 (6y) | ||
| John D Scott | Registered representative | CFA | Mar 2020 (6y) | |
| Karen De Lise Simpson | Registered representative | Apr 2020 (6y) | ||
| Michael A Sherwood | Registered representative | Apr 2020 (6y) | ||
| Cory D Melisky | Registered representative | Apr 2020 (6y) | ||
| Diane Marie Rademacher | Registered representative | Apr 2020 (6y) | ||
| James King Meisner | Registered representative | Apr 2020 (6y) | ||
| Stefanie A Moore | Registered representative | Apr 2020 (6y) | ||
| Kristen B Wright | Registered representative | Apr 2020 (6y) | ||
| Paula Teresa Gulich | Registered representative | Apr 2020 (6y) | ||
| Kevin R Carroll | Registered representative | Apr 2020 (6y) | ||
| James Christopher Williams | Registered representative | Apr 2020 (6y) | ||
| Miguel Geronimo Osio | Registered representative | Apr 2020 (6y) | ||
| Nicholas J Domingue | Registered representative | Apr 2020 (6y) | ||
| Bibekananda Das | Registered representative | Apr 2020 (6y) | ||
| Christine Columbia | Registered representative | Apr 2020 (6y) | ||
| Cristina Carew | Registered representative | Apr 2020 (6y) | ||
| Daniel Grant Price | Registered representative | Apr 2020 (6y) | ||
| Scott Michael Glaser | Registered representative | Apr 2020 (6y) | ||
| William Jamieson Smith | Registered representative | Apr 2020 (6y) | ||
| David Iannalfo | Registered representative | Apr 2020 (6y) | ||
| Michael Curtis Cameron | Registered representative | Apr 2020 (6y) | ||
| Benjamin James Getchell | Registered representative | Apr 2020 (6y) | ||
| Brian C Grooms | Registered representative | Apr 2020 (6y) | ||
| Cecilia Montero Degrelle | Registered representative | Apr 2020 (6y) | ||
| Peter Anthony Vatalaro | Registered representative | Apr 2020 (6y) | ||
| Richard Wayne Riddle | Registered representative | Apr 2020 (6y) | ||
| Valentina Herrera Napolitano | Registered representative | Apr 2020 (6y) | ||
| Michael K Olafson | Registered representative | Apr 2020 (6y) | ||
| Nicole Harris | Registered representative | Apr 2020 (6y) | ||
| Jaswant Paul Brar | Registered representative | Apr 2020 (6y) | ||
| Charles J Brady | Registered representative | Apr 2020 (6y) | ||
| Jessica Sarah Lui | Registered representative | Apr 2020 (6y) | ||
| Jacob Kamine | Registered representative | Apr 2020 (6y) | ||
| Mark Anthony Gonzalez | Registered representative | Apr 2020 (6y) | ||
| Marjorie Lyall Heggie | Registered representative | Apr 2020 (6y) | ||
| Robert J Sanzo | Registered representative | Apr 2020 (6y) | ||
| William John Demartino | Registered representative | Apr 2020 (6y) | ||
| Zachary Michael Zaloga | Registered representative | Apr 2020 (6y) | ||
| Crispin Dale Hanshaw | Registered representative | Apr 2020 (6y) | ||
| Jerry Mathew | Registered representative | CFA | Apr 2020 (6y) | |
| Patrick Vaccaro | Registered representative | May 2020 (6y) | ||
| Paul Edmund Zbytniewski | Registered representative | May 2020 (6y) | ||
| Taylor R Goepfert | Registered representative | May 2020 (6y) | ||
| Alison Claire Shira | Registered representative | May 2020 (6y) | ||
| Brian A Zivicky | Registered representative | May 2020 (6y) | ||
| Jarrod M Hileman | Registered representative | May 2020 (6y) | ||
| Lisa Annette Stewart | Registered representative | May 2020 (6y) | ||
| Mandell Lamont Crawley | Registered representative | May 2020 (6y) | ||
| Thomas Newton Pierce | Registered representative | CFP | May 2020 (6y) | |
| Alexander Rene Suero | Registered representative | CFP | May 2020 (6y) | |
| Thomas D Petty | Registered representative | May 2020 (6y) | ||
| Alyssa S Yu | Registered representative | May 2020 (6y) | ||
| Joyce Joyce Bodenhamer | Registered representative | May 2020 (6y) | ||
| Michael K Wirtz | Registered representative | May 2020 (6y) | ||
| Sandra Jean Bailey | Registered representative | May 2020 (6y) | ||
| Ajay B Masand | Registered representative | May 2020 (6y) | ||
| Michael J Gregory | Registered representative | May 2020 (6y) | ||
| Ashiqul Islam | Registered representative | May 2020 (6y) | ||
| Angela Nichelle Kiriakopoulos | Registered representative | May 2020 (6y) | ||
| Curtis Rutherford | Registered representative | May 2020 (6y) | ||
| Kevin Ryan Bell | Registered representative | CFP | May 2020 (6y) | |
| Thiago Da Silva Finoti | Registered representative | May 2020 (6y) | ||
| Maria Im | Registered representative | May 2020 (6y) | ||
| John David Burgraff | Registered representative | May 2020 (6y) | ||
| Aaron M Supita | Registered representative | May 2020 (6y) | ||
| Alexandria Kay Hutchinson | Registered representative | May 2020 (6y) | ||
| Andrew Dunmore Cutler | Registered representative | May 2020 (6y) | ||
| Andrew Francis Hunter | Registered representative | May 2020 (6y) | ||
| Anthony Faicco | Registered representative | May 2020 (6y) | ||
| Blake Charles Ellison | Registered representative | May 2020 (6y) | ||
| Brian James Gormley | Registered representative | May 2020 (6y) | ||
| Carole Aiken Hall | Registered representative | May 2020 (6y) | ||
| Charles Frederick Farrington | Registered representative | May 2020 (6y) | ||
| Christopher Edward Dewey | Registered representative | May 2020 (6y) | ||
| Danene M Cronin | Registered representative | May 2020 (6y) | ||
| Daniel Albert Daglio | Registered representative | May 2020 (6y) | ||
| Daniel Eric Marting | Registered representative | May 2020 (6y) | ||
| David Herrick Jacobs | Registered representative | May 2020 (6y) | ||
| David Milton Fivek | Registered representative | May 2020 (6y) | ||
| Edward Arthur Dubilo | Registered representative | May 2020 (6y) | ||
| Elizabeth Anne Forsythe | Registered representative | May 2020 (6y) | ||
| Elizabeth Lynn Yarkosky | Registered representative | May 2020 (6y) | ||
| Eric Gardnernorman Hamburger | Registered representative | May 2020 (6y) | ||
| Evan Kenneth Dangel | Registered representative | May 2020 (6y) | ||
| Frank Erwin Hill | Registered representative | May 2020 (6y) | ||
| Frederick J Hussey | Registered representative | May 2020 (6y) | ||
| George Anthony Joseph | Registered representative | May 2020 (6y) | ||
| Gerald William Curtis | Registered representative | May 2020 (6y) | ||
| Gerry Myer Goldman | Registered representative | May 2020 (6y) | ||
| Gregory Kevin Cannon | Registered representative | May 2020 (6y) | ||
| Harold Richard Beacham | Registered representative | May 2020 (6y) | ||
| James B Kenary | Registered representative | May 2020 (6y) | ||
| James Lawrence Healey | Registered representative | May 2020 (6y) | ||
| James Robert Fucigna | Registered representative | May 2020 (6y) | ||
| James Wilson Hopwood | Registered representative | May 2020 (6y) | ||
| Jeffrey Daniel Newman | Registered representative | May 2020 (6y) | ||
| John L Carty | Registered representative | May 2020 (6y) | ||
| John Norman Alekna | Registered representative | May 2020 (6y) | ||
| John William Corbett | Registered representative | May 2020 (6y) | ||
| Jordan Scott King | Registered representative | May 2020 (6y) | ||
| Joseph William Gemmell | Registered representative | May 2020 (6y) | ||
| Kal Viljo Jamsa | Registered representative | May 2020 (6y) | ||
| Kevin Anthony Butler | Registered representative | CFP | May 2020 (6y) | |
| Laurance R Clark | Registered representative | May 2020 (6y) | ||
| Marc H Lock | Registered representative | May 2020 (6y) | ||
| Mark Gerard Cote | Registered representative | May 2020 (6y) | ||
| Mary Rose Doten | Registered representative | May 2020 (6y) | ||
| Maryann Johnson | Registered representative | May 2020 (6y) | ||
| Michael Ashe | Registered representative | May 2020 (6y) | ||
| Michael Thomas Chiasson | Registered representative | May 2020 (6y) | ||
| Michelle Paige Elliott | Registered representative | May 2020 (6y) | ||
| Miriam Martina Coffey | Registered representative | May 2020 (6y) | ||
| Mirella Saucedo Marquez | Registered representative | May 2020 (6y) | ||
| Neal Barry Karelitz | Registered representative | May 2020 (6y) | ||
| Nicholas George Lincoln Chigas | Registered representative | May 2020 (6y) | ||
| Owen Michael Scanlon | Registered representative | May 2020 (6y) | ||
| Patrick Sean Curtis | Registered representative | May 2020 (6y) | ||
| Paul C Groves | Registered representative | May 2020 (6y) | ||
| Paul Christopher Kirby | Registered representative | May 2020 (6y) | ||
| Paul Marsillo | Registered representative | May 2020 (6y) | ||
| Robert Gregory Cormier | Registered representative | May 2020 (6y) | ||
| Robert J Mclaughlin | Registered representative | May 2020 (6y) | ||
| Robert John Gaines | Registered representative | May 2020 (6y) | ||
| Robin S Grace | Registered representative | May 2020 (6y) | ||
| Scott Andrew Pfotenhauer | Registered representative | May 2020 (6y) | ||
| Scott Spooner Fabyan | Registered representative | May 2020 (6y) | ||
| Sheila Ann Bulak | Registered representative | May 2020 (6y) | ||
| Stephen Leroy Howlett | Registered representative | May 2020 (6y) | ||
| Stephen Paul Giulietti | Registered representative | May 2020 (6y) | ||
| Susanna A Hadden | Registered representative | May 2020 (6y) | ||
| Thomas Shaw Levin | Registered representative | May 2020 (6y) | ||
| Wayne Francis Griffith | Registered representative | May 2020 (6y) | ||
| William Douglas Gordon | Registered representative | May 2020 (6y) | ||
| William Farnsworth Boynton | Registered representative | May 2020 (6y) | ||
| Anthony Franzi Mancini | Registered representative | May 2020 (6y) | ||
| Arnold Paul Servais | Registered representative | CFP | May 2020 (6y) | |
| Arthur Tzouganatos | Registered representative | May 2020 (6y) | ||
| Brian James Schulz | Registered representative | May 2020 (6y) | ||
| Brian Paul Mackinnon | Registered representative | May 2020 (6y) | ||
| Brian Sean Strachan | Registered representative | May 2020 (6y) | ||
| Bruno Mazzotta | Registered representative | May 2020 (6y) | ||
| Christine A Subotin Prentice | Registered representative | May 2020 (6y) | ||
| Christopher Richard Trim | Registered representative | May 2020 (6y) | ||
| Christopher Michael Gannon | Registered representative | May 2020 (6y) | ||
| Daniel Joseph Marks | Registered representative | May 2020 (6y) | ||
| David Christopher Natola | Registered representative | May 2020 (6y) | ||
| David Jon Stellati | Registered representative | May 2020 (6y) | ||
| David Paul Swartz | Registered representative | May 2020 (6y) | ||
| David Wayne Tobias | Registered representative | May 2020 (6y) | ||
| Debra Anne Palmer | Registered representative | May 2020 (6y) | ||
| Diane Lynn Stone | Registered representative | May 2020 (6y) | ||
| Dianne O Steen | Registered representative | May 2020 (6y) | ||
| Donald Ray Stanton | Registered representative | May 2020 (6y) | ||
| Diana Sue De Ford | Registered representative | May 2020 (6y) | ||
| Edward Howe Strachan | Registered representative | May 2020 (6y) | ||
| Gerard F Lorden | Registered representative | May 2020 (6y) | ||
| Gina L Riccardi | Registered representative | May 2020 (6y) | ||
| Gokhan Ozkan | Registered representative | May 2020 (6y) | ||
| Janet Faye Lanigan | Registered representative | May 2020 (6y) | ||
| John Davis Spooner | Registered representative | May 2020 (6y) | ||
| John Joseph Peterson | Registered representative | May 2020 (6y) | ||
| Jonathan Eric Price | Registered representative | May 2020 (6y) | ||
| Joseph Michael Phillips | Registered representative | CFP | May 2020 (6y) | |
| Katrina L Lastih | Registered representative | May 2020 (6y) | ||
| Kevin Mark Rahill | Registered representative | May 2020 (6y) | ||
| Lindsay Ann Laniefsky | Registered representative | May 2020 (6y) | ||
| Lisa Fitzgerald Lewis | Registered representative | May 2020 (6y) | ||
| Marc Evan Schiowitz | Registered representative | May 2020 (6y) | ||
| Martin Christopher Parquette | Registered representative | May 2020 (6y) | ||
| Matthew Thomas Corcoran | Registered representative | May 2020 (6y) | ||
| Melinda B Mcginn | Registered representative | May 2020 (6y) | ||
| Michael John Landers | Registered representative | May 2020 (6y) | ||
| Michele Breen O'connor | Registered representative | May 2020 (6y) | ||
| Michelle Parretti | Registered representative | May 2020 (6y) | ||
| Pamela J Mahoney | Registered representative | May 2020 (6y) | ||
| Philip Henry Pascucci | Registered representative | May 2020 (6y) | ||
| Robert Charles Lewis | Registered representative | May 2020 (6y) | ||
| Robert Joseph Peretti | Registered representative | May 2020 (6y) | ||
| Scott Anthony Notargiacomo | Registered representative | May 2020 (6y) | ||
| Scott Danial Swaylik | Registered representative | May 2020 (6y) | ||
| Stephanie Sciortino | Registered representative | May 2020 (6y) | ||
| Susie Shuk Ling Lui | Registered representative | May 2020 (6y) | ||
| Suzanne Goldstein Priebatsch | Registered representative | May 2020 (6y) | ||
| Troy E. Rothmann | Registered representative | May 2020 (6y) | ||
| William Michael Lasoskie | Registered representative | May 2020 (6y) | ||
| Adam Jay Darrow | Registered representative | May 2020 (6y) | ||
| Adriana Viola Burke | Registered representative | May 2020 (6y) | ||
| Amy Lynn Cesarano | Registered representative | May 2020 (6y) | ||
| Ana Maria Cuervo | Registered representative | May 2020 (6y) | ||
| Anna Aiello | Registered representative | May 2020 (6y) | ||
| Bennett White | Registered representative | May 2020 (6y) | ||
| Brian F Wilder | Registered representative | May 2020 (6y) | ||
| Bruce Alfred Burrows | Registered representative | May 2020 (6y) | ||
| Charles Leonard Bloom | Registered representative | May 2020 (6y) | ||
| Charles Roy Albanese | Registered representative | May 2020 (6y) | ||
| Colleen P Clancy Cucuzzo | Registered representative | May 2020 (6y) | ||
| David James Christensen | Registered representative | May 2020 (6y) | ||
| David Mitchell Chlus | Registered representative | May 2020 (6y) | ||
| David Wallace Bent | Registered representative | May 2020 (6y) | ||
| Denise Casey Chapman | Registered representative | May 2020 (6y) | ||
| Dennis Cutrone | Registered representative | May 2020 (6y) | ||
| Diane Baccash Fruchtman | Registered representative | May 2020 (6y) | ||
| Edmund Joseph Agresta | Registered representative | CFP | May 2020 (6y) | |
| Edward Bernard Coward | Registered representative | May 2020 (6y) | ||
| Edwina E. Annicelli | Registered representative | May 2020 (6y) | ||
| Frank J Columbia | Registered representative | May 2020 (6y) | ||
| Fred J Catalano | Registered representative | May 2020 (6y) | ||
| Gail P Barbaro | Registered representative | May 2020 (6y) | ||
| Gary A Blumenfeld | Registered representative | May 2020 (6y) | ||
| Gradon Robert Winn | Registered representative | May 2020 (6y) | ||
| Heather Francesca Baumann | Registered representative | May 2020 (6y) | ||
| Horace Mcdonald Barker | Registered representative | May 2020 (6y) | ||
| James Ray Cotto | Registered representative | May 2020 (6y) | ||
| Jason S Bauman | Registered representative | May 2020 (6y) | ||
| Jean Carlos Blanco | Registered representative | May 2020 (6y) | ||
| Jeffrey Michael Blumenthal | Registered representative | May 2020 (6y) | ||
| Jennifer L Civello | Registered representative | May 2020 (6y) | ||
| Jerry Nicholas Colletti | Registered representative | May 2020 (6y) | ||
| John Clarke Blair | Registered representative | May 2020 (6y) | ||
| John F. Coyle | Registered representative | May 2020 (6y) | ||
| Jolie Ann Calella | Registered representative | May 2020 (6y) | ||
| Joseph Anthony Caporicci | Registered representative | May 2020 (6y) | ||
| Joseph C Carmody | Registered representative | CFP | May 2020 (6y) | |
| Joseph K Brady | Registered representative | May 2020 (6y) | ||
| Josephine Mary Cottone | Registered representative | May 2020 (6y) | ||
| Janna Beth Bernstein | Registered representative | May 2020 (6y) | ||
| Kevin Walter Anglim | Registered representative | May 2020 (6y) | ||
| Kevin Wing Chung | Registered representative | May 2020 (6y) | ||
| Kimberly Anne Casper | Registered representative | May 2020 (6y) | ||
| Karen Bermudez | Registered representative | May 2020 (6y) | ||
| Lisa Marie Bricca | Registered representative | May 2020 (6y) | ||
| Lora Trenkle Cooperman | Registered representative | May 2020 (6y) | ||
| Lucia Boxer | Registered representative | May 2020 (6y) | ||
| Malka Bernstein | Registered representative | May 2020 (6y) | ||
| Maria Elvira Broccoli | Registered representative | May 2020 (6y) | ||
| Mark Anthony Caropreso | Registered representative | May 2020 (6y) | ||
| Mark Berez | Registered representative | May 2020 (6y) | ||
| Matthew Anthony Clemente | Registered representative | May 2020 (6y) | ||
| Melissa Sabrina Cheong | Registered representative | May 2020 (6y) | ||
| Michael Berez | Registered representative | May 2020 (6y) | ||
| Michael Brathwaite | Registered representative | May 2020 (6y) | ||
| Michael F Colagiovanni | Registered representative | May 2020 (6y) | ||
| Michael L Burker | Registered representative | May 2020 (6y) | ||
| Michael Patrick Cregan | Registered representative | May 2020 (6y) | ||
| Michelle Pam Contillo | Registered representative | May 2020 (6y) | ||
| Mona Andrikian | Registered representative | May 2020 (6y) | ||
| Nancy Ann Beale | Registered representative | May 2020 (6y) | ||
| Paul Comas | Registered representative | May 2020 (6y) | ||
| Paul David Annunziato | Registered representative | May 2020 (6y) | ||
| Paul Edward Dandrea | Registered representative | May 2020 (6y) | ||
| Peter Michael Altman | Registered representative | May 2020 (6y) | ||
| R Craig Barnes | Registered representative | May 2020 (6y) | ||
| Raymond Arthur Abbatepaolo | Registered representative | May 2020 (6y) | ||
| Robert Howard Bell | Registered representative | May 2020 (6y) | ||
| Robert Louis Brevetti | Registered representative | May 2020 (6y) | ||
| Rodrigo Artigas Abucham | Registered representative | May 2020 (6y) | ||
| Ryan J Daly | Registered representative | May 2020 (6y) | ||
| Salvatore J Alesia | Registered representative | May 2020 (6y) | ||
| Sandeep Lakhmichand Belani | Registered representative | May 2020 (6y) | ||
| Sean Lawerence Callon | Registered representative | May 2020 (6y) | ||
| Sheila Terry Cromwell | Registered representative | May 2020 (6y) | ||
| Spencer Joseph Cavallo | Registered representative | May 2020 (6y) | ||
| Tanya Curry | Registered representative | May 2020 (6y) | ||
| Teresa Ann Colvin | Registered representative | May 2020 (6y) | ||
| Terrence P. Waldron | Registered representative | May 2020 (6y) | ||
| Thomas Dario Bencosme | Registered representative | May 2020 (6y) | ||
| Thomas Kevin Bourke | Registered representative | May 2020 (6y) | ||
| Tobias J Baker | Registered representative | May 2020 (6y) | ||
| Todd Harrington Wetzel | Registered representative | May 2020 (6y) | ||
| Tracy Cowart | Registered representative | May 2020 (6y) | ||
| Wendy Ellen Brown | Registered representative | May 2020 (6y) | ||
| William Louis Currie | Registered representative | May 2020 (6y) | ||
| William Robert Collins | Registered representative | May 2020 (6y) | ||
| Wing Chin | Registered representative | May 2020 (6y) | ||
| Aaron Edelman | Registered representative | May 2020 (6y) | ||
| Adam Louis Kaback | Registered representative | May 2020 (6y) | ||
| Aderonke O Desalu Dottin | Registered representative | May 2020 (6y) | ||
| Aleksandr Guzenfeld | Registered representative | May 2020 (6y) | ||
| Allen Jay Liebb | Registered representative | May 2020 (6y) | ||
| Andrea Mancini | Registered representative | May 2020 (6y) | ||
| Andrew King | Registered representative | May 2020 (6y) | ||
| Anthony N Marano | Registered representative | May 2020 (6y) | ||
| Armando Estua Belaunzaran | Registered representative | May 2020 (6y) | ||
| Barbara Anne Fox | Registered representative | May 2020 (6y) | ||
| Barbara Jean Fazio | Registered representative | May 2020 (6y) | ||
| Blanca Gonzalez Chouza | Registered representative | May 2020 (6y) | ||
| Brian Eric Holzer | Registered representative | May 2020 (6y) | ||
| Brian Joseph Doyle | Registered representative | May 2020 (6y) | ||
| Brian Paul Dunne | Registered representative | May 2020 (6y) | ||
| Carla A Harris | Registered representative | May 2020 (6y) | ||
| Carole Robin Epstein | Registered representative | May 2020 (6y) | ||
| Carolyn Hernandez | Registered representative | May 2020 (6y) | ||
| Celia Khaleel | Registered representative | May 2020 (6y) | ||
| Charles Peter Eschmann | Registered representative | May 2020 (6y) | ||
| Christopher David Guarino | Registered representative | May 2020 (6y) | ||
| Christopher Scott Goodman | Registered representative | May 2020 (6y) | ||
| Corey David Lev | Registered representative | May 2020 (6y) | ||
| Costas Liappas | Registered representative | May 2020 (6y) | ||
| Craig R Demaio | Registered representative | May 2020 (6y) | ||
| Craig Steven Greenberg | Registered representative | May 2020 (6y) | ||
| Christopher John Gambella | Registered representative | CFA | May 2020 (6y) | |
| D. Mark Macgargle | Registered representative | May 2020 (6y) | ||
| Daniel Gerald Kahn | Registered representative | May 2020 (6y) | ||
| Daniel J Grasmeder | Registered representative | May 2020 (6y) | ||
| Daniel James Fixell | Registered representative | May 2020 (6y) | ||
| Daniel Joseph Desmond | Registered representative | May 2020 (6y) | ||
| Daniel Z Hollenberg | Registered representative | May 2020 (6y) | ||
| Daryl J Helsing | Registered representative | May 2020 (6y) | ||
| David Bruce Kotalik | Registered representative | May 2020 (6y) | ||
| David Julian Livingston | Registered representative | May 2020 (6y) | ||
| David Lazaros | Registered representative | May 2020 (6y) | ||
| David Spencer Gillen | Registered representative | May 2020 (6y) | ||
| Dean Bradford Gregory | Registered representative | May 2020 (6y) | ||
| Deborah Ann Fix | Registered representative | May 2020 (6y) | ||
| Douglas L Fecci | Registered representative | May 2020 (6y) | ||
| Eduardo Horta | Registered representative | May 2020 (6y) | ||
| Edward J Igel | Registered representative | May 2020 (6y) | ||
| Elizabeth A Golden | Registered representative | May 2020 (6y) | ||
| Eugene John Desoiza | Registered representative | May 2020 (6y) | ||
| Evelyn Garcia | Registered representative | May 2020 (6y) | ||
| Elisa L Jones | Registered representative | May 2020 (6y) | ||
| Erika Okairi Esquivias | Registered representative | May 2020 (6y) | ||
| Frank Carl Inman | Registered representative | May 2020 (6y) | ||
| Frank Steven Marinace | Registered representative | May 2020 (6y) | ||
| Gail Helene Distefano | Registered representative | May 2020 (6y) | ||
| Gene Jonathan Lipman | Registered representative | May 2020 (6y) | ||
| Howard Eden Grace | Registered representative | May 2020 (6y) | ||
| Howard S Innerfield | Registered representative | May 2020 (6y) | ||
| Ivette Marrero Wagner | Registered representative | May 2020 (6y) | ||
| James Francis Harmon | Registered representative | May 2020 (6y) | ||
| James Robert Harris | Registered representative | May 2020 (6y) | ||
| Jane Bonney Hand | Registered representative | May 2020 (6y) | ||
| Janet Alexis Keefe | Registered representative | May 2020 (6y) | ||
| Jason Barrett Haberman | Registered representative | May 2020 (6y) | ||
| Jason Matthew Friedman | Registered representative | May 2020 (6y) | ||
| Jasper Huang | Registered representative | May 2020 (6y) | ||
| Jay Bruce Grossman | Registered representative | May 2020 (6y) | ||
| Jeffrey Stuart Gerson | Registered representative | May 2020 (6y) | ||
| Jeffrey Thomas Di Napoli | Registered representative | May 2020 (6y) | ||
| Jesse Scott Friedman | Registered representative | May 2020 (6y) | ||
| Jessica Anne Marshall | Registered representative | May 2020 (6y) | ||
| Jodi Marie Juliano | Registered representative | May 2020 (6y) | ||
| Joel Leslie Konigsberg | Registered representative | May 2020 (6y) | ||
| John A Defrancisco | Registered representative | CFP | May 2020 (6y) | |
| John Anthony Longo | Registered representative | May 2020 (6y) | ||
| John Kitevski | Registered representative | May 2020 (6y) | ||
| John Ronald Malicki | Registered representative | May 2020 (6y) | ||
| Jonathan Richard Glantz | Registered representative | CFP | May 2020 (6y) | |
| Jonathan Scott Leopold | Registered representative | May 2020 (6y) | ||
| Jordan B Eisenberg | Registered representative | May 2020 (6y) | ||
| Jordan Louis Dickstein | Registered representative | May 2020 (6y) | ||
| Jose Ramon Gutierrez | Registered representative | May 2020 (6y) | ||
| Joseph Anthony Maiullo | Registered representative | May 2020 (6y) | ||
| Judy W Lev | Registered representative | May 2020 (6y) | ||
| Julia Christina Difiglia | Registered representative | May 2020 (6y) | ||
| Julie L Love | Registered representative | May 2020 (6y) | ||
| Julie M Henry | Registered representative | May 2020 (6y) | ||
| Justin Daniel Maniscalco | Registered representative | May 2020 (6y) | ||
| Kathleen A Duggan | Registered representative | May 2020 (6y) | ||
| Kathleen Ann Flynn | Registered representative | May 2020 (6y) | ||
| Kathleen Redington Grasmeder | Registered representative | May 2020 (6y) | ||
| Kay Lin Harrington | Registered representative | May 2020 (6y) | ||
| Kenneth Henry Malloy | Registered representative | May 2020 (6y) | ||
| Keron Goldberg | Registered representative | May 2020 (6y) | ||
| Kimberley M Gato | Registered representative | May 2020 (6y) | ||
| Kimberly Lynn Koenig | Registered representative | May 2020 (6y) | ||
| Kirk A Fawcett | Registered representative | May 2020 (6y) | ||
| Krystle Ellen Seitz | Registered representative | May 2020 (6y) | ||
| Lane Howard Katz | Registered representative | CFP | May 2020 (6y) | |
| Laura Ann Hall | Registered representative | May 2020 (6y) | ||
| Laura Anne Fennell | Registered representative | May 2020 (6y) | ||
| Lauren E De Simone | Registered representative | May 2020 (6y) | ||
| Leon Henderson | Registered representative | May 2020 (6y) | ||
| Lisa Guzman | Registered representative | May 2020 (6y) | ||
| Lloyd Alan Goldfarb | Registered representative | May 2020 (6y) | ||
| Marc Neal Goldstein | Registered representative | May 2020 (6y) | ||
| Margaret Mary Gannon | Registered representative | May 2020 (6y) | ||
| Maria Rose Mahon | Registered representative | May 2020 (6y) | ||
| Mark Andrew Hopper | Registered representative | May 2020 (6y) | ||
| Mark H Lewis | Registered representative | May 2020 (6y) | ||
| Mark Kimbel Farley | Registered representative | CFP | May 2020 (6y) | |
| Matthew Brett Gershon | Registered representative | May 2020 (6y) | ||
| Matthew Eldon Frechette | Registered representative | May 2020 (6y) | ||
| Max Tyler Klein | Registered representative | May 2020 (6y) | ||
| Meghan E Mahoney | Registered representative | May 2020 (6y) | ||
| Melanie Irene Lugo | Registered representative | May 2020 (6y) | ||
| Melissa Ann Harrington | Registered representative | May 2020 (6y) | ||
| Michael Alan Leopold | Registered representative | May 2020 (6y) | ||
| Michael C.K. Maii | Registered representative | May 2020 (6y) | ||
| Michael J. Maher | Registered representative | May 2020 (6y) | ||
| Michael James Greene | Registered representative | May 2020 (6y) | ||
| Michael Jay Fruchtman | Registered representative | May 2020 (6y) | ||
| Michael John Malone | Registered representative | CFA | May 2020 (6y) | |
| Michael Joseph Ganguzza | Registered representative | May 2020 (6y) | ||
| Michael Rudolph Hall | Registered representative | May 2020 (6y) | ||
| Moira Brigid Garvey | Registered representative | May 2020 (6y) | ||
| Nicholas A Dimeo | Registered representative | May 2020 (6y) | ||
| Nicholas Joseph Demartino | Registered representative | May 2020 (6y) | ||
| Nicole D Marron | Registered representative | May 2020 (6y) | ||
| Nicole Danielle Drury | Registered representative | CFP | May 2020 (6y) | |
| Paul C Hebert | Registered representative | May 2020 (6y) | ||
| Paul Gregory Derrick | Registered representative | May 2020 (6y) | ||
| Paul Kandel | Registered representative | May 2020 (6y) | ||
| Paul Martin Hanrahan | Registered representative | May 2020 (6y) | ||
| Peter A Dreyfuss | Registered representative | May 2020 (6y) | ||
| Peter A Gelwarg | Registered representative | May 2020 (6y) | ||
| Philip James Gullo | Registered representative | May 2020 (6y) | ||
| Peter Gagliano | Registered representative | CFA | May 2020 (6y) | |
| Renee Marie Delaney | Registered representative | May 2020 (6y) | ||
| Rhonda Lee Kaplan | Registered representative | May 2020 (6y) | ||
| Richard A Filippelli | Registered representative | May 2020 (6y) | ||
| Rita Catherine Gaffney Labarge | Registered representative | May 2020 (6y) | ||
| Robert John Digregorio | Registered representative | May 2020 (6y) | ||
| Ryan Charles Lewis | Registered representative | CFP | May 2020 (6y) | |
| Sandra Jacklett | Registered representative | May 2020 (6y) | ||
| Sanford Feldman | Registered representative | May 2020 (6y) | ||
| Scott Andrew Lowman | Registered representative | May 2020 (6y) | ||
| Scott Daniel Johnston | Registered representative | May 2020 (6y) | ||
| Scott M Kravitz | Registered representative | May 2020 (6y) | ||
| Sean M Maher | Registered representative | May 2020 (6y) | ||
| Shang Wen Huang | Registered representative | May 2020 (6y) | ||
| Shawn P Landau | Registered representative | May 2020 (6y) | ||
| Steven Marc Levy | Registered representative | May 2020 (6y) | ||
| Su Young Kim | Registered representative | May 2020 (6y) | ||
| Susan Lynn Kingsolver | Registered representative | May 2020 (6y) | ||
| Susanne Margaret Desgaines | Registered representative | May 2020 (6y) | ||
| Tara Lee Farrell | Registered representative | May 2020 (6y) | ||
| Theresa Clare Kenyon | Registered representative | May 2020 (6y) | ||
| Thomas Patrick Hibbits | Registered representative | May 2020 (6y) | ||
| Tracy Jean Lewis | Registered representative | May 2020 (6y) | ||
| Val Tracy Franklin | Registered representative | May 2020 (6y) | ||
| Vincent John Lumia | Registered representative | May 2020 (6y) | ||
| Wayne Seth Kimbell | Registered representative | May 2020 (6y) | ||
| Gloria Chen | Registered representative | May 2020 (6y) | ||
| Mark Arthur Lundvall | Registered representative | May 2020 (6y) | ||
| Angela H Carlson | Registered representative | May 2020 (6y) | ||
| Yue Chen | Registered representative | May 2020 (6y) | ||
| Abbe Lynn Spector | Registered representative | May 2020 (6y) | ||
| Alan J Rutchik | Registered representative | May 2020 (6y) | ||
| Alexander K Steckel | Registered representative | May 2020 (6y) | ||
| Amy P Strutt | Registered representative | May 2020 (6y) | ||
| Andres Rubinstein | Registered representative | May 2020 (6y) | ||
| Anmarie Nicole Rizzo | Registered representative | May 2020 (6y) | ||
| Ann Gertrude Neumann | Registered representative | May 2020 (6y) | ||
| Anne Afton Rutherford | Registered representative | CFP | May 2020 (6y) | |
| Anthony V Paolano | Registered representative | May 2020 (6y) | ||
| Arthur David Stern | Registered representative | May 2020 (6y) | ||
| Barton John Rule | Registered representative | May 2020 (6y) | ||
| Brian Michael Stephens | Registered representative | May 2020 (6y) | ||
| Brian Scott Schlaks | Registered representative | May 2020 (6y) | ||
| Bruce Andrew Murray | Registered representative | May 2020 (6y) | ||
| Bruce Martin Tanis | Registered representative | May 2020 (6y) | ||
| Caridad L Serra Gallo | Registered representative | May 2020 (6y) | ||
| Charles Edward Menacho | Registered representative | May 2020 (6y) | ||
| Christina R Paul | Registered representative | CFP | May 2020 (6y) | |
| Christina Schatz | Registered representative | May 2020 (6y) | ||
| Christopher Andrew Mestl | Registered representative | May 2020 (6y) | ||
| Christopher Daniel O'dea | Registered representative | May 2020 (6y) | ||
| Christopher S O'brien | Registered representative | May 2020 (6y) | ||
| Cindy M Ng | Registered representative | May 2020 (6y) | ||
| Connor Mcmanus | Registered representative | May 2020 (6y) | ||
| Craig Steven Pastolove | Registered representative | May 2020 (6y) | ||
| Curtis Andrew Ter Kuile | Registered representative | May 2020 (6y) | ||
| Damon Scott Silverstein | Registered representative | May 2020 (6y) | ||
| Daniel D Moerschell | Registered representative | May 2020 (6y) | ||
| Daniel Skelly | Registered representative | May 2020 (6y) | ||
| David Gerard Marulli | Registered representative | May 2020 (6y) | ||
| David Matthew Steadly | Registered representative | May 2020 (6y) | ||
| David Michael Morales | Registered representative | May 2020 (6y) | ||
| David Sgorbati | Registered representative | May 2020 (6y) | ||
| Dawn D Sinanan | Registered representative | May 2020 (6y) | ||
| Dawn Marie Mazzey | Registered representative | May 2020 (6y) | ||
| Dianne Silva Assey | Registered representative | May 2020 (6y) | ||
| Edwin Rodriguez | Registered representative | May 2020 (6y) | ||
| Elizabeth A Rodesky | Registered representative | May 2020 (6y) | ||
| Elizabeth Ann Roth | Registered representative | CFP | May 2020 (6y) | |
| Elizabeth Buruchian Ross | Registered representative | May 2020 (6y) | ||
| Eric M Schwartz | Registered representative | May 2020 (6y) | ||
| Eric Scott Roth | Registered representative | May 2020 (6y) | ||
| Eugenie Osipova | Registered representative | May 2020 (6y) | ||
| Forrest Loney Mcneil | Registered representative | May 2020 (6y) | ||
| Frank C Ribando | Registered representative | CFP | May 2020 (6y) | |
| Frank Lyon Polk | Registered representative | May 2020 (6y) | ||
| George Stephen Spiropoulos | Registered representative | CFP | May 2020 (6y) | |
| Geraldine Claire Mazza | Registered representative | May 2020 (6y) | ||
| Gordon Dreux Pascale | Registered representative | May 2020 (6y) | ||
| Gregory Marc Meisel | Registered representative | May 2020 (6y) | ||
| Isaac Mike Simon | Registered representative | May 2020 (6y) | ||
| J Bradley Rauch | Registered representative | May 2020 (6y) | ||
| Jacob Gershon Shapira | Registered representative | May 2020 (6y) | ||
| James C Theodore | Registered representative | May 2020 (6y) | ||
| James Gerard Mestl | Registered representative | May 2020 (6y) | ||
| Jason Daniel Nigro | Registered representative | May 2020 (6y) | ||
| Jason G. Sanders | Registered representative | May 2020 (6y) | ||
| Jeremy Obrien | Registered representative | May 2020 (6y) | ||
| Jerrold Paul Tepper | Registered representative | May 2020 (6y) | ||
| John James Peirano | Registered representative | CFP | May 2020 (6y) | |
| John Marshall Robards | Registered representative | May 2020 (6y) | ||
| John Richard Quinn | Registered representative | May 2020 (6y) | ||
| John Scott Mccoy | Registered representative | CFP | May 2020 (6y) | |
| John Sloane Pyne | Registered representative | CFA | May 2020 (6y) | |
| Jonathan V O'reilly | Registered representative | May 2020 (6y) | ||
| Jordan Keith Rhodes | Registered representative | May 2020 (6y) | ||
| Joseph Philipp Reap | Registered representative | May 2020 (6y) | ||
| Julie Ann Prinzi | Registered representative | May 2020 (6y) | ||
| Jacob Christopher Aruta | Registered representative | May 2020 (6y) | ||
| Jeremy Alexandre Techer | Registered representative | May 2020 (6y) | ||
| Kamesh Nagarajan | Registered representative | May 2020 (6y) | ||
| Katherine M Miller | Registered representative | May 2020 (6y) | ||
| Katherine Marie Mohney | Registered representative | May 2020 (6y) | ||
| Kathleen C Pozarycki | Registered representative | May 2020 (6y) | ||
| Katsuo Takeda | Registered representative | May 2020 (6y) | ||
| Kenneth A Mayer | Registered representative | May 2020 (6y) | ||
| Kenneth Charles Silva | Registered representative | May 2020 (6y) | ||
| Kenneth Robert Paul Olsen | Registered representative | May 2020 (6y) | ||
| Kenneth Wayne Miller | Registered representative | May 2020 (6y) | ||
| Lainie Lai Small | Registered representative | May 2020 (6y) | ||
| Liliann Stafford | Registered representative | May 2020 (6y) | ||
| Linda Joyce Rhodes | Registered representative | CFP | May 2020 (6y) | |
| Linda M O'connell | Registered representative | May 2020 (6y) | ||
| Lisa M Sciuto | Registered representative | May 2020 (6y) | ||
| Lisa Marie Ritzel | Registered representative | May 2020 (6y) | ||
| Lisa Marie Santo | Registered representative | CFP | May 2020 (6y) | |
| Loretta Ann Morano | Registered representative | May 2020 (6y) | ||
| Lori Simon | Registered representative | May 2020 (6y) | ||
| Marc Brian Scher | Registered representative | May 2020 (6y) | ||
| Margaret Louise Mclucas | Registered representative | May 2020 (6y) | ||
| Maria Ross | Registered representative | CFP | May 2020 (6y) | |
| Mark I Miller | Registered representative | May 2020 (6y) | ||
| Mark S Pierre | Registered representative | May 2020 (6y) | ||
| Marla Jessica Oster | Registered representative | May 2020 (6y) | ||
| Mary Ellen Rund | Registered representative | May 2020 (6y) | ||
| Maryellen A Passanisi | Registered representative | May 2020 (6y) | ||
| Matthew Jonathan Schuster | Registered representative | May 2020 (6y) | ||
| Matthew Mcandrew | Registered representative | May 2020 (6y) | ||
| Maureen Audrey Novak | Registered representative | CFP | May 2020 (6y) | |
| Mery P Rada | Registered representative | May 2020 (6y) | ||
| Michael Andrew Petrizzo | Registered representative | CFP | May 2020 (6y) | |
| Michael James Notter | Registered representative | May 2020 (6y) | ||
| Michael Lawrence Schwartz | Registered representative | May 2020 (6y) | ||
| Michael Patrick Rooney | Registered representative | May 2020 (6y) | ||
| Michael Sawyer | Registered representative | May 2020 (6y) | ||
| Michelle Ann Schlosser | Registered representative | May 2020 (6y) | ||
| Nancy Celeste Melendez | Registered representative | May 2020 (6y) | ||
| Nicholas J Tagliarino | Registered representative | May 2020 (6y) | ||
| Nicole E Mcmahon | Registered representative | May 2020 (6y) | ||
| Pamela Sue Shumway | Registered representative | May 2020 (6y) | ||
| Patrick C Natale | Registered representative | May 2020 (6y) | ||
| Patrick Jarrett Schwarz | Registered representative | CFP | May 2020 (6y) | |
| Paul Mcgeary | Registered representative | May 2020 (6y) | ||
| Peter Thomas Mccarthy | Registered representative | May 2020 (6y) | ||
| Phillip W Sherry | Registered representative | May 2020 (6y) | ||
| Richard Allan Seid | Registered representative | May 2020 (6y) | ||
| Richard John Mcconekey | Registered representative | CFP | May 2020 (6y) | |
| Richard L. Priore | Registered representative | CFP | May 2020 (6y) | |
| Richard Scott Schwamb | Registered representative | May 2020 (6y) | ||
| Robert James Mastrosimone | Registered representative | May 2020 (6y) | ||
| Robert Jed Rosenberg | Registered representative | May 2020 (6y) | ||
| Robert Pandolpho | Registered representative | May 2020 (6y) | ||
| Ronald Alan Oleet | Registered representative | May 2020 (6y) | ||
| Rosamond M O'connor | Registered representative | May 2020 (6y) | ||
| Sandra Stein | Registered representative | May 2020 (6y) | ||
| Sara Kathleen Scheck | Registered representative | May 2020 (6y) | ||
| Sean Mcdermott | Registered representative | May 2020 (6y) | ||
| Shawn G Ryan | Registered representative | May 2020 (6y) | ||
| Spencer Blair Rosman | Registered representative | May 2020 (6y) | ||
| Stephen Edward Muecke | Registered representative | CFP | May 2020 (6y) | |
| Steven Henderson Nezas | Registered representative | May 2020 (6y) | ||
| Steven Schneider | Registered representative | May 2020 (6y) | ||
| Susan Elwell Palmer | Registered representative | May 2020 (6y) | ||
| Terry Lee Osborn | Registered representative | CFP | May 2020 (6y) | |
| Thomas Elmer Thaney | Registered representative | May 2020 (6y) | ||
| Thomas Gordon Poteat | Registered representative | May 2020 (6y) | ||
| Thomas Martin Schmitz | Registered representative | May 2020 (6y) | ||
| Tim Joseph Mayberry | Registered representative | May 2020 (6y) | ||
| Todd Evan Pearl | Registered representative | May 2020 (6y) | ||
| Troy G Sebeck | Registered representative | May 2020 (6y) | ||
| Tyler Olsen | Registered representative | May 2020 (6y) | ||
| Tracie Marie Mc Carthy | Registered representative | May 2020 (6y) | ||
| Victor Shedlin | Registered representative | May 2020 (6y) | ||
| Warren Howard Rivetz | Registered representative | May 2020 (6y) | ||
| Warren Louis Teich | Registered representative | May 2020 (6y) | ||
| William Scott Saperston | Registered representative | May 2020 (6y) | ||
| William Stuart Mckee | Registered representative | May 2020 (6y) | ||
| Ximena Shannon | Registered representative | May 2020 (6y) | ||
| Zahra Rizvi | Registered representative | May 2020 (6y) | ||
| Anthony Traina | Registered representative | May 2020 (6y) | ||
| Denny Lee Galindo | Registered representative | May 2020 (6y) | ||
| Jacquelyn M Andrews | Registered representative | May 2020 (6y) | ||
| John Laurence Troisi | Registered representative | May 2020 (6y) | ||
| Paul F Torrisi | Registered representative | CFP | May 2020 (6y) | |
| Rocco Vincent Totino | Registered representative | May 2020 (6y) | ||
| Sue Ellen Tomasello | Registered representative | May 2020 (6y) | ||
| Sueanne Leah Schulman | Registered representative | May 2020 (6y) | ||
| Vincent Paul Tozzo | Registered representative | May 2020 (6y) | ||
| Alexander Pingol Tuason | Registered representative | May 2020 (6y) | ||
| Daniel L Weiner | Registered representative | May 2020 (6y) | ||
| Heather Ann Warne Hopkins | Registered representative | May 2020 (6y) | ||
| Helen Marie Truax | Registered representative | May 2020 (6y) | ||
| James F Valentino | Registered representative | May 2020 (6y) | ||
| James Walker | Registered representative | May 2020 (6y) | ||
| Jill Laurette Vigna | Registered representative | May 2020 (6y) | ||
| John Adrian Zaro | Registered representative | May 2020 (6y) | ||
| John Louis Vessa | Registered representative | CFP | May 2020 (6y) | |
| Joshua D Weisbrot | Registered representative | May 2020 (6y) | ||
| Katherine K Waters | Registered representative | May 2020 (6y) | ||
| Leonardo M. Vergara | Registered representative | May 2020 (6y) | ||
| Lisa Jillian Zarro | Registered representative | May 2020 (6y) | ||
| Matthew Michael Vaccaro | Registered representative | May 2020 (6y) | ||
| Michael William Troncale | Registered representative | CFP | May 2020 (6y) | |
| Nicholas Joseph Vertucci | Registered representative | May 2020 (6y) | ||
| Paul T Weadock | Registered representative | May 2020 (6y) | ||
| Paul Twarda Uhrynowski | Registered representative | May 2020 (6y) | ||
| Peter Andrew Weiss | Registered representative | May 2020 (6y) | ||
| Richard Allen White | Registered representative | May 2020 (6y) | ||
| Richard F White | Registered representative | May 2020 (6y) | ||
| Richard R Ugolini | Registered representative | May 2020 (6y) | ||
| Robb Adam Wilner | Registered representative | May 2020 (6y) | ||
| Ron J. Vinder | Registered representative | May 2020 (6y) | ||
| Ronald H. Yoo | Registered representative | May 2020 (6y) | ||
| Russell Douglas Weill | Registered representative | May 2020 (6y) | ||
| Salvatore Peter Vitale | Registered representative | May 2020 (6y) | ||
| Stephen Viafore | Registered representative | May 2020 (6y) | ||
| Stephen Wronski | Registered representative | May 2020 (6y) | ||
| Tamara Lynn Wheeling | Registered representative | May 2020 (6y) | ||
| Valencia Vanessa Tuitt | Registered representative | May 2020 (6y) | ||
| Victor D. Ziminsky | Registered representative | May 2020 (6y) | ||
| William Herbert Vandenbrul | Registered representative | May 2020 (6y) | ||
| Alexandra Isabella Vanmeurs | Registered representative | May 2020 (6y) | ||
| David Homer Graham | Registered representative | May 2020 (6y) | ||
| Grace Marie Lobato | Registered representative | May 2020 (6y) | ||
| Kevin Entwistle | Registered representative | May 2020 (6y) | ||
| Nicholas Scott Pulli | Registered representative | May 2020 (6y) | ||
| Richard Wayne Nelson | Registered representative | May 2020 (6y) | ||
| Rosario Burns | Registered representative | May 2020 (6y) | ||
| Thierno Omar Diallo | Registered representative | May 2020 (6y) | ||
| Chase Alan Lako | Registered representative | May 2020 (6y) | ||
| Christine Anne Sneyer | Registered representative | May 2020 (6y) | ||
| Dillon M Burke | Registered representative | May 2020 (6y) | ||
| John Thomas Nicolaus | Registered representative | May 2020 (6y) | ||
| Kathleen Denise Geremia | Registered representative | May 2020 (6y) | ||
| Kathleen Mcnicholas Entwistle | Registered representative | May 2020 (6y) | ||
| Gregory Mark Rooney | Registered representative | CFA | May 2020 (6y) | |
| Ahkiel White | Registered representative | May 2020 (6y) | ||
| Benjamin H Katz | Registered representative | May 2020 (6y) | ||
| Lin Xie | Registered representative | May 2020 (6y) | ||
| Sarah K Unfried | Registered representative | May 2020 (6y) | ||
| Nicholas M Ferreira | Registered representative | Jun 2020 (6y) | ||
| Simon Alexander Bonilla | Registered representative | Jun 2020 (6y) | ||
| Allen Keith Short | Registered representative | CFP | Jun 2020 (6y) | |
| Benjamin Elie Aslan | Registered representative | Jun 2020 (6y) | ||
| Damon D Johnson | Registered representative | Jun 2020 (6y) | ||
| Derek Johnson | Registered representative | Jun 2020 (6y) | ||
| Joseph Longobardi | Registered representative | CFP | Jun 2020 (6y) | |
| Joseph Steven Hennessey | Registered representative | Jun 2020 (6y) | ||
| Michael G Mcternan | Registered representative | CFP | Jun 2020 (6y) | |
| Michael Richard Farrell | Registered representative | Jun 2020 (6y) | ||
| Michelle Queensen | Registered representative | Jun 2020 (6y) | ||
| Paul Garrett Anderson | Registered representative | Jun 2020 (6y) | ||
| Steven Mitchell Ware | Registered representative | Jun 2020 (6y) | ||
| Thomas Aguna | Registered representative | Jun 2020 (6y) | ||
| Kristen Rebecca Kaczmark | Registered representative | Jun 2020 (6y) | ||
| John Arthur Tarquinio | Registered representative | Jun 2020 (6y) | ||
| Kyle T Zwiren | Registered representative | Jun 2020 (6y) | ||
| Michelle Victoria Wojkowski | Registered representative | Jun 2020 (6y) | ||
| Nicholas A Feeney | Registered representative | Jun 2020 (6y) | ||
| Zachary J.M. Deschaine | Registered representative | CFA | Jun 2020 (6y) | |
| Brian Joseph Tarquinio | Registered representative | Jun 2020 (6y) | ||
| Jennifer Antoinette Segura | Registered representative | Jun 2020 (6y) | ||
| Mark Mohtashemi | Registered representative | CFP | Jun 2020 (6y) | |
| Michael Alexander Scotto | Registered representative | Jun 2020 (6y) | ||
| Victor Thomas Livingstone | Registered representative | Jun 2020 (6y) | ||
| John Ludwig Burger | Registered representative | Jun 2020 (6y) | ||
| Andrea Calderon Testa | Registered representative | Jun 2020 (6y) | ||
| Bryon James Botsford | Registered representative | Jun 2020 (6y) | ||
| Bradley Baskir | Registered representative | Jun 2020 (6y) | ||
| Christopher Roy Michinaka | Registered representative | Jun 2020 (6y) | ||
| Diana Carrejo Shuman | Registered representative | CFP | Jun 2020 (6y) | |
| James Norman Holzapfel | Registered representative | Jun 2020 (6y) | ||
| John D. Race | Registered representative | Jun 2020 (6y) | ||
| Karen Lauree Dattilio | Registered representative | Jun 2020 (6y) | ||
| Kenneth Richard Holzapfel | Registered representative | Jun 2020 (6y) | ||
| Kevin James Birkner | Registered representative | Jun 2020 (6y) | ||
| Michael Scott Barron | Registered representative | CFP | Jun 2020 (6y) | |
| Nathanael R Roetto | Registered representative | Jun 2020 (6y) | ||
| Philip Ambrosino | Registered representative | Jun 2020 (6y) | ||
| William Conrad Holzapfel | Registered representative | CFP | Jun 2020 (6y) | |
| William Gilbert Glennon | Registered representative | Jun 2020 (6y) | ||
| Dennis Berardi | Registered representative | Jun 2020 (6y) | ||
| Ronald Charles Reno Simpson | Registered representative | Jun 2020 (6y) | ||
| Alexandra Kathryn Pohutsky | Registered representative | Jun 2020 (6y) | ||
| Benton H Olson | Registered representative | Jun 2020 (6y) | ||
| Kyle Walker Smithers | Registered representative | Jun 2020 (6y) | ||
| Janet Kim Mc Cormick | Registered representative | Jun 2020 (6y) | ||
| Matthew Alan Thompson | Registered representative | Jun 2020 (6y) | ||
| Teresa Jean Watson | Registered representative | Jun 2020 (6y) | ||
| Delicia Nicole Britton | Registered representative | Jun 2020 (6y) | ||
| Jenna Erin Rutchik | Registered representative | Jun 2020 (6y) | ||
| Ling Lin | Registered representative | Jun 2020 (6y) | ||
| Peter John Sluka | Registered representative | Jun 2020 (6y) | ||
| Gregory J Hesse | Registered representative | CFP | Jun 2020 (6y) | |
| Louis Joseph Lukic | Registered representative | Jun 2020 (6y) | ||
| Manuel Dermanuelian | Registered representative | Jun 2020 (6y) | ||
| Michael D Edmonds | Registered representative | Jun 2020 (6y) | ||
| Xi Wang | Registered representative | Jun 2020 (6y) | ||
| Joseph Crowley | Registered representative | Jun 2020 (6y) | ||
| Christopher John Weber | Registered representative | Jun 2020 (6y) | ||
| Christopher Michael Berzon | Registered representative | CFP | Jun 2020 (6y) | |
| Evan Fishman | Registered representative | Jun 2020 (6y) | ||
| Jennifer Lynne White | Registered representative | Jun 2020 (6y) | ||
| Jill Marie Stych | Registered representative | Jun 2020 (6y) | ||
| Martyn Joseph Ballestero | Registered representative | Jun 2020 (6y) | ||
| Paul Luke O'beirne | Registered representative | Jun 2020 (6y) | ||
| Brian Bolton | Registered representative | Jun 2020 (6y) | ||
| Daniel Everett Espin | Registered representative | Jun 2020 (6y) | ||
| Jeroen Van Der Sanden | Registered representative | Jun 2020 (6y) | ||
| Ryan Joseph Snarski | Registered representative | Jun 2020 (6y) | ||
| Taylor Jarrett Ferguson | Registered representative | Jun 2020 (6y) | ||
| Jeffrey Alan Stein | Registered representative | Jun 2020 (6y) | ||
| Andres Felipe Herrera | Registered representative | Jun 2020 (6y) | ||
| Barbara Jean Johnson | Registered representative | Jun 2020 (6y) | ||
| Carlos Julio Arango | Registered representative | Jun 2020 (6y) | ||
| Frank Thomas Guerriero | Registered representative | Jun 2020 (6y) | ||
| Jenny Savallo | Registered representative | Jun 2020 (6y) | ||
| Maria Carolina Cardenas | Registered representative | Jun 2020 (6y) | ||
| Richard A Rosbach | Registered representative | Jun 2020 (6y) | ||
| Victor Panos | Registered representative | Jun 2020 (6y) | ||
| Winifred Ann Rosbach | Registered representative | Jun 2020 (6y) | ||
| Amethyst Lewis | Registered representative | Jun 2020 (6y) | ||
| Brian Stewart Penzel | Registered representative | Jun 2020 (6y) | ||
| Cesar Emiliano Castelo Campillo | Registered representative | Jun 2020 (6y) | ||
| Constanza Gonzalez Camacho | Registered representative | Jun 2020 (6y) | ||
| Joris Buffa | Registered representative | Jun 2020 (6y) | ||
| Joshua Martin Davis | Registered representative | Jun 2020 (6y) | ||
| Kristina Mae Dinglasa Buck | Registered representative | Jun 2020 (6y) | ||
| Manuel A Albuquerque | Registered representative | CFP | Jun 2020 (6y) | |
| Molly Davis | Registered representative | Jun 2020 (6y) | ||
| Jeffrey Michael Barr | Registered representative | Jun 2020 (6y) | ||
| Patricia Lynn Messner | Registered representative | Jun 2020 (6y) | ||
| Anna M Kiledjian | Registered representative | Jul 2020 (6y) | ||
| Maria Lourdes De Lourdes Echaide | Registered representative | Jul 2020 (6y) | ||
| Stacy Lynn Hollinger | Registered representative | Jul 2020 (6y) | ||
| Catherine Mary Callahan | Registered representative | Jul 2020 (6y) | ||
| Christopher D Anderson | Registered representative | Jul 2020 (6y) | ||
| David A. Schneider | Registered representative | CFP | Jul 2020 (6y) | |
| James Dalton Coleman | Registered representative | Jul 2020 (6y) | ||
| Michael H Kebler | Registered representative | Jul 2020 (6y) | ||
| Natalie Navellier Holden | Registered representative | Jul 2020 (6y) | ||
| Penny A Fontana | Registered representative | Jul 2020 (6y) | ||
| Richard Allan Comeau | Registered representative | Jul 2020 (6y) | ||
| Clint Michael Rosebush | Registered representative | Jul 2020 (6y) | ||
| Darryl L Aikens | Registered representative | Jul 2020 (6y) | ||
| Francisco Onofre Fernandez | Registered representative | Jul 2020 (6y) | ||
| David Patrick Drea | Registered representative | Jul 2020 (6y) | ||
| Joven Cordero Arella | Registered representative | Jul 2020 (6y) | ||
| Katherine Lauren Fletcher Froese | Registered representative | Jul 2020 (6y) | ||
| Mark Edward Weston | Registered representative | Jul 2020 (6y) | ||
| Simon John Carter | Registered representative | Jul 2020 (6y) | ||
| Thomas Edward Miller | Registered representative | Jul 2020 (6y) | ||
| Francis Spyros Leontitsis | Registered representative | Jul 2020 (6y) | ||
| Garret J Russell | Registered representative | Jul 2020 (6y) | ||
| John Carlos Couto | Registered representative | Jul 2020 (6y) | ||
| Julian Beau Capen | Registered representative | Jul 2020 (6y) | ||
| Laura A White | Registered representative | Jul 2020 (6y) | ||
| Sabrina Rachael Parness | Registered representative | Jul 2020 (6y) | ||
| Christopher R Walsh | Registered representative | Jul 2020 (6y) | ||
| Corey George Acker | Registered representative | Jul 2020 (6y) | ||
| Darlene Rina Harada Mikami | Registered representative | Jul 2020 (6y) | ||
| James B Sessoms | Registered representative | Jul 2020 (6y) | ||
| Mark Raymond Brackett | Registered representative | Jul 2020 (6y) | ||
| Victor Ernest Bruno | Registered representative | Jul 2020 (6y) | ||
| Brandon William Johnson | Registered representative | Jul 2020 (6y) | ||
| Kelly Ann Kashmiry | Registered representative | Jul 2020 (6y) | ||
| Nicholas Reed Chandler | Registered representative | Jul 2020 (6y) | ||
| Ross Alan Monten | Registered representative | Jul 2020 (6y) | ||
| Patrick Farinholt Dunbar | Registered representative | Jul 2020 (6y) | ||
| Francisco Salazar Moreno | Registered representative | Jul 2020 (6y) | ||
| Gregory M Phelan | Registered representative | Jul 2020 (6y) | ||
| Kayla Mc Kee | Registered representative | Jul 2020 (6y) | ||
| Spencer J O'rourke | Registered representative | Jul 2020 (6y) | ||
| David Harrison Smith | Registered representative | Jul 2020 (6y) | ||
| Jaime Perez Montes | Registered representative | Jul 2020 (6y) | ||
| Joseph Charles Vinciguerra | Registered representative | Jul 2020 (6y) | ||
| Nicholas Sowa | Registered representative | Jul 2020 (6y) | ||
| Austin Davis Whitley | Registered representative | Jul 2020 (6y) | ||
| Chance Michael Taylor | Registered representative | Jul 2020 (6y) | ||
| Gary Crowe Casey | Registered representative | Jul 2020 (6y) | ||
| Paul Michael Conklin | Registered representative | CFP | Jul 2020 (6y) | |
| Raymond S Beyda | Registered representative | Jul 2020 (6y) | ||
| Renee D Manalansan | Registered representative | Jul 2020 (6y) | ||
| Ryan H Conklin | Registered representative | Jul 2020 (6y) | ||
| Samuel H Wesselschmidt | Registered representative | Jul 2020 (6y) | ||
| Tobias Colson Leonardos | Registered representative | Jul 2020 (6y) | ||
| William Merrick Slade | Registered representative | Jul 2020 (6y) | ||
| Eduardo J Gonzalez | Registered representative | Jul 2020 (6y) | ||
| Dean H Miller | Registered representative | Jul 2020 (6y) | ||
| Sarah Nicole Wagner Fiorelli | Registered representative | Jul 2020 (6y) | ||
| Brian Fitzgerald Chaszar | Registered representative | Jul 2020 (6y) | ||
| Rachelle Marie Chia | Registered representative | Jul 2020 (6y) | ||
| Jason Ly | Registered representative | Jul 2020 (6y) | ||
| Vivek Mehta | Registered representative | Jul 2020 (6y) | ||
| William E Moss | Registered representative | Jul 2020 (6y) | ||
| Crystal Marie Cecala | Registered representative | Jul 2020 (6y) | ||
| Daniel Miller Cochran | Registered representative | Jul 2020 (6y) | ||
| Denise A Wine | Registered representative | Jul 2020 (6y) | ||
| Ivan Chan | Registered representative | Jul 2020 (6y) | ||
| James Frederick White | Registered representative | Jul 2020 (6y) | ||
| John S Ramacciotti | Registered representative | Jul 2020 (6y) | ||
| Jon C Brooks | Registered representative | Jul 2020 (6y) | ||
| Kathleen Head Pezzuoli | Registered representative | Jul 2020 (6y) | ||
| Mark David Brezina | Registered representative | Jul 2020 (6y) | ||
| Andrew Stewart Hartman Maloy | Registered representative | Aug 2020 (6y) | ||
| Antonio Thomas Giuliani | Registered representative | Aug 2020 (6y) | ||
| Bruno Miari Cunha | Registered representative | Aug 2020 (6y) | ||
| Danielle Patricia Herman Knotz | Registered representative | Aug 2020 (6y) | ||
| Debra Ann Merwin | Registered representative | Aug 2020 (6y) | ||
| Irene B Molnar | Registered representative | Aug 2020 (6y) | ||
| Anthony Joseph Nasca | Registered representative | Aug 2020 (6y) | ||
| Amy Elizabeth Lewallen | Registered representative | Aug 2020 (6y) | ||
| Caroline Elizabeth Langner | Registered representative | Aug 2020 (6y) | ||
| Guy Magen | Registered representative | Aug 2020 (6y) | ||
| Kelly E Dewey | Registered representative | Aug 2020 (6y) | ||
| Nancilyn M Stafutti | Registered representative | Aug 2020 (6y) | ||
| Leigh Ann Schield | Registered representative | Aug 2020 (6y) | ||
| Rodrigo I Suarez Navarro | Registered representative | Aug 2020 (6y) | ||
| Anastasia P Seikaly | Registered representative | Aug 2020 (6y) | ||
| Jeffrey P Sussman | Registered representative | Aug 2020 (6y) | ||
| Liam Thomas Byrne | Registered representative | Aug 2020 (6y) | ||
| Lisa Lynn Morrow | Registered representative | Aug 2020 (6y) | ||
| Marco Bornia | Registered representative | Aug 2020 (6y) | ||
| Mckenzie Alyce King | Registered representative | Aug 2020 (6y) | ||
| Nykea Genene Hughes | Registered representative | Aug 2020 (6y) | ||
| Ralph L Rogers | Registered representative | Aug 2020 (6y) | ||
| Roger Michael Stern | Registered representative | Aug 2020 (6y) | ||
| Anabelle Ramirez | Registered representative | Aug 2020 (6y) | ||
| Bryan V Fowlkes | Registered representative | Aug 2020 (6y) | ||
| Jacqueline E Morales | Registered representative | Aug 2020 (6y) | ||
| Jeremy Michael Rayburn | Registered representative | Aug 2020 (6y) | ||
| Xianzheng Zhong | Registered representative | Aug 2020 (6y) | ||
| Carol April Hunt | Registered representative | Aug 2020 (6y) | ||
| Jacob C Golladay | Registered representative | Aug 2020 (6y) | ||
| Denine Kittler Bergeland | Registered representative | CFP | Aug 2020 (6y) | |
| Elizabeth A Payne | Registered representative | Aug 2020 (6y) | ||
| Eric D Fuller | Registered representative | Aug 2020 (6y) | ||
| Eric Victor Espino | Registered representative | Aug 2020 (6y) | ||
| Jules Raymond Gimbernat | Registered representative | Aug 2020 (6y) | ||
| Jordan Gomez | Registered representative | Aug 2020 (6y) | ||
| Lee Stephen Neugebauer | Registered representative | Aug 2020 (6y) | ||
| Lara Beth Leonard | Registered representative | Aug 2020 (6y) | ||
| Trisha Asbury | Registered representative | Aug 2020 (6y) | ||
| Angelo Micciche | Registered representative | Aug 2020 (6y) | ||
| Jordan Gales | Registered representative | Aug 2020 (6y) | ||
| Jordan Dawn Kongiser | Registered representative | Aug 2020 (6y) | ||
| Ty Pratt | Registered representative | Aug 2020 (6y) | ||
| Matthew Daniel Probst | Registered representative | Aug 2020 (6y) | ||
| Nicole D Rosa | Registered representative | Aug 2020 (6y) | ||
| Natalia Rodriguez Sanchez | Registered representative | Aug 2020 (6y) | ||
| Samuel W Kim | Registered representative | Aug 2020 (6y) | ||
| Anne Marie Sever | Registered representative | Aug 2020 (6y) | ||
| Charles Ellsworth Oehmke | Registered representative | Aug 2020 (6y) | ||
| Daniel B Sullivan | Registered representative | Aug 2020 (6y) | ||
| Randall Larry Krenzin | Registered representative | CFP | Aug 2020 (6y) | |
| Thomas Michael Donnelly | Registered representative | Aug 2020 (6y) | ||
| Danielle Allyson Beard | Registered representative | Aug 2020 (6y) | ||
| Michael David Neal | Registered representative | Aug 2020 (6y) | ||
| Michael Edward Mosher | Registered representative | Aug 2020 (6y) | ||
| Samantha Kucevic | Registered representative | Aug 2020 (6y) | ||
| Verniece Tai | Registered representative | Aug 2020 (6y) | ||
| David Howard Bulkley | Registered representative | Aug 2020 (6y) | ||
| James Carl Ryan | Registered representative | CFP | Aug 2020 (6y) | |
| Daniel James Hartford | Registered representative | Aug 2020 (6y) | ||
| Brian Norton | Registered representative | Aug 2020 (6y) | ||
| Carina Monique Flores | Registered representative | Aug 2020 (6y) | ||
| Luke Skifich | Registered representative | CFP Chartered Financial Consultant | Aug 2020 (6y) | |
| Matthew Steven Bernacchia | Registered representative | Aug 2020 (6y) | ||
| Tiffany Karine Thomas | Registered representative | Aug 2020 (6y) | ||
| Allan John Klenke | Registered representative | Aug 2020 (6y) | ||
| Amanda Vance Moran | Registered representative | Aug 2020 (6y) | ||
| Ann Clara Whalen | Registered representative | Aug 2020 (6y) | ||
| Anthony F Vila | Registered representative | Aug 2020 (6y) | ||
| Brian John Wells | Registered representative | CFP | Aug 2020 (6y) | |
| Brian Patrick Kelly | Registered representative | Aug 2020 (6y) | ||
| Daniel Patrick O'connor | Registered representative | Aug 2020 (6y) | ||
| Domenic Luca Matera | Registered representative | Aug 2020 (6y) | ||
| Donna Ann George | Registered representative | Aug 2020 (6y) | ||
| George Ezio Di Matteo | Registered representative | Aug 2020 (6y) | ||
| Gregory Owen Klenke | Registered representative | Aug 2020 (6y) | ||
| James Michael Sands | Registered representative | Aug 2020 (6y) | ||
| John V Balascio | Registered representative | Aug 2020 (6y) | ||
| Jordan Thomas Winterfeld | Registered representative | CFP | Aug 2020 (6y) | |
| Kevin Michael Leblanc | Registered representative | Aug 2020 (6y) | ||
| Lisa Marie Winters | Registered representative | Aug 2020 (6y) | ||
| Lizabeta Kocovic | Registered representative | Aug 2020 (6y) | ||
| Lorraine Blevins | Registered representative | Aug 2020 (6y) | ||
| Lyndsay B Schick | Registered representative | Aug 2020 (6y) | ||
| Marco Rivera Manrique | Registered representative | Aug 2020 (6y) | ||
| Mark Allen Kaye | Registered representative | Aug 2020 (6y) | ||
| Mark Watros | Registered representative | Aug 2020 (6y) | ||
| Michael Joseph Idy | Registered representative | Aug 2020 (6y) | ||
| Paul G Servidio | Registered representative | Aug 2020 (6y) | ||
| Radu Palasan | Registered representative | Aug 2020 (6y) | ||
| Ricardo Javier Avila | Registered representative | Aug 2020 (6y) | ||
| Salvatore Charles Glorioso | Registered representative | Aug 2020 (6y) | ||
| Timothy L. O'connor | Registered representative | Aug 2020 (6y) | ||
| Zachary Elyachar | Registered representative | Aug 2020 (6y) | ||
| Alan Alfonso Banuelos | Registered representative | Aug 2020 (6y) | ||
| Connor Lucas Little | Registered representative | Aug 2020 (6y) | ||
| Deneen Tucei O'connor | Registered representative | Aug 2020 (6y) | ||
| Anthony N Angilletta | Registered representative | Sep 2020 (6y) | ||
| Norman Mark Gee | Registered representative | Sep 2020 (6y) | ||
| Ashley M Gredys | Registered representative | Sep 2020 (6y) | ||
| Benjamin Joseph White | Registered representative | Sep 2020 (6y) | ||
| Brandon Baarz | Registered representative | Sep 2020 (6y) | ||
| Greisy Aragon | Registered representative | Sep 2020 (6y) | ||
| Megan E Barjon | Registered representative | Sep 2020 (6y) | ||
| Thomas Andrew Mc Cabe | Registered representative | Sep 2020 (6y) | ||
| Thomas Ray Gee | Registered representative | Sep 2020 (6y) | ||
| Anthony T Cortina | Registered representative | Sep 2020 (6y) | ||
| Brett Jordan Rhode | Registered representative | CFP | Sep 2020 (6y) | |
| Carolyn L Bradley | Registered representative | Sep 2020 (6y) | ||
| Darren L Hugo | Registered representative | CFP | Sep 2020 (6y) | |
| Gerald E Crum | Registered representative | Sep 2020 (6y) | ||
| Glenn Harris Shapiro | Registered representative | Sep 2020 (6y) | ||
| James Stewart Small | Registered representative | Sep 2020 (6y) | ||
| James Linnehan | Registered representative | Sep 2020 (6y) | ||
| Jennifer Michelle Zislin | Registered representative | Sep 2020 (6y) | ||
| Katerina Simonetti Bakh | Registered representative | Sep 2020 (6y) | ||
| Kenneth Andrew Marcus | Registered representative | Sep 2020 (6y) | ||
| Kristin Katie Buro | Registered representative | Sep 2020 (6y) | ||
| Man Ying Cheung | Registered representative | Sep 2020 (6y) | ||
| Margaret Kathryn Hagy | Registered representative | Sep 2020 (6y) | ||
| Matthew Craig Giordano | Registered representative | Sep 2020 (6y) | ||
| Matthew E Zakrzewski | Registered representative | Sep 2020 (6y) | ||
| Richard Paul Atcavage | Registered representative | Sep 2020 (6y) | ||
| Sandra Noda Lanoie | Registered representative | Sep 2020 (6y) | ||
| Thomas L Cannon | Registered representative | Sep 2020 (6y) | ||
| Kellie English Eck | Registered representative | Sep 2020 (6y) | ||
| Erica Minor | Registered representative | Sep 2020 (6y) | ||
| Erick Silva | Registered representative | Sep 2020 (6y) | ||
| Lina Maria Alanis | Registered representative | Sep 2020 (6y) | ||
| Timothy D Bryan | Registered representative | Sep 2020 (6y) | ||
| Hannah Kaitlin Spasojevic | Registered representative | Sep 2020 (6y) | ||
| Kirk Gerard Aguer | Registered representative | Sep 2020 (6y) | ||
| Patricia O Aguer | Registered representative | Sep 2020 (6y) | ||
| Ellen Mary Ficacci | Registered representative | Sep 2020 (6y) | ||
| Ira Howard Mark | Registered representative | Sep 2020 (6y) | ||
| Jonathan Ross Fladell | Registered representative | Sep 2020 (6y) | ||
| Michael J Berger | Registered representative | Sep 2020 (6y) | ||
| Carter J O'daniel | Registered representative | Sep 2020 (6y) | ||
| Zachary Isaiah Epstein | Registered representative | Sep 2020 (6y) | ||
| Jamie Ford Ford Saalfeld | Registered representative | Sep 2020 (6y) | ||
| Madelynn L Merrill | Registered representative | Sep 2020 (6y) | ||
| Michael Ta Hsu | Registered representative | Sep 2020 (6y) | ||
| Rachel Leeann Mc Elroy | Registered representative | Sep 2020 (6y) | ||
| Konstantine P Karloutsos | Registered representative | Sep 2020 (6y) | ||
| Kaylee Brooke Mc Fadzen | Registered representative | Sep 2020 (6y) | ||
| Matthew R Collins | Registered representative | Sep 2020 (6y) | ||
| Michael William Barber | Registered representative | Sep 2020 (6y) | ||
| Nadira Ramnarain | Registered representative | Sep 2020 (6y) | ||
| Anna J Roberson | Registered representative | Sep 2020 (6y) | ||
| Aubrey E Wilson | Registered representative | Sep 2020 (6y) | ||
| Austin L Cook | Registered representative | Sep 2020 (6y) | ||
| Adam Joseph Connolly | Registered representative | CFP | Sep 2020 (6y) | |
| Alina Ali | Registered representative | Sep 2020 (6y) | ||
| Alyson Elizabeth Reeves | Registered representative | CFP | Sep 2020 (6y) | |
| Arthur Vale | Registered representative | CFP | Sep 2020 (6y) | |
| Benjamin S Ross | Registered representative | Sep 2020 (6y) | ||
| Bradley David Lidgard | Registered representative | Sep 2020 (6y) | ||
| Bradley Michael Beasley | Registered representative | Sep 2020 (6y) | ||
| Brandon Tyler Brown | Registered representative | Sep 2020 (6y) | ||
| Christopher Wayne Calmer | Registered representative | Sep 2020 (6y) | ||
| Dana Lambert | Registered representative | Sep 2020 (6y) | ||
| Diana L Hines | Registered representative | Sep 2020 (6y) | ||
| David Foreman | Registered representative | Sep 2020 (6y) | ||
| Hadi Fakhoury | Registered representative | CFP | Sep 2020 (6y) | |
| Harshal Doshi | Registered representative | Sep 2020 (6y) | ||
| Hamasa Osmani | Registered representative | Sep 2020 (6y) | ||
| Jacob M Dunn | Registered representative | Sep 2020 (6y) | ||
| John Philip Foreman | Registered representative | CFP | Sep 2020 (6y) | |
| James L Belew | Registered representative | Sep 2020 (6y) | ||
| Jonathan Edward Snedaker | Registered representative | Sep 2020 (6y) | ||
| Karen Anne Felmly | Registered representative | CFP | Sep 2020 (6y) | |
| Karen Marie Sciortino | Registered representative | Sep 2020 (6y) | ||
| Kathleen Reynolds | Registered representative | Sep 2020 (6y) | ||
| Kimberly C Myers | Registered representative | CFP | Sep 2020 (6y) | |
| Louis Stephen Meltzer | Registered representative | Sep 2020 (6y) | ||
| Maribeth Bates | Registered representative | Sep 2020 (6y) | ||
| Mark T Williams | Registered representative | Sep 2020 (6y) | ||
| Michael J Hatch | Registered representative | CFP | Sep 2020 (6y) | |
| Michael M Ashburn | Registered representative | Sep 2020 (6y) | ||
| William A Trapp | Registered representative | Sep 2020 (6y) | ||
| Walter R Trapp | Registered representative | Sep 2020 (6y) | ||
| Ashley Ann Kurth | Registered representative | Sep 2020 (6y) | ||
| Carles Ann Appling | Registered representative | Sep 2020 (6y) | ||
| Claudia Medina | Registered representative | Sep 2020 (6y) | ||
| Jocelyn Ann Mitchell | Registered representative | Sep 2020 (6y) | ||
| Victor Fontelles Monteiro | Registered representative | Sep 2020 (6y) | ||
| Waldir Najar Mahana | Registered representative | Sep 2020 (6y) | ||
| William F Mc Kenna | Registered representative | Sep 2020 (6y) | ||
| Benjamin Bryson Dawson | Registered representative | Sep 2020 (6y) | ||
| Jennifer M Mcdonald | Registered representative | Sep 2020 (6y) | ||
| Chris Von Turk | Registered representative | Sep 2020 (6y) | ||
| Mark Thomas Lombardi | Registered representative | Sep 2020 (6y) | ||
| David Joseph De Luca | Registered representative | Sep 2020 (6y) | ||
| Hayden Robert Dupont | Registered representative | Sep 2020 (6y) | ||
| Ioannis K Mitsis | Registered representative | Sep 2020 (6y) | ||
| John Taylor Genovese | Registered representative | Sep 2020 (6y) | ||
| Karen Veronica Rademeyer | Registered representative | CFP | Sep 2020 (6y) | |
| Kyle F Siebert | Registered representative | Sep 2020 (6y) | ||
| Krista Collver | Registered representative | Sep 2020 (6y) | ||
| Olivia Fae Baldwin | Registered representative | Sep 2020 (6y) | ||
| Taylor N Mccullers | Registered representative | Sep 2020 (6y) | ||
| Achilles Kontoyiannis | Registered representative | Sep 2020 (6y) | ||
| Conor Cellini Clancy | Registered representative | Sep 2020 (6y) | ||
| Gretchen Marie Hostetter | Registered representative | Sep 2020 (6y) | ||
| Gary Andrew Miller | Registered representative | Sep 2020 (6y) | ||
| Karina Lagunas | Registered representative | Sep 2020 (6y) | ||
| Sean Matthew Clancy | Registered representative | Sep 2020 (6y) | ||
| Jade Leigh Mccoy | Registered representative | Sep 2020 (6y) | ||
| Margaret Leigh Pretorius | Registered representative | Sep 2020 (6y) | ||
| Adam Jeffrey Maske | Registered representative | Sep 2020 (6y) | ||
| Drew Michael Cleereman | Registered representative | Sep 2020 (6y) | ||
| Jacob W Mahony | Registered representative | Sep 2020 (6y) | ||
| Michael Gang Wang | Registered representative | CFA | Sep 2020 (6y) | |
| Sarah Ferguson | Registered representative | Sep 2020 (6y) | ||
| Shauna Mc Kennis Simpson | Registered representative | Sep 2020 (6y) | ||
| Victoria Oliveira | Registered representative | Sep 2020 (6y) | ||
| Elizabeth A Mcneilly | Registered representative | Sep 2020 (6y) | ||
| Edward Joshua Ross | Registered representative | Sep 2020 (6y) | ||
| Mindy Mikyong Kim | Registered representative | Sep 2020 (6y) | ||
| Norman Kenneth Ferrando | Registered representative | Sep 2020 (6y) | ||
| Rohil Vir Basu | Registered representative | Sep 2020 (6y) | ||
| Sharon Mary Cunningham | Registered representative | Sep 2020 (6y) | ||
| Catherine Ashley Johnson | Registered representative | Sep 2020 (6y) | ||
| David M Simon | Registered representative | Sep 2020 (6y) | ||
| David Wayne Hood | Registered representative | CFA | Sep 2020 (6y) | |
| Daniel Michael Rubino | Registered representative | Sep 2020 (6y) | ||
| Garfield A Durham | Registered representative | Sep 2020 (6y) | ||
| Julia Ann Zimm | Registered representative | Sep 2020 (6y) | ||
| Melissa Link | Registered representative | Sep 2020 (6y) | ||
| Paul Bomwell | Registered representative | Sep 2020 (6y) | ||
| Wesley A May | Registered representative | Sep 2020 (6y) | ||
| Elizabeth F Gawronski | Registered representative | Oct 2020 (6y) | ||
| Esteban Perez | Registered representative | Oct 2020 (6y) | ||
| Peter Jason Demarco | Registered representative | Oct 2020 (6y) | ||
| Shyanna Marie Phillips | Registered representative | Oct 2020 (6y) | ||
| Vickie Lynn Crawford | Registered representative | Oct 2020 (6y) | ||
| Yecenia Lee | Registered representative | Oct 2020 (6y) | ||
| Amanda Katherine Leff | Registered representative | Oct 2020 (6y) | ||
| Ann Nadean Mathey | Registered representative | Oct 2020 (6y) | ||
| Bryan Travis Stephens | Registered representative | CFP | Oct 2020 (6y) | |
| Daniel Joseph Levy | Registered representative | Oct 2020 (6y) | ||
| Edward Richard Riepe | Registered representative | CFP | Oct 2020 (6y) | |
| Elizabeth Sharon Roberts | Registered representative | Oct 2020 (6y) | ||
| Haley Madison Reiher | Registered representative | Oct 2020 (6y) | ||
| James Andrew Pardieu | Registered representative | Oct 2020 (6y) | ||
| Karen Beth Rosner | Registered representative | CFP | Oct 2020 (6y) | |
| Matthew Ray Ricketts | Registered representative | Oct 2020 (6y) | ||
| Pamela Chasin | Registered representative | Oct 2020 (6y) | ||
| Sanford Irving Smith | Registered representative | Oct 2020 (6y) | ||
| Stephanie A Bregante | Registered representative | Oct 2020 (6y) | ||
| Ylisa I Sanford | Registered representative | CFP | Oct 2020 (6y) | |
| Lucille Hu | Registered representative | Oct 2020 (6y) | ||
| Luis A Castellanos | Registered representative | Oct 2020 (6y) | ||
| Michael Sroga | Registered representative | Oct 2020 (6y) | ||
| Tariq Shaikh | Registered representative | Oct 2020 (6y) | ||
| Thomas Mason Monk | Registered representative | Oct 2020 (6y) | ||
| Alexander Kaufmann | Registered representative | Oct 2020 (6y) | ||
| John Clark Rizzo | Registered representative | Oct 2020 (6y) | ||
| Jeffrey Keith Rogers | Registered representative | Oct 2020 (6y) | ||
| Willow Alexis Pavliga | Registered representative | Oct 2020 (6y) | ||
| Anbreen Y. Khan | Registered representative | Oct 2020 (6y) | ||
| Christopher G. Passavia | Registered representative | Oct 2020 (6y) | ||
| Luke Wade Michalik | Registered representative | Oct 2020 (6y) | ||
| Matthew Rhett Chasin | Registered representative | Oct 2020 (6y) | ||
| Shanna Jacobs | Registered representative | Oct 2020 (6y) | ||
| Bruce Robert Swift | Registered representative | Oct 2020 (6y) | ||
| Jennifer P Kiezel | Registered representative | Oct 2020 (6y) | ||
| James William Gravalis | Registered representative | Oct 2020 (6y) | ||
| Brian David Stickler | Registered representative | Oct 2020 (6y) | ||
| Cole A Green | Registered representative | Oct 2020 (6y) | ||
| Frederick Paul Lawrence | Registered representative | Oct 2020 (6y) | ||
| Jonathan Richard Oconnell | Registered representative | Oct 2020 (6y) | ||
| Victor Eugene Karidakes | Registered representative | Oct 2020 (6y) | ||
| Carina Elissa Watson | Registered representative | Oct 2020 (6y) | ||
| Karl Michael Lorenz | Registered representative | Oct 2020 (6y) | ||
| Surani Sirisena | Registered representative | Oct 2020 (6y) | ||
| Andrew Nelson Smith | Registered representative | Oct 2020 (6y) | ||
| Sean Dhila | Registered representative | Oct 2020 (6y) | ||
| John Daniel Glendinning | Registered representative | Oct 2020 (6y) | ||
| Shannon Marie Schatzman | Registered representative | Oct 2020 (6y) | ||
| John Erick Swinson | Registered representative | Oct 2020 (6y) | ||
| Douglas E. Wilson | Registered representative | Oct 2020 (6y) | ||
| James Cellucci | Registered representative | Oct 2020 (6y) | ||
| Lance Jeffrey Stoppenhagen | Registered representative | Oct 2020 (6y) | ||
| Matthew Joseph Ventura | Registered representative | Oct 2020 (6y) | ||
| Shih Hua Liu | Registered representative | CFP | Oct 2020 (6y) | |
| Tedi Camille Infante | Registered representative | Oct 2020 (6y) | ||
| Elaine Joan Shelton | Registered representative | Oct 2020 (6y) | ||
| Jacob Burnett Dotson | Registered representative | Oct 2020 (6y) | ||
| Robert Lawrence Coe | Registered representative | Oct 2020 (6y) | ||
| Ronald John Flohr | Registered representative | CFP | Oct 2020 (6y) | |
| Shanna L Mate | Registered representative | Oct 2020 (6y) | ||
| Stephen Lewis Marchel | Registered representative | Oct 2020 (6y) | ||
| Theodore Scott Khoury | Registered representative | Oct 2020 (6y) | ||
| William P Gallagher | Registered representative | Oct 2020 (6y) | ||
| Cindy H Engle | Registered representative | Oct 2020 (6y) | ||
| Gerald A Mccabe | Registered representative | Oct 2020 (6y) | ||
| Ali Ali Hemmat | Registered representative | Oct 2020 (6y) | ||
| Carlos Alberto Araguas | Registered representative | Oct 2020 (6y) | ||
| Ayanna L Fears | Registered representative | Oct 2020 (6y) | ||
| Brian Ray Snyder | Registered representative | Oct 2020 (6y) | ||
| Chris Kidd | Registered representative | CFP | Oct 2020 (6y) | |
| Cameron Peter Shorey | Registered representative | Oct 2020 (6y) | ||
| Daniel G Kaufman | Registered representative | CFP | Oct 2020 (6y) | |
| Shannon Webb | Registered representative | Oct 2020 (6y) | ||
| Timothy J Hourihan | Registered representative | Oct 2020 (6y) | ||
| Alan Jay Peller | Registered representative | Oct 2020 (6y) | ||
| Alyce W Weixler | Registered representative | Oct 2020 (6y) | ||
| Nancy Di Donato | Registered representative | Oct 2020 (6y) | ||
| Patrick Richard Mc Namara | Registered representative | Oct 2020 (6y) | ||
| Richard Roland Fulton | Registered representative | Oct 2020 (6y) | ||
| Debra K Blemker | Registered representative | Oct 2020 (6y) | ||
| Emily Rast Tarney | Registered representative | Oct 2020 (6y) | ||
| Cynthia M Stemple | Registered representative | Oct 2020 (6y) | ||
| Tracy Ann Nolen | Registered representative | Oct 2020 (6y) | ||
| Whitney Christine Duske | Registered representative | Oct 2020 (6y) | ||
| Jamie Giancola Schulman | Registered representative | Oct 2020 (6y) | ||
| Jingtong Zhi | Registered representative | Oct 2020 (6y) | ||
| Erica Spencer Dombroff | Registered representative | Oct 2020 (6y) | ||
| Kimberly Beth Bucello | Registered representative | Oct 2020 (6y) | ||
| Robert Mead Whibbs | Registered representative | Oct 2020 (6y) | ||
| Graham Richard Irish | Registered representative | Oct 2020 (6y) | ||
| Hannah Wanous Hensley | Registered representative | Oct 2020 (6y) | ||
| Manuel Loureiro | Registered representative | Oct 2020 (6y) | ||
| Meghan Q French | Registered representative | Oct 2020 (6y) | ||
| Marci Anne Coots | Registered representative | Oct 2020 (6y) | ||
| Reid E. Fields | Registered representative | Oct 2020 (6y) | ||
| Ryan M Kibiloski | Registered representative | CFP | Oct 2020 (6y) | |
| Amy Loyd Cook | Registered representative | Nov 2020 (6y) | ||
| Jaxon Peter William Kwong | Registered representative | Nov 2020 (6y) | ||
| Robert Pisano | Registered representative | Nov 2020 (6y) | ||
| Scott Arthur Gerde | Registered representative | Nov 2020 (6y) | ||
| Anna D Slaski | Registered representative | Nov 2020 (6y) | ||
| Marina Vest | Registered representative | Nov 2020 (6y) | ||
| Julia M Sinclair | Registered representative | Nov 2020 (6y) | ||
| Carlos Mercadal | Registered representative | Nov 2020 (6y) | ||
| Eric Lee Stern | Registered representative | Nov 2020 (6y) | ||
| Andy J Jacobitz | Registered representative | Nov 2020 (6y) | ||
| Alison Quinn Geary | Registered representative | Nov 2020 (6y) | ||
| Bennett William Cale | Registered representative | Nov 2020 (6y) | ||
| Gregory C Macko | Registered representative | Nov 2020 (6y) | ||
| Lawrence Casey Ennis | Registered representative | Nov 2020 (6y) | ||
| Parker Andrew Gaglione | Registered representative | Nov 2020 (6y) | ||
| Robert Jeffrey Forrest | Registered representative | Nov 2020 (6y) | ||
| Andrea N O'donnell | Registered representative | Nov 2020 (6y) | ||
| David Jackson Price | Registered representative | Nov 2020 (6y) | ||
| Darren Lewis | Registered representative | Nov 2020 (6y) | ||
| Kassidee C Lank | Registered representative | Nov 2020 (6y) | ||
| Mary H Topping | Registered representative | Nov 2020 (6y) | ||
| Adam Joseph Gillam | Registered representative | Nov 2020 (6y) | ||
| Brian D Casey | Registered representative | Nov 2020 (6y) | ||
| David Paul Schiebelhuth | Registered representative | Nov 2020 (6y) | ||
| Kaitlyn Matig Shogry | Registered representative | Nov 2020 (6y) | ||
| Brad Russell Burton | Registered representative | Nov 2020 (6y) | ||
| Adam David Ehrlich | Registered representative | Nov 2020 (6y) | ||
| Amy Michelle Moncla | Registered representative | Nov 2020 (6y) | ||
| Benjamin Hamilton Moore | Registered representative | Nov 2020 (6y) | ||
| Jaiyong Park | Registered representative | Nov 2020 (6y) | ||
| Nadia H Persaud | Registered representative | Nov 2020 (6y) | ||
| Perry Joseph Favia | Registered representative | Nov 2020 (6y) | ||
| Sara Dorlin Christoph | Registered representative | Nov 2020 (6y) | ||
| Trevor Oneil Yates | Registered representative | Nov 2020 (6y) | ||
| Vanessa Anne Jewett | Registered representative | Nov 2020 (6y) | ||
| Amanda Erin Kojis | Registered representative | Nov 2020 (6y) | ||
| Dante Gudino | Registered representative | Nov 2020 (6y) | ||
| James Henery Griffin | Registered representative | Nov 2020 (6y) | ||
| Marcie Beth Daleo | Registered representative | Nov 2020 (6y) | ||
| Monica Geraldine Janny | Registered representative | Nov 2020 (6y) | ||
| Natasha Krys Kalas | Registered representative | CFP | Nov 2020 (6y) | |
| Brianna Hurley | Registered representative | Nov 2020 (6y) | ||
| Lauren Petrone | Registered representative | Nov 2020 (6y) | ||
| Christina M Guzman | Registered representative | Nov 2020 (6y) | ||
| Sarah Marlise Kasun | Registered representative | Nov 2020 (6y) | ||
| Ward Van Siclen Cerny | Registered representative | Nov 2020 (6y) | ||
| Amber Renee Schrader | Registered representative | Nov 2020 (6y) | ||
| Margaret Read Mcgoldrick | Registered representative | Nov 2020 (6y) | ||
| James Moorhead Vermilye | Registered representative | CFP | Nov 2020 (6y) | |
| Rachelle Ann West | Registered representative | Nov 2020 (6y) | ||
| Harrison Jay Bunim | Registered representative | Nov 2020 (6y) | ||
| Keith Martin Mc Caslin | Registered representative | Nov 2020 (6y) | ||
| Alice Guo | Registered representative | Nov 2020 (6y) | ||
| Bryce A Metzger | Registered representative | Nov 2020 (6y) | ||
| Graham Jules Chevry | Registered representative | Nov 2020 (6y) | ||
| Jean Baptiste Bernard | Registered representative | Nov 2020 (6y) | ||
| Julia R Schap | Registered representative | Nov 2020 (6y) | ||
| Kathryn O Cocreham | Registered representative | Nov 2020 (6y) | ||
| Melina Russi Diebold | Registered representative | Nov 2020 (6y) | ||
| Michael Riley Chapman | Registered representative | Nov 2020 (6y) | ||
| Renee Elizabeth Masserant | Registered representative | Nov 2020 (6y) | ||
| Shawn Michael Burke | Registered representative | Nov 2020 (6y) | ||
| Erica Gonzalez | Registered representative | Nov 2020 (6y) | ||
| Janet Joann Brandt | Registered representative | Nov 2020 (6y) | ||
| Joseph D Emma | Registered representative | Nov 2020 (6y) | ||
| Joseph Xavier Saphia | Registered representative | Nov 2020 (6y) | ||
| Lloyd Pember Childs | Registered representative | Nov 2020 (6y) | ||
| Mari Sanders Danner | Registered representative | Nov 2020 (6y) | ||
| Carol Lynn Meyer | Registered representative | Nov 2020 (6y) | ||
| Jennifer Ann Chapman | Registered representative | Nov 2020 (6y) | ||
| Leslie Maria Figone | Registered representative | Nov 2020 (6y) | ||
| Jonathan Taylor Keeney Frucce | Registered representative | CFP | Nov 2020 (6y) | |
| Andrew Ryan Fent | Registered representative | Nov 2020 (6y) | ||
| Carolina Desiderato | Registered representative | Nov 2020 (6y) | ||
| Carolina Patricia Reynolds | Registered representative | Nov 2020 (6y) | ||
| Edward Winston Smith | Registered representative | Nov 2020 (6y) | ||
| Javier M Pardo Diaz | Registered representative | Nov 2020 (6y) | ||
| Jennifer Lee Benson | Registered representative | Nov 2020 (6y) | ||
| Justin Troy Shelman | Registered representative | Nov 2020 (6y) | ||
| Kenneth J Martin | Registered representative | Nov 2020 (6y) | ||
| Kristin Elizabeth Carter | Registered representative | Nov 2020 (6y) | ||
| Marquis Alexandria Bloomingdale | Registered representative | Nov 2020 (6y) | ||
| Renee R Morgan | Registered representative | Nov 2020 (6y) | ||
| Ryan Christopher Lovill | Registered representative | Nov 2020 (6y) | ||
| Richard Stephen Masley | Registered representative | Nov 2020 (6y) | ||
| Sean William Baker | Registered representative | CFP | Nov 2020 (6y) | |
| Thomas Otto Black | Registered representative | Nov 2020 (6y) | ||
| Wesley Stansel | Registered representative | Nov 2020 (6y) | ||
| Cassandra Waitkunas | Registered representative | Dec 2020 (6y) | ||
| Tanya Denise Hosner | Registered representative | Dec 2020 (6y) | ||
| Adam Lang Fetterman | Registered representative | Dec 2020 (6y) | ||
| Brandon Parker Fetterman | Registered representative | Dec 2020 (6y) | ||
| Brian P Burke | Registered representative | Dec 2020 (6y) | ||
| Catherine Mary D'agati | Registered representative | Dec 2020 (6y) | ||
| David Benjamin Raphan | Registered representative | Dec 2020 (6y) | ||
| Erik Stephen Beiermeister | Registered representative | CFP | Dec 2020 (6y) | |
| Jeffrey I Appelstein | Registered representative | CFP | Dec 2020 (6y) | |
| John Craig Mahoney | Registered representative | CFP | Dec 2020 (6y) | |
| Joseph M Gibson | Registered representative | Dec 2020 (6y) | ||
| Kathleen Agatha Campos | Registered representative | Dec 2020 (6y) | ||
| Lawrence William Catena | Registered representative | Dec 2020 (6y) | ||
| Sandra Swain | Registered representative | Dec 2020 (6y) | ||
| Barbara Rice Streeter | Registered representative | Dec 2020 (6y) | ||
| Diane Ruth Woods | Registered representative | Dec 2020 (6y) | ||
| Francisco Manuel Llano | Registered representative | Dec 2020 (6y) | ||
| Harlen Reyes Sandoval | Registered representative | Dec 2020 (6y) | ||
| Jose Miguel Mondragon | Registered representative | Dec 2020 (6y) | ||
| Leticia Buckley | Registered representative | Dec 2020 (6y) | ||
| Meghan Rae Carufe | Registered representative | Dec 2020 (6y) | ||
| Roberto C. Guiot | Registered representative | Dec 2020 (6y) | ||
| Robin Arianna Gonzales | Registered representative | Dec 2020 (6y) | ||
| Rodrigo Gonzalez | Registered representative | Dec 2020 (6y) | ||
| Sean Mark Fetterman | Registered representative | Dec 2020 (6y) | ||
| Samantha Diane Falk | Registered representative | Dec 2020 (6y) | ||
| Sara Jean Barbara De Palma | Registered representative | Dec 2020 (6y) | ||
| Susan W Cohan | Registered representative | Dec 2020 (6y) | ||
| Tattiana Quiros Vargas | Registered representative | Dec 2020 (6y) | ||
| Yontin Yonathan Teka | Registered representative | Dec 2020 (6y) | ||
| Christina Louise Divincenzo | Registered representative | Dec 2020 (6y) | ||
| Elizabeth Ann Scronce | Registered representative | Dec 2020 (6y) | ||
| George Keener Gill | Registered representative | Dec 2020 (6y) | ||
| Alan Lance Larson | Registered representative | Dec 2020 (6y) | ||
| Daniel Gockman | Registered representative | Dec 2020 (6y) | ||
| Hannah Rose Parr | Registered representative | Dec 2020 (6y) | ||
| James Harry Bais | Registered representative | Dec 2020 (6y) | ||
| Riley Griffin | Registered representative | Dec 2020 (6y) | ||
| Saleha Azimi Ghomi | Registered representative | Dec 2020 (6y) | ||
| Alexander Mark Kanko | Registered representative | Dec 2020 (6y) | ||
| Annie Van Tran | Registered representative | Dec 2020 (6y) | ||
| Debra Lynn Greening | Registered representative | Dec 2020 (6y) | ||
| Jacob Reeves | Registered representative | Dec 2020 (6y) | ||
| Michael G Curry | Registered representative | Dec 2020 (6y) | ||
| Sydney G Koletic | Registered representative | Dec 2020 (6y) | ||
| Alexis C Starkey | Registered representative | Dec 2020 (6y) | ||
| Amy H Sullivan | Registered representative | Dec 2020 (6y) | ||
| Ashley Orias Burkman | Registered representative | Dec 2020 (6y) | ||
| Brian T Kelley | Registered representative | Dec 2020 (6y) | ||
| Charles Edward Sessa | Registered representative | Dec 2020 (6y) | ||
| David Saul Eisen | Registered representative | Dec 2020 (6y) | ||
| Joe A Mercer | Registered representative | Dec 2020 (6y) | ||
| Kimberly Perez | Registered representative | Dec 2020 (6y) | ||
| Michael T Sessa | Registered representative | Dec 2020 (6y) | ||
| Noah John Westerman | Registered representative | Dec 2020 (6y) | ||
| Corinne Madison Shad | Registered representative | Dec 2020 (6y) | ||
| David Bailey Crosland | Registered representative | Dec 2020 (6y) | ||
| Joseph A Pugliese | Registered representative | Dec 2020 (6y) | ||
| Joseph Anthony Maximos | Registered representative | Dec 2020 (6y) | ||
| Marco Antonio Rima | Registered representative | Dec 2020 (6y) | ||
| Philip L Moffatt | Registered representative | Dec 2020 (6y) | ||
| Timothy Sutherland | Registered representative | Dec 2020 (6y) | ||
| Jennifer Marie Alewel | Registered representative | Dec 2020 (6y) | ||
| Lane R Gehle | Registered representative | Dec 2020 (6y) | ||
| Scott William Collard | Registered representative | Dec 2020 (6y) | ||
| Andrew Vincent Pisechko | Registered representative | Dec 2020 (6y) | ||
| Chad Revere Johnson | Registered representative | Dec 2020 (6y) | ||
| Dana Donovan | Registered representative | Dec 2020 (6y) | ||
| Nicholas Regen | Registered representative | Dec 2020 (6y) | ||
| Erika Marlena Tonges | Registered representative | Dec 2020 (6y) | ||
| Gary Joseph Sanchez | Registered representative | Dec 2020 (6y) | ||
| Katherine Maria Ferriter | Registered representative | Dec 2020 (6y) | ||
| Lauren Conigliaro | Registered representative | Dec 2020 (6y) | ||
| Mariana Brichesi | Registered representative | Dec 2020 (6y) | ||
| Rachel Anne Fletcher | Registered representative | Dec 2020 (6y) | ||
| Sogol Danaei | Registered representative | Dec 2020 (6y) | ||
| Dante Collins | Registered representative | Dec 2020 (6y) | ||
| David Steffensen | Registered representative | Dec 2020 (6y) | ||
| Freddy Alexander Menjivar | Registered representative | Dec 2020 (6y) | ||
| Kathleen Michaela Sullivan | Registered representative | Dec 2020 (6y) | ||
| Carol Paola Alania | Registered representative | Dec 2020 (6y) | ||
| Marissa Elizabeth Dabbraccio | Registered representative | Dec 2020 (6y) | ||
| Petya Mihaylova Hamilton | Registered representative | Dec 2020 (6y) | ||
| Katlyn Ann Bradach | Registered representative | Dec 2020 (6y) | ||
| Yaqiong Zhong | Registered representative | Dec 2020 (6y) | ||
| Joseph Silvestre Pena | Registered representative | Dec 2020 (6y) | ||
| Kara Jo Wietrzykowski | Registered representative | Dec 2020 (6y) | ||
| Bridget Sullivan Buckley | Registered representative | Jan 2021 (6y) | ||
| Christopher J Mensi | Registered representative | Jan 2021 (6y) | ||
| Caitlin Davies Campbell | Registered representative | Jan 2021 (6y) | ||
| Judith Mae Schlosser | Registered representative | Jan 2021 (6y) | ||
| Julian L Lai | Registered representative | Jan 2021 (6y) | ||
| Nina A Kim | Registered representative | Jan 2021 (6y) | ||
| Nikkolas Tsunejiro Nakai | Registered representative | Jan 2021 (6y) | ||
| Allison Mae Mead | Registered representative | Jan 2021 (6y) | ||
| Erika L. Davis | Registered representative | Jan 2021 (6y) | ||
| Hui Sin Wong | Registered representative | Jan 2021 (6y) | ||
| Jessica Marie Wood | Registered representative | Jan 2021 (6y) | ||
| Marcelo Takieddine | Registered representative | Jan 2021 (6y) | ||
| Margaret Marie Krummel | Registered representative | Jan 2021 (6y) | ||
| Matthew Joseph Montague | Registered representative | Jan 2021 (6y) | ||
| Mc Kenna Danielle Wall | Registered representative | Jan 2021 (6y) | ||
| Kirk Patrick L Richards | Registered representative | Jan 2021 (6y) | ||
| Deborah Frances Moore | Registered representative | Jan 2021 (6y) | ||
| Austin Michael Goodwin | Registered representative | Jan 2021 (6y) | ||
| Karyn E Badeaux | Registered representative | Jan 2021 (6y) | ||
| Kevin Scharnhorst | Registered representative | Jan 2021 (6y) | ||
| Michael Julius Taylor | Registered representative | Jan 2021 (6y) | ||
| David Lawrence Mack | Registered representative | Jan 2021 (6y) | ||
| Jacob Ross Costello | Registered representative | Jan 2021 (6y) | ||
| Jeffery C Stewart | Registered representative | Jan 2021 (6y) | ||
| Jillian Maria Greene | Registered representative | Jan 2021 (6y) | ||
| Marc S Meran | Registered representative | Jan 2021 (6y) | ||
| Maria D Basauri | Registered representative | Jan 2021 (6y) | ||
| Ronald Michael Valinotti | Registered representative | Jan 2021 (6y) | ||
| Tonya M Lessard | Registered representative | Jan 2021 (6y) | ||
| Annette Serniak | Registered representative | Jan 2021 (6y) | ||
| Alvaro Munoz | Registered representative | Jan 2021 (6y) | ||
| Amy Laney Lowe | Registered representative | Jan 2021 (6y) | ||
| Armando Pastrana Navarro | Registered representative | Jan 2021 (6y) | ||
| Charles Michael Stoner | Registered representative | Jan 2021 (6y) | ||
| Juanita Dionne Lewis Benson | Registered representative | Jan 2021 (6y) | ||
| Micah J Clark | Registered representative | Jan 2021 (6y) | ||
| Shiqi Wang | Registered representative | Jan 2021 (6y) | ||
| Ahmed Sharif Khan | Registered representative | Jan 2021 (6y) | ||
| Anthony Riker | Registered representative | Jan 2021 (6y) | ||
| Cover Cover Cook Brooks | Registered representative | Jan 2021 (6y) | ||
| Jonathan J Magotch | Registered representative | Jan 2021 (6y) | ||
| Jeffrey Alan Brooks | Registered representative | Jan 2021 (6y) | ||
| Racquel R Smith | Registered representative | Jan 2021 (6y) | ||
| Terry Gravely | Registered representative | Jan 2021 (6y) | ||
| Caroline A Peters | Registered representative | Jan 2021 (6y) | ||
| Charles Carl Stoner | Registered representative | Jan 2021 (6y) | ||
| Eileen Therese Stoner | Registered representative | Jan 2021 (6y) | ||
| Teresa M. Chapman | Registered representative | Jan 2021 (6y) | ||
| Christopher A Lundgren | Registered representative | Jan 2021 (6y) | ||
| Alex Rock | Registered representative | CFP | Jan 2021 (6y) | |
| James Keith Keith Nixon | Registered representative | Jan 2021 (6y) | ||
| Jason Edward Silva | Registered representative | Jan 2021 (6y) | ||
| John Raymond Moses | Registered representative | CFP | Jan 2021 (6y) | |
| Kathleen Ann Neil | Registered representative | Jan 2021 (6y) | ||
| Martha Alice Temple Cass | Registered representative | Jan 2021 (6y) | ||
| Meghan Elizabeth Carrasquillo | Registered representative | Jan 2021 (6y) | ||
| Russell Neal Moyer | Registered representative | Jan 2021 (6y) | ||
| Savanah Marie Miles | Registered representative | Jan 2021 (6y) | ||
| Christopher Brian Duffy | Registered representative | Jan 2021 (6y) | ||
| Dean Anthony Obenauer | Registered representative | Jan 2021 (6y) | ||
| Paty Susana | Registered representative | Jan 2021 (6y) | ||
| Stephanie V Mallow | Registered representative | Jan 2021 (6y) | ||
| Sarah Rose Brasington | Registered representative | Jan 2021 (6y) | ||
| Amy B Gross | Registered representative | Jan 2021 (6y) | ||
| Christopher Mark Grizzetti | Registered representative | Jan 2021 (6y) | ||
| Landon Paul Pooley | Registered representative | Jan 2021 (6y) | ||
| Robert A Lemone | Registered representative | Jan 2021 (6y) | ||
| Richard Michael Boden | Registered representative | Jan 2021 (6y) | ||
| Todd Joseph Shaw | Registered representative | Jan 2021 (6y) | ||
| Alejandro Garcia Du Solier | Registered representative | Jan 2021 (6y) | ||
| Gregory Blair | Registered representative | Jan 2021 (6y) | ||
| Herbert C Hooley | Registered representative | Jan 2021 (6y) | ||
| Jennifer L Wade | Registered representative | Jan 2021 (6y) | ||
| Michael Ian Schwartz | Registered representative | Jan 2021 (6y) | ||
| Peter Douglas Spira | Registered representative | Jan 2021 (6y) | ||
| Peter Joseph Della Croce | Registered representative | Jan 2021 (6y) | ||
| Sonia Balfour Fears | Registered representative | CFP | Jan 2021 (6y) | |
| Abigail Page Wick | Registered representative | Jan 2021 (6y) | ||
| Eduardo Alberto Tellez | Registered representative | Jan 2021 (6y) | ||
| Frank Daniel Nobile | Registered representative | Jan 2021 (6y) | ||
| Heather M Candler | Registered representative | Jan 2021 (6y) | ||
| Hsiao Yun Yang | Registered representative | CFP | Jan 2021 (6y) | |
| Iris Marcovich | Registered representative | Jan 2021 (6y) | ||
| Jonathan Charles Hicks | Registered representative | Jan 2021 (6y) | ||
| James Patrick Riepenhoff | Registered representative | CFP | Jan 2021 (6y) | |
| Michelle Maier Martin | Registered representative | Jan 2021 (6y) | ||
| Antonio Olmedo | Registered representative | Jan 2021 (6y) | ||
| Diana F Malak | Registered representative | Jan 2021 (6y) | ||
| Elizabeth Ann Butler | Registered representative | Jan 2021 (6y) | ||
| Leticia Gomes Teixeira | Registered representative | Jan 2021 (6y) | ||
| Nalini Vedachalam Ramesh | Registered representative | Jan 2021 (6y) | ||
| David Paul Murphy | Registered representative | Jan 2021 (6y) | ||
| Daniel Desouza | Registered representative | CFA | Jan 2021 (6y) | |
| Frank Allan Wood | Registered representative | Jan 2021 (6y) | ||
| Eleanor Reese Peters | Registered representative | Jan 2021 (6y) | ||
| Frances Alcira Pina | Registered representative | Jan 2021 (6y) | ||
| Nathalie Abaunza | Registered representative | Jan 2021 (6y) | ||
| Carey E Rafferty | Registered representative | Jan 2021 (6y) | ||
| Denise R Cary | Registered representative | Jan 2021 (6y) | ||
| Erika C Lamarque | Registered representative | Jan 2021 (6y) | ||
| John Whittemore | Registered representative | Jan 2021 (6y) | ||
| Marc Richard Fischer | Registered representative | Jan 2021 (6y) | ||
| Nicholas A. Mettert | Registered representative | Jan 2021 (6y) | ||
| Rosa Maria Quartuci | Registered representative | Jan 2021 (6y) | ||
| Sharon Suzanne Paul | Registered representative | Jan 2021 (6y) | ||
| Sadee Jaclyn Snedigar | Registered representative | Jan 2021 (6y) | ||
| Todd C Gray | Registered representative | Jan 2021 (6y) | ||
| Allyson Renee Alexander | Registered representative | Jan 2021 (6y) | ||
| Maria Merrill | Registered representative | Jan 2021 (6y) | ||
| Allison Jane Slobodian | Registered representative | CFP | Feb 2021 (6y) | |
| Declan O'brien | Registered representative | Feb 2021 (6y) | ||
| Elizabeth Marshall George | Registered representative | Feb 2021 (6y) | ||
| Matthew Christopher Tamura | Registered representative | Feb 2021 (6y) | ||
| Gregory S Markel | Registered representative | CFA | Feb 2021 (5y) | |
| Jacqueline Remmen | Registered representative | CFP | Feb 2021 (5y) | |
| Ally Marie Morgan | Registered representative | Feb 2021 (5y) | ||
| Aaron E. Hall | Registered representative | Feb 2021 (5y) | ||
| Andrea J Mackay | Registered representative | Feb 2021 (5y) | ||
| Arielle Melyssa Sherman | Registered representative | Feb 2021 (5y) | ||
| David William Jack | Registered representative | Feb 2021 (5y) | ||
| Colleen Marie Bonafilia | Registered representative | Feb 2021 (5y) | ||
| Lisa Mccadden | Registered representative | Feb 2021 (5y) | ||
| Lamar Justin Neagle | Registered representative | Feb 2021 (5y) | ||
| Yupeng Yang | Registered representative | Feb 2021 (5y) | ||
| Kendra R Triplett | Registered representative | Feb 2021 (5y) | ||
| Brian Scott Fishlinger | Registered representative | CFP | Feb 2021 (5y) | |
| Matthew Tyler Jack | Registered representative | CFP | Feb 2021 (5y) | |
| Salvatore Leonardo Cammisuli | Registered representative | Feb 2021 (5y) | ||
| Manuel Joseph Martinho | Registered representative | Feb 2021 (5y) | ||
| Shairah Ellissa Willis | Registered representative | Feb 2021 (5y) | ||
| Christopher W Kosmo | Registered representative | Feb 2021 (5y) | ||
| Chelsea Marie Harless | Registered representative | Feb 2021 (5y) | ||
| Denise E Simpson | Registered representative | Feb 2021 (5y) | ||
| Jerwin Paz | Registered representative | Feb 2021 (5y) | ||
| Kimberly Marian Taber | Registered representative | Feb 2021 (5y) | ||
| Michael L Siegel | Registered representative | Feb 2021 (5y) | ||
| Ryan J Roselle | Registered representative | Feb 2021 (5y) | ||
| Ronald A Muhammad | Registered representative | Feb 2021 (5y) | ||
| Taylor Carole Jones | Registered representative | Feb 2021 (5y) | ||
| Anthony Frank Chavez | Registered representative | Feb 2021 (5y) | ||
| Domitilia Maria Dos Santos | Registered representative | Feb 2021 (5y) | ||
| Scott Cameron Munro | Registered representative | CFA | Feb 2021 (5y) | |
| Leonidas Ortega Orus | Registered representative | Feb 2021 (5y) | ||
| Matthew P Morea | Registered representative | CFP | Feb 2021 (5y) | |
| Reid Elliot Wilson | Registered representative | Feb 2021 (5y) | ||
| Sarah Joan Ratty | Registered representative | Feb 2021 (5y) | ||
| Andrew J Lawlor | Registered representative | Feb 2021 (5y) | ||
| Leigh Elizabeth Patterson | Registered representative | Feb 2021 (5y) | ||
| Christine Bissinger Wood | Registered representative | Feb 2021 (5y) | ||
| Caroline L Gates | Registered representative | CFP | Feb 2021 (5y) | |
| David Karl Francis | Registered representative | CFP | Feb 2021 (5y) | |
| Frank A Chisholm | Registered representative | Feb 2021 (5y) | ||
| Madeline Elizabeth Runyan | Registered representative | Feb 2021 (5y) | ||
| Michael Jawien | Registered representative | Feb 2021 (5y) | ||
| Mary Runkle Smith | Registered representative | Feb 2021 (5y) | ||
| Richard Blaise Bucaro | Registered representative | Feb 2021 (5y) | ||
| Robert F Runkle | Registered representative | Feb 2021 (5y) | ||
| Robert Franklin Runkle | Registered representative | Feb 2021 (5y) | ||
| Sally Kathleen Harte | Registered representative | Feb 2021 (5y) | ||
| Victoria Lynn D'addario | Registered representative | Feb 2021 (5y) | ||
| Wojciech Domagala | Registered representative | Feb 2021 (5y) | ||
| Areeba Abdullah | Registered representative | Feb 2021 (5y) | ||
| Kelsey Marie Spalding | Registered representative | Feb 2021 (5y) | ||
| Kenper Wright Miller | Registered representative | Feb 2021 (5y) | ||
| Kerri Lyn Duffey | Registered representative | Feb 2021 (5y) | ||
| Serena J Truong | Registered representative | Feb 2021 (5y) | ||
| Christopher Joseph Curley | Registered representative | CFP | Feb 2021 (5y) | |
| Jason P Henry | Registered representative | Feb 2021 (5y) | ||
| Noah Jon Caruso | Registered representative | Feb 2021 (5y) | ||
| Christopher Michael Curtin | Registered representative | Feb 2021 (5y) | ||
| Daniel Delavin Adriatico | Registered representative | Feb 2021 (5y) | ||
| Kathrine Helen Andrews | Registered representative | Feb 2021 (5y) | ||
| Leslie Elgin | Registered representative | Feb 2021 (5y) | ||
| Megon G Miller | Registered representative | Feb 2021 (5y) | ||
| Vicki L Adams | Registered representative | Feb 2021 (5y) | ||
| Jaclyn N Cervone | Registered representative | Feb 2021 (5y) | ||
| Brian Paul Alfred Ahern | Registered representative | Feb 2021 (5y) | ||
| Matthew W Steinberg | Registered representative | Feb 2021 (5y) | ||
| Anjeanette Salvaryn | Registered representative | Mar 2021 (5y) | ||
| Arielle T Washington | Registered representative | Mar 2021 (5y) | ||
| Judd Ivey Connell | Registered representative | Mar 2021 (5y) | ||
| Jeffrey Bowers | Registered representative | Mar 2021 (5y) | ||
| Michelle L Reihbandt | Registered representative | Mar 2021 (5y) | ||
| Priscilla Zarifi Canizalez | Registered representative | Mar 2021 (5y) | ||
| Alina Leganoa | Registered representative | Mar 2021 (5y) | ||
| Carina Sumeico | Registered representative | Mar 2021 (5y) | ||
| Gustavo Nicolas Cubas | Registered representative | Mar 2021 (5y) | ||
| Heather Wong | Registered representative | Mar 2021 (5y) | ||
| Luis F Molina | Registered representative | Mar 2021 (5y) | ||
| Luis Martin Sanchez | Registered representative | Mar 2021 (5y) | ||
| Rafael Rosenthal | Registered representative | Mar 2021 (5y) | ||
| Gabriel Marcelo Patrich | Registered representative | Mar 2021 (5y) | ||
| Mauricio Pedro Sanchez | Registered representative | Mar 2021 (5y) | ||
| Agustin Elias | Registered representative | Mar 2021 (5y) | ||
| Chad A Streetman | Registered representative | Mar 2021 (5y) | ||
| Fernando Camou Parada | Registered representative | Mar 2021 (5y) | ||
| Jonathan D Frigo | Registered representative | Mar 2021 (5y) | ||
| Sinead Kathleen O'connor | Registered representative | Mar 2021 (5y) | ||
| Belinda Yolanda Castellanos | Registered representative | Mar 2021 (5y) | ||
| Brendan Bacarella | Registered representative | Mar 2021 (5y) | ||
| Douglass Bayard Donaldson | Registered representative | Mar 2021 (5y) | ||
| Evan Elizabeth Coyne | Registered representative | Mar 2021 (5y) | ||
| James Lovell Belew | Registered representative | Mar 2021 (5y) | ||
| Jesse Gaudenio Vitagliano | Registered representative | Mar 2021 (5y) | ||
| Joshua William Dunn | Registered representative | Mar 2021 (5y) | ||
| Jordan Alexandra Kizmann | Registered representative | Mar 2021 (5y) | ||
| Lawrence Koren Malamut | Registered representative | Mar 2021 (5y) | ||
| Patricia A Reyes | Registered representative | Mar 2021 (5y) | ||
| Thomas Earl Barnes | Registered representative | Mar 2021 (5y) | ||
| Anne Izzillo | Registered representative | Mar 2021 (5y) | ||
| Corinne Wong Paraso | Registered representative | Mar 2021 (5y) | ||
| Cody Christopher Lee Bower | Registered representative | Mar 2021 (5y) | ||
| Craig Presant | Registered representative | Mar 2021 (5y) | ||
| Glen D Macdonald | Registered representative | Mar 2021 (5y) | ||
| Juan Manuel Mujica | Registered representative | Mar 2021 (5y) | ||
| Ricardo Juan Harten | Registered representative | Mar 2021 (5y) | ||
| Thomas Morrissey | Registered representative | Mar 2021 (5y) | ||
| Daniel M Ellert | Registered representative | Mar 2021 (5y) | ||
| Gaston Ricardes | Registered representative | Mar 2021 (5y) | ||
| Laureano Bello | Registered representative | Mar 2021 (5y) | ||
| Misun Chen | Registered representative | Mar 2021 (5y) | ||
| Sarah L Miller | Registered representative | Mar 2021 (5y) | ||
| William Evan Pittman | Registered representative | Mar 2021 (5y) | ||
| Clare Culkin Conlisk | Registered representative | Mar 2021 (5y) | ||
| Gurminder Kaur Multani | Registered representative | CFP | Mar 2021 (5y) | |
| Jeffrey Lloyd Gage | Registered representative | Mar 2021 (5y) | ||
| James Seung Min Paik | Registered representative | Mar 2021 (5y) | ||
| John Ruggero | Registered representative | CFP | Mar 2021 (5y) | |
| Paula Ann Kalandiak | Registered representative | CFA | Mar 2021 (5y) | |
| Tracy E Speed | Registered representative | Mar 2021 (5y) | ||
| Ashley Kaplan | Registered representative | Mar 2021 (5y) | ||
| Blaise T Connor | Registered representative | Mar 2021 (5y) | ||
| Francis Joseph Dolan | Registered representative | Mar 2021 (5y) | ||
| Jean Marie Judge | Registered representative | Mar 2021 (5y) | ||
| Lawrence Charles Cane | Registered representative | Mar 2021 (5y) | ||
| Sumit Singh Mahay | Registered representative | Mar 2021 (5y) | ||
| Patrick James Gallagher | Registered representative | Mar 2021 (5y) | ||
| Kristin Wollam | Registered representative | Mar 2021 (5y) | ||
| Kelley Danielle Smith | Registered representative | Mar 2021 (5y) | ||
| Maria Claudia Li | Registered representative | Mar 2021 (5y) | ||
| Miguel Roberto Monnichmeyer | Registered representative | Mar 2021 (5y) | ||
| Patricio Waterhouse | Registered representative | Mar 2021 (5y) | ||
| Ricardo Hernandez | Registered representative | Mar 2021 (5y) | ||
| Cory James Epstein | Registered representative | Mar 2021 (5y) | ||
| Ally M Monteagut | Registered representative | Mar 2021 (5y) | ||
| Adam M Guralnick | Registered representative | Mar 2021 (5y) | ||
| Betty Martin | Registered representative | Mar 2021 (5y) | ||
| Carson D Kessler | Registered representative | Mar 2021 (5y) | ||
| Fabiano L Sampaio Vianna | Registered representative | Mar 2021 (5y) | ||
| Jose Daniel Larin Parker | Registered representative | Mar 2021 (5y) | ||
| Ricardo Fontana Guimaraes | Registered representative | Mar 2021 (5y) | ||
| Benjamin Marcano | Registered representative | Mar 2021 (5y) | ||
| Harold Dwight Moran | Registered representative | Mar 2021 (5y) | ||
| Wallace Thompson Hatcher | Registered representative | Mar 2021 (5y) | ||
| Bradford W Billmeier | Registered representative | Mar 2021 (5y) | ||
| Curtis Nelson | Registered representative | Mar 2021 (5y) | ||
| Gianna Bugno | Registered representative | Mar 2021 (5y) | ||
| Joseph Patrick Scanlon | Registered representative | Mar 2021 (5y) | ||
| Luis Felipe Camou | Registered representative | Mar 2021 (5y) | ||
| Michael Andrew Groves | Registered representative | Mar 2021 (5y) | ||
| Natalie Donna Wieck | Registered representative | Mar 2021 (5y) | ||
| Oti Roberts | Registered representative | Mar 2021 (5y) | ||
| Robert Mark Moscovitz | Registered representative | Mar 2021 (5y) | ||
| Alejandro Mendoza | Registered representative | Mar 2021 (5y) | ||
| Natalia Adrianna Staniek | Registered representative | Mar 2021 (5y) | ||
| Sean P Mulhern | Registered representative | Mar 2021 (5y) | ||
| Alex Caraballo | Registered representative | Mar 2021 (5y) | ||
| Britni Temme | Registered representative | Mar 2021 (5y) | ||
| Nikki R Stevens | Registered representative | Mar 2021 (5y) | ||
| Christopher Kenney | Registered representative | Mar 2021 (5y) | ||
| Monica Raquel Contreras | Registered representative | Mar 2021 (5y) | ||
| Oscar Jose Hernandez | Registered representative | Mar 2021 (5y) | ||
| Cassie Lee Lanser | Registered representative | Mar 2021 (5y) | ||
| Catherine Wenlian Tong Lee | Registered representative | CFA | Mar 2021 (5y) | |
| Yamila Hernandez Parra | Registered representative | Mar 2021 (5y) | ||
| Ashley Janelle Steinman | Registered representative | Mar 2021 (5y) | ||
| Jesse Bohannon | Registered representative | Mar 2021 (5y) | ||
| Kathleen E Lach | Registered representative | Mar 2021 (5y) | ||
| Steven Michael Koskinen | Registered representative | Mar 2021 (5y) | ||
| Ana Margarita Herce | Registered representative | Mar 2021 (5y) | ||
| Carlos Eduardo Candia | Registered representative | Mar 2021 (5y) | ||
| Gina A Ayasse | Registered representative | Mar 2021 (5y) | ||
| Jennifer A Wu | Registered representative | Mar 2021 (5y) | ||
| Karina M Pineda | Registered representative | Mar 2021 (5y) | ||
| Mallory Joy Travis | Registered representative | Mar 2021 (5y) | ||
| Nathan F Underwood | Registered representative | Mar 2021 (5y) | ||
| Rachel Rivera | Registered representative | Mar 2021 (5y) | ||
| Donna J Rose | Registered representative | Mar 2021 (5y) | ||
| Evans Nii Ofoli Tackie Yarboi | Registered representative | Mar 2021 (5y) | ||
| Michael J. Duffy | Registered representative | Mar 2021 (5y) | ||
| Nicholas T Scott | Registered representative | Mar 2021 (5y) | ||
| Renato Castro | Registered representative | Mar 2021 (5y) | ||
| Caroline Elizabeth O'connor | Registered representative | Mar 2021 (5y) | ||
| Juan C Arango Alvarez | Registered representative | Mar 2021 (5y) | ||
| Maximilian H Mc Kelvy | Registered representative | Mar 2021 (5y) | ||
| Michael Wayne Brown | Registered representative | Mar 2021 (5y) | ||
| Diane Van Nostrand | Registered representative | Apr 2021 (5y) | ||
| Fei F Wang | Registered representative | Apr 2021 (5y) | ||
| Irina Aristova | Registered representative | Apr 2021 (5y) | ||
| Kevin P Hicks | Registered representative | Apr 2021 (5y) | ||
| Michelangelo Dicosola | Registered representative | Apr 2021 (5y) | ||
| Ryne Charles Kirby | Registered representative | Apr 2021 (5y) | ||
| Sally A Cholewka | Registered representative | Apr 2021 (5y) | ||
| Jenny Sue Sideris | Registered representative | Apr 2021 (5y) | ||
| William Daniel Wolf | Registered representative | Apr 2021 (5y) | ||
| Bryan A Scherer | Registered representative | Apr 2021 (5y) | ||
| Ericson Balderrama Dos Reis | Registered representative | Apr 2021 (5y) | ||
| Harrison Perkins | Registered representative | Apr 2021 (5y) | ||
| Jorge Gomez | Registered representative | Apr 2021 (5y) | ||
| Matthew James Frankiewicz | Registered representative | Apr 2021 (5y) | ||
| Bryan Raymond Carp | Registered representative | Apr 2021 (5y) | ||
| Carlos Alberto Vasquez | Registered representative | Apr 2021 (5y) | ||
| Cynthia Vanessa Ruvalcaba | Registered representative | Apr 2021 (5y) | ||
| Jose L Cetale | Registered representative | Apr 2021 (5y) | ||
| Jaime Rose Lima | Registered representative | Apr 2021 (5y) | ||
| Mario Luis Baro | Registered representative | Apr 2021 (5y) | ||
| Robert Francis Wetzel | Registered representative | Apr 2021 (5y) | ||
| Gregory L Williams | Registered representative | Apr 2021 (5y) | ||
| Ignacio Ferrari Thomas | Registered representative | Apr 2021 (5y) | ||
| Paige L Spielman | Registered representative | Apr 2021 (5y) | ||
| Raul Sanchez | Registered representative | Apr 2021 (5y) | ||
| Rutin S Crisp | Registered representative | Apr 2021 (5y) | ||
| Emilio Mejia Gancayco Jr. | Registered representative | Apr 2021 (5y) | ||
| Eric Jonathan Le Towt | Registered representative | CFA | Apr 2021 (5y) | |
| Eric T. Smith | Registered representative | CFP | Apr 2021 (5y) | |
| Jesus D Valdes | Registered representative | Apr 2021 (5y) | ||
| Jonathan Michael Luviano | Registered representative | Apr 2021 (5y) | ||
| Joseph Edmund St. Onge | Registered representative | Apr 2021 (5y) | ||
| Louis James Croce | Registered representative | Apr 2021 (5y) | ||
| Nathan Cortez Hicks | Registered representative | Apr 2021 (5y) | ||
| Robert Andre Anders | Registered representative | Apr 2021 (5y) | ||
| Briggs Walker Ethridge | Registered representative | Apr 2021 (5y) | ||
| Juan Camilo Isaza | Registered representative | Apr 2021 (5y) | ||
| Jason L Zaffos | Registered representative | Apr 2021 (5y) | ||
| Marcos Gustavo Bunge | Registered representative | Apr 2021 (5y) | ||
| Travis John Brown | Registered representative | Apr 2021 (5y) | ||
| Brian Martin Ketchabaw | Registered representative | Apr 2021 (5y) | ||
| Eric Lucero | Registered representative | Apr 2021 (5y) | ||
| Tami L Lautoa | Registered representative | Apr 2021 (5y) | ||
| Andrew Robert Jones | Registered representative | Apr 2021 (5y) | ||
| Andreas Olov Lindstrom | Registered representative | Apr 2021 (5y) | ||
| Farnaz Nouri | Registered representative | Apr 2021 (5y) | ||
| James Madison Wells | Registered representative | Apr 2021 (5y) | ||
| Lisa Ragen Rucker | Registered representative | Apr 2021 (5y) | ||
| Megan Goodman | Registered representative | Apr 2021 (5y) | ||
| Matthew C Bush | Registered representative | Apr 2021 (5y) | ||
| Patricia B Taylor | Registered representative | Apr 2021 (5y) | ||
| Santiago Laphitzondo | Registered representative | Apr 2021 (5y) | ||
| Brandon Marc Clemente | Registered representative | Apr 2021 (5y) | ||
| David R Woody | Registered representative | Apr 2021 (5y) | ||
| Alexander D Prat | Registered representative | Apr 2021 (5y) | ||
| Elaine Ripamonte | Registered representative | Apr 2021 (5y) | ||
| Gaston Gonzalez Bonorino | Registered representative | Apr 2021 (5y) | ||
| Jelena Stanojevic | Registered representative | Apr 2021 (5y) | ||
| Michael Kirk Sui | Registered representative | CFP | Apr 2021 (5y) | |
| Ryan Addison Anderson | Registered representative | Apr 2021 (5y) | ||
| Sheila Gale Natale | Registered representative | Apr 2021 (5y) | ||
| Chad Michael Johnson | Registered representative | Apr 2021 (5y) | ||
| Chih Chieh Lien | Registered representative | Apr 2021 (5y) | ||
| Jonathan Marc Ostrow | Registered representative | Apr 2021 (5y) | ||
| Ligia Carolina Chan | Registered representative | Apr 2021 (5y) | ||
| Nicolas Cristian Monserrat | Registered representative | Apr 2021 (5y) | ||
| Bonita L Yetter | Registered representative | Apr 2021 (5y) | ||
| Janine M Millensifer | Registered representative | Apr 2021 (5y) | ||
| Jonathan Alvares Segura | Registered representative | Apr 2021 (5y) | ||
| Kathleen S Morman | Registered representative | Apr 2021 (5y) | ||
| Matthew S Taylor | Registered representative | Apr 2021 (5y) | ||
| Elena Benussi | Registered representative | Apr 2021 (5y) | ||
| Jave S Ellis | Registered representative | Apr 2021 (5y) | ||
| Nancy Caraballo | Registered representative | Apr 2021 (5y) | ||
| Salvatore M Cassar | Registered representative | Apr 2021 (5y) | ||
| Eric C Hill | Registered representative | CFP | Apr 2021 (5y) | |
| Gail L O'connor | Registered representative | Apr 2021 (5y) | ||
| Jared M Prince | Registered representative | Apr 2021 (5y) | ||
| Luis Fernando Rivadeneira | Registered representative | Apr 2021 (5y) | ||
| Michael Alexander Cooler | Registered representative | Apr 2021 (5y) | ||
| Marco C Testaiuti | Registered representative | Apr 2021 (5y) | ||
| Nicholas R Crocitto | Registered representative | Apr 2021 (5y) | ||
| Seth David Marcus | Registered representative | Apr 2021 (5y) | ||
| Beatriz Eugenia Soler Balsinde | Registered representative | Apr 2021 (5y) | ||
| Benjamin M Seibert | Registered representative | Apr 2021 (5y) | ||
| Connor F Strachan | Registered representative | Apr 2021 (5y) | ||
| Charlotte Painter | Registered representative | CFP | Apr 2021 (5y) | |
| Christina A Hein | Registered representative | Apr 2021 (5y) | ||
| Steven P Crowley | Registered representative | Apr 2021 (5y) | ||
| Theresa M Foster | Registered representative | Apr 2021 (5y) | ||
| Zhuo Wang | Registered representative | Apr 2021 (5y) | ||
| Alexander Charles Delia | Registered representative | Apr 2021 (5y) | ||
| Alexandre Domm Meyer | Registered representative | Apr 2021 (5y) | ||
| Anh Nguyen | Registered representative | Apr 2021 (5y) | ||
| Arlynn Rosario | Registered representative | Apr 2021 (5y) | ||
| Brandon Claude Puiu | Registered representative | Apr 2021 (5y) | ||
| Brianna Victoria Perez | Registered representative | Apr 2021 (5y) | ||
| Daniela Silver | Registered representative | Apr 2021 (5y) | ||
| Daniel Haber | Registered representative | Apr 2021 (5y) | ||
| Elisha Clinton | Registered representative | Apr 2021 (5y) | ||
| Erik Joel Zwilling | Registered representative | Apr 2021 (5y) | ||
| Gerard Ryan Campbell | Registered representative | Apr 2021 (5y) | ||
| Gino Daniel Cassese | Registered representative | Apr 2021 (5y) | ||
| Hoi Ching Tsang | Registered representative | Apr 2021 (5y) | ||
| Isidro Lorvin Ramirez | Registered representative | Apr 2021 (5y) | ||
| John H Price | Registered representative | Apr 2021 (5y) | ||
| Juliana Cardona Panov | Registered representative | Apr 2021 (5y) | ||
| Karen Lynn Jackson | Registered representative | Apr 2021 (5y) | ||
| Kathleen M Demarco | Registered representative | Apr 2021 (5y) | ||
| Kristen Marie Harty | Registered representative | Apr 2021 (5y) | ||
| Linda Thi Le | Registered representative | Apr 2021 (5y) | ||
| Liam John Walker | Registered representative | Apr 2021 (5y) | ||
| Madeline Hope Weinfeld | Registered representative | Apr 2021 (5y) | ||
| Matthew Genovese | Registered representative | Apr 2021 (5y) | ||
| Matthew James Nesbitt | Registered representative | Apr 2021 (5y) | ||
| Olivia Hewitt | Registered representative | Apr 2021 (5y) | ||
| Patricia Fontan | Registered representative | Apr 2021 (5y) | ||
| Paul Bae | Registered representative | Apr 2021 (5y) | ||
| Patrick Walker Davis | Registered representative | Apr 2021 (5y) | ||
| Ryan G Chang | Registered representative | Apr 2021 (5y) | ||
| Raven Joi Norton | Registered representative | Apr 2021 (5y) | ||
| Richard Daniel Cantwell | Registered representative | Apr 2021 (5y) | ||
| Ryan Jkk Kelly | Registered representative | Apr 2021 (5y) | ||
| Sierra May Tonnesen | Registered representative | Apr 2021 (5y) | ||
| Tirso Luis Morales | Registered representative | Apr 2021 (5y) | ||
| Wenwen Jiang | Registered representative | Apr 2021 (5y) | ||
| Warren Smith Brickner | Registered representative | Apr 2021 (5y) | ||
| Carmen A Vasquez | Registered representative | Apr 2021 (5y) | ||
| Gavin W Kirby | Registered representative | Apr 2021 (5y) | ||
| John Zachary Shillingford | Registered representative | Apr 2021 (5y) | ||
| Kathryn L Parker | Registered representative | Apr 2021 (5y) | ||
| Derrick Owen Hilts | Registered representative | Apr 2021 (5y) | ||
| Jessica Marguet | Registered representative | Apr 2021 (5y) | ||
| Kin Fung Chan | Registered representative | Apr 2021 (5y) | ||
| Kevin Bernard Fusco | Registered representative | Apr 2021 (5y) | ||
| Scott Joseph Taggart | Registered representative | Apr 2021 (5y) | ||
| Anthony William Smith | Registered representative | Apr 2021 (5y) | ||
| Brendan Lee Dove | Registered representative | CFP | Apr 2021 (5y) | |
| Courtney Allen Benavides | Registered representative | Apr 2021 (5y) | ||
| Gabriel Oros | Registered representative | Apr 2021 (5y) | ||
| John Mcdowell Moore | Registered representative | Apr 2021 (5y) | ||
| Jonathan M Varenchik | Registered representative | Apr 2021 (5y) | ||
| Julia Jiuyan Li | Registered representative | Apr 2021 (5y) | ||
| Mackenzie Auchincloss Cunningham | Registered representative | Apr 2021 (5y) | ||
| Pragya Bhurtel Acharya | Registered representative | Apr 2021 (5y) | ||
| Suzanne Michelle Christian | Registered representative | Apr 2021 (5y) | ||
| Constantine John Tsonas | Registered representative | May 2021 (5y) | ||
| Kevin Alan Baranczyk | Registered representative | CFP Chartered Financial Consultant | May 2021 (5y) | |
| Katie Amelia Baker | Registered representative | May 2021 (5y) | ||
| Sabrina Thadani | Registered representative | May 2021 (5y) | ||
| Shelly Lynn Thompson | Registered representative | May 2021 (5y) | ||
| Devin Leann Ladner | Registered representative | May 2021 (5y) | ||
| Glenn Michael Sabath | Registered representative | May 2021 (5y) | ||
| Gerald Horn | Registered representative | May 2021 (5y) | ||
| Jahaad Joseph Martin | Registered representative | May 2021 (5y) | ||
| John Christopher Elder | Registered representative | May 2021 (5y) | ||
| Matthew S Parkin | Registered representative | CFP | May 2021 (5y) | |
| Nicole B Henninger | Registered representative | May 2021 (5y) | ||
| Paul C Alexander | Registered representative | May 2021 (5y) | ||
| Ronnie F Fuiava | Registered representative | May 2021 (5y) | ||
| Andrew Charles Needs | Registered representative | May 2021 (5y) | ||
| Brian Randal Swenson | Registered representative | May 2021 (5y) | ||
| Brian K Peters | Registered representative | May 2021 (5y) | ||
| Casandra Siemens | Registered representative | May 2021 (5y) | ||
| Charles R Darling | Registered representative | May 2021 (5y) | ||
| Jennifer A Duarte | Registered representative | CFP | May 2021 (5y) | |
| Taylor A Felline | Registered representative | May 2021 (5y) | ||
| Trevor Murphy Fennelly | Registered representative | May 2021 (5y) | ||
| Aluizio Soares Pacheco | Registered representative | May 2021 (5y) | ||
| Antonio Fernandes Cairrao | Registered representative | May 2021 (5y) | ||
| Hank Peng | Registered representative | May 2021 (5y) | ||
| Howard David Fishkind | Registered representative | CFP | May 2021 (5y) | |
| Steven David Christie | Registered representative | May 2021 (5y) | ||
| Zongying M Montgomery | Registered representative | May 2021 (5y) | ||
| Andrew N Santini | Registered representative | May 2021 (5y) | ||
| Brian William Schnell | Registered representative | May 2021 (5y) | ||
| Casey S Kriedman | Registered representative | CFP | May 2021 (5y) | |
| Cesar Benjamin Soria | Registered representative | May 2021 (5y) | ||
| Emile Nabil Habayeb | Registered representative | May 2021 (5y) | ||
| Marcus F Kline | Registered representative | May 2021 (5y) | ||
| Maritza Rosa Maldonado | Registered representative | May 2021 (5y) | ||
| Scott W. Zemachson | Registered representative | May 2021 (5y) | ||
| Todd Robert Richman | Registered representative | May 2021 (5y) | ||
| Whitney L Itano | Registered representative | May 2021 (5y) | ||
| Sarah L Bagley | Registered representative | May 2021 (5y) | ||
| Hannah E Flynn | Registered representative | May 2021 (5y) | ||
| Hector D Naranjo Lepe | Registered representative | May 2021 (5y) | ||
| Jeff Shi | Registered representative | May 2021 (5y) | ||
| Maria Victoria Balkunas | Registered representative | May 2021 (5y) | ||
| Mika Geringer | Registered representative | May 2021 (5y) | ||
| Pamela Farner | Registered representative | May 2021 (5y) | ||
| Patricia Zepeda | Registered representative | May 2021 (5y) | ||
| Walter S Rios De Franco | Registered representative | May 2021 (5y) | ||
| Ziad Emil Habayeb | Registered representative | May 2021 (5y) | ||
| Jonathan C Dorsch | Registered representative | May 2021 (5y) | ||
| Marc J Cabraja | Registered representative | May 2021 (5y) | ||
| Bryan Alexander Yepez | Registered representative | May 2021 (5y) | ||
| Elmo Zornes Iii | Registered representative | May 2021 (5y) | ||
| Hugh James Fisher | Registered representative | May 2021 (5y) | ||
| Lauren Nicole Beck | Registered representative | May 2021 (5y) | ||
| Philip Scaglione | Registered representative | May 2021 (5y) | ||
| Ross Elliott Woodring | Registered representative | May 2021 (5y) | ||
| Erika A Romance | Registered representative | May 2021 (5y) | ||
| Miguel Angel Posada | Registered representative | May 2021 (5y) | ||
| Yesenia E Bonilla | Registered representative | May 2021 (5y) | ||
| Antoine Emmette Toussaint | Registered representative | CFP | May 2021 (5y) | |
| Franklin Delano Simon | Registered representative | May 2021 (5y) | ||
| James G Bayliss | Registered representative | CFP | May 2021 (5y) | |
| Jeffrey A Stein | Registered representative | CFA | May 2021 (5y) | |
| Jesse Charles Blouin | Registered representative | May 2021 (5y) | ||
| Kathy L Vondergoltz | Registered representative | May 2021 (5y) | ||
| Mark Edward Bayliss | Registered representative | May 2021 (5y) | ||
| Amanda Erin Wald | Registered representative | May 2021 (5y) | ||
| Alexander James Vicente | Registered representative | May 2021 (5y) | ||
| Ayorinde Akinwande | Registered representative | May 2021 (5y) | ||
| Carryn Lee Mclaughlin | Registered representative | CFP | May 2021 (5y) | |
| Danielle M Barnard | Registered representative | May 2021 (5y) | ||
| David Lawrence Rosenberg | Registered representative | CFP | May 2021 (5y) | |
| Harrison C Brandt | Registered representative | May 2021 (5y) | ||
| Kenneth Scott Wingerter | Registered representative | May 2021 (5y) | ||
| Kacie Marie Lang | Registered representative | May 2021 (5y) | ||
| Michael Salvatore Aldorasi | Registered representative | May 2021 (5y) | ||
| Rachel Renae Monfort | Registered representative | May 2021 (5y) | ||
| Ricardo L Gonzalez | Registered representative | May 2021 (5y) | ||
| Savanah M Arellano | Registered representative | May 2021 (5y) | ||
| Casey B Waltz | Registered representative | May 2021 (5y) | ||
| Chad Heisey | Registered representative | May 2021 (5y) | ||
| Julio Alejandro Guemes | Registered representative | May 2021 (5y) | ||
| Julie L Baertschi | Registered representative | May 2021 (5y) | ||
| Musa Jallow | Registered representative | May 2021 (5y) | ||
| Sujatha Shankar Shenai | Registered representative | May 2021 (5y) | ||
| Susan S Yang | Registered representative | May 2021 (5y) | ||
| Turner Chatt Meek | Registered representative | May 2021 (5y) | ||
| Federico Bernardo Gitron Beer | Registered representative | May 2021 (5y) | ||
| Jackeline Coronado Chaverra | Registered representative | May 2021 (5y) | ||
| Margie A Ocello | Registered representative | May 2021 (5y) | ||
| Pravin Kumar | Registered representative | May 2021 (5y) | ||
| April Wieser | Registered representative | May 2021 (5y) | ||
| Calvin Browning | Registered representative | May 2021 (5y) | ||
| Gonzalo I Espinosa | Registered representative | May 2021 (5y) | ||
| Shannon M Mountain | Registered representative | May 2021 (5y) | ||
| Amanda M Saulean | Registered representative | May 2021 (5y) | ||
| Amber Michelle Smith | Registered representative | May 2021 (5y) | ||
| Heather Anne Harrigan | Registered representative | May 2021 (5y) | ||
| Jessica Budzyn Ford | Registered representative | May 2021 (5y) | ||
| Kevin Lanier Baker | Registered representative | May 2021 (5y) | ||
| Michael Allan Andreotti | Registered representative | CFP | May 2021 (5y) | |
| Nicholas A Primavera | Registered representative | May 2021 (5y) | ||
| Rachael Allison Christiano | Registered representative | May 2021 (5y) | ||
| Richard Samuel Mcguire | Registered representative | May 2021 (5y) | ||
| Samantha O Lorch | Registered representative | May 2021 (5y) | ||
| William York Smith | Registered representative | CFP | May 2021 (5y) | |
| Darlene Marie Piraino | Registered representative | May 2021 (5y) | ||
| Matthew J Mckeefrey | Registered representative | May 2021 (5y) | ||
| Brian V Sisto | Registered representative | May 2021 (5y) | ||
| Cyro Franco Averbach | Registered representative | May 2021 (5y) | ||
| Michelle Ann Davis | Registered representative | May 2021 (5y) | ||
| Richard Alexander Fitzburgh | Registered representative | May 2021 (5y) | ||
| William R Hogans | Registered representative | May 2021 (5y) | ||
| Josephine Ann Scheurer | Registered representative | May 2021 (5y) | ||
| Richard T Donovan | Registered representative | May 2021 (5y) | ||
| Eugene Karl Montoya | Registered representative | May 2021 (5y) | ||
| Yuderka Casso | Registered representative | May 2021 (5y) | ||
| Zachary P Turnage | Registered representative | May 2021 (5y) | ||
| Donald E Nelson | Registered representative | May 2021 (5y) | ||
| Linda Jean Edral | Registered representative | May 2021 (5y) | ||
| Oraine A Munda | Registered representative | May 2021 (5y) | ||
| Ryan W. Titus | Registered representative | May 2021 (5y) | ||
| Alexis A Sullivan | Registered representative | May 2021 (5y) | ||
| Brock Franklin Renner | Registered representative | May 2021 (5y) | ||
| Hannah Rebecca Scheps | Registered representative | May 2021 (5y) | ||
| Jared Zachary Dowdakin | Registered representative | May 2021 (5y) | ||
| John Donald Dudek | Registered representative | May 2021 (5y) | ||
| John Calandro | Registered representative | CFP | May 2021 (5y) | |
| Jonathan Alexander Hicks | Registered representative | May 2021 (5y) | ||
| Kevin Calandro | Registered representative | CFP | May 2021 (5y) | |
| Kyle Fortman | Registered representative | May 2021 (5y) | ||
| Nicholas G Linder | Registered representative | May 2021 (5y) | ||
| Robert C Calandro | Registered representative | May 2021 (5y) | ||
| Shea E Majure | Registered representative | May 2021 (5y) | ||
| Susan Nicole Silverberg | Registered representative | May 2021 (5y) | ||
| Sean Patrick Tully | Registered representative | May 2021 (5y) | ||
| William James Ahmann | Registered representative | May 2021 (5y) | ||
| Barbara L Van Der Maas | Registered representative | Jun 2021 (5y) | ||
| Golan Yehuda | Registered representative | CFP | Jun 2021 (5y) | |
| Isidro Ferrer | Registered representative | Jun 2021 (5y) | ||
| John Bowden Hawks | Registered representative | Jun 2021 (5y) | ||
| John James Mullarkey | Registered representative | Jun 2021 (5y) | ||
| Christopher E Jones | Registered representative | Jun 2021 (5y) | ||
| Dea Harizaj | Registered representative | Jun 2021 (5y) | ||
| Redding E May | Registered representative | CFA | Jun 2021 (5y) | |
| Scott M. Zindler | Registered representative | CFP | Jun 2021 (5y) | |
| Ayman Hanna | Registered representative | Jun 2021 (5y) | ||
| Austin S Zurn | Registered representative | Jun 2021 (5y) | ||
| Beth A Boylan | Registered representative | Jun 2021 (5y) | ||
| Drew A Patrick | Registered representative | Jun 2021 (5y) | ||
| Jennifer Ann Spiece | Registered representative | Jun 2021 (5y) | ||
| Rachel E Deaton | Registered representative | Jun 2021 (5y) | ||
| Sean F Mcglinn | Registered representative | Jun 2021 (5y) | ||
| Salvatore A Fradella | Registered representative | Jun 2021 (5y) | ||
| Andrew David Kahng | Registered representative | Jun 2021 (5y) | ||
| David Tat Wai Chong | Registered representative | Jun 2021 (5y) | ||
| Edward A Roberts | Registered representative | CFP | Jun 2021 (5y) | |
| Jackson Menke | Registered representative | Jun 2021 (5y) | ||
| John Thorp Blunt | Registered representative | Jun 2021 (5y) | ||
| Leslie D Irizarry | Registered representative | Jun 2021 (5y) | ||
| Lauren B Kennedy | Registered representative | Jun 2021 (5y) | ||
| Ryan Patrick Thieme | Registered representative | CFP | Jun 2021 (5y) | |
| Van M Hasie | Registered representative | Jun 2021 (5y) | ||
| Cyrus Gilbert Abbe | Registered representative | Jun 2021 (5y) | ||
| Richard Allan Jenkin | Registered representative | Jun 2021 (5y) | ||
| Charlotte Emily Ahdoot | Registered representative | Jun 2021 (5y) | ||
| Gregory S Poterack | Registered representative | Jun 2021 (5y) | ||
| Ileana M Reyes Cedeira | Registered representative | Jun 2021 (5y) | ||
| Ylissa Sekuler | Registered representative | Jun 2021 (5y) | ||
| Chantal Denise Calbert | Registered representative | Jun 2021 (5y) | ||
| Gregg A Manjerovic | Registered representative | Jun 2021 (5y) | ||
| Justin E Kaisrlik | Registered representative | Jun 2021 (5y) | ||
| Lynne Kirsten Purtell | Registered representative | Jun 2021 (5y) | ||
| Elijah Outen | Registered representative | Jun 2021 (5y) | ||
| John Riefler | Registered representative | Jun 2021 (5y) | ||
| Tausha Pape | Registered representative | Jun 2021 (5y) | ||
| Zachary S Pinnau | Registered representative | Jun 2021 (5y) | ||
| Anabella Gomez | Registered representative | Jun 2021 (5y) | ||
| Palmer Craig Scarritt | Registered representative | Jun 2021 (5y) | ||
| Andrew Charles Clemens | Registered representative | CFP | Jun 2021 (5y) | |
| Brian Patrick Driscoll | Registered representative | Jun 2021 (5y) | ||
| Beatriz C Romero | Registered representative | Jun 2021 (5y) | ||
| Kyle R Antommarchi | Registered representative | Jun 2021 (5y) | ||
| Lucy W Edwards | Registered representative | Jun 2021 (5y) | ||
| Matthew R O'neill | Registered representative | Jun 2021 (5y) | ||
| Beylli G Meza | Registered representative | Jun 2021 (5y) | ||
| Jocelyn D Senaha | Registered representative | Jun 2021 (5y) | ||
| Joel Reitzes | Registered representative | Jun 2021 (5y) | ||
| Larry Johnnie Pugliese | Registered representative | Jun 2021 (5y) | ||
| Luis Maria Mayorga | Registered representative | Jun 2021 (5y) | ||
| Malgorzata Suligowska Rees | Registered representative | Jun 2021 (5y) | ||
| Samuel L Radogna | Registered representative | Jun 2021 (5y) | ||
| Sidney Hakeem Hussainee | Registered representative | Jun 2021 (5y) | ||
| Vernon Ansel Bodelson | Registered representative | Jun 2021 (5y) | ||
| Bruce B Gould | Registered representative | Jun 2021 (5y) | ||
| Joshua M Lubel | Registered representative | Jun 2021 (5y) | ||
| Kristyn Marie Powers | Registered representative | Jun 2021 (5y) | ||
| Alex Mead Stetter | Registered representative | Jun 2021 (5y) | ||
| Alexander Philan Chester | Registered representative | Jun 2021 (5y) | ||
| Alfonsina I Perez | Registered representative | Jun 2021 (5y) | ||
| Alissa W Crawford | Registered representative | Jun 2021 (5y) | ||
| Allan Rubin | Registered representative | Jun 2021 (5y) | ||
| Alyssa Salvo | Registered representative | Jun 2021 (5y) | ||
| Ann Marie Mcnulty | Registered representative | CFP | Jun 2021 (5y) | |
| Antonio O Silva | Registered representative | Jun 2021 (5y) | ||
| Armando Cabo | Registered representative | Jun 2021 (5y) | ||
| Arthur William Bellis | Registered representative | Jun 2021 (5y) | ||
| Asheem Koirala | Registered representative | Jun 2021 (5y) | ||
| Adam Andre Gonthier | Registered representative | Jun 2021 (5y) | ||
| Bradford White Cushman | Registered representative | CFP | Jun 2021 (5y) | |
| Carlina E Rios | Registered representative | Jun 2021 (5y) | ||
| Carolina D Urena | Registered representative | Jun 2021 (5y) | ||
| Christie Lynne Flynn | Registered representative | Jun 2021 (5y) | ||
| Christopher Keane Baxter | Registered representative | Jun 2021 (5y) | ||
| Craig J Paskowitz | Registered representative | Jun 2021 (5y) | ||
| Craig Stephen Lattimer | Registered representative | Jun 2021 (5y) | ||
| Charlotte Spatz | Registered representative | Jun 2021 (5y) | ||
| Danielle Nicole Nestor | Registered representative | Jun 2021 (5y) | ||
| Dominic Provenzano | Registered representative | Jun 2021 (5y) | ||
| Edward Patrick Quinn | Registered representative | Jun 2021 (5y) | ||
| Elizabeth C Cioffi | Registered representative | Jun 2021 (5y) | ||
| Emilio Joseph Lapietra | Registered representative | CFP | Jun 2021 (5y) | |
| Emmanuel Urena | Registered representative | Jun 2021 (5y) | ||
| Eric Scott Mackey | Registered representative | Jun 2021 (5y) | ||
| Estilita Vasquez | Registered representative | Jun 2021 (5y) | ||
| Eric Christopher Genco | Registered representative | Jun 2021 (5y) | ||
| Grant A Rickan | Registered representative | Jun 2021 (5y) | ||
| Gregory James Leotta | Registered representative | Jun 2021 (5y) | ||
| Heather Marie Foley | Registered representative | Jun 2021 (5y) | ||
| Hoy Soohoo | Registered representative | Jun 2021 (5y) | ||
| Inna Diambekova | Registered representative | Jun 2021 (5y) | ||
| James Thomas Mccarthy | Registered representative | Jun 2021 (5y) | ||
| Jason Paul Brottman | Registered representative | Jun 2021 (5y) | ||
| Joe Mangino | Registered representative | Jun 2021 (5y) | ||
| John A Pettica | Registered representative | Jun 2021 (5y) | ||
| John Farrell Bordages | Registered representative | Jun 2021 (5y) | ||
| Jomarie Padilla | Registered representative | Jun 2021 (5y) | ||
| Jonathan Reynolds Ponosuk | Registered representative | Jun 2021 (5y) | ||
| Joseph David Catalano | Registered representative | Jun 2021 (5y) | ||
| Joseph N Daniello | Registered representative | Jun 2021 (5y) | ||
| Joseph William Perillo | Registered representative | Jun 2021 (5y) | ||
| John Vincent Keane | Registered representative | Jun 2021 (5y) | ||
| Jonathan G Bifulco | Registered representative | Jun 2021 (5y) | ||
| Kenny Y Chen | Registered representative | Jun 2021 (5y) | ||
| Krisha Lauren Diamantopoulos | Registered representative | Jun 2021 (5y) | ||
| Krystal B Buissereth | Registered representative | Jun 2021 (5y) | ||
| Ken Varughese | Registered representative | Jun 2021 (5y) | ||
| Laura Michelle Morris | Registered representative | Jun 2021 (5y) | ||
| Lauren Akers | Registered representative | Jun 2021 (5y) | ||
| Lily Korine Engelhardt | Registered representative | Jun 2021 (5y) | ||
| Lorraine Ann Laczko | Registered representative | Jun 2021 (5y) | ||
| Lukasz Skowronski | Registered representative | Jun 2021 (5y) | ||
| Marc Anthony Montaldo | Registered representative | Jun 2021 (5y) | ||
| Mark George Bahadurian | Registered representative | Jun 2021 (5y) | ||
| Martin Richard Bank | Registered representative | CFP | Jun 2021 (5y) | |
| Megan Ashley Auslaender | Registered representative | Jun 2021 (5y) | ||
| Michael Abraham Walker | Registered representative | Jun 2021 (5y) | ||
| Michael Christopher Suchanick | Registered representative | Jun 2021 (5y) | ||
| Michael J Jabara | Registered representative | Jun 2021 (5y) | ||
| Michael J Kiriakatos | Registered representative | Jun 2021 (5y) | ||
| Michael John Degenhardt | Registered representative | Jun 2021 (5y) | ||
| Michelle M Grosso | Registered representative | Jun 2021 (5y) | ||
| Miguel Angel Perez | Registered representative | Jun 2021 (5y) | ||
| Marianne Murphy | Registered representative | Jun 2021 (5y) | ||
| Mary Flaherty | Registered representative | Jun 2021 (5y) | ||
| Michael M Cooperman | Registered representative | Jun 2021 (5y) | ||
| Nikhil R Perkari | Registered representative | Jun 2021 (5y) | ||
| Patrick Casey Howard | Registered representative | Jun 2021 (5y) | ||
| Rashawn Monica Perry | Registered representative | Jun 2021 (5y) | ||
| Raul Alberto Delaguardia | Registered representative | Jun 2021 (5y) | ||
| Robert C Linder | Registered representative | Jun 2021 (5y) | ||
| Robert J Martin | Registered representative | Jun 2021 (5y) | ||
| Robert Michael Sutherland | Registered representative | Jun 2021 (5y) | ||
| Rosa E Vinueza | Registered representative | Jun 2021 (5y) | ||
| Rouby Bechara Souraty | Registered representative | Jun 2021 (5y) | ||
| Salpi Doering | Registered representative | Jun 2021 (5y) | ||
| Scott T Bertha | Registered representative | Jun 2021 (5y) | ||
| Senem Firuz | Registered representative | Jun 2021 (5y) | ||
| Shawn W Alvarado | Registered representative | Jun 2021 (5y) | ||
| Stephen Murray | Registered representative | Jun 2021 (5y) | ||
| Stephen Fonseca | Registered representative | Jun 2021 (5y) | ||
| Thomas R Koveleskie | Registered representative | CFP | Jun 2021 (5y) | |
| Todd C Raymond | Registered representative | Jun 2021 (5y) | ||
| Tracy Kennedy | Registered representative | Jun 2021 (5y) | ||
| Wendy Marie Nava | Registered representative | Jun 2021 (5y) | ||
| Yadira Sanchez | Registered representative | Jun 2021 (5y) | ||
| Antonio Palafox Camara | Registered representative | Jun 2021 (5y) | ||
| Jeffrey M Lubin | Registered representative | Jun 2021 (5y) | ||
| Mary L O Connor | Registered representative | Jun 2021 (5y) | ||
| Marykay Lindtner | Registered representative | Jun 2021 (5y) | ||
| Kevin R Holt | Registered representative | Jun 2021 (5y) | ||
| Laura H Longhi | Registered representative | Jun 2021 (5y) | ||
| Matthew Scott Hersh | Registered representative | Jun 2021 (5y) | ||
| William Molloy | Registered representative | Jun 2021 (5y) | ||
| Christopher T Fuller | Registered representative | Jun 2021 (5y) | ||
| Alan Howard Ulan | Registered representative | Jun 2021 (5y) | ||
| Andrea Gould Schwarz | Registered representative | Jun 2021 (5y) | ||
| Anthony Paul Catalano | Registered representative | Jun 2021 (5y) | ||
| Anthony Rinaldi | Registered representative | Jun 2021 (5y) | ||
| Adrian Schwartz | Registered representative | Jun 2021 (5y) | ||
| Barry Michael Vener | Registered representative | Jun 2021 (5y) | ||
| Brian Patrick Craig | Registered representative | Jun 2021 (5y) | ||
| Corey Ira Stein | Registered representative | Jun 2021 (5y) | ||
| Daniel Bruce Bernstein | Registered representative | Jun 2021 (5y) | ||
| Daniel Maurice Maniscalco | Registered representative | Jun 2021 (5y) | ||
| Darleen Patricia Connor | Registered representative | Jun 2021 (5y) | ||
| David Paul Bushman | Registered representative | Jun 2021 (5y) | ||
| Denis Michael Sepulveda | Registered representative | Jun 2021 (5y) | ||
| Dorothea B Isaacson | Registered representative | Jun 2021 (5y) | ||
| Edward Demet Rulison | Registered representative | Jun 2021 (5y) | ||
| Engels N Mendez | Registered representative | Jun 2021 (5y) | ||
| Elijah Alden Singstad | Registered representative | Jun 2021 (5y) | ||
| Gary Jon Rossi | Registered representative | Jun 2021 (5y) | ||
| James Duffy | Registered representative | Jun 2021 (5y) | ||
| James E. Flood | Registered representative | Jun 2021 (5y) | ||
| James W O'keefe | Registered representative | Jun 2021 (5y) | ||
| Janice Lynn Alexander | Registered representative | Jun 2021 (5y) | ||
| Jay Alan Lipman | Registered representative | Jun 2021 (5y) | ||
| Jeffrey Alan Barnard | Registered representative | Jun 2021 (5y) | ||
| John Joseph Donnell | Registered representative | Jun 2021 (5y) | ||
| Jonathan Ephraim Sharbani | Registered representative | Jun 2021 (5y) | ||
| Jorge Pablo Hermoso | Registered representative | Jun 2021 (5y) | ||
| John J Patrina | Registered representative | Jun 2021 (5y) | ||
| Krishnan Ramachandran | Registered representative | Jun 2021 (5y) | ||
| Kyle Theodorescu | Registered representative | Jun 2021 (5y) | ||
| Lawrence Michael Beck | Registered representative | Jun 2021 (5y) | ||
| Lionel M Goldberg | Registered representative | Jun 2021 (5y) | ||
| Lisa Beth Puntillo | Registered representative | Jun 2021 (5y) | ||
| Martin Rosengarten | Registered representative | Jun 2021 (5y) | ||
| Megan Marie Araujo | Registered representative | Jun 2021 (5y) | ||
| Michael Edward Rulison | Registered representative | Jun 2021 (5y) | ||
| Michael Gershenson | Registered representative | Jun 2021 (5y) | ||
| Paulino M Diaz | Registered representative | Jun 2021 (5y) | ||
| Richard Scott Dorfman | Registered representative | Jun 2021 (5y) | ||
| Robert Henry Cator | Registered representative | Jun 2021 (5y) | ||
| Robert Stuart Lewis | Registered representative | Jun 2021 (5y) | ||
| Roberto Frazao | Registered representative | Jun 2021 (5y) | ||
| Stephen F Lawless | Registered representative | Jun 2021 (5y) | ||
| Stephen H Parmiter | Registered representative | Jun 2021 (5y) | ||
| Stephen James Reilly | Registered representative | Jun 2021 (5y) | ||
| Susan Meryl Berman | Registered representative | Jun 2021 (5y) | ||
| Thomas William Ferrante | Registered representative | Jun 2021 (5y) | ||
| Todd Robert Rowley | Registered representative | Jun 2021 (5y) | ||
| Trevor Prescott Nelson | Registered representative | CFP | Jun 2021 (5y) | |
| Victoria M Moran | Registered representative | Jun 2021 (5y) | ||
| William Robert White | Registered representative | Jun 2021 (5y) | ||
| Anthony Joseph Gist | Registered representative | Jun 2021 (5y) | ||
| Chukwuma O Ehiwogwu | Registered representative | Jun 2021 (5y) | ||
| David Braun | Registered representative | Jun 2021 (5y) | ||
| Melissa Anne Kennedy | Registered representative | Jun 2021 (5y) | ||
| Anthony R Barst | Registered representative | CFA | Jun 2021 (5y) | |
| James Robert Mc Donald | Registered representative | Jun 2021 (5y) | ||
| Keri Lynn Link | Registered representative | Jun 2021 (5y) | ||
| Kevin M Pilarski | Registered representative | Jun 2021 (5y) | ||
| Monica J Handy | Registered representative | Jun 2021 (5y) | ||
| Timothy A Harris | Registered representative | Jun 2021 (5y) | ||
| Alexa Raye Ibarguen | Registered representative | Jun 2021 (5y) | ||
| Andrew Braden Earle | Registered representative | Jun 2021 (5y) | ||
| Jared R. Miller | Registered representative | Jun 2021 (5y) | ||
| Stephen C Ibarguen | Registered representative | Jun 2021 (5y) | ||
| Nicholas Diamond Brodeur | Registered representative | Jun 2021 (5y) | ||
| Paul L Minella | Registered representative | Jun 2021 (5y) | ||
| Erika L Rivera | Registered representative | Jun 2021 (5y) | ||
| Fu Kuang Chien | Registered representative | Jun 2021 (5y) | ||
| Henry Horrell | Registered representative | Jun 2021 (5y) | ||
| James R Arca | Registered representative | Jun 2021 (5y) | ||
| Jenna E Fenoglio | Registered representative | Jun 2021 (5y) | ||
| Lucille Mae Halvorson | Registered representative | Jun 2021 (5y) | ||
| Andrell Vesean Adams | Registered representative | CFP | Jun 2021 (5y) | |
| Bryce John Dalrymple | Registered representative | Jun 2021 (5y) | ||
| Colleen E Bissonnette | Registered representative | Jun 2021 (5y) | ||
| Gabriel Porzecanski | Registered representative | Jun 2021 (5y) | ||
| Parker L Frost | Registered representative | Jun 2021 (5y) | ||
| Casey A Wren | Registered representative | Jun 2021 (5y) | ||
| Edward Andrew Barretto | Registered representative | Jun 2021 (5y) | ||
| James Miller Christensen | Registered representative | Jun 2021 (5y) | ||
| Pedro A Lopes | Registered representative | Jun 2021 (5y) | ||
| Michelle V Oosterwijk | Registered representative | Jul 2021 (5y) | ||
| Mary L Cunningham | Registered representative | Jul 2021 (5y) | ||
| Nacole Darlene Carson | Registered representative | Jul 2021 (5y) | ||
| Noel K Yameogo | Registered representative | Jul 2021 (5y) | ||
| Nicolaos Praskelli | Registered representative | Jul 2021 (5y) | ||
| Tori Lynn Fritz | Registered representative | Jul 2021 (5y) | ||
| Alexander Lee Netter | Registered representative | Jul 2021 (5y) | ||
| Joseph Dante Verri | Registered representative | Jul 2021 (5y) | ||
| Lori Lea Greene | Registered representative | Jul 2021 (5y) | ||
| Mark David Rosenthal | Registered representative | Jul 2021 (5y) | ||
| Michael Albert Roman | Registered representative | Jul 2021 (5y) | ||
| Jonathan M Wiener | Registered representative | Jul 2021 (5y) | ||
| Nishit Arora | Registered representative | Jul 2021 (5y) | ||
| Taylor Madison Odom | Registered representative | Jul 2021 (5y) | ||
| Amy Elizabeth Diehl | Registered representative | Jul 2021 (5y) | ||
| Heather J Church | Registered representative | Jul 2021 (5y) | ||
| Heather J Henke | Registered representative | Jul 2021 (5y) | ||
| Karen Valentine Keusayan | Registered representative | Jul 2021 (5y) | ||
| Michael Saidi | Registered representative | Jul 2021 (5y) | ||
| Patrick S Reynolds | Registered representative | Jul 2021 (5y) | ||
| Richard Michael Green | Registered representative | Jul 2021 (5y) | ||
| Aristela M Cravens | Registered representative | Jul 2021 (5y) | ||
| Charles David Johnson | Registered representative | Jul 2021 (5y) | ||
| Catherine M Andrade | Registered representative | Jul 2021 (5y) | ||
| Eric C Sinclair | Registered representative | Jul 2021 (5y) | ||
| Jorge Jose Bohtlingk | Registered representative | Jul 2021 (5y) | ||
| Jessica Moreno Bustos | Registered representative | Jul 2021 (5y) | ||
| Renee S Brusky | Registered representative | Jul 2021 (5y) | ||
| Ana B Da Silva | Registered representative | Jul 2021 (5y) | ||
| Benjamin Adam Baker | Registered representative | Jul 2021 (5y) | ||
| Joshua D Taussig | Registered representative | Jul 2021 (5y) | ||
| Leigh Madden Long | Registered representative | Jul 2021 (5y) | ||
| Luis F Peralta Mojica | Registered representative | Jul 2021 (5y) | ||
| Patricia Villacorta Mullin | Registered representative | Jul 2021 (5y) | ||
| Robert Edward Keane | Registered representative | Jul 2021 (5y) | ||
| Benjamin Pierce Archer | Registered representative | Jul 2021 (5y) | ||
| Erin Elizabeth Ray | Registered representative | Jul 2021 (5y) | ||
| Huan Bin Eric Lee | Registered representative | Jul 2021 (5y) | ||
| Jennifer Elizabeth Gilbert Duffy | Registered representative | Jul 2021 (5y) | ||
| Matthew Laberee Lang | Registered representative | Jul 2021 (5y) | ||
| Matthew Mark Davis | Registered representative | Jul 2021 (5y) | ||
| Michael R Mallory | Registered representative | Jul 2021 (5y) | ||
| Stephen Loran Smith | Registered representative | Jul 2021 (5y) | ||
| Thelma Noemi Noemi Garcia | Registered representative | Jul 2021 (5y) | ||
| Vladislav Madatov | Registered representative | CFP | Jul 2021 (5y) | |
| Stephen Ganpat | Registered representative | Jul 2021 (5y) | ||
| Alexandra Vanessa Alfonzo Irigoyen | Registered representative | Jul 2021 (5y) | ||
| Benjamin Jorge Blanco Pinto | Registered representative | Jul 2021 (5y) | ||
| Erica L Johnson | Registered representative | Jul 2021 (5y) | ||
| June E Stanton | Registered representative | Jul 2021 (5y) | ||
| Carlos Narvaez | Registered representative | Jul 2021 (5y) | ||
| Margaret Angelica Nagel | Registered representative | Jul 2021 (5y) | ||
| Michael David Palmer | Registered representative | Jul 2021 (5y) | ||
| Caroline Louise Guy | Registered representative | Jul 2021 (5y) | ||
| Kathryn N Miller | Registered representative | Jul 2021 (5y) | ||
| Matthew S Lenza | Registered representative | Jul 2021 (5y) | ||
| Peter Charles Barcia | Registered representative | Jul 2021 (5y) | ||
| Rhonda Jean Sasse | Registered representative | Jul 2021 (5y) | ||
| David Israel Szulanski | Registered representative | Jul 2021 (5y) | ||
| Melva Casana | Registered representative | Jul 2021 (5y) | ||
| Roger J Curylo | Registered representative | Jul 2021 (5y) | ||
| Eric Thomas Chin | Registered representative | Jul 2021 (5y) | ||
| Jennifer M Tokioka | Registered representative | Jul 2021 (5y) | ||
| Lindsey M Boyd | Registered representative | Jul 2021 (5y) | ||
| Michael S Parmiter | Registered representative | Jul 2021 (5y) | ||
| Mary Newman Mceachern | Registered representative | CFP | Jul 2021 (5y) | |
| David F Elias | Registered representative | Jul 2021 (5y) | ||
| Terrence Quincy Park | Registered representative | Jul 2021 (5y) | ||
| Juan Manuel Sonzini | Registered representative | Jul 2021 (5y) | ||
| Jessalind C Tsui | Registered representative | Jul 2021 (5y) | ||
| Abhigjnavasu Tadakamalla | Registered representative | Jul 2021 (5y) | ||
| Sarah L Jobak | Registered representative | Jul 2021 (5y) | ||
| Blake Tamblyn Davis | Registered representative | Jul 2021 (5y) | ||
| Brendan G Johnson | Registered representative | Jul 2021 (5y) | ||
| Daniel Michael O'brien | Registered representative | Jul 2021 (5y) | ||
| John O'malley | Registered representative | Jul 2021 (5y) | ||
| Kelvin J Foutz | Registered representative | Jul 2021 (5y) | ||
| Lee Aaron Sperling | Registered representative | Jul 2021 (5y) | ||
| Marcus N Geringswald | Registered representative | Jul 2021 (5y) | ||
| Matias De La Puente | Registered representative | Jul 2021 (5y) | ||
| Abraham Corey Dispennette | Registered representative | Jul 2021 (5y) | ||
| Frank L. Banks | Registered representative | CFP | Jul 2021 (5y) | |
| Jenny U Ngo | Registered representative | Jul 2021 (5y) | ||
| Michael Tyler Goelz | Registered representative | Jul 2021 (5y) | ||
| Michael E Reszkowski | Registered representative | Jul 2021 (5y) | ||
| Patrick Randal Martin | Registered representative | CFP | Jul 2021 (5y) | |
| Robert L Peng | Registered representative | Jul 2021 (5y) | ||
| Miguel Salazar | Registered representative | Jul 2021 (5y) | ||
| Christopher J Connolly | Registered representative | Jul 2021 (5y) | ||
| Steven F Zatkin | Registered representative | Jul 2021 (5y) | ||
| Yiu M Woo | Registered representative | Jul 2021 (5y) | ||
| Arthur Lam | Registered representative | Jul 2021 (5y) | ||
| Evelyn Vera | Registered representative | Jul 2021 (5y) | ||
| Lauren M Howell | Registered representative | Jul 2021 (5y) | ||
| Logan Sauter | Registered representative | Jul 2021 (5y) | ||
| Katherine E Dean | Registered representative | Jul 2021 (5y) | ||
| Mary Ann J Roberts | Registered representative | Jul 2021 (5y) | ||
| Michele T Cronin | Registered representative | Jul 2021 (5y) | ||
| Sarah K Hanafin Justice | Registered representative | Jul 2021 (5y) | ||
| Tyler W Thomas | Registered representative | Jul 2021 (5y) | ||
| Daniel S Rosaschi | Registered representative | Jul 2021 (5y) | ||
| Justin M Zelen | Registered representative | Jul 2021 (5y) | ||
| Melissa C Gonzalez | Registered representative | Jul 2021 (5y) | ||
| Paul Allen Payne | Registered representative | Jul 2021 (5y) | ||
| Brandon E Rodriguez Arellano | Registered representative | Jul 2021 (5y) | ||
| Brian G Stern | Registered representative | Jul 2021 (5y) | ||
| David Wurst | Registered representative | Jul 2021 (5y) | ||
| Diane L Spagnola | Registered representative | Jul 2021 (5y) | ||
| John J Chahine | Registered representative | Jul 2021 (5y) | ||
| Jeffrey M Urbin | Registered representative | Jul 2021 (5y) | ||
| Joel Jay Spitz | Registered representative | Jul 2021 (5y) | ||
| Lisa Bisconti O'bryant | Registered representative | Jul 2021 (5y) | ||
| Meghan A. Falduto | Registered representative | Jul 2021 (5y) | ||
| Michael Thomas Neumann | Registered representative | Jul 2021 (5y) | ||
| Nicholas V Forkeutis | Registered representative | Jul 2021 (5y) | ||
| Reginald Aaron Parker | Registered representative | Jul 2021 (5y) | ||
| William Philip Cerone | Registered representative | Jul 2021 (5y) | ||
| Anne Marie Happe | Registered representative | Jul 2021 (5y) | ||
| Carlos Marco Antonio Olea Zambrano | Registered representative | Aug 2021 (5y) | ||
| Christine Marie Telish | Registered representative | CFA | Aug 2021 (5y) | |
| Elise D Defenbaugh | Registered representative | Aug 2021 (5y) | ||
| Hilary Goldsmith | Registered representative | Aug 2021 (5y) | ||
| Michael Harry Douvadjian | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| Michael K Lam | Registered representative | Aug 2021 (5y) | ||
| Suzette B De La Torre | Registered representative | Aug 2021 (5y) | ||
| Shaun D Bensol | Registered representative | Aug 2021 (5y) | ||
| Wolfgang Karl Frisch | Registered representative | Aug 2021 (5y) | ||
| Leonard R Hill | Registered representative | Aug 2021 (5y) | ||
| Daniel Brinkman | Registered representative | Aug 2021 (5y) | ||
| Declan P Treanor | Registered representative | Aug 2021 (5y) | ||
| Gregory D Touchette | Registered representative | Aug 2021 (5y) | ||
| Jaime Suarez | Registered representative | Aug 2021 (5y) | ||
| Judith Hofstadter Tuller | Registered representative | Aug 2021 (5y) | ||
| Stephen Pierce Ryan | Registered representative | Aug 2021 (5y) | ||
| Tyler Charles Desmond | Registered representative | Aug 2021 (5y) | ||
| Ana Tereza Munro | Registered representative | CFP | Aug 2021 (5y) | |
| Alicia M Wong | Registered representative | Aug 2021 (5y) | ||
| Connor Esposito | Registered representative | Aug 2021 (5y) | ||
| Heath Van Henig | Registered representative | Aug 2021 (5y) | ||
| Jeffrey Michael Brady | Registered representative | Aug 2021 (5y) | ||
| John Burton Hiles | Registered representative | Aug 2021 (5y) | ||
| Keith William Philippi | Registered representative | CFP | Aug 2021 (5y) | |
| Matthew Williams | Registered representative | Aug 2021 (5y) | ||
| Bailey R Sheimo | Registered representative | Aug 2021 (5y) | ||
| Altagracia Gil | Registered representative | Aug 2021 (5y) | ||
| Bianca M Parades Bielawski | Registered representative | Aug 2021 (5y) | ||
| Jennifer Marie Borus | Registered representative | Aug 2021 (5y) | ||
| Kimberly Ann Crane | Registered representative | CFP | Aug 2021 (5y) | |
| Philip Y Paul | Registered representative | CFP | Aug 2021 (5y) | |
| Rebecca Bessette | Registered representative | Aug 2021 (5y) | ||
| Richard M Farrell | Registered representative | Aug 2021 (5y) | ||
| Tod E. Creasap | Registered representative | Aug 2021 (5y) | ||
| Adam S Lorimer | Registered representative | Aug 2021 (5y) | ||
| Hayley A Hamann | Registered representative | Aug 2021 (5y) | ||
| Pamela J Truemper | Registered representative | Aug 2021 (5y) | ||
| Champhang Wolfard | Registered representative | Aug 2021 (5y) | ||
| Julie Forman | Registered representative | Aug 2021 (5y) | ||
| Kevin Yang | Registered representative | Aug 2021 (5y) | ||
| Livingston A Albritten | Registered representative | Aug 2021 (5y) | ||
| Alexander Bond Austin | Registered representative | Aug 2021 (5y) | ||
| Leila Aleyaseen | Registered representative | Aug 2021 (5y) | ||
| Maura T Coolican | Registered representative | Aug 2021 (5y) | ||
| George Andrew Haddad | Registered representative | CFP | Aug 2021 (5y) | |
| Kyle Daniel Ellis | Registered representative | Aug 2021 (5y) | ||
| Seth Russell Willoughby | Registered representative | CFP | Aug 2021 (5y) | |
| Bronwen M Malles | Registered representative | Aug 2021 (5y) | ||
| Dane Wood Runia | Registered representative | CFP | Aug 2021 (5y) | |
| Elisabeth W Haynes | Registered representative | Aug 2021 (5y) | ||
| Joan Callahan Mckee | Registered representative | Aug 2021 (5y) | ||
| Joseph C Adornato | Registered representative | Aug 2021 (5y) | ||
| Raymond Scott Runia | Registered representative | Aug 2021 (5y) | ||
| Darrell T Rainey | Registered representative | Aug 2021 (5y) | ||
| Ellen Kay Booth | Registered representative | Aug 2021 (5y) | ||
| Jayne L Smith | Registered representative | Aug 2021 (5y) | ||
| Kimberly Morello Davis | Registered representative | Aug 2021 (5y) | ||
| Robert J Jamke | Registered representative | Aug 2021 (5y) | ||
| Tory M Nixon | Registered representative | Aug 2021 (5y) | ||
| Thomas S Soffe | Registered representative | CFP | Aug 2021 (5y) | |
| Ashley W Reeves | Registered representative | Aug 2021 (5y) | ||
| Bailey A Lyon | Registered representative | Aug 2021 (5y) | ||
| Douglas Cade Jarrard | Registered representative | Aug 2021 (5y) | ||
| Henry Marin | Registered representative | CFP | Aug 2021 (5y) | |
| Patrick Tyler Nix | Registered representative | Aug 2021 (5y) | ||
| Ada G Frausto | Registered representative | Aug 2021 (5y) | ||
| David Michael Osborn | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Daulton Michael Miller | Registered representative | Aug 2021 (5y) | ||
| Nicholas Albert Gallucci | Registered representative | Aug 2021 (5y) | ||
| William Douglass | Registered representative | Aug 2021 (5y) | ||
| Andrew M Guman | Registered representative | Aug 2021 (5y) | ||
| Matias Eduardo Majdalani | Registered representative | Aug 2021 (5y) | ||
| Martin James Mc Guigan | Registered representative | Aug 2021 (5y) | ||
| Thomas P Howell | Registered representative | Aug 2021 (5y) | ||
| Dominick R Scavelli | Registered representative | CFP | Aug 2021 (5y) | |
| Grayson Louis Librie | Registered representative | CFP | Aug 2021 (5y) | |
| Jon David Kempner | Registered representative | CFP | Aug 2021 (5y) | |
| Joseph Iaboni | Registered representative | Aug 2021 (5y) | ||
| Brittanie Loraine Crayne | Registered representative | Aug 2021 (5y) | ||
| George Wall Holden | Registered representative | Aug 2021 (5y) | ||
| Kyle W Magnesen | Registered representative | Aug 2021 (5y) | ||
| Levi H Schofield | Registered representative | Aug 2021 (5y) | ||
| Sarah H Mc Grane | Registered representative | Aug 2021 (5y) | ||
| Virginia M Willis | Registered representative | Aug 2021 (5y) | ||
| William A Tripodo | Registered representative | Aug 2021 (5y) | ||
| Anthony Scott Kyber | Registered representative | CFP | Aug 2021 (5y) | |
| Christine Pierce | Registered representative | Aug 2021 (5y) | ||
| Janette E Goudy | Registered representative | Aug 2021 (5y) | ||
| Julia Y Huff | Registered representative | Aug 2021 (5y) | ||
| Michael R Glovas Jr | Registered representative | Aug 2021 (5y) | ||
| Michael D Cimino | Registered representative | Aug 2021 (5y) | ||
| Nicholas James Urrutia | Registered representative | Chartered Financial Consultant | Aug 2021 (5y) | |
| Niles T Munsch | Registered representative | Aug 2021 (5y) | ||
| Shawn Mc Gill | Registered representative | Aug 2021 (5y) | ||
| Stanley L Stephens | Registered representative | Aug 2021 (5y) | ||
| Vincent John Moy | Registered representative | Aug 2021 (5y) | ||
| Zachary C French | Registered representative | Aug 2021 (5y) | ||
| Barry Alan Siegel | Registered representative | CFP | Aug 2021 (5y) | |
| Kenneth Anthony Sundberg | Registered representative | CFP | Aug 2021 (5y) | |
| Jaime Rose Skiff | Registered representative | Aug 2021 (5y) | ||
| Carlos Alberto Trejo Pena | Registered representative | Aug 2021 (5y) | ||
| Elisabeth Rachel Schreiber | Registered representative | Aug 2021 (5y) | ||
| Alyssa Ran Bui | Registered representative | Aug 2021 (5y) | ||
| Eduardo Castro | Registered representative | Aug 2021 (5y) | ||
| Joo Sun Kim | Registered representative | Aug 2021 (5y) | ||
| Caroline B Prybyl | Registered representative | Sep 2021 (5y) | ||
| Fernando Jose Diez De Onate | Registered representative | Sep 2021 (5y) | ||
| Jay Policar Buxbaum | Registered representative | Sep 2021 (5y) | ||
| Timothy Michael Vediz | Registered representative | CFA | Sep 2021 (5y) | |
| William Andrew Allison | Registered representative | Sep 2021 (5y) | ||
| Xiuzhen Chen | Registered representative | Sep 2021 (5y) | ||
| Janet Lorraine Calcagno | Registered representative | Sep 2021 (5y) | ||
| Lauren V Schafer | Registered representative | Sep 2021 (5y) | ||
| Audra L Benge | Registered representative | Sep 2021 (5y) | ||
| Barbara Coyne | Registered representative | Sep 2021 (5y) | ||
| Cade W Goff | Registered representative | Sep 2021 (5y) | ||
| Edwin R Calzaretta | Registered representative | Sep 2021 (5y) | ||
| Frederick Patrick Pierce | Registered representative | CFP | Sep 2021 (5y) | |
| Jayme Taylor Califano | Registered representative | Sep 2021 (5y) | ||
| Juliana Marie Trovato | Registered representative | Sep 2021 (5y) | ||
| Keighley J Spott | Registered representative | Sep 2021 (5y) | ||
| Michael John Graziano | Registered representative | CFP | Sep 2021 (5y) | |
| William Thomas Lewis | Registered representative | Sep 2021 (5y) | ||
| Doran P Chlupsa | Registered representative | Sep 2021 (5y) | ||
| Eric M Berman | Registered representative | Sep 2021 (5y) | ||
| James T Brotherton | Registered representative | Sep 2021 (5y) | ||
| Joseph A Di Giacomo | Registered representative | Sep 2021 (5y) | ||
| Shannon M Ricciardi | Registered representative | Sep 2021 (5y) | ||
| Kole G Bosworth | Registered representative | Sep 2021 (5y) | ||
| Riley S Burns | Registered representative | Sep 2021 (5y) | ||
| Steven R Rohde | Registered representative | Sep 2021 (5y) | ||
| William A. Solorzano | Registered representative | Sep 2021 (5y) | ||
| Cynthia Schnack Lee | Registered representative | CFP | Sep 2021 (5y) | |
| Dean Gorfti | Registered representative | Sep 2021 (5y) | ||
| Blair F Pehanich | Registered representative | Sep 2021 (5y) | ||
| Daniel Augusto Penalver | Registered representative | CFA | Sep 2021 (5y) | |
| Dean M Simone | Registered representative | Sep 2021 (5y) | ||
| Henley G Ridore | Registered representative | Sep 2021 (5y) | ||
| Michelle A Scoggins | Registered representative | Sep 2021 (5y) | ||
| Shani Adia Hatcher | Registered representative | Sep 2021 (5y) | ||
| Hannah P Weaver | Registered representative | Sep 2021 (5y) | ||
| Noah Joseph Barrick | Registered representative | Sep 2021 (5y) | ||
| Robert G Hohmann | Registered representative | Sep 2021 (5y) | ||
| Angela P Degis | Registered representative | Sep 2021 (5y) | ||
| Brian K Hioe | Registered representative | Sep 2021 (5y) | ||
| Heather Lynn Kono | Registered representative | Sep 2021 (5y) | ||
| Karl Francis Christman | Registered representative | Sep 2021 (5y) | ||
| Melanie Sue Kotsonis | Registered representative | Sep 2021 (5y) | ||
| Agustin Jose Torrado | Registered representative | Sep 2021 (5y) | ||
| Vinicius D Lazarini | Registered representative | Sep 2021 (5y) | ||
| Michelle L Sfanos | Registered representative | Sep 2021 (5y) | ||
| Anne M Tipple | Registered representative | Sep 2021 (5y) | ||
| Benjamin Joel Herman | Registered representative | Sep 2021 (5y) | ||
| Brad J Sherman | Registered representative | Sep 2021 (5y) | ||
| Brandon C Sovik | Registered representative | Sep 2021 (5y) | ||
| Elizabeth O Wax | Registered representative | Sep 2021 (5y) | ||
| Emma R Bilvado | Registered representative | Sep 2021 (5y) | ||
| Jason S Burriss | Registered representative | Sep 2021 (5y) | ||
| Jennifer Denning | Registered representative | Sep 2021 (5y) | ||
| Joseph Anthony Emmerling | Registered representative | CFA | Sep 2021 (5y) | |
| Kyle Anthony Mackey | Registered representative | Sep 2021 (5y) | ||
| Michael Louis Psaltis | Registered representative | Sep 2021 (5y) | ||
| Mark L Psaltis | Registered representative | Sep 2021 (5y) | ||
| Penelope Shihadeh Keene | Registered representative | Sep 2021 (5y) | ||
| Thomas B Keene | Registered representative | Sep 2021 (5y) | ||
| Zachary R Einsel | Registered representative | Sep 2021 (5y) | ||
| Thomas J Goebel | Registered representative | Sep 2021 (5y) | ||
| Amanda Elizabeth Little | Registered representative | Sep 2021 (5y) | ||
| Eric William Kirchner | Registered representative | Sep 2021 (5y) | ||
| Kassandra C Grove | Registered representative | Sep 2021 (5y) | ||
| Rosa Maria Maria Saldias Costa | Registered representative | Sep 2021 (5y) | ||
| Robert Hayden Seigendall | Registered representative | Sep 2021 (5y) | ||
| Santiago Laphitzondo | Registered representative | Sep 2021 (5y) | ||
| Julia Brucker | Registered representative | Sep 2021 (5y) | ||
| Paul Taeseung Chung | Registered representative | Sep 2021 (5y) | ||
| Christopher S Rueve | Registered representative | CFP | Sep 2021 (5y) | |
| Debbie Jean Leach | Registered representative | Sep 2021 (5y) | ||
| Lushone R Bennett | Registered representative | Sep 2021 (5y) | ||
| Mark Kevin Drinnan | Registered representative | Sep 2021 (5y) | ||
| Natalia Borziak | Registered representative | Sep 2021 (5y) | ||
| Priti Manglik | Registered representative | Sep 2021 (5y) | ||
| Robert Sandoval | Registered representative | Sep 2021 (5y) | ||
| Rita M Rivas | Registered representative | Sep 2021 (5y) | ||
| Thomas G Agoglia | Registered representative | Sep 2021 (5y) | ||
| Thomas J Boyle | Registered representative | Sep 2021 (5y) | ||
| Donald R Dugan | Registered representative | Sep 2021 (5y) | ||
| Elizabeth Tuan Oldham Grissom | Registered representative | Sep 2021 (5y) | ||
| Keith E Nubel | Registered representative | Sep 2021 (5y) | ||
| Lauren A Fiori | Registered representative | Sep 2021 (5y) | ||
| Shana R Ice | Registered representative | Sep 2021 (5y) | ||
| Spencer A Brooksby | Registered representative | Sep 2021 (5y) | ||
| Sydney J Schneider | Registered representative | Sep 2021 (5y) | ||
| Amy E Kalas | Registered representative | Sep 2021 (5y) | ||
| Benn A Konner | Registered representative | Sep 2021 (5y) | ||
| Mitchell M Tordjman | Registered representative | Sep 2021 (5y) | ||
| Scarlette S Zar | Registered representative | Sep 2021 (5y) | ||
| Sean T Hines | Registered representative | Sep 2021 (5y) | ||
| Evan J Espinoza | Registered representative | Sep 2021 (5y) | ||
| Jorge Torres | Registered representative | Sep 2021 (5y) | ||
| Karli Descant | Registered representative | Sep 2021 (5y) | ||
| Marissa M Roncancio | Registered representative | Sep 2021 (5y) | ||
| Michael William Reilly | Registered representative | Sep 2021 (5y) | ||
| Tyler Anthony Jones | Registered representative | Sep 2021 (5y) | ||
| William Ignatius Cremin | Registered representative | Sep 2021 (5y) | ||
| Alicia Morris | Registered representative | Sep 2021 (5y) | ||
| Delfina Arriola | Registered representative | Sep 2021 (5y) | ||
| Kendall M Pomeroy | Registered representative | Sep 2021 (5y) | ||
| Qinglian Gao | Registered representative | Sep 2021 (5y) | ||
| Selin Timur | Registered representative | Sep 2021 (5y) | ||
| Audrey Ellen Franzblau | Registered representative | Sep 2021 (5y) | ||
| Christopher C Hall | Registered representative | CFP | Sep 2021 (5y) | |
| Erica La Mountain Del Rosario | Registered representative | Sep 2021 (5y) | ||
| Mary Kristin Ketel | Registered representative | Sep 2021 (5y) | ||
| Andrew I Borts | Registered representative | Sep 2021 (5y) | ||
| Andrew P Schauer | Registered representative | Sep 2021 (5y) | ||
| Kyle S Yuen | Registered representative | Sep 2021 (5y) | ||
| Matthew J Moses | Registered representative | Sep 2021 (5y) | ||
| Perri M Hazan | Registered representative | Sep 2021 (5y) | ||
| Barry S Grossman | Registered representative | Oct 2021 (5y) | ||
| Bradley John Moore | Registered representative | CFA | Oct 2021 (5y) | |
| Celeste Frances Basuino | Registered representative | Oct 2021 (5y) | ||
| Derrick J Manuel | Registered representative | Oct 2021 (5y) | ||
| John Thomas Thomas Turner | Registered representative | Oct 2021 (5y) | ||
| Justin Virgil Smith | Registered representative | Oct 2021 (5y) | ||
| John T Le Berthon | Registered representative | Oct 2021 (5y) | ||
| Kevin R Petersen | Registered representative | Oct 2021 (5y) | ||
| Matthew C Kaiser | Registered representative | Oct 2021 (5y) | ||
| Ruoyi Li | Registered representative | Oct 2021 (5y) | ||
| Simi Struve | Registered representative | Oct 2021 (5y) | ||
| Terrell Jimmy Williams | Registered representative | Oct 2021 (5y) | ||
| Thomas Lee Boulund | Registered representative | Oct 2021 (5y) | ||
| Thomas Randolph Johnston | Registered representative | CFP | Oct 2021 (5y) | |
| Dennis P Lamey | Registered representative | Oct 2021 (5y) | ||
| Eugene Joseph Goodreault | Registered representative | Oct 2021 (5y) | ||
| Ethan A Vieira | Registered representative | Oct 2021 (5y) | ||
| Gerald Arthur Gee | Registered representative | Oct 2021 (5y) | ||
| Jacob Lee Ruysschaert | Registered representative | Oct 2021 (5y) | ||
| Kelly Brion Bramer | Registered representative | Oct 2021 (5y) | ||
| Raymond Lee Ruysschaert | Registered representative | Oct 2021 (5y) | ||
| Ronald E Vyse | Registered representative | Oct 2021 (5y) | ||
| Robert Jarvis | Registered representative | Oct 2021 (5y) | ||
| Cameron R Carlson | Registered representative | Oct 2021 (5y) | ||
| Tracy D Harper | Registered representative | Oct 2021 (5y) | ||
| William John Canning | Registered representative | Oct 2021 (5y) | ||
| Endrit Rraci | Registered representative | Oct 2021 (5y) | ||
| Jeffrey A Holzbach | Registered representative | Oct 2021 (5y) | ||
| Jenny Vel Lira | Registered representative | Oct 2021 (5y) | ||
| Jonathan Richard Bernstein | Registered representative | Oct 2021 (5y) | ||
| Kristin Gillis Long | Registered representative | CFP | Oct 2021 (5y) | |
| Roxann Geraldine Romano | Registered representative | Oct 2021 (5y) | ||
| Vicente Humberto Velez Pacheco | Registered representative | Oct 2021 (5y) | ||
| Anton Daniel Strumphler | Registered representative | Oct 2021 (5y) | ||
| Barton Jay Trenk | Registered representative | Oct 2021 (5y) | ||
| Brendan William Lloyd | Registered representative | Oct 2021 (5y) | ||
| Brian W Lewallen | Registered representative | Oct 2021 (5y) | ||
| Colleen A O'brien | Registered representative | Oct 2021 (5y) | ||
| Curt A Green | Registered representative | Oct 2021 (5y) | ||
| Dennis Lee | Registered representative | Oct 2021 (5y) | ||
| Dillon Patrick Walker | Registered representative | Oct 2021 (5y) | ||
| Erez Avidan | Registered representative | Oct 2021 (5y) | ||
| Gabrielle Bulgari | Registered representative | Oct 2021 (5y) | ||
| Guillermo Garcia | Registered representative | Oct 2021 (5y) | ||
| Hammond Hyungyoul Han | Registered representative | Oct 2021 (5y) | ||
| James M Jones | Registered representative | Oct 2021 (5y) | ||
| Jillian Holly Galfi | Registered representative | Oct 2021 (5y) | ||
| John Michael Vigh | Registered representative | Oct 2021 (5y) | ||
| Josh Michael Haber | Registered representative | Oct 2021 (5y) | ||
| Jason A Lieberman | Registered representative | Oct 2021 (5y) | ||
| Liam A Smith | Registered representative | Oct 2021 (5y) | ||
| Patrick T Laterza | Registered representative | Oct 2021 (5y) | ||
| Robert J Hanes | Registered representative | Oct 2021 (5y) | ||
| Robert Michael Laterza | Registered representative | Oct 2021 (5y) | ||
| Stephen D Guttenberg | Registered representative | Oct 2021 (5y) | ||
| William K Zorr | Registered representative | Oct 2021 (5y) | ||
| Ronald Jeffrey Winters | Registered representative | Oct 2021 (5y) | ||
| Alanna N Paretti | Registered representative | Oct 2021 (5y) | ||
| Amanda C Burnside | Registered representative | Oct 2021 (5y) | ||
| Anthony L Weiner | Registered representative | Oct 2021 (5y) | ||
| Debra Ann E Gebo | Registered representative | Oct 2021 (5y) | ||
| Isaac Rosengard Feldstein | Registered representative | Oct 2021 (5y) | ||
| Phillip D Mccarroll | Registered representative | Oct 2021 (5y) | ||
| Paul T Keating | Registered representative | Oct 2021 (5y) | ||
| Rehan M Arif | Registered representative | Oct 2021 (5y) | ||
| Stella Rosa Esparza | Registered representative | Oct 2021 (5y) | ||
| Robert William Daley | Registered representative | CFP | Oct 2021 (5y) | |
| Anastasia Ciudinovschih | Registered representative | Oct 2021 (5y) | ||
| Brandon Charles Lyons | Registered representative | Oct 2021 (5y) | ||
| Greer M Moseman | Registered representative | Oct 2021 (5y) | ||
| Lizabeth L Drega | Registered representative | Oct 2021 (5y) | ||
| Ryan J Kunkler | Registered representative | Oct 2021 (5y) | ||
| Sydney C Kruggel | Registered representative | Oct 2021 (5y) | ||
| Jarrod A James | Registered representative | Oct 2021 (5y) | ||
| Monica G Trinidad Lui | Registered representative | Oct 2021 (5y) | ||
| Tj Belcher | Registered representative | Oct 2021 (5y) | ||
| Carmela T D'anna | Registered representative | Oct 2021 (5y) | ||
| Denise B Li Brizzi | Registered representative | Oct 2021 (5y) | ||
| Kimberly D Mc Donald | Registered representative | Oct 2021 (5y) | ||
| Brandi J Carr | Registered representative | Oct 2021 (5y) | ||
| Isaiah J Walden | Registered representative | Oct 2021 (5y) | ||
| Otavio Fernando Genta Cordioli | Registered representative | Oct 2021 (5y) | ||
| Regan Michele Jahns | Registered representative | Oct 2021 (5y) | ||
| William J Netterwald | Registered representative | Oct 2021 (5y) | ||
| Andrew Carroll Hall | Registered representative | Oct 2021 (5y) | ||
| An Qi Li | Registered representative | Oct 2021 (5y) | ||
| Daniel J Driscoll | Registered representative | Oct 2021 (5y) | ||
| Melissa A De Brino | Registered representative | Oct 2021 (5y) | ||
| Paolo Bagnato | Registered representative | Oct 2021 (5y) | ||
| Shelli A Vandemark | Registered representative | Oct 2021 (5y) | ||
| Tiffany Ann Shea | Registered representative | Oct 2021 (5y) | ||
| Jennifer Thorpe | Registered representative | Oct 2021 (5y) | ||
| John A Armstrong | Registered representative | Oct 2021 (5y) | ||
| Joshua Lee Lerner | Registered representative | Oct 2021 (5y) | ||
| Alexis N Arthur | Registered representative | Oct 2021 (5y) | ||
| Ana Alicia Cuadras | Registered representative | Oct 2021 (5y) | ||
| Eric B Nichols | Registered representative | Oct 2021 (5y) | ||
| Joan Marie Winter | Registered representative | Oct 2021 (5y) | ||
| John Charles Daugherty | Registered representative | CFP | Oct 2021 (5y) | |
| James Hall Todd | Registered representative | Oct 2021 (5y) | ||
| Kimberleigh A Szewczyk | Registered representative | Oct 2021 (5y) | ||
| Leslie D Corrales | Registered representative | Oct 2021 (5y) | ||
| Melanie Elaine Daugherty | Registered representative | Oct 2021 (5y) | ||
| Michael Francis Romagnolo | Registered representative | Oct 2021 (5y) | ||
| Michael William See | Registered representative | CFP | Oct 2021 (5y) | |
| Palmer Raphael Ogden | Registered representative | Oct 2021 (5y) | ||
| Richard Steven Torres | Registered representative | Oct 2021 (5y) | ||
| Sean Edward Conley | Registered representative | Oct 2021 (5y) | ||
| Stephen J Pessagno | Registered representative | Oct 2021 (5y) | ||
| Wayne Fay Lee | Registered representative | CFP | Oct 2021 (5y) | |
| Edward V Landis | Registered representative | Oct 2021 (5y) | ||
| Janet B Kim | Registered representative | Oct 2021 (5y) | ||
| Suzan K Cheek | Registered representative | Oct 2021 (5y) | ||
| Terry Wayne Swagerty | Registered representative | Oct 2021 (5y) | ||
| Anne Marie Bensel | Registered representative | Oct 2021 (5y) | ||
| Jacqueline Rose Snyder | Registered representative | Oct 2021 (5y) | ||
| Jessica L Spondouris | Registered representative | Oct 2021 (5y) | ||
| Stephen J Foki | Registered representative | Oct 2021 (5y) | ||
| Michele Lee Mendiola | Registered representative | Oct 2021 (5y) | ||
| Megan Stannard | Registered representative | Oct 2021 (5y) | ||
| Patricia A Mc Cue | Registered representative | Oct 2021 (5y) | ||
| Wende Lynn Wozny | Registered representative | Oct 2021 (5y) | ||
| Bryce Daniel Castellone | Registered representative | Oct 2021 (5y) | ||
| Kenneth J Coggins | Registered representative | Oct 2021 (5y) | ||
| Patrick Wiethorn | Registered representative | Oct 2021 (5y) | ||
| Madelyn Rose Henricksen | Registered representative | Oct 2021 (5y) | ||
| Tammy Marie Carignan | Registered representative | Oct 2021 (5y) | ||
| Joseph A Knebel | Registered representative | Oct 2021 (5y) | ||
| Jake D Schaechter | Registered representative | Oct 2021 (5y) | ||
| Leonardo F Mesa | Registered representative | Oct 2021 (5y) | ||
| Sergio A Corona | Registered representative | Oct 2021 (5y) | ||
| Daanish J Khan | Registered representative | Nov 2021 (5y) | ||
| Jessica C Gonzalez Lopez | Registered representative | Nov 2021 (5y) | ||
| Kathleen E Carrion | Registered representative | Nov 2021 (5y) | ||
| Yuqing Guo | Registered representative | Nov 2021 (5y) | ||
| Karen E Betzag | Registered representative | Nov 2021 (5y) | ||
| Gabriel J Flores Ruiz | Registered representative | Nov 2021 (5y) | ||
| Ryan C Ogden | Registered representative | Nov 2021 (5y) | ||
| Alec J Rodway | Registered representative | Nov 2021 (5y) | ||
| Bradley A Rish | Registered representative | Nov 2021 (5y) | ||
| Christian Nicolas Jurado | Registered representative | Nov 2021 (5y) | ||
| James C Blake | Registered representative | Nov 2021 (5y) | ||
| Michael P Beste | Registered representative | Nov 2021 (5y) | ||
| Pietro Fabbri | Registered representative | Nov 2021 (5y) | ||
| Reese Michael Mona | Registered representative | Nov 2021 (5y) | ||
| Steven M Rini | Registered representative | Nov 2021 (5y) | ||
| Heather Elizabeth Pateros | Registered representative | Nov 2021 (5y) | ||
| Christopher C Pashley | Registered representative | CFP | Nov 2021 (5y) | |
| Cynthia Garza | Registered representative | Nov 2021 (5y) | ||
| William T French | Registered representative | Nov 2021 (5y) | ||
| Abbey K D'aquila | Registered representative | Nov 2021 (5y) | ||
| Brian L Herbets | Registered representative | Nov 2021 (5y) | ||
| Brian E Rabasca | Registered representative | Nov 2021 (5y) | ||
| David B Ferris | Registered representative | CFP | Nov 2021 (5y) | |
| David Ballantyne Ferris | Registered representative | CFP | Nov 2021 (5y) | |
| David George Meeks | Registered representative | CFP | Nov 2021 (5y) | |
| Daniel Alejandro Bermudez | Registered representative | Nov 2021 (5y) | ||
| Edward James Mccormick | Registered representative | Nov 2021 (5y) | ||
| Flavio Sugiyama | Registered representative | Nov 2021 (5y) | ||
| Greg Mitchell Wellen | Registered representative | Nov 2021 (5y) | ||
| Janine Marie Nebbia | Registered representative | Nov 2021 (5y) | ||
| Jonathan D Moskowitz | Registered representative | Nov 2021 (5y) | ||
| James David Marner | Registered representative | Nov 2021 (5y) | ||
| Javier Leganoa | Registered representative | Nov 2021 (5y) | ||
| Jeremy Ryan Cohen | Registered representative | Nov 2021 (5y) | ||
| Lee Bailey Konopka | Registered representative | Nov 2021 (5y) | ||
| Maria P Indyk | Registered representative | Nov 2021 (5y) | ||
| Nameer W Hanna | Registered representative | Nov 2021 (5y) | ||
| Paul Julius Dyliacco | Registered representative | Nov 2021 (5y) | ||
| Rachel B Mc Cormack | Registered representative | Nov 2021 (5y) | ||
| Richard R Lede | Registered representative | Nov 2021 (5y) | ||
| Robert Michael Matluck | Registered representative | Nov 2021 (5y) | ||
| Sanh Tuan Vuong | Registered representative | Nov 2021 (5y) | ||
| Susan Elizabeth G Howard | Registered representative | Nov 2021 (5y) | ||
| Yanlin Yu | Registered representative | Nov 2021 (5y) | ||
| Ying Juan Xie | Registered representative | CFP | Nov 2021 (5y) | |
| Adriana L De Macedo Soares | Registered representative | Nov 2021 (5y) | ||
| Andre Schibuola | Registered representative | Nov 2021 (5y) | ||
| Isha I Huston | Registered representative | Nov 2021 (5y) | ||
| Jorge Freire Gouvea | Registered representative | Nov 2021 (5y) | ||
| Marcella M Behman | Registered representative | Nov 2021 (5y) | ||
| Matthew Patrick Maloney | Registered representative | Nov 2021 (5y) | ||
| Pablo Casal Pereira | Registered representative | Nov 2021 (5y) | ||
| Steven J. Evanchik | Registered representative | Nov 2021 (5y) | ||
| Yuenchuen Wu | Registered representative | Nov 2021 (5y) | ||
| Anthony J Essma | Registered representative | Nov 2021 (5y) | ||
| Laura Jane Tiffany | Registered representative | Nov 2021 (5y) | ||
| Lauren W Phelps | Registered representative | Nov 2021 (5y) | ||
| Mark W Holody | Registered representative | Nov 2021 (5y) | ||
| Mathew W Lewis | Registered representative | Nov 2021 (5y) | ||
| Nicole Szomstein | Registered representative | Nov 2021 (5y) | ||
| Owen F Murray | Registered representative | Nov 2021 (5y) | ||
| Paul Peter Lakon | Registered representative | Nov 2021 (5y) | ||
| Vonzell S Brown | Registered representative | Nov 2021 (5y) | ||
| Amy Lynn Baker | Registered representative | Nov 2021 (5y) | ||
| David J Morse | Registered representative | Nov 2021 (5y) | ||
| Jessica Lynnette Williams | Registered representative | Nov 2021 (5y) | ||
| Naomi Michiko Marugame | Registered representative | Nov 2021 (5y) | ||
| Steven Walter Zamojski | Registered representative | Nov 2021 (5y) | ||
| Anthony S Lehman | Registered representative | Nov 2021 (5y) | ||
| Daniel J Harris | Registered representative | Nov 2021 (5y) | ||
| Edward W Lynch | Registered representative | Nov 2021 (5y) | ||
| Jacqueline Beth Ginsburg | Registered representative | Nov 2021 (5y) | ||
| Katharine V Lew | Registered representative | Nov 2021 (5y) | ||
| Matthew Carrano | Registered representative | Nov 2021 (5y) | ||
| Richard B Jakush | Registered representative | Nov 2021 (5y) | ||
| Tatiana Elza Fried | Registered representative | Nov 2021 (5y) | ||
| Abigail L Elwer | Registered representative | Nov 2021 (5y) | ||
| Deborah Ann Wise | Registered representative | Nov 2021 (5y) | ||
| Garneth C Ramos | Registered representative | Nov 2021 (5y) | ||
| Maxwell J Gravenstine | Registered representative | Nov 2021 (5y) | ||
| Meghan D Miller | Registered representative | Nov 2021 (5y) | ||
| Shiv Yashwant Kathrotiya | Registered representative | Nov 2021 (5y) | ||
| Taylor C Brady | Registered representative | Nov 2021 (5y) | ||
| Taylor N Kangethe | Registered representative | Nov 2021 (5y) | ||
| Andrew W Kelley | Registered representative | Nov 2021 (5y) | ||
| Anna E Hight | Registered representative | Nov 2021 (5y) | ||
| Juan Etinger | Registered representative | Nov 2021 (5y) | ||
| Jason A Welling | Registered representative | Nov 2021 (5y) | ||
| Kristen M Skotko | Registered representative | Nov 2021 (5y) | ||
| Mary Bartlett Taylor | Registered representative | Nov 2021 (5y) | ||
| Rachelle M Flood Kupelian | Registered representative | Nov 2021 (5y) | ||
| Heather Suzanne Moen | Registered representative | Nov 2021 (5y) | ||
| Justine A Hwaynate | Registered representative | Nov 2021 (5y) | ||
| Laura P Feintech | Registered representative | Nov 2021 (5y) | ||
| Nathan W Hamlin | Registered representative | Nov 2021 (5y) | ||
| Robin Solis | Registered representative | Nov 2021 (5y) | ||
| Steven C Gundersen | Registered representative | Nov 2021 (5y) | ||
| Alison Elizabeth Stauffer | Registered representative | Nov 2021 (5y) | ||
| Ryan J Mc Donald | Registered representative | Nov 2021 (5y) | ||
| Conor J Corken | Registered representative | Nov 2021 (5y) | ||
| Nicholas Joseph Barra | Registered representative | Nov 2021 (5y) | ||
| Sheri Lee Davidson | Registered representative | Nov 2021 (5y) | ||
| Scott M Lanz | Registered representative | Nov 2021 (5y) | ||
| Alexander J Nicholson | Registered representative | Nov 2021 (5y) | ||
| Lori L Duplis | Registered representative | Nov 2021 (5y) | ||
| Mallori E Westhoff | Registered representative | Nov 2021 (5y) | ||
| Matthew J Adams | Registered representative | Nov 2021 (5y) | ||
| Ahmed Barghouty | Registered representative | Dec 2021 (5y) | ||
| Austin J Smyrnioudis | Registered representative | Dec 2021 (5y) | ||
| Jacob Zils Willet | Registered representative | Dec 2021 (5y) | ||
| Monica E Balda | Registered representative | Dec 2021 (5y) | ||
| Rebecca N Madar | Registered representative | Dec 2021 (5y) | ||
| Ryan T Nees | Registered representative | Dec 2021 (5y) | ||
| Gina Marie Coyle | Registered representative | Dec 2021 (5y) | ||
| Takara D Santoro | Registered representative | Dec 2021 (5y) | ||
| Thomas E Langan | Registered representative | Dec 2021 (5y) | ||
| Ashna Sharma | Registered representative | Dec 2021 (5y) | ||
| Diane Joan Baer | Registered representative | Dec 2021 (5y) | ||
| Erik James Jue | Registered representative | Dec 2021 (5y) | ||
| Greyson T Pendery | Registered representative | Dec 2021 (5y) | ||
| Helen M Newsome | Registered representative | Dec 2021 (5y) | ||
| Jason Alvin Degroodt | Registered representative | Dec 2021 (5y) | ||
| Jacqueline Mary Minnehan | Registered representative | Dec 2021 (5y) | ||
| Matthew Edward Park | Registered representative | Dec 2021 (5y) | ||
| Travis G Draper | Registered representative | Dec 2021 (5y) | ||
| Ying Mei | Registered representative | Dec 2021 (5y) | ||
| Amanda Cristo | Registered representative | Dec 2021 (5y) | ||
| Charles A Sams | Registered representative | Dec 2021 (5y) | ||
| Kathryn Irene Hannigan | Registered representative | Dec 2021 (5y) | ||
| Thomas E Deflora | Registered representative | Dec 2021 (5y) | ||
| Traci C Pepevnik | Registered representative | Dec 2021 (5y) | ||
| Thomas A Shadden | Registered representative | Dec 2021 (5y) | ||
| Dan M Ichael Vitale | Registered representative | Dec 2021 (5y) | ||
| Gabriel Lema | Registered representative | Dec 2021 (5y) | ||
| John J Voltaggio | Registered representative | Dec 2021 (5y) | ||
| Nancy M Ingles | Registered representative | Dec 2021 (5y) | ||
| William A Hancock | Registered representative | Dec 2021 (5y) | ||
| Zachary C Smith | Registered representative | Dec 2021 (5y) | ||
| Anh H Parisi | Registered representative | Dec 2021 (5y) | ||
| Boyd Edward Dose | Registered representative | Dec 2021 (5y) | ||
| Matthew M Winter | Registered representative | Dec 2021 (5y) | ||
| Andrew Bivens | Registered representative | Dec 2021 (5y) | ||
| Kalia C Mills Setter | Registered representative | Dec 2021 (5y) | ||
| Kenneth K Ndungu | Registered representative | Dec 2021 (5y) | ||
| Nicholas J Lizzio | Registered representative | Dec 2021 (5y) | ||
| Pamela Gwen Heffner Lecher | Registered representative | Dec 2021 (5y) | ||
| Ema V Avalos | Registered representative | Dec 2021 (5y) | ||
| Jason Elias Roberts | Registered representative | Dec 2021 (5y) | ||
| Nina L Reyes | Registered representative | Dec 2021 (5y) | ||
| Amanda M Finnie | Registered representative | Dec 2021 (5y) | ||
| Cameron J Dion | Registered representative | Dec 2021 (5y) | ||
| Fernando Valdovinos | Registered representative | Dec 2021 (5y) | ||
| Julianne M Sundstrom | Registered representative | Dec 2021 (5y) | ||
| Alin Lu | Registered representative | Dec 2021 (5y) | ||
| Jenna J Burt | Registered representative | Dec 2021 (5y) | ||
| Shaylyn R Sullivan | Registered representative | Dec 2021 (5y) | ||
| Casey Allen Hall | Registered representative | Dec 2021 (5y) | ||
| George Kanellitsas | Registered representative | Dec 2021 (5y) | ||
| Jacob W Buerke | Registered representative | Dec 2021 (5y) | ||
| James R Angwin | Registered representative | Dec 2021 (5y) | ||
| Sharon Hieu Nguyen Cross | Registered representative | Dec 2021 (5y) | ||
| Vrinda S Pitre | Registered representative | Dec 2021 (5y) | ||
| Aimee L Bielot | Registered representative | Dec 2021 (5y) | ||
| Dylan Thomas Piacelli | Registered representative | Dec 2021 (5y) | ||
| Erin Shimada Stewart | Registered representative | Dec 2021 (5y) | ||
| Matthew A Homich | Registered representative | Dec 2021 (5y) | ||
| Somsack Sayvong | Registered representative | Dec 2021 (5y) | ||
| Aaron William Kassler | Registered representative | Dec 2021 (5y) | ||
| Gavin J Ricks | Registered representative | Dec 2021 (5y) | ||
| John R Wilson | Registered representative | Dec 2021 (5y) | ||
| Jason D Whitney | Registered representative | Dec 2021 (5y) | ||
| Mark H Daaleman | Registered representative | Dec 2021 (5y) | ||
| Robert S Cecil | Registered representative | Dec 2021 (5y) | ||
| Tyler D Epakchi | Registered representative | Dec 2021 (5y) | ||
| Andrea Monique Camahort | Registered representative | Dec 2021 (5y) | ||
| Daniel J Acevedo | Registered representative | Dec 2021 (5y) | ||
| Leandra M Kol | Registered representative | Dec 2021 (5y) | ||
| Maria Dolores Del Rio | Registered representative | Dec 2021 (5y) | ||
| Stephanie Ann Dhillon | Registered representative | Dec 2021 (5y) | ||
| Subin Alexander | Registered representative | Dec 2021 (5y) | ||
| Zachary W Thomas | Registered representative | Dec 2021 (5y) | ||
| Joseph B Kelly | Registered representative | Dec 2021 (5y) | ||
| Christopher G Kleinhen | Registered representative | Dec 2021 (5y) | ||
| Nathaniel A Frecks | Registered representative | Dec 2021 (5y) | ||
| Andrea Day Spangenberger | Registered representative | Dec 2021 (5y) | ||
| Christopher M De Nice | Registered representative | Dec 2021 (5y) | ||
| Jabez Daniel Waters | Registered representative | Dec 2021 (5y) | ||
| Raymond J Spina | Registered representative | Dec 2021 (5y) | ||
| Tong Ji | Registered representative | Dec 2021 (5y) | ||
| Adriana Luna | Registered representative | Dec 2021 (5y) | ||
| Michael R Scheid | Registered representative | Dec 2021 (5y) | ||
| Monica Ortiz | Registered representative | Dec 2021 (5y) | ||
| Patricia Rosson | Registered representative | Dec 2021 (5y) | ||
| Kyle J Zeller | Registered representative | Jan 2022 (5y) | ||
| Sean N Lirot | Registered representative | Jan 2022 (5y) | ||
| William Gray Brewer | Registered representative | Jan 2022 (5y) | ||
| Alec Lloyd Benson | Registered representative | Jan 2022 (5y) | ||
| Gaspard Marie Crepy Dorleans | Registered representative | Jan 2022 (5y) | ||
| Milton Craig Bynum | Registered representative | Jan 2022 (5y) | ||
| Muhammed Syed | Registered representative | Jan 2022 (5y) | ||
| Nicholas Charles Petriello | Registered representative | CFA | Jan 2022 (5y) | |
| Nicholas M Blaha | Registered representative | Jan 2022 (5y) | ||
| Briner C Ellis | Registered representative | Jan 2022 (5y) | ||
| Wilson Lumyeb Calansingin | Registered representative | Jan 2022 (5y) | ||
| Aleasha Marie Conroy | Registered representative | Jan 2022 (5y) | ||
| Alyssa Beth Morley | Registered representative | CFP | Jan 2022 (5y) | |
| Candice Brittany Fobia | Registered representative | Jan 2022 (5y) | ||
| George Torok | Registered representative | Jan 2022 (5y) | ||
| Gilbert Bovell | Registered representative | Jan 2022 (5y) | ||
| Gregory Paul Lofgren | Registered representative | CFP | Jan 2022 (5y) | |
| Isaac Paul Fried | Registered representative | Jan 2022 (5y) | ||
| John St. Thomas | Registered representative | Jan 2022 (5y) | ||
| Kevin C Donnelly | Registered representative | Jan 2022 (5y) | ||
| Kiana Rae Molitor | Registered representative | Jan 2022 (5y) | ||
| Nancy Elizabeth Wilson | Registered representative | Jan 2022 (5y) | ||
| Paul Gordon Walmsley | Registered representative | Jan 2022 (5y) | ||
| Shu F Wu | Registered representative | Jan 2022 (5y) | ||
| Steven Michael Springer | Registered representative | Jan 2022 (5y) | ||
| Walker Woodson Shiflet | Registered representative | Jan 2022 (5y) | ||
| Andrew William Stash | Registered representative | CFP | Jan 2022 (5y) | |
| Andrew William Stash | Registered representative | Jan 2022 (5y) | ||
| Christina Yuni | Registered representative | Jan 2022 (5y) | ||
| Dalton M Judd | Registered representative | Jan 2022 (5y) | ||
| Eduardo A Valadao | Registered representative | Jan 2022 (5y) | ||
| Eli M Burr | Registered representative | Jan 2022 (5y) | ||
| Gareth R Livesay | Registered representative | Jan 2022 (5y) | ||
| Jesus J Rivera | Registered representative | Jan 2022 (5y) | ||
| Keith Gregory Kepley | Registered representative | Jan 2022 (5y) | ||
| Robert Howard Hoffman | Registered representative | Jan 2022 (5y) | ||
| Salvatore Paden Tyler Cipolla | Registered representative | Jan 2022 (5y) | ||
| Sibyl Woo | Registered representative | Jan 2022 (5y) | ||
| Cameron A Mc Carthy | Registered representative | Jan 2022 (5y) | ||
| Franshell D Dumes | Registered representative | Jan 2022 (5y) | ||
| Luke A Cortina | Registered representative | Jan 2022 (5y) | ||
| Margaret A Brenner | Registered representative | Jan 2022 (5y) | ||
| Mitchell K Lee | Registered representative | Jan 2022 (5y) | ||
| Myles M Moore | Registered representative | Jan 2022 (5y) | ||
| Timothy Michael Lake | Registered representative | Jan 2022 (5y) | ||
| Wanying Qiu | Registered representative | Jan 2022 (5y) | ||
| Ernest Blair | Registered representative | Jan 2022 (5y) | ||
| George O Otieno | Registered representative | Jan 2022 (5y) | ||
| Haiou Allen | Registered representative | Jan 2022 (5y) | ||
| Mariana Mazon | Registered representative | Jan 2022 (5y) | ||
| Nasser Eljamal | Registered representative | Jan 2022 (5y) | ||
| Arthur Randolph Dumm | Registered representative | CFP | Jan 2022 (5y) | |
| Briana L D'esposito | Registered representative | Jan 2022 (5y) | ||
| Ethan Samuel Grossman | Registered representative | Jan 2022 (5y) | ||
| Grant E Mayer | Registered representative | Jan 2022 (5y) | ||
| Jia Petit | Registered representative | Jan 2022 (5y) | ||
| Kimberly Greenberg | Registered representative | Jan 2022 (5y) | ||
| Kofi Atta | Registered representative | Jan 2022 (5y) | ||
| Rosemary Angeloni | Registered representative | Jan 2022 (5y) | ||
| Ruben Benharrouch | Registered representative | Jan 2022 (5y) | ||
| Susan A Gescheidle | Registered representative | Jan 2022 (5y) | ||
| Yazlynne Ganju | Registered representative | Jan 2022 (5y) | ||
| Maxwell P Manning | Registered representative | Jan 2022 (5y) | ||
| Brett P Specker | Registered representative | Jan 2022 (5y) | ||
| Justin K Medrano | Registered representative | Jan 2022 (5y) | ||
| Arnulfo Crisostomo Tumbaga | Registered representative | Jan 2022 (5y) | ||
| Aaron Benjamin Stein | Registered representative | Jan 2022 (5y) | ||
| Carolyn Y Song Pegg | Registered representative | Jan 2022 (5y) | ||
| Cassandra Lauren Rapp | Registered representative | Jan 2022 (5y) | ||
| Jessica Paige Suskind | Registered representative | Jan 2022 (5y) | ||
| Julie Li Nhan | Registered representative | Jan 2022 (5y) | ||
| Joshua E Davis | Registered representative | Jan 2022 (5y) | ||
| Moshe Ron Banin | Registered representative | Jan 2022 (5y) | ||
| David John Garcia | Registered representative | Jan 2022 (5y) | ||
| Sarah Elizabeth Hipolito | Registered representative | Jan 2022 (5y) | ||
| Brian P Zajac | Registered representative | Jan 2022 (5y) | ||
| Daniel Brian Forman | Registered representative | Jan 2022 (5y) | ||
| Jaclyn Faith Drobny | Registered representative | CFP | Jan 2022 (5y) | |
| Kelly C Webb | Registered representative | Jan 2022 (5y) | ||
| Martin J Wollack | Registered representative | Jan 2022 (5y) | ||
| Michael Player | Registered representative | Jan 2022 (5y) | ||
| Renu Dutta | Registered representative | Jan 2022 (5y) | ||
| Marissa K Mullens | Registered representative | Jan 2022 (5y) | ||
| Paige Hamilton Kerr | Registered representative | Jan 2022 (5y) | ||
| Alan L Coker | Registered representative | Jan 2022 (5y) | ||
| Brian Francis Lennon | Registered representative | Jan 2022 (5y) | ||
| Fabienne Bagwandeen | Registered representative | Jan 2022 (5y) | ||
| Julie R Brandon | Registered representative | Jan 2022 (5y) | ||
| Kevin J Pellegrine | Registered representative | Jan 2022 (5y) | ||
| Maureen P Butler | Registered representative | Jan 2022 (5y) | ||
| Philip David Plotnick | Registered representative | Jan 2022 (5y) | ||
| Daniel P Ryan | Registered representative | Jan 2022 (5y) | ||
| Fernando Sandoval Luna | Registered representative | Jan 2022 (5y) | ||
| Geoffrey A Elliott | Registered representative | Jan 2022 (5y) | ||
| Jeffrey T Hansen | Registered representative | Jan 2022 (5y) | ||
| Majid A Zibaie | Registered representative | Jan 2022 (5y) | ||
| Orsolya Gyokeres | Registered representative | Jan 2022 (5y) | ||
| Laurie Dawn Misiak | Registered representative | Jan 2022 (5y) | ||
| Michael Peter Rooney | Registered representative | Jan 2022 (5y) | ||
| Nicholas Joseph Moore | Registered representative | Jan 2022 (5y) | ||
| Chad M Romney | Registered representative | Jan 2022 (5y) | ||
| Erin E St Jacques | Registered representative | Jan 2022 (5y) | ||
| James T Hartnett | Registered representative | CFA | Jan 2022 (5y) | |
| Joseph P Tumminelli | Registered representative | Jan 2022 (5y) | ||
| Robert J Kelly | Registered representative | Jan 2022 (5y) | ||
| Aaron D Scissors | Registered representative | Jan 2022 (5y) | ||
| Christopher A Rollo | Registered representative | Jan 2022 (5y) | ||
| Diana C Sanchez | Registered representative | Jan 2022 (5y) | ||
| Ryan K Mullins | Registered representative | Jan 2022 (5y) | ||
| Scout L Davis | Registered representative | Jan 2022 (5y) | ||
| Stephen M Gary | Registered representative | Jan 2022 (5y) | ||
| Weston A Bench | Registered representative | Jan 2022 (5y) | ||
| Alexa R Gevin | Registered representative | Jan 2022 (5y) | ||
| Andrea Song Chi Vu | Registered representative | Jan 2022 (5y) | ||
| Austin M Thiele | Registered representative | Jan 2022 (5y) | ||
| Christopher V Lamberto | Registered representative | Jan 2022 (5y) | ||
| Luke S Bohuslav | Registered representative | Jan 2022 (5y) | ||
| Nicholas Alden Skvara | Registered representative | Jan 2022 (5y) | ||
| Nicholas S Frangos | Registered representative | Jan 2022 (5y) | ||
| Victor M Jasso Franco | Registered representative | Jan 2022 (5y) | ||
| Zachary M Clayton | Registered representative | Jan 2022 (5y) | ||
| Samantha A Bussiere | Registered representative | Feb 2022 (5y) | ||
| Alice Katz | Registered representative | Feb 2022 (4y) | ||
| Bryanna Deniece Rivera | Registered representative | Feb 2022 (4y) | ||
| Ceil V Madden | Registered representative | Feb 2022 (4y) | ||
| Charles E Etuko | Registered representative | Feb 2022 (4y) | ||
| Emily Plummer | Registered representative | Feb 2022 (4y) | ||
| Marco Correa Ruiz Velasco | Registered representative | Feb 2022 (4y) | ||
| Rocco M Neis | Registered representative | Feb 2022 (4y) | ||
| William Howard Eggers | Registered representative | Feb 2022 (4y) | ||
| Aaron V Fox | Registered representative | Feb 2022 (4y) | ||
| Cole C Snyder | Registered representative | Feb 2022 (4y) | ||
| Dana Shannon Unverferth | Registered representative | Feb 2022 (4y) | ||
| Alejandro Gallegos | Registered representative | Feb 2022 (4y) | ||
| Corey Patrick Couillard | Registered representative | Feb 2022 (4y) | ||
| Caroline A Zuendel | Registered representative | Feb 2022 (4y) | ||
| Jacob Magnusson | Registered representative | Feb 2022 (4y) | ||
| Joseph F Varga | Registered representative | Feb 2022 (4y) | ||
| Alejandro Savastano | Registered representative | Feb 2022 (4y) | ||
| Charley Nicholas La Ragione | Registered representative | Feb 2022 (4y) | ||
| Corrie Elizabeth Goodwin | Registered representative | Feb 2022 (4y) | ||
| Elliott Charles Gruber | Registered representative | Feb 2022 (4y) | ||
| Fernando Gallo Argerich | Registered representative | Feb 2022 (4y) | ||
| Jenna Marie Bornhorst | Registered representative | Feb 2022 (4y) | ||
| Michelle Aimee Thomas | Registered representative | Feb 2022 (4y) | ||
| Nicholas M Kowgios | Registered representative | Feb 2022 (4y) | ||
| Zachary M Levin | Registered representative | Feb 2022 (4y) | ||
| Diana S Poole | Registered representative | Feb 2022 (4y) | ||
| Fitzroy A Whyte | Registered representative | Feb 2022 (4y) | ||
| Londyn Nicole Crowder Maree | Registered representative | Feb 2022 (4y) | ||
| Marco G Nocero | Registered representative | Feb 2022 (4y) | ||
| Gloria Luz Aneiros | Registered representative | Feb 2022 (4y) | ||
| Kerrick L Henderson | Registered representative | Feb 2022 (4y) | ||
| Patrick Thomas Le Beau | Registered representative | CFP | Feb 2022 (4y) | |
| Shashi Vivek Bhatia | Registered representative | Feb 2022 (4y) | ||
| Weliton A Sousa | Registered representative | Feb 2022 (4y) | ||
| Asif Ahmed | Registered representative | Feb 2022 (4y) | ||
| Jacqueline F Giammarusco | Registered representative | Feb 2022 (4y) | ||
| Leith William Bakhit | Registered representative | Feb 2022 (4y) | ||
| Logan Reily Johnson | Registered representative | Feb 2022 (4y) | ||
| Rylan Stephen Nordquist | Registered representative | Feb 2022 (4y) | ||
| Andrew J Venrick | Registered representative | Feb 2022 (4y) | ||
| Brian G Green | Registered representative | CFP | Feb 2022 (4y) | |
| Gabriel C Chayim Grossman | Registered representative | CFA | Feb 2022 (4y) | |
| James Joseph Lilley | Registered representative | Feb 2022 (4y) | ||
| Jonathan Edward Brackis | Registered representative | CFP | Feb 2022 (4y) | |
| Jawad Samir Billan | Registered representative | Feb 2022 (4y) | ||
| John S Guirguis | Registered representative | Feb 2022 (4y) | ||
| Robert Willis Suddreth | Registered representative | CFP | Feb 2022 (4y) | |
| Susan Winecoff Johnson | Registered representative | Feb 2022 (4y) | ||
| Stephanie L Sheipline | Registered representative | Feb 2022 (4y) | ||
| Vance Hodges | Registered representative | Feb 2022 (4y) | ||
| Carrine Ann Langley | Registered representative | Feb 2022 (4y) | ||
| Alec C Manser | Registered representative | Feb 2022 (4y) | ||
| Elizabeth Dooling Timmer | Registered representative | Feb 2022 (4y) | ||
| Kylan Lamont Smith | Registered representative | Feb 2022 (4y) | ||
| Karlie K Le Clair | Registered representative | Feb 2022 (4y) | ||
| Robert Randall Wells | Registered representative | CFP | Feb 2022 (4y) | |
| Laura Giarrusso | Registered representative | Feb 2022 (4y) | ||
| Richard Way | Registered representative | Feb 2022 (4y) | ||
| David Janczyk | Registered representative | Feb 2022 (4y) | ||
| Dain A Armstrong | Registered representative | CFP | Feb 2022 (4y) | |
| Jonathan E Pack | Registered representative | Feb 2022 (4y) | ||
| Robert Bailey Pack | Registered representative | Feb 2022 (4y) | ||
| Selina F Raass | Registered representative | CFP | Feb 2022 (4y) | |
| Andrew M Heyman | Registered representative | Feb 2022 (4y) | ||
| Andrew Martin Nania | Registered representative | CFA | Feb 2022 (4y) | |
| Andrew Wesley Cohen | Registered representative | CFA | Feb 2022 (4y) | |
| Andrey Borodkin | Registered representative | Feb 2022 (4y) | ||
| Archie O Jenkins | Registered representative | Feb 2022 (4y) | ||
| Brendan Light | Registered representative | Feb 2022 (4y) | ||
| Brent Alan Webster | Registered representative | CFP | Feb 2022 (4y) | |
| Charlotte M Lowe | Registered representative | Feb 2022 (4y) | ||
| Chi Yuen Peter Ng | Registered representative | Feb 2022 (4y) | ||
| Colin James Boddicker | Registered representative | Feb 2022 (4y) | ||
| David A Collins | Registered representative | Feb 2022 (4y) | ||
| Edward Winghong Yu | Registered representative | Feb 2022 (4y) | ||
| Holly Elaine Foster | Registered representative | Feb 2022 (4y) | ||
| Jenny De Leon | Registered representative | Feb 2022 (4y) | ||
| John Girona Labrador | Registered representative | Feb 2022 (4y) | ||
| Michael Duane Smith | Registered representative | Feb 2022 (4y) | ||
| Patrick Christopher Lowe | Registered representative | Feb 2022 (4y) | ||
| Richard M Muller | Registered representative | Feb 2022 (4y) | ||
| Shawn Justin Halsey | Registered representative | Feb 2022 (4y) | ||
| Todd Greaves Bosworth | Registered representative | Feb 2022 (4y) | ||
| William J Thureson | Registered representative | Feb 2022 (4y) | ||
| Francisco Xavier Xavier Pardo Y Lelo De Larrea | Registered representative | Feb 2022 (4y) | ||
| Brent D Bennion | Registered representative | Feb 2022 (4y) | ||
| Caitlin E Alcon | Registered representative | Feb 2022 (4y) | ||
| Douglas Alan Brown | Registered representative | Feb 2022 (4y) | ||
| Edward Columbus Allegra | Registered representative | Feb 2022 (4y) | ||
| Jane Alice Stevens | Registered representative | Feb 2022 (4y) | ||
| Liam D Scott | Registered representative | Feb 2022 (4y) | ||
| Lynn Marie Miller | Registered representative | Feb 2022 (4y) | ||
| Maria Fatima Nicole Victoria | Registered representative | Feb 2022 (4y) | ||
| Stacey A Nissim | Registered representative | Feb 2022 (4y) | ||
| Steven Thomas Norris | Registered representative | Feb 2022 (4y) | ||
| Wendy Ann Piniecki | Registered representative | Feb 2022 (4y) | ||
| Yvonne Marie Good | Registered representative | Feb 2022 (4y) | ||
| Domenique V Buhagiar | Registered representative | Feb 2022 (4y) | ||
| Linda Marie Shank | Registered representative | Feb 2022 (4y) | ||
| Terri H Brown | Registered representative | Feb 2022 (4y) | ||
| Angelica M Fezza | Registered representative | Feb 2022 (4y) | ||
| Alan Woon Meng Chew | Registered representative | Chartered Financial Consultant | Feb 2022 (4y) | |
| Alicia J Jones | Registered representative | Feb 2022 (4y) | ||
| Kelli A Benedejcic | Registered representative | Feb 2022 (4y) | ||
| Kohlman R Minter | Registered representative | Feb 2022 (4y) | ||
| Michael J Greenfield | Registered representative | Feb 2022 (4y) | ||
| Mark Spencer Levande | Registered representative | Feb 2022 (4y) | ||
| Scott K Fujimoto | Registered representative | Feb 2022 (4y) | ||
| Aran Katarina Kirschenmann | Registered representative | Feb 2022 (4y) | ||
| Austin J Masel | Registered representative | Feb 2022 (4y) | ||
| Proteek Biswas | Registered representative | Feb 2022 (4y) | ||
| Samira Memic | Registered representative | Feb 2022 (4y) | ||
| Dimitrios Kalamaras | Registered representative | Mar 2022 (4y) | ||
| Grace D Kappers | Registered representative | Mar 2022 (4y) | ||
| Michael Costa Melo | Registered representative | CFP | Mar 2022 (4y) | |
| Samantha Haley Janisse | Registered representative | Mar 2022 (4y) | ||
| Tony Calvin Schultz | Registered representative | Mar 2022 (4y) | ||
| Tarik Louis Benchabane | Registered representative | Mar 2022 (4y) | ||
| Christina A Coleman Erwin | Registered representative | Mar 2022 (4y) | ||
| Mikang Kim | Registered representative | Mar 2022 (4y) | ||
| Andre Turman | Registered representative | Mar 2022 (4y) | ||
| Eldon Sidney Harris | Registered representative | Mar 2022 (4y) | ||
| Elizabeth Murielle Menteur | Registered representative | Mar 2022 (4y) | ||
| Joel S Bodner | Registered representative | Mar 2022 (4y) | ||
| Masoud Mohebi | Registered representative | Mar 2022 (4y) | ||
| Naftoli Horowitz | Registered representative | Mar 2022 (4y) | ||
| Narine Jangozian Butler | Registered representative | Mar 2022 (4y) | ||
| Rebecca A Beck | Registered representative | Mar 2022 (4y) | ||
| Tommy Huynh | Registered representative | CFP | Mar 2022 (4y) | |
| Matthew Thomas Moran | Registered representative | Mar 2022 (4y) | ||
| Darlene Camile Beck | Registered representative | Mar 2022 (4y) | ||
| Kelsey L Brooks | Registered representative | Mar 2022 (4y) | ||
| Meagan M Hall | Registered representative | Mar 2022 (4y) | ||
| Melisa Sue Neill | Registered representative | Mar 2022 (4y) | ||
| Rosario J Merendino | Registered representative | Mar 2022 (4y) | ||
| Timothy G Cashman | Registered representative | Mar 2022 (4y) | ||
| Betsy T Edmunson | Registered representative | Mar 2022 (4y) | ||
| Edgar M Rudolph | Registered representative | Mar 2022 (4y) | ||
| Michele Lynn Meyer | Registered representative | Mar 2022 (4y) | ||
| Samuel E Snow | Registered representative | Mar 2022 (4y) | ||
| Bianca S Conway | Registered representative | Mar 2022 (4y) | ||
| Jamie M Vanderwarker | Registered representative | Mar 2022 (4y) | ||
| Kelly Dawn Bowers | Registered representative | Mar 2022 (4y) | ||
| Lin Wu | Registered representative | Mar 2022 (4y) | ||
| Matthew D Moody | Registered representative | Mar 2022 (4y) | ||
| Dylan Taa | Registered representative | Mar 2022 (4y) | ||
| Jake T Glading | Registered representative | Mar 2022 (4y) | ||
| Marie J Goldschmidt | Registered representative | Mar 2022 (4y) | ||
| Matthew John Zepeda | Registered representative | Mar 2022 (4y) | ||
| Shanny Feliona So | Registered representative | Mar 2022 (4y) | ||
| Angela M. Varcadipane | Registered representative | Mar 2022 (4y) | ||
| Aren M Olsen | Registered representative | Mar 2022 (4y) | ||
| Gloria Jarreau Hoggatt | Registered representative | Mar 2022 (4y) | ||
| John Francis Deegan | Registered representative | CFP | Mar 2022 (4y) | |
| Joseph M Reilly | Registered representative | Mar 2022 (4y) | ||
| Jennifer K Elms | Registered representative | Mar 2022 (4y) | ||
| Sean B Davitt | Registered representative | Mar 2022 (4y) | ||
| Weber S Wang | Registered representative | Mar 2022 (4y) | ||
| Adam E Keele | Registered representative | Mar 2022 (4y) | ||
| Brandon Scott Dees | Registered representative | Mar 2022 (4y) | ||
| George J King | Registered representative | Mar 2022 (4y) | ||
| George M Mc Lanahan | Registered representative | Mar 2022 (4y) | ||
| Lydia R Messenger | Registered representative | Mar 2022 (4y) | ||
| Eric John Worthen | Registered representative | Mar 2022 (4y) | ||
| Graham G Ross | Registered representative | Mar 2022 (4y) | ||
| Jacob A Gorr | Registered representative | Mar 2022 (4y) | ||
| Rory Xavier Brown | Registered representative | Mar 2022 (4y) | ||
| Steven Michael Wright | Registered representative | Mar 2022 (4y) | ||
| Leandro Gonzalez Souto | Registered representative | Mar 2022 (4y) | ||
| Danielle Orenstein Jacobson | Registered representative | Mar 2022 (4y) | ||
| Jason Adam Hantman | Registered representative | Mar 2022 (4y) | ||
| Jacob Thomas Evans | Registered representative | Mar 2022 (4y) | ||
| Alejandro Antonio Ayaviri Castillo | Registered representative | CFP | Mar 2022 (4y) | |
| Christopher Carl Railey | Registered representative | Mar 2022 (4y) | ||
| Denise Louise Church | Registered representative | Mar 2022 (4y) | ||
| Eric Jason Levy | Registered representative | CFP | Mar 2022 (4y) | |
| Gregory H Roth | Registered representative | CFP | Mar 2022 (4y) | |
| James Brian Mckaveney | Registered representative | Mar 2022 (4y) | ||
| Rodney Michael Woodley | Registered representative | Mar 2022 (4y) | ||
| Roberto A Vila | Registered representative | Mar 2022 (4y) | ||
| Sharon E Perdue | Registered representative | Mar 2022 (4y) | ||
| William Martin Castillo | Registered representative | Mar 2022 (4y) | ||
| Andrew Michael Figueroa | Registered representative | CFP | Mar 2022 (4y) | |
| Brigitte Kirchhofer | Registered representative | Mar 2022 (4y) | ||
| Catherine Kimbell Maddox | Registered representative | Mar 2022 (4y) | ||
| Colleen L Rapp | Registered representative | Mar 2022 (4y) | ||
| Darren Riley | Registered representative | Mar 2022 (4y) | ||
| Kevin David Michalzuk | Registered representative | Mar 2022 (4y) | ||
| Lisa K Leavy | Registered representative | Mar 2022 (4y) | ||
| Michael Leonard Castracucco | Registered representative | Mar 2022 (4y) | ||
| Natalie Louise Tite | Registered representative | Mar 2022 (4y) | ||
| Shawn M Isaacson | Registered representative | Mar 2022 (4y) | ||
| Sherri L Kirchhoff | Registered representative | Mar 2022 (4y) | ||
| Thomas Michael Batson | Registered representative | Mar 2022 (4y) | ||
| Amy Tone | Registered representative | Mar 2022 (4y) | ||
| Denise Maria Freedman | Registered representative | Mar 2022 (4y) | ||
| Gabriel G Gutierrez | Registered representative | Mar 2022 (4y) | ||
| Jennifer Glynis Micale | Registered representative | Mar 2022 (4y) | ||
| John James Castelli | Registered representative | Mar 2022 (4y) | ||
| Lucas Austin Sayre | Registered representative | Mar 2022 (4y) | ||
| Lydia Christina Ferrer | Registered representative | Mar 2022 (4y) | ||
| Sandra K Murri Johnson | Registered representative | Mar 2022 (4y) | ||
| Frank D. Steenburgh | Registered representative | Mar 2022 (4y) | ||
| Harrison P Brady | Registered representative | Mar 2022 (4y) | ||
| Randy Caesar Pulley | Registered representative | Mar 2022 (4y) | ||
| Keilly H Cutler | Registered representative | Mar 2022 (4y) | ||
| Lucyna K Gavrylyuk | Registered representative | Mar 2022 (4y) | ||
| Margaret E Dunning | Registered representative | Mar 2022 (4y) | ||
| Rachael L Crapsi | Registered representative | CFP | Mar 2022 (4y) | |
| Robert S Prater | Registered representative | Mar 2022 (4y) | ||
| William Mayo Krabbe | Registered representative | Mar 2022 (4y) | ||
| Christopher M Greco | Registered representative | Mar 2022 (4y) | ||
| Gregory Robert Sain | Registered representative | Mar 2022 (4y) | ||
| Harrison Edward Wolff | Registered representative | Mar 2022 (4y) | ||
| Joseph Connor Reihing | Registered representative | Mar 2022 (4y) | ||
| Kavitha Thomas | Registered representative | Mar 2022 (4y) | ||
| Mark Douglas Ballestero | Registered representative | CFP | Mar 2022 (4y) | |
| Melinda Lee Schad | Registered representative | Mar 2022 (4y) | ||
| Michael Damon Linder | Registered representative | Mar 2022 (4y) | ||
| Morris Krimolovsky | Registered representative | Mar 2022 (4y) | ||
| Michael A Vigilante | Registered representative | Mar 2022 (4y) | ||
| Patrick Bransome | Registered representative | Mar 2022 (4y) | ||
| William Robert Lenzotti | Registered representative | Mar 2022 (4y) | ||
| Westley Cai | Registered representative | Mar 2022 (4y) | ||
| Zachary Bryce Benning | Registered representative | CFP | Mar 2022 (4y) | |
| Angel A Ferreira | Registered representative | Mar 2022 (4y) | ||
| Atop Suntee Inthamala | Registered representative | Mar 2022 (4y) | ||
| Carly Morgan Spica | Registered representative | Mar 2022 (4y) | ||
| Danielle M Burns | Registered representative | Mar 2022 (4y) | ||
| Jeremy Grant Hsia | Registered representative | Mar 2022 (4y) | ||
| Kenyatta Ranisha Harris | Registered representative | Mar 2022 (4y) | ||
| Melanie L Shor | Registered representative | Mar 2022 (4y) | ||
| Robert Anthony Servidio | Registered representative | Mar 2022 (4y) | ||
| Ryan D Austin | Registered representative | Mar 2022 (4y) | ||
| Scott David Litner | Registered representative | Mar 2022 (4y) | ||
| Allison Becton Barksdale | Registered representative | Mar 2022 (4y) | ||
| Corie D English | Registered representative | Mar 2022 (4y) | ||
| Hannah Belle Porter | Registered representative | Mar 2022 (4y) | ||
| Jan S Strusinski | Registered representative | Mar 2022 (4y) | ||
| Jeffrey D Andrise | Registered representative | Mar 2022 (4y) | ||
| Kaylie A Schur | Registered representative | Mar 2022 (4y) | ||
| Austin R Tobian | Registered representative | Mar 2022 (4y) | ||
| Jack Slagter Treas | Registered representative | Mar 2022 (4y) | ||
| John Michael Longo | Registered representative | Mar 2022 (4y) | ||
| Sarah Tom | Registered representative | Mar 2022 (4y) | ||
| Alexa R Magnino | Registered representative | Mar 2022 (4y) | ||
| Adam M Goldstein | Registered representative | Mar 2022 (4y) | ||
| Dixie Lee Yeck | Registered representative | Mar 2022 (4y) | ||
| Dariush R Youssefiani | Registered representative | Mar 2022 (4y) | ||
| Luis A Guzman | Registered representative | CFP | Mar 2022 (4y) | |
| Nicholas L Dosskey | Registered representative | Mar 2022 (4y) | ||
| Ben Langer | Registered representative | Apr 2022 (4y) | ||
| Christopher Stephen Devlin | Registered representative | Apr 2022 (4y) | ||
| Eric Mathew Memminger | Registered representative | Apr 2022 (4y) | ||
| Joel F Engelhardt | Registered representative | Apr 2022 (4y) | ||
| Justin Wesley Souter | Registered representative | Apr 2022 (4y) | ||
| Sara Jo Peck | Registered representative | Apr 2022 (4y) | ||
| Yatin Kirtikumar Doshi | Registered representative | Apr 2022 (4y) | ||
| Alba Iris Santana | Registered representative | Apr 2022 (4y) | ||
| Tonya L Piano | Registered representative | Apr 2022 (4y) | ||
| Daniel Christopher Hurley | Registered representative | Apr 2022 (4y) | ||
| John Teancum Poor | Registered representative | Apr 2022 (4y) | ||
| John Wilson Walter | Registered representative | Apr 2022 (4y) | ||
| Jennifer Geisler | Registered representative | Apr 2022 (4y) | ||
| Kristena Marie Petty | Registered representative | Apr 2022 (4y) | ||
| Luke Tagliaferri | Registered representative | Apr 2022 (4y) | ||
| Robert Goeren | Registered representative | Apr 2022 (4y) | ||
| Siarra M Siebel | Registered representative | Apr 2022 (4y) | ||
| Cindy So Hee Min | Registered representative | Apr 2022 (4y) | ||
| Kreg Michael Keeney | Registered representative | Apr 2022 (4y) | ||
| Michael Lee Walker | Registered representative | Apr 2022 (4y) | ||
| Blake A Holfeld | Registered representative | Apr 2022 (4y) | ||
| Daniel J Hroback | Registered representative | Apr 2022 (4y) | ||
| Elliot Delamare | Registered representative | Apr 2022 (4y) | ||
| Ariel A Cruz | Registered representative | Apr 2022 (4y) | ||
| Alyssa Noelle Follo | Registered representative | Apr 2022 (4y) | ||
| Brian Mark Stringer | Registered representative | Apr 2022 (4y) | ||
| Christina Moon | Registered representative | Apr 2022 (4y) | ||
| Eugene J Madden | Registered representative | Apr 2022 (4y) | ||
| Heather M Roy | Registered representative | Apr 2022 (4y) | ||
| Jiedan Lin | Registered representative | Apr 2022 (4y) | ||
| Kevin Owen Simon | Registered representative | Apr 2022 (4y) | ||
| Kevin Wayne Feder | Registered representative | Apr 2022 (4y) | ||
| Marc Harris Namm | Registered representative | Apr 2022 (4y) | ||
| Margaret C Patrick | Registered representative | CFP | Apr 2022 (4y) | |
| Michael Anthony Colacci | Registered representative | Apr 2022 (4y) | ||
| Matthew Richard Freilino | Registered representative | Apr 2022 (4y) | ||
| Naveed A Yousufzai | Registered representative | Apr 2022 (4y) | ||
| Peter O Paik | Registered representative | CFP | Apr 2022 (4y) | |
| Robert Steven Pawlowski | Registered representative | Apr 2022 (4y) | ||
| Sammy Papantoniou | Registered representative | Apr 2022 (4y) | ||
| Steven Patrick Flagg | Registered representative | CFP | Apr 2022 (4y) | |
| Thach Q Nguyen | Registered representative | Apr 2022 (4y) | ||
| Luke T Bogert | Registered representative | Apr 2022 (4y) | ||
| Kylie R Piotte | Registered representative | Apr 2022 (4y) | ||
| Clayton M Hill | Registered representative | Apr 2022 (4y) | ||
| Janine M Tanker | Registered representative | Apr 2022 (4y) | ||
| Lucy A Johnson | Registered representative | Apr 2022 (4y) | ||
| Robert S De Lano | Registered representative | Apr 2022 (4y) | ||
| Stacey Lynn King | Registered representative | Apr 2022 (4y) | ||
| Tiffani Rene Underwood | Registered representative | Apr 2022 (4y) | ||
| Christopher Funkey | Registered representative | Apr 2022 (4y) | ||
| Marc Albert Kassab | Registered representative | Apr 2022 (4y) | ||
| Sally L Bedus | Registered representative | Apr 2022 (4y) | ||
| David M Kubica | Registered representative | Apr 2022 (4y) | ||
| Ryan Christopher Leclair | Registered representative | Apr 2022 (4y) | ||
| Silvania Rodrigues | Registered representative | Apr 2022 (4y) | ||
| Kimberly M James | Registered representative | Apr 2022 (4y) | ||
| Kathleen M Hurley | Registered representative | Apr 2022 (4y) | ||
| Rebecca J Madon | Registered representative | Apr 2022 (4y) | ||
| Farryn Agusta Hayosh | Registered representative | Apr 2022 (4y) | ||
| Amanda P Carlson | Registered representative | Apr 2022 (4y) | ||
| Janine Rocha Cavalcante | Registered representative | Apr 2022 (4y) | ||
| Sarah Ann Depaoli | Registered representative | Apr 2022 (4y) | ||
| Angelica Paiva | Registered representative | Apr 2022 (4y) | ||
| Jamillah Shehan Wilcox | Registered representative | Apr 2022 (4y) | ||
| Kemar O Bennett | Registered representative | Apr 2022 (4y) | ||
| Marcal C Probst | Registered representative | Apr 2022 (4y) | ||
| Michael Noah Vinder | Registered representative | Apr 2022 (4y) | ||
| Zachary Stewart Bransky | Registered representative | Apr 2022 (4y) | ||
| Henry K Staaterman | Registered representative | Apr 2022 (4y) | ||
| Jaron Clark Scott | Registered representative | Apr 2022 (4y) | ||
| Liam John Lynch | Registered representative | Apr 2022 (4y) | ||
| Christopher J Mauceri | Registered representative | Apr 2022 (4y) | ||
| Edward V Novak | Registered representative | Apr 2022 (4y) | ||
| Francesco Maranto | Registered representative | Apr 2022 (4y) | ||
| Michael Wayne Borchers | Registered representative | Apr 2022 (4y) | ||
| Rhonda E. Williams | Registered representative | Apr 2022 (4y) | ||
| Raj K Patnaik | Registered representative | Apr 2022 (4y) | ||
| Sophia Rose Douglas | Registered representative | Apr 2022 (4y) | ||
| Camila Parra Deangelis | Registered representative | Apr 2022 (4y) | ||
| Christopher David Martin | Registered representative | Apr 2022 (4y) | ||
| Dina Elyse Greene | Registered representative | Apr 2022 (4y) | ||
| Jeffrey Marc Muchnick | Registered representative | Apr 2022 (4y) | ||
| Kushal Renjen | Registered representative | Apr 2022 (4y) | ||
| Margery Caruana Farr | Registered representative | Apr 2022 (4y) | ||
| Marshall Maximilian Grant | Registered representative | Apr 2022 (4y) | ||
| Matthew Neal Silver | Registered representative | Apr 2022 (4y) | ||
| Matthew W Misquith | Registered representative | Apr 2022 (4y) | ||
| Richard M Corbet | Registered representative | Apr 2022 (4y) | ||
| Kathryn A Kahn | Registered representative | Apr 2022 (4y) | ||
| Colleen P Howard | Registered representative | Apr 2022 (4y) | ||
| Douglas Evan Badstein | Registered representative | Apr 2022 (4y) | ||
| John Clarke Berkery | Registered representative | Apr 2022 (4y) | ||
| Joleen P Rose | Registered representative | Apr 2022 (4y) | ||
| Michael Hill Murdock | Registered representative | Apr 2022 (4y) | ||
| Walter James Henry | Registered representative | Apr 2022 (4y) | ||
| Criselda Lozano | Registered representative | Apr 2022 (4y) | ||
| Dominic P Lo Piccolo | Registered representative | Apr 2022 (4y) | ||
| Donald S Constable | Registered representative | Apr 2022 (4y) | ||
| Farbod Farman | Registered representative | Apr 2022 (4y) | ||
| Joel Stauffer | Registered representative | Apr 2022 (4y) | ||
| Joseph Verone | Registered representative | Apr 2022 (4y) | ||
| Karen Mayet Velasco | Registered representative | Apr 2022 (4y) | ||
| Vannie S Andolino | Registered representative | Apr 2022 (4y) | ||
| Daniel Incoronato Shahim | Registered representative | Apr 2022 (4y) | ||
| Justin Wayne Johnson | Registered representative | Apr 2022 (4y) | ||
| Brian Matthew Goldwasser | Registered representative | Apr 2022 (4y) | ||
| Geraldine Maria Curatolo | Registered representative | Apr 2022 (4y) | ||
| Jeffrey Charles Hylton | Registered representative | Apr 2022 (4y) | ||
| Jeffrey Douglas Wright | Registered representative | CFP | Apr 2022 (4y) | |
| Lauren K Lomax | Registered representative | Apr 2022 (4y) | ||
| Neal Patrick Burgess | Registered representative | Apr 2022 (4y) | ||
| Owen Marc Zukovich | Registered representative | Apr 2022 (4y) | ||
| Scott Allen Brownell | Registered representative | Apr 2022 (4y) | ||
| Scott J Panza | Registered representative | Apr 2022 (4y) | ||
| Tiana Christine Carlson | Registered representative | Apr 2022 (4y) | ||
| Asako Kanekiyo Thompson | Registered representative | Apr 2022 (4y) | ||
| David Adam Dains | Registered representative | Apr 2022 (4y) | ||
| Kathy Tabrizi | Registered representative | Apr 2022 (4y) | ||
| Kevin Cueva | Registered representative | Apr 2022 (4y) | ||
| Stephen C Wentz | Registered representative | Apr 2022 (4y) | ||
| Yuko Mihara | Registered representative | Apr 2022 (4y) | ||
| Caryl Lyn Mazullo | Registered representative | Apr 2022 (4y) | ||
| Erin Elizabeth Carr | Registered representative | Apr 2022 (4y) | ||
| Kathleen Jane Prainito | Registered representative | Apr 2022 (4y) | ||
| Brian Douglas Williams | Registered representative | May 2022 (4y) | ||
| Jennifer M Stier | Registered representative | May 2022 (4y) | ||
| Karen Kimberly Thomson | Registered representative | May 2022 (4y) | ||
| Tate A Illers | Registered representative | May 2022 (4y) | ||
| Kenneth A Hecht | Registered representative | May 2022 (4y) | ||
| Ryan E Amberger | Registered representative | May 2022 (4y) | ||
| Drenzo L Johnson | Registered representative | May 2022 (4y) | ||
| Mario W Noun | Registered representative | May 2022 (4y) | ||
| Robert Patrick Wheatley | Registered representative | May 2022 (4y) | ||
| Aira C Mendoza Alcantara | Registered representative | May 2022 (4y) | ||
| Christopher J Bohn | Registered representative | May 2022 (4y) | ||
| Elizabeth Aileen Connors | Registered representative | May 2022 (4y) | ||
| Erin Mccarthy Halprin | Registered representative | May 2022 (4y) | ||
| Han Bao | Registered representative | May 2022 (4y) | ||
| Victoriano Penera | Registered representative | May 2022 (4y) | ||
| Anthony Joseph Scalamandre | Registered representative | May 2022 (4y) | ||
| Christopher G. Stimming | Registered representative | CFP | May 2022 (4y) | |
| George Michael Gladman | Registered representative | May 2022 (4y) | ||
| Gray Douglas George Boutte | Registered representative | May 2022 (4y) | ||
| Jeffrey Ryan Tucker | Registered representative | May 2022 (4y) | ||
| Kaitlyn E Vollbach | Registered representative | May 2022 (4y) | ||
| Laura Lee Cardinal | Registered representative | May 2022 (4y) | ||
| Nicholas Joseph Seyfert | Registered representative | May 2022 (4y) | ||
| Peter Christopher Boyle | Registered representative | CFP | May 2022 (4y) | |
| Peter A Scott | Registered representative | May 2022 (4y) | ||
| Rebecca H Li Huang | Registered representative | May 2022 (4y) | ||
| Rodney Dean Halvorson | Registered representative | May 2022 (4y) | ||
| Todd Stafford Mc Clure | Registered representative | May 2022 (4y) | ||
| Robert C Watson | Registered representative | May 2022 (4y) | ||
| Alice Legan Mitchell | Registered representative | May 2022 (4y) | ||
| Crystal Bowen Wise | Registered representative | May 2022 (4y) | ||
| Emily N Stark | Registered representative | May 2022 (4y) | ||
| Ernest Cho | Registered representative | May 2022 (4y) | ||
| Hui Ting Chang | Registered representative | May 2022 (4y) | ||
| Lisa Marie Passwater | Registered representative | May 2022 (4y) | ||
| Matthew Aaron Kriege | Registered representative | May 2022 (4y) | ||
| Richard Stephen Marcatos | Registered representative | CFP | May 2022 (4y) | |
| Steven Anthony Drackert | Registered representative | May 2022 (4y) | ||
| Timothy P Stenger | Registered representative | May 2022 (4y) | ||
| Holly Gay Walker | Registered representative | May 2022 (4y) | ||
| Janine Theresa Mccoy | Registered representative | May 2022 (4y) | ||
| John A Huffman | Registered representative | May 2022 (4y) | ||
| Kendra Irene Buri | Registered representative | May 2022 (4y) | ||
| Steven Scott Howard | Registered representative | May 2022 (4y) | ||
| Stephen M Chan | Registered representative | May 2022 (4y) | ||
| Yvonne Annette Lively | Registered representative | May 2022 (4y) | ||
| Yasmany Baldriche | Registered representative | May 2022 (4y) | ||
| Matthew M Hyde | Registered representative | May 2022 (4y) | ||
| Bohdan Matishynets | Registered representative | May 2022 (4y) | ||
| Elena Richardson | Registered representative | May 2022 (4y) | ||
| Hercules Vicente Rosario | Registered representative | May 2022 (4y) | ||
| Theodore William Ice | Registered representative | May 2022 (4y) | ||
| Xanadu J Carter | Registered representative | May 2022 (4y) | ||
| Guy Champion Clayton | Registered representative | May 2022 (4y) | ||
| Linda Marie Gelson | Registered representative | May 2022 (4y) | ||
| Louis Anthony Villanueva | Registered representative | May 2022 (4y) | ||
| Margaret Ann Bryant | Registered representative | May 2022 (4y) | ||
| Michael L Calvin | Registered representative | May 2022 (4y) | ||
| Michael Thomas Chabalik | Registered representative | May 2022 (4y) | ||
| Marjorie Sue Samuels | Registered representative | May 2022 (4y) | ||
| Oliver Blanco Maldonado | Registered representative | May 2022 (4y) | ||
| Paxton Edward Heath | Registered representative | CFP | May 2022 (4y) | |
| Richard Cameron Garrett | Registered representative | May 2022 (4y) | ||
| Winston Murray Walls | Registered representative | May 2022 (4y) | ||
| Melody W Dehond | Registered representative | May 2022 (4y) | ||
| Adam Bennett | Registered representative | May 2022 (4y) | ||
| Amy Nicole Erck | Registered representative | May 2022 (4y) | ||
| Bradley J Adams | Registered representative | May 2022 (4y) | ||
| Carlos Eugenio Lowell | Registered representative | CFP | May 2022 (4y) | |
| Charles A Milner | Registered representative | May 2022 (4y) | ||
| Gregory H Heisen | Registered representative | May 2022 (4y) | ||
| Matthew Nicholas Guerrera | Registered representative | May 2022 (4y) | ||
| Matthew Raymond Watkins | Registered representative | May 2022 (4y) | ||
| Monica A Paez | Registered representative | May 2022 (4y) | ||
| Steven Paul Jakubowski | Registered representative | CFP | May 2022 (4y) | |
| Tiffany A Adams | Registered representative | May 2022 (4y) | ||
| Trevor William Schnell | Registered representative | May 2022 (4y) | ||
| Virginia Claire Schnapp | Registered representative | May 2022 (4y) | ||
| William Walker Grooms | Registered representative | CFP | May 2022 (4y) | |
| Aaron M Hawk | Registered representative | May 2022 (4y) | ||
| Blaine Chad Woodson | Registered representative | May 2022 (4y) | ||
| Peter W Madsen | Registered representative | May 2022 (4y) | ||
| Christina Gutierrez Mondragon | Registered representative | May 2022 (4y) | ||
| Cynthia E Mariscal | Registered representative | May 2022 (4y) | ||
| Megan Mandella | Registered representative | May 2022 (4y) | ||
| Michelle Marie Claycomb | Registered representative | May 2022 (4y) | ||
| Nandipha N Ncube | Registered representative | May 2022 (4y) | ||
| Nicholas A Kennedy | Registered representative | May 2022 (4y) | ||
| Stephen Mario Anzalone | Registered representative | May 2022 (4y) | ||
| William J Krauss | Registered representative | May 2022 (4y) | ||
| Patrick Jon Griffith | Registered representative | May 2022 (4y) | ||
| Brandon P Cohen | Registered representative | May 2022 (4y) | ||
| Connor Williams Effinger | Registered representative | May 2022 (4y) | ||
| James S Neill | Registered representative | May 2022 (4y) | ||
| Jaclyn Drake Claus | Registered representative | May 2022 (4y) | ||
| Kevin Casey Griffith | Registered representative | May 2022 (4y) | ||
| Kevin F Pierce | Registered representative | May 2022 (4y) | ||
| Lona Lee Mcmanus | Registered representative | May 2022 (4y) | ||
| Melissa Anne Moyer | Registered representative | May 2022 (4y) | ||
| Michael A Sbano | Registered representative | May 2022 (4y) | ||
| Morgan L Lenamon | Registered representative | May 2022 (4y) | ||
| Veronica Massey Sullivan | Registered representative | May 2022 (4y) | ||
| Willow C Lau | Registered representative | May 2022 (4y) | ||
| Laurence A Gerace | Registered representative | May 2022 (4y) | ||
| Allison M Kelley | Registered representative | May 2022 (4y) | ||
| Brady James Suddendorf | Registered representative | May 2022 (4y) | ||
| Clayton Anderson Pyfer | Registered representative | May 2022 (4y) | ||
| Jeffrey R Clements | Registered representative | May 2022 (4y) | ||
| Julie Eng Wong | Registered representative | May 2022 (4y) | ||
| Kelly Eileen Karecki | Registered representative | May 2022 (4y) | ||
| Tony V Queiroz Silva | Registered representative | May 2022 (4y) | ||
| Allison M White | Registered representative | May 2022 (4y) | ||
| Brenda Bahena | Registered representative | May 2022 (4y) | ||
| Huong Viet Green | Registered representative | May 2022 (4y) | ||
| Martin Alter Weinberg | Registered representative | May 2022 (4y) | ||
| Suparna Agarwal | Registered representative | May 2022 (4y) | ||
| Ying Chen | Registered representative | May 2022 (4y) | ||
| Frank E Van Dyke | Registered representative | CFA | May 2022 (4y) | |
| Sean E Rivera | Registered representative | May 2022 (4y) | ||
| Tracey Danielle Gentry | Registered representative | May 2022 (4y) | ||
| Cheryl L Gibbs | Registered representative | May 2022 (4y) | ||
| Eric A Reid | Registered representative | May 2022 (4y) | ||
| Todd Griffin Roop | Registered representative | May 2022 (4y) | ||
| Jean C Beriau | Registered representative | May 2022 (4y) | ||
| Kathryn H Brinkman | Registered representative | May 2022 (4y) | ||
| Michelle Lynn Oneal | Registered representative | May 2022 (4y) | ||
| Rada W Halaseh | Registered representative | May 2022 (4y) | ||
| Rhonda J Manning | Registered representative | May 2022 (4y) | ||
| Weifen Cheng | Registered representative | CFP | May 2022 (4y) | |
| Peiyi Lin | Registered representative | May 2022 (4y) | ||
| Robert John Pascucci | Registered representative | May 2022 (4y) | ||
| Cody Michael Bowman | Registered representative | May 2022 (4y) | ||
| Dawn M Cillo | Registered representative | May 2022 (4y) | ||
| Joanna Ho | Registered representative | May 2022 (4y) | ||
| Jennifer Belic | Registered representative | May 2022 (4y) | ||
| Peter J. Hughes | Registered representative | May 2022 (4y) | ||
| Cheryl Ann Henderson | Registered representative | May 2022 (4y) | ||
| Clyde W Barton | Registered representative | May 2022 (4y) | ||
| John Stefano Kotsonis | Registered representative | May 2022 (4y) | ||
| Mairead E De Roy | Registered representative | May 2022 (4y) | ||
| Patrick F Penfield | Registered representative | May 2022 (4y) | ||
| Shantique Louise Rozell | Registered representative | May 2022 (4y) | ||
| Dominique Hicks | Registered representative | Jun 2022 (4y) | ||
| Richard S Marx | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| Sonny Jonathon Mendez | Registered representative | Jun 2022 (4y) | ||
| Stephanie A Stremick | Registered representative | Jun 2022 (4y) | ||
| Alaina K Brenner | Registered representative | Jun 2022 (4y) | ||
| Christine A Wirtschoreck | Registered representative | Jun 2022 (4y) | ||
| Caroline Elise Littrell | Registered representative | Jun 2022 (4y) | ||
| Rachal T Sharpless Rich | Registered representative | Jun 2022 (4y) | ||
| Eliana S Degen | Registered representative | Jun 2022 (4y) | ||
| Brandon Park | Registered representative | Jun 2022 (4y) | ||
| Charmian Renee Antoinette Todd Boyd | Registered representative | CFP | Jun 2022 (4y) | |
| David R Ambartsumian | Registered representative | Jun 2022 (4y) | ||
| Dominic Leroy Salonya | Registered representative | Jun 2022 (4y) | ||
| Eric Xiangyu Xie | Registered representative | Jun 2022 (4y) | ||
| James Christopher Berti | Registered representative | Jun 2022 (4y) | ||
| Jay Landon Hutchcraft | Registered representative | Jun 2022 (4y) | ||
| Leslie Garcia | Registered representative | Jun 2022 (4y) | ||
| Matthew Cotter Smith | Registered representative | Jun 2022 (4y) | ||
| Michael Peter Ventura | Registered representative | Jun 2022 (4y) | ||
| Patrick James Errico | Registered representative | Jun 2022 (4y) | ||
| Taylor Lundstrom | Registered representative | Jun 2022 (4y) | ||
| Thomas M Olivera | Registered representative | Jun 2022 (4y) | ||
| Angela Susanne Schlafke | Registered representative | Jun 2022 (4y) | ||
| Christopher Eugene Boyd | Registered representative | Jun 2022 (4y) | ||
| Chanda Beatrice Sumrall | Registered representative | Jun 2022 (4y) | ||
| Earl Gapasin Ignacio | Registered representative | Jun 2022 (4y) | ||
| Gabriel De Oliveira | Registered representative | Jun 2022 (4y) | ||
| Colette Seel | Registered representative | Jun 2022 (4y) | ||
| Hope Catherine Turock | Registered representative | Jun 2022 (4y) | ||
| Adelaide Leslie Grimm | Registered representative | Jun 2022 (4y) | ||
| Karla H Lee | Registered representative | Jun 2022 (4y) | ||
| Cara M Heiser | Registered representative | Jun 2022 (4y) | ||
| Kathy Ann Whitacre | Registered representative | Jun 2022 (4y) | ||
| Kimberly C Carr | Registered representative | Jun 2022 (4y) | ||
| Mark A Sutain Jr. | Registered representative | Jun 2022 (4y) | ||
| Nickolas Clark Ward | Registered representative | Jun 2022 (4y) | ||
| Andrew Joseph Jurun | Registered representative | Jun 2022 (4y) | ||
| Alison M Smith | Registered representative | Jun 2022 (4y) | ||
| Edward J Fox | Registered representative | Jun 2022 (4y) | ||
| Henry Joseph Perazzelli | Registered representative | CFP | Jun 2022 (4y) | |
| Justin T Conant | Registered representative | Jun 2022 (4y) | ||
| John Cannon | Registered representative | Jun 2022 (4y) | ||
| John William Seeto | Registered representative | Jun 2022 (4y) | ||
| Kate Alexandra Moran | Registered representative | Jun 2022 (4y) | ||
| Kyle Riley Strickland | Registered representative | Jun 2022 (4y) | ||
| Mark J Ramseth | Registered representative | Jun 2022 (4y) | ||
| Robert Allan Woolf | Registered representative | Jun 2022 (4y) | ||
| Ryan C Williams | Registered representative | Jun 2022 (4y) | ||
| Thomas A Israel | Registered representative | CFP | Jun 2022 (4y) | |
| Theodore J Hageman | Registered representative | Jun 2022 (4y) | ||
| Terry Lee Warrington | Registered representative | Jun 2022 (4y) | ||
| Errol Zoog | Registered representative | Jun 2022 (4y) | ||
| Joseph Anthony Aldi | Registered representative | Jun 2022 (4y) | ||
| Zipeng Zheng | Registered representative | Jun 2022 (4y) | ||
| Robert Alan Brier | Registered representative | Jun 2022 (4y) | ||
| Sarah Jenell Ott | Registered representative | Jun 2022 (4y) | ||
| Cole Negronida | Registered representative | Jun 2022 (4y) | ||
| Lisa M Bingaman | Registered representative | Jun 2022 (4y) | ||
| Susett Yaneth Grijalva | Registered representative | Jun 2022 (4y) | ||
| Barry V Blalock | Registered representative | Jun 2022 (4y) | ||
| Cristal Del Rocio Marquez Tovar | Registered representative | Jun 2022 (4y) | ||
| Charles J Rahn | Registered representative | Jun 2022 (4y) | ||
| Diego A Obando | Registered representative | Jun 2022 (4y) | ||
| Faith M Winslow | Registered representative | Jun 2022 (4y) | ||
| Jason Robert Christenson | Registered representative | Jun 2022 (4y) | ||
| Justin E Policare | Registered representative | Jun 2022 (4y) | ||
| Susan D Barnes | Registered representative | Jun 2022 (4y) | ||
| Xiaolu Yan | Registered representative | Jun 2022 (4y) | ||
| Jayna K Van Stone | Registered representative | Jun 2022 (4y) | ||
| Vincent Kafu Yip | Registered representative | Jun 2022 (4y) | ||
| Alexandra Rose Nagel | Registered representative | Jun 2022 (4y) | ||
| Jill Barkley | Registered representative | Jun 2022 (4y) | ||
| Linette A Bell | Registered representative | Jun 2022 (4y) | ||
| Nancy E Castro | Registered representative | Jun 2022 (4y) | ||
| Alexis M Zachary | Registered representative | Jun 2022 (4y) | ||
| Evan James Patterson | Registered representative | Jun 2022 (4y) | ||
| Ian H Ross | Registered representative | Jun 2022 (4y) | ||
| William J Egan | Registered representative | Jun 2022 (4y) | ||
| Carter Jonathan Hoss | Registered representative | Jun 2022 (4y) | ||
| Dana L Tobias | Registered representative | Jun 2022 (4y) | ||
| Danielle A. Weidert | Registered representative | Jun 2022 (4y) | ||
| Katrina M Russell | Registered representative | Jun 2022 (4y) | ||
| Benjamin Rush Semmes | Registered representative | CFP | Jun 2022 (4y) | |
| Everardo Reyes | Registered representative | Jun 2022 (4y) | ||
| Heather Ann Levasseur | Registered representative | Jun 2022 (4y) | ||
| Natalie A Castello | Registered representative | Jun 2022 (4y) | ||
| Seth T Novosel | Registered representative | Jun 2022 (4y) | ||
| Stephen Hatker | Registered representative | CFP | Jun 2022 (4y) | |
| Brandon M Kerrigan | Registered representative | Jun 2022 (4y) | ||
| Colin Patrick Brady | Registered representative | Jun 2022 (4y) | ||
| Enio Qirko | Registered representative | Jun 2022 (4y) | ||
| Julia Louise D'arecca | Registered representative | Jun 2022 (4y) | ||
| Jeffrey T Marrs | Registered representative | Jun 2022 (4y) | ||
| Jenna Marie Muscarella | Registered representative | Jun 2022 (4y) | ||
| Jennifer Klonowski | Registered representative | Jun 2022 (4y) | ||
| Jennifer S Vidrine | Registered representative | Jun 2022 (4y) | ||
| Johnny Carlisle | Registered representative | Jun 2022 (4y) | ||
| Michelle Lynn Jennings | Registered representative | Jun 2022 (4y) | ||
| Noah B Hsue | Registered representative | Jun 2022 (4y) | ||
| Peter T O'malley | Registered representative | Jun 2022 (4y) | ||
| Whitney S Hilton | Registered representative | Jun 2022 (4y) | ||
| Brian Barnes Lee | Registered representative | Jun 2022 (4y) | ||
| Brian J Vera Cruz | Registered representative | Jun 2022 (4y) | ||
| Isaac Morales Osuna | Registered representative | Jun 2022 (4y) | ||
| Jeremy Doucette | Registered representative | Jun 2022 (4y) | ||
| Kateryn Aelyn Peguero | Registered representative | Jun 2022 (4y) | ||
| Mackenzie M Hancock | Registered representative | Jun 2022 (4y) | ||
| Mackenzie Rose Brogan Sitzwohl | Registered representative | Jun 2022 (4y) | ||
| Patricia Anerely Brueckner | Registered representative | Jun 2022 (4y) | ||
| Zachary John Bouslog | Registered representative | Jun 2022 (4y) | ||
| Andrew John Reichard | Registered representative | Jun 2022 (4y) | ||
| Blake James Dellabough | Registered representative | Jun 2022 (4y) | ||
| Charles David Morales | Registered representative | Jun 2022 (4y) | ||
| Erum Naqvi Nawab | Registered representative | Jun 2022 (4y) | ||
| Jonathan Randall Pate | Registered representative | Jun 2022 (4y) | ||
| Linda H. Suraci | Registered representative | Jun 2022 (4y) | ||
| Connor F Duffy | Registered representative | Jun 2022 (4y) | ||
| Matthew Nicolas Estrada | Registered representative | Jun 2022 (4y) | ||
| Amir Chandler Brenner | Registered representative | Jun 2022 (4y) | ||
| Anderson V Lucas | Registered representative | Jun 2022 (4y) | ||
| Anie T Zarookian | Registered representative | Jun 2022 (4y) | ||
| Bret G Bledsoe | Registered representative | Jun 2022 (4y) | ||
| Guanting Li | Registered representative | Jun 2022 (4y) | ||
| Hunter James Johnson | Registered representative | Jun 2022 (4y) | ||
| Jack S Huang | Registered representative | Jun 2022 (4y) | ||
| Matthew J Berka | Registered representative | Jun 2022 (4y) | ||
| Matthew L Putterman | Registered representative | Jun 2022 (4y) | ||
| Parker Temple Rist | Registered representative | Jun 2022 (4y) | ||
| Phil Park | Registered representative | Jun 2022 (4y) | ||
| Ronni Shonte Andrews | Registered representative | Jun 2022 (4y) | ||
| Tami Kay Couch | Registered representative | Jun 2022 (4y) | ||
| E. Grant Marsh | Registered representative | CFP | Jul 2022 (4y) | |
| George Stone | Registered representative | Jul 2022 (4y) | ||
| John C Johnson | Registered representative | Jul 2022 (4y) | ||
| Kosuke Amino | Registered representative | Jul 2022 (4y) | ||
| Mariana Sanches Bertoldi | Registered representative | CFP | Jul 2022 (4y) | |
| Walter Alfredo Alfredo Leon Diaz | Registered representative | Jul 2022 (4y) | ||
| Angela Hee Bailey | Registered representative | Jul 2022 (4y) | ||
| Katelyn J Carter | Registered representative | Jul 2022 (4y) | ||
| Adriano Schirmer De Campos | Registered representative | Jul 2022 (4y) | ||
| Breno Costa Vilete | Registered representative | Jul 2022 (4y) | ||
| Danielle Christinne Assis Cidade | Registered representative | Jul 2022 (4y) | ||
| Diego Martinez | Registered representative | Jul 2022 (4y) | ||
| Fernanda Valongo Cury | Registered representative | Jul 2022 (4y) | ||
| Paola Briggit Eguizabal Cardenas | Registered representative | Jul 2022 (4y) | ||
| Ryan Robert La Ganke | Registered representative | Jul 2022 (4y) | ||
| Stacy E Bledsoe | Registered representative | Jul 2022 (4y) | ||
| Karyn Jean Mitrano | Registered representative | Jul 2022 (4y) | ||
| Amy Lynn Olvitt | Registered representative | Jul 2022 (4y) | ||
| Brett Kelley Barrett | Registered representative | Jul 2022 (4y) | ||
| Chinenye F Enueme | Registered representative | Jul 2022 (4y) | ||
| Geal Fukumoto Talbert | Registered representative | CFP Chartered Financial Consultant | Jul 2022 (4y) | |
| Haylie B Garrie | Registered representative | Jul 2022 (4y) | ||
| Sasa Rakas | Registered representative | Jul 2022 (4y) | ||
| Brianna M Brown | Registered representative | Jul 2022 (4y) | ||
| Catherine Guidera | Registered representative | Jul 2022 (4y) | ||
| Cole Michael Adaskaveg | Registered representative | Jul 2022 (4y) | ||
| Drake Paalani N Wilson | Registered representative | Jul 2022 (4y) | ||
| Jason Alan Hitchman | Registered representative | Jul 2022 (4y) | ||
| Justin J Cotroneo | Registered representative | Jul 2022 (4y) | ||
| Jessica Kay Marohn | Registered representative | Jul 2022 (4y) | ||
| Rodrigo Collada | Registered representative | Jul 2022 (4y) | ||
| Ryan Hedrick | Registered representative | Jul 2022 (4y) | ||
| Thomas Victor Strackhouse | Registered representative | Jul 2022 (4y) | ||
| Tyler D Walls | Registered representative | Jul 2022 (4y) | ||
| Vito Mannino | Registered representative | Jul 2022 (4y) | ||
| Andrew S Carlisle | Registered representative | Jul 2022 (4y) | ||
| Charise M Parham | Registered representative | Jul 2022 (4y) | ||
| Curtis Lucas | Registered representative | Jul 2022 (4y) | ||
| Jonathan Y Applebaum | Registered representative | Jul 2022 (4y) | ||
| Judit Virag | Registered representative | Jul 2022 (4y) | ||
| Melissa Jo Snyder | Registered representative | Jul 2022 (4y) | ||
| Omar Barreda | Registered representative | Jul 2022 (4y) | ||
| Victoria Lydia Lopez | Registered representative | Jul 2022 (4y) | ||
| Yineth Daniela Shum Chang | Registered representative | Jul 2022 (4y) | ||
| Christopher Camilli | Registered representative | Jul 2022 (4y) | ||
| Richardson Pascua Talavera | Registered representative | Jul 2022 (4y) | ||
| Andrea Michelle Vlad | Registered representative | Jul 2022 (4y) | ||
| Christina Di Cicco | Registered representative | Jul 2022 (4y) | ||
| Donna E Tretter | Registered representative | Jul 2022 (4y) | ||
| Guido Sebastian Sosa | Registered representative | Jul 2022 (4y) | ||
| Jennifer A Stanley | Registered representative | Jul 2022 (4y) | ||
| Joshua Haupt Jimenez | Registered representative | Jul 2022 (4y) | ||
| Lia C Roby | Registered representative | Jul 2022 (4y) | ||
| Brandon Thomas Meyer | Registered representative | Jul 2022 (4y) | ||
| Brendan J Shamieh | Registered representative | Jul 2022 (4y) | ||
| Brett A Robinson | Registered representative | Jul 2022 (4y) | ||
| Grant Lindl Johnson | Registered representative | Jul 2022 (4y) | ||
| Marissa Lewis | Registered representative | Jul 2022 (4y) | ||
| Sean Patrick Brennan | Registered representative | Jul 2022 (4y) | ||
| Valerie Jean Morris | Registered representative | Jul 2022 (4y) | ||
| Kathryn A Sullivan | Registered representative | Jul 2022 (4y) | ||
| Rachelle Marie Davis | Registered representative | Jul 2022 (4y) | ||
| Therese Jover Dalto | Registered representative | Jul 2022 (4y) | ||
| Jeffrey Edward Garner | Registered representative | Jul 2022 (4y) | ||
| James S Hicks | Registered representative | Jul 2022 (4y) | ||
| Julia A. Lopiparo | Registered representative | CFP | Jul 2022 (4y) | |
| Lindsey Sue Herda | Registered representative | Jul 2022 (4y) | ||
| Nicholas O Breitfeller | Registered representative | Jul 2022 (4y) | ||
| Bernadette Marie Rice | Registered representative | Jul 2022 (4y) | ||
| Brandon P Leitgeb | Registered representative | Jul 2022 (4y) | ||
| Christina Williams | Registered representative | Jul 2022 (4y) | ||
| Denise Michelle Arnashus | Registered representative | Jul 2022 (4y) | ||
| Eleni Marie Attard | Registered representative | Jul 2022 (4y) | ||
| Samantha Singer | Registered representative | Jul 2022 (4y) | ||
| Stefano L Carlacci | Registered representative | Jul 2022 (4y) | ||
| Xochitl Napoles | Registered representative | Jul 2022 (4y) | ||
| Franklin C Malamut | Registered representative | Jul 2022 (4y) | ||
| Gwendolyn Belle | Registered representative | Jul 2022 (4y) | ||
| Matthew John Adey | Registered representative | Jul 2022 (4y) | ||
| Vera Nigmatullina | Registered representative | Jul 2022 (4y) | ||
| William Robert Doss | Registered representative | Jul 2022 (4y) | ||
| Becky Chang Yao | Registered representative | Jul 2022 (4y) | ||
| Cris Anthony Vega | Registered representative | CFP | Jul 2022 (4y) | |
| David Lung | Registered representative | Jul 2022 (4y) | ||
| Evan James King | Registered representative | Jul 2022 (4y) | ||
| Guilin Jiang | Registered representative | Jul 2022 (4y) | ||
| Irena Hsiao | Registered representative | Jul 2022 (4y) | ||
| Joseph M Donald | Registered representative | Jul 2022 (4y) | ||
| Manuel Kent | Registered representative | Jul 2022 (4y) | ||
| Trent M Blossom | Registered representative | CFP | Jul 2022 (4y) | |
| Yilun Liu | Registered representative | Jul 2022 (4y) | ||
| Jeffrey T Lozier | Registered representative | Jul 2022 (4y) | ||
| Adam M Korzen | Registered representative | Jul 2022 (4y) | ||
| Andrew F Bertalli | Registered representative | Jul 2022 (4y) | ||
| Derek C Murphy | Registered representative | Jul 2022 (4y) | ||
| Jeremy Nathan Winig | Registered representative | Jul 2022 (4y) | ||
| Keegan A Harris | Registered representative | Jul 2022 (4y) | ||
| Sophia Verna Skidmore | Registered representative | Jul 2022 (4y) | ||
| Yesica V Rojo Torres | Registered representative | Jul 2022 (4y) | ||
| Andrew C Lowrie | Registered representative | Jul 2022 (4y) | ||
| Jacqueline Sue Tate | Registered representative | Jul 2022 (4y) | ||
| Lindsey Jennifer Pohl | Registered representative | Jul 2022 (4y) | ||
| Laura Jean Ellum | Registered representative | Jul 2022 (4y) | ||
| Matthew S Waskiewicz | Registered representative | Jul 2022 (4y) | ||
| Mayping Lin | Registered representative | Jul 2022 (4y) | ||
| Yahaira Martinez Sanchez | Registered representative | Jul 2022 (4y) | ||
| Cory J Melchior | Registered representative | Jul 2022 (4y) | ||
| Daniel Figueroa | Registered representative | Jul 2022 (4y) | ||
| Ileana Lepe Chavez | Registered representative | Jul 2022 (4y) | ||
| Jason Thomas Hicks | Registered representative | Jul 2022 (4y) | ||
| Jason D Allen | Registered representative | Jul 2022 (4y) | ||
| Moriah Webb | Registered representative | Jul 2022 (4y) | ||
| Stephen Paul Meihaus | Registered representative | Jul 2022 (4y) | ||
| Thomas Andrew Moeller | Registered representative | Jul 2022 (4y) | ||
| Brian M Damp | Registered representative | Jul 2022 (4y) | ||
| Jackson Samuel Sessler | Registered representative | Jul 2022 (4y) | ||
| Keith R Kahaly | Registered representative | Jul 2022 (4y) | ||
| Samuel H Fishman | Registered representative | Jul 2022 (4y) | ||
| Sangwook Won | Registered representative | Jul 2022 (4y) | ||
| Steven R Bredahl | Registered representative | Jul 2022 (4y) | ||
| Wyatt Dalton Bacon | Registered representative | Jul 2022 (4y) | ||
| Christopher Michael Spahn | Registered representative | CFP | Jul 2022 (4y) | |
| Christopher William Purdue | Registered representative | Jul 2022 (4y) | ||
| David Jacob Salzmann | Registered representative | Jul 2022 (4y) | ||
| Erin Schornack Dickes | Registered representative | Jul 2022 (4y) | ||
| Julien Max Hall | Registered representative | Jul 2022 (4y) | ||
| Jericho Ryan Wilson | Registered representative | CFP | Jul 2022 (4y) | |
| Keagan Elizabeth Maxey | Registered representative | Jul 2022 (4y) | ||
| Stacey Laura Alviani | Registered representative | Jul 2022 (4y) | ||
| Ting Chor Szeto | Registered representative | Jul 2022 (4y) | ||
| Tyler Michael Dalzell | Registered representative | Jul 2022 (4y) | ||
| Victor Owen Roy | Registered representative | Jul 2022 (4y) | ||
| Matthew Dominic Maldonado | Registered representative | Jul 2022 (4y) | ||
| Matthew L Montgomery | Registered representative | Jul 2022 (4y) | ||
| Alma E Lazaro | Registered representative | Aug 2022 (4y) | ||
| Collin R Spence | Registered representative | Aug 2022 (4y) | ||
| James S Morimoto | Registered representative | Aug 2022 (4y) | ||
| Jennifer Regev | Registered representative | Aug 2022 (4y) | ||
| Josiah Stephen Brensdal | Registered representative | Aug 2022 (4y) | ||
| Marea Jones | Registered representative | Aug 2022 (4y) | ||
| Muhammad Rashid Sheikh | Registered representative | Aug 2022 (4y) | ||
| Robert Hillis Chapdelaine | Registered representative | Aug 2022 (4y) | ||
| Stephen Castano | Registered representative | Aug 2022 (4y) | ||
| Svetla D Vavova Clifford | Registered representative | Aug 2022 (4y) | ||
| Thad James Blevins | Registered representative | Aug 2022 (4y) | ||
| Troy J Bell | Registered representative | Aug 2022 (4y) | ||
| Erin Elizabeth Mcmillian | Registered representative | Aug 2022 (4y) | ||
| Jake P Shulman | Registered representative | Aug 2022 (4y) | ||
| Jesse R Sailer | Registered representative | CFP | Aug 2022 (4y) | |
| Nathan William Van Rij | Registered representative | Aug 2022 (4y) | ||
| Nathan M Harries | Registered representative | Aug 2022 (4y) | ||
| Nicholas C Russo | Registered representative | Aug 2022 (4y) | ||
| Oswaldo Hernandez | Registered representative | Aug 2022 (4y) | ||
| Paul Louis Capodanno | Registered representative | Aug 2022 (4y) | ||
| Shane Oshea Scott Mulron | Registered representative | Aug 2022 (4y) | ||
| Kevin Joseph Collins | Registered representative | Aug 2022 (4y) | ||
| Seung H Shin | Registered representative | Aug 2022 (4y) | ||
| Sean P Feibleman | Registered representative | Aug 2022 (4y) | ||
| Alexandra L Corsetti | Registered representative | Aug 2022 (4y) | ||
| Corinne Brunyer | Registered representative | Aug 2022 (4y) | ||
| Cindy Martinez | Registered representative | Aug 2022 (4y) | ||
| Lawrence Stephen Young | Registered representative | Aug 2022 (4y) | ||
| Patrick J Shurdut | Registered representative | Aug 2022 (4y) | ||
| Ryan Paul Squibbs | Registered representative | Aug 2022 (4y) | ||
| Andrew Sullivan Howe | Registered representative | Aug 2022 (4y) | ||
| Benjamin Clark Creighton | Registered representative | Aug 2022 (4y) | ||
| Hayden R Ludwig | Registered representative | Aug 2022 (4y) | ||
| Joseph Glenn Dearman | Registered representative | Aug 2022 (4y) | ||
| Marion John Charicki | Registered representative | Aug 2022 (4y) | ||
| Mohamed A Ali | Registered representative | Aug 2022 (4y) | ||
| Helen Yolanda Ayala | Registered representative | Aug 2022 (4y) | ||
| Jeff Plyamm | Registered representative | Aug 2022 (4y) | ||
| Joseph Micheal Mcnamara | Registered representative | Aug 2022 (4y) | ||
| John Michael Picciano | Registered representative | Aug 2022 (4y) | ||
| Jonathan D Kipp | Registered representative | Aug 2022 (4y) | ||
| Kwadwo Opoku Adutwum | Registered representative | Aug 2022 (4y) | ||
| Lazette M Pierce Miller | Registered representative | Aug 2022 (4y) | ||
| Monique Melissa Tsenter | Registered representative | Aug 2022 (4y) | ||
| Shu Yi Li | Registered representative | Aug 2022 (4y) | ||
| Vincent A Murro | Registered representative | Aug 2022 (4y) | ||
| Zachary Douglas Myers | Registered representative | Aug 2022 (4y) | ||
| Zachary Zwilling | Registered representative | CFP | Aug 2022 (4y) | |
| Dennis Arthur Frantsve | Registered representative | Aug 2022 (4y) | ||
| Ivan D Munoz | Registered representative | Aug 2022 (4y) | ||
| Christopher M Iser | Registered representative | Aug 2022 (4y) | ||
| Denise Antoinette Tellez | Registered representative | Aug 2022 (4y) | ||
| Joshua E Dobard | Registered representative | Aug 2022 (4y) | ||
| Maurice Cortez Moore | Registered representative | Aug 2022 (4y) | ||
| Naomi Sukkyung Kim | Registered representative | Aug 2022 (4y) | ||
| Wilton Wai Owyang | Registered representative | Aug 2022 (4y) | ||
| Courtney W Dinning | Registered representative | Aug 2022 (4y) | ||
| Cherif Souleymane Aidara | Registered representative | Aug 2022 (4y) | ||
| Edward J. Dahl | Registered representative | CFP | Aug 2022 (4y) | |
| Emma E Jorgensen | Registered representative | Aug 2022 (4y) | ||
| Karen Alison Macnair | Registered representative | Aug 2022 (4y) | ||
| Kevin J Caulfield | Registered representative | Aug 2022 (4y) | ||
| Kevin Michael Shavalay | Registered representative | CFA | Aug 2022 (4y) | |
| Michael J Charboneau | Registered representative | Aug 2022 (4y) | ||
| Nimanjit Kaur | Registered representative | Aug 2022 (4y) | ||
| Spenser Paul Thompson | Registered representative | CFP | Aug 2022 (4y) | |
| Stephen Yong Park | Registered representative | Aug 2022 (4y) | ||
| Sarah L Lavigne | Registered representative | Aug 2022 (4y) | ||
| Stephen Gaspare Killop | Registered representative | Aug 2022 (4y) | ||
| Angie Natasha Charles | Registered representative | Aug 2022 (4y) | ||
| Anna B Miller | Registered representative | Aug 2022 (4y) | ||
| Araya M Hebert | Registered representative | Aug 2022 (4y) | ||
| Benjamin J Schmalz | Registered representative | Aug 2022 (4y) | ||
| Catherine Gumpman Springer | Registered representative | Aug 2022 (4y) | ||
| Christian L Robinson | Registered representative | Aug 2022 (4y) | ||
| Denise M. Liddiard | Registered representative | Aug 2022 (4y) | ||
| Erin K Cole | Registered representative | Aug 2022 (4y) | ||
| Ian John Friend | Registered representative | Aug 2022 (4y) | ||
| Kyle J Robison | Registered representative | Aug 2022 (4y) | ||
| Leah Kay Booth | Registered representative | Aug 2022 (4y) | ||
| Owen T Horne | Registered representative | Aug 2022 (4y) | ||
| Peyton E Mobley | Registered representative | Aug 2022 (4y) | ||
| Peyton Joshua Maple | Registered representative | Aug 2022 (4y) | ||
| Rachael L Martindale | Registered representative | Aug 2022 (4y) | ||
| Rachel Ann Constant | Registered representative | Aug 2022 (4y) | ||
| Sarah Z Cen | Registered representative | Aug 2022 (4y) | ||
| Trey R Wilkes | Registered representative | Aug 2022 (4y) | ||
| Tyler A Witt | Registered representative | Aug 2022 (4y) | ||
| William M Boffa | Registered representative | Aug 2022 (4y) | ||
| Wesley J January | Registered representative | Aug 2022 (4y) | ||
| Jacob M Wright | Registered representative | Aug 2022 (4y) | ||
| Clinton Merrill Parsons | Registered representative | Aug 2022 (4y) | ||
| Jennifer A Wolfslau | Registered representative | Aug 2022 (4y) | ||
| Karen B Rudolph | Registered representative | Aug 2022 (4y) | ||
| Kevin Warren Petersen | Registered representative | Aug 2022 (4y) | ||
| Kieran A Watson | Registered representative | CFP | Aug 2022 (4y) | |
| Mitchell Ostrower Kernus | Registered representative | CFP | Aug 2022 (4y) | |
| Michael K Lopez | Registered representative | Aug 2022 (4y) | ||
| Nathan E Zahm | Registered representative | Aug 2022 (4y) | ||
| Nicholas Todd Mabey | Registered representative | Aug 2022 (4y) | ||
| Angela B Hutter | Registered representative | Aug 2022 (4y) | ||
| Michele N Nielsen | Registered representative | Aug 2022 (4y) | ||
| Nicholas G Shaw | Registered representative | Aug 2022 (4y) | ||
| Violet S Compton | Registered representative | Aug 2022 (4y) | ||
| Ethan J Lui | Registered representative | Aug 2022 (4y) | ||
| John Jason Cooper | Registered representative | Aug 2022 (4y) | ||
| Christine Kesler Beall | Registered representative | Aug 2022 (4y) | ||
| Danielle Gabriela Solano | Registered representative | Aug 2022 (4y) | ||
| Hans George Jefferson Brase | Registered representative | Aug 2022 (4y) | ||
| Joseph G Saker | Registered representative | Aug 2022 (4y) | ||
| Joshua Henry | Registered representative | Aug 2022 (4y) | ||
| Michael J Maul | Registered representative | Aug 2022 (4y) | ||
| Sarah Billups | Registered representative | Aug 2022 (4y) | ||
| Thomas E La Crosse | Registered representative | Aug 2022 (4y) | ||
| Christian S Sailer | Registered representative | Aug 2022 (4y) | ||
| Joshua Matthew Eslick | Registered representative | Aug 2022 (4y) | ||
| Julianne M Eiserman | Registered representative | Aug 2022 (4y) | ||
| Mary Chiavaroli | Registered representative | Aug 2022 (4y) | ||
| Marissa Anne Dello Russo | Registered representative | Aug 2022 (4y) | ||
| Matthew J Owens | Registered representative | Aug 2022 (4y) | ||
| Nathan Dru Rigby | Registered representative | Aug 2022 (4y) | ||
| Stacy Renee Hajduk | Registered representative | Aug 2022 (4y) | ||
| Tiffany M Watt | Registered representative | Aug 2022 (4y) | ||
| Edward J Pagano | Registered representative | Aug 2022 (4y) | ||
| Heidi Q Beattie | Registered representative | Aug 2022 (4y) | ||
| Matthew Stephen Fischer | Registered representative | Aug 2022 (4y) | ||
| Nina P Shawl | Registered representative | Aug 2022 (4y) | ||
| Patrick W King | Registered representative | Aug 2022 (4y) | ||
| Amy M Fischer | Registered representative | Aug 2022 (4y) | ||
| Benjamin J Angotti | Registered representative | Aug 2022 (4y) | ||
| Brianna N King | Registered representative | Aug 2022 (4y) | ||
| Hannah K Goode | Registered representative | Aug 2022 (4y) | ||
| Justin Robert Eklund | Registered representative | Aug 2022 (4y) | ||
| Ana Paula Torres De Pinho | Registered representative | Aug 2022 (4y) | ||
| Ari A Shandling | Registered representative | Aug 2022 (4y) | ||
| Bethany Marie Kelley | Registered representative | Aug 2022 (4y) | ||
| Brett Christian Crawford | Registered representative | Aug 2022 (4y) | ||
| Cody Monarch | Registered representative | Aug 2022 (4y) | ||
| Daniel M Henderson | Registered representative | Aug 2022 (4y) | ||
| David Alan Shorr | Registered representative | Aug 2022 (4y) | ||
| Eduardo Andres Malespin | Registered representative | Aug 2022 (4y) | ||
| John David Barranco | Registered representative | Aug 2022 (4y) | ||
| Jose A Gonzalez | Registered representative | Aug 2022 (4y) | ||
| Marco A Arce Gutierrez | Registered representative | Aug 2022 (4y) | ||
| Martin Roy Shandling | Registered representative | Aug 2022 (4y) | ||
| Ori Laby | Registered representative | Aug 2022 (4y) | ||
| Robert Mosberg | Registered representative | Aug 2022 (4y) | ||
| Scott J Mosberg | Registered representative | Aug 2022 (4y) | ||
| Sammy Eunsam Lee | Registered representative | Aug 2022 (4y) | ||
| Elizabeth Fry Carter | Registered representative | Aug 2022 (4y) | ||
| Ismail Kioko | Registered representative | Aug 2022 (4y) | ||
| Rosalie G Froom | Registered representative | Aug 2022 (4y) | ||
| Tanisha Lasha Joubert | Registered representative | Aug 2022 (4y) | ||
| Alexander Chosczyk | Registered representative | Aug 2022 (4y) | ||
| Andrew Joseph Porath | Registered representative | Aug 2022 (4y) | ||
| Daniel B Shandling | Registered representative | Aug 2022 (4y) | ||
| Duncan T Lechner | Registered representative | Aug 2022 (4y) | ||
| Elene Jalagonia | Registered representative | Aug 2022 (4y) | ||
| Jordan Klunder | Registered representative | Aug 2022 (4y) | ||
| Kagen Butler | Registered representative | Aug 2022 (4y) | ||
| Kerma M Brunecker | Registered representative | Aug 2022 (4y) | ||
| Melanie Lewis Mcneel | Registered representative | Aug 2022 (4y) | ||
| Marc V Porco | Registered representative | Aug 2022 (4y) | ||
| Max E Dutcher | Registered representative | Aug 2022 (4y) | ||
| Miles Joshua Hurd | Registered representative | Aug 2022 (4y) | ||
| Paul Franck | Registered representative | Aug 2022 (4y) | ||
| Ryan Michael Belcher | Registered representative | Aug 2022 (4y) | ||
| Samantha L Ward | Registered representative | Aug 2022 (4y) | ||
| Stacy R Cabbil | Registered representative | Aug 2022 (4y) | ||
| Stephanie R Fan | Registered representative | Aug 2022 (4y) | ||
| Valmir Hoti | Registered representative | Aug 2022 (4y) | ||
| Alexander David Bielous | Registered representative | Aug 2022 (4y) | ||
| Hannah V Menendez | Registered representative | Aug 2022 (4y) | ||
| Jessica Lyn Oelmann | Registered representative | Aug 2022 (4y) | ||
| Monica I Jaramillo Tatis | Registered representative | Aug 2022 (4y) | ||
| Michael W Politzki | Registered representative | Aug 2022 (4y) | ||
| Hunter John Kopp | Registered representative | Aug 2022 (4y) | ||
| Zina O Shekay | Registered representative | Aug 2022 (4y) | ||
| Bryce A Edminister | Registered representative | Sep 2022 (4y) | ||
| Erika Pieger Odell | Registered representative | Sep 2022 (4y) | ||
| Inga Baneviciene | Registered representative | Sep 2022 (4y) | ||
| Jonathan C Kurlander | Registered representative | Sep 2022 (4y) | ||
| Tristan S Hughes | Registered representative | Sep 2022 (4y) | ||
| Andrew Freedenberg | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Adam J Latif | Registered representative | Sep 2022 (4y) | ||
| Brian Flores Mojica | Registered representative | Sep 2022 (4y) | ||
| Cheryl Denise Catron | Registered representative | Sep 2022 (4y) | ||
| Cindy Wei Lee | Registered representative | Sep 2022 (4y) | ||
| Diana M Fanning | Registered representative | Sep 2022 (4y) | ||
| Gladys Lugo | Registered representative | Sep 2022 (4y) | ||
| Hunter Hollarn | Registered representative | Sep 2022 (4y) | ||
| Ian James Riley | Registered representative | Sep 2022 (4y) | ||
| John Legband | Registered representative | Sep 2022 (4y) | ||
| Kelsey Anne Taylor | Registered representative | Sep 2022 (4y) | ||
| Kayla Michelle Amason | Registered representative | CFP | Sep 2022 (4y) | |
| Lauren Marie Conlon | Registered representative | Sep 2022 (4y) | ||
| Liam J Williams | Registered representative | Sep 2022 (4y) | ||
| Mark A Hershenson | Registered representative | Sep 2022 (4y) | ||
| Monique Catherine Brown | Registered representative | Sep 2022 (4y) | ||
| Neil Stewart Kishter | Registered representative | Sep 2022 (4y) | ||
| Paul Lawrence Stickley | Registered representative | Sep 2022 (4y) | ||
| Rolando V Guzman | Registered representative | Sep 2022 (4y) | ||
| Robert J Sullivan | Registered representative | Sep 2022 (4y) | ||
| Spencer T Pett | Registered representative | Sep 2022 (4y) | ||
| Stephen George Scaccia | Registered representative | Sep 2022 (4y) | ||
| Terry Richard Surrency | Registered representative | Sep 2022 (4y) | ||
| Wayne Anthony Morris | Registered representative | Sep 2022 (4y) | ||
| Weldon Troy Stewart | Registered representative | Sep 2022 (4y) | ||
| Jacquelyn Beth Etling | Registered representative | Sep 2022 (4y) | ||
| Joseph John Schillaci | Registered representative | Sep 2022 (4y) | ||
| Emmanuel Vega | Registered representative | Sep 2022 (4y) | ||
| Alfredo Formentano | Registered representative | Sep 2022 (4y) | ||
| Cassio A De Arruda Camara | Registered representative | Sep 2022 (4y) | ||
| Eric R. Benson | Registered representative | Sep 2022 (4y) | ||
| Joseph Michael Compitello | Registered representative | CFP | Sep 2022 (4y) | |
| Joseph G. Paiva | Registered representative | Sep 2022 (4y) | ||
| Kimberly S Smith | Registered representative | Sep 2022 (4y) | ||
| Prinya Sommala | Registered representative | Sep 2022 (4y) | ||
| Rachel A Tavlarides | Registered representative | Sep 2022 (4y) | ||
| Kaitlin Stewart | Registered representative | Sep 2022 (4y) | ||
| Michael A Johnson | Registered representative | Sep 2022 (4y) | ||
| Stacey Lynn Herrle | Registered representative | Sep 2022 (4y) | ||
| Aidan D Cabraja | Registered representative | Sep 2022 (4y) | ||
| Alexander J Shields | Registered representative | Sep 2022 (4y) | ||
| Leonard A Corallo | Registered representative | Sep 2022 (4y) | ||
| Austin C Montgomery | Registered representative | Sep 2022 (4y) | ||
| Denise L Petti | Registered representative | Sep 2022 (4y) | ||
| Joshua Widman | Registered representative | Sep 2022 (4y) | ||
| Kimberly Michelle Akuna | Registered representative | Sep 2022 (4y) | ||
| Miles Andrew Smith | Registered representative | Sep 2022 (4y) | ||
| Richard Palumbo | Registered representative | Sep 2022 (4y) | ||
| Robert J D'amato | Registered representative | CFP | Sep 2022 (4y) | |
| Susan Reichert Milanak | Registered representative | CFP | Sep 2022 (4y) | |
| Tahesin Hussein Somji | Registered representative | Sep 2022 (4y) | ||
| Tyler Scott Davis | Registered representative | Sep 2022 (4y) | ||
| Christopher Monahan | Registered representative | Sep 2022 (4y) | ||
| Akbar A Pataudi | Registered representative | CFA | Sep 2022 (4y) | |
| Aimee M Woodley | Registered representative | Sep 2022 (4y) | ||
| Amiel Volinsky | Registered representative | Sep 2022 (4y) | ||
| Blake Robert Vogelsang | Registered representative | Sep 2022 (4y) | ||
| Caroline Duck Warren | Registered representative | Sep 2022 (4y) | ||
| Dylan H Jann | Registered representative | Sep 2022 (4y) | ||
| Emily Ginsberg Thomas | Registered representative | Sep 2022 (4y) | ||
| Joshua Michael Latimer | Registered representative | CFA | Sep 2022 (4y) | |
| Mohammad A Khan | Registered representative | Sep 2022 (4y) | ||
| Steven Phillip Dziobak | Registered representative | Sep 2022 (4y) | ||
| Thomas La Macchia | Registered representative | Sep 2022 (4y) | ||
| Zi Ye | Registered representative | CFA | Sep 2022 (4y) | |
| Andres Eduardo Martinez Fernandez | Registered representative | Sep 2022 (4y) | ||
| Charles G Cox | Registered representative | Sep 2022 (4y) | ||
| Nicole Elizabeth Williams | Registered representative | Sep 2022 (4y) | ||
| Vincent J Sommese | Registered representative | Sep 2022 (4y) | ||
| Cassandra Alethea Osundele | Registered representative | Sep 2022 (4y) | ||
| Christine Elizabeth Gallo | Registered representative | Sep 2022 (4y) | ||
| Erika E Uribe | Registered representative | Sep 2022 (4y) | ||
| James R Landry | Registered representative | Sep 2022 (4y) | ||
| Maxwell Robert Rivers | Registered representative | Sep 2022 (4y) | ||
| Michelle Wood | Registered representative | Sep 2022 (4y) | ||
| Alexis A Wamsley | Registered representative | Sep 2022 (4y) | ||
| Harry Haber | Registered representative | Sep 2022 (4y) | ||
| Jillian M Magiros | Registered representative | Sep 2022 (4y) | ||
| Jeremy Rudolph Tapia | Registered representative | Sep 2022 (4y) | ||
| Kirk Mccaw | Registered representative | Sep 2022 (4y) | ||
| Ryan N Golde | Registered representative | Sep 2022 (4y) | ||
| Spencer Philip Notarianni | Registered representative | Sep 2022 (4y) | ||
| Augusto Oscar Vladusic | Registered representative | Sep 2022 (4y) | ||
| Brenda Kay Drews | Registered representative | Sep 2022 (4y) | ||
| Jeffrey Michael Springman | Registered representative | Sep 2022 (4y) | ||
| Mary Beth Railey | Registered representative | Sep 2022 (4y) | ||
| Michael Richard Rosenthal | Registered representative | Sep 2022 (4y) | ||
| Mauricio Woodbridge | Registered representative | Sep 2022 (4y) | ||
| Shane Gutierrez | Registered representative | Sep 2022 (4y) | ||
| Thomas P Dellaquila | Registered representative | Sep 2022 (4y) | ||
| William B Quick | Registered representative | CFA | Sep 2022 (4y) | |
| Cristina Lozano | Registered representative | Sep 2022 (4y) | ||
| Delynn Patrice Chidester | Registered representative | Sep 2022 (4y) | ||
| Tyler R Kaplan | Registered representative | Sep 2022 (4y) | ||
| Arthur D Metzger | Registered representative | Sep 2022 (4y) | ||
| Craig Alan Moddelmog | Registered representative | Sep 2022 (4y) | ||
| Dawn Kami Charmatz | Registered representative | Sep 2022 (4y) | ||
| Joseph Harris Fink | Registered representative | Sep 2022 (4y) | ||
| Katie Lynne Robertson | Registered representative | Sep 2022 (4y) | ||
| Ryan M Furuya | Registered representative | Sep 2022 (4y) | ||
| Scott A Parkinson | Registered representative | Sep 2022 (4y) | ||
| Tonya Ann Moddelmog | Registered representative | Sep 2022 (4y) | ||
| Thomas P Arocho | Registered representative | Sep 2022 (4y) | ||
| William Cole Hawkins | Registered representative | Sep 2022 (4y) | ||
| William H Wykle | Registered representative | Sep 2022 (4y) | ||
| Ciara M Frawley | Registered representative | Sep 2022 (4y) | ||
| Desiree J Davenhill | Registered representative | Sep 2022 (4y) | ||
| Jeffrey White | Registered representative | Sep 2022 (4y) | ||
| Keila R Bevins | Registered representative | Sep 2022 (4y) | ||
| Lacy Elise Foreman Labbe | Registered representative | Sep 2022 (4y) | ||
| Leah Stewart Ogden | Registered representative | CFA | Sep 2022 (4y) | |
| Matthew Glenn Doucet | Registered representative | Sep 2022 (4y) | ||
| Mason T Pendleton | Registered representative | Sep 2022 (4y) | ||
| Nanette L Maedgen | Registered representative | Sep 2022 (4y) | ||
| Pilar Abad Dumbolton | Registered representative | Sep 2022 (4y) | ||
| Andrew Chongwoo Kim | Registered representative | Sep 2022 (4y) | ||
| Derek Mark Slovak | Registered representative | Sep 2022 (4y) | ||
| Justin Kern | Registered representative | Sep 2022 (4y) | ||
| Kevin Allen Cook | Registered representative | Sep 2022 (4y) | ||
| Kevin Lowry | Registered representative | Sep 2022 (4y) | ||
| Kevin T Ho | Registered representative | Sep 2022 (4y) | ||
| Lauren Hickey | Registered representative | Sep 2022 (4y) | ||
| Mark Wesley Wingate | Registered representative | Sep 2022 (4y) | ||
| Steven Do | Registered representative | Sep 2022 (4y) | ||
| Toeanzar Markquack Norment | Registered representative | Sep 2022 (4y) | ||
| Tracy A Hoye | Registered representative | Sep 2022 (4y) | ||
| Alan Theodore Dehesa | Registered representative | Sep 2022 (4y) | ||
| Erin Murphy | Registered representative | Sep 2022 (4y) | ||
| Jeremy Michael Kittoe | Registered representative | Sep 2022 (4y) | ||
| John P Regier | Registered representative | CFP | Sep 2022 (4y) | |
| Laura B Mc Laughlan | Registered representative | Sep 2022 (4y) | ||
| Nicholas Harrison Shad | Registered representative | Sep 2022 (4y) | ||
| Nathan P Moyer | Registered representative | Sep 2022 (4y) | ||
| Nurshamira Akmar Shahriar | Registered representative | Sep 2022 (4y) | ||
| Paul John Mulvihill | Registered representative | Sep 2022 (4y) | ||
| April L Wheeler | Registered representative | Sep 2022 (4y) | ||
| Alexander J Runge | Registered representative | Sep 2022 (4y) | ||
| Carlos Ivan Salvatierra Duran | Registered representative | Sep 2022 (4y) | ||
| Glenn Corbett Friedman | Registered representative | CFA | Sep 2022 (4y) | |
| Gerhard Steven | Registered representative | Sep 2022 (4y) | ||
| Jill A Kern | Registered representative | Sep 2022 (4y) | ||
| Maci A Jackson | Registered representative | Sep 2022 (4y) | ||
| Madeline Z Salidas | Registered representative | Sep 2022 (4y) | ||
| Michael J Mc Shea | Registered representative | Sep 2022 (4y) | ||
| Sang Hyun Kim | Registered representative | Sep 2022 (4y) | ||
| Abdoulaye A Diakite | Registered representative | Sep 2022 (4y) | ||
| Bich Nga Huu Nguyen | Registered representative | Sep 2022 (4y) | ||
| Carly N Taylor | Registered representative | Sep 2022 (4y) | ||
| Chene V Wainwright | Registered representative | Sep 2022 (4y) | ||
| Courtney E Joyner | Registered representative | Sep 2022 (4y) | ||
| Eloise R Burn | Registered representative | Sep 2022 (4y) | ||
| Saylor C Barnette | Registered representative | Sep 2022 (4y) | ||
| Bertha Lydia Fernandez | Registered representative | Sep 2022 (4y) | ||
| Eric D Jacobs | Registered representative | Sep 2022 (4y) | ||
| Russell Ivan Gallen | Registered representative | Sep 2022 (4y) | ||
| Samantha Lee Staudt | Registered representative | Sep 2022 (4y) | ||
| Scott Jeffrey Miller | Registered representative | Sep 2022 (4y) | ||
| Christopher E. H. Golankiewicz | Registered representative | Sep 2022 (4y) | ||
| Lanelle Renee Morin | Registered representative | Sep 2022 (4y) | ||
| Paul Andrew Keaton | Registered representative | Sep 2022 (4y) | ||
| Carla Wright | Registered representative | Sep 2022 (4y) | ||
| Caroline C Carpenter | Registered representative | Sep 2022 (4y) | ||
| Edward Keith Long | Registered representative | Sep 2022 (4y) | ||
| Era Doce | Registered representative | Sep 2022 (4y) | ||
| Jeffrey Ronald Curio | Registered representative | Sep 2022 (4y) | ||
| Joshua David Estes | Registered representative | Sep 2022 (4y) | ||
| Matthew Jordan Hanley | Registered representative | Sep 2022 (4y) | ||
| Daniel A. Hanwacker | Registered representative | Sep 2022 (4y) | ||
| Dewey C Brown | Registered representative | Sep 2022 (4y) | ||
| Emma G Cohen | Registered representative | Sep 2022 (4y) | ||
| Jose Enrique Martoral | Registered representative | Sep 2022 (4y) | ||
| Joseph Michael Catalano | Registered representative | Sep 2022 (4y) | ||
| Matthew S Gerth | Registered representative | Sep 2022 (4y) | ||
| Nikolai Taylor | Registered representative | Sep 2022 (4y) | ||
| Scott Andrew Hartman | Registered representative | Sep 2022 (4y) | ||
| Vishal Dilipbhai Patel | Registered representative | Sep 2022 (4y) | ||
| Zonelis Cabrera | Registered representative | Sep 2022 (4y) | ||
| Artur D Jaskot | Registered representative | Oct 2022 (4y) | ||
| Jacquelyn C Davis | Registered representative | Oct 2022 (4y) | ||
| Kieran J Brown | Registered representative | Oct 2022 (4y) | ||
| Andrea G Pineda | Registered representative | Oct 2022 (4y) | ||
| Citlalli J Orduna | Registered representative | Oct 2022 (4y) | ||
| Clint A Eddy | Registered representative | Oct 2022 (4y) | ||
| James H Macfarlane | Registered representative | Oct 2022 (4y) | ||
| Katherine E Rinehart | Registered representative | Oct 2022 (4y) | ||
| Radhika Naini | Registered representative | Oct 2022 (4y) | ||
| Rene Lynn Corbett | Registered representative | Oct 2022 (4y) | ||
| Andrew J Wagnaar | Registered representative | Oct 2022 (4y) | ||
| John P O'neil | Registered representative | Oct 2022 (4y) | ||
| Marco Antonio Lopez | Registered representative | Oct 2022 (4y) | ||
| Noor Kainat Mirza | Registered representative | Oct 2022 (4y) | ||
| Taylor A Strough | Registered representative | Oct 2022 (4y) | ||
| Kayla Fleming | Registered representative | Oct 2022 (4y) | ||
| Kristina Kashuba | Registered representative | Oct 2022 (4y) | ||
| Scott Fried | Registered representative | Oct 2022 (4y) | ||
| Eve L Pickhardt | Registered representative | Oct 2022 (4y) | ||
| Frank S Boni | Registered representative | Oct 2022 (4y) | ||
| Isabella M Mannino | Registered representative | Oct 2022 (4y) | ||
| John Xavier Magnesio | Registered representative | Oct 2022 (4y) | ||
| Jonathan Peterson | Registered representative | Oct 2022 (4y) | ||
| Jorge Enrique Ramos Terrazas | Registered representative | Oct 2022 (4y) | ||
| Malcolm D Prevo | Registered representative | Oct 2022 (4y) | ||
| Ryan P Mc Adam | Registered representative | Oct 2022 (4y) | ||
| Steven Kyriakos | Registered representative | Oct 2022 (4y) | ||
| Connie Elizabeth Buckley | Registered representative | Oct 2022 (4y) | ||
| Lindsey Marshall Wetzel | Registered representative | Oct 2022 (4y) | ||
| Michael A Dattalo | Registered representative | Oct 2022 (4y) | ||
| Alexandra Marie Moriarty | Registered representative | Oct 2022 (4y) | ||
| Anthony J Mitus | Registered representative | Oct 2022 (4y) | ||
| Cara Michelle Paynter | Registered representative | Oct 2022 (4y) | ||
| Erin E Mc Carthy | Registered representative | Oct 2022 (4y) | ||
| Nestor Jesus Gomez | Registered representative | Oct 2022 (4y) | ||
| Richard L Loeffler | Registered representative | Oct 2022 (4y) | ||
| Theofanis Bakolas | Registered representative | Oct 2022 (4y) | ||
| Andrew Steven Ray | Registered representative | Oct 2022 (4y) | ||
| Andrew Surace | Registered representative | Oct 2022 (4y) | ||
| Claudia Ann Brown Diaz | Registered representative | Oct 2022 (4y) | ||
| Cristina Elizabeth Betancourt | Registered representative | Oct 2022 (4y) | ||
| Elliot C Minvielle | Registered representative | Oct 2022 (4y) | ||
| Kevan Shea Gallion | Registered representative | Oct 2022 (4y) | ||
| Mukaddes Dreischhoff | Registered representative | Oct 2022 (4y) | ||
| Paul C Doherty | Registered representative | Oct 2022 (4y) | ||
| Alexander Boyd Young | Registered representative | Oct 2022 (4y) | ||
| Christopher G Stone | Registered representative | Oct 2022 (4y) | ||
| Maria J Saldarriaga | Registered representative | Oct 2022 (4y) | ||
| Denise M Allen | Registered representative | Oct 2022 (4y) | ||
| Frederick Lloyd Frillman | Registered representative | Oct 2022 (4y) | ||
| Hanson H Peirce | Registered representative | Oct 2022 (4y) | ||
| Nickolas Arthur Richendifer | Registered representative | Oct 2022 (4y) | ||
| Riel W Desaulniers | Registered representative | Oct 2022 (4y) | ||
| Brandon K Burriss | Registered representative | Oct 2022 (4y) | ||
| Brenda J Ayers | Registered representative | Oct 2022 (4y) | ||
| Daniel P Johnston | Registered representative | Oct 2022 (4y) | ||
| George Patrick Hamaty | Registered representative | Oct 2022 (4y) | ||
| Jordan M Weinstein | Registered representative | Oct 2022 (4y) | ||
| Keri L Van Dyke | Registered representative | Oct 2022 (4y) | ||
| Kyle T Sargent | Registered representative | Oct 2022 (4y) | ||
| Lucas C Baker | Registered representative | Oct 2022 (4y) | ||
| Mark S Ellis | Registered representative | Oct 2022 (4y) | ||
| Monique Antoinette Minor | Registered representative | Oct 2022 (4y) | ||
| Robert John Sartori | Registered representative | Oct 2022 (4y) | ||
| Ryan J Mahatme | Registered representative | Oct 2022 (4y) | ||
| Shruti A Sheth | Registered representative | Oct 2022 (4y) | ||
| Claret M Porras | Registered representative | Oct 2022 (4y) | ||
| Felix D Paganelli | Registered representative | Oct 2022 (4y) | ||
| John Paul Morales | Registered representative | Oct 2022 (4y) | ||
| John M Asuncion | Registered representative | Oct 2022 (4y) | ||
| Justin T Cisneroz | Registered representative | Oct 2022 (4y) | ||
| Lauren M Grant | Registered representative | Oct 2022 (4y) | ||
| Lesley Ann Erikson | Registered representative | Oct 2022 (4y) | ||
| Michael E Benner | Registered representative | Oct 2022 (4y) | ||
| Molly E Galasso | Registered representative | Oct 2022 (4y) | ||
| Nicholas A Schiro | Registered representative | Oct 2022 (4y) | ||
| Shannon M Daine | Registered representative | Oct 2022 (4y) | ||
| Andrew Alexander Lenox | Registered representative | Oct 2022 (4y) | ||
| Breann Lunn | Registered representative | Oct 2022 (4y) | ||
| Jeffrey R Jonasen | Registered representative | Oct 2022 (4y) | ||
| Michele Alexandra Hightower | Registered representative | CFP | Oct 2022 (4y) | |
| Taylor J Keck | Registered representative | Oct 2022 (4y) | ||
| Jarrett Jonathan Collins | Registered representative | Oct 2022 (4y) | ||
| Cindy L Hawks | Registered representative | Oct 2022 (4y) | ||
| Daniel Pava | Registered representative | Oct 2022 (4y) | ||
| Elizabeth J. Abikaram | Registered representative | Oct 2022 (4y) | ||
| Grant K Walters | Registered representative | Oct 2022 (4y) | ||
| May Crockett Burkett | Registered representative | Oct 2022 (4y) | ||
| Roger A. Bernhammer | Registered representative | Oct 2022 (4y) | ||
| William James Connolly | Registered representative | CFA | Oct 2022 (4y) | |
| Alicia Lynn Blencke | Registered representative | Oct 2022 (4y) | ||
| Amanda Fuller Kolbach | Registered representative | Oct 2022 (4y) | ||
| Ashlyn K Arett | Registered representative | Oct 2022 (4y) | ||
| Austin John Vogler Graham | Registered representative | Oct 2022 (4y) | ||
| Benjamin Cahn | Registered representative | CFP | Oct 2022 (4y) | |
| Brandon Minoru Higa | Registered representative | Oct 2022 (4y) | ||
| Caryn B Hodges | Registered representative | Oct 2022 (4y) | ||
| Cameron M Marcatos | Registered representative | Oct 2022 (4y) | ||
| Carrie Lynn Christie | Registered representative | Oct 2022 (4y) | ||
| Damon Scott Snell | Registered representative | CFP | Oct 2022 (4y) | |
| David N Liguori | Registered representative | CFP | Oct 2022 (4y) | |
| Hirsh Zyskind | Registered representative | Oct 2022 (4y) | ||
| Jill M Senter | Registered representative | Oct 2022 (4y) | ||
| Lucas Joseph Hemling | Registered representative | Oct 2022 (4y) | ||
| Margaret Ann Lynch | Registered representative | Oct 2022 (4y) | ||
| Michael Philip Sparacino | Registered representative | Oct 2022 (4y) | ||
| Nicholas Dufeu | Registered representative | Oct 2022 (4y) | ||
| Stephen Michael Wright | Registered representative | Oct 2022 (4y) | ||
| Susan A Candia | Registered representative | Oct 2022 (4y) | ||
| Scott R Tucker | Registered representative | Oct 2022 (4y) | ||
| Abraham D House | Registered representative | Oct 2022 (4y) | ||
| Brent Stephen Bassler | Registered representative | Oct 2022 (4y) | ||
| Christopher John Finlinson | Registered representative | Oct 2022 (4y) | ||
| Jessi Lee Nippert | Registered representative | Oct 2022 (4y) | ||
| Joann Frances Stout | Registered representative | Oct 2022 (4y) | ||
| Jose Raul Lopez | Registered representative | Oct 2022 (4y) | ||
| Joseph Michael Hudson | Registered representative | Oct 2022 (4y) | ||
| Keylana B Nemnich | Registered representative | Oct 2022 (4y) | ||
| Lindsey Renae Loredo | Registered representative | Oct 2022 (4y) | ||
| Timothy H Bohnsack | Registered representative | Oct 2022 (4y) | ||
| Bradford J Cote | Registered representative | Oct 2022 (4y) | ||
| Derrick James Whitney | Registered representative | Oct 2022 (4y) | ||
| Joanie M Gilger | Registered representative | Oct 2022 (4y) | ||
| Rocco D Cassone | Registered representative | Oct 2022 (4y) | ||
| Lee F Schockling | Registered representative | Oct 2022 (4y) | ||
| Matthew S Methe | Registered representative | Oct 2022 (4y) | ||
| Ramin Mahdavi | Registered representative | Oct 2022 (4y) | ||
| Trisha Anne Fares | Registered representative | Oct 2022 (4y) | ||
| Adriano Batista Conrado | Registered representative | Oct 2022 (4y) | ||
| Aaron Liu | Registered representative | Oct 2022 (4y) | ||
| Kwanza A Harris | Registered representative | Oct 2022 (4y) | ||
| Manuel A Herrera | Registered representative | Oct 2022 (4y) | ||
| Vela Marie Caspersen | Registered representative | Oct 2022 (4y) | ||
| Alishia F Hussain | Registered representative | Oct 2022 (4y) | ||
| Alicia M Pfiffner | Registered representative | Oct 2022 (4y) | ||
| Benjamin M Grauel | Registered representative | Oct 2022 (4y) | ||
| David G Kuffner | Registered representative | Oct 2022 (4y) | ||
| Edward Brendan Siegler | Registered representative | Oct 2022 (4y) | ||
| Erin C. Westphal | Registered representative | Oct 2022 (4y) | ||
| Ira Israel Hershkowitz | Registered representative | Oct 2022 (4y) | ||
| Jordan Stephen Brand | Registered representative | Oct 2022 (4y) | ||
| Kelly Ann Malecki | Registered representative | Oct 2022 (4y) | ||
| Kevin D Blodget | Registered representative | Oct 2022 (4y) | ||
| Kyle S Niehues | Registered representative | Oct 2022 (4y) | ||
| Lin Yan | Registered representative | Oct 2022 (4y) | ||
| Matthew Jacob Westphal | Registered representative | CFP | Oct 2022 (4y) | |
| Patricia Lynne Braun | Registered representative | Oct 2022 (4y) | ||
| Pamala Price | Registered representative | Oct 2022 (4y) | ||
| Ryan Clemens | Registered representative | Oct 2022 (4y) | ||
| Sebastian D Balve | Registered representative | Oct 2022 (4y) | ||
| Andrew Loren Friedman | Registered representative | CFP | Oct 2022 (4y) | |
| Connor G Harrington | Registered representative | Oct 2022 (4y) | ||
| Dominic Bahige Najem | Registered representative | Oct 2022 (4y) | ||
| Marc James Perrault | Registered representative | Oct 2022 (4y) | ||
| Michael R Brennan | Registered representative | Oct 2022 (4y) | ||
| Nimedia R Ozinegbe | Registered representative | Oct 2022 (4y) | ||
| Wesley T Crowley | Registered representative | Oct 2022 (4y) | ||
| Yanyin Yu | Registered representative | Oct 2022 (4y) | ||
| Alec Stephen Ardito | Registered representative | Nov 2022 (4y) | ||
| Andrew D Swanson | Registered representative | Nov 2022 (4y) | ||
| Brandon R Mitcham | Registered representative | Nov 2022 (4y) | ||
| Elsa Sajche Muniz | Registered representative | Nov 2022 (4y) | ||
| Jorge Luis Gonzalez | Registered representative | Nov 2022 (4y) | ||
| Kimberly Michele Caggiano | Registered representative | Nov 2022 (4y) | ||
| Manuel Diaz Rivera | Registered representative | Nov 2022 (4y) | ||
| Scott Y Wu | Registered representative | Nov 2022 (4y) | ||
| Derek Joseph Maisel | Registered representative | Nov 2022 (4y) | ||
| Ryan Thomas Senka | Registered representative | Nov 2022 (4y) | ||
| Raimondo R Saunders | Registered representative | Nov 2022 (4y) | ||
| Bruce Allen Corsaro | Registered representative | Nov 2022 (4y) | ||
| Parker R Hilliker | Registered representative | Nov 2022 (4y) | ||
| Catherine Francesca Foy | Registered representative | Nov 2022 (4y) | ||
| Daniel Jay Johnson | Registered representative | Nov 2022 (4y) | ||
| Evan M Kay | Registered representative | Nov 2022 (4y) | ||
| Joseph R Mchugh | Registered representative | Nov 2022 (4y) | ||
| Leeda Rose Dublo | Registered representative | Nov 2022 (4y) | ||
| Michael Joseph Kelley | Registered representative | Nov 2022 (4y) | ||
| Melissa A Herley | Registered representative | Nov 2022 (4y) | ||
| Tong Ba V Nguyen | Registered representative | Nov 2022 (4y) | ||
| Camila Hoz De Vila | Registered representative | Nov 2022 (4y) | ||
| Shelagh P Kerrisk | Registered representative | Nov 2022 (4y) | ||
| Angela N Blawut | Registered representative | Nov 2022 (4y) | ||
| Ahmer Shah | Registered representative | Nov 2022 (4y) | ||
| Anthony Hiroshi Miyawaki | Registered representative | Nov 2022 (4y) | ||
| Blake Venick | Registered representative | Nov 2022 (4y) | ||
| Colin P Geraffo | Registered representative | Nov 2022 (4y) | ||
| Olivia Renee Gilson | Registered representative | Nov 2022 (4y) | ||
| Paul E Campbell | Registered representative | Nov 2022 (4y) | ||
| Tomelia Q Barnes | Registered representative | Nov 2022 (4y) | ||
| Alyssa Elena Rodriguez | Registered representative | Nov 2022 (4y) | ||
| Bryan David Condra | Registered representative | Nov 2022 (4y) | ||
| Jennifer Cai | Registered representative | Nov 2022 (4y) | ||
| Marissa Kay Williams | Registered representative | Nov 2022 (4y) | ||
| Ana D Sigler | Registered representative | Nov 2022 (4y) | ||
| Daniel Alejandro Baez Fernandez | Registered representative | Nov 2022 (4y) | ||
| Lindsay Aaron Key | Registered representative | Nov 2022 (4y) | ||
| Anthony Erasmo Caliendo | Registered representative | Nov 2022 (4y) | ||
| Jeffrey Michael Elorriaga | Registered representative | Nov 2022 (4y) | ||
| Joseph Sefaradi | Registered representative | Nov 2022 (4y) | ||
| Nicolas Mangia | Registered representative | Nov 2022 (4y) | ||
| Alexis Freddie Rivera | Registered representative | Nov 2022 (4y) | ||
| Allison M Banavitch | Registered representative | Nov 2022 (4y) | ||
| Michael Pinho | Registered representative | Nov 2022 (4y) | ||
| Paul K Spada | Registered representative | Nov 2022 (4y) | ||
| Robert M Ackerman | Registered representative | Nov 2022 (4y) | ||
| Amy Butler Berg | Registered representative | Nov 2022 (4y) | ||
| Bryan Peter Porcelli | Registered representative | Nov 2022 (4y) | ||
| Benyamin Davoudi | Registered representative | Nov 2022 (4y) | ||
| Bridgit Meredith Ketner | Registered representative | Nov 2022 (4y) | ||
| Carly Marie Kaiser | Registered representative | Nov 2022 (4y) | ||
| Erin H Bertscha | Registered representative | Nov 2022 (4y) | ||
| Kevin B. Cahoon | Registered representative | Nov 2022 (4y) | ||
| Tina L Reilly | Registered representative | Nov 2022 (4y) | ||
| Andrea Rodriguez | Registered representative | Nov 2022 (4y) | ||
| Antonio G Coppola | Registered representative | Nov 2022 (4y) | ||
| Frank Vincent Powers | Registered representative | Nov 2022 (4y) | ||
| Lauryn R. Reinoso | Registered representative | Nov 2022 (4y) | ||
| Ramon Alejandro Delgadillo | Registered representative | Nov 2022 (4y) | ||
| Ryan Brent Shankle | Registered representative | Nov 2022 (4y) | ||
| Christopher Michael Lakatos | Registered representative | Nov 2022 (4y) | ||
| Jessica L Radmacher | Registered representative | Nov 2022 (4y) | ||
| Lauren G Wenzel | Registered representative | Nov 2022 (4y) | ||
| Matthew R Stockton | Registered representative | Nov 2022 (4y) | ||
| Eric Yizheng Lee | Registered representative | Nov 2022 (4y) | ||
| Ariella Sara Abizadeh | Registered representative | Nov 2022 (4y) | ||
| Chloe K Cline | Registered representative | Nov 2022 (4y) | ||
| Craig Bruce Leone | Registered representative | Nov 2022 (4y) | ||
| John Mark Desantis | Registered representative | Nov 2022 (4y) | ||
| Lori Ann Faas | Registered representative | Nov 2022 (4y) | ||
| Mary E Podwoski | Registered representative | Nov 2022 (4y) | ||
| Nicole J Marron | Registered representative | Nov 2022 (4y) | ||
| Owen C Heekin | Registered representative | Nov 2022 (4y) | ||
| Roei R Gigi | Registered representative | Nov 2022 (4y) | ||
| Sean P O'brien | Registered representative | Nov 2022 (4y) | ||
| Khawaja Haris Saeed | Registered representative | Nov 2022 (4y) | ||
| Alexa Irias | Registered representative | Nov 2022 (4y) | ||
| Catherine L Smith | Registered representative | Nov 2022 (4y) | ||
| Edmond Miles Watters | Registered representative | Nov 2022 (4y) | ||
| Elliot Rockwell Bearden | Registered representative | Nov 2022 (4y) | ||
| Evelyn J Payamps Marte | Registered representative | Nov 2022 (4y) | ||
| Jabora S Belton | Registered representative | Nov 2022 (4y) | ||
| Lisa L Price | Registered representative | Nov 2022 (4y) | ||
| Lora Beth Zippe | Registered representative | Nov 2022 (4y) | ||
| Mark Loomis Madden | Registered representative | Nov 2022 (4y) | ||
| Mary Agnes Pan | Registered representative | Nov 2022 (4y) | ||
| Mark W Caprio | Registered representative | Nov 2022 (4y) | ||
| Matthew S Schlicht | Registered representative | Nov 2022 (4y) | ||
| Simona Bagwill | Registered representative | Nov 2022 (4y) | ||
| Thomas K Griffin | Registered representative | Nov 2022 (4y) | ||
| Alexandra Isabella Kennedy | Registered representative | Nov 2022 (4y) | ||
| Benjamin Paul Warren | Registered representative | Nov 2022 (4y) | ||
| Giovanni Ivan Jurado | Registered representative | Nov 2022 (4y) | ||
| Karen Z Pillets | Registered representative | Nov 2022 (4y) | ||
| Kathryn Grace Barlow | Registered representative | Nov 2022 (4y) | ||
| Miranda Mc Leod Cabrelli | Registered representative | CFP | Nov 2022 (4y) | |
| Marc F Hall | Registered representative | Nov 2022 (4y) | ||
| Michael Patrick Marsh | Registered representative | Nov 2022 (4y) | ||
| Raymond James Cotto | Registered representative | Nov 2022 (4y) | ||
| Ariana Giselle Bedolla Medina | Registered representative | Nov 2022 (4y) | ||
| Steven W Cline | Registered representative | Nov 2022 (4y) | ||
| Brent Adam Curlow | Registered representative | Nov 2022 (4y) | ||
| Paul Alexandre Rougeau | Registered representative | Nov 2022 (4y) | ||
| Wilkinson Macon | Registered representative | Nov 2022 (4y) | ||
| Alexander J Lefkowitz | Registered representative | Nov 2022 (4y) | ||
| Aaron J Hannigan | Registered representative | Nov 2022 (4y) | ||
| Cesar I Limones | Registered representative | Nov 2022 (4y) | ||
| George E Toothman | Registered representative | Nov 2022 (4y) | ||
| Jayne J Hollifield | Registered representative | Nov 2022 (4y) | ||
| Jorge Unda Rodriguez | Registered representative | Nov 2022 (4y) | ||
| Julius Attila Tamasy | Registered representative | Nov 2022 (4y) | ||
| Kelly Haralambie Cobb | Registered representative | Nov 2022 (4y) | ||
| Kendall G Bensche | Registered representative | Nov 2022 (4y) | ||
| Lia E Schulman | Registered representative | Nov 2022 (4y) | ||
| Marcelo Tebet Filho | Registered representative | Nov 2022 (4y) | ||
| Nicholas Burda | Registered representative | Nov 2022 (4y) | ||
| Nicole Beatriz Ochoa | Registered representative | Nov 2022 (4y) | ||
| Shane L Richardson | Registered representative | Nov 2022 (4y) | ||
| Frank Albert Lazar | Registered representative | Nov 2022 (4y) | ||
| Sampuran N Sekhon | Registered representative | Nov 2022 (4y) | ||
| Thomas C Rhea | Registered representative | Nov 2022 (4y) | ||
| Robert Alan Peterman | Registered representative | Nov 2022 (4y) | ||
| Rich L Wang | Registered representative | Nov 2022 (4y) | ||
| Gregory P Wait | Registered representative | Dec 2022 (4y) | ||
| Joseph Mark Furlong | Registered representative | Dec 2022 (4y) | ||
| Kyle Bronson O'keefe | Registered representative | Dec 2022 (4y) | ||
| Brian Christopher Kenney | Registered representative | Dec 2022 (4y) | ||
| Joseph A Michael | Registered representative | Dec 2022 (4y) | ||
| Kelly R Nelson | Registered representative | Dec 2022 (4y) | ||
| Scott Michael Lazarus | Registered representative | Dec 2022 (4y) | ||
| Sophie Sobczynski Stevens | Registered representative | Dec 2022 (4y) | ||
| Alexa Rae Hirschhorn | Registered representative | Dec 2022 (4y) | ||
| Brenden W Price | Registered representative | Dec 2022 (4y) | ||
| Kathryn S Walsh | Registered representative | Dec 2022 (4y) | ||
| Charles F Wixson | Registered representative | Dec 2022 (4y) | ||
| James Morgan Mestdagh | Registered representative | Dec 2022 (4y) | ||
| James B Rothwell | Registered representative | Dec 2022 (4y) | ||
| Kathleen Louise Thompson | Registered representative | CFP | Dec 2022 (4y) | |
| William A Rust | Registered representative | CFP | Dec 2022 (4y) | |
| William R Petit | Registered representative | Dec 2022 (4y) | ||
| Adam A Geffner | Registered representative | CFA | Dec 2022 (4y) | |
| Keishara Kyllie Leigh Colby | Registered representative | Dec 2022 (4y) | ||
| Brock N Boedecker | Registered representative | Dec 2022 (4y) | ||
| Daniel Mcveigh | Registered representative | Dec 2022 (4y) | ||
| William G Knox | Registered representative | Dec 2022 (4y) | ||
| Caroline C Hancock | Registered representative | Dec 2022 (4y) | ||
| Elizabeth Jean Meyer | Registered representative | Dec 2022 (4y) | ||
| Frederick Alfonzo Davis | Registered representative | Dec 2022 (4y) | ||
| Julia Anna Devine | Registered representative | Dec 2022 (4y) | ||
| James P Lillie | Registered representative | CFP | Dec 2022 (4y) | |
| Jason T Henderson | Registered representative | Dec 2022 (4y) | ||
| Jeffrey Alan Barbour | Registered representative | Dec 2022 (4y) | ||
| Olga I Khaitova | Registered representative | Dec 2022 (4y) | ||
| Patrick Seamus Hutchinson | Registered representative | CFP | Dec 2022 (4y) | |
| Van Chac Liao | Registered representative | Dec 2022 (4y) | ||
| Victoria Lynn Fanning | Registered representative | CFP | Dec 2022 (4y) | |
| Kevin Joseph Masella | Registered representative | Dec 2022 (4y) | ||
| Matthew J Bulanchuk | Registered representative | Dec 2022 (4y) | ||
| Peter B Mangan | Registered representative | Dec 2022 (4y) | ||
| Giancarlo Pannone | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew J Graziano | Registered representative | Dec 2022 (4y) | ||
| Nicolas E Long | Registered representative | Dec 2022 (4y) | ||
| Stephen E Schlau | Registered representative | Dec 2022 (4y) | ||
| Stephen Willard Ross | Registered representative | Dec 2022 (4y) | ||
| Brande Nichole Coleman | Registered representative | Dec 2022 (4y) | ||
| Danielle Nicole Gilliam | Registered representative | Dec 2022 (4y) | ||
| Kalin R Hoiseth | Registered representative | Dec 2022 (4y) | ||
| Shea Magee Golden | Registered representative | Dec 2022 (4y) | ||
| Trevor J Lanphear | Registered representative | Dec 2022 (4y) | ||
| William P Holmes | Registered representative | Dec 2022 (4y) | ||
| Albert Compitello | Registered representative | Dec 2022 (4y) | ||
| Angelina Visbal | Registered representative | Dec 2022 (4y) | ||
| Calyssa R Frankel | Registered representative | Dec 2022 (4y) | ||
| Candace J Burkett | Registered representative | Dec 2022 (4y) | ||
| Pablo Esteban Roca | Registered representative | Dec 2022 (4y) | ||
| Rachel M Huennekens | Registered representative | Dec 2022 (4y) | ||
| Cristian Rubiano | Registered representative | Dec 2022 (4y) | ||
| Maria C Palumbo | Registered representative | Dec 2022 (4y) | ||
| Kody S Ross | Registered representative | Dec 2022 (4y) | ||
| Rachel Bourgeois White | Registered representative | Dec 2022 (4y) | ||
| Austin D Rodriguez | Registered representative | Dec 2022 (4y) | ||
| Drew M Bronen | Registered representative | Dec 2022 (4y) | ||
| Jintal Patel | Registered representative | Dec 2022 (4y) | ||
| Maria Valentina Pinto | Registered representative | Dec 2022 (4y) | ||
| Melia C Campbell | Registered representative | Dec 2022 (4y) | ||
| Sharon Ann Starkes | Registered representative | Dec 2022 (4y) | ||
| Samantha Sujin Kim | Registered representative | Dec 2022 (4y) | ||
| Talon R Love | Registered representative | Dec 2022 (4y) | ||
| Vivian K Morgan | Registered representative | Dec 2022 (4y) | ||
| William Lewis Browning | Registered representative | Dec 2022 (4y) | ||
| Anastasios P Mouzakis | Registered representative | Dec 2022 (4y) | ||
| Kevin H. Molinaro | Registered representative | Dec 2022 (4y) | ||
| Nicholas J Bonema | Registered representative | Dec 2022 (4y) | ||
| Sam Roger Fatigato | Registered representative | Dec 2022 (4y) | ||
| Christopher J Meyer | Registered representative | Dec 2022 (4y) | ||
| Daniel Alexander Montes | Registered representative | Dec 2022 (4y) | ||
| Jaceson W Anderson | Registered representative | Dec 2022 (4y) | ||
| Joseph J Runyan | Registered representative | Dec 2022 (4y) | ||
| Kylie D Powell | Registered representative | Dec 2022 (4y) | ||
| Shannon H Michaels | Registered representative | Dec 2022 (4y) | ||
| Tyler N Holt | Registered representative | Dec 2022 (4y) | ||
| Andrew A. Quigley | Registered representative | Dec 2022 (4y) | ||
| Andrew C Fox | Registered representative | Dec 2022 (4y) | ||
| Augustine C Uzoh | Registered representative | Dec 2022 (4y) | ||
| Benjamin Martinez | Registered representative | Dec 2022 (4y) | ||
| Christopher L Hutson | Registered representative | Dec 2022 (4y) | ||
| Hanna Rose Loew | Registered representative | Dec 2022 (4y) | ||
| Jennifer Denise Curtis | Registered representative | Dec 2022 (4y) | ||
| Michele Lisa Custer | Registered representative | Dec 2022 (4y) | ||
| Richard Piatkowski | Registered representative | Dec 2022 (4y) | ||
| Sawyer D Sutter | Registered representative | Dec 2022 (4y) | ||
| Thomas M Defino | Registered representative | Dec 2022 (4y) | ||
| Wendy Jo Keefe | Registered representative | Dec 2022 (4y) | ||
| Yehudah L Fein | Registered representative | Dec 2022 (4y) | ||
| Zachary R Winning | Registered representative | Dec 2022 (4y) | ||
| Deanna M Cascella | Registered representative | Dec 2022 (4y) | ||
| Eva S Sofia | Registered representative | Dec 2022 (4y) | ||
| Laura E Bones | Registered representative | Dec 2022 (4y) | ||
| Vincent K Plessel | Registered representative | Dec 2022 (4y) | ||
| Brendan R Cefalu | Registered representative | Dec 2022 (4y) | ||
| Daniel J Izzillo | Registered representative | Jan 2023 (4y) | ||
| Erik R Lauricella | Registered representative | Jan 2023 (4y) | ||
| Julie H Chang | Registered representative | Jan 2023 (4y) | ||
| Nicole M Lee | Registered representative | Jan 2023 (4y) | ||
| Andrew J Martinez | Registered representative | Jan 2023 (4y) | ||
| Christopher K Reardon | Registered representative | Jan 2023 (4y) | ||
| Connor A Joe | Registered representative | Jan 2023 (4y) | ||
| Jeffrey T Schuler | Registered representative | Jan 2023 (4y) | ||
| Justin M Smith | Registered representative | Jan 2023 (4y) | ||
| Laura Maria Catalano | Registered representative | Jan 2023 (4y) | ||
| Paolo Menuez | Registered representative | Jan 2023 (4y) | ||
| Travis V Voccia | Registered representative | Jan 2023 (4y) | ||
| Christina Jean Stine | Registered representative | Jan 2023 (4y) | ||
| James Jefferson Landers | Registered representative | CFP | Jan 2023 (4y) | |
| Jason Paul Corda | Registered representative | Jan 2023 (4y) | ||
| Michael Anthony Colasurdo | Registered representative | Jan 2023 (4y) | ||
| Takhmina R Touraeva | Registered representative | Jan 2023 (4y) | ||
| Andrew James Friedman | Registered representative | Jan 2023 (4y) | ||
| Daniel Michael Jacobsen | Registered representative | Jan 2023 (4y) | ||
| Gabrielle M Larson | Registered representative | Jan 2023 (4y) | ||
| Tristan L Kassel | Registered representative | Jan 2023 (4y) | ||
| Ana Maria Villarreal | Registered representative | Jan 2023 (4y) | ||
| Jessica L Rose | Registered representative | Jan 2023 (4y) | ||
| John W Lucas | Registered representative | Jan 2023 (4y) | ||
| Nathan A Burhans | Registered representative | Jan 2023 (4y) | ||
| John Todd Lemmon | Registered representative | Jan 2023 (4y) | ||
| Olivia Irene Rogers | Registered representative | Jan 2023 (4y) | ||
| Jasmine Molly Patel | Registered representative | Jan 2023 (4y) | ||
| Randy Randolph Mangum | Registered representative | Jan 2023 (4y) | ||
| Roland Kent Miles | Registered representative | Jan 2023 (4y) | ||
| Jason L Tran | Registered representative | Jan 2023 (4y) | ||
| Mason V September | Registered representative | Jan 2023 (4y) | ||
| Ranjeev Kumar Hira | Registered representative | Jan 2023 (4y) | ||
| Ryan Khalil Cooper | Registered representative | Jan 2023 (4y) | ||
| Steven Q Tran | Registered representative | Jan 2023 (4y) | ||
| Andrew Michael Poffel | Registered representative | Jan 2023 (4y) | ||
| Arthur James Frohner | Registered representative | Jan 2023 (4y) | ||
| Christina M Martinez | Registered representative | Jan 2023 (4y) | ||
| Ian Bruno Deluke | Registered representative | CFP | Jan 2023 (4y) | |
| Jesse Farnsworth Woodcox | Registered representative | Jan 2023 (4y) | ||
| Keith James Kulesa | Registered representative | Jan 2023 (4y) | ||
| Lisa Anne Milster | Registered representative | Jan 2023 (4y) | ||
| Maxwell T Gecowets | Registered representative | Jan 2023 (4y) | ||
| Patrick Fitzgibbon Frohner | Registered representative | Jan 2023 (4y) | ||
| Quinn Summerill Cannon | Registered representative | Jan 2023 (4y) | ||
| Sunnie Brieanne Wight | Registered representative | Jan 2023 (4y) | ||
| Tara Frohner | Registered representative | Jan 2023 (4y) | ||
| Kevin L Machonis | Registered representative | Jan 2023 (4y) | ||
| Reid Zachary Mooney | Registered representative | Jan 2023 (4y) | ||
| Sina J Taghizadeh | Registered representative | Jan 2023 (4y) | ||
| Brian Edward Ranck | Registered representative | CFP | Jan 2023 (4y) | |
| Nicholas E Busch | Registered representative | Jan 2023 (4y) | ||
| Shyhrete Bajraktari | Registered representative | Jan 2023 (4y) | ||
| Courtney M Mills Picarelli | Registered representative | Jan 2023 (4y) | ||
| Elizabeth A Law | Registered representative | Jan 2023 (4y) | ||
| James Wesley Likes | Registered representative | Jan 2023 (4y) | ||
| Victoria Chalmers Cone | Registered representative | Jan 2023 (4y) | ||
| Christopher A Passannante | Registered representative | Jan 2023 (4y) | ||
| Deanna Marie Gonzalez | Registered representative | Jan 2023 (4y) | ||
| Ifan S Wei | Registered representative | Jan 2023 (4y) | ||
| Joseph J Gillespie | Registered representative | Jan 2023 (4y) | ||
| Karen S Roberts | Registered representative | Jan 2023 (4y) | ||
| Lorrie Marie Snow | Registered representative | Jan 2023 (4y) | ||
| Michael Chase Shelley | Registered representative | Jan 2023 (4y) | ||
| Sean R Conley | Registered representative | Jan 2023 (4y) | ||
| Alicia Diane Cerulla | Registered representative | Jan 2023 (4y) | ||
| Asaf Sitton | Registered representative | Jan 2023 (4y) | ||
| David O Smith | Registered representative | Jan 2023 (4y) | ||
| Jacqueline Marie Beshoory | Registered representative | Jan 2023 (4y) | ||
| Kalyn Paige Fitzpatrick | Registered representative | Jan 2023 (4y) | ||
| Matthew A Pozzi | Registered representative | Jan 2023 (4y) | ||
| Paul Thomas Cola | Registered representative | Jan 2023 (4y) | ||
| Sangeetha Senthil | Registered representative | Jan 2023 (4y) | ||
| Steven Coury | Registered representative | Jan 2023 (4y) | ||
| Victoria Jean Salazar | Registered representative | Jan 2023 (4y) | ||
| Mark T Belford | Registered representative | Jan 2023 (4y) | ||
| Ryan L Copeland | Registered representative | Jan 2023 (4y) | ||
| Adam S Feldstein | Registered representative | Jan 2023 (4y) | ||
| Blake A Taylor | Registered representative | Jan 2023 (4y) | ||
| Brittany Kim Jacques | Registered representative | Jan 2023 (4y) | ||
| Christopher Moffitt Yount | Registered representative | Jan 2023 (4y) | ||
| Fernando Quezada | Registered representative | Jan 2023 (4y) | ||
| John A Seay | Registered representative | Jan 2023 (4y) | ||
| John M Albert | Registered representative | Jan 2023 (4y) | ||
| Michael Davis Zucker | Registered representative | Jan 2023 (4y) | ||
| Mingming Hu | Registered representative | Jan 2023 (4y) | ||
| Zachary A Hirsekorn | Registered representative | Jan 2023 (4y) | ||
| Gregory Charles Paul | Registered representative | Jan 2023 (4y) | ||
| Sheri Lynne Camp | Registered representative | Jan 2023 (4y) | ||
| Selena E Carnohan | Registered representative | Jan 2023 (4y) | ||
| Oliver Ellsworth Kelley | Registered representative | Jan 2023 (4y) | ||
| Andrew R Shuster | Registered representative | Jan 2023 (4y) | ||
| Paula Larson | Registered representative | Jan 2023 (4y) | ||
| Agnieszka Kolbusz | Registered representative | Jan 2023 (4y) | ||
| Gordon Brandon Romans | Registered representative | Jan 2023 (4y) | ||
| Justin Robert Tapper | Registered representative | Jan 2023 (4y) | ||
| Michael Andrieu | Registered representative | CFP | Jan 2023 (4y) | |
| Robert J Labriola | Registered representative | Jan 2023 (4y) | ||
| Alberico M Sessa | Registered representative | Jan 2023 (4y) | ||
| Brendan T Hughes | Registered representative | Jan 2023 (4y) | ||
| Brandon T Kehl | Registered representative | Jan 2023 (4y) | ||
| Alexandra G Girardin | Registered representative | Jan 2023 (4y) | ||
| Meredith Demichele Jordan | Registered representative | Jan 2023 (4y) | ||
| Ornella M Confessore | Registered representative | Jan 2023 (4y) | ||
| Debra A Getz | Registered representative | Feb 2023 (4y) | ||
| Mark G Beaven | Registered representative | Feb 2023 (4y) | ||
| Brian Vukovich | Registered representative | Feb 2023 (3y) | ||
| Brittany C Arentz | Registered representative | Feb 2023 (3y) | ||
| John Elson | Registered representative | Feb 2023 (3y) | ||
| Mihailo Jovan Ostojic | Registered representative | Feb 2023 (3y) | ||
| Robert Alan Martz | Registered representative | Feb 2023 (3y) | ||
| Thomas J Conlon | Registered representative | Feb 2023 (3y) | ||
| Richard R Shu | Registered representative | Feb 2023 (3y) | ||
| Alexander Demitri Chambarry | Registered representative | Feb 2023 (3y) | ||
| Aaron Valadez | Registered representative | Feb 2023 (3y) | ||
| David N Di Fiore | Registered representative | Feb 2023 (3y) | ||
| James Henry Hulbert | Registered representative | Feb 2023 (3y) | ||
| Katelyn A Bronger | Registered representative | Feb 2023 (3y) | ||
| Mekdes Solomon Hailemichael | Registered representative | Feb 2023 (3y) | ||
| Melissa Danila Porco | Registered representative | Feb 2023 (3y) | ||
| Patrick A Heslip | Registered representative | Feb 2023 (3y) | ||
| Rami R Elkhatib | Registered representative | Feb 2023 (3y) | ||
| Samantha C Miller | Registered representative | Feb 2023 (3y) | ||
| Chantal M Mabie | Registered representative | Feb 2023 (3y) | ||
| Madeleine Burke Street | Registered representative | Feb 2023 (3y) | ||
| Denise J Libow | Registered representative | Feb 2023 (3y) | ||
| Lance Avery Goulbourne | Registered representative | Feb 2023 (3y) | ||
| Tazmin Asali Brumell | Registered representative | Feb 2023 (3y) | ||
| Bruce Juan Robinson | Registered representative | Feb 2023 (3y) | ||
| Leslie Peter Degroot | Registered representative | Feb 2023 (3y) | ||
| Monique Michelle Morrison | Registered representative | CFP | Feb 2023 (3y) | |
| Caroline J Regner | Registered representative | Feb 2023 (3y) | ||
| Dominick E Granati | Registered representative | Feb 2023 (3y) | ||
| Emma Anderson Briggs | Registered representative | Feb 2023 (3y) | ||
| Leeann Azzara | Registered representative | Feb 2023 (3y) | ||
| Peter Oliger | Registered representative | Feb 2023 (3y) | ||
| Cecilia Sienra | Registered representative | Feb 2023 (3y) | ||
| Proepilin Destefano | Registered representative | Feb 2023 (3y) | ||
| Steven Fruits | Registered representative | Feb 2023 (3y) | ||
| Brandi N Reese | Registered representative | Feb 2023 (3y) | ||
| Kevin Brian Buehler | Registered representative | Feb 2023 (3y) | ||
| Anthony Gerard Meola | Registered representative | Feb 2023 (3y) | ||
| Gary Scott Jefferson | Registered representative | Feb 2023 (3y) | ||
| Jeremy E Mcdade | Registered representative | Feb 2023 (3y) | ||
| Miles James Mash | Registered representative | Feb 2023 (3y) | ||
| Neal Matsuo Narahara | Registered representative | Feb 2023 (3y) | ||
| Nicholas John Nannicelli | Registered representative | Feb 2023 (3y) | ||
| Tais Ines Oro | Registered representative | Feb 2023 (3y) | ||
| William Neal Mccoy | Registered representative | Feb 2023 (3y) | ||
| Amanda Campbell Lord | Registered representative | Feb 2023 (3y) | ||
| Adriana Hihi | Registered representative | Feb 2023 (3y) | ||
| Alexander J Faria | Registered representative | Feb 2023 (3y) | ||
| Brett D Zylstra | Registered representative | Feb 2023 (3y) | ||
| Charlene Ruth Noble | Registered representative | Feb 2023 (3y) | ||
| Casey James Roberts | Registered representative | CFP | Feb 2023 (3y) | |
| Craig J Perez | Registered representative | Feb 2023 (3y) | ||
| Daniel C Umbel | Registered representative | Feb 2023 (3y) | ||
| Frank Johnston | Registered representative | Feb 2023 (3y) | ||
| Gregory S Stuart | Registered representative | Feb 2023 (3y) | ||
| John Charles Reeve | Registered representative | Feb 2023 (3y) | ||
| John Jude Probst | Registered representative | Feb 2023 (3y) | ||
| John Rafael Shifter | Registered representative | Feb 2023 (3y) | ||
| Joseph Alf Sack | Registered representative | Feb 2023 (3y) | ||
| Karl Eugene Schiefer | Registered representative | Feb 2023 (3y) | ||
| Kevin P Tuholski | Registered representative | Feb 2023 (3y) | ||
| Leonard Mangiaracina | Registered representative | Feb 2023 (3y) | ||
| Lawrence S Menconi | Registered representative | Feb 2023 (3y) | ||
| Michael J St. Hilaire | Registered representative | CFP | Feb 2023 (3y) | |
| Octavio A Tudela | Registered representative | Feb 2023 (3y) | ||
| Peter Chili Shieh | Registered representative | CFP | Feb 2023 (3y) | |
| Paul Rosario | Registered representative | Feb 2023 (3y) | ||
| Priscila Maldonado | Registered representative | Feb 2023 (3y) | ||
| Rae Ann Louise Paff | Registered representative | Feb 2023 (3y) | ||
| Steven Illya Taub | Registered representative | Feb 2023 (3y) | ||
| Zachary Frank Johnston | Registered representative | CFP | Feb 2023 (3y) | |
| Daria B Gracheva | Registered representative | Feb 2023 (3y) | ||
| Adony A Batista | Registered representative | Feb 2023 (3y) | ||
| Alicia N Mueller | Registered representative | Feb 2023 (3y) | ||
| Jeffrey Alan Heeder | Registered representative | CFP | Feb 2023 (3y) | |
| Jacob Peter Ludwick | Registered representative | Feb 2023 (3y) | ||
| Lin Yan Murphy | Registered representative | Feb 2023 (3y) | ||
| David Allen Easterling | Registered representative | Feb 2023 (3y) | ||
| Derek B Cisne | Registered representative | Feb 2023 (3y) | ||
| Dylan Andrew Cleary | Registered representative | CFP | Feb 2023 (3y) | |
| Jason J Otis | Registered representative | Feb 2023 (3y) | ||
| Marshall R Harrison | Registered representative | Feb 2023 (3y) | ||
| Patrick House | Registered representative | Feb 2023 (3y) | ||
| Qingyu Yang | Registered representative | Feb 2023 (3y) | ||
| Scott Martin Kroll | Registered representative | Feb 2023 (3y) | ||
| Terence Oscar Dowling | Registered representative | Feb 2023 (3y) | ||
| Chao Wang | Registered representative | Feb 2023 (3y) | ||
| Dawn M Newland | Registered representative | Feb 2023 (3y) | ||
| Kristen E Parmiter | Registered representative | Feb 2023 (3y) | ||
| Latisha M Pryor | Registered representative | Feb 2023 (3y) | ||
| Nicholas Biedermann | Registered representative | Feb 2023 (3y) | ||
| Peter Justin Samurkas | Registered representative | Feb 2023 (3y) | ||
| Rochelle D Dukas | Registered representative | Feb 2023 (3y) | ||
| Anthea Noel Tjuanakis Cox | Registered representative | Feb 2023 (3y) | ||
| Benjamin E Ow | Registered representative | Feb 2023 (3y) | ||
| Connor J Addiego | Registered representative | Feb 2023 (3y) | ||
| Daniel J Mendelsohn | Registered representative | Feb 2023 (3y) | ||
| Emily H Kuang | Registered representative | Feb 2023 (3y) | ||
| Janet Smith | Registered representative | Feb 2023 (3y) | ||
| Jing Wang | Registered representative | Feb 2023 (3y) | ||
| Jun Dai | Registered representative | Feb 2023 (3y) | ||
| Larry Stephen Golub | Registered representative | Feb 2023 (3y) | ||
| Marc Evan Ridell | Registered representative | Feb 2023 (3y) | ||
| Matthew P Inserra | Registered representative | Feb 2023 (3y) | ||
| Madeline Jane Fletcher | Registered representative | Feb 2023 (3y) | ||
| Michael A Gaviser | Registered representative | Feb 2023 (3y) | ||
| Rajpreet Kaur Dhaliwal | Registered representative | Feb 2023 (3y) | ||
| Robert Anthony Paduano | Registered representative | Feb 2023 (3y) | ||
| Spaska Georgieva Boyanova | Registered representative | Feb 2023 (3y) | ||
| Wen Shan Wu | Registered representative | Feb 2023 (3y) | ||
| Peter Nicholas Inserra | Registered representative | CFP | Feb 2023 (3y) | |
| Chawandia Y Robson | Registered representative | Feb 2023 (3y) | ||
| Donna Ann Wess | Registered representative | Feb 2023 (3y) | ||
| Oscar Efrain Bonilla | Registered representative | Feb 2023 (3y) | ||
| Ashley A Stepanek | Registered representative | Feb 2023 (3y) | ||
| Catherine V Olson | Registered representative | Feb 2023 (3y) | ||
| Evannelia Morel | Registered representative | Feb 2023 (3y) | ||
| Hayley B Fisher | Registered representative | Feb 2023 (3y) | ||
| Michelline May R Padilla | Registered representative | Feb 2023 (3y) | ||
| Mackay A Lowrie | Registered representative | Feb 2023 (3y) | ||
| Olaoluwakitan Shonibare | Registered representative | Feb 2023 (3y) | ||
| Brenden R Gedeon | Registered representative | Mar 2023 (3y) | ||
| Carmalene Christine Churba | Registered representative | Mar 2023 (3y) | ||
| Chadwick Christian Bolick | Registered representative | Mar 2023 (3y) | ||
| Yulia Pavelko | Registered representative | Mar 2023 (3y) | ||
| Alexander F Binetti | Registered representative | Mar 2023 (3y) | ||
| Angela D Crowe | Registered representative | Mar 2023 (3y) | ||
| Jarod M Garza | Registered representative | Mar 2023 (3y) | ||
| Emily Jean Ross | Registered representative | Mar 2023 (3y) | ||
| Feijun Zhang | Registered representative | Mar 2023 (3y) | ||
| Jason B Weissman | Registered representative | Mar 2023 (3y) | ||
| Kimberly A Tonrey | Registered representative | Mar 2023 (3y) | ||
| Lucas D Andrighetto | Registered representative | Mar 2023 (3y) | ||
| Matthew Samuel Poser | Registered representative | Mar 2023 (3y) | ||
| Michael Steven Brooks | Registered representative | Mar 2023 (3y) | ||
| Timothy Mark Jayne | Registered representative | Mar 2023 (3y) | ||
| Drew Randall Pickard | Registered representative | Mar 2023 (3y) | ||
| George N Antonopoulos | Registered representative | Mar 2023 (3y) | ||
| John D Diaz | Registered representative | Mar 2023 (3y) | ||
| Robert I Smithline | Registered representative | Mar 2023 (3y) | ||
| Stephen T Peel | Registered representative | Mar 2023 (3y) | ||
| Trey A Perez | Registered representative | Mar 2023 (3y) | ||
| Shanelle N Pryce | Registered representative | Mar 2023 (3y) | ||
| Daniela E Hurtado Mur | Registered representative | Mar 2023 (3y) | ||
| Trenton G Rohm | Registered representative | Mar 2023 (3y) | ||
| William John Luttrell | Registered representative | Mar 2023 (3y) | ||
| Bianca E Capozzi | Registered representative | Mar 2023 (3y) | ||
| Adrian Zuloaga | Registered representative | CFP | Mar 2023 (3y) | |
| Christopher Soto | Registered representative | Mar 2023 (3y) | ||
| Stanley Quelle | Registered representative | Mar 2023 (3y) | ||
| Victor Bui | Registered representative | Mar 2023 (3y) | ||
| Anna Louise Lay | Registered representative | Mar 2023 (3y) | ||
| Carrie G Guy | Registered representative | Mar 2023 (3y) | ||
| Michele Ciacma | Registered representative | Mar 2023 (3y) | ||
| Daniel Sanchez | Registered representative | Mar 2023 (3y) | ||
| Edgar D Gonzalez | Registered representative | Mar 2023 (3y) | ||
| Melanie N Buck | Registered representative | Mar 2023 (3y) | ||
| Ann Elizabeth Nash | Registered representative | Mar 2023 (3y) | ||
| Brandon James Mudloff | Registered representative | CFP | Mar 2023 (3y) | |
| Dustin Michael Stanton | Registered representative | Mar 2023 (3y) | ||
| Ethan C Solat | Registered representative | Mar 2023 (3y) | ||
| Jennifer M Hoffman | Registered representative | Mar 2023 (3y) | ||
| Jerry A King | Registered representative | Mar 2023 (3y) | ||
| Matthew James Beaulieu | Registered representative | Mar 2023 (3y) | ||
| Megan Katherine Schieber | Registered representative | Mar 2023 (3y) | ||
| Sarah P Curtis | Registered representative | Mar 2023 (3y) | ||
| Annette J Dick | Registered representative | Mar 2023 (3y) | ||
| Aaron Joel Fiero | Registered representative | Mar 2023 (3y) | ||
| Hanel E Acevedo | Registered representative | Mar 2023 (3y) | ||
| Patrick Stephen Langevin | Registered representative | Mar 2023 (3y) | ||
| Shannon Catherine Druley | Registered representative | Mar 2023 (3y) | ||
| Sean P Kelly | Registered representative | Mar 2023 (3y) | ||
| Toby Clayton Taylor | Registered representative | Mar 2023 (3y) | ||
| Alexander Cutting Plum | Registered representative | Mar 2023 (3y) | ||
| Aneil Rai | Registered representative | Mar 2023 (3y) | ||
| Blake Richard Winick | Registered representative | Mar 2023 (3y) | ||
| Consuelo Carvajal Meza | Registered representative | Mar 2023 (3y) | ||
| Cynthia Grace Lichwick | Registered representative | Mar 2023 (3y) | ||
| David Andrew Greene | Registered representative | Mar 2023 (3y) | ||
| Jackson W English | Registered representative | Mar 2023 (3y) | ||
| Matthew Iacono | Registered representative | CFP | Mar 2023 (3y) | |
| Martin Gauba | Registered representative | Mar 2023 (3y) | ||
| Matthew John Baltera | Registered representative | Mar 2023 (3y) | ||
| Maxwell D Elbe | Registered representative | Mar 2023 (3y) | ||
| Nicholas R Maggi | Registered representative | Mar 2023 (3y) | ||
| Paulina L Barwise | Registered representative | Mar 2023 (3y) | ||
| Vishal Bakshi | Registered representative | Mar 2023 (3y) | ||
| Warren Keith Hill | Registered representative | Mar 2023 (3y) | ||
| Ann M Jackson | Registered representative | Mar 2023 (3y) | ||
| Brandon Carvalho | Registered representative | Mar 2023 (3y) | ||
| Christopher Raya Sciarra | Registered representative | Mar 2023 (3y) | ||
| Michael Anthony Vitacco | Registered representative | Mar 2023 (3y) | ||
| Noah M White | Registered representative | Mar 2023 (3y) | ||
| Bladimir Marquez | Registered representative | Mar 2023 (3y) | ||
| Frank Ralph Burkhardt | Registered representative | Mar 2023 (3y) | ||
| Georgina Cross | Registered representative | Mar 2023 (3y) | ||
| Jay D Snell | Registered representative | Mar 2023 (3y) | ||
| Joseph Nicholas Privitelli | Registered representative | Mar 2023 (3y) | ||
| Mary S Hahn | Registered representative | Mar 2023 (3y) | ||
| Nathaniel D Whitaker | Registered representative | Mar 2023 (3y) | ||
| Ariel E Salerno | Registered representative | Mar 2023 (3y) | ||
| Jarrod Lee Dill | Registered representative | Mar 2023 (3y) | ||
| Jennifer Amaya | Registered representative | Mar 2023 (3y) | ||
| Joel D Rundle | Registered representative | Mar 2023 (3y) | ||
| Robert A. Hempstead | Registered representative | Mar 2023 (3y) | ||
| Sabrina M Van Straten | Registered representative | Mar 2023 (3y) | ||
| Alexa Beth Larsen | Registered representative | Mar 2023 (3y) | ||
| Andrew B Parisian | Registered representative | CFP | Mar 2023 (3y) | |
| Andrew M Abelleira | Registered representative | Mar 2023 (3y) | ||
| Dylan G Young | Registered representative | Mar 2023 (3y) | ||
| Jessica Noelle Vanhorn | Registered representative | Mar 2023 (3y) | ||
| Lisa L Bowers | Registered representative | Mar 2023 (3y) | ||
| Abdulqadir S Akhtar | Registered representative | Mar 2023 (3y) | ||
| Ivy W Ip | Registered representative | Mar 2023 (3y) | ||
| Shereen D Boyer | Registered representative | CFP | Mar 2023 (3y) | |
| Steven P Kessler | Registered representative | Mar 2023 (3y) | ||
| Susika A Dimiyawa | Registered representative | Mar 2023 (3y) | ||
| Timur A Novokreshchenov | Registered representative | Mar 2023 (3y) | ||
| Felicia Maria Distasio | Registered representative | Mar 2023 (3y) | ||
| Anne M Egan | Registered representative | Mar 2023 (3y) | ||
| Chris O Greenberg | Registered representative | Mar 2023 (3y) | ||
| Christian A Guyot | Registered representative | Mar 2023 (3y) | ||
| Christina M Falahee | Registered representative | Mar 2023 (3y) | ||
| Meagan Rae Ice | Registered representative | Mar 2023 (3y) | ||
| Molly M O'brien | Registered representative | Mar 2023 (3y) | ||
| Punitha Rathna Paustian | Registered representative | Mar 2023 (3y) | ||
| Robert A Brown | Registered representative | Mar 2023 (3y) | ||
| Sui Wa Lam | Registered representative | Mar 2023 (3y) | ||
| Thaddaeus Andrew Money | Registered representative | Mar 2023 (3y) | ||
| Arya Y Doshi | Registered representative | Mar 2023 (3y) | ||
| Matina Hope Otto | Registered representative | Mar 2023 (3y) | ||
| Rohan G Walker | Registered representative | Mar 2023 (3y) | ||
| Sabrina Lynn Jackson | Registered representative | Mar 2023 (3y) | ||
| Wai Suet Tang | Registered representative | Mar 2023 (3y) | ||
| Dexter Jarach | Registered representative | Mar 2023 (3y) | ||
| Justin T Steers | Registered representative | Mar 2023 (3y) | ||
| Sean J Hegardt | Registered representative | Mar 2023 (3y) | ||
| Alice Lee Chen | Registered representative | Mar 2023 (3y) | ||
| Christopher Barrett Wren | Registered representative | Mar 2023 (3y) | ||
| Christopher William Walters | Registered representative | Mar 2023 (3y) | ||
| Connor Douglas Tienken | Registered representative | Mar 2023 (3y) | ||
| Demetrios James Imprixis | Registered representative | Mar 2023 (3y) | ||
| Danielle Jansen | Registered representative | Mar 2023 (3y) | ||
| Drake Nover | Registered representative | Mar 2023 (3y) | ||
| Eric Jia Yuan Chu | Registered representative | Mar 2023 (3y) | ||
| Keith Robert Powell | Registered representative | Mar 2023 (3y) | ||
| Kevin C Harvey | Registered representative | Mar 2023 (3y) | ||
| Les R Campbell | Registered representative | Mar 2023 (3y) | ||
| Marc Charles Koch | Registered representative | Mar 2023 (3y) | ||
| Maiti Mckenna Quill | Registered representative | Mar 2023 (3y) | ||
| Marko Paravac | Registered representative | Mar 2023 (3y) | ||
| Natalie Mcnulty Schnuck | Registered representative | Mar 2023 (3y) | ||
| Aidan J Ryan | Registered representative | Mar 2023 (3y) | ||
| Alexander J Rocha | Registered representative | Mar 2023 (3y) | ||
| Andrew R Garver | Registered representative | Mar 2023 (3y) | ||
| Hunter Lamar James | Registered representative | Mar 2023 (3y) | ||
| James R Loynes | Registered representative | Mar 2023 (3y) | ||
| Jakob Robert Slavin | Registered representative | Mar 2023 (3y) | ||
| John B Giachino | Registered representative | Mar 2023 (3y) | ||
| Katherine W Rogers | Registered representative | Mar 2023 (3y) | ||
| Magdalene Elizabeth Rowan | Registered representative | Mar 2023 (3y) | ||
| Maren Ann Epps | Registered representative | Mar 2023 (3y) | ||
| Mark W Melichar | Registered representative | Mar 2023 (3y) | ||
| Megan Elizabeth Kasper | Registered representative | Mar 2023 (3y) | ||
| Robert Andrew Reckinger | Registered representative | Mar 2023 (3y) | ||
| Robert Anthony Bottoni | Registered representative | Mar 2023 (3y) | ||
| Thomas E Moore | Registered representative | Mar 2023 (3y) | ||
| Thomas B Warren | Registered representative | Mar 2023 (3y) | ||
| Timothy Andrew Kasper | Registered representative | CFP | Mar 2023 (3y) | |
| Adam Jordan Zipper | Registered representative | Apr 2023 (3y) | ||
| Adam Milne Smith | Registered representative | Apr 2023 (3y) | ||
| Andrew Di Maggio Gates | Registered representative | Apr 2023 (3y) | ||
| Andrew Peter Gallagher | Registered representative | CFP | Apr 2023 (3y) | |
| Andrew Richard Damato | Registered representative | Apr 2023 (3y) | ||
| Ashlee A Whittemore | Registered representative | Apr 2023 (3y) | ||
| Christopher Clark Gates | Registered representative | Apr 2023 (3y) | ||
| David Y Pando | Registered representative | Apr 2023 (3y) | ||
| Eugene Roytman | Registered representative | CFA | Apr 2023 (3y) | |
| Joseph Ryan Prusnofsky | Registered representative | Apr 2023 (3y) | ||
| Jack Bryant Philbin | Registered representative | CFP | Apr 2023 (3y) | |
| Jack Dominick De Palo | Registered representative | Apr 2023 (3y) | ||
| James Vallery | Registered representative | CFP | Apr 2023 (3y) | |
| John D Mulligan | Registered representative | Apr 2023 (3y) | ||
| Joseph Luis Duarte | Registered representative | Apr 2023 (3y) | ||
| Keegan Alyssa Mancinelli | Registered representative | Apr 2023 (3y) | ||
| Kimberly Koopman Vazquez | Registered representative | Apr 2023 (3y) | ||
| Nicholas Michael Duarte | Registered representative | CFP | Apr 2023 (3y) | |
| Robert Andrew Kolenberg | Registered representative | Apr 2023 (3y) | ||
| Roxana Denisse Fierro | Registered representative | Apr 2023 (3y) | ||
| Tyler Daniel Supple | Registered representative | Apr 2023 (3y) | ||
| Megan Beach Torski | Registered representative | Apr 2023 (3y) | ||
| Gonzalo F Medina | Registered representative | Apr 2023 (3y) | ||
| Lisa D'alessandro | Registered representative | Apr 2023 (3y) | ||
| Mia R Grillo | Registered representative | Apr 2023 (3y) | ||
| Steven Harlen Levine | Registered representative | Apr 2023 (3y) | ||
| Angelique Simone Delaney Seitz | Registered representative | Apr 2023 (3y) | ||
| Jeffrey Charles Coburn | Registered representative | CFA | Apr 2023 (3y) | |
| Kenneth G Koziak | Registered representative | Apr 2023 (3y) | ||
| Marit Abbe Winborne | Registered representative | Apr 2023 (3y) | ||
| Robert I. Cox | Registered representative | Apr 2023 (3y) | ||
| Charlotte J Dillon | Registered representative | Apr 2023 (3y) | ||
| Thomas J Ballash | Registered representative | Apr 2023 (3y) | ||
| Yunjia Jiang | Registered representative | Apr 2023 (3y) | ||
| Cara J Eckhardt | Registered representative | Apr 2023 (3y) | ||
| Anthony J Vitagliano | Registered representative | Apr 2023 (3y) | ||
| Caitlin E Bloom | Registered representative | Apr 2023 (3y) | ||
| Elana R Pollard | Registered representative | Apr 2023 (3y) | ||
| Erin Marie Johnson | Registered representative | Apr 2023 (3y) | ||
| Jordan T Fujarski | Registered representative | Apr 2023 (3y) | ||
| Leticia Ong | Registered representative | Apr 2023 (3y) | ||
| Adam J O'rourke | Registered representative | Apr 2023 (3y) | ||
| Ashley V Baros Kabler | Registered representative | Apr 2023 (3y) | ||
| Lori Ann Harris | Registered representative | Apr 2023 (3y) | ||
| Pilar A Molinares | Registered representative | Apr 2023 (3y) | ||
| Paige M Donaghy | Registered representative | Apr 2023 (3y) | ||
| Sheetal Anand | Registered representative | CFA | Apr 2023 (3y) | |
| Tiffany M Massay | Registered representative | Apr 2023 (3y) | ||
| Ze Hua Wen | Registered representative | Apr 2023 (3y) | ||
| Christian Luis Martinez | Registered representative | Apr 2023 (3y) | ||
| Dana Michelle Shaker | Registered representative | Apr 2023 (3y) | ||
| David M Salach | Registered representative | Apr 2023 (3y) | ||
| Jay Lewis Goldstein | Registered representative | Apr 2023 (3y) | ||
| Laszlo Paul Vasady Kovacs | Registered representative | Apr 2023 (3y) | ||
| Leah A Pepper | Registered representative | Apr 2023 (3y) | ||
| Sean Patrick Hanigan | Registered representative | Apr 2023 (3y) | ||
| Harris Brandon Friedman | Registered representative | Apr 2023 (3y) | ||
| James Rexford Briscoe | Registered representative | Apr 2023 (3y) | ||
| Jacob L Ries | Registered representative | Apr 2023 (3y) | ||
| Kevin Michael Sanchez | Registered representative | CFP | Apr 2023 (3y) | |
| Karen Scanlon | Registered representative | Apr 2023 (3y) | ||
| Monserrate Luisa Cohen | Registered representative | Apr 2023 (3y) | ||
| Terseer David Akaahar | Registered representative | Apr 2023 (3y) | ||
| Christian M Wennes | Registered representative | Apr 2023 (3y) | ||
| Jacob Marquez | Registered representative | Apr 2023 (3y) | ||
| Liudmila Broich | Registered representative | Apr 2023 (3y) | ||
| Matthew D Ten Haaf | Registered representative | Apr 2023 (3y) | ||
| Rachel Christine Long | Registered representative | Apr 2023 (3y) | ||
| Taylor M Boss | Registered representative | Apr 2023 (3y) | ||
| Alyssa N D'antona | Registered representative | Apr 2023 (3y) | ||
| Nina Rafikovna Pawlyshyn | Registered representative | Apr 2023 (3y) | ||
| David L Mc Bride | Registered representative | Apr 2023 (3y) | ||
| Gerald Timothy Henshaw | Registered representative | Apr 2023 (3y) | ||
| Jennie Hom Shaw | Registered representative | Apr 2023 (3y) | ||
| Patrick J Carton | Registered representative | Apr 2023 (3y) | ||
| Raymond Perez Astwood | Registered representative | Apr 2023 (3y) | ||
| Theresa M Roberts | Registered representative | Apr 2023 (3y) | ||
| Cheryl C Wong | Registered representative | Apr 2023 (3y) | ||
| Hunter L Cruise | Registered representative | Apr 2023 (3y) | ||
| Mark D Holden | Registered representative | Apr 2023 (3y) | ||
| Mia A Radici | Registered representative | Apr 2023 (3y) | ||
| Adelyn Macoy Carmody | Registered representative | Apr 2023 (3y) | ||
| Jennifer Wilson Walley | Registered representative | Apr 2023 (3y) | ||
| Ruth A Yidnekatchew | Registered representative | Apr 2023 (3y) | ||
| Shannon Lee Beck | Registered representative | Apr 2023 (3y) | ||
| William P Curtis | Registered representative | Apr 2023 (3y) | ||
| William Tyler Speer | Registered representative | CFP | Apr 2023 (3y) | |
| Yu Yan He | Registered representative | Apr 2023 (3y) | ||
| Gregory Phylander Duckworth | Registered representative | Apr 2023 (3y) | ||
| Gregory D Thomas | Registered representative | Apr 2023 (3y) | ||
| Jonathan Blair Leader | Registered representative | Apr 2023 (3y) | ||
| Samuel W Rosa | Registered representative | Apr 2023 (3y) | ||
| Alexander Chin | Registered representative | Apr 2023 (3y) | ||
| Catherine J. Calandra | Registered representative | Apr 2023 (3y) | ||
| Deanna Laboy | Registered representative | Apr 2023 (3y) | ||
| Glynne Barber Bassi | Registered representative | CFP | Apr 2023 (3y) | |
| John F Williams | Registered representative | Apr 2023 (3y) | ||
| Kerrie Ann Stokes | Registered representative | Apr 2023 (3y) | ||
| Melanie Susan Graff | Registered representative | CFP | Apr 2023 (3y) | |
| Rodney R Williams | Registered representative | Apr 2023 (3y) | ||
| Todd Marshall Roth | Registered representative | CFP | Apr 2023 (3y) | |
| Vincent J Rocco | Registered representative | Apr 2023 (3y) | ||
| William B Robinson | Registered representative | Apr 2023 (3y) | ||
| Richard G Cheong | Registered representative | Apr 2023 (3y) | ||
| Evan J Rodegher | Registered representative | Apr 2023 (3y) | ||
| Janice J Kwak | Registered representative | Apr 2023 (3y) | ||
| Linda A Murphy Kall | Registered representative | Apr 2023 (3y) | ||
| Michael Laura | Registered representative | Apr 2023 (3y) | ||
| Sidney N Bohorquez | Registered representative | Apr 2023 (3y) | ||
| Andre J Shammo | Registered representative | Apr 2023 (3y) | ||
| Adam M Groff | Registered representative | Apr 2023 (3y) | ||
| Colin M Gibbs | Registered representative | Apr 2023 (3y) | ||
| Kimberly Anne Gould | Registered representative | Apr 2023 (3y) | ||
| Meghan C Kosman | Registered representative | Apr 2023 (3y) | ||
| Timothy Robert Awiszus | Registered representative | Apr 2023 (3y) | ||
| Connor Stephen Brady | Registered representative | Apr 2023 (3y) | ||
| Fabrice Paul Onomo | Registered representative | Apr 2023 (3y) | ||
| Michelle E Katona | Registered representative | Apr 2023 (3y) | ||
| Brianna Riofski | Registered representative | Apr 2023 (3y) | ||
| Charles W Cummings | Registered representative | Apr 2023 (3y) | ||
| Christian J Vargas | Registered representative | Apr 2023 (3y) | ||
| Jennifer Kim Collins | Registered representative | Apr 2023 (3y) | ||
| Joseph Michael Colasanti | Registered representative | Apr 2023 (3y) | ||
| Pedro H Marquard | Registered representative | Apr 2023 (3y) | ||
| Alexander Chan | Registered representative | CFA | Apr 2023 (3y) | |
| Brett A Jacobson | Registered representative | Apr 2023 (3y) | ||
| Chris K Ngoy | Registered representative | Apr 2023 (3y) | ||
| Conner E Fowler | Registered representative | Apr 2023 (3y) | ||
| David Daniel Dudek | Registered representative | CFA | Apr 2023 (3y) | |
| Gene Lee Gloriani | Registered representative | Apr 2023 (3y) | ||
| Gregory Paul Zunkiewicz | Registered representative | Apr 2023 (3y) | ||
| Joseph Bonacci | Registered representative | Apr 2023 (3y) | ||
| Jennifer M Ebert | Registered representative | Apr 2023 (3y) | ||
| Jose I Arguello | Registered representative | Apr 2023 (3y) | ||
| Joseph Daniel Lassiter | Registered representative | Apr 2023 (3y) | ||
| Kendal Marie Schall | Registered representative | CFP | Apr 2023 (3y) | |
| Lauren Dorothy Strausser | Registered representative | Apr 2023 (3y) | ||
| Maria Luisa Serravillo Graci | Registered representative | Apr 2023 (3y) | ||
| Matthew M Wojcik | Registered representative | Apr 2023 (3y) | ||
| Michelle M Peng | Registered representative | Apr 2023 (3y) | ||
| Randolph James Peterson | Registered representative | CFA | Apr 2023 (3y) | |
| Robert Daniel Maher | Registered representative | Apr 2023 (3y) | ||
| Sean Foley Bricmont | Registered representative | CFA | Apr 2023 (3y) | |
| Stephen Robert Marotto | Registered representative | CFA | Apr 2023 (3y) | |
| Abigail L. Mc Lean | Registered representative | Apr 2023 (3y) | ||
| Marni L Friedman | Registered representative | Apr 2023 (3y) | ||
| Andrea Sheryl Fox | Registered representative | May 2023 (3y) | ||
| Benjamin Eric Westin | Registered representative | May 2023 (3y) | ||
| Jaclyn Diane Andrews | Registered representative | May 2023 (3y) | ||
| James Earl Hedgspeth | Registered representative | May 2023 (3y) | ||
| Kenley A. Ragusa | Registered representative | May 2023 (3y) | ||
| Laura M Veach | Registered representative | May 2023 (3y) | ||
| Linda Hoisington | Registered representative | May 2023 (3y) | ||
| Lori M Richofsky | Registered representative | May 2023 (3y) | ||
| Mary G Boyce | Registered representative | May 2023 (3y) | ||
| Zachary H Allen | Registered representative | May 2023 (3y) | ||
| Daniel Eric Roberts | Registered representative | May 2023 (3y) | ||
| Danielle V Uy | Registered representative | May 2023 (3y) | ||
| Joshua T Dragosavljevic | Registered representative | May 2023 (3y) | ||
| Kelly Michelle Kinsley | Registered representative | May 2023 (3y) | ||
| Samuel David Levin | Registered representative | May 2023 (3y) | ||
| Sean C Reilly | Registered representative | May 2023 (3y) | ||
| Ervrica D Muhammad | Registered representative | May 2023 (3y) | ||
| Lourdes Capulin Rosales | Registered representative | May 2023 (3y) | ||
| Riley J Marshall | Registered representative | May 2023 (3y) | ||
| Ross M Haffey | Registered representative | May 2023 (3y) | ||
| Amber N Atkins | Registered representative | May 2023 (3y) | ||
| Jeremy A Jenson | Registered representative | May 2023 (3y) | ||
| Lori L Perillo | Registered representative | May 2023 (3y) | ||
| Lauren M Gresia | Registered representative | May 2023 (3y) | ||
| Travis Carter Mayfield | Registered representative | May 2023 (3y) | ||
| Bart Fred Zitnitsky | Registered representative | May 2023 (3y) | ||
| Benjamin J Cotter | Registered representative | CFP | May 2023 (3y) | |
| Brenda Celine Connolly | Registered representative | May 2023 (3y) | ||
| Christopher Allen Boyle | Registered representative | May 2023 (3y) | ||
| Colin Michael Vasko Murphy | Registered representative | May 2023 (3y) | ||
| Destiny Andrea Perry | Registered representative | May 2023 (3y) | ||
| Daniel Czajkowski | Registered representative | May 2023 (3y) | ||
| Glenn Owen Sneed | Registered representative | May 2023 (3y) | ||
| James Edward Neunuebel | Registered representative | May 2023 (3y) | ||
| Karen Marie Chaney | Registered representative | May 2023 (3y) | ||
| Linda Lee Sanders | Registered representative | CFP | May 2023 (3y) | |
| Michael John Tusing | Registered representative | May 2023 (3y) | ||
| Michael Thomas Huntsman | Registered representative | May 2023 (3y) | ||
| Michael George Lockhart | Registered representative | May 2023 (3y) | ||
| Mitchell Thomas Tusing | Registered representative | May 2023 (3y) | ||
| Nicholas M Pomeroy | Registered representative | May 2023 (3y) | ||
| Renee Provencher Capellaro | Registered representative | May 2023 (3y) | ||
| Suna Yalaz Angell | Registered representative | CFP | May 2023 (3y) | |
| Thomas Hobbs | Registered representative | May 2023 (3y) | ||
| Wendy S Franklin Bayley | Registered representative | May 2023 (3y) | ||
| Cristian Douglas M Saraiva | Registered representative | May 2023 (3y) | ||
| Daniel W Whysong | Registered representative | May 2023 (3y) | ||
| Derek W Cushman | Registered representative | May 2023 (3y) | ||
| Joan H Masuda Cox | Registered representative | May 2023 (3y) | ||
| Katherine Anne Morsbach | Registered representative | May 2023 (3y) | ||
| Kelly A Bensel | Registered representative | May 2023 (3y) | ||
| Pamela Ann Staples | Registered representative | May 2023 (3y) | ||
| Robert E Brewer | Registered representative | May 2023 (3y) | ||
| Robert Michael Brewer | Registered representative | May 2023 (3y) | ||
| Trenton Russell Fisher | Registered representative | May 2023 (3y) | ||
| Vincent A Owens | Registered representative | May 2023 (3y) | ||
| Diana Elizabeth Ceylan | Registered representative | CFP | May 2023 (3y) | |
| Michael L Zosky | Registered representative | May 2023 (3y) | ||
| Thet H Myothwe | Registered representative | May 2023 (3y) | ||
| Alexandra Jara Martinez | Registered representative | May 2023 (3y) | ||
| Alex Campbell Malossi | Registered representative | May 2023 (3y) | ||
| Diego E Gutierrez | Registered representative | May 2023 (3y) | ||
| Megan E Hassett | Registered representative | May 2023 (3y) | ||
| Mitchell C Deskins | Registered representative | May 2023 (3y) | ||
| Nicole Keirnes Scanlon | Registered representative | May 2023 (3y) | ||
| Vincent A De Pasquale | Registered representative | May 2023 (3y) | ||
| Antoinette Campbell | Registered representative | May 2023 (3y) | ||
| Courtenay Aaron Hathcock | Registered representative | CFP | May 2023 (3y) | |
| Cooper J Ficarra | Registered representative | May 2023 (3y) | ||
| Heather Lee Lemon | Registered representative | May 2023 (3y) | ||
| Jamie A Claytor | Registered representative | May 2023 (3y) | ||
| Mikheil Gorelashvili | Registered representative | May 2023 (3y) | ||
| Richard Tomo Selzler | Registered representative | May 2023 (3y) | ||
| Jeremy D Solat | Registered representative | May 2023 (3y) | ||
| Amit Valmiki Maharaj | Registered representative | May 2023 (3y) | ||
| Erik Kuschner | Registered representative | May 2023 (3y) | ||
| Nerisa V Elias | Registered representative | May 2023 (3y) | ||
| Rhonda Davis Padgett | Registered representative | May 2023 (3y) | ||
| Benjamin Adam Wightman | Registered representative | May 2023 (3y) | ||
| Denise M Axt | Registered representative | May 2023 (3y) | ||
| Dominick J Del Pozzo | Registered representative | May 2023 (3y) | ||
| Jacob Edward Nannen | Registered representative | May 2023 (3y) | ||
| Kathryn Logue Shoaf | Registered representative | May 2023 (3y) | ||
| Robyn M Harper | Registered representative | May 2023 (3y) | ||
| Terry Anne Boldt Degunto | Registered representative | May 2023 (3y) | ||
| Tyler J Migdat | Registered representative | May 2023 (3y) | ||
| Joshua S Elder | Registered representative | May 2023 (3y) | ||
| Lucas P Cervelli | Registered representative | May 2023 (3y) | ||
| Roseanne J Clingerman | Registered representative | May 2023 (3y) | ||
| Allison Marie Dunn | Registered representative | May 2023 (3y) | ||
| Anissa G Calhoun | Registered representative | May 2023 (3y) | ||
| Barbara A Sawicka | Registered representative | May 2023 (3y) | ||
| Gianni Thomas Abballe | Registered representative | CFP | May 2023 (3y) | |
| Jeremy Patrick Mcpherson | Registered representative | May 2023 (3y) | ||
| Nathaniel Johnson | Registered representative | May 2023 (3y) | ||
| Shams Deitrick | Registered representative | CFP | May 2023 (3y) | |
| Bryan H Gibson | Registered representative | May 2023 (3y) | ||
| James Peter Mitchell | Registered representative | May 2023 (3y) | ||
| Jennifer M Oxley | Registered representative | May 2023 (3y) | ||
| Justin Michael Trivisonno | Registered representative | May 2023 (3y) | ||
| Melinda Kathaleen Beier | Registered representative | May 2023 (3y) | ||
| Michael Wayne Parham | Registered representative | May 2023 (3y) | ||
| Sarah J Gleason | Registered representative | May 2023 (3y) | ||
| Elizabeth J Thuss | Registered representative | May 2023 (3y) | ||
| David Flores | Registered representative | May 2023 (3y) | ||
| Dorothy Lorene Reimer | Registered representative | May 2023 (3y) | ||
| Jacob Lopez | Registered representative | May 2023 (3y) | ||
| Jenna Bowen Wulf | Registered representative | May 2023 (3y) | ||
| Ronald M Cestra | Registered representative | May 2023 (3y) | ||
| Steven M Ng | Registered representative | May 2023 (3y) | ||
| Zhijun Regan | Registered representative | May 2023 (3y) | ||
| Brendan Salvatore Henry | Registered representative | CFA | May 2023 (3y) | |
| Bradford L Fulton | Registered representative | CFA | May 2023 (3y) | |
| Katelyn A Dolan | Registered representative | CFA | May 2023 (3y) | |
| Kristina K West | Registered representative | May 2023 (3y) | ||
| Bryant K Scott | Registered representative | May 2023 (3y) | ||
| Frederick T Albach | Registered representative | May 2023 (3y) | ||
| Jennifer A Williams | Registered representative | May 2023 (3y) | ||
| Samantha Leigh Bennett | Registered representative | May 2023 (3y) | ||
| Terrence Michael Hill | Registered representative | May 2023 (3y) | ||
| Csongor Simon Benedek | Registered representative | May 2023 (3y) | ||
| Garett I Engel | Registered representative | May 2023 (3y) | ||
| Hampton G Peters | Registered representative | May 2023 (3y) | ||
| Jean Paul Simon Afif | Registered representative | May 2023 (3y) | ||
| Justine Sandra Viohl | Registered representative | May 2023 (3y) | ||
| Mark Daniel Stevenson | Registered representative | May 2023 (3y) | ||
| Matthew J Erickson | Registered representative | May 2023 (3y) | ||
| Nicholas Xavier Harrison | Registered representative | May 2023 (3y) | ||
| Riley Sorenson | Registered representative | May 2023 (3y) | ||
| Stephen W Miller | Registered representative | May 2023 (3y) | ||
| Udel Richardson | Registered representative | May 2023 (3y) | ||
| Anthony Guy Ullo | Registered representative | CFP | May 2023 (3y) | |
| Alexandra D Luther Gray | Registered representative | May 2023 (3y) | ||
| Clarence Arthur Murray | Registered representative | May 2023 (3y) | ||
| Diana Marie Moy | Registered representative | May 2023 (3y) | ||
| Jakub Gasiewski | Registered representative | May 2023 (3y) | ||
| John La Macchia | Registered representative | May 2023 (3y) | ||
| Kevin P Kielt | Registered representative | May 2023 (3y) | ||
| Kevin William Schaeffer | Registered representative | May 2023 (3y) | ||
| Maria Giovanna Lupu | Registered representative | May 2023 (3y) | ||
| Patrick Scott Hayes | Registered representative | May 2023 (3y) | ||
| Pratikshya Sharma | Registered representative | May 2023 (3y) | ||
| Ryan G Meirose | Registered representative | May 2023 (3y) | ||
| Anne M Mclister | Registered representative | May 2023 (3y) | ||
| Cristal E Rodriguez | Registered representative | May 2023 (3y) | ||
| Lauren Alexa Mobley | Registered representative | May 2023 (3y) | ||
| Agnes Farkas Williams | Registered representative | May 2023 (3y) | ||
| Alexander Thomas Kepple | Registered representative | May 2023 (3y) | ||
| Andrea M Mataloni | Registered representative | May 2023 (3y) | ||
| Anthony L Panarello | Registered representative | May 2023 (3y) | ||
| Christopher D Weide | Registered representative | May 2023 (3y) | ||
| Eric A Rosman | Registered representative | May 2023 (3y) | ||
| Kari R Ruchti | Registered representative | May 2023 (3y) | ||
| Chandler O Frischknecht | Registered representative | May 2023 (3y) | ||
| Hannah Ruth Neal | Registered representative | May 2023 (3y) | ||
| Schneyder Metellus | Registered representative | May 2023 (3y) | ||
| Spencer Elliott Biancucci | Registered representative | May 2023 (3y) | ||
| Steven R Younger | Registered representative | May 2023 (3y) | ||
| Dennis Snowden Wilt | Registered representative | CFP | Jun 2023 (3y) | |
| Eumene D Lee | Registered representative | Jun 2023 (3y) | ||
| Kailen Elizabeth Gildersleeve Denton | Registered representative | CFP | Jun 2023 (3y) | |
| Lucy Mary Wilks | Registered representative | Jun 2023 (3y) | ||
| David L. Davidson | Registered representative | Jun 2023 (3y) | ||
| Lindsay Lynn Rodriguez | Registered representative | Jun 2023 (3y) | ||
| Matthew J Reilley | Registered representative | Jun 2023 (3y) | ||
| Patrick Halladay | Registered representative | Jun 2023 (3y) | ||
| Trisha Renea Petroskus | Registered representative | Jun 2023 (3y) | ||
| Joseph C Reid | Registered representative | Jun 2023 (3y) | ||
| Daria Lynn Bunch Greensfelder | Registered representative | Jun 2023 (3y) | ||
| Jason Harris Sinkoff | Registered representative | Jun 2023 (3y) | ||
| John Michael Mc Lister | Registered representative | Jun 2023 (3y) | ||
| Michael Anthony Fisher | Registered representative | Jun 2023 (3y) | ||
| Patrick Conor Mc Ginty | Registered representative | Jun 2023 (3y) | ||
| Thomas G Calder | Registered representative | Jun 2023 (3y) | ||
| Alan Gordon Bailey | Registered representative | Jun 2023 (3y) | ||
| Alex J Gigandet | Registered representative | Jun 2023 (3y) | ||
| Ethan Shultz | Registered representative | Jun 2023 (3y) | ||
| Ho Yu Emily Liu | Registered representative | Jun 2023 (3y) | ||
| Michael V Catuogno | Registered representative | Jun 2023 (3y) | ||
| Rodrigo Franz Huarachi Cruz | Registered representative | Jun 2023 (3y) | ||
| Si Qin | Registered representative | Jun 2023 (3y) | ||
| Terri Sue Roberts Munsell | Registered representative | Jun 2023 (3y) | ||
| August Anthony Damian | Registered representative | Jun 2023 (3y) | ||
| Johnny Shia | Registered representative | Jun 2023 (3y) | ||
| Mark Meiler | Registered representative | Jun 2023 (3y) | ||
| Melissa Ann Hirschi | Registered representative | CFP | Jun 2023 (3y) | |
| Yvette Marie Giove | Registered representative | Jun 2023 (3y) | ||
| Amanda Leigh Gwin | Registered representative | Jun 2023 (3y) | ||
| Anayansi Testa | Registered representative | Jun 2023 (3y) | ||
| Valerie Y Sanchez | Registered representative | Jun 2023 (3y) | ||
| Devon A Schultz | Registered representative | Jun 2023 (3y) | ||
| Dylan J Venuti | Registered representative | Jun 2023 (3y) | ||
| Kristen Camille Hall | Registered representative | Jun 2023 (3y) | ||
| Samuel L Beyer | Registered representative | Jun 2023 (3y) | ||
| Eduardo M Alcalde Martin | Registered representative | Jun 2023 (3y) | ||
| Edwin B Blackwell | Registered representative | Jun 2023 (3y) | ||
| Rachel Stephens | Registered representative | Jun 2023 (3y) | ||
| Rebecca Carol Niccols | Registered representative | Jun 2023 (3y) | ||
| Theresa Olberding | Registered representative | Jun 2023 (3y) | ||
| Roxanna Marie Hendricks | Registered representative | Jun 2023 (3y) | ||
| Connor P Vandewege | Registered representative | Jun 2023 (3y) | ||
| Madison M Mc Dowell | Registered representative | Jun 2023 (3y) | ||
| Eric Alan Kolben | Registered representative | Jun 2023 (3y) | ||
| Jason Wang | Registered representative | Jun 2023 (3y) | ||
| Mark Anthony Caleb Wells | Registered representative | Jun 2023 (3y) | ||
| Andrew R Knox | Registered representative | CFP | Jun 2023 (3y) | |
| Anthony J Cofone | Registered representative | Jun 2023 (3y) | ||
| Christopher Scott Tritsch | Registered representative | Jun 2023 (3y) | ||
| Dominick Francis Giovinazzo | Registered representative | Jun 2023 (3y) | ||
| Hector Santamaria | Registered representative | Jun 2023 (3y) | ||
| Ivan L Yang | Registered representative | Jun 2023 (3y) | ||
| Kevin Michael Tritsch | Registered representative | Jun 2023 (3y) | ||
| Kristin N Corsi | Registered representative | Jun 2023 (3y) | ||
| Megan Massie Hern | Registered representative | Jun 2023 (3y) | ||
| Michael Tip Holland | Registered representative | Jun 2023 (3y) | ||
| Nancy Sophia Lehman | Registered representative | Jun 2023 (3y) | ||
| Paige A Hurley | Registered representative | Jun 2023 (3y) | ||
| Phillip Kurt Elliott | Registered representative | CFP | Jun 2023 (3y) | |
| Zachary Ryan Newby | Registered representative | Jun 2023 (3y) | ||
| Michelle A Soderholm | Registered representative | Jun 2023 (3y) | ||
| Cassandra P Obzud | Registered representative | Jun 2023 (3y) | ||
| Evelyn D Mattos | Registered representative | Jun 2023 (3y) | ||
| Jacob K Grinde | Registered representative | Jun 2023 (3y) | ||
| Daniel Kim | Registered representative | Jun 2023 (3y) | ||
| Frederick Marcel Przekop | Registered representative | CFA | Jun 2023 (3y) | |
| Jacob C Bilyo | Registered representative | Jun 2023 (3y) | ||
| Karla Noemi Lynn | Registered representative | Jun 2023 (3y) | ||
| Ann Kelly Adams | Registered representative | CFP | Jun 2023 (3y) | |
| Jeana Louann Keeter | Registered representative | Jun 2023 (3y) | ||
| Jared Flack | Registered representative | Jun 2023 (3y) | ||
| Jinfan Hu | Registered representative | Jun 2023 (3y) | ||
| Matthew J Terhune | Registered representative | Jun 2023 (3y) | ||
| Todd Christian Mckee | Registered representative | Jun 2023 (3y) | ||
| Darik Ray Hoff | Registered representative | Jun 2023 (3y) | ||
| Ilun Sung | Registered representative | Jun 2023 (3y) | ||
| Iliana K Grozdeva | Registered representative | Jun 2023 (3y) | ||
| Jennifer Lynn Walters | Registered representative | Jun 2023 (3y) | ||
| James A Chippi | Registered representative | Jun 2023 (3y) | ||
| Suly Lan | Registered representative | Jun 2023 (3y) | ||
| Trenton R Baker | Registered representative | CFP | Jun 2023 (3y) | |
| Olivia M Wall | Registered representative | Jun 2023 (3y) | ||
| Arian R Howard | Registered representative | Jun 2023 (3y) | ||
| Brandon K Bailey | Registered representative | Jun 2023 (3y) | ||
| Brendan O Duffy | Registered representative | Jun 2023 (3y) | ||
| David A Saldana | Registered representative | Jun 2023 (3y) | ||
| Lucas F Bueno | Registered representative | Jun 2023 (3y) | ||
| Michael R Jaycox | Registered representative | Jun 2023 (3y) | ||
| Sara Heaton | Registered representative | Jun 2023 (3y) | ||
| Sarah Fowler Goldsmith | Registered representative | Jun 2023 (3y) | ||
| Julianne Daltorio Russell | Registered representative | Jun 2023 (3y) | ||
| Kevin P Hanley | Registered representative | Jun 2023 (3y) | ||
| Michael Patrick Sullivan | Registered representative | Jun 2023 (3y) | ||
| T Connor Shives | Registered representative | Jun 2023 (3y) | ||
| Akiah Cepielik | Registered representative | Jun 2023 (3y) | ||
| Brett Lewis Krausse | Registered representative | Jun 2023 (3y) | ||
| Jenny Yu | Registered representative | Jun 2023 (3y) | ||
| John A Galano | Registered representative | Jun 2023 (3y) | ||
| John Bedros | Registered representative | Jun 2023 (3y) | ||
| Logan J Hudson | Registered representative | Jun 2023 (3y) | ||
| William H Geller | Registered representative | Jun 2023 (3y) | ||
| Gabrielle Angelil O'connor | Registered representative | Jun 2023 (3y) | ||
| James Eric Carroll | Registered representative | CFP | Jun 2023 (3y) | |
| Jason William Brown | Registered representative | Jun 2023 (3y) | ||
| Jon Farrington Wagner | Registered representative | Jun 2023 (3y) | ||
| Justin E Baker | Registered representative | Jun 2023 (3y) | ||
| Mark A. Peppin | Registered representative | Jun 2023 (3y) | ||
| Patricia Cauchi Casentini | Registered representative | Jun 2023 (3y) | ||
| Sarah Keeshan | Registered representative | Jun 2023 (3y) | ||
| Sarah B Kopp | Registered representative | Jun 2023 (3y) | ||
| Daniel Joseph Abrahamsohn | Registered representative | Jul 2023 (3y) | ||
| Davis Paul Ward Michaud | Registered representative | Jul 2023 (3y) | ||
| Elaine Yiin King Ho | Registered representative | Jul 2023 (3y) | ||
| Ian James Miller | Registered representative | Jul 2023 (3y) | ||
| Ian Marshall Chambers | Registered representative | Jul 2023 (3y) | ||
| Jayden J Parkinson | Registered representative | Jul 2023 (3y) | ||
| Richard J Elchert | Registered representative | Jul 2023 (3y) | ||
| Sarah E Casey | Registered representative | Jul 2023 (3y) | ||
| Zachary G Brown | Registered representative | Jul 2023 (3y) | ||
| David K Ho | Registered representative | Jul 2023 (3y) | ||
| Eric M Schaffer | Registered representative | Jul 2023 (3y) | ||
| Eric B Wagner | Registered representative | CFP | Jul 2023 (3y) | |
| James R Wildesen | Registered representative | Jul 2023 (3y) | ||
| Monica Riana Bunawan | Registered representative | Jul 2023 (3y) | ||
| Thomas G Finney | Registered representative | Jul 2023 (3y) | ||
| Anthony Robert Russo | Registered representative | Chartered Financial Consultant | Jul 2023 (3y) | |
| Consuelo Skye Wicks Reiter | Registered representative | Jul 2023 (3y) | ||
| Jacob Wayne Williamson | Registered representative | Jul 2023 (3y) | ||
| Joshua K Anderson | Registered representative | Jul 2023 (3y) | ||
| Maria Horta | Registered representative | Jul 2023 (3y) | ||
| Nidhi Gupta | Registered representative | Jul 2023 (3y) | ||
| Regan Michael Delancey | Registered representative | Jul 2023 (3y) | ||
| Robert Lincoln Beier | Registered representative | Jul 2023 (3y) | ||
| Rodrigo Julian | Registered representative | Jul 2023 (3y) | ||
| Stacy Evalyn Akaka | Registered representative | Jul 2023 (3y) | ||
| Tyler S Baugh | Registered representative | Jul 2023 (3y) | ||
| Amanda Grace Deveaux | Registered representative | Jul 2023 (3y) | ||
| Kameron B Elledge | Registered representative | Jul 2023 (3y) | ||
| Kevin A Joos | Registered representative | Jul 2023 (3y) | ||
| Thyrso D Pizzoferrato | Registered representative | Jul 2023 (3y) | ||
| Pankti Mehta | Registered representative | Jul 2023 (3y) | ||
| Rachel D Strauss | Registered representative | Jul 2023 (3y) | ||
| Nicole E Pearce | Registered representative | Jul 2023 (3y) | ||
| Steven Howard Schuknecht | Registered representative | Jul 2023 (3y) | ||
| Arianna M Chang | Registered representative | Jul 2023 (3y) | ||
| Christopher Frank Lebano | Registered representative | CFP | Jul 2023 (3y) | |
| Richard Barrett Greer | Registered representative | Jul 2023 (3y) | ||
| Jeanette C Ruchelman | Registered representative | Jul 2023 (3y) | ||
| Justina Irene Nevel | Registered representative | Jul 2023 (3y) | ||
| Sarah Elizabeth Damsgaard | Registered representative | Jul 2023 (3y) | ||
| Brennon C Distefano Mercier | Registered representative | Jul 2023 (3y) | ||
| Gregory B Norris | Registered representative | Jul 2023 (3y) | ||
| Wen Hui Wang | Registered representative | Jul 2023 (3y) | ||
| Yvette M Kendall | Registered representative | Jul 2023 (3y) | ||
| Andrew Seta | Registered representative | Jul 2023 (3y) | ||
| Keith Jackson Cox | Registered representative | Jul 2023 (3y) | ||
| Shea P Sullivan | Registered representative | Jul 2023 (3y) | ||
| Eduardo J Perez | Registered representative | Jul 2023 (3y) | ||
| Jeanine Jane Burford | Registered representative | Jul 2023 (3y) | ||
| Jillian G Vasquez | Registered representative | Jul 2023 (3y) | ||
| Karen Lyn Manuharan | Registered representative | Jul 2023 (3y) | ||
| Minesh P Amin | Registered representative | Jul 2023 (3y) | ||
| Matthew D Geary | Registered representative | Jul 2023 (3y) | ||
| Michael E Bronson | Registered representative | Jul 2023 (3y) | ||
| Fardin Nematollahi | Registered representative | Jul 2023 (3y) | ||
| George Luis Salguero | Registered representative | Jul 2023 (3y) | ||
| Kleo N Curry | Registered representative | CFP | Jul 2023 (3y) | |
| Kristopher Mark Todd | Registered representative | Jul 2023 (3y) | ||
| Kaitlyn Emma Coyne | Registered representative | Jul 2023 (3y) | ||
| Mona H Salguero | Registered representative | Jul 2023 (3y) | ||
| Patrick J O'leary | Registered representative | Jul 2023 (3y) | ||
| Lindsay B Abrams | Registered representative | Jul 2023 (3y) | ||
| Alex M Baldwin | Registered representative | Jul 2023 (3y) | ||
| Anchal Rana | Registered representative | Jul 2023 (3y) | ||
| Christopher James Woodhouse | Registered representative | Jul 2023 (3y) | ||
| Francis Gordon Berry | Registered representative | CFA | Jul 2023 (3y) | |
| Julie G Murphy | Registered representative | CFA | Jul 2023 (3y) | |
| Mason C Graddock | Registered representative | Jul 2023 (3y) | ||
| Pam Rana Kimble | Registered representative | Jul 2023 (3y) | ||
| Adam B Hess | Registered representative | Jul 2023 (3y) | ||
| Brian R Kauffman | Registered representative | Jul 2023 (3y) | ||
| Darin B Jackson | Registered representative | Jul 2023 (3y) | ||
| Jayme Lee C Kyritz | Registered representative | Jul 2023 (3y) | ||
| Robin G Crosby | Registered representative | Jul 2023 (3y) | ||
| Jacob G Rohrer | Registered representative | Jul 2023 (3y) | ||
| Margaret Cape | Registered representative | Jul 2023 (3y) | ||
| Wilbur P Barber | Registered representative | Jul 2023 (3y) | ||
| Yu Jiang | Registered representative | Jul 2023 (3y) | ||
| Darrion C Carrington | Registered representative | Jul 2023 (3y) | ||
| Nicholas R Gould | Registered representative | Jul 2023 (3y) | ||
| Amber E Golder | Registered representative | Jul 2023 (3y) | ||
| Christopher A Coppola | Registered representative | Jul 2023 (3y) | ||
| James Hofheimer | Registered representative | Jul 2023 (3y) | ||
| Samuel Marco Marco Gugliemini | Registered representative | Jul 2023 (3y) | ||
| Amanda F Mahr | Registered representative | Jul 2023 (3y) | ||
| Bradley W Dawson | Registered representative | Jul 2023 (3y) | ||
| Brett S. Rosen | Registered representative | Jul 2023 (3y) | ||
| Deanna Elizabeth Barnhart | Registered representative | Jul 2023 (3y) | ||
| Stephanie N Ruehl | Registered representative | Aug 2023 (3y) | ||
| Andrea L Cipriani | Registered representative | Aug 2023 (3y) | ||
| Dustin J Moheit | Registered representative | CFA | Aug 2023 (3y) | |
| Brent Nicholas Kuhne | Registered representative | Aug 2023 (3y) | ||
| Colin G White | Registered representative | Aug 2023 (3y) | ||
| Katrina Abenoja Rodriguez | Registered representative | Aug 2023 (3y) | ||
| Peri Chase Butterworth | Registered representative | Aug 2023 (3y) | ||
| Suzanne Kathleen Bruder | Registered representative | Aug 2023 (3y) | ||
| Carter Beck | Registered representative | Aug 2023 (3y) | ||
| Drew F.G. Armstrong | Registered representative | Aug 2023 (3y) | ||
| Gregory Thomas Miller | Registered representative | Aug 2023 (3y) | ||
| Wassana Bright | Registered representative | Aug 2023 (3y) | ||
| Caitlin Luchkiw | Registered representative | Aug 2023 (3y) | ||
| Gabrielle M Tanzman | Registered representative | Aug 2023 (3y) | ||
| Antonio D Garcia | Registered representative | Aug 2023 (3y) | ||
| Claire Elise Cajthaml | Registered representative | Aug 2023 (3y) | ||
| Patrick S Min | Registered representative | Aug 2023 (3y) | ||
| John Charles Raetz | Registered representative | Aug 2023 (3y) | ||
| John Paul Bueno | Registered representative | Aug 2023 (3y) | ||
| James C Lee | Registered representative | Aug 2023 (3y) | ||
| Mary R Dispaldo | Registered representative | Aug 2023 (3y) | ||
| Myles W Bayne | Registered representative | Aug 2023 (3y) | ||
| Nicole Rochelle Moten | Registered representative | CFP | Aug 2023 (3y) | |
| Andrew G. Winnick | Registered representative | Aug 2023 (3y) | ||
| Christopher S Carella | Registered representative | Aug 2023 (3y) | ||
| Michael J Pergola | Registered representative | Aug 2023 (3y) | ||
| Nathaniel Fronswar Campbell | Registered representative | Aug 2023 (3y) | ||
| Michael B Devito | Registered representative | Aug 2023 (3y) | ||
| Alan R Khaitov | Registered representative | Aug 2023 (3y) | ||
| Candace Renee Moseley | Registered representative | Aug 2023 (3y) | ||
| Christine Jones | Registered representative | Aug 2023 (3y) | ||
| Victoria Bergman | Registered representative | Aug 2023 (3y) | ||
| Courtney Hershberger | Registered representative | Aug 2023 (3y) | ||
| Tamara Lynn Spates | Registered representative | Aug 2023 (3y) | ||
| Brooke E Biddle | Registered representative | Aug 2023 (3y) | ||
| Cameron R Warland | Registered representative | Aug 2023 (3y) | ||
| Gabriel Aguirre | Registered representative | Aug 2023 (3y) | ||
| Jason I Novak | Registered representative | Aug 2023 (3y) | ||
| Mark A Lindsay | Registered representative | Aug 2023 (3y) | ||
| Ryan Patrick Wilson | Registered representative | Aug 2023 (3y) | ||
| Virginia Lee Kiss | Registered representative | Aug 2023 (3y) | ||
| Alexa Marie Nicholson | Registered representative | Aug 2023 (3y) | ||
| Beth Ann Navarrete | Registered representative | Aug 2023 (3y) | ||
| Jason Scott Patterson | Registered representative | CFP | Aug 2023 (3y) | |
| Michael Paul Baggett | Registered representative | Aug 2023 (3y) | ||
| Peggy I Pinkerton | Registered representative | Aug 2023 (3y) | ||
| Tara Brooke Grossman | Registered representative | Aug 2023 (3y) | ||
| Tonya R Estes | Registered representative | Aug 2023 (3y) | ||
| Olusheye O Ayeni | Registered representative | Aug 2023 (3y) | ||
| Ryan J O'rourke | Registered representative | Aug 2023 (3y) | ||
| Alberto Javier Paracchini | Registered representative | Aug 2023 (3y) | ||
| David Aaron Hirsch | Registered representative | Aug 2023 (3y) | ||
| Morgan C Walling | Registered representative | Aug 2023 (3y) | ||
| Patrick K Dundon | Registered representative | Aug 2023 (3y) | ||
| Steven Michael Clay | Registered representative | Aug 2023 (3y) | ||
| Alisan P Martin | Registered representative | Aug 2023 (3y) | ||
| Luis Gadiel Alvarez | Registered representative | Aug 2023 (3y) | ||
| Tyler R Kopac | Registered representative | Aug 2023 (3y) | ||
| Adam S Ravenelle | Registered representative | Aug 2023 (3y) | ||
| Agustina Doval | Registered representative | Aug 2023 (3y) | ||
| Gabriel S Cohen | Registered representative | Aug 2023 (3y) | ||
| John Patrick P Koshakji | Registered representative | Aug 2023 (3y) | ||
| Jacob A Schick | Registered representative | Aug 2023 (3y) | ||
| Julian H Bueno | Registered representative | Aug 2023 (3y) | ||
| Stephanie A Claeys | Registered representative | Aug 2023 (3y) | ||
| Stephen J Duhn | Registered representative | Aug 2023 (3y) | ||
| Alison Huang | Registered representative | Aug 2023 (3y) | ||
| Anthony Rocco Loscalzo | Registered representative | Aug 2023 (3y) | ||
| Aspen E Ulibarri | Registered representative | Aug 2023 (3y) | ||
| Jeremy A Muller | Registered representative | Aug 2023 (3y) | ||
| Amber L Kimbley | Registered representative | Aug 2023 (3y) | ||
| Brina M Mccarthy | Registered representative | Aug 2023 (3y) | ||
| Christopher James Harris | Registered representative | CFP | Aug 2023 (3y) | |
| Connor M Orr | Registered representative | Aug 2023 (3y) | ||
| Linda S Elliott | Registered representative | Aug 2023 (3y) | ||
| Lee William Henwood | Registered representative | Chartered Financial Consultant | Aug 2023 (3y) | |
| Lisa Kay Lauson | Registered representative | Aug 2023 (3y) | ||
| Matthew Thomas Groff | Registered representative | Aug 2023 (3y) | ||
| Michelle Marie Widders | Registered representative | Aug 2023 (3y) | ||
| Mariel Glez | Registered representative | Aug 2023 (3y) | ||
| Mary C Stockmeyer | Registered representative | Aug 2023 (3y) | ||
| Nihaal Mohan Rao | Registered representative | Aug 2023 (3y) | ||
| Paul G Farabaugh | Registered representative | Aug 2023 (3y) | ||
| Rachel E Killeen | Registered representative | Aug 2023 (3y) | ||
| Rebecca Stewart | Registered representative | Aug 2023 (3y) | ||
| Stephen Glenn Pearson | Registered representative | Aug 2023 (3y) | ||
| Tyler Tait | Registered representative | Aug 2023 (3y) | ||
| Adam A Oehmke | Registered representative | Aug 2023 (3y) | ||
| Christian J Kurian | Registered representative | Aug 2023 (3y) | ||
| Hoang H Luu | Registered representative | Aug 2023 (3y) | ||
| Kelly Diane Williams | Registered representative | Aug 2023 (3y) | ||
| Maureen D Wright | Registered representative | CFP | Aug 2023 (3y) | |
| Madeline Harper Jordan | Registered representative | Aug 2023 (3y) | ||
| Noah T Ragan | Registered representative | Aug 2023 (3y) | ||
| Eric M Halper | Registered representative | Aug 2023 (3y) | ||
| Ignacio E Fimbres Nelson | Registered representative | Aug 2023 (3y) | ||
| John Elliott Boccaccio | Registered representative | Aug 2023 (3y) | ||
| John W Wohlgemuth | Registered representative | Aug 2023 (3y) | ||
| Michael Paul Schleger | Registered representative | Aug 2023 (3y) | ||
| Natalie A Swords | Registered representative | Aug 2023 (3y) | ||
| Andrew Sungtae Yoon | Registered representative | Aug 2023 (3y) | ||
| Jacob R Martinez | Registered representative | Aug 2023 (3y) | ||
| Alix Alexis | Registered representative | CFP | Sep 2023 (3y) | |
| Alexander M Przybylo | Registered representative | Sep 2023 (3y) | ||
| Alexander Tucker Ellwood | Registered representative | Sep 2023 (3y) | ||
| Christopher Valeriano V Bernal | Registered representative | Sep 2023 (3y) | ||
| David Rosengarten | Registered representative | Sep 2023 (3y) | ||
| Eduardo Sarnow | Registered representative | Sep 2023 (3y) | ||
| Erik Rashawn Williams | Registered representative | Sep 2023 (3y) | ||
| Edward Patrick Scull | Registered representative | Sep 2023 (3y) | ||
| Herman Tiemens | Registered representative | Sep 2023 (3y) | ||
| Jason K Ridings | Registered representative | Sep 2023 (3y) | ||
| Jonathan Dane Grant | Registered representative | Sep 2023 (3y) | ||
| Kayvon Magidi | Registered representative | CFP | Sep 2023 (3y) | |
| Michael B Kislin | Registered representative | CFP CFA | Sep 2023 (3y) | |
| Maria Elena Maldonado | Registered representative | Sep 2023 (3y) | ||
| Rochelle Martin | Registered representative | Sep 2023 (3y) | ||
| Samuel Benford Rankin | Registered representative | Sep 2023 (3y) | ||
| Scott M Cain | Registered representative | Sep 2023 (3y) | ||
| Sophia M Rosa | Registered representative | Sep 2023 (3y) | ||
| Victoria A Cox | Registered representative | Sep 2023 (3y) | ||
| Vladimir Tranquille | Registered representative | Sep 2023 (3y) | ||
| Hayden Cassone | Registered representative | Sep 2023 (3y) | ||
| Lauren Elizabeth Grant | Registered representative | Sep 2023 (3y) | ||
| Aaron Lynn Hargis | Registered representative | Sep 2023 (3y) | ||
| Aaron Todd Henson | Registered representative | Sep 2023 (3y) | ||
| Adam A. Fullmer | Registered representative | Sep 2023 (3y) | ||
| Ahmed Hussein Elemary | Registered representative | Sep 2023 (3y) | ||
| Alisa Eichinger | Registered representative | Sep 2023 (3y) | ||
| Alwin A Weibezahn Rodriguez | Registered representative | Sep 2023 (3y) | ||
| Amina Ruth Adams | Registered representative | Sep 2023 (3y) | ||
| Anatasia N Ellison | Registered representative | Sep 2023 (3y) | ||
| Andrew William Bowie | Registered representative | Sep 2023 (3y) | ||
| Angelo Jose Dhanpath | Registered representative | Sep 2023 (3y) | ||
| Antonio Gaspar Velarde | Registered representative | Sep 2023 (3y) | ||
| Arthur Lopes | Registered representative | Sep 2023 (3y) | ||
| Austin Scott Arnett | Registered representative | Sep 2023 (3y) | ||
| Autumn S Gleave | Registered representative | Sep 2023 (3y) | ||
| Aakash P Patel | Registered representative | Sep 2023 (3y) | ||
| Abraham M Meza | Registered representative | Sep 2023 (3y) | ||
| Alexander C Otte | Registered representative | Sep 2023 (3y) | ||
| Amit Jatin Patel | Registered representative | Sep 2023 (3y) | ||
| Andrew Jackson Yenn Batah | Registered representative | Sep 2023 (3y) | ||
| Armand P Brandt | Registered representative | Sep 2023 (3y) | ||
| Benjamin Hunt Marshall | Registered representative | Sep 2023 (3y) | ||
| Bikram Singh Chandhok | Registered representative | Sep 2023 (3y) | ||
| Blaine Kay Durrant | Registered representative | Sep 2023 (3y) | ||
| Brandon M Cable | Registered representative | Sep 2023 (3y) | ||
| Brent Winfield Rhoades | Registered representative | Sep 2023 (3y) | ||
| Brian D Katz | Registered representative | Sep 2023 (3y) | ||
| Brian Joe Winebrenner | Registered representative | Sep 2023 (3y) | ||
| Brian T Ryder | Registered representative | Sep 2023 (3y) | ||
| Bryan A Betita | Registered representative | Sep 2023 (3y) | ||
| Blake J Stamper | Registered representative | Sep 2023 (3y) | ||
| Bradley P Jerome | Registered representative | Sep 2023 (3y) | ||
| Brandon A Bowen | Registered representative | Sep 2023 (3y) | ||
| Brandon D Glenn | Registered representative | Sep 2023 (3y) | ||
| Brian M Schwab | Registered representative | Sep 2023 (3y) | ||
| Bridget A Chambers | Registered representative | Sep 2023 (3y) | ||
| Cameron Anderson Macintosh | Registered representative | Sep 2023 (3y) | ||
| Carl William Hartmann | Registered representative | Sep 2023 (3y) | ||
| Charaty B Juracan | Registered representative | Sep 2023 (3y) | ||
| Chris Jean Tyas | Registered representative | Sep 2023 (3y) | ||
| Christian David Montero | Registered representative | Sep 2023 (3y) | ||
| Christopher Barry Bingham | Registered representative | Sep 2023 (3y) | ||
| Christopher J Arcuri | Registered representative | Sep 2023 (3y) | ||
| Christopher Patrick Cochrane | Registered representative | Sep 2023 (3y) | ||
| Christopher Ray Thurman | Registered representative | Sep 2023 (3y) | ||
| Clayton Grant Rimmer | Registered representative | Sep 2023 (3y) | ||
| Colby Jacob Hutchings | Registered representative | Sep 2023 (3y) | ||
| Cordelia Jordan Moragne | Registered representative | Sep 2023 (3y) | ||
| Corey Adam Sheres | Registered representative | Sep 2023 (3y) | ||
| Cory Ryan Mckissick | Registered representative | Sep 2023 (3y) | ||
| Cedric Zhou | Registered representative | Sep 2023 (3y) | ||
| Chad M Morris | Registered representative | Sep 2023 (3y) | ||
| Christian Aaron Pattillo | Registered representative | Sep 2023 (3y) | ||
| Christian L Mc Mains | Registered representative | Sep 2023 (3y) | ||
| Cody Michael Fivecoat | Registered representative | Sep 2023 (3y) | ||
| Daniel Christopher Forte | Registered representative | Sep 2023 (3y) | ||
| Daniel Lynn Kartchner | Registered representative | Sep 2023 (3y) | ||
| Darion Edward Adams | Registered representative | Sep 2023 (3y) | ||
| Darius Alexander Mikrut | Registered representative | Sep 2023 (3y) | ||
| Darren Brent Miller | Registered representative | Sep 2023 (3y) | ||
| David Beau Boren | Registered representative | Sep 2023 (3y) | ||
| David M Hohmann | Registered representative | Sep 2023 (3y) | ||
| David Michael Suhre | Registered representative | Sep 2023 (3y) | ||
| David Ralph Clark | Registered representative | Sep 2023 (3y) | ||
| David S Kim | Registered representative | Sep 2023 (3y) | ||
| Derrick Ray Bevan | Registered representative | Sep 2023 (3y) | ||
| Diego Lopez | Registered representative | Sep 2023 (3y) | ||
| Douglas Price Himel | Registered representative | Sep 2023 (3y) | ||
| Danica Jones Rumney | Registered representative | Sep 2023 (3y) | ||
| Daniel S Brennan | Registered representative | Sep 2023 (3y) | ||
| Daren L Queenan | Registered representative | Sep 2023 (3y) | ||
| David A Torres | Registered representative | Sep 2023 (3y) | ||
| David William Finston | Registered representative | Sep 2023 (3y) | ||
| Devin Kirk Murphy | Registered representative | Sep 2023 (3y) | ||
| Domenico Timpani | Registered representative | Sep 2023 (3y) | ||
| Dylan Gregory Herrold | Registered representative | Sep 2023 (3y) | ||
| Eddie Samuel Lusk | Registered representative | Sep 2023 (3y) | ||
| Emily K Hernandez | Registered representative | Sep 2023 (3y) | ||
| Eric Ryan Beachy | Registered representative | Sep 2023 (3y) | ||
| Eric Thomas Matthews | Registered representative | CFP | Sep 2023 (3y) | |
| Edward William Hanhardt | Registered representative | Sep 2023 (3y) | ||
| Eric Daniel Curry | Registered representative | Sep 2023 (3y) | ||
| Eric Daniel Lee | Registered representative | Sep 2023 (3y) | ||
| Ernest Madyun | Registered representative | Sep 2023 (3y) | ||
| Genna L Trinidad | Registered representative | Sep 2023 (3y) | ||
| Geoff C Newman | Registered representative | Sep 2023 (3y) | ||
| George Andrew Currence | Registered representative | Sep 2023 (3y) | ||
| George Delmont Peterson | Registered representative | Sep 2023 (3y) | ||
| Graham Miles Keeton | Registered representative | Sep 2023 (3y) | ||
| Gregory Howard Ewing | Registered representative | Sep 2023 (3y) | ||
| Guy Benjamin Rush | Registered representative | Sep 2023 (3y) | ||
| Galen Grant Daugherty | Registered representative | Sep 2023 (3y) | ||
| Harris Lee Kirschner | Registered representative | Sep 2023 (3y) | ||
| Henry Christopher Dodson | Registered representative | Sep 2023 (3y) | ||
| Hayley Taylor Monsell | Registered representative | Sep 2023 (3y) | ||
| Howard D Valandra | Registered representative | Sep 2023 (3y) | ||
| Ifejika Ugbukwu Okonkwo | Registered representative | Sep 2023 (3y) | ||
| Jack Randall Jensen | Registered representative | Sep 2023 (3y) | ||
| Jacob Brannon Bivens | Registered representative | Sep 2023 (3y) | ||
| James Dean | Registered representative | CFP | Sep 2023 (3y) | |
| James Francis Bossier | Registered representative | CFP | Sep 2023 (3y) | |
| James Lowell Adams | Registered representative | Sep 2023 (3y) | ||
| James Paul Brandt | Registered representative | Sep 2023 (3y) | ||
| James Ronald Prior | Registered representative | Sep 2023 (3y) | ||
| James Verbel | Registered representative | Sep 2023 (3y) | ||
| Jamison Ryan Smith | Registered representative | Sep 2023 (3y) | ||
| Jason Dario Torres | Registered representative | Sep 2023 (3y) | ||
| Jason James Phillips | Registered representative | Sep 2023 (3y) | ||
| Jason T Money | Registered representative | Sep 2023 (3y) | ||
| Jason Taylor Bothwell | Registered representative | Sep 2023 (3y) | ||
| Jeff Cineas | Registered representative | Sep 2023 (3y) | ||
| Jeffery Russell Jordan | Registered representative | Sep 2023 (3y) | ||
| Jennifer Amy Howe | Registered representative | Sep 2023 (3y) | ||
| Jill Aurell Pettijohn | Registered representative | Sep 2023 (3y) | ||
| John Andrew Cesaro | Registered representative | Sep 2023 (3y) | ||
| Jorge Luis Perez | Registered representative | Sep 2023 (3y) | ||
| Jose Adolfo Garcia | Registered representative | Sep 2023 (3y) | ||
| Joseph A Alerhand | Registered representative | Sep 2023 (3y) | ||
| Joseph Bukau Audu | Registered representative | Sep 2023 (3y) | ||
| Joseph Dean Gutierrez | Registered representative | Sep 2023 (3y) | ||
| Joseph Frank Kusmisz | Registered representative | Sep 2023 (3y) | ||
| Joseph Louis Kronbichler | Registered representative | Sep 2023 (3y) | ||
| Joseph Paul Serbinski | Registered representative | Sep 2023 (3y) | ||
| Joshua Tyler Lowry | Registered representative | Sep 2023 (3y) | ||
| Juling Yang | Registered representative | Sep 2023 (3y) | ||
| Justin Stewart Ramaglia | Registered representative | Sep 2023 (3y) | ||
| James A Reeves | Registered representative | Sep 2023 (3y) | ||
| James Perry Johnson | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Don Mc Cabe | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Jensen | Registered representative | Sep 2023 (3y) | ||
| Jeffrey Y Liang | Registered representative | Sep 2023 (3y) | ||
| Jeremy David Evans | Registered representative | Sep 2023 (3y) | ||
| Jonathan Mark Wade | Registered representative | Sep 2023 (3y) | ||
| Jonathan Reid Yeh | Registered representative | Sep 2023 (3y) | ||
| Joseph T Fatzinger | Registered representative | Sep 2023 (3y) | ||
| Joshua James Wilson | Registered representative | Sep 2023 (3y) | ||
| Joshua Ray Hamilton | Registered representative | Sep 2023 (3y) | ||
| Justin Curry | Registered representative | Sep 2023 (3y) | ||
| Justin M Ghiglieri | Registered representative | Sep 2023 (3y) | ||
| Karla Jolly Merritt | Registered representative | Sep 2023 (3y) | ||
| Kelvin Kun Kau Wong | Registered representative | CFP | Sep 2023 (3y) | |
| Kenyatta Renard King | Registered representative | Sep 2023 (3y) | ||
| Kevin Michael Mayer | Registered representative | Sep 2023 (3y) | ||
| Kourtney C Cooper | Registered representative | Sep 2023 (3y) | ||
| Katy A Listner | Registered representative | Sep 2023 (3y) | ||
| Kenneth James Collett | Registered representative | Sep 2023 (3y) | ||
| Kiersten J Large | Registered representative | Sep 2023 (3y) | ||
| Kimberly M Crook | Registered representative | Sep 2023 (3y) | ||
| Lauren Courtney Carney | Registered representative | Sep 2023 (3y) | ||
| Lee Andrew Koster | Registered representative | CFP | Sep 2023 (3y) | |
| Levi T Waters | Registered representative | Sep 2023 (3y) | ||
| Linh Nguyen | Registered representative | Sep 2023 (3y) | ||
| Lisa Byrne Adamson | Registered representative | Sep 2023 (3y) | ||
| Loren Jesse Overy | Registered representative | Sep 2023 (3y) | ||
| Loriann Barone | Registered representative | Sep 2023 (3y) | ||
| Louis Corey Bernstein | Registered representative | Sep 2023 (3y) | ||
| Lucas Ruiz | Registered representative | Sep 2023 (3y) | ||
| Luis Diego Mora | Registered representative | Sep 2023 (3y) | ||
| Luz Angela Botero Lopez | Registered representative | Sep 2023 (3y) | ||
| Marcelo Miano | Registered representative | Sep 2023 (3y) | ||
| Marianne Resue | Registered representative | Sep 2023 (3y) | ||
| Mark Christopher Hitt | Registered representative | Sep 2023 (3y) | ||
| Mark Thomas Hayes | Registered representative | Sep 2023 (3y) | ||
| Mark Vincent Stutzman | Registered representative | Sep 2023 (3y) | ||
| Marshall Adam Whitworth | Registered representative | Sep 2023 (3y) | ||
| Mary Holliday | Registered representative | Sep 2023 (3y) | ||
| Matthew David Maddox | Registered representative | Sep 2023 (3y) | ||
| Matthew Kyle Werth | Registered representative | Sep 2023 (3y) | ||
| Matthew M Sikorski | Registered representative | Sep 2023 (3y) | ||
| Matthew Neil Morris | Registered representative | Sep 2023 (3y) | ||
| Matthew Philip Rash | Registered representative | Sep 2023 (3y) | ||
| Matthew Thomas Barrus | Registered representative | Sep 2023 (3y) | ||
| Mckinley Boswell Eastmond | Registered representative | Sep 2023 (3y) | ||
| Michael Curtis Mitchell | Registered representative | Sep 2023 (3y) | ||
| Mike Thomas Monahan | Registered representative | Sep 2023 (3y) | ||
| Miles Sheldon Fortune | Registered representative | Sep 2023 (3y) | ||
| Monica Lee Hall | Registered representative | Sep 2023 (3y) | ||
| Maria Alejandra Bravo Murillo | Registered representative | Sep 2023 (3y) | ||
| Maria Fernanda Mujica | Registered representative | Sep 2023 (3y) | ||
| Mario Guerra | Registered representative | Sep 2023 (3y) | ||
| Mark S Sargon | Registered representative | Sep 2023 (3y) | ||
| Matthew Adam Janssen | Registered representative | Sep 2023 (3y) | ||
| Matthew E Johnson | Registered representative | Sep 2023 (3y) | ||
| Matthew J Thompson | Registered representative | Sep 2023 (3y) | ||
| Matthew P Moore | Registered representative | Sep 2023 (3y) | ||
| Michael C Thompson | Registered representative | Sep 2023 (3y) | ||
| Michael Joseph Carter Stokes | Registered representative | Sep 2023 (3y) | ||
| Michael Lee Beard | Registered representative | Sep 2023 (3y) | ||
| Michael Nguyen | Registered representative | Sep 2023 (3y) | ||
| Nartasha Lashane Cooper | Registered representative | Sep 2023 (3y) | ||
| Nathan Gary Stanley | Registered representative | Sep 2023 (3y) | ||
| Nathan Lee Mckissick | Registered representative | Sep 2023 (3y) | ||
| Nathan Wayne Rolstad | Registered representative | Sep 2023 (3y) | ||
| Nicholas Joseph Mastellone | Registered representative | Sep 2023 (3y) | ||
| Nicholas Roger Peet | Registered representative | Sep 2023 (3y) | ||
| Nash Allan Lockie | Registered representative | Sep 2023 (3y) | ||
| Nicholas A Roth | Registered representative | Sep 2023 (3y) | ||
| Nickolas A Bellanza | Registered representative | Sep 2023 (3y) | ||
| Nima Zahir | Registered representative | Sep 2023 (3y) | ||
| Patrick Fulton Larkin | Registered representative | Sep 2023 (3y) | ||
| Patrick Yong Jun Lee | Registered representative | Sep 2023 (3y) | ||
| Paul Dembo Jammeh | Registered representative | Sep 2023 (3y) | ||
| Paul Steven Crosby | Registered representative | Sep 2023 (3y) | ||
| Philip L Mall | Registered representative | Sep 2023 (3y) | ||
| Rafael Yenokyan | Registered representative | Sep 2023 (3y) | ||
| Raymond Eric Harrison | Registered representative | Sep 2023 (3y) | ||
| Raymond Massa | Registered representative | Sep 2023 (3y) | ||
| Ricardo Antonio Ruballo | Registered representative | Sep 2023 (3y) | ||
| Richard Joseph Cruser | Registered representative | Sep 2023 (3y) | ||
| Richard Kevin Gilbert | Registered representative | CFP | Sep 2023 (3y) | |
| Richard Lawrence Stokes | Registered representative | Sep 2023 (3y) | ||
| Richard Philip Capurso | Registered representative | Sep 2023 (3y) | ||
| Richard T Burns | Registered representative | Sep 2023 (3y) | ||
| Rodd Lee | Registered representative | Sep 2023 (3y) | ||
| Roderick Charles Webb | Registered representative | Sep 2023 (3y) | ||
| Roger W Gluck | Registered representative | Sep 2023 (3y) | ||
| Ryan Major Stoops | Registered representative | Sep 2023 (3y) | ||
| Ryan Matthew Anderson | Registered representative | Sep 2023 (3y) | ||
| Ryan Scott Gibbs | Registered representative | Sep 2023 (3y) | ||
| Ryan Thomas Fisher | Registered representative | Sep 2023 (3y) | ||
| Rhys Owen Lutz | Registered representative | Sep 2023 (3y) | ||
| Sanjiv Madhao Saste | Registered representative | CFP | Sep 2023 (3y) | |
| Scott Samuel Johnson | Registered representative | Sep 2023 (3y) | ||
| Shaun A Taylor | Registered representative | Sep 2023 (3y) | ||
| Sherman Gregory Daal | Registered representative | Sep 2023 (3y) | ||
| Steven James Harvey | Registered representative | Sep 2023 (3y) | ||
| Steven Joseph Hennig | Registered representative | Sep 2023 (3y) | ||
| Steven Matthew Spalding | Registered representative | Sep 2023 (3y) | ||
| Steven Talia | Registered representative | Sep 2023 (3y) | ||
| Stuart Todd Novoselsky | Registered representative | Sep 2023 (3y) | ||
| Sean Thomas Larson | Registered representative | Sep 2023 (3y) | ||
| Sharpe E Sablon | Registered representative | Sep 2023 (3y) | ||
| Silvestro Rubino | Registered representative | Sep 2023 (3y) | ||
| Sophia Wu | Registered representative | Sep 2023 (3y) | ||
| Steven James Torres | Registered representative | Sep 2023 (3y) | ||
| Steven W Naylor | Registered representative | CFP | Sep 2023 (3y) | |
| Teon Tenice Gunn | Registered representative | Sep 2023 (3y) | ||
| Thomas Reilly Ring | Registered representative | Sep 2023 (3y) | ||
| Tim Steven Hoag | Registered representative | Sep 2023 (3y) | ||
| Timothy Frank Shaw | Registered representative | Sep 2023 (3y) | ||
| Timothy Tenney Wright | Registered representative | Sep 2023 (3y) | ||
| Todd Michael Goldman | Registered representative | Sep 2023 (3y) | ||
| Tony Mark Stevens | Registered representative | Sep 2023 (3y) | ||
| Troy Edmund Jarman | Registered representative | Sep 2023 (3y) | ||
| Timothy David Mc Gaha | Registered representative | Sep 2023 (3y) | ||
| Trenton Wayne Austin | Registered representative | Sep 2023 (3y) | ||
| Tyler Christian Roberts | Registered representative | Sep 2023 (3y) | ||
| Tyson S Toner | Registered representative | Sep 2023 (3y) | ||
| Victoria M Ferrusca | Registered representative | Sep 2023 (3y) | ||
| Wei Lun Hsu | Registered representative | Sep 2023 (3y) | ||
| Wilfred Bruce Cuthbert | Registered representative | Sep 2023 (3y) | ||
| Willie Sherman Satterthwaite | Registered representative | Sep 2023 (3y) | ||
| Wiwatsorn Viwatthanasorn | Registered representative | Sep 2023 (3y) | ||
| Walter T Shields | Registered representative | Sep 2023 (3y) | ||
| Warren B Bray | Registered representative | Sep 2023 (3y) | ||
| Wesley Parker Jones | Registered representative | Sep 2023 (3y) | ||
| Whitney Deadwyler Naylor | Registered representative | Sep 2023 (3y) | ||
| Zachary Noah Coburn | Registered representative | Sep 2023 (3y) | ||
| Zeeshan Hussain Dossani | Registered representative | Sep 2023 (3y) | ||
| Zachary Alan Andrew | Registered representative | Sep 2023 (3y) | ||
| Alexander Thomas Garry | Registered representative | Sep 2023 (3y) | ||
| Andrew J Wegner | Registered representative | Sep 2023 (3y) | ||
| James Franklin Yonally | Registered representative | Sep 2023 (3y) | ||
| John L Mackey | Registered representative | Sep 2023 (3y) | ||
| Joshua Steven Mc Ghee | Registered representative | Sep 2023 (3y) | ||
| Paris Ashton Manis | Registered representative | Sep 2023 (3y) | ||
| Charles Paul Wehmeyer | Registered representative | Sep 2023 (3y) | ||
| Diane Patricia Riccio | Registered representative | Sep 2023 (3y) | ||
| Kenneth Orr Robison | Registered representative | Sep 2023 (3y) | ||
| Sandra Patricia Anderson | Registered representative | Sep 2023 (3y) | ||
| Tri D Nguyen | Registered representative | Sep 2023 (3y) | ||
| Zoe Colovic | Registered representative | Sep 2023 (3y) | ||
| Beau Kennedy Branley | Registered representative | Sep 2023 (3y) | ||
| David Lee Paxton | Registered representative | Sep 2023 (3y) | ||
| John A Volker | Registered representative | Sep 2023 (3y) | ||
| Jesil M Karingattil | Registered representative | Sep 2023 (3y) | ||
| Douglas Wollney | Registered representative | Sep 2023 (3y) | ||
| Acacia Margarita Mendoza Diego | Registered representative | Sep 2023 (3y) | ||
| Carter J Oswald | Registered representative | Sep 2023 (3y) | ||
| Danielle M Rodier Jackson | Registered representative | Sep 2023 (3y) | ||
| Elijah L Rothschild | Registered representative | Sep 2023 (3y) | ||
| Thomas Faller | Registered representative | Sep 2023 (3y) | ||
| Daniel Kay | Registered representative | Sep 2023 (3y) | ||
| Denise Kay Rohrick | Registered representative | CFP | Sep 2023 (3y) | |
| Danielle Purcell Barrios | Registered representative | CFP | Sep 2023 (3y) | |
| Jennifer D Overby | Registered representative | Sep 2023 (3y) | ||
| Ryan W Witt | Registered representative | Sep 2023 (3y) | ||
| Stephen Kreher | Registered representative | Sep 2023 (3y) | ||
| Michael Barres Cawthon | Registered representative | Sep 2023 (3y) | ||
| Danielle A Hooven | Registered representative | Sep 2023 (3y) | ||
| Meagan C Scotti | Registered representative | Sep 2023 (3y) | ||
| Paige M Waldron | Registered representative | Sep 2023 (3y) | ||
| Rhys H Schaper | Registered representative | Sep 2023 (3y) | ||
| Soumya Ann Varughese | Registered representative | Sep 2023 (3y) | ||
| Trevor A Pepper | Registered representative | Sep 2023 (3y) | ||
| Michael James Lollman | Registered representative | Sep 2023 (3y) | ||
| Ryan P Kelly | Registered representative | Sep 2023 (3y) | ||
| Calen R Walcker | Registered representative | Sep 2023 (3y) | ||
| Carmen Zheng | Registered representative | Sep 2023 (3y) | ||
| Gunnar T Greathouse | Registered representative | Sep 2023 (3y) | ||
| Justin G Powell | Registered representative | Sep 2023 (3y) | ||
| Mariolia E Kozubovska | Registered representative | Sep 2023 (3y) | ||
| Alexander Scott Barnett | Registered representative | Sep 2023 (3y) | ||
| Craig M Nova | Registered representative | Sep 2023 (3y) | ||
| David Scott Mcintyre | Registered representative | Sep 2023 (3y) | ||
| Daniel Joseph Mc Donald | Registered representative | Sep 2023 (3y) | ||
| Glenn Stefan Henshaw | Registered representative | CFA | Sep 2023 (3y) | |
| Giselle Milagros Pater | Registered representative | Sep 2023 (3y) | ||
| Jonathan Scott Phillips | Registered representative | CFP | Sep 2023 (3y) | |
| Laura Doyle Brigman | Registered representative | Sep 2023 (3y) | ||
| Lauren N Santo | Registered representative | Sep 2023 (3y) | ||
| Marion Rogers Metzbower | Registered representative | Sep 2023 (3y) | ||
| Nicholas William Gesell | Registered representative | Sep 2023 (3y) | ||
| Joshua Samuel Nicolaus | Registered representative | Sep 2023 (3y) | ||
| Nicole A Rosario | Registered representative | Sep 2023 (3y) | ||
| Taylor J Kirkpatrick | Registered representative | Sep 2023 (3y) | ||
| Leia M Turpeau | Registered representative | Sep 2023 (3y) | ||
| Jordan Scott Marquez | Registered representative | Sep 2023 (3y) | ||
| Megan A Schmucker | Registered representative | Sep 2023 (3y) | ||
| David Alexander Glennon | Registered representative | CFA | Sep 2023 (3y) | |
| Douglas Anthony Reed | Registered representative | Sep 2023 (3y) | ||
| Elliot Stewart Honig | Registered representative | Sep 2023 (3y) | ||
| Gavin Cheung | Registered representative | Sep 2023 (3y) | ||
| John Charles Husson | Registered representative | Sep 2023 (3y) | ||
| Krashonda Lashae Gray | Registered representative | Sep 2023 (3y) | ||
| Peter Karle | Registered representative | Sep 2023 (3y) | ||
| Paige O Calman | Registered representative | Sep 2023 (3y) | ||
| Christopher D Alfano | Registered representative | Sep 2023 (3y) | ||
| Lynn M Beach | Registered representative | Sep 2023 (3y) | ||
| Matthew J Wilson | Registered representative | Sep 2023 (3y) | ||
| Michael Seltzer | Registered representative | Sep 2023 (3y) | ||
| Richard Walter Fairchild | Registered representative | CFA | Sep 2023 (3y) | |
| Gabriella J Ruffo | Registered representative | Sep 2023 (3y) | ||
| John T Moore | Registered representative | Sep 2023 (3y) | ||
| David Delgado | Registered representative | Oct 2023 (3y) | ||
| Haotian Xie | Registered representative | Oct 2023 (3y) | ||
| Josephine T Ferriola | Registered representative | Oct 2023 (3y) | ||
| Kelly Yousif | Registered representative | Oct 2023 (3y) | ||
| Nancy Marie Wilson | Registered representative | Oct 2023 (3y) | ||
| David P Aiello | Registered representative | Oct 2023 (3y) | ||
| Heather Frances Martin | Registered representative | Oct 2023 (3y) | ||
| Morissa S Cox | Registered representative | Oct 2023 (3y) | ||
| Sasha A Lobo | Registered representative | Oct 2023 (3y) | ||
| Vivian Perez | Registered representative | Oct 2023 (3y) | ||
| Alexander S Chang | Registered representative | Oct 2023 (3y) | ||
| Breg A Hughes | Registered representative | Oct 2023 (3y) | ||
| Brandon Michael Behrad | Registered representative | Oct 2023 (3y) | ||
| Chad E Fox | Registered representative | Oct 2023 (3y) | ||
| Nicholas Price | Registered representative | Oct 2023 (3y) | ||
| Angelica C Lara | Registered representative | Oct 2023 (3y) | ||
| Brennan Winfield Latham | Registered representative | Oct 2023 (3y) | ||
| Chaffon D Rankin | Registered representative | CFP Chartered Financial Consultant | Oct 2023 (3y) | |
| David Kalvar | Registered representative | Oct 2023 (3y) | ||
| Michael Alan Johnston | Registered representative | Oct 2023 (3y) | ||
| Ryan James Wood | Registered representative | Oct 2023 (3y) | ||
| Syed Umairul Haq | Registered representative | Oct 2023 (3y) | ||
| Sergio A Gumucio | Registered representative | Oct 2023 (3y) | ||
| Stacey L Girard | Registered representative | Oct 2023 (3y) | ||
| Arnoldo Aaron Marin Jr | Registered representative | Oct 2023 (3y) | ||
| Austin S Barber | Registered representative | Oct 2023 (3y) | ||
| Marc R Paddyfoot | Registered representative | Oct 2023 (3y) | ||
| Meghan R Raye | Registered representative | Oct 2023 (3y) | ||
| Riley E Gallagher | Registered representative | Oct 2023 (3y) | ||
| Ryan W Ruppert | Registered representative | Oct 2023 (3y) | ||
| Amber D Cleck | Registered representative | Oct 2023 (3y) | ||
| Chris Ann Kavanagh | Registered representative | Oct 2023 (3y) | ||
| Daniel J Hilber | Registered representative | Oct 2023 (3y) | ||
| Danielle N Nichols | Registered representative | Oct 2023 (3y) | ||
| Erin M Brazzoni | Registered representative | Oct 2023 (3y) | ||
| Jennifer Michelle Gebeau | Registered representative | Oct 2023 (3y) | ||
| Jaymie C Dietz | Registered representative | Oct 2023 (3y) | ||
| Morgan Claire Koehler | Registered representative | Oct 2023 (3y) | ||
| Matthew J. Hanson | Registered representative | Oct 2023 (3y) | ||
| Tara L Jakubik | Registered representative | Oct 2023 (3y) | ||
| Tessa A Biggs | Registered representative | Oct 2023 (3y) | ||
| Benjamin David Stafford | Registered representative | Oct 2023 (3y) | ||
| Benjamin H Mangels | Registered representative | Oct 2023 (3y) | ||
| Elijah D Brown | Registered representative | Oct 2023 (3y) | ||
| Jodi E Lavallee | Registered representative | Oct 2023 (3y) | ||
| John B Klen | Registered representative | Oct 2023 (3y) | ||
| Kseniya Tsipis | Registered representative | Oct 2023 (3y) | ||
| Mason Allen Bartlett | Registered representative | Oct 2023 (3y) | ||
| Natalee N Hale | Registered representative | Oct 2023 (3y) | ||
| Shaojun Fu | Registered representative | Oct 2023 (3y) | ||
| Thomas Nelson Teeple | Registered representative | Oct 2023 (3y) | ||
| Casey John Wieczorek | Registered representative | CFP | Oct 2023 (3y) | |
| Cheryl N Lorenzo | Registered representative | Oct 2023 (3y) | ||
| Grace D Correll | Registered representative | Oct 2023 (3y) | ||
| John P Lyons | Registered representative | Oct 2023 (3y) | ||
| Klair D Conant | Registered representative | Oct 2023 (3y) | ||
| Margaret Chandler Hiller | Registered representative | CFP | Oct 2023 (3y) | |
| Scott E Chester | Registered representative | Oct 2023 (3y) | ||
| Blake Alan Schochet | Registered representative | Oct 2023 (3y) | ||
| David Joseph Aquilina | Registered representative | Oct 2023 (3y) | ||
| Dawson J Richard | Registered representative | Oct 2023 (3y) | ||
| Eric Alden Whipple | Registered representative | Oct 2023 (3y) | ||
| Katherine A Williams | Registered representative | Oct 2023 (3y) | ||
| Keith Pareti | Registered representative | Oct 2023 (3y) | ||
| Omer N Shakoor | Registered representative | Oct 2023 (3y) | ||
| Stephen Edward Cooper | Registered representative | Oct 2023 (3y) | ||
| Steven Micheal Wilfred Cassell | Registered representative | Oct 2023 (3y) | ||
| Catherine Harriet Albright | Registered representative | Oct 2023 (3y) | ||
| Kian Assary | Registered representative | Oct 2023 (3y) | ||
| Ryan M Edwards | Registered representative | Oct 2023 (3y) | ||
| Sheryl Lynn Liskiewicz | Registered representative | Oct 2023 (3y) | ||
| Zaida M Gil | Registered representative | Oct 2023 (3y) | ||
| Marcela Llinas Giraldo | Registered representative | Oct 2023 (3y) | ||
| Patricia L Bradley | Registered representative | Oct 2023 (3y) | ||
| James H Molloy | Registered representative | Oct 2023 (3y) | ||
| Megan E Connors | Registered representative | Oct 2023 (3y) | ||
| Natasha Larue Udink | Registered representative | Oct 2023 (3y) | ||
| Brooke Alexandra Collins | Registered representative | Oct 2023 (3y) | ||
| George Woodrow Franklin Felstiner | Registered representative | Oct 2023 (3y) | ||
| Joseph M Kern | Registered representative | Oct 2023 (3y) | ||
| Molly Ann Slowe | Registered representative | Oct 2023 (3y) | ||
| Mary K Perez | Registered representative | Oct 2023 (3y) | ||
| Charles J Ott | Registered representative | Oct 2023 (3y) | ||
| Christopher D Herman | Registered representative | Oct 2023 (3y) | ||
| Christopher G Walker | Registered representative | Oct 2023 (3y) | ||
| Connor F Heffernan | Registered representative | Oct 2023 (3y) | ||
| David Matthew Bono | Registered representative | Oct 2023 (3y) | ||
| John Russell Yarnell | Registered representative | Oct 2023 (3y) | ||
| Joyce Abichaker Amadi | Registered representative | Oct 2023 (3y) | ||
| Lindsay Ann Yarnell | Registered representative | CFP | Oct 2023 (3y) | |
| Mara Jackson | Registered representative | Oct 2023 (3y) | ||
| Sean Paul Corcoran | Registered representative | Oct 2023 (3y) | ||
| Vernasia Prescott | Registered representative | Oct 2023 (3y) | ||
| Alicia Beebee Heer | Registered representative | Oct 2023 (3y) | ||
| Chloe M Mc Kenna | Registered representative | Oct 2023 (3y) | ||
| James C Henry | Registered representative | Oct 2023 (3y) | ||
| Mercedes L Guevara | Registered representative | Oct 2023 (3y) | ||
| Molly L Higgins | Registered representative | Oct 2023 (3y) | ||
| Nina R Daugherty | Registered representative | Oct 2023 (3y) | ||
| Paige V Brenner | Registered representative | Oct 2023 (3y) | ||
| Anna Reyes Stockhamer | Registered representative | Oct 2023 (3y) | ||
| Christopher Arthur Colburn | Registered representative | Oct 2023 (3y) | ||
| Joseph Boyd Cartier | Registered representative | Oct 2023 (3y) | ||
| Lori L Wilson | Registered representative | Oct 2023 (3y) | ||
| Devonte L Thibodeaux | Registered representative | Oct 2023 (3y) | ||
| Nicholas R Mc Cambridge | Registered representative | Oct 2023 (3y) | ||
| Antoinette M Bliss | Registered representative | Oct 2023 (3y) | ||
| Alexander J Wright | Registered representative | Oct 2023 (3y) | ||
| Gabriel Alonzo Castellanos | Registered representative | Oct 2023 (3y) | ||
| Kathleen Jones | Registered representative | Oct 2023 (3y) | ||
| Kevin R Griffin | Registered representative | Oct 2023 (3y) | ||
| Maher Nafez Husseini | Registered representative | Oct 2023 (3y) | ||
| Margaret Coleman Meagher | Registered representative | Oct 2023 (3y) | ||
| Patricia R Yara | Registered representative | Oct 2023 (3y) | ||
| Timothy B Parsons | Registered representative | Oct 2023 (3y) | ||
| Todd Merrill Kimball | Registered representative | Oct 2023 (3y) | ||
| Brian James Amundson | Registered representative | Oct 2023 (3y) | ||
| Harry Niko Skopas | Registered representative | Oct 2023 (3y) | ||
| Tania Marrero | Registered representative | Oct 2023 (3y) | ||
| Alvaro E Alvarez | Registered representative | Oct 2023 (3y) | ||
| Michael P. Magee | Registered representative | Oct 2023 (3y) | ||
| Stephanie A Levin | Registered representative | Oct 2023 (3y) | ||
| Anita Szalai | Registered representative | Oct 2023 (3y) | ||
| Erica A Smith | Registered representative | Oct 2023 (3y) | ||
| Ian L Urry | Registered representative | Oct 2023 (3y) | ||
| Michelle M Marcatos | Registered representative | Oct 2023 (3y) | ||
| William L Evans | Registered representative | Oct 2023 (3y) | ||
| Andres J Peck | Registered representative | Nov 2023 (3y) | ||
| Cooper Mcmillin Lane | Registered representative | Nov 2023 (3y) | ||
| Jennifer A Sun | Registered representative | Nov 2023 (3y) | ||
| Katelan G Caffey | Registered representative | Nov 2023 (3y) | ||
| Brian Zachary Teffeteller | Registered representative | Nov 2023 (3y) | ||
| Casey Joe Hoffman | Registered representative | Nov 2023 (3y) | ||
| Jeffrey M Davi | Registered representative | Nov 2023 (3y) | ||
| Leigh Porterfield Teffeteller | Registered representative | Nov 2023 (3y) | ||
| Alexander Thomas Fox | Registered representative | Nov 2023 (3y) | ||
| Brianne Marie Walsh | Registered representative | Nov 2023 (3y) | ||
| Jason L Jo | Registered representative | Nov 2023 (3y) | ||
| John P Doumite | Registered representative | Nov 2023 (3y) | ||
| Kathleen T Carre | Registered representative | Nov 2023 (3y) | ||
| Mark J Lites | Registered representative | Nov 2023 (3y) | ||
| Ryan Lee Belmer | Registered representative | Nov 2023 (3y) | ||
| Robbie Higdon | Registered representative | Nov 2023 (3y) | ||
| Bryan M Sumner | Registered representative | Nov 2023 (3y) | ||
| Cooper T Lukenda | Registered representative | Nov 2023 (3y) | ||
| Margaret L Hudgins | Registered representative | Nov 2023 (3y) | ||
| Robyn M Johnson | Registered representative | Nov 2023 (3y) | ||
| Xue Cao | Registered representative | Nov 2023 (3y) | ||
| Opeoluwa O Afe | Registered representative | Nov 2023 (3y) | ||
| Peter A Boukheir | Registered representative | Nov 2023 (3y) | ||
| Brian C Daniels | Registered representative | Nov 2023 (3y) | ||
| Max W Duenner | Registered representative | Nov 2023 (3y) | ||
| Brenton Tyler Purcell | Registered representative | Nov 2023 (3y) | ||
| Debra A Meier | Registered representative | Nov 2023 (3y) | ||
| Julie D Frantz | Registered representative | Nov 2023 (3y) | ||
| Zachary J Venning | Registered representative | Nov 2023 (3y) | ||
| Kadee I Watkins | Registered representative | Nov 2023 (3y) | ||
| Steven Christopher Bono | Registered representative | Nov 2023 (3y) | ||
| Andrew W Rautenberg | Registered representative | Nov 2023 (3y) | ||
| Andrew S Grad | Registered representative | Nov 2023 (3y) | ||
| Cristen Marie Brady | Registered representative | Nov 2023 (3y) | ||
| Erin E Sweeney | Registered representative | Nov 2023 (3y) | ||
| Gabrielle Elizabeth Poulton | Registered representative | Nov 2023 (3y) | ||
| Kristina Marie Charles | Registered representative | Nov 2023 (3y) | ||
| Kristen C Doyle | Registered representative | Nov 2023 (3y) | ||
| Paul John Olivo | Registered representative | Nov 2023 (3y) | ||
| Diem Tran | Registered representative | Nov 2023 (3y) | ||
| Laura Marie Byars | Registered representative | Nov 2023 (3y) | ||
| Nikita Boyadzhyants | Registered representative | Nov 2023 (3y) | ||
| Victoria L Kiehl | Registered representative | Nov 2023 (3y) | ||
| Wesley Miller | Registered representative | Nov 2023 (3y) | ||
| Henry T. Zakharian | Registered representative | Nov 2023 (3y) | ||
| Hendrik L Bosman | Registered representative | Nov 2023 (3y) | ||
| Justin Woo Young Lee | Registered representative | Nov 2023 (3y) | ||
| Luke E Villarroel | Registered representative | Nov 2023 (3y) | ||
| Morgan A Strnad | Registered representative | Nov 2023 (3y) | ||
| Morgan C Harting | Registered representative | CFA | Nov 2023 (3y) | |
| Alfredo David Pupkin | Registered representative | Nov 2023 (3y) | ||
| Jacob Francis Langer | Registered representative | Nov 2023 (3y) | ||
| Jane T Kuntz | Registered representative | Nov 2023 (3y) | ||
| Joseph Choi | Registered representative | CFA | Nov 2023 (3y) | |
| Mia N Young | Registered representative | Nov 2023 (3y) | ||
| Ross P Bellish | Registered representative | Nov 2023 (3y) | ||
| Anthony Dane Quattrochi | Registered representative | Nov 2023 (3y) | ||
| Alexandra L. Nero | Registered representative | CFP | Nov 2023 (3y) | |
| Brooke M Phillips | Registered representative | Nov 2023 (3y) | ||
| Dominick Abitino | Registered representative | Nov 2023 (3y) | ||
| Jackson C Degiorgio | Registered representative | Nov 2023 (3y) | ||
| Lauren Taylor Gunthner | Registered representative | Nov 2023 (3y) | ||
| Maria H Caston | Registered representative | Nov 2023 (3y) | ||
| Nicholas Silacci | Registered representative | Nov 2023 (3y) | ||
| Connor T Smith | Registered representative | Nov 2023 (3y) | ||
| Amy L Stumpe | Registered representative | Nov 2023 (3y) | ||
| Anne C Flores | Registered representative | Nov 2023 (3y) | ||
| Danielle Russo Magrini | Registered representative | Nov 2023 (3y) | ||
| Daniel Craig Guarnieri | Registered representative | Nov 2023 (3y) | ||
| Karen H Zhu | Registered representative | Nov 2023 (3y) | ||
| Kathryn Simpkins | Registered representative | Nov 2023 (3y) | ||
| Sara Michele Voss | Registered representative | Nov 2023 (3y) | ||
| Tiffany A Bell | Registered representative | Nov 2023 (3y) | ||
| Francesco A Esposto | Registered representative | Nov 2023 (3y) | ||
| Jessica L Flores | Registered representative | Nov 2023 (3y) | ||
| Sofia M Diaz | Registered representative | Nov 2023 (3y) | ||
| Aaron Christopher Webb | Registered representative | Nov 2023 (3y) | ||
| Adam J Marcoux | Registered representative | Nov 2023 (3y) | ||
| Elisa D Stavola | Registered representative | Nov 2023 (3y) | ||
| Jacob A Hauptner | Registered representative | Nov 2023 (3y) | ||
| Justin M Feldman | Registered representative | Nov 2023 (3y) | ||
| Mia Celest Dioquino Miranda | Registered representative | Nov 2023 (3y) | ||
| Mary E Marx | Registered representative | Nov 2023 (3y) | ||
| Erin Danielle Raby | Registered representative | Nov 2023 (3y) | ||
| Jordan K Christian | Registered representative | Nov 2023 (3y) | ||
| Joseph M Dosch | Registered representative | Nov 2023 (3y) | ||
| Luc James Marshall | Registered representative | Nov 2023 (3y) | ||
| Maileleiliilii Noelani Aiwohi | Registered representative | Nov 2023 (3y) | ||
| Rohan S Seth | Registered representative | Nov 2023 (3y) | ||
| Isabelle A Choy | Registered representative | Nov 2023 (3y) | ||
| Jeffrey D Guggenheim | Registered representative | Nov 2023 (3y) | ||
| Jeno A Jaramillo | Registered representative | Nov 2023 (3y) | ||
| Katie S Barnett | Registered representative | Nov 2023 (3y) | ||
| Matthew Ondricek | Registered representative | Nov 2023 (3y) | ||
| Ashley Crow Warren | Registered representative | Nov 2023 (3y) | ||
| Jesse G Romano | Registered representative | Nov 2023 (3y) | ||
| Margot E Craig | Registered representative | CFP | Nov 2023 (3y) | |
| Ryan W Zielinski | Registered representative | Nov 2023 (3y) | ||
| Samantha Favis | Registered representative | Nov 2023 (3y) | ||
| Youngji Kim | Registered representative | Nov 2023 (3y) | ||
| Anita Narendra Srivastava | Registered representative | CFP | Nov 2023 (3y) | |
| Anita Rachel Thomas | Registered representative | Nov 2023 (3y) | ||
| Joshua James Simpson | Registered representative | Nov 2023 (3y) | ||
| Lily Andrea Marcu | Registered representative | Nov 2023 (3y) | ||
| Michael Lawrence Hayward | Registered representative | CFP Chartered Financial Consultant | Nov 2023 (3y) | |
| Nicole M Hohl | Registered representative | Nov 2023 (3y) | ||
| Paul M Litman | Registered representative | Nov 2023 (3y) | ||
| Sara Keane Egan | Registered representative | Nov 2023 (3y) | ||
| David Timothy Carris | Registered representative | Dec 2023 (3y) | ||
| Matthew R. Petty | Registered representative | Dec 2023 (3y) | ||
| Nicholas Ward | Registered representative | Dec 2023 (3y) | ||
| Ryan Christopher Young | Registered representative | Dec 2023 (3y) | ||
| Raymond J Sheedy | Registered representative | CFP | Dec 2023 (3y) | |
| Suzanne Shearer | Registered representative | Dec 2023 (3y) | ||
| Catherine A Glackin | Registered representative | Dec 2023 (3y) | ||
| Daniel B Stein | Registered representative | Dec 2023 (3y) | ||
| Sharon D Wilson | Registered representative | Dec 2023 (3y) | ||
| Steven Gregory Young | Registered representative | Dec 2023 (3y) | ||
| Van Giang Hoang | Registered representative | CFA | Dec 2023 (3y) | |
| Xenia P Perez | Registered representative | Dec 2023 (3y) | ||
| Giovanni A Moncada | Registered representative | Dec 2023 (3y) | ||
| Natalie A Flotner | Registered representative | Dec 2023 (3y) | ||
| Domingo Pucci Diaz | Registered representative | Dec 2023 (3y) | ||
| Felicia E Kemp | Registered representative | Dec 2023 (3y) | ||
| Frederick J. Cordisco | Registered representative | Dec 2023 (3y) | ||
| Jacob Tyler Sauertig | Registered representative | Dec 2023 (3y) | ||
| Luella Marie Peragino | Registered representative | Dec 2023 (3y) | ||
| Benjamin J Wolter | Registered representative | Dec 2023 (3y) | ||
| Carolina D Ramirez | Registered representative | Dec 2023 (3y) | ||
| Karen Ricardo | Registered representative | Dec 2023 (3y) | ||
| Namazzi L Challenger | Registered representative | Dec 2023 (3y) | ||
| Sophia Lynn Johnston | Registered representative | Dec 2023 (3y) | ||
| William G Hagedorn | Registered representative | Dec 2023 (3y) | ||
| Brooke K Crownover | Registered representative | Dec 2023 (3y) | ||
| Erin Mae Oravic | Registered representative | Dec 2023 (3y) | ||
| Francis John Lauria | Registered representative | Dec 2023 (3y) | ||
| John K White | Registered representative | Dec 2023 (3y) | ||
| Ram Louis Louis Del Mundo | Registered representative | Dec 2023 (3y) | ||
| Robert Po Wen Chung | Registered representative | Dec 2023 (3y) | ||
| Samantha Lauren Porter | Registered representative | Dec 2023 (3y) | ||
| Brooke Uken Rudolph | Registered representative | Dec 2023 (3y) | ||
| David Allan Pauole | Registered representative | Dec 2023 (3y) | ||
| Frank Joseph Lucchesi | Registered representative | Dec 2023 (3y) | ||
| Michael E Iannacone | Registered representative | Dec 2023 (3y) | ||
| Stefan T Jung | Registered representative | Dec 2023 (3y) | ||
| Vanessa Vieira Arouca | Registered representative | Dec 2023 (3y) | ||
| Emilia Naydin Rivera | Registered representative | Dec 2023 (3y) | ||
| Mary B Chase | Registered representative | Dec 2023 (3y) | ||
| William C Koll | Registered representative | Dec 2023 (3y) | ||
| Albert K Morman | Registered representative | Dec 2023 (3y) | ||
| Bailey R Harrison | Registered representative | Dec 2023 (3y) | ||
| Hollie R Hunt | Registered representative | Dec 2023 (3y) | ||
| Ian Diehl Wright | Registered representative | Dec 2023 (3y) | ||
| Ian W Fredrick | Registered representative | Dec 2023 (3y) | ||
| Tatiana Jaramillo | Registered representative | Dec 2023 (3y) | ||
| Whitney Alexis Asher | Registered representative | Dec 2023 (3y) | ||
| Zachary P Hughes | Registered representative | Dec 2023 (3y) | ||
| David L De Zago | Registered representative | Dec 2023 (3y) | ||
| Deividas Vilys | Registered representative | Dec 2023 (3y) | ||
| Estefania Munguia | Registered representative | Dec 2023 (3y) | ||
| Jake Robert Fleming | Registered representative | Dec 2023 (3y) | ||
| Joshua D Hassell | Registered representative | Dec 2023 (3y) | ||
| Laura Marie Keilman | Registered representative | Dec 2023 (3y) | ||
| Ricardo J Santamaria | Registered representative | Dec 2023 (3y) | ||
| Christina Marie Massey Jutting | Registered representative | CFP | Dec 2023 (3y) | |
| Dora Isabel Cordero | Registered representative | Dec 2023 (3y) | ||
| Guillermo N Falkinhoff Gips | Registered representative | Dec 2023 (3y) | ||
| Matthew F Maguire | Registered representative | Dec 2023 (3y) | ||
| Sue H Sun | Registered representative | Dec 2023 (3y) | ||
| Alexa N Stroner | Registered representative | Dec 2023 (3y) | ||
| Greg L Proctor | Registered representative | Dec 2023 (3y) | ||
| Julia E Peoples | Registered representative | Dec 2023 (3y) | ||
| Michael J Cupo | Registered representative | Dec 2023 (3y) | ||
| Mikolaj M Kowalczyk | Registered representative | Dec 2023 (3y) | ||
| Nathan P Bracci | Registered representative | Dec 2023 (3y) | ||
| Reimy Saavedra | Registered representative | Dec 2023 (3y) | ||
| Steven Joseph Corrao | Registered representative | Dec 2023 (3y) | ||
| Bryce T Arnstein | Registered representative | Dec 2023 (3y) | ||
| Danielle R Mazullo | Registered representative | Dec 2023 (3y) | ||
| Fabian Paternoster | Registered representative | Dec 2023 (3y) | ||
| Kelly C Mc Gowan | Registered representative | Dec 2023 (3y) | ||
| Nason Joseph Bouche | Registered representative | Dec 2023 (3y) | ||
| Noah D Milling | Registered representative | Dec 2023 (3y) | ||
| Rayan Hamze | Registered representative | Dec 2023 (3y) | ||
| Bradley Barnes | Registered representative | Dec 2023 (3y) | ||
| Marcello Stefano Bellia | Registered representative | Dec 2023 (3y) | ||
| Matthew J Petello | Registered representative | Dec 2023 (3y) | ||
| Stephanie N Smith | Registered representative | Dec 2023 (3y) | ||
| Andrew J Kuenneke | Registered representative | Jan 2024 (3y) | ||
| Christopher Dean Mazza | Registered representative | Jan 2024 (3y) | ||
| Dominic D Cavalieri | Registered representative | Jan 2024 (3y) | ||
| Joseph Guerrero | Registered representative | Jan 2024 (3y) | ||
| Michael J Ohara | Registered representative | Jan 2024 (3y) | ||
| Oliver A Kearns | Registered representative | Jan 2024 (3y) | ||
| Seth T. Schulze | Registered representative | Jan 2024 (3y) | ||
| David P Henry | Registered representative | Jan 2024 (3y) | ||
| Jeremy Nelson | Registered representative | Jan 2024 (3y) | ||
| Adam E Silberfeld | Registered representative | Jan 2024 (3y) | ||
| Jason R Lloyd | Registered representative | Jan 2024 (3y) | ||
| Akash Jayesh Patel | Registered representative | Jan 2024 (3y) | ||
| Chase Matthew Villers | Registered representative | Jan 2024 (3y) | ||
| Joshua Ryan Mrozik | Registered representative | Jan 2024 (3y) | ||
| Amie Parrish Brallier | Registered representative | Jan 2024 (3y) | ||
| Andrew Winchester | Registered representative | Jan 2024 (3y) | ||
| Cameron J Zurat | Registered representative | Jan 2024 (3y) | ||
| Gregory G Zappas | Registered representative | Jan 2024 (3y) | ||
| Monica I Luna | Registered representative | Jan 2024 (3y) | ||
| Hannah Grace Meihaus | Registered representative | Jan 2024 (3y) | ||
| Ivana Packer | Registered representative | Jan 2024 (3y) | ||
| Abbey Rae Curtis | Registered representative | Jan 2024 (3y) | ||
| Allie N Wilson | Registered representative | Jan 2024 (3y) | ||
| Christopher Michael Godosky | Registered representative | Jan 2024 (3y) | ||
| Rosa M Olivas | Registered representative | Jan 2024 (3y) | ||
| Joshua T Daly | Registered representative | Jan 2024 (3y) | ||
| Jason Scott Cox | Registered representative | Jan 2024 (3y) | ||
| Steven D Thompson | Registered representative | Jan 2024 (3y) | ||
| Yiqun Li | Registered representative | Jan 2024 (3y) | ||
| Annette Estelle Kendall | Registered representative | Jan 2024 (3y) | ||
| Charles B Hagel | Registered representative | Jan 2024 (3y) | ||
| Malkia S Dandy | Registered representative | Jan 2024 (3y) | ||
| Jordan Matthew Hisey | Registered representative | Jan 2024 (3y) | ||
| Alex Laurence Zachary | Registered representative | Jan 2024 (3y) | ||
| Anthony Paul Satriano | Registered representative | Jan 2024 (3y) | ||
| Curt L. Coulter | Registered representative | Jan 2024 (3y) | ||
| Daniel J Rossetti | Registered representative | Jan 2024 (3y) | ||
| Daniel A. Halperin | Registered representative | Jan 2024 (3y) | ||
| Elke Nicole Rhoda | Registered representative | CFP | Jan 2024 (3y) | |
| Jeremy L Horn | Registered representative | Jan 2024 (3y) | ||
| Kerry Marie Torres | Registered representative | Jan 2024 (3y) | ||
| Lindsay Rachelle Necci | Registered representative | Jan 2024 (3y) | ||
| Maria Love Brisbane | Registered representative | Jan 2024 (3y) | ||
| Michael Anthony Taborski | Registered representative | CFP | Jan 2024 (3y) | |
| Michael R Pollard | Registered representative | Jan 2024 (3y) | ||
| Stephen R. Mihalek | Registered representative | Jan 2024 (3y) | ||
| Thomas J Santangelo | Registered representative | Jan 2024 (3y) | ||
| Kyle Eric Merk | Registered representative | Jan 2024 (3y) | ||
| Kaitlyn E Mellini | Registered representative | Jan 2024 (3y) | ||
| Nathaniel M Kukurudz | Registered representative | Jan 2024 (3y) | ||
| Abigail P Comer | Registered representative | Jan 2024 (3y) | ||
| Jessi Elizabeth Mills | Registered representative | Jan 2024 (3y) | ||
| Madison C Stearns | Registered representative | Jan 2024 (3y) | ||
| Araya Mesfin | Registered representative | CFP | Jan 2024 (3y) | |
| Charles Michael Johnson | Registered representative | Jan 2024 (3y) | ||
| Josiah T Clymer | Registered representative | Jan 2024 (3y) | ||
| Justin A Scott | Registered representative | Jan 2024 (3y) | ||
| Kaitlin A Bensel | Registered representative | Jan 2024 (3y) | ||
| Mary Lucy Reid | Registered representative | Jan 2024 (3y) | ||
| Melanie Zartaloudis | Registered representative | Jan 2024 (3y) | ||
| Monica Baldwin | Registered representative | Jan 2024 (3y) | ||
| Ronnie Gene Brown | Registered representative | Jan 2024 (3y) | ||
| Tyler Scott Cerone | Registered representative | CFP | Jan 2024 (3y) | |
| Thomas G Morton | Registered representative | Jan 2024 (3y) | ||
| Alexandra Cogswell | Registered representative | Jan 2024 (3y) | ||
| Alexandria J Rasin | Registered representative | Jan 2024 (3y) | ||
| Han Saem Hur | Registered representative | Jan 2024 (3y) | ||
| Jonathan Craig Davis | Registered representative | Jan 2024 (3y) | ||
| Michael Jay Grace | Registered representative | Jan 2024 (3y) | ||
| Connor D Brown | Registered representative | Jan 2024 (3y) | ||
| Dallas Michael Sproul | Registered representative | Jan 2024 (3y) | ||
| Kayla S Zoolakis | Registered representative | Jan 2024 (3y) | ||
| Zachary Jacob Green | Registered representative | Jan 2024 (3y) | ||
| Andrew R Hubbard | Registered representative | Jan 2024 (3y) | ||
| Alison M Eggers | Registered representative | Jan 2024 (3y) | ||
| David Michael Dudley | Registered representative | Jan 2024 (3y) | ||
| Philip Dusek | Registered representative | Jan 2024 (3y) | ||
| Charlotte O Moore | Registered representative | Jan 2024 (3y) | ||
| Cort W Crawley | Registered representative | Jan 2024 (3y) | ||
| Klaudia Panek | Registered representative | Jan 2024 (3y) | ||
| Melissa Jean Talingdan | Registered representative | Jan 2024 (3y) | ||
| Min J Kim | Registered representative | Jan 2024 (3y) | ||
| Ryan Christopher Beard | Registered representative | Jan 2024 (3y) | ||
| Brent J Duncan | Registered representative | Jan 2024 (3y) | ||
| Harrison G Gough | Registered representative | Jan 2024 (3y) | ||
| Jared Wheeler Mcclure | Registered representative | Jan 2024 (3y) | ||
| Amy Desiree Birdsong | Registered representative | Jan 2024 (3y) | ||
| Brandon John Marinelli | Registered representative | CFP | Jan 2024 (3y) | |
| Cary M Piligian | Registered representative | CFP | Jan 2024 (3y) | |
| Jordan D Gerlach | Registered representative | Jan 2024 (3y) | ||
| Yaqarah Batach Sage | Registered representative | Jan 2024 (3y) | ||
| Grace Marie Grisi | Registered representative | Jan 2024 (3y) | ||
| Alex Jackson | Registered representative | Jan 2024 (3y) | ||
| Andrew C Kropp | Registered representative | Jan 2024 (3y) | ||
| Garrett W Dunlap | Registered representative | Jan 2024 (3y) | ||
| Jacqueline Harris | Registered representative | Jan 2024 (3y) | ||
| Kristen P Mc Ardle | Registered representative | Jan 2024 (3y) | ||
| Michel H Marcura | Registered representative | Jan 2024 (3y) | ||
| Sarah R Porcellini | Registered representative | Jan 2024 (3y) | ||
| Christopher J Baltazar | Registered representative | Jan 2024 (3y) | ||
| Tyler J Park | Registered representative | Jan 2024 (3y) | ||
| Francis Michael Novak | Registered representative | Jan 2024 (3y) | ||
| Michael R Burt | Registered representative | CFP | Jan 2024 (3y) | |
| Christopher J Zislin | Registered representative | Feb 2024 (3y) | ||
| Katherine Elizabeth Miller | Registered representative | Feb 2024 (3y) | ||
| Kevin A Alexander | Registered representative | Feb 2024 (3y) | ||
| Melanie Rose Graves | Registered representative | Feb 2024 (3y) | ||
| Joshua John Cantrell | Registered representative | Feb 2024 (2y) | ||
| Jack C Uber | Registered representative | Feb 2024 (2y) | ||
| Jordan A Cellucci | Registered representative | Feb 2024 (2y) | ||
| Amy Catherine Phillips | Registered representative | Feb 2024 (2y) | ||
| Audney L Depaulo | Registered representative | Feb 2024 (2y) | ||
| Dawn M Gatti | Registered representative | Feb 2024 (2y) | ||
| Griffin William Sarr Regan | Registered representative | Feb 2024 (2y) | ||
| Hannah M Loy | Registered representative | Feb 2024 (2y) | ||
| Judith E Ignacio Cox | Registered representative | Feb 2024 (2y) | ||
| Jack B Caswell | Registered representative | Feb 2024 (2y) | ||
| Lily Yuriko Masutani | Registered representative | Feb 2024 (2y) | ||
| Liam Wai Cheong Lau | Registered representative | Feb 2024 (2y) | ||
| Mary S Rapperport | Registered representative | Feb 2024 (2y) | ||
| Nickolas Chrysostomos Diamondidis | Registered representative | Feb 2024 (2y) | ||
| Richard G Bertrand | Registered representative | Feb 2024 (2y) | ||
| Ivana Ristic | Registered representative | Feb 2024 (2y) | ||
| Michael J Krako | Registered representative | Feb 2024 (2y) | ||
| Ociel Cecilio | Registered representative | Feb 2024 (2y) | ||
| Shara Eileen Motola | Registered representative | Feb 2024 (2y) | ||
| Daniel N Hoffman | Registered representative | Feb 2024 (2y) | ||
| Jasmine Clarice Isreal | Registered representative | Feb 2024 (2y) | ||
| Justine Y Cramer | Registered representative | Feb 2024 (2y) | ||
| Giuliana Rubenich | Registered representative | Feb 2024 (2y) | ||
| Gregory S Lang | Registered representative | Feb 2024 (2y) | ||
| Jonathan Philip Torop | Registered representative | Feb 2024 (2y) | ||
| Jeremiah T Mackmiller | Registered representative | Feb 2024 (2y) | ||
| Leonard Chad Fernandez | Registered representative | Feb 2024 (2y) | ||
| Seth D Thompson | Registered representative | CFP | Feb 2024 (2y) | |
| Curry C Hartman | Registered representative | Feb 2024 (2y) | ||
| Ellie A Kaczkowski | Registered representative | Feb 2024 (2y) | ||
| John T Elmes | Registered representative | Feb 2024 (2y) | ||
| Kenneth A Evans | Registered representative | Feb 2024 (2y) | ||
| Robert N Mc Neice | Registered representative | Feb 2024 (2y) | ||
| Grace S Mcdaniel | Registered representative | Feb 2024 (2y) | ||
| Silvio I. Kauffmann | Registered representative | Feb 2024 (2y) | ||
| Marisa Ann Di Vietro | Registered representative | Feb 2024 (2y) | ||
| Matthew J Gurwin | Registered representative | Feb 2024 (2y) | ||
| Paul Thomas Pavelski | Registered representative | Feb 2024 (2y) | ||
| Charles Maxwell Evans | Registered representative | Feb 2024 (2y) | ||
| Christie A Iribarren | Registered representative | Feb 2024 (2y) | ||
| Shawn Thomas Moussavi | Registered representative | Feb 2024 (2y) | ||
| Sarah Elizabeth Stevens Hammond | Registered representative | Feb 2024 (2y) | ||
| Alexandra C Bock | Registered representative | Feb 2024 (2y) | ||
| Chrissy M Pecora | Registered representative | Feb 2024 (2y) | ||
| Edward Aminov | Registered representative | Feb 2024 (2y) | ||
| Emily J Harris | Registered representative | Feb 2024 (2y) | ||
| Frankie T Tipiani | Registered representative | Feb 2024 (2y) | ||
| Gary Michael Kenajian | Registered representative | Feb 2024 (2y) | ||
| Marianne Mery Arguelles | Registered representative | Feb 2024 (2y) | ||
| Matthew Turner | Registered representative | Feb 2024 (2y) | ||
| Michael James O'brien | Registered representative | Feb 2024 (2y) | ||
| Nicholas J De Brizzi | Registered representative | Feb 2024 (2y) | ||
| Robert Marcelo Urbano | Registered representative | Feb 2024 (2y) | ||
| Tanner A Sloan | Registered representative | Feb 2024 (2y) | ||
| William Thomas Pappert | Registered representative | CFP | Feb 2024 (2y) | |
| Alex S Cornett | Registered representative | Feb 2024 (2y) | ||
| Kenneth G Pryce | Registered representative | Feb 2024 (2y) | ||
| Cathy Diane Shattuck | Registered representative | Feb 2024 (2y) | ||
| Mariah N Garner | Registered representative | Feb 2024 (2y) | ||
| Trisha Sison Wilson | Registered representative | Feb 2024 (2y) | ||
| Benjamin David Cornett | Registered representative | Feb 2024 (2y) | ||
| Lynette J Forder | Registered representative | Feb 2024 (2y) | ||
| Donial Ehzar Nikooei | Registered representative | Feb 2024 (2y) | ||
| Jason Douglas Westmoreland | Registered representative | Feb 2024 (2y) | ||
| Michelle Jenness Bredehoft | Registered representative | Feb 2024 (2y) | ||
| Anthony M Wolf | Registered representative | Feb 2024 (2y) | ||
| Courtney T Carrabino | Registered representative | Feb 2024 (2y) | ||
| Derek B Moore | Registered representative | Feb 2024 (2y) | ||
| Jordan B Lawshe | Registered representative | Feb 2024 (2y) | ||
| John C Ziegler | Registered representative | Feb 2024 (2y) | ||
| Matthew C Henning | Registered representative | Feb 2024 (2y) | ||
| Bonnie L Brockett | Registered representative | Feb 2024 (2y) | ||
| Daniela Branchinelli | Registered representative | Feb 2024 (2y) | ||
| Jacob A Seide | Registered representative | CFA | Feb 2024 (2y) | |
| Nereida M Agosto | Registered representative | Feb 2024 (2y) | ||
| Amber Marie Terry | Registered representative | Feb 2024 (2y) | ||
| Lisa A Luciano | Registered representative | CFP | Feb 2024 (2y) | |
| Dante Kircher Myton | Registered representative | Feb 2024 (2y) | ||
| Jack Richard Krapf | Registered representative | Feb 2024 (2y) | ||
| Leann Cheryl Yee | Registered representative | Feb 2024 (2y) | ||
| Marne Danielle Garcia | Registered representative | Feb 2024 (2y) | ||
| Matthew Taylor Larson | Registered representative | Feb 2024 (2y) | ||
| Rick Harrison Bonfim | Registered representative | Feb 2024 (2y) | ||
| Alexander N Barris | Registered representative | Mar 2024 (2y) | ||
| Caitlin Julie Cronin | Registered representative | Mar 2024 (2y) | ||
| Cheryl M Wandmaker | Registered representative | Mar 2024 (2y) | ||
| Donald Jay Demba | Registered representative | Mar 2024 (2y) | ||
| Jesse Mackenzie Eaton | Registered representative | Mar 2024 (2y) | ||
| John W James | Registered representative | Mar 2024 (2y) | ||
| Jordan H Streisfeld | Registered representative | Mar 2024 (2y) | ||
| Matthew Lloyd Dermer | Registered representative | Mar 2024 (2y) | ||
| Matthew Narlinger | Registered representative | CFA | Mar 2024 (2y) | |
| Nancy Christine Parylak | Registered representative | Mar 2024 (2y) | ||
| Zi Chen K Liu | Registered representative | Mar 2024 (2y) | ||
| Catherine P Megna | Registered representative | Mar 2024 (2y) | ||
| Dylan M Ham | Registered representative | Mar 2024 (2y) | ||
| Frank Joseph Stubbolo | Registered representative | Mar 2024 (2y) | ||
| Greegory Reyes | Registered representative | Mar 2024 (2y) | ||
| Jessica L Alva | Registered representative | Mar 2024 (2y) | ||
| John R Ciesla | Registered representative | Mar 2024 (2y) | ||
| Martin L Calvert | Registered representative | Mar 2024 (2y) | ||
| Thomas Donovan | Registered representative | Mar 2024 (2y) | ||
| Jacqueline M Lane | Registered representative | Mar 2024 (2y) | ||
| Joseph R Agee | Registered representative | Mar 2024 (2y) | ||
| Ananda R Smith | Registered representative | Mar 2024 (2y) | ||
| Beau W Vangilder | Registered representative | Mar 2024 (2y) | ||
| Hsin Yuin S Horng | Registered representative | Mar 2024 (2y) | ||
| James Joseph Schrader | Registered representative | Mar 2024 (2y) | ||
| Melanie L Hanna | Registered representative | Mar 2024 (2y) | ||
| Chloe M O'connell | Registered representative | Mar 2024 (2y) | ||
| Julie M Le | Registered representative | Mar 2024 (2y) | ||
| Stephen L Egan | Registered representative | Mar 2024 (2y) | ||
| Joel D Kiernan | Registered representative | Mar 2024 (2y) | ||
| David Bryan Schmidt | Registered representative | Mar 2024 (2y) | ||
| Holland T Austin | Registered representative | Mar 2024 (2y) | ||
| Jennifer Ung | Registered representative | Mar 2024 (2y) | ||
| Michael Mccausland | Registered representative | Mar 2024 (2y) | ||
| Ma Rosanne Magdaluyo Fernandez | Registered representative | Mar 2024 (2y) | ||
| Nicholas Anthony Dumond | Registered representative | Mar 2024 (2y) | ||
| Sarah R Norris | Registered representative | Mar 2024 (2y) | ||
| Madson De Vaughn Thompson | Registered representative | Mar 2024 (2y) | ||
| Cynthia O Astorga | Registered representative | Mar 2024 (2y) | ||
| Michael John Morgan | Registered representative | Mar 2024 (2y) | ||
| Bradley William Bodmer | Registered representative | Mar 2024 (2y) | ||
| Heidi Guldbrandsen Chamberlain | Registered representative | Mar 2024 (2y) | ||
| Henry L Berck | Registered representative | Mar 2024 (2y) | ||
| Seamus T Moran | Registered representative | Mar 2024 (2y) | ||
| Braydon Scott Mason | Registered representative | Mar 2024 (2y) | ||
| Charles J Slack | Registered representative | Mar 2024 (2y) | ||
| Charlotte R Anderson | Registered representative | Mar 2024 (2y) | ||
| Marissa Elise Conte | Registered representative | Mar 2024 (2y) | ||
| Jennifer A Kortright | Registered representative | Mar 2024 (2y) | ||
| Alexander T Lam | Registered representative | Mar 2024 (2y) | ||
| Christine L Musillo | Registered representative | Mar 2024 (2y) | ||
| Iliana Leslie Levy | Registered representative | Mar 2024 (2y) | ||
| Katia Kachaliy | Registered representative | Mar 2024 (2y) | ||
| Kyle R Casten | Registered representative | Mar 2024 (2y) | ||
| Alexander E Unis | Registered representative | Mar 2024 (2y) | ||
| Christopher J Huskie | Registered representative | Mar 2024 (2y) | ||
| Fernanda Bernd | Registered representative | Mar 2024 (2y) | ||
| Benjamin Todd Kissel | Registered representative | Mar 2024 (2y) | ||
| Liping Tan | Registered representative | Mar 2024 (2y) | ||
| Solece Nicole Lopez | Registered representative | Mar 2024 (2y) | ||
| Umaru Sow | Registered representative | Mar 2024 (2y) | ||
| Angelica M Morgan | Registered representative | Mar 2024 (2y) | ||
| Charles Lawrence Goldman | Registered representative | Mar 2024 (2y) | ||
| Christy Candalaria Jo Flores | Registered representative | Mar 2024 (2y) | ||
| Derek T Lally | Registered representative | Mar 2024 (2y) | ||
| Geoffrey Pryor Butts | Registered representative | Mar 2024 (2y) | ||
| Jacob R Martin | Registered representative | Mar 2024 (2y) | ||
| Joshua Carlson | Registered representative | Mar 2024 (2y) | ||
| Philip J Fiore | Registered representative | Mar 2024 (2y) | ||
| Spencer Robert Fredrickson | Registered representative | Mar 2024 (2y) | ||
| Adam Joseph Brinkley | Registered representative | Mar 2024 (2y) | ||
| Hannah M Shahrooz | Registered representative | Mar 2024 (2y) | ||
| Jeffrey Diff Ritchie | Registered representative | Mar 2024 (2y) | ||
| Lawrence Charles Napp | Registered representative | Mar 2024 (2y) | ||
| Matthew Brian Opacity | Registered representative | Mar 2024 (2y) | ||
| Sean C Toggweiler | Registered representative | Mar 2024 (2y) | ||
| Shannon G Craggs | Registered representative | Mar 2024 (2y) | ||
| Daria N Duncan | Registered representative | Mar 2024 (2y) | ||
| Elijah M St.Hilaire | Registered representative | Mar 2024 (2y) | ||
| Joseph M Park | Registered representative | Mar 2024 (2y) | ||
| Katherine M Griffin | Registered representative | Mar 2024 (2y) | ||
| Luca Graci | Registered representative | Mar 2024 (2y) | ||
| Nicholas W Lister | Registered representative | Mar 2024 (2y) | ||
| Austin J Bruckman | Registered representative | Mar 2024 (2y) | ||
| Blake M Leibowitz | Registered representative | Mar 2024 (2y) | ||
| Christian James Schwartz | Registered representative | Mar 2024 (2y) | ||
| Evangeline R Greer | Registered representative | Mar 2024 (2y) | ||
| Carly E Spanolios | Registered representative | Mar 2024 (2y) | ||
| Grace Helen Olson | Registered representative | Mar 2024 (2y) | ||
| Shawn Paul Greseth | Registered representative | Mar 2024 (2y) | ||
| Katherine Mary Buck | Registered representative | Mar 2024 (2y) | ||
| Barbara A Marshall | Registered representative | Apr 2024 (2y) | ||
| Brody J Gregory | Registered representative | Apr 2024 (2y) | ||
| Cosima F De Rocher De La Baume | Registered representative | Apr 2024 (2y) | ||
| Syeda A Farhat | Registered representative | Apr 2024 (2y) | ||
| Vincenzo Fileno Coccoli | Registered representative | Apr 2024 (2y) | ||
| Robert W Gahwiler | Registered representative | Apr 2024 (2y) | ||
| Noah M Dangar | Registered representative | Apr 2024 (2y) | ||
| Salvatore R Ianniello | Registered representative | Apr 2024 (2y) | ||
| Anne M Sheehy | Registered representative | Apr 2024 (2y) | ||
| Bianca P Espinosa | Registered representative | Apr 2024 (2y) | ||
| Emily M Hershberger | Registered representative | Apr 2024 (2y) | ||
| Jessica A Reeder | Registered representative | Apr 2024 (2y) | ||
| Jocelyn Moran | Registered representative | Apr 2024 (2y) | ||
| Lindsey Lankford | Registered representative | Apr 2024 (2y) | ||
| Chazius D Stephens | Registered representative | Apr 2024 (2y) | ||
| Dale A Waters | Registered representative | Apr 2024 (2y) | ||
| Dale Allen Waters | Registered representative | CFP | Apr 2024 (2y) | |
| Evan M Mooney | Registered representative | Apr 2024 (2y) | ||
| George F Edwards | Registered representative | Apr 2024 (2y) | ||
| Jennifer M Astasauskas Glatz | Registered representative | Apr 2024 (2y) | ||
| Noah Thomas Caler | Registered representative | Apr 2024 (2y) | ||
| Sherie A Harrison | Registered representative | Apr 2024 (2y) | ||
| Jack B Harrington | Registered representative | Apr 2024 (2y) | ||
| David Scott Seay | Registered representative | Apr 2024 (2y) | ||
| Erik H Swoope | Registered representative | Apr 2024 (2y) | ||
| Jonathan C Brooks | Registered representative | Apr 2024 (2y) | ||
| Luis A Ruiz | Registered representative | Apr 2024 (2y) | ||
| Mark B Beasley | Registered representative | Apr 2024 (2y) | ||
| Ryan P Turck | Registered representative | Apr 2024 (2y) | ||
| Tanner Cole Guynes | Registered representative | Apr 2024 (2y) | ||
| Kylie L Lindquist | Registered representative | Apr 2024 (2y) | ||
| Marisa Brazeel | Registered representative | Apr 2024 (2y) | ||
| Jackson L Del Valle | Registered representative | Apr 2024 (2y) | ||
| Jennifer M Manning | Registered representative | Apr 2024 (2y) | ||
| Wendy Katherine Jennings | Registered representative | Apr 2024 (2y) | ||
| Carlos F Herrera | Registered representative | CFP | Apr 2024 (2y) | |
| Virginia Rockey | Registered representative | Apr 2024 (2y) | ||
| Braxton Lance Shoemaker | Registered representative | Apr 2024 (2y) | ||
| Jonathon E Toth | Registered representative | Apr 2024 (2y) | ||
| Michael G Feld | Registered representative | Apr 2024 (2y) | ||
| William Gregory Dorriety | Registered representative | CFA | Apr 2024 (2y) | |
| Alex H Buchbinder | Registered representative | Apr 2024 (2y) | ||
| Eileen A Carbin | Registered representative | Apr 2024 (2y) | ||
| Jon D Hallman | Registered representative | Apr 2024 (2y) | ||
| Kristy Y Hernandez | Registered representative | Apr 2024 (2y) | ||
| Katerina H Berezovsky | Registered representative | Apr 2024 (2y) | ||
| Matthew V Sledge | Registered representative | Apr 2024 (2y) | ||
| Max J Chapman | Registered representative | Apr 2024 (2y) | ||
| Nadine E Haufe | Registered representative | Apr 2024 (2y) | ||
| Sonia M Andrews | Registered representative | Apr 2024 (2y) | ||
| Elias Zavala | Registered representative | Apr 2024 (2y) | ||
| Jeffrey Robert Meston | Registered representative | Apr 2024 (2y) | ||
| Kerstin E Gordon | Registered representative | Apr 2024 (2y) | ||
| Darien M Romero | Registered representative | Apr 2024 (2y) | ||
| Jason T Reinhard | Registered representative | Apr 2024 (2y) | ||
| Richard Allen Myers | Registered representative | Apr 2024 (2y) | ||
| Brandon M Wabnik | Registered representative | Apr 2024 (2y) | ||
| Christopher W Goad | Registered representative | Apr 2024 (2y) | ||
| Matthew B Winkle | Registered representative | Apr 2024 (2y) | ||
| Ron Mentel | Registered representative | Apr 2024 (2y) | ||
| Alexandra Elizabeth Cooley | Registered representative | Apr 2024 (2y) | ||
| Ashley Evans | Registered representative | CFP | Apr 2024 (2y) | |
| David E Rogers | Registered representative | Apr 2024 (2y) | ||
| Joseph C Mc Cadden | Registered representative | Apr 2024 (2y) | ||
| Oscar Palafox | Registered representative | Apr 2024 (2y) | ||
| William J Freudenrich | Registered representative | CFP | Apr 2024 (2y) | |
| Alexandra P D'angelo | Registered representative | Apr 2024 (2y) | ||
| Brooke M Coligan | Registered representative | Apr 2024 (2y) | ||
| Emma Lee G Holmes | Registered representative | Apr 2024 (2y) | ||
| Sofia Laffont | Registered representative | Apr 2024 (2y) | ||
| Daphne A Donnelly | Registered representative | Apr 2024 (2y) | ||
| Marcela Melian | Registered representative | Apr 2024 (2y) | ||
| Andres Parada Hernandez | Registered representative | Apr 2024 (2y) | ||
| David W Sommo | Registered representative | Apr 2024 (2y) | ||
| Deborah Sue Dunn | Registered representative | Apr 2024 (2y) | ||
| Sarah E Delaney | Registered representative | Apr 2024 (2y) | ||
| Chasen Kaminsky | Registered representative | Apr 2024 (2y) | ||
| Joshua R Hooper | Registered representative | Apr 2024 (2y) | ||
| Kevin Todd Mc Glothen | Registered representative | Apr 2024 (2y) | ||
| Robert J Matina | Registered representative | Apr 2024 (2y) | ||
| Victorino Villalobos Borromeo | Registered representative | Apr 2024 (2y) | ||
| Joanna Clark Mason | Registered representative | Apr 2024 (2y) | ||
| Joshua David Clark | Registered representative | Apr 2024 (2y) | ||
| Jason C Tang | Registered representative | Apr 2024 (2y) | ||
| John V Castello | Registered representative | Apr 2024 (2y) | ||
| Maria E Fruciano | Registered representative | Apr 2024 (2y) | ||
| Rochelle Milhem | Registered representative | Apr 2024 (2y) | ||
| Andrew H Patten | Registered representative | Apr 2024 (2y) | ||
| Christopher Charles Sherman | Registered representative | Apr 2024 (2y) | ||
| Mauricio Maldonado | Registered representative | Apr 2024 (2y) | ||
| Fabiola Alejandra Acosta | Registered representative | Apr 2024 (2y) | ||
| Lonna J Near | Registered representative | Apr 2024 (2y) | ||
| Scott Randall Williams | Registered representative | Apr 2024 (2y) | ||
| Erin Marie Purcell | Registered representative | May 2024 (2y) | ||
| Floriberta Sario Perez | Registered representative | May 2024 (2y) | ||
| Mathew Shipman | Registered representative | May 2024 (2y) | ||
| Monte D Mitchell | Registered representative | May 2024 (2y) | ||
| Savannah J Chilton | Registered representative | May 2024 (2y) | ||
| William A Trainor | Registered representative | May 2024 (2y) | ||
| Heather Elizabeth Hayes | Registered representative | May 2024 (2y) | ||
| Keith Wayne Anderson | Registered representative | May 2024 (2y) | ||
| Meera Raman | Registered representative | May 2024 (2y) | ||
| Daniel Clay Winnette | Registered representative | May 2024 (2y) | ||
| Donna Florio Conkle | Registered representative | May 2024 (2y) | ||
| Raymond Calvin Schmidtke | Registered representative | May 2024 (2y) | ||
| William Albert Behrend | Registered representative | May 2024 (2y) | ||
| Joseph J Cascio | Registered representative | May 2024 (2y) | ||
| Erica Fenniman | Registered representative | May 2024 (2y) | ||
| Ryan M Glover | Registered representative | May 2024 (2y) | ||
| Bonnie L Linnemeier | Registered representative | May 2024 (2y) | ||
| Jack Durchin | Registered representative | May 2024 (2y) | ||
| Justin Wiley Dernoga | Registered representative | May 2024 (2y) | ||
| Karen Alexandra Hernandez | Registered representative | May 2024 (2y) | ||
| Thomas Earl Matug | Registered representative | May 2024 (2y) | ||
| Adam D Biederman | Registered representative | May 2024 (2y) | ||
| Brianna T Marinelli | Registered representative | May 2024 (2y) | ||
| Nikolas Totaro | Registered representative | May 2024 (2y) | ||
| Nathan C Berube | Registered representative | May 2024 (2y) | ||
| Robert Thomas Elwell | Registered representative | May 2024 (2y) | ||
| Jeremy Michael Neil | Registered representative | May 2024 (2y) | ||
| Jeffrey Mark Mc Donnell | Registered representative | May 2024 (2y) | ||
| Daniel Lee Jack | Registered representative | May 2024 (2y) | ||
| John Callea | Registered representative | May 2024 (2y) | ||
| Matthew Bichefsky | Registered representative | May 2024 (2y) | ||
| Michael A Coughlin | Registered representative | May 2024 (2y) | ||
| Nicholas A Crocco | Registered representative | May 2024 (2y) | ||
| Tanner M Tallan | Registered representative | May 2024 (2y) | ||
| Isabella G Hofmann | Registered representative | May 2024 (2y) | ||
| Jessica Pena | Registered representative | May 2024 (2y) | ||
| Karen Touchstone | Registered representative | May 2024 (2y) | ||
| Brandon Abraham Liff | Registered representative | May 2024 (2y) | ||
| Carsyn Elisabeth Cebulski | Registered representative | May 2024 (2y) | ||
| Monica A Cassara | Registered representative | May 2024 (2y) | ||
| Osten H Waite | Registered representative | May 2024 (2y) | ||
| Seigfried Brandon Buchmayr | Registered representative | CFA | May 2024 (2y) | |
| Teresa Wooten Doster | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Alexa D Weldon | Registered representative | May 2024 (2y) | ||
| Brian Matthew Bernhardt | Registered representative | May 2024 (2y) | ||
| Cian G Ward | Registered representative | May 2024 (2y) | ||
| Jeffery T Greenleaf | Registered representative | May 2024 (2y) | ||
| John Prentice Fuselier | Registered representative | May 2024 (2y) | ||
| Madison Michelle Maki Maxwell | Registered representative | May 2024 (2y) | ||
| Michael Jarzyna | Registered representative | CFA | May 2024 (2y) | |
| Robert Thomas Steck | Registered representative | CFP | May 2024 (2y) | |
| Simon John Wheeldon | Registered representative | May 2024 (2y) | ||
| Vanessa G Zapanta | Registered representative | May 2024 (2y) | ||
| Isabella B Brown | Registered representative | May 2024 (2y) | ||
| Andrew D Jones | Registered representative | May 2024 (2y) | ||
| Camilla E Davis | Registered representative | May 2024 (2y) | ||
| Emmanuel Mirali | Registered representative | May 2024 (2y) | ||
| Peri H Bloodworth | Registered representative | May 2024 (2y) | ||
| Terence B Kilkenny | Registered representative | May 2024 (2y) | ||
| Domenic C Setaro | Registered representative | May 2024 (2y) | ||
| Siu Chun Chan | Registered representative | May 2024 (2y) | ||
| Stephen U Odunna | Registered representative | May 2024 (2y) | ||
| Vanessa Marie Sacks | Registered representative | May 2024 (2y) | ||
| Arin B Maercks | Registered representative | May 2024 (2y) | ||
| Kerri Cohen Saperstein | Registered representative | May 2024 (2y) | ||
| Marilyn Denaee Eastwood | Registered representative | May 2024 (2y) | ||
| Nikola R Weeks | Registered representative | May 2024 (2y) | ||
| Taylor E Haller | Registered representative | May 2024 (2y) | ||
| Gregory S Tanzer | Registered representative | May 2024 (2y) | ||
| Jake T Barone | Registered representative | May 2024 (2y) | ||
| Jorge Luis Carranza | Registered representative | May 2024 (2y) | ||
| Mary Miller Fazio | Registered representative | CFP | May 2024 (2y) | |
| Sarah Madison Smith | Registered representative | May 2024 (2y) | ||
| Selma Halilic Karic | Registered representative | May 2024 (2y) | ||
| Carolyn Inez Ogletree | Registered representative | May 2024 (2y) | ||
| Colby James Craig | Registered representative | CFP | May 2024 (2y) | |
| Clay Felice | Registered representative | May 2024 (2y) | ||
| Daniel Solomon Klonsky | Registered representative | May 2024 (2y) | ||
| Dominic A Venuti | Registered representative | May 2024 (2y) | ||
| James Robert Schembs | Registered representative | May 2024 (2y) | ||
| Kathryn Ann Rodgers | Registered representative | May 2024 (2y) | ||
| Mohannad Saleh Alrashed | Registered representative | May 2024 (2y) | ||
| Michael S Roeser | Registered representative | May 2024 (2y) | ||
| Nancy E Mcnamara | Registered representative | May 2024 (2y) | ||
| Nicholas W Fossey | Registered representative | May 2024 (2y) | ||
| Rick A Fossey | Registered representative | CFP | May 2024 (2y) | |
| Wilson B Brown | Registered representative | May 2024 (2y) | ||
| Conor E Mccusker | Registered representative | May 2024 (2y) | ||
| Malachi A Kennedy | Registered representative | May 2024 (2y) | ||
| Michelle Cheung | Registered representative | May 2024 (2y) | ||
| Virginia V Choice | Registered representative | May 2024 (2y) | ||
| William C Krebs | Registered representative | May 2024 (2y) | ||
| Camden E Costa | Registered representative | May 2024 (2y) | ||
| Janna D Eastwood | Registered representative | May 2024 (2y) | ||
| Reichell Shante Ray | Registered representative | May 2024 (2y) | ||
| Daniel Jonathan Maccarrone | Registered representative | May 2024 (2y) | ||
| Ethan Bashan | Registered representative | May 2024 (2y) | ||
| Jaclyn L Rock | Registered representative | May 2024 (2y) | ||
| Sara Armstrong | Registered representative | May 2024 (2y) | ||
| James B Johnson | Registered representative | May 2024 (2y) | ||
| Jordan M Neuburger | Registered representative | May 2024 (2y) | ||
| Juan Edgar Loaiza | Registered representative | May 2024 (2y) | ||
| Kyle T Kerr | Registered representative | May 2024 (2y) | ||
| Logan D Barnes | Registered representative | May 2024 (2y) | ||
| Nigel M Fleming | Registered representative | May 2024 (2y) | ||
| Tricia Anne Maschke | Registered representative | May 2024 (2y) | ||
| Yehuda Leib Goldfein | Registered representative | May 2024 (2y) | ||
| Angela Jee Young Crehan | Registered representative | May 2024 (2y) | ||
| Ella Rose M Thompson | Registered representative | May 2024 (2y) | ||
| Evan Alyssa Manson | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Gabriela N Hernandez | Registered representative | May 2024 (2y) | ||
| Jacqueline R Meyer | Registered representative | May 2024 (2y) | ||
| Richard Paul Grodzicki | Registered representative | May 2024 (2y) | ||
| Ryan Dennis Dietz | Registered representative | May 2024 (2y) | ||
| Sherry Jo Dewane | Registered representative | CFP | May 2024 (2y) | |
| Sharon Chung | Registered representative | May 2024 (2y) | ||
| William G Johnson | Registered representative | May 2024 (2y) | ||
| Marcos O Elias | Registered representative | Jun 2024 (2y) | ||
| Angelina Moccia | Registered representative | Jun 2024 (2y) | ||
| Cody L Riecks | Registered representative | Jun 2024 (2y) | ||
| Douglas M Haller | Registered representative | Jun 2024 (2y) | ||
| Nicholas Franklin Fischer | Registered representative | Jun 2024 (2y) | ||
| Nicholas M Green | Registered representative | Jun 2024 (2y) | ||
| Pamela K Tobbe | Registered representative | Jun 2024 (2y) | ||
| Sayef Chowdhury | Registered representative | Jun 2024 (2y) | ||
| Tilson A Rodriguez | Registered representative | Jun 2024 (2y) | ||
| Yu Huang | Registered representative | Jun 2024 (2y) | ||
| Boone T Pham | Registered representative | Jun 2024 (2y) | ||
| John Robert Mongold | Registered representative | Jun 2024 (2y) | ||
| Sarah M Ingmanson Battaglia | Registered representative | Jun 2024 (2y) | ||
| William Montgomery Morris | Registered representative | Jun 2024 (2y) | ||
| Carolyn L Collins | Registered representative | Jun 2024 (2y) | ||
| Jonathan Todd Oliver | Registered representative | Jun 2024 (2y) | ||
| Samantha Learch | Registered representative | Jun 2024 (2y) | ||
| Monica Gale Nichol | Registered representative | CFP | Jun 2024 (2y) | |
| Richard Alan Pace | Registered representative | Jun 2024 (2y) | ||
| Anne F Oliver | Registered representative | CFP | Jun 2024 (2y) | |
| Alex Zamoyski | Registered representative | Jun 2024 (2y) | ||
| Andrew Axelson | Registered representative | CFP | Jun 2024 (2y) | |
| Caroline S Camp | Registered representative | CFP | Jun 2024 (2y) | |
| Jesse Starr | Registered representative | CFP | Jun 2024 (2y) | |
| Robert James Loughlin | Registered representative | Jun 2024 (2y) | ||
| Sarai Anderson | Registered representative | Jun 2024 (2y) | ||
| Zhi G Hu | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Andrew Lee | Registered representative | Jun 2024 (2y) | ||
| Joseph Alfonso Silverio Armenta | Registered representative | Jun 2024 (2y) | ||
| Sergio X Gonzales | Registered representative | Jun 2024 (2y) | ||
| Bradley T Hohlbein | Registered representative | Jun 2024 (2y) | ||
| Christina D Cecchino | Registered representative | Jun 2024 (2y) | ||
| Kyle P Griffith | Registered representative | Jun 2024 (2y) | ||
| Stacey Marisa Waite | Registered representative | Jun 2024 (2y) | ||
| Tanner F Williams | Registered representative | Jun 2024 (2y) | ||
| Bethany M Hsi | Registered representative | Jun 2024 (2y) | ||
| Elizabeth A Harrigan | Registered representative | Jun 2024 (2y) | ||
| James Michael Turner | Registered representative | Jun 2024 (2y) | ||
| Jill M Mills | Registered representative | Jun 2024 (2y) | ||
| Jose E Martinez | Registered representative | Jun 2024 (2y) | ||
| Kerry E Karangelen | Registered representative | Jun 2024 (2y) | ||
| Melissa Ann Derouen | Registered representative | Jun 2024 (2y) | ||
| Steven C Setterstrom | Registered representative | Jun 2024 (2y) | ||
| Yoana Vladimirova Pulley | Registered representative | Jun 2024 (2y) | ||
| Jackson Drew Thoreson | Registered representative | Jun 2024 (2y) | ||
| Christopher Chiarelli | Registered representative | Jun 2024 (2y) | ||
| Dana Lynn Stevens | Registered representative | Jun 2024 (2y) | ||
| Dax P Mccracken | Registered representative | Jun 2024 (2y) | ||
| Hannah Elizabeth Touchette | Registered representative | Jun 2024 (2y) | ||
| John Reagan Nash | Registered representative | Jun 2024 (2y) | ||
| John Steven Puailoa | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Joseph Neri | Registered representative | Jun 2024 (2y) | ||
| Matthew S Paiotti | Registered representative | Jun 2024 (2y) | ||
| Quiana Jackson | Registered representative | Jun 2024 (2y) | ||
| Henry J Vickers | Registered representative | Jun 2024 (2y) | ||
| Alexander James Marshall Plumb | Registered representative | Jun 2024 (2y) | ||
| Camille A David | Registered representative | Jun 2024 (2y) | ||
| Kavitha Ramlal | Registered representative | Jun 2024 (2y) | ||
| Thomas J Caswell | Registered representative | Jun 2024 (2y) | ||
| De Shana Williams Harbaugh | Registered representative | Jun 2024 (2y) | ||
| Jan A Mc Ginnis | Registered representative | Jun 2024 (2y) | ||
| Nicholas Andrew Covert | Registered representative | Jun 2024 (2y) | ||
| Paul Elliott Brehne | Registered representative | CFP | Jun 2024 (2y) | |
| Madeleine Claire Nolan | Registered representative | Jun 2024 (2y) | ||
| Allie M Berk | Registered representative | Jun 2024 (2y) | ||
| Carma Wentzlaff | Registered representative | Jun 2024 (2y) | ||
| Jordan M Shivers | Registered representative | Jun 2024 (2y) | ||
| Jonathan A Mc Daniel | Registered representative | Jun 2024 (2y) | ||
| Melinda S Depaolo | Registered representative | Jun 2024 (2y) | ||
| Patrick C Williams | Registered representative | Jun 2024 (2y) | ||
| Timothy Cole Truxillo | Registered representative | Jun 2024 (2y) | ||
| Brandie L Julian | Registered representative | Jun 2024 (2y) | ||
| Dylan J Mac Laren | Registered representative | Jun 2024 (2y) | ||
| Kyle S Kinnear | Registered representative | Jun 2024 (2y) | ||
| Paige E Long | Registered representative | Jun 2024 (2y) | ||
| Russell L Ferreri | Registered representative | Jun 2024 (2y) | ||
| Ryan M Goodwin | Registered representative | Jun 2024 (2y) | ||
| Amy H Mottola | Registered representative | Jun 2024 (2y) | ||
| Anne Mallory Cheaney | Registered representative | Jun 2024 (2y) | ||
| Austin J Loven | Registered representative | Jun 2024 (2y) | ||
| Essie Bonney | Registered representative | Jun 2024 (2y) | ||
| Jeremy Guerrido | Registered representative | Jun 2024 (2y) | ||
| Michael M Hooker | Registered representative | Jun 2024 (2y) | ||
| Susan M Mulvehill | Registered representative | Jun 2024 (2y) | ||
| Katherine Jane Michaud | Registered representative | Jun 2024 (2y) | ||
| Christopher Noble Hill | Registered representative | Jun 2024 (2y) | ||
| Margarete Alves | Registered representative | Jun 2024 (2y) | ||
| Rachel A Schier | Registered representative | Jun 2024 (2y) | ||
| Ross H Hammond | Registered representative | Jun 2024 (2y) | ||
| Aemilia A Ferreira | Registered representative | Jun 2024 (2y) | ||
| Hipolita Y Garcia Piota | Registered representative | Jun 2024 (2y) | ||
| Kevin Patrick Roundtree | Registered representative | Jun 2024 (2y) | ||
| Margaret Horan | Registered representative | Jun 2024 (2y) | ||
| Suhang Ji | Registered representative | Jun 2024 (2y) | ||
| Tyler A Paulino | Registered representative | Jun 2024 (2y) | ||
| Samuel P Holland | Registered representative | Jun 2024 (2y) | ||
| Ava Jayne Olmedo | Registered representative | Jul 2024 (2y) | ||
| Katelyn E Goodwin | Registered representative | Jul 2024 (2y) | ||
| Kosta Halkias | Registered representative | Jul 2024 (2y) | ||
| Stephen Palmer Collier | Registered representative | Jul 2024 (2y) | ||
| Stewart A Berling | Registered representative | Jul 2024 (2y) | ||
| Cade A Mac Leod | Registered representative | Jul 2024 (2y) | ||
| Krzysztof Pulawski | Registered representative | Jul 2024 (2y) | ||
| Stephanie L Davis | Registered representative | Jul 2024 (2y) | ||
| Thomas Kilpatrick Gammer | Registered representative | Jul 2024 (2y) | ||
| Anahi Marcos Salvador | Registered representative | Jul 2024 (2y) | ||
| Andre K Woods | Registered representative | Jul 2024 (2y) | ||
| Nathan J Van Dell | Registered representative | Jul 2024 (2y) | ||
| Athar Zaman Khalil | Registered representative | Jul 2024 (2y) | ||
| Kevin P Olswfski | Registered representative | Jul 2024 (2y) | ||
| Matthew T Mantooth | Registered representative | Jul 2024 (2y) | ||
| Paloma Aguayo | Registered representative | Jul 2024 (2y) | ||
| Andrew W Zban | Registered representative | Jul 2024 (2y) | ||
| Ali M Schmitt | Registered representative | Jul 2024 (2y) | ||
| Ashley M Mahon | Registered representative | Jul 2024 (2y) | ||
| Bryon M Todd | Registered representative | Jul 2024 (2y) | ||
| Jamie Lynne Goodwin | Registered representative | Jul 2024 (2y) | ||
| Joshua M Blackman | Registered representative | Jul 2024 (2y) | ||
| Lara Jenkins | Registered representative | Jul 2024 (2y) | ||
| Sharmila Ahmed | Registered representative | Jul 2024 (2y) | ||
| Stephanie K Browne | Registered representative | Jul 2024 (2y) | ||
| Ryan P Tillema | Registered representative | Jul 2024 (2y) | ||
| Anna R Jarrard | Registered representative | Jul 2024 (2y) | ||
| Catherine M Shen | Registered representative | Jul 2024 (2y) | ||
| Lechen Zhang | Registered representative | Jul 2024 (2y) | ||
| Brianna A Driscoll | Registered representative | Jul 2024 (2y) | ||
| Arthur E Marsden | Registered representative | Jul 2024 (2y) | ||
| Elizabeth Kathryn Reznyk | Registered representative | Jul 2024 (2y) | ||
| Janet Farfan Alvarado | Registered representative | Jul 2024 (2y) | ||
| Kawa R. Najim | Registered representative | Jul 2024 (2y) | ||
| Aaron K Rennemeyer | Registered representative | Jul 2024 (2y) | ||
| Amy S Fritch | Registered representative | Jul 2024 (2y) | ||
| Amy Zipper | Registered representative | Jul 2024 (2y) | ||
| Angela Gabriella Scioscia Locantore | Registered representative | Jul 2024 (2y) | ||
| Cole Jamie Kelly | Registered representative | Jul 2024 (2y) | ||
| Liam A Leonard | Registered representative | Jul 2024 (2y) | ||
| Logan C Parker | Registered representative | Jul 2024 (2y) | ||
| Maleigh Claire Dunne | Registered representative | Jul 2024 (2y) | ||
| Andrew J Chess | Registered representative | Jul 2024 (2y) | ||
| Andres M Bordone | Registered representative | Jul 2024 (2y) | ||
| Jonathan Edward Smith | Registered representative | Jul 2024 (2y) | ||
| Mary K Gelfand | Registered representative | Jul 2024 (2y) | ||
| Michael Joseph Tarr | Registered representative | Jul 2024 (2y) | ||
| Oluseye A Efunnuga | Registered representative | Jul 2024 (2y) | ||
| Alexander Michael Mcgee | Registered representative | Jul 2024 (2y) | ||
| Doina C Benac | Registered representative | Jul 2024 (2y) | ||
| William Wolfe | Registered representative | Jul 2024 (2y) | ||
| Anthony Perna | Registered representative | Jul 2024 (2y) | ||
| Richard Jaquith Foster | Registered representative | Jul 2024 (2y) | ||
| Virginia Coltheart | Registered representative | Jul 2024 (2y) | ||
| Brian Patrick Cunning | Registered representative | CFP | Jul 2024 (2y) | |
| Chase Richard Pflueger | Registered representative | CFP | Jul 2024 (2y) | |
| Joshua Sheng | Registered representative | Jul 2024 (2y) | ||
| Pina Carino | Registered representative | Jul 2024 (2y) | ||
| Paula Louise Pflueger | Registered representative | Jul 2024 (2y) | ||
| Christopher Robert Prindle | Registered representative | CFA | Jul 2024 (2y) | |
| Eric Louis Miele | Registered representative | Jul 2024 (2y) | ||
| Kevin P Bryan | Registered representative | CFA | Jul 2024 (2y) | |
| Mason J Nelson | Registered representative | Jul 2024 (2y) | ||
| Ryan Gaum | Registered representative | Jul 2024 (2y) | ||
| Sibyl M Samuel | Registered representative | Jul 2024 (2y) | ||
| Tyler Glen Swartz | Registered representative | Jul 2024 (2y) | ||
| David Jesus Olivo Jimenez | Registered representative | Jul 2024 (2y) | ||
| Jacquelyne J Ontiveros | Registered representative | Jul 2024 (2y) | ||
| Joy Frances Baxley | Registered representative | Jul 2024 (2y) | ||
| Matt Rifkin | Registered representative | Jul 2024 (2y) | ||
| Melinda Jean Roman | Registered representative | Jul 2024 (2y) | ||
| Shuping England | Registered representative | Jul 2024 (2y) | ||
| Joshua D East | Registered representative | Jul 2024 (2y) | ||
| Scott K Tobey | Registered representative | Jul 2024 (2y) | ||
| George Jaime Barrios | Registered representative | Jul 2024 (2y) | ||
| Nicholas Scott Duncan | Registered representative | CFP | Jul 2024 (2y) | |
| Philip James Bartlett | Registered representative | Jul 2024 (2y) | ||
| Robert Brian King | Registered representative | Jul 2024 (2y) | ||
| Ryan S Parker | Registered representative | Jul 2024 (2y) | ||
| Tamra Jo Skerjanec | Registered representative | Jul 2024 (2y) | ||
| Chris L Landis | Registered representative | Jul 2024 (2y) | ||
| Christopher S Noonan | Registered representative | Jul 2024 (2y) | ||
| Christopher Shawn Beckett | Registered representative | Jul 2024 (2y) | ||
| Courtenay Aaron Kull | Registered representative | Jul 2024 (2y) | ||
| Christopher Hay Noonan | Registered representative | Jul 2024 (2y) | ||
| Collin M Porter | Registered representative | Jul 2024 (2y) | ||
| Daniel T Malloy | Registered representative | Jul 2024 (2y) | ||
| Grant Takeshi Ponder | Registered representative | Jul 2024 (2y) | ||
| John Patrick Mazza | Registered representative | CFA | Jul 2024 (2y) | |
| Robert Schepperle | Registered representative | Jul 2024 (2y) | ||
| Sean Richard O'donnell | Registered representative | Jul 2024 (2y) | ||
| Trevor R Noonan | Registered representative | Jul 2024 (2y) | ||
| William M Pegg | Registered representative | Jul 2024 (2y) | ||
| Thomas F Pierson | Registered representative | Jul 2024 (2y) | ||
| Benjamin D Kirchoff | Registered representative | Jul 2024 (2y) | ||
| Joshika J Kumari | Registered representative | Jul 2024 (2y) | ||
| Matthew Michael Koerwer | Registered representative | Jul 2024 (2y) | ||
| Matthew D Tomko | Registered representative | Jul 2024 (2y) | ||
| Matthew Heise | Registered representative | Jul 2024 (2y) | ||
| Nickolaus J Dunegan | Registered representative | Jul 2024 (2y) | ||
| Chloe N Papai | Registered representative | Jul 2024 (2y) | ||
| Daphne Michelle Warner | Registered representative | Jul 2024 (2y) | ||
| Dylan C Haynes | Registered representative | Jul 2024 (2y) | ||
| John Luke Brownd | Registered representative | Jul 2024 (2y) | ||
| Matthew Bolin King | Registered representative | Jul 2024 (2y) | ||
| Maura Grant | Registered representative | Jul 2024 (2y) | ||
| Nicolas D Bamont | Registered representative | Jul 2024 (2y) | ||
| Steven V Winchell | Registered representative | Jul 2024 (2y) | ||
| Anne M King | Registered representative | Jul 2024 (2y) | ||
| Cameron M Garemani | Registered representative | Jul 2024 (2y) | ||
| Franco Michael Cosi | Registered representative | Jul 2024 (2y) | ||
| William A Perrone | Registered representative | Jul 2024 (2y) | ||
| Aksel Ozan Yavalar | Registered representative | Aug 2024 (2y) | ||
| Jennifer B Benbow | Registered representative | Aug 2024 (2y) | ||
| John M. Dunlap | Registered representative | Aug 2024 (2y) | ||
| Katheryn M Compitello | Registered representative | Aug 2024 (2y) | ||
| Kurtis Richard Mc Mahan | Registered representative | Aug 2024 (2y) | ||
| Lindy J Giambrone | Registered representative | Aug 2024 (2y) | ||
| Matthew P Frese | Registered representative | Aug 2024 (2y) | ||
| Nicholas R Hariri | Registered representative | Aug 2024 (2y) | ||
| Sean Elden Olsen | Registered representative | Aug 2024 (2y) | ||
| Brad E Peltier | Registered representative | Aug 2024 (2y) | ||
| Diana Botero | Registered representative | Aug 2024 (2y) | ||
| Don S Uptegraph | Registered representative | Aug 2024 (2y) | ||
| Elias N Jabbour | Registered representative | Aug 2024 (2y) | ||
| Franklin Danilo Portillo | Registered representative | CFP | Aug 2024 (2y) | |
| Hector J Barba | Registered representative | Aug 2024 (2y) | ||
| Javier Ascencio | Registered representative | Aug 2024 (2y) | ||
| Jean Charles Serge Wilhelm | Registered representative | CFP | Aug 2024 (2y) | |
| Michael Allan Mcgibben | Registered representative | Aug 2024 (2y) | ||
| Nicholas Robert Andress | Registered representative | Aug 2024 (2y) | ||
| Reid A Poltun | Registered representative | Aug 2024 (2y) | ||
| Stephen J Blahunka | Registered representative | Aug 2024 (2y) | ||
| Spencer B Staples | Registered representative | Aug 2024 (2y) | ||
| Andrew Michael Hendershot | Registered representative | Aug 2024 (2y) | ||
| Alexander C Harris | Registered representative | Aug 2024 (2y) | ||
| Andrew Habbas | Registered representative | Aug 2024 (2y) | ||
| Dane J Zidek | Registered representative | Aug 2024 (2y) | ||
| John Millard Friedman | Registered representative | Aug 2024 (2y) | ||
| Matthew T Poole | Registered representative | Aug 2024 (2y) | ||
| Brooke A Myers | Registered representative | Aug 2024 (2y) | ||
| Derek J Drees | Registered representative | Aug 2024 (2y) | ||
| John M Dahle | Registered representative | Aug 2024 (2y) | ||
| Peter G Ballantine | Registered representative | Aug 2024 (2y) | ||
| Samuel Robert Morales | Registered representative | Aug 2024 (2y) | ||
| Sean L Anger | Registered representative | Aug 2024 (2y) | ||
| Jason Skolnik | Registered representative | Aug 2024 (2y) | ||
| Marni L Menden | Registered representative | Aug 2024 (2y) | ||
| Glen Allen Simmonds | Registered representative | CFP | Aug 2024 (2y) | |
| Isabelle Paille Striplin | Registered representative | Aug 2024 (2y) | ||
| Oscar Maldonado | Registered representative | Aug 2024 (2y) | ||
| Ryan Williams | Registered representative | Aug 2024 (2y) | ||
| Alexander L Horgan | Registered representative | Aug 2024 (2y) | ||
| Yizenia Alvare Garcia | Registered representative | Aug 2024 (2y) | ||
| Alexander S Choi | Registered representative | Aug 2024 (2y) | ||
| Mike Barrera | Registered representative | Aug 2024 (2y) | ||
| Ryan A Miller | Registered representative | Aug 2024 (2y) | ||
| Valter A Martinez | Registered representative | Aug 2024 (2y) | ||
| Walter Ryan Beddeo | Registered representative | Aug 2024 (2y) | ||
| Adele Kates | Registered representative | Aug 2024 (2y) | ||
| Brian James Borish | Registered representative | Aug 2024 (2y) | ||
| Jacob A Wahl | Registered representative | Aug 2024 (2y) | ||
| Nathan T Stevens | Registered representative | Aug 2024 (2y) | ||
| Trent W Crider | Registered representative | Aug 2024 (2y) | ||
| Jeremiah M. Mac Namara | Registered representative | Aug 2024 (2y) | ||
| Joseph Monty | Registered representative | CFA | Aug 2024 (2y) | |
| Makayla R Greene | Registered representative | Aug 2024 (2y) | ||
| Nathalie Blanco | Registered representative | Aug 2024 (2y) | ||
| Pablo L Munoz | Registered representative | CFP | Aug 2024 (2y) | |
| Christianna Adrian Wymbs Palma | Registered representative | Aug 2024 (2y) | ||
| Eric A Medrano | Registered representative | Aug 2024 (2y) | ||
| Joseph A Piacitelli | Registered representative | Aug 2024 (2y) | ||
| Cassidy B Carr | Registered representative | Aug 2024 (2y) | ||
| Inigo Franco Rivera | Registered representative | Aug 2024 (2y) | ||
| Maxwell Andrew Morais | Registered representative | Aug 2024 (2y) | ||
| Tiffany N Walker | Registered representative | Aug 2024 (2y) | ||
| Andrea Maria Prado Bing Zaremba | Registered representative | Aug 2024 (2y) | ||
| Amanda K Kombosch | Registered representative | Aug 2024 (2y) | ||
| Donatella Grazia Mancinone | Registered representative | Aug 2024 (2y) | ||
| Esther V Hersh | Registered representative | Aug 2024 (2y) | ||
| Ethan D Drinkwater | Registered representative | Aug 2024 (2y) | ||
| Giancarlo Rondon | Registered representative | Aug 2024 (2y) | ||
| John Phillip Carpenter | Registered representative | Aug 2024 (2y) | ||
| Margaret Ann Ginder | Registered representative | CFP | Aug 2024 (2y) | |
| Philip M. Reagan | Registered representative | Aug 2024 (2y) | ||
| Shelby A Haggard | Registered representative | Aug 2024 (2y) | ||
| Todd Adelstein | Registered representative | Aug 2024 (2y) | ||
| William T Gioffre | Registered representative | Aug 2024 (2y) | ||
| Brett J Rickey | Registered representative | Aug 2024 (2y) | ||
| Fei Teng | Registered representative | Aug 2024 (2y) | ||
| Kyler J Barney | Registered representative | Aug 2024 (2y) | ||
| Mohamad Issam Mizyan | Registered representative | Aug 2024 (2y) | ||
| Tyler R Kay | Registered representative | Aug 2024 (2y) | ||
| Yesenia Gil | Registered representative | Aug 2024 (2y) | ||
| Carlos Shteremberg | Registered representative | CFA | Aug 2024 (2y) | |
| Sarai Ordonez | Registered representative | Aug 2024 (2y) | ||
| Jayson Best | Registered representative | Aug 2024 (2y) | ||
| Katherine Markham | Registered representative | Aug 2024 (2y) | ||
| Luis Hernandez | Registered representative | Aug 2024 (2y) | ||
| Maha Addasi Saffarini | Registered representative | Aug 2024 (2y) | ||
| Martha A Goodman | Registered representative | Aug 2024 (2y) | ||
| Naima Ama | Registered representative | Aug 2024 (2y) | ||
| Tracey L Evans | Registered representative | Aug 2024 (2y) | ||
| Taylor E Shannon | Registered representative | Aug 2024 (2y) | ||
| Dasha Robinson | Registered representative | Aug 2024 (2y) | ||
| Helen A Smith | Registered representative | Aug 2024 (2y) | ||
| Isabella E Anichini | Registered representative | Aug 2024 (2y) | ||
| Megan Stuart | Registered representative | Aug 2024 (2y) | ||
| Michael C Aoun | Registered representative | Aug 2024 (2y) | ||
| Connor O Kirkwood | Registered representative | Aug 2024 (2y) | ||
| John Pohar | Registered representative | Aug 2024 (2y) | ||
| Joey Lee Miedema | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Marin J Bogulski | Registered representative | Aug 2024 (2y) | ||
| Mengxin Zhou | Registered representative | Aug 2024 (2y) | ||
| Quinten Ganter Knudsen | Registered representative | Aug 2024 (2y) | ||
| Riley K Davidson | Registered representative | Aug 2024 (2y) | ||
| Tina Ann Dearce | Registered representative | Aug 2024 (2y) | ||
| Daysi Martinez Celaya | Registered representative | Aug 2024 (2y) | ||
| Maxwell S Carlson | Registered representative | Aug 2024 (2y) | ||
| Nathan Isaac Thurman | Registered representative | Aug 2024 (2y) | ||
| Bentley R Wilkerson | Registered representative | Aug 2024 (2y) | ||
| Lindsey E Sawicki | Registered representative | CFP Chartered Financial Consultant | Aug 2024 (2y) | |
| Molly Elizabeth Koester | Registered representative | Aug 2024 (2y) | ||
| Micah Milani Kanicki | Registered representative | Aug 2024 (2y) | ||
| Pablo Perezanta Olmedo | Registered representative | Aug 2024 (2y) | ||
| Andrea J Crase | Registered representative | Aug 2024 (2y) | ||
| Andrew Rafael Pantoja | Registered representative | Aug 2024 (2y) | ||
| Aseah A Rahman | Registered representative | Aug 2024 (2y) | ||
| Matthew T Halverson | Registered representative | Aug 2024 (2y) | ||
| Ana Karen Delgadillo | Registered representative | Aug 2024 (2y) | ||
| Averey C Mackin | Registered representative | Aug 2024 (2y) | ||
| Christopher Michael Driscoll | Registered representative | Aug 2024 (2y) | ||
| James Christopher Ferguson | Registered representative | Aug 2024 (2y) | ||
| Michael J Iacobelli | Registered representative | Aug 2024 (2y) | ||
| Robert M Guarino | Registered representative | Aug 2024 (2y) | ||
| Anthony R Siciliano | Registered representative | Aug 2024 (2y) | ||
| Aseen A Amin | Registered representative | Aug 2024 (2y) | ||
| Craig A Yong | Registered representative | Aug 2024 (2y) | ||
| Jenna Aileen Burke | Registered representative | Sep 2024 (2y) | ||
| Vincent N De Martis | Registered representative | Sep 2024 (2y) | ||
| Eduardo Guajardo | Registered representative | Sep 2024 (2y) | ||
| Eric Joseph Weider | Registered representative | Sep 2024 (2y) | ||
| Luis R Farret | Registered representative | Sep 2024 (2y) | ||
| Veronique S Caumeil | Registered representative | Sep 2024 (2y) | ||
| Andrea Mills Hadjiyski | Registered representative | CFP | Sep 2024 (2y) | |
| Brandon Denker | Registered representative | Sep 2024 (2y) | ||
| Jennifer Seavey Mass | Registered representative | CFP | Sep 2024 (2y) | |
| Mark R Horcher | Registered representative | Sep 2024 (2y) | ||
| Shari L Barker | Registered representative | Sep 2024 (2y) | ||
| Todd Robert Newman | Registered representative | Sep 2024 (2y) | ||
| Christopher Patrick Kobe | Registered representative | Sep 2024 (2y) | ||
| Daniel S. Schwartz | Registered representative | Sep 2024 (2y) | ||
| Devin M Darcangelo | Registered representative | Sep 2024 (2y) | ||
| Dannielle Nicole Greco | Registered representative | Sep 2024 (2y) | ||
| Edgar N Marita | Registered representative | Sep 2024 (2y) | ||
| George H Fosdick | Registered representative | CFP | Sep 2024 (2y) | |
| Jody P Sacks | Registered representative | Sep 2024 (2y) | ||
| Krystle T Kukreja | Registered representative | Sep 2024 (2y) | ||
| Mason W Mackenzie | Registered representative | Sep 2024 (2y) | ||
| Michael Thomas Sanzone | Registered representative | Sep 2024 (2y) | ||
| Nicole M Flanzbaum | Registered representative | Sep 2024 (2y) | ||
| Staci Ann Corley | Registered representative | Sep 2024 (2y) | ||
| Simon Alexander | Registered representative | Sep 2024 (2y) | ||
| William Schwartz | Registered representative | Sep 2024 (2y) | ||
| Cherlyn S Rugg | Registered representative | Sep 2024 (2y) | ||
| Felipe T Sezerino | Registered representative | Sep 2024 (2y) | ||
| Jacob R Bennett | Registered representative | Sep 2024 (2y) | ||
| Kelly Marie Gaskins Widvey | Registered representative | Sep 2024 (2y) | ||
| Victoria Kate Mady | Registered representative | Sep 2024 (2y) | ||
| Kevin L Cunane | Registered representative | CFA | Sep 2024 (2y) | |
| Matthew R. Roth | Registered representative | Sep 2024 (2y) | ||
| Samuel Gregory Piatnitsky | Registered representative | Sep 2024 (2y) | ||
| Antonella B Quiroga | Registered representative | Sep 2024 (2y) | ||
| Edwin J Cervantes | Registered representative | Sep 2024 (2y) | ||
| Samuel C Burton | Registered representative | Sep 2024 (2y) | ||
| Avery Blair Tully | Registered representative | Sep 2024 (2y) | ||
| Bridgette Marie Laque | Registered representative | Sep 2024 (2y) | ||
| Benjamin A Carney | Registered representative | Sep 2024 (2y) | ||
| Cristiano Tempo Castellini | Registered representative | Sep 2024 (2y) | ||
| Haoyi Luo | Registered representative | Sep 2024 (2y) | ||
| Kyle Scott Berardi | Registered representative | Sep 2024 (2y) | ||
| Lindsay E Hutter | Registered representative | Sep 2024 (2y) | ||
| Michael James Corley | Registered representative | CFP | Sep 2024 (2y) | |
| Seung Wan Suh | Registered representative | Sep 2024 (2y) | ||
| Victoria E Lowell | Registered representative | Sep 2024 (2y) | ||
| Anne Marie C Kim | Registered representative | Sep 2024 (2y) | ||
| Luke Colbert Lasseter | Registered representative | Sep 2024 (2y) | ||
| Rachel D Shal | Registered representative | Sep 2024 (2y) | ||
| Aaron Mark Alexander | Registered representative | Sep 2024 (2y) | ||
| Arthur Jay Langer | Registered representative | Sep 2024 (2y) | ||
| Adrienne Brown Yeager | Registered representative | Sep 2024 (2y) | ||
| Bradley Joseph Hecker | Registered representative | Sep 2024 (2y) | ||
| Brian Swedrock | Registered representative | Sep 2024 (2y) | ||
| Daniel Christopher Brown | Registered representative | CFP | Sep 2024 (2y) | |
| Jamey Richard Brown | Registered representative | CFP | Sep 2024 (2y) | |
| Jamie E Lages | Registered representative | Sep 2024 (2y) | ||
| Jason Burnett Straub | Registered representative | CFP | Sep 2024 (2y) | |
| Jillien A Fry | Registered representative | Sep 2024 (2y) | ||
| Krista Smith Taliaferro | Registered representative | Sep 2024 (2y) | ||
| Kirsten L Richards | Registered representative | Sep 2024 (2y) | ||
| Lydia Chappell May | Registered representative | CFP | Sep 2024 (2y) | |
| Martin Patrick Massy | Registered representative | Sep 2024 (2y) | ||
| Melissa Ann Breeden | Registered representative | Sep 2024 (2y) | ||
| Mireille Zappulla | Registered representative | Sep 2024 (2y) | ||
| Matthew Robert Carrier | Registered representative | Sep 2024 (2y) | ||
| William Mc Kee | Registered representative | Sep 2024 (2y) | ||
| John Christian Bull | Registered representative | Sep 2024 (2y) | ||
| Martha Kristina Cordo | Registered representative | Sep 2024 (2y) | ||
| Susan V Frazier | Registered representative | Sep 2024 (2y) | ||
| Gavin S Resnick | Registered representative | Sep 2024 (2y) | ||
| James S Arett | Registered representative | Sep 2024 (2y) | ||
| Matthew A Kerr | Registered representative | Sep 2024 (2y) | ||
| Samantha Jo Schmidt | Registered representative | Sep 2024 (2y) | ||
| Benjamin D East | Registered representative | Sep 2024 (2y) | ||
| Bethany J Flint | Registered representative | Sep 2024 (2y) | ||
| Christopher Lawrence Dotolo | Registered representative | Sep 2024 (2y) | ||
| Foster M Harrison | Registered representative | Sep 2024 (2y) | ||
| Lucas Jonathan Weidner | Registered representative | Sep 2024 (2y) | ||
| Anthony Whaley | Registered representative | Sep 2024 (2y) | ||
| David Walker | Registered representative | Sep 2024 (2y) | ||
| Debby L Kurniawati | Registered representative | Sep 2024 (2y) | ||
| Howard H Hwa | Registered representative | Sep 2024 (2y) | ||
| Kelsey Regan | Registered representative | CFP | Sep 2024 (2y) | |
| Nicholas P Maceira | Registered representative | Sep 2024 (2y) | ||
| Rita H Erickson | Registered representative | Sep 2024 (2y) | ||
| Ryan Schlimgen | Registered representative | Sep 2024 (2y) | ||
| Cameron Lee Sode | Registered representative | Sep 2024 (2y) | ||
| George Beacham | Registered representative | Sep 2024 (2y) | ||
| Teresa M Draughon | Registered representative | Sep 2024 (2y) | ||
| Theodore J Kahn | Registered representative | Sep 2024 (2y) | ||
| Aerin Kalmans | Registered representative | Sep 2024 (2y) | ||
| David Blumenthal | Registered representative | Sep 2024 (2y) | ||
| Haley N Hester | Registered representative | Sep 2024 (2y) | ||
| Jason D Amato | Registered representative | Sep 2024 (2y) | ||
| Justin Thai | Registered representative | Sep 2024 (2y) | ||
| Melvin C Nnabuife | Registered representative | Sep 2024 (2y) | ||
| Michael Andrew Hollen | Registered representative | Sep 2024 (2y) | ||
| Palmiris Y Rivas | Registered representative | Sep 2024 (2y) | ||
| Christopher Diaz | Registered representative | Sep 2024 (2y) | ||
| Jose Manuel Romero Reynaud | Registered representative | Sep 2024 (2y) | ||
| Matthew M Guarini | Registered representative | Sep 2024 (2y) | ||
| Isabel Corona | Registered representative | Sep 2024 (2y) | ||
| Jake Orlowski | Registered representative | Sep 2024 (2y) | ||
| Joshua A Hubler | Registered representative | Sep 2024 (2y) | ||
| Olivia Taylor Cohen | Registered representative | Sep 2024 (2y) | ||
| Richard D Garretson | Registered representative | Sep 2024 (2y) | ||
| Sophie Jacobs Klepner | Registered representative | Sep 2024 (2y) | ||
| Bradley J Bumgarner | Registered representative | Sep 2024 (2y) | ||
| Geoffrey Chadwick Raynor | Registered representative | CFP | Sep 2024 (2y) | |
| Gerardo Cavazos | Registered representative | Sep 2024 (2y) | ||
| John Michael Volpe | Registered representative | Sep 2024 (2y) | ||
| Remy J Meteigner | Registered representative | Sep 2024 (2y) | ||
| Semene Anne Gilden | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Allyson Defruscio | Registered representative | Sep 2024 (2y) | ||
| Adam R Chin | Registered representative | Sep 2024 (2y) | ||
| Alexander P Lindsey | Registered representative | Sep 2024 (2y) | ||
| Austin Tyler | Registered representative | Sep 2024 (2y) | ||
| Evan Johnson | Registered representative | Sep 2024 (2y) | ||
| Jeffrey Papazian | Registered representative | Sep 2024 (2y) | ||
| Jenna Marie Ziarko | Registered representative | Sep 2024 (2y) | ||
| Johnathan A Etherly | Registered representative | Sep 2024 (2y) | ||
| Nicolette M Orlando | Registered representative | Sep 2024 (2y) | ||
| Rocio Castillo | Registered representative | Sep 2024 (2y) | ||
| Jessica M Corazza | Registered representative | Oct 2024 (2y) | ||
| Mercedes Elena Landaverde | Registered representative | Oct 2024 (2y) | ||
| Maria Ines Curbelo Miro | Registered representative | Oct 2024 (2y) | ||
| Patrick Corona Cananea | Registered representative | Oct 2024 (2y) | ||
| Charles E Barnhart | Registered representative | Oct 2024 (2y) | ||
| Christine Marie Levine | Registered representative | Oct 2024 (2y) | ||
| John J Gogia | Registered representative | Oct 2024 (2y) | ||
| John P Sweeney | Registered representative | Oct 2024 (2y) | ||
| Kim Ann Reuther | Registered representative | Oct 2024 (2y) | ||
| Nicholas Vincent Cissone | Registered representative | Oct 2024 (2y) | ||
| Sabrina R Zavarelli | Registered representative | Oct 2024 (2y) | ||
| Thomas Francis Francis Gayer Iii | Registered representative | Oct 2024 (2y) | ||
| Thomas Francis Gayer | Registered representative | Oct 2024 (2y) | ||
| Anthony Lallo | Registered representative | Oct 2024 (2y) | ||
| Ayanna P Byrd | Registered representative | Oct 2024 (2y) | ||
| Benjamin J Lee | Registered representative | Oct 2024 (2y) | ||
| Denise Leone Kennedy | Registered representative | Oct 2024 (2y) | ||
| Emily Dawn Buehler | Registered representative | Oct 2024 (2y) | ||
| Karen L Ashby | Registered representative | Oct 2024 (2y) | ||
| Kyle Matthew Stevenson | Registered representative | CFP | Oct 2024 (2y) | |
| Laura J O'donnell | Registered representative | Oct 2024 (2y) | ||
| Matthew Neil Liebman | Registered representative | Oct 2024 (2y) | ||
| Michael Bruce Passeroff | Registered representative | Oct 2024 (2y) | ||
| Michelle Yang | Registered representative | Oct 2024 (2y) | ||
| Michael P Halperin | Registered representative | Oct 2024 (2y) | ||
| Robert Edward Kocisko | Registered representative | Oct 2024 (2y) | ||
| Ashley M Tran | Registered representative | Oct 2024 (2y) | ||
| Brandon Kenneth Sewers | Registered representative | Oct 2024 (2y) | ||
| Cameron David Parker | Registered representative | Oct 2024 (2y) | ||
| Christopher Joseph Simcho | Registered representative | Oct 2024 (2y) | ||
| Joel Phillip Frost | Registered representative | Oct 2024 (2y) | ||
| Kelly Merrie Herradon | Registered representative | Oct 2024 (2y) | ||
| Matthew A Williams | Registered representative | Oct 2024 (2y) | ||
| Ryan Joseph Sullivan | Registered representative | Oct 2024 (2y) | ||
| Scott Raymond Carroll | Registered representative | Oct 2024 (2y) | ||
| Andrew David Arias | Registered representative | Oct 2024 (2y) | ||
| David J Jauch | Registered representative | Oct 2024 (2y) | ||
| Farrahlyn S Vo | Registered representative | Oct 2024 (2y) | ||
| Keller O Casey | Registered representative | Oct 2024 (2y) | ||
| Lauren H Moore | Registered representative | Oct 2024 (2y) | ||
| Randa El Sayed Haffar | Registered representative | Oct 2024 (2y) | ||
| Sophia Szeto | Registered representative | Oct 2024 (2y) | ||
| Wanying Zhao | Registered representative | Oct 2024 (2y) | ||
| Zachary Starr | Registered representative | Oct 2024 (2y) | ||
| Allie Grace Kilroy | Registered representative | Oct 2024 (2y) | ||
| Duane Frank Richter | Registered representative | Oct 2024 (2y) | ||
| Valerie P Corradini | Registered representative | Oct 2024 (2y) | ||
| Christian R Alvarez | Registered representative | Oct 2024 (2y) | ||
| Jake G Sine | Registered representative | Oct 2024 (2y) | ||
| Zachary David Berg | Registered representative | Oct 2024 (2y) | ||
| Chinedu Anthony Ufio | Registered representative | Oct 2024 (2y) | ||
| Cesar Andres Vera | Registered representative | Oct 2024 (2y) | ||
| Christopher J Barker | Registered representative | Oct 2024 (2y) | ||
| Danta Wright | Registered representative | Oct 2024 (2y) | ||
| Dominic M Martinez | Registered representative | Oct 2024 (2y) | ||
| Kayla Rafie | Registered representative | Oct 2024 (2y) | ||
| Ryan M Machovec | Registered representative | Oct 2024 (2y) | ||
| Agustin Zavalia | Registered representative | Oct 2024 (2y) | ||
| Christopher R Benton | Registered representative | Oct 2024 (2y) | ||
| Colton Marshall Lowery | Registered representative | Oct 2024 (2y) | ||
| Katherine Hill | Registered representative | Oct 2024 (2y) | ||
| Kurtis C Grant | Registered representative | Oct 2024 (2y) | ||
| Cory M Sherratt | Registered representative | Oct 2024 (2y) | ||
| Richard W Flynn | Registered representative | Oct 2024 (2y) | ||
| Robert W Fell | Registered representative | Oct 2024 (2y) | ||
| Tonya Andrello | Registered representative | Oct 2024 (2y) | ||
| Brian Francis | Registered representative | Oct 2024 (2y) | ||
| Ivette Marie Moguel | Registered representative | Oct 2024 (2y) | ||
| Kyle M Lahart | Registered representative | Oct 2024 (2y) | ||
| Michael Balkey | Registered representative | Oct 2024 (2y) | ||
| Patricia Ann Barnes | Registered representative | Oct 2024 (2y) | ||
| Renato Grandmont | Registered representative | Oct 2024 (2y) | ||
| Susan M Van Spybrook | Registered representative | Oct 2024 (2y) | ||
| William Martin Sabia | Registered representative | Oct 2024 (2y) | ||
| Adrienne Iglehart | Registered representative | Oct 2024 (2y) | ||
| Bryan P Bourre | Registered representative | Oct 2024 (2y) | ||
| Conor J O'brien | Registered representative | Oct 2024 (2y) | ||
| Daniela Jimenez Bribiesca | Registered representative | Oct 2024 (2y) | ||
| Elizabeth A Garcia | Registered representative | Oct 2024 (2y) | ||
| Francesco Vento | Registered representative | Oct 2024 (2y) | ||
| Francis X Malone | Registered representative | Oct 2024 (2y) | ||
| Ian R Linde | Registered representative | Oct 2024 (2y) | ||
| Matthew P Kutz | Registered representative | Oct 2024 (2y) | ||
| Richard James Duffy | Registered representative | Oct 2024 (2y) | ||
| Rick Anthony Baray | Registered representative | CFP CFA | Oct 2024 (2y) | |
| Roman Lee Hamilton | Registered representative | Oct 2024 (2y) | ||
| Matthew D Mangan | Registered representative | Oct 2024 (2y) | ||
| Jack T Fechter | Registered representative | Oct 2024 (2y) | ||
| Jeffrey D Cosby | Registered representative | Oct 2024 (2y) | ||
| Emmett De Kanter | Registered representative | Oct 2024 (2y) | ||
| Marshall J Friedman | Registered representative | Oct 2024 (2y) | ||
| Matea Milisic | Registered representative | Oct 2024 (2y) | ||
| Angela R Yates | Registered representative | Oct 2024 (2y) | ||
| Brad Currao | Registered representative | Oct 2024 (2y) | ||
| Matthew J Smith | Registered representative | Oct 2024 (2y) | ||
| Michal Plonski | Registered representative | Oct 2024 (2y) | ||
| Alexander Paul Schiess | Registered representative | Oct 2024 (2y) | ||
| David K Newton | Registered representative | Oct 2024 (2y) | ||
| Gabriella Ariana Gonzales | Registered representative | Oct 2024 (2y) | ||
| Hannah A Herin | Registered representative | Oct 2024 (2y) | ||
| Michael Neuhoff Flanagan | Registered representative | Oct 2024 (2y) | ||
| Angela Yu Alldredge | Registered representative | Oct 2024 (2y) | ||
| Alec Burriss | Registered representative | Oct 2024 (2y) | ||
| Brandon Kaley | Registered representative | CFP | Oct 2024 (2y) | |
| Colin Hokanson | Registered representative | Oct 2024 (2y) | ||
| Daniel A Rodriguez | Registered representative | Oct 2024 (2y) | ||
| Daniel R Gordon | Registered representative | Oct 2024 (2y) | ||
| Joseph Brian Calao | Registered representative | Oct 2024 (2y) | ||
| Keith D Underwood | Registered representative | Oct 2024 (2y) | ||
| Robert Heller | Registered representative | Oct 2024 (2y) | ||
| Ronald L Elswick | Registered representative | Oct 2024 (2y) | ||
| Stephen J. Yovetich | Registered representative | CFP | Oct 2024 (2y) | |
| Stephen William Fairchild | Registered representative | Oct 2024 (2y) | ||
| Samuel James Hodges | Registered representative | Oct 2024 (2y) | ||
| T Imothy Scott Irwin | Registered representative | Oct 2024 (2y) | ||
| Taylor Jon Robinson | Registered representative | Oct 2024 (2y) | ||
| Wayne Whited | Registered representative | Oct 2024 (2y) | ||
| Yuchun Tung | Registered representative | Oct 2024 (2y) | ||
| Allison Nicole Plunk | Registered representative | Oct 2024 (2y) | ||
| Bryan Austin Martin | Registered representative | Oct 2024 (2y) | ||
| David Tierney | Registered representative | Oct 2024 (2y) | ||
| Gregory Ajello | Registered representative | Oct 2024 (2y) | ||
| James C Crossman | Registered representative | Oct 2024 (2y) | ||
| Merek L Glover | Registered representative | Oct 2024 (2y) | ||
| Yuqi Zhang | Registered representative | Oct 2024 (2y) | ||
| Anastacia J Knudsen | Registered representative | Oct 2024 (2y) | ||
| Chadi Antoine Sahyoun | Registered representative | Oct 2024 (2y) | ||
| Harold E Russell | Registered representative | Oct 2024 (2y) | ||
| Katelyn J Hamilton | Registered representative | Oct 2024 (2y) | ||
| Sante R Bologna | Registered representative | Oct 2024 (2y) | ||
| Christopher E Vignone | Registered representative | Oct 2024 (2y) | ||
| Christian E. Borne | Registered representative | Oct 2024 (2y) | ||
| Joseph Casillo | Registered representative | Oct 2024 (2y) | ||
| John C Hulbert | Registered representative | Oct 2024 (2y) | ||
| Sophia Oh Nguyen | Registered representative | Oct 2024 (2y) | ||
| Tonya Umbehagen | Registered representative | Oct 2024 (2y) | ||
| William Howell Crosby | Registered representative | Oct 2024 (2y) | ||
| Xhulio Tuku | Registered representative | Oct 2024 (2y) | ||
| Chase Joseph Hoobler | Registered representative | Oct 2024 (2y) | ||
| Chase O Ambrose | Registered representative | Oct 2024 (2y) | ||
| Emma W Kahalley | Registered representative | Oct 2024 (2y) | ||
| Matthew Han | Registered representative | Oct 2024 (2y) | ||
| Matthew J Sorensen | Registered representative | Oct 2024 (2y) | ||
| Michael R Williams | Registered representative | Oct 2024 (2y) | ||
| Chad Kraklio | Registered representative | Nov 2024 (2y) | ||
| Christian Nicholas Whiteley | Registered representative | Nov 2024 (2y) | ||
| Dalton Richard Eastup | Registered representative | Nov 2024 (2y) | ||
| Hayden Andrew Whetstone | Registered representative | CFP | Nov 2024 (2y) | |
| Jason J Topi | Registered representative | Nov 2024 (2y) | ||
| Kathryn M Avallone | Registered representative | Nov 2024 (2y) | ||
| Lei Bely Cheng | Registered representative | Nov 2024 (2y) | ||
| Seth E Gelwarg | Registered representative | Nov 2024 (2y) | ||
| Adithiya Dev Singh | Registered representative | Nov 2024 (2y) | ||
| Amanda Michele Evans | Registered representative | Nov 2024 (2y) | ||
| Daniel Kim | Registered representative | Nov 2024 (2y) | ||
| John N Smith | Registered representative | Nov 2024 (2y) | ||
| Louis L Tousignant | Registered representative | Nov 2024 (2y) | ||
| Robert S Breyer | Registered representative | Nov 2024 (2y) | ||
| Victor M Perez | Registered representative | Nov 2024 (2y) | ||
| Alexander Mallett | Registered representative | Nov 2024 (2y) | ||
| Callie M Mitchell | Registered representative | Nov 2024 (2y) | ||
| Jordan Storm Tripodi | Registered representative | Nov 2024 (2y) | ||
| Keenan D Odenbach | Registered representative | Nov 2024 (2y) | ||
| Robert A Stone | Registered representative | Nov 2024 (2y) | ||
| Spilios Kanellopoulos | Registered representative | Nov 2024 (2y) | ||
| Taylor Nicole Van Vlack | Registered representative | Nov 2024 (2y) | ||
| Todd Locicero | Registered representative | Nov 2024 (2y) | ||
| Christina Cordeiro Guerra Livas | Registered representative | Nov 2024 (2y) | ||
| Denise Marie Comeau | Registered representative | Nov 2024 (2y) | ||
| Flavio Cesar Quito | Registered representative | Nov 2024 (2y) | ||
| Meghan Nicole Petaccio | Registered representative | Nov 2024 (2y) | ||
| Tsu An Tsai | Registered representative | Nov 2024 (2y) | ||
| Anthony Joseph De Lillo | Registered representative | Nov 2024 (2y) | ||
| Christopher M Andrade | Registered representative | Nov 2024 (2y) | ||
| Anthony Nicholas Codispoti | Registered representative | Nov 2024 (2y) | ||
| Emily A Najjar | Registered representative | Nov 2024 (2y) | ||
| Eric Blaine Wiltfang | Registered representative | Nov 2024 (2y) | ||
| Jason Aaron Johnson | Registered representative | Nov 2024 (2y) | ||
| James W Bullock | Registered representative | Nov 2024 (2y) | ||
| Juan C Gomez | Registered representative | Nov 2024 (2y) | ||
| Maria R Palma | Registered representative | Nov 2024 (2y) | ||
| Manuela G Reece | Registered representative | Nov 2024 (2y) | ||
| Alfredo J Pinel | Registered representative | Nov 2024 (2y) | ||
| Amy Angelique Hays | Registered representative | Nov 2024 (2y) | ||
| Caleb C Thiess | Registered representative | Nov 2024 (2y) | ||
| Courtney C Kaufmann | Registered representative | Nov 2024 (2y) | ||
| Kevin R Seabury | Registered representative | Nov 2024 (2y) | ||
| Larkin B Julian | Registered representative | Nov 2024 (2y) | ||
| Malcolm E Pakola | Registered representative | Nov 2024 (2y) | ||
| Mary Caroline Brandenburg | Registered representative | Nov 2024 (2y) | ||
| Zachary Lane Stuck | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Alexandra M Gutierrez | Registered representative | Nov 2024 (2y) | ||
| Dong Ha Kim | Registered representative | Nov 2024 (2y) | ||
| India M Bowser | Registered representative | Nov 2024 (2y) | ||
| Joshua Keith Lindsey | Registered representative | Nov 2024 (2y) | ||
| Ryan J Mc Enery | Registered representative | Nov 2024 (2y) | ||
| Caroline C O'connor | Registered representative | Nov 2024 (2y) | ||
| Fredy Daniel Rivera | Registered representative | Nov 2024 (2y) | ||
| Heather A Ramirez | Registered representative | Nov 2024 (2y) | ||
| Hunter Mark Shulman | Registered representative | Nov 2024 (2y) | ||
| Kyle S Riveron | Registered representative | Nov 2024 (2y) | ||
| Samee Dokovic | Registered representative | Nov 2024 (2y) | ||
| Selena Ann Coates | Registered representative | Nov 2024 (2y) | ||
| William F Davison | Registered representative | Nov 2024 (2y) | ||
| Audrianna Lynn Sibiski | Registered representative | Nov 2024 (2y) | ||
| Christina Ruth Gaitley | Registered representative | Nov 2024 (2y) | ||
| Frederick B Christof | Registered representative | Nov 2024 (2y) | ||
| Gabriel Pamich | Registered representative | Nov 2024 (2y) | ||
| Henry Gembis | Registered representative | CFP | Nov 2024 (2y) | |
| Jeffrey Robbins Gembis | Registered representative | Nov 2024 (2y) | ||
| Joseph D Carter | Registered representative | Nov 2024 (2y) | ||
| Leslie Denise Robison | Registered representative | Nov 2024 (2y) | ||
| Lethon Flowers | Registered representative | Nov 2024 (2y) | ||
| Michelle E Bisio | Registered representative | Nov 2024 (2y) | ||
| Richard Mathias Harrington Ordona | Registered representative | Nov 2024 (2y) | ||
| Aaron Joseph Sisk | Registered representative | CFP | Nov 2024 (2y) | |
| Brandon D Fraye | Registered representative | Nov 2024 (2y) | ||
| Jason Andrew Sobin | Registered representative | Nov 2024 (2y) | ||
| Julia E Dunnigan | Registered representative | Nov 2024 (2y) | ||
| Matthew C Kiely | Registered representative | Nov 2024 (2y) | ||
| Meghan E Murphy | Registered representative | Nov 2024 (2y) | ||
| Taylor Brown Youmans | Registered representative | Nov 2024 (2y) | ||
| Richard W Krompinger | Registered representative | Nov 2024 (2y) | ||
| Alain Farrelly | Registered representative | Nov 2024 (2y) | ||
| Andrew T King | Registered representative | Nov 2024 (2y) | ||
| Bryce Poole | Registered representative | Nov 2024 (2y) | ||
| Hector J Escamilla | Registered representative | Nov 2024 (2y) | ||
| Mauricio J Quezada Lazo | Registered representative | Nov 2024 (2y) | ||
| Quentin A Woolf | Registered representative | Nov 2024 (2y) | ||
| Spencer G Piasecki | Registered representative | Nov 2024 (2y) | ||
| Elizabeth Jamie Anselmi | Registered representative | Nov 2024 (2y) | ||
| Jeremy A. Bates | Registered representative | Nov 2024 (2y) | ||
| Kenec S Elvir Corrales | Registered representative | Nov 2024 (2y) | ||
| Madeline A Grosse | Registered representative | Nov 2024 (2y) | ||
| Ramani Daniel Lizarazo | Registered representative | Nov 2024 (2y) | ||
| William M Akenga | Registered representative | Nov 2024 (2y) | ||
| William Andrew Coca | Registered representative | Nov 2024 (2y) | ||
| Yung Lun Lo | Registered representative | Nov 2024 (2y) | ||
| Zeyad M El Shami | Registered representative | Nov 2024 (2y) | ||
| Jett P Davis | Registered representative | Nov 2024 (2y) | ||
| Nga N Pho | Registered representative | Nov 2024 (2y) | ||
| Steven E Cox | Registered representative | Nov 2024 (2y) | ||
| Arsalan H Arabani | Registered representative | Nov 2024 (2y) | ||
| Amanda K Swick | Registered representative | Nov 2024 (2y) | ||
| Peter S Shaw | Registered representative | Nov 2024 (2y) | ||
| Ryan M Peter | Registered representative | Nov 2024 (2y) | ||
| Christopher P O'connor | Registered representative | Nov 2024 (2y) | ||
| Conrad J Wilkening | Registered representative | Nov 2024 (2y) | ||
| Eric P Haynes | Registered representative | Nov 2024 (2y) | ||
| Ian H Harrison | Registered representative | Nov 2024 (2y) | ||
| Kristen A Springer | Registered representative | Nov 2024 (2y) | ||
| Oleksandra Droval | Registered representative | Nov 2024 (2y) | ||
| Shanicia Harris | Registered representative | Nov 2024 (2y) | ||
| Anne Nishiura Seto | Registered representative | Nov 2024 (2y) | ||
| Aaron T Olalude | Registered representative | Nov 2024 (2y) | ||
| Carter L Belew | Registered representative | Nov 2024 (2y) | ||
| Hyoung M Kim | Registered representative | Nov 2024 (2y) | ||
| Ireland I Olson | Registered representative | Nov 2024 (2y) | ||
| John B Boles | Registered representative | Nov 2024 (2y) | ||
| Robert Davis Kernodle | Registered representative | Nov 2024 (2y) | ||
| Trevor J Bieszczat | Registered representative | Nov 2024 (2y) | ||
| Anastasia Makedon | Registered representative | Nov 2024 (2y) | ||
| Cameron J Kistler | Registered representative | Nov 2024 (2y) | ||
| Caroline Adorni Willems | Registered representative | Nov 2024 (2y) | ||
| Eduardo Alcoba De Carvalho | Registered representative | Nov 2024 (2y) | ||
| Edgardo A Romero | Registered representative | Nov 2024 (2y) | ||
| Kayla J Carpenter | Registered representative | Nov 2024 (2y) | ||
| Maximilien Florin Glasser | Registered representative | Nov 2024 (2y) | ||
| Mark R Salem | Registered representative | Nov 2024 (2y) | ||
| Madeline Elizabeth Marie Julian | Registered representative | Nov 2024 (2y) | ||
| Nicholas Joseph Aynilian | Registered representative | Nov 2024 (2y) | ||
| Coburn T Brassey | Registered representative | Nov 2024 (2y) | ||
| Justin G Seery | Registered representative | Nov 2024 (2y) | ||
| Kevin M Garvy | Registered representative | Nov 2024 (2y) | ||
| Stephen J Zupicich | Registered representative | Nov 2024 (2y) | ||
| Stacey J Grundy | Registered representative | Nov 2024 (2y) | ||
| Alexander W Hanrahan | Registered representative | Nov 2024 (2y) | ||
| Anna T Paris | Registered representative | Dec 2024 (2y) | ||
| Andrew J Hereter | Registered representative | Dec 2024 (2y) | ||
| Clayton E Williard | Registered representative | Dec 2024 (2y) | ||
| Ethan Graff | Registered representative | Dec 2024 (2y) | ||
| James Lynn Wadsworth | Registered representative | Dec 2024 (2y) | ||
| James G Nugent | Registered representative | Dec 2024 (2y) | ||
| Javier Francisco Reyes | Registered representative | Dec 2024 (2y) | ||
| Kate E Rives | Registered representative | Dec 2024 (2y) | ||
| Lavar Baptiste Leak | Registered representative | Dec 2024 (2y) | ||
| Matthew C Tsokos | Registered representative | Dec 2024 (2y) | ||
| Nicholas G Pacheco | Registered representative | Dec 2024 (2y) | ||
| Robert D Whitfield | Registered representative | Dec 2024 (2y) | ||
| Shannon T Cruz | Registered representative | Dec 2024 (2y) | ||
| Tylor Matheson | Registered representative | Dec 2024 (2y) | ||
| Angela Escamilla | Registered representative | Dec 2024 (2y) | ||
| Brian Bierman | Registered representative | Dec 2024 (2y) | ||
| Matthew C Pilawa | Registered representative | Dec 2024 (2y) | ||
| Michael D Guerriero | Registered representative | Dec 2024 (2y) | ||
| Tyler Chung | Registered representative | Dec 2024 (2y) | ||
| Yaman Sharma | Registered representative | Dec 2024 (2y) | ||
| Alex Kane Kingsbury | Registered representative | Dec 2024 (2y) | ||
| Brooke Cilley | Registered representative | Dec 2024 (2y) | ||
| Federico Holguin | Registered representative | Dec 2024 (2y) | ||
| John James Banahan | Registered representative | Dec 2024 (2y) | ||
| Meredith A D'ovidio | Registered representative | Dec 2024 (2y) | ||
| Matthew J Brehne | Registered representative | Dec 2024 (2y) | ||
| Alfred C Thomas | Registered representative | Dec 2024 (2y) | ||
| John Mc Lemore Zent | Registered representative | Dec 2024 (2y) | ||
| Lilly M Halliday | Registered representative | Dec 2024 (2y) | ||
| Matthew Lloyd Eggers | Registered representative | Dec 2024 (2y) | ||
| Nathanal Andrew Coffey | Registered representative | Dec 2024 (2y) | ||
| Natalie Castaneda Becerra | Registered representative | Dec 2024 (2y) | ||
| Rachael Di Lunardi | Registered representative | Dec 2024 (2y) | ||
| Andres Pio | Registered representative | Dec 2024 (2y) | ||
| Elizabeth Cervantes | Registered representative | CFP | Dec 2024 (2y) | |
| Giovanni Gorgatti | Registered representative | Dec 2024 (2y) | ||
| Jenna Nicole Cuenca | Registered representative | Dec 2024 (2y) | ||
| Kaitlyn M Leap | Registered representative | Dec 2024 (2y) | ||
| Maicy A Wear | Registered representative | Dec 2024 (2y) | ||
| Christopher D Benedict | Registered representative | Dec 2024 (2y) | ||
| Jake Preston Tosti | Registered representative | Dec 2024 (2y) | ||
| Ty M Fontaine | Registered representative | Dec 2024 (2y) | ||
| Zackary Mappa | Registered representative | Dec 2024 (2y) | ||
| Elisabeth Rose Traupman | Registered representative | Dec 2024 (2y) | ||
| Kayla J Schuyler | Registered representative | Dec 2024 (2y) | ||
| Maxwell Greseth | Registered representative | Dec 2024 (2y) | ||
| Svetlana O Fiumara | Registered representative | Dec 2024 (2y) | ||
| Aaron Maxwell Aubry | Registered representative | Dec 2024 (2y) | ||
| Brandon Rothman | Registered representative | Dec 2024 (2y) | ||
| Elia Mora | Registered representative | Dec 2024 (2y) | ||
| Ahmed H Joumaa | Registered representative | Dec 2024 (2y) | ||
| Amir Makarem | Registered representative | Dec 2024 (2y) | ||
| Delores Ann Elliott | Registered representative | Dec 2024 (2y) | ||
| Lisette Carrillo | Registered representative | Dec 2024 (2y) | ||
| Mary Grace Regan | Registered representative | Dec 2024 (2y) | ||
| Michael Joseph Kernya | Registered representative | Dec 2024 (2y) | ||
| Robert Kenneth Osowski | Registered representative | Dec 2024 (2y) | ||
| Benjamin D Preusse | Registered representative | Dec 2024 (2y) | ||
| Jared Kramer | Registered representative | Dec 2024 (2y) | ||
| Kevin Crouch | Registered representative | Dec 2024 (2y) | ||
| Paul Roger Tschudy | Registered representative | Dec 2024 (2y) | ||
| Santiago Borenszteyn | Registered representative | Dec 2024 (2y) | ||
| Viral Nayak | Registered representative | CFP | Dec 2024 (2y) | |
| Brian Lee Tull | Registered representative | Dec 2024 (2y) | ||
| Caitlyn Rose Beauregard | Registered representative | Dec 2024 (2y) | ||
| Chase Boyd | Registered representative | Dec 2024 (2y) | ||
| Dov Katz | Registered representative | Dec 2024 (2y) | ||
| Galina Aliferova | Registered representative | Dec 2024 (2y) | ||
| Tomas Riley Langholtz | Registered representative | Dec 2024 (2y) | ||
| Cory Paul Carling | Registered representative | Dec 2024 (2y) | ||
| Gretchen Donahue Marolda | Registered representative | Dec 2024 (2y) | ||
| John C Fraser | Registered representative | Dec 2024 (2y) | ||
| Jordan R Horner | Registered representative | Dec 2024 (2y) | ||
| Juliette M Gassner | Registered representative | Dec 2024 (2y) | ||
| Martin Emery Mc Dermott | Registered representative | Dec 2024 (2y) | ||
| Nicolas A Bas Silva | Registered representative | Dec 2024 (2y) | ||
| Shelby G Smith | Registered representative | Dec 2024 (2y) | ||
| Alyssa J Sheehy | Registered representative | Dec 2024 (2y) | ||
| Claire E Rinehart | Registered representative | Dec 2024 (2y) | ||
| Cameron P Sorge | Registered representative | Dec 2024 (2y) | ||
| Joshua Reece Zimmerman | Registered representative | Dec 2024 (2y) | ||
| Lindsay M Porter | Registered representative | Dec 2024 (2y) | ||
| Riley V Tolles | Registered representative | Dec 2024 (2y) | ||
| Sydney Davis | Registered representative | Dec 2024 (2y) | ||
| Jeffrey Paul Cowan | Registered representative | Dec 2024 (2y) | ||
| Samuel D Neff | Registered representative | Dec 2024 (2y) | ||
| Celio Christian Salgueiro | Registered representative | Dec 2024 (2y) | ||
| Christopher J Zowine | Registered representative | Dec 2024 (2y) | ||
| Garrett K Ordway | Registered representative | Dec 2024 (2y) | ||
| Jill E Merritt | Registered representative | Dec 2024 (2y) | ||
| Michael Patrick Capizzi | Registered representative | Dec 2024 (2y) | ||
| Isaac Mitchell | Registered representative | Dec 2024 (2y) | ||
| Jared D Marchegger | Registered representative | Dec 2024 (2y) | ||
| Matthew Olea Chavez | Registered representative | Dec 2024 (2y) | ||
| Blake Van Grouw | Registered representative | Dec 2024 (2y) | ||
| Jehan Muhi Aldain | Registered representative | Dec 2024 (2y) | ||
| Matthew Charles Bapst | Registered representative | Dec 2024 (2y) | ||
| Skye K Scott | Registered representative | Dec 2024 (2y) | ||
| Aaron Shen | Registered representative | Jan 2025 (2y) | ||
| Demetrios Karagiorgis | Registered representative | Jan 2025 (2y) | ||
| Eric D Milano | Registered representative | Jan 2025 (2y) | ||
| Jarett B Greben | Registered representative | Jan 2025 (2y) | ||
| Stacy A Cataldo | Registered representative | Jan 2025 (2y) | ||
| Andrew Stephen Dafoe | Registered representative | Jan 2025 (2y) | ||
| Christine R Pagliaro | Registered representative | Jan 2025 (2y) | ||
| Marissa Ferris | Registered representative | Jan 2025 (2y) | ||
| Ruth Elizabeth Green | Registered representative | Jan 2025 (2y) | ||
| Aaron Osei | Registered representative | Jan 2025 (2y) | ||
| Gabriella Poupel | Registered representative | Jan 2025 (2y) | ||
| Isaac H O'rielley | Registered representative | Jan 2025 (2y) | ||
| Kristopher W Mc Cord | Registered representative | Jan 2025 (2y) | ||
| Sean Hsu | Registered representative | CFP | Jan 2025 (2y) | |
| Adam Michael Lasacco | Registered representative | Jan 2025 (2y) | ||
| Austin Gilliam | Registered representative | Jan 2025 (2y) | ||
| Christian A De Falco | Registered representative | Jan 2025 (2y) | ||
| Kyle G White | Registered representative | Jan 2025 (2y) | ||
| Luciano Douglas Gani | Registered representative | Jan 2025 (2y) | ||
| Blake Heyer | Registered representative | Jan 2025 (2y) | ||
| Brooke L Bitzer | Registered representative | Jan 2025 (2y) | ||
| Jordan L Boudreau | Registered representative | Jan 2025 (2y) | ||
| Matthew D Peter | Registered representative | Jan 2025 (2y) | ||
| Tyler Muellenbach | Registered representative | Jan 2025 (2y) | ||
| Andrew J Campbell | Registered representative | Jan 2025 (2y) | ||
| Adam Meliani | Registered representative | Jan 2025 (2y) | ||
| Andrew Seefried | Registered representative | Jan 2025 (2y) | ||
| Benjamin D Brown | Registered representative | Jan 2025 (2y) | ||
| Jesse Ray Vaughn | Registered representative | Jan 2025 (2y) | ||
| Dylan K Juca | Registered representative | Jan 2025 (2y) | ||
| Ethan E Bertenshaw | Registered representative | Jan 2025 (2y) | ||
| Michael A Fanning | Registered representative | Jan 2025 (2y) | ||
| Aldi Tafani | Registered representative | Jan 2025 (2y) | ||
| Dara J Moon | Registered representative | Jan 2025 (2y) | ||
| Gabriel Louis Mendoza | Registered representative | Jan 2025 (2y) | ||
| Junior Charley | Registered representative | Jan 2025 (2y) | ||
| Matthew Michael Hansen | Registered representative | CFP | Jan 2025 (2y) | |
| Matthew Reinhart | Registered representative | Jan 2025 (2y) | ||
| Mary Kate E Simon | Registered representative | Jan 2025 (2y) | ||
| Nicole Karen Choi | Registered representative | Jan 2025 (2y) | ||
| Rahul Varshneya | Registered representative | Jan 2025 (2y) | ||
| Steven Thomas Post | Registered representative | Jan 2025 (2y) | ||
| Tracey Jones Kenney | Registered representative | Jan 2025 (2y) | ||
| Tyler J Iller | Registered representative | Jan 2025 (2y) | ||
| Joshua Walden Helfand | Registered representative | Jan 2025 (2y) | ||
| Ethan E Kim | Registered representative | Jan 2025 (2y) | ||
| Kevin Callan Demers | Registered representative | CFA | Jan 2025 (2y) | |
| Priya Hariani | Registered representative | CFA | Jan 2025 (2y) | |
| Dennis Lopes | Registered representative | Jan 2025 (2y) | ||
| Heivaha Ongoongotau | Registered representative | Jan 2025 (2y) | ||
| Jeffery R Howey | Registered representative | Jan 2025 (2y) | ||
| Lukas Rekasius | Registered representative | Jan 2025 (2y) | ||
| Michael M. Mauzy | Registered representative | Jan 2025 (2y) | ||
| Michele Lynn Ranck | Registered representative | Jan 2025 (2y) | ||
| Richard E Fister | Registered representative | Jan 2025 (2y) | ||
| Sarah Katherine Bailey | Registered representative | Jan 2025 (2y) | ||
| Zachary J Lucas | Registered representative | Jan 2025 (2y) | ||
| Roshana Ahmadzai | Registered representative | Jan 2025 (2y) | ||
| Courtney Martineau | Registered representative | Jan 2025 (2y) | ||
| Craig John Hornberger | Registered representative | Jan 2025 (2y) | ||
| Danielle N Johnson | Registered representative | Jan 2025 (2y) | ||
| David T. Kettlewell | Registered representative | Jan 2025 (2y) | ||
| Harrison L Rosenfeld | Registered representative | Jan 2025 (2y) | ||
| Holly Ann Duthie | Registered representative | Jan 2025 (2y) | ||
| Kasey B Carlson | Registered representative | Jan 2025 (2y) | ||
| Kylee Ann Louderback | Registered representative | Jan 2025 (2y) | ||
| Patrick Rinehart Cleary | Registered representative | Jan 2025 (2y) | ||
| Patrick M Power | Registered representative | Jan 2025 (2y) | ||
| Sam Ross Bellamy | Registered representative | CFP | Jan 2025 (2y) | |
| Christian Benny Ortiz Gonzalez | Registered representative | Jan 2025 (2y) | ||
| Katherine Nicole Karr | Registered representative | Jan 2025 (2y) | ||
| Denzel Orlandus Taylor | Registered representative | Jan 2025 (2y) | ||
| Ozlem Zor | Registered representative | Jan 2025 (2y) | ||
| Nelson Rodriguez Hernandez | Registered representative | Jan 2025 (2y) | ||
| Paulo Alfonso | Registered representative | Jan 2025 (2y) | ||
| Ben J Udine | Registered representative | Jan 2025 (2y) | ||
| Dennis Delaney Parlante | Registered representative | Jan 2025 (2y) | ||
| Ekta Patel | Registered representative | Jan 2025 (2y) | ||
| Mielle Layla Emouna | Registered representative | Jan 2025 (2y) | ||
| Alexandra Katherine Diez | Registered representative | Jan 2025 (2y) | ||
| Andrew Edward Githmark | Registered representative | Jan 2025 (2y) | ||
| Justin Randal Fuery | Registered representative | Jan 2025 (2y) | ||
| Ryley Clyde Boman | Registered representative | CFP | Jan 2025 (2y) | |
| Alexandro Valverde Macias | Registered representative | Jan 2025 (2y) | ||
| Ari Jordan Spar | Registered representative | Jan 2025 (2y) | ||
| Carter J Mathiason | Registered representative | Jan 2025 (2y) | ||
| Colin Michael Obsitnik | Registered representative | Jan 2025 (2y) | ||
| Daniel Alexander Spar | Registered representative | Jan 2025 (2y) | ||
| Jared Killian Kichiro | Registered representative | Jan 2025 (2y) | ||
| John J Magovern | Registered representative | Jan 2025 (2y) | ||
| Justin Max Bell | Registered representative | Jan 2025 (2y) | ||
| Jackson Gerard Batta | Registered representative | Jan 2025 (2y) | ||
| James Mengouchian | Registered representative | Jan 2025 (2y) | ||
| Jamie Goldgrub | Registered representative | Jan 2025 (2y) | ||
| John B Hudgens | Registered representative | Jan 2025 (2y) | ||
| John C Bankhead | Registered representative | Jan 2025 (2y) | ||
| Jonathan Zelin | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Marino | Registered representative | Jan 2025 (2y) | ||
| Kraig Joseph Correll | Registered representative | Jan 2025 (2y) | ||
| Mher Khukoyan | Registered representative | Jan 2025 (2y) | ||
| Nicholas Edward Roberts | Registered representative | Jan 2025 (2y) | ||
| Patrick W Coleman | Registered representative | Jan 2025 (2y) | ||
| Rachelle L Carlson Oien | Registered representative | Jan 2025 (2y) | ||
| Shivam Jhingen | Registered representative | Jan 2025 (2y) | ||
| Wilson Hu | Registered representative | Jan 2025 (2y) | ||
| Alexander Gomez Blanco | Registered representative | Jan 2025 (2y) | ||
| Elena M Huang | Registered representative | Jan 2025 (2y) | ||
| Paul R Snider | Registered representative | Jan 2025 (2y) | ||
| Zoe Isabella Stathes | Registered representative | Jan 2025 (2y) | ||
| Angel S Herrera | Registered representative | Jan 2025 (2y) | ||
| Araceli Castaneda Ramirez | Registered representative | Jan 2025 (2y) | ||
| Alain Boletta | Registered representative | CFP | Jan 2025 (2y) | |
| Brayden P Fiorillo | Registered representative | Jan 2025 (2y) | ||
| Cassandra R Beauvais | Registered representative | Jan 2025 (2y) | ||
| Jose Miguel Rodriguez | Registered representative | Jan 2025 (2y) | ||
| Kristen A Bellamy | Registered representative | Jan 2025 (2y) | ||
| Koen M Mueller | Registered representative | Jan 2025 (2y) | ||
| Seth Gerald Lee | Registered representative | Jan 2025 (2y) | ||
| Susan C Daley | Registered representative | Jan 2025 (2y) | ||
| Alexander M Argente | Registered representative | Jan 2025 (2y) | ||
| Trevor Thomas Mcdonough | Registered representative | CFA | Jan 2025 (2y) | |
| Christian L Green | Registered representative | Jan 2025 (2y) | ||
| Juan David Canas | Registered representative | Jan 2025 (2y) | ||
| Kathryn A Caldwell | Registered representative | Jan 2025 (2y) | ||
| Michael Patrick Mcdermott | Registered representative | Jan 2025 (2y) | ||
| Michael James Miller | Registered representative | Jan 2025 (2y) | ||
| Christopher E Goulart | Registered representative | Jan 2025 (2y) | ||
| Dean C Fletcher | Registered representative | Jan 2025 (2y) | ||
| Eric Wade Peske | Registered representative | Jan 2025 (2y) | ||
| Leandro Falleiros Rodrigues Carva | Registered representative | Jan 2025 (2y) | ||
| Robert Brooks King | Registered representative | Jan 2025 (2y) | ||
| Sean P Anderson | Registered representative | Jan 2025 (2y) | ||
| Seth D Finkelstein | Registered representative | CFA | Jan 2025 (2y) | |
| Thomas Kenneth Brown | Registered representative | Jan 2025 (2y) | ||
| Christian D Mahany | Registered representative | Jan 2025 (2y) | ||
| Jesse D Crim | Registered representative | Jan 2025 (2y) | ||
| Joseph Edward Travaglini | Registered representative | Jan 2025 (2y) | ||
| Katie M Conley | Registered representative | Jan 2025 (2y) | ||
| Mary M Walsh | Registered representative | Jan 2025 (2y) | ||
| Matthew Valero | Registered representative | Jan 2025 (2y) | ||
| Morgan Franklin Prime | Registered representative | Jan 2025 (2y) | ||
| Robert Anthony Mc Peake | Registered representative | Jan 2025 (2y) | ||
| Thomas Murphy | Registered representative | Jan 2025 (2y) | ||
| Alexandra Elizabeth Carlino | Registered representative | Feb 2025 (1y) | ||
| Bhagirath Tanna | Registered representative | Feb 2025 (1y) | ||
| Hannah G Ocampo | Registered representative | Feb 2025 (1y) | ||
| Kelly T Broneak | Registered representative | Feb 2025 (1y) | ||
| Peter M Sabatini | Registered representative | Feb 2025 (1y) | ||
| Sara L Houpis | Registered representative | Feb 2025 (1y) | ||
| Stephen C Crowley | Registered representative | Feb 2025 (1y) | ||
| Andre Bekerman | Registered representative | Feb 2025 (1y) | ||
| Johanna Vargas | Registered representative | Feb 2025 (1y) | ||
| David Elliott | Registered representative | Feb 2025 (1y) | ||
| Sean Michael Franson | Registered representative | Feb 2025 (1y) | ||
| Claire Vanderhart | Registered representative | Feb 2025 (1y) | ||
| David D Castaneda | Registered representative | Feb 2025 (1y) | ||
| Katherine Wright | Registered representative | Feb 2025 (1y) | ||
| Payton N Ve Strand | Registered representative | CFP | Feb 2025 (1y) | |
| Sandra Buhay | Registered representative | Feb 2025 (1y) | ||
| Anastasios Alexander Kountis | Registered representative | Feb 2025 (1y) | ||
| Carrie J Denham | Registered representative | Feb 2025 (1y) | ||
| Ethan Takara Yamamoto | Registered representative | Feb 2025 (1y) | ||
| Marbella E Marlo | Registered representative | Feb 2025 (1y) | ||
| Michael Loughlin | Registered representative | Feb 2025 (1y) | ||
| Myah F Bales | Registered representative | Feb 2025 (1y) | ||
| Nicole G Matherne | Registered representative | Feb 2025 (1y) | ||
| Roberta Ruby Mendoza | Registered representative | Feb 2025 (1y) | ||
| Stacy Cortez | Registered representative | Feb 2025 (1y) | ||
| Steven Reza Tadayon | Registered representative | Feb 2025 (1y) | ||
| Thomas D Pelliccio | Registered representative | Feb 2025 (1y) | ||
| Amaka Nwankwo | Registered representative | Feb 2025 (1y) | ||
| Carla E Roberson | Registered representative | Feb 2025 (1y) | ||
| Carly Elizabeth Stello | Registered representative | Feb 2025 (1y) | ||
| Isabel Kasman | Registered representative | Feb 2025 (1y) | ||
| John Caldwell Rast | Registered representative | Feb 2025 (1y) | ||
| Joseph Sforza | Registered representative | Feb 2025 (1y) | ||
| Josie Nieh | Registered representative | Feb 2025 (1y) | ||
| Marjori S Brown | Registered representative | Feb 2025 (1y) | ||
| Nicole P Americano | Registered representative | Feb 2025 (1y) | ||
| Patrick J De Feciani | Registered representative | Feb 2025 (1y) | ||
| Robert Smith | Registered representative | Feb 2025 (1y) | ||
| Sophie M Draluck | Registered representative | Feb 2025 (1y) | ||
| William H Maung | Registered representative | Feb 2025 (1y) | ||
| Andrew A Eng | Registered representative | Feb 2025 (1y) | ||
| Ignacio Larrauri | Registered representative | Feb 2025 (1y) | ||
| Kimberley Waits Gammon | Registered representative | Feb 2025 (1y) | ||
| Justin Rennhack | Registered representative | Feb 2025 (1y) | ||
| Mollie Devins | Registered representative | Feb 2025 (1y) | ||
| Stephanie King | Registered representative | Feb 2025 (1y) | ||
| Vidhya Ramani | Registered representative | Feb 2025 (1y) | ||
| Brady F Kessler | Registered representative | Feb 2025 (1y) | ||
| Christian Adrian Urroz | Registered representative | Feb 2025 (1y) | ||
| Christopher John Reynolds | Registered representative | Feb 2025 (1y) | ||
| Ina Takacho | Registered representative | Feb 2025 (1y) | ||
| Adam Darius Barncard | Registered representative | Feb 2025 (1y) | ||
| Bella Flor Hampton | Registered representative | Feb 2025 (1y) | ||
| Caleb A Stekl | Registered representative | Feb 2025 (1y) | ||
| Chyanne Katherine Roman | Registered representative | Feb 2025 (1y) | ||
| Eduardo Alfonso Delgado | Registered representative | Feb 2025 (1y) | ||
| Geoffrey Charles Palilla | Registered representative | Feb 2025 (1y) | ||
| Haneul Jang | Registered representative | Feb 2025 (1y) | ||
| James Hafele | Registered representative | CFP | Feb 2025 (1y) | |
| Jeffrey Wilson Cornell | Registered representative | Feb 2025 (1y) | ||
| Peter Barresi | Registered representative | Feb 2025 (1y) | ||
| Robert Dean Sperber | Registered representative | Feb 2025 (1y) | ||
| Ryan Richard Masters | Registered representative | Feb 2025 (1y) | ||
| Randall Lee Barnes | Registered representative | Feb 2025 (1y) | ||
| Tyriq D Hardimon | Registered representative | Feb 2025 (1y) | ||
| Matthew S Major | Registered representative | Feb 2025 (1y) | ||
| Fjolla Isufaj | Registered representative | Feb 2025 (1y) | ||
| James S Pace | Registered representative | Feb 2025 (1y) | ||
| Kerri A Butler | Registered representative | Feb 2025 (1y) | ||
| Alexi D Fair | Registered representative | Feb 2025 (1y) | ||
| Andrew Paul Glockenmeier | Registered representative | Feb 2025 (1y) | ||
| Brady J Wells | Registered representative | Feb 2025 (1y) | ||
| Jessica L Delareza | Registered representative | Feb 2025 (1y) | ||
| Jonathan D Brofford | Registered representative | Feb 2025 (1y) | ||
| Joseph G Weill | Registered representative | Feb 2025 (1y) | ||
| Nathan T Zeller | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Alexa R Boyarsky | Registered representative | Feb 2025 (1y) | ||
| Erin M Mcdonald | Registered representative | Feb 2025 (1y) | ||
| John M O'leary | Registered representative | Feb 2025 (1y) | ||
| Luis Miguel Reyes Pacheco | Registered representative | Feb 2025 (1y) | ||
| Marc A Maguire | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Matthew E Bernstein | Registered representative | Feb 2025 (1y) | ||
| Nozomi Ashley Kido | Registered representative | Feb 2025 (1y) | ||
| Olivia Grace Jack | Registered representative | Feb 2025 (1y) | ||
| Yingyi Liu | Registered representative | Feb 2025 (1y) | ||
| Alessandra M Kath | Registered representative | Feb 2025 (1y) | ||
| Colin J Handley | Registered representative | Feb 2025 (1y) | ||
| Grace E Kennedy | Registered representative | Feb 2025 (1y) | ||
| Melissa Ann Cornell | Registered representative | Feb 2025 (1y) | ||
| Michael Franklin Wein | Registered representative | Feb 2025 (1y) | ||
| Michael Spadea | Registered representative | Feb 2025 (1y) | ||
| Nicholas T Magers | Registered representative | CFP | Feb 2025 (1y) | |
| Nicholas Anthony Serra | Registered representative | CFP | Feb 2025 (1y) | |
| Robert Knox Hayes | Registered representative | Feb 2025 (1y) | ||
| Tyler A Hugo | Registered representative | Feb 2025 (1y) | ||
| Victor H Pena | Registered representative | CFP | Feb 2025 (1y) | |
| Erin E Richardson | Registered representative | Feb 2025 (1y) | ||
| Joshua S Janack | Registered representative | Feb 2025 (1y) | ||
| Samuel E Terkiel | Registered representative | Feb 2025 (1y) | ||
| Andrea Mary Davidson | Registered representative | Feb 2025 (1y) | ||
| Chester S Todd | Registered representative | Feb 2025 (1y) | ||
| Craig Silverstein | Registered representative | Feb 2025 (1y) | ||
| Elexa J Rogolsky | Registered representative | Feb 2025 (1y) | ||
| Jessica L Papson | Registered representative | Feb 2025 (1y) | ||
| Kara Gail Goodknight | Registered representative | Feb 2025 (1y) | ||
| Marinos D Mihalatos | Registered representative | Feb 2025 (1y) | ||
| Nicole Nukho | Registered representative | Feb 2025 (1y) | ||
| Christopher A Baldwin | Registered representative | Feb 2025 (1y) | ||
| Christopher R Copeland | Registered representative | Feb 2025 (1y) | ||
| Riley S Dyer | Registered representative | Feb 2025 (1y) | ||
| Alexander Thomas Lee | Registered representative | Feb 2025 (1y) | ||
| Joshua A Levy | Registered representative | Feb 2025 (1y) | ||
| Kelly John Mackenzie | Registered representative | Feb 2025 (1y) | ||
| Alexandra E Schwarz | Registered representative | Feb 2025 (1y) | ||
| Cameron Noland | Registered representative | Feb 2025 (1y) | ||
| Justin Field | Registered representative | Feb 2025 (1y) | ||
| Justin P Schneider | Registered representative | Feb 2025 (1y) | ||
| Robert James Simons | Registered representative | Feb 2025 (1y) | ||
| Yahaira Felix | Registered representative | Feb 2025 (1y) | ||
| Brooke Ament | Registered representative | Feb 2025 (1y) | ||
| Christopher Ryan Lynett | Registered representative | Feb 2025 (1y) | ||
| Carmen S Strasburg | Registered representative | Feb 2025 (1y) | ||
| Gordon M Weightman | Registered representative | CFA | Feb 2025 (1y) | |
| Luke R Brady | Registered representative | Feb 2025 (1y) | ||
| Mercy Mbingu Wambari | Registered representative | Feb 2025 (1y) | ||
| Pablo M Herrera | Registered representative | Feb 2025 (1y) | ||
| Robin Lynn Burton | Registered representative | Feb 2025 (1y) | ||
| Adam C Berger | Registered representative | Mar 2025 (1y) | ||
| Brandin Peters | Registered representative | Mar 2025 (1y) | ||
| Caroline E Cecil | Registered representative | Mar 2025 (1y) | ||
| Catherine A Dauer | Registered representative | Mar 2025 (1y) | ||
| Donnamarie Pecora | Registered representative | Mar 2025 (1y) | ||
| Isabella N Scarpinato | Registered representative | Mar 2025 (1y) | ||
| Jamie Kemp | Registered representative | Mar 2025 (1y) | ||
| Justin R Seager | Registered representative | Mar 2025 (1y) | ||
| Nicholas Powel Harding | Registered representative | Mar 2025 (1y) | ||
| Ryan M Tobin | Registered representative | Mar 2025 (1y) | ||
| Alexandria Marie Johnson | Registered representative | Mar 2025 (1y) | ||
| Francis A Connolly | Registered representative | Mar 2025 (1y) | ||
| Jennifer E Landgraff | Registered representative | Mar 2025 (1y) | ||
| Michael Howard Radetsky | Registered representative | Mar 2025 (1y) | ||
| Raymond L Lewallen | Registered representative | Mar 2025 (1y) | ||
| Mario E Peruza | Registered representative | Mar 2025 (1y) | ||
| Noelia Jadav | Registered representative | Mar 2025 (1y) | ||
| Ross A Spaulding | Registered representative | Mar 2025 (1y) | ||
| Allison M Madden | Registered representative | Mar 2025 (1y) | ||
| Brandt H Peck | Registered representative | Mar 2025 (1y) | ||
| Joseph M Mc Graw | Registered representative | CFP | Mar 2025 (1y) | |
| Randy J Laboy | Registered representative | Mar 2025 (1y) | ||
| Christa E Mc Namee | Registered representative | Mar 2025 (1y) | ||
| Darling Silva Solis | Registered representative | Mar 2025 (1y) | ||
| Jose Angel Trujillo | Registered representative | Mar 2025 (1y) | ||
| Junhang Chi | Registered representative | Mar 2025 (1y) | ||
| Jordan R Bumgardner | Registered representative | Mar 2025 (1y) | ||
| Matthew S Smith | Registered representative | Mar 2025 (1y) | ||
| Sameer Kalra | Registered representative | Mar 2025 (1y) | ||
| Yan Ho Hosea Lee | Registered representative | Mar 2025 (1y) | ||
| Thad M Taylor | Registered representative | Mar 2025 (1y) | ||
| Andrew Burkhardt | Registered representative | Mar 2025 (1y) | ||
| Daniel Diaz Torroba | Registered representative | Mar 2025 (1y) | ||
| Erika Dominguez | Registered representative | Mar 2025 (1y) | ||
| Gerritt E Pekkala | Registered representative | Mar 2025 (1y) | ||
| Jake Hovanes Kuredjian | Registered representative | Mar 2025 (1y) | ||
| Richard Valle | Registered representative | Mar 2025 (1y) | ||
| Adam M Djendi | Registered representative | Mar 2025 (1y) | ||
| Laura Taufi Maluf Cutait | Registered representative | Mar 2025 (1y) | ||
| Michael Andrew Chmelir | Registered representative | Mar 2025 (1y) | ||
| Naomi J Cimino | Registered representative | Mar 2025 (1y) | ||
| Sadys Ford | Registered representative | Mar 2025 (1y) | ||
| Saul Vladimir Lola Lopez | Registered representative | Mar 2025 (1y) | ||
| Justin Chamberlain | Registered representative | Mar 2025 (1y) | ||
| Mary Beth Hogan | Registered representative | Mar 2025 (1y) | ||
| Oscar Rothschild | Registered representative | Mar 2025 (1y) | ||
| Siena S Pike | Registered representative | Mar 2025 (1y) | ||
| Danielle Marie Barabino | Registered representative | Mar 2025 (1y) | ||
| Jasmine Dah Young Perez | Registered representative | Mar 2025 (1y) | ||
| John P Watt | Registered representative | Mar 2025 (1y) | ||
| Sergio Hernandez | Registered representative | Mar 2025 (1y) | ||
| Tracy A Zielke | Registered representative | Mar 2025 (1y) | ||
| David Anthony Wyss | Registered representative | CFP | Mar 2025 (1y) | |
| Derrick A Boots | Registered representative | Mar 2025 (1y) | ||
| Estefana Flores | Registered representative | Mar 2025 (1y) | ||
| Ethan N Alread | Registered representative | Mar 2025 (1y) | ||
| James M Colosi | Registered representative | Mar 2025 (1y) | ||
| Joseph M Conte | Registered representative | Mar 2025 (1y) | ||
| Kimberly Willis Peck | Registered representative | Mar 2025 (1y) | ||
| Yuka Tarui | Registered representative | CFP | Mar 2025 (1y) | |
| Aislinn C Mcmahon | Registered representative | Mar 2025 (1y) | ||
| Andrew T Lindenbaum | Registered representative | Mar 2025 (1y) | ||
| Carleigh R Mahoney | Registered representative | Mar 2025 (1y) | ||
| Ethan Liu | Registered representative | Mar 2025 (1y) | ||
| Katherine E Carmain | Registered representative | Mar 2025 (1y) | ||
| Kristen S Lee | Registered representative | Mar 2025 (1y) | ||
| Lilly E Heller | Registered representative | Mar 2025 (1y) | ||
| Samuel G Powell | Registered representative | Mar 2025 (1y) | ||
| Daniel R Syvret | Registered representative | Mar 2025 (1y) | ||
| Jessica Anne Malcho | Registered representative | Mar 2025 (1y) | ||
| Lindy N Cweiber | Registered representative | Mar 2025 (1y) | ||
| Neil Ryan Silverman | Registered representative | Mar 2025 (1y) | ||
| Stephanie Arias | Registered representative | Mar 2025 (1y) | ||
| Alyssa M Chesney | Registered representative | Mar 2025 (1y) | ||
| Charles Larkin Flanagan | Registered representative | Mar 2025 (1y) | ||
| Chelsea M Beal | Registered representative | Mar 2025 (1y) | ||
| Henderson Walwynn Dawson | Registered representative | Mar 2025 (1y) | ||
| John Patrick Bergan | Registered representative | Mar 2025 (1y) | ||
| Jung Min Chun | Registered representative | Mar 2025 (1y) | ||
| Michael Nackerud | Registered representative | Mar 2025 (1y) | ||
| Nicholas P Walton | Registered representative | Mar 2025 (1y) | ||
| Samuel R Lacy | Registered representative | Mar 2025 (1y) | ||
| Timothy J Kearns | Registered representative | Mar 2025 (1y) | ||
| Austin O'shea | Registered representative | Mar 2025 (1y) | ||
| Brandon P Christensen | Registered representative | Mar 2025 (1y) | ||
| Matthew D Hilger | Registered representative | Mar 2025 (1y) | ||
| Brandon Martinez Larragoiti | Registered representative | Mar 2025 (1y) | ||
| Claire Monahan Neville | Registered representative | Mar 2025 (1y) | ||
| Colton L Sunderland | Registered representative | Mar 2025 (1y) | ||
| Edward R De Gree | Registered representative | Mar 2025 (1y) | ||
| Joseph M Jamison | Registered representative | Mar 2025 (1y) | ||
| Lauren M Kennedy | Registered representative | Mar 2025 (1y) | ||
| Michael Raymond Schwenk | Registered representative | Mar 2025 (1y) | ||
| Nicholas Charles Alvanos | Registered representative | Mar 2025 (1y) | ||
| Olumide Wilkey | Registered representative | Mar 2025 (1y) | ||
| Roberto Jose Martinez | Registered representative | Mar 2025 (1y) | ||
| Stephanie Anne Zayicek | Registered representative | Mar 2025 (1y) | ||
| Susan Novotney Alvanos | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Tianyi Xu | Registered representative | Mar 2025 (1y) | ||
| Vu Ho | Registered representative | Mar 2025 (1y) | ||
| Wesley Dickinson | Registered representative | Mar 2025 (1y) | ||
| Benjamin Apolinary Bronstein | Registered representative | Mar 2025 (1y) | ||
| Kendall Van Winkle | Registered representative | Mar 2025 (1y) | ||
| Miles D Megert | Registered representative | Mar 2025 (1y) | ||
| Randall Gerardes | Registered representative | Mar 2025 (1y) | ||
| Dominique Nicole Di Sabato | Registered representative | Mar 2025 (1y) | ||
| Elijah T Snyder | Registered representative | Mar 2025 (1y) | ||
| Henry Nathan Sears | Registered representative | Mar 2025 (1y) | ||
| Justin T Joyal | Registered representative | Mar 2025 (1y) | ||
| William C Blumberg | Registered representative | Mar 2025 (1y) | ||
| Aliaksei Hapeyeu | Registered representative | Mar 2025 (1y) | ||
| Ivey Renee Lopez | Registered representative | Mar 2025 (1y) | ||
| Mark Joseph Patterson | Registered representative | Mar 2025 (1y) | ||
| Nathan Douglas Gilmour | Registered representative | Mar 2025 (1y) | ||
| Richard A Comber | Registered representative | Mar 2025 (1y) | ||
| Addison J Linn | Registered representative | Mar 2025 (1y) | ||
| David Moore | Registered representative | Mar 2025 (1y) | ||
| Jacob S Marcus | Registered representative | Mar 2025 (1y) | ||
| Tommy Kim | Registered representative | Mar 2025 (1y) | ||
| Alfred Francis Lobo | Registered representative | Mar 2025 (1y) | ||
| Brian Christopher Woo | Registered representative | Mar 2025 (1y) | ||
| Christopher Bernard Alvanos | Registered representative | Mar 2025 (1y) | ||
| Donato Joseph Guastaferro | Registered representative | Mar 2025 (1y) | ||
| Edward Mark Paskin | Registered representative | Mar 2025 (1y) | ||
| James Ian Mccolm | Registered representative | Mar 2025 (1y) | ||
| Jonathan Nicholas Woo | Registered representative | Mar 2025 (1y) | ||
| Joseph Luis Guerrero | Registered representative | Mar 2025 (1y) | ||
| Julie Fujimoto | Registered representative | Mar 2025 (1y) | ||
| Kayla Gager | Registered representative | Mar 2025 (1y) | ||
| Kasten Randolph Carter | Registered representative | Mar 2025 (1y) | ||
| Kevin Kim | Registered representative | Mar 2025 (1y) | ||
| Lucas B Brougham | Registered representative | Mar 2025 (1y) | ||
| Peter Bradley Scott | Registered representative | Mar 2025 (1y) | ||
| Patrick W Kamfolt | Registered representative | Mar 2025 (1y) | ||
| Rachel E. Gottlieb | Registered representative | Mar 2025 (1y) | ||
| Robert J Hoy | Registered representative | Mar 2025 (1y) | ||
| Roobina Yahya | Registered representative | Mar 2025 (1y) | ||
| Sylvia Sook Han | Registered representative | CFP | Mar 2025 (1y) | |
| Vincent Woo | Registered representative | Mar 2025 (1y) | ||
| William J Rose | Registered representative | Mar 2025 (1y) | ||
| Sofia E Graber | Registered representative | Mar 2025 (1y) | ||
| Taylor M Stateman | Registered representative | Mar 2025 (1y) | ||
| Claire R Keller | Registered representative | Mar 2025 (1y) | ||
| Hailey A Opperman | Registered representative | Mar 2025 (1y) | ||
| Julia L Sims | Registered representative | Mar 2025 (1y) | ||
| Jose G Sanchez | Registered representative | Mar 2025 (1y) | ||
| Mary Regina Zwaan | Registered representative | Mar 2025 (1y) | ||
| Melinda Q Liu | Registered representative | Mar 2025 (1y) | ||
| Robert A Stofa | Registered representative | Mar 2025 (1y) | ||
| Shane C Lussier | Registered representative | Mar 2025 (1y) | ||
| Sharon B Rusin | Registered representative | Mar 2025 (1y) | ||
| Velizar V Milchev | Registered representative | Mar 2025 (1y) | ||
| Celestina Marie Rodriguez Mc Laughlin | Registered representative | Apr 2025 (1y) | ||
| Kelsey J Foster | Registered representative | Apr 2025 (1y) | ||
| Michael P Sherwood | Registered representative | Apr 2025 (1y) | ||
| Clare M Collins | Registered representative | Apr 2025 (1y) | ||
| Lydia Kathleen Peterson | Registered representative | Apr 2025 (1y) | ||
| August Berman | Registered representative | Apr 2025 (1y) | ||
| Federico Guillermo Schoenhofer | Registered representative | Apr 2025 (1y) | ||
| Jason Christopher Suciu | Registered representative | Apr 2025 (1y) | ||
| Jacob Elijah Price | Registered representative | Apr 2025 (1y) | ||
| Luke Laforest | Registered representative | Apr 2025 (1y) | ||
| Ramon Jasper R Aperocho | Registered representative | Apr 2025 (1y) | ||
| Shannon Michelle Vingo | Registered representative | Apr 2025 (1y) | ||
| Charlotte Struzziero | Registered representative | Apr 2025 (1y) | ||
| Derek David Rosenberg | Registered representative | CFP | Apr 2025 (1y) | |
| Joao Victor Simao De Oliveira | Registered representative | Apr 2025 (1y) | ||
| Ligaya Jung Guderian | Registered representative | Apr 2025 (1y) | ||
| Matthew William Curley | Registered representative | Apr 2025 (1y) | ||
| Michael Agoglia | Registered representative | Apr 2025 (1y) | ||
| Michael Craig Briese | Registered representative | Apr 2025 (1y) | ||
| Richard J Orleck | Registered representative | Apr 2025 (1y) | ||
| Shyanna Marie Sagadraca | Registered representative | Apr 2025 (1y) | ||
| Thomas J Oakes | Registered representative | Apr 2025 (1y) | ||
| Vitali Nazlymov | Registered representative | Apr 2025 (1y) | ||
| William Garrity | Registered representative | CFP | Apr 2025 (1y) | |
| Adam Warkenthien | Registered representative | Apr 2025 (1y) | ||
| Andrew C Ingham | Registered representative | Apr 2025 (1y) | ||
| Allisen L Tam | Registered representative | Apr 2025 (1y) | ||
| Angela Marie Tonrey | Registered representative | Apr 2025 (1y) | ||
| Benjamin N Shapiro | Registered representative | Apr 2025 (1y) | ||
| Cecilia C Rozema | Registered representative | Apr 2025 (1y) | ||
| Dolores Estela Estela Santos | Registered representative | Apr 2025 (1y) | ||
| Daniel M Garelick | Registered representative | Apr 2025 (1y) | ||
| Danielle Yeager | Registered representative | Apr 2025 (1y) | ||
| Ethan D Feller | Registered representative | Apr 2025 (1y) | ||
| Gillian M Mc Connell | Registered representative | Apr 2025 (1y) | ||
| James C Chang | Registered representative | Apr 2025 (1y) | ||
| Kate Palmer | Registered representative | Apr 2025 (1y) | ||
| Lauren Hankamer | Registered representative | Apr 2025 (1y) | ||
| Logan Deitchman | Registered representative | Apr 2025 (1y) | ||
| Madison Rosenberg | Registered representative | Apr 2025 (1y) | ||
| Pamela Avaunzaff | Registered representative | Apr 2025 (1y) | ||
| Paula G Love | Registered representative | Apr 2025 (1y) | ||
| Quinn P Coughlin | Registered representative | Apr 2025 (1y) | ||
| Trudy Marie Gayle | Registered representative | Apr 2025 (1y) | ||
| Tristan Tomas Guevara | Registered representative | Apr 2025 (1y) | ||
| Brendan Joseph Hamill | Registered representative | Apr 2025 (1y) | ||
| Diana Gonzalez | Registered representative | Apr 2025 (1y) | ||
| Katie E Schlarb | Registered representative | Apr 2025 (1y) | ||
| Lucas W Schiavitti | Registered representative | Apr 2025 (1y) | ||
| Sadie E O'neil | Registered representative | Apr 2025 (1y) | ||
| Samantha G Lobasso | Registered representative | Apr 2025 (1y) | ||
| Vinicius Bari | Registered representative | Apr 2025 (1y) | ||
| Wing Yung Chau | Registered representative | Apr 2025 (1y) | ||
| James E Smyth | Registered representative | Apr 2025 (1y) | ||
| Toni Cristiano | Registered representative | Apr 2025 (1y) | ||
| George Stephen Epitropakis | Registered representative | Apr 2025 (1y) | ||
| Sebastian J Buonato Iii | Registered representative | Apr 2025 (1y) | ||
| Andre Rosenfeld Rosas | Registered representative | Apr 2025 (1y) | ||
| Amy H Barchini | Registered representative | Apr 2025 (1y) | ||
| Elisheba S Dhilpe | Registered representative | Apr 2025 (1y) | ||
| Jessica E Rocha | Registered representative | Apr 2025 (1y) | ||
| Michael Laliberte | Registered representative | CFP | Apr 2025 (1y) | |
| Preston A Evans | Registered representative | Apr 2025 (1y) | ||
| William J Roddy | Registered representative | Apr 2025 (1y) | ||
| Alec J Wolfe | Registered representative | Apr 2025 (1y) | ||
| Ashley C Casucci | Registered representative | Apr 2025 (1y) | ||
| Brady A Coyle | Registered representative | Apr 2025 (1y) | ||
| Chase D Havemann | Registered representative | Apr 2025 (1y) | ||
| Garrett R Symmes | Registered representative | Apr 2025 (1y) | ||
| Hannah O Sledd | Registered representative | CFP | Apr 2025 (1y) | |
| Joseph G De Gregoris | Registered representative | Apr 2025 (1y) | ||
| Joseph Thien Huynh | Registered representative | Apr 2025 (1y) | ||
| Nicholas Vito Lombardo | Registered representative | Apr 2025 (1y) | ||
| Paul David Sjogren | Registered representative | Apr 2025 (1y) | ||
| Timothy Levert | Registered representative | Apr 2025 (1y) | ||
| Daniel John Boelter | Registered representative | Apr 2025 (1y) | ||
| Elizabeth Rowe Loughlin | Registered representative | Apr 2025 (1y) | ||
| Isaiah Aaron Diaz | Registered representative | Apr 2025 (1y) | ||
| Mayra Alejandra Alejandra Uribe Quiceno | Registered representative | Apr 2025 (1y) | ||
| Meg L Witt | Registered representative | Apr 2025 (1y) | ||
| Michael William Rufino | Registered representative | Apr 2025 (1y) | ||
| William R Thompson | Registered representative | Apr 2025 (1y) | ||
| Aidan Hayes Leighton | Registered representative | Apr 2025 (1y) | ||
| Dylan J Boczon | Registered representative | Apr 2025 (1y) | ||
| Jaquelyn M M Singh | Registered representative | Apr 2025 (1y) | ||
| Jason Cole Barrett | Registered representative | Apr 2025 (1y) | ||
| Anthony M Duggan | Registered representative | Apr 2025 (1y) | ||
| Andrew Richard Felger | Registered representative | Apr 2025 (1y) | ||
| Benjamin R Stacy | Registered representative | Apr 2025 (1y) | ||
| Brian G Delany | Registered representative | Apr 2025 (1y) | ||
| Christopher Lee Sprenkle | Registered representative | CFP | Apr 2025 (1y) | |
| Cooper A Cornett | Registered representative | Apr 2025 (1y) | ||
| Daniel P Garden | Registered representative | CFP | Apr 2025 (1y) | |
| Elaijah Destin | Registered representative | Apr 2025 (1y) | ||
| John Douglas Letourneau | Registered representative | Apr 2025 (1y) | ||
| John Weston Willcox | Registered representative | CFP | Apr 2025 (1y) | |
| Kaitlin Leigh Yelle | Registered representative | Apr 2025 (1y) | ||
| Massiel Rodriguez Romero | Registered representative | Apr 2025 (1y) | ||
| Matthew Wong | Registered representative | Apr 2025 (1y) | ||
| Patricia N Hagood | Registered representative | Apr 2025 (1y) | ||
| Steven Wayne Torrico | Registered representative | Apr 2025 (1y) | ||
| Matthew P Dzieciolowski | Registered representative | Apr 2025 (1y) | ||
| Ashley Nicole Selva | Registered representative | Apr 2025 (1y) | ||
| Alonia S Holmes | Registered representative | Apr 2025 (1y) | ||
| Cosima R Toms | Registered representative | Apr 2025 (1y) | ||
| Daniel L Lindsey | Registered representative | Apr 2025 (1y) | ||
| Meghana R Dixit | Registered representative | Apr 2025 (1y) | ||
| Stephan Basil Bazianos | Registered representative | Apr 2025 (1y) | ||
| Camila Poleto Bernardi | Registered representative | Apr 2025 (1y) | ||
| Carter Stansbarger | Registered representative | Apr 2025 (1y) | ||
| Graciela Eugenia Tirado | Registered representative | Apr 2025 (1y) | ||
| Hugo J Varlamos | Registered representative | Apr 2025 (1y) | ||
| Jonathan V Hannah | Registered representative | Apr 2025 (1y) | ||
| Mathew Brown | Registered representative | Apr 2025 (1y) | ||
| Victor Diune | Registered representative | Apr 2025 (1y) | ||
| Anastasija E Majauskas | Registered representative | Apr 2025 (1y) | ||
| Christopher Scott Barber | Registered representative | Apr 2025 (1y) | ||
| Carolyn Julie Simon | Registered representative | Apr 2025 (1y) | ||
| Kyle John Heuchert | Registered representative | Apr 2025 (1y) | ||
| Maria Fernanda Messarina | Registered representative | Apr 2025 (1y) | ||
| Patricia Sidorick | Registered representative | Apr 2025 (1y) | ||
| Terry Tang | Registered representative | Apr 2025 (1y) | ||
| Autumn Stewart | Registered representative | Apr 2025 (1y) | ||
| Brandy J Ralston | Registered representative | Apr 2025 (1y) | ||
| Charles Salvatore Oddo | Registered representative | Apr 2025 (1y) | ||
| Colton Michael Creamer | Registered representative | Apr 2025 (1y) | ||
| Daniel E Sharkey | Registered representative | Apr 2025 (1y) | ||
| Donna M Bartelotti | Registered representative | Apr 2025 (1y) | ||
| James Michael Rosica | Registered representative | Apr 2025 (1y) | ||
| Karen Guthart | Registered representative | Apr 2025 (1y) | ||
| Keith E Rowling | Registered representative | Apr 2025 (1y) | ||
| Kathryn E Mc Lam | Registered representative | Apr 2025 (1y) | ||
| Kevin Robert Osborn | Registered representative | Apr 2025 (1y) | ||
| Lisa M Galiardo | Registered representative | Apr 2025 (1y) | ||
| William Locke | Registered representative | Apr 2025 (1y) | ||
| Brian Keith Davis | Registered representative | Apr 2025 (1y) | ||
| Caroline S Lops | Registered representative | Apr 2025 (1y) | ||
| Grady L Wimble | Registered representative | Apr 2025 (1y) | ||
| John V Volpe | Registered representative | Apr 2025 (1y) | ||
| Karen I Mendez | Registered representative | Apr 2025 (1y) | ||
| Luke M Myers | Registered representative | Apr 2025 (1y) | ||
| Marcelo Lewkowitz | Registered representative | Apr 2025 (1y) | ||
| Pedro A Cesa | Registered representative | Apr 2025 (1y) | ||
| Adem Tekmen | Registered representative | Apr 2025 (1y) | ||
| Alec Underhill | Registered representative | Apr 2025 (1y) | ||
| Cristo E Felix | Registered representative | Apr 2025 (1y) | ||
| Danny James Embrey | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Griffon Steele Lestage | Registered representative | Apr 2025 (1y) | ||
| Jacob Thomas Espinoza | Registered representative | Apr 2025 (1y) | ||
| Justin Daniel Kaplan | Registered representative | Apr 2025 (1y) | ||
| Lindsey G Ciampi | Registered representative | Apr 2025 (1y) | ||
| Luke C Cotter | Registered representative | Apr 2025 (1y) | ||
| Morgan M Fister | Registered representative | Apr 2025 (1y) | ||
| Sam Houston Houston Jones Ii | Registered representative | Apr 2025 (1y) | ||
| Sandra L Dally | Registered representative | Apr 2025 (1y) | ||
| William George Battestin | Registered representative | Apr 2025 (1y) | ||
| Ariella Imerman | Registered representative | Apr 2025 (1y) | ||
| Brandon M Pinarreta | Registered representative | Apr 2025 (1y) | ||
| Isaiah J Thurman | Registered representative | Apr 2025 (1y) | ||
| Nguyen S La | Registered representative | Apr 2025 (1y) | ||
| Audrey L Booher | Registered representative | May 2025 (1y) | ||
| Carl J Palmer Iii | Registered representative | May 2025 (1y) | ||
| Humberto Jose Ramirez La Rosa | Registered representative | May 2025 (1y) | ||
| William John Scott | Registered representative | May 2025 (1y) | ||
| Adam C Pigott | Registered representative | May 2025 (1y) | ||
| Alissa Dawn Foster | Registered representative | May 2025 (1y) | ||
| Elena Muller | Registered representative | May 2025 (1y) | ||
| Krystle Gesmundo | Registered representative | May 2025 (1y) | ||
| Macie A Scholz | Registered representative | May 2025 (1y) | ||
| Michelle Allison Kaplan | Registered representative | May 2025 (1y) | ||
| Pamela C Nichols | Registered representative | May 2025 (1y) | ||
| Richard Anthony Mansour | Registered representative | May 2025 (1y) | ||
| Robert Andrew Henegar | Registered representative | May 2025 (1y) | ||
| Ryan John Maki | Registered representative | CFA | May 2025 (1y) | |
| Stephen Kaplan | Registered representative | May 2025 (1y) | ||
| Samuel M Gaitan | Registered representative | May 2025 (1y) | ||
| Vondalyn B Lidie | Registered representative | May 2025 (1y) | ||
| David Wax | Registered representative | CFP | May 2025 (1y) | |
| Eric Tzeman Cheng | Registered representative | May 2025 (1y) | ||
| Jorge Luis Lage | Registered representative | May 2025 (1y) | ||
| Madeline Huertas | Registered representative | May 2025 (1y) | ||
| Margaret Boyle | Registered representative | May 2025 (1y) | ||
| Nida Memon | Registered representative | May 2025 (1y) | ||
| Stephen Riley Finley | Registered representative | May 2025 (1y) | ||
| Tara A Feenaghty | Registered representative | May 2025 (1y) | ||
| Yekaterina Teryokhina | Registered representative | May 2025 (1y) | ||
| Aaron J Winkle | Registered representative | May 2025 (1y) | ||
| Francesca C Stefanelli | Registered representative | May 2025 (1y) | ||
| Jadel Rommel Lavin | Registered representative | May 2025 (1y) | ||
| Joseph M Paganelli | Registered representative | May 2025 (1y) | ||
| Kenton D Brown | Registered representative | May 2025 (1y) | ||
| Christopher Anthony Greco | Registered representative | May 2025 (1y) | ||
| Kevin R Dobes | Registered representative | May 2025 (1y) | ||
| Andrea Saenz | Registered representative | May 2025 (1y) | ||
| Andrew G Lencyk | Registered representative | May 2025 (1y) | ||
| Kevin Michael Lavery | Registered representative | May 2025 (1y) | ||
| Edmond Presz | Registered representative | May 2025 (1y) | ||
| Jenee Lynette Allen | Registered representative | May 2025 (1y) | ||
| Maya Chantel Byrd | Registered representative | May 2025 (1y) | ||
| Michael Draper | Registered representative | May 2025 (1y) | ||
| Morgan Weisberg | Registered representative | May 2025 (1y) | ||
| Pearl Huang | Registered representative | May 2025 (1y) | ||
| Donte Glenn | Registered representative | May 2025 (1y) | ||
| Alyssa S Chi | Registered representative | May 2025 (1y) | ||
| Bryan Carl Caggiano | Registered representative | CFP | May 2025 (1y) | |
| Brooke P Czoski | Registered representative | May 2025 (1y) | ||
| Carlos Vallejo Bustamante | Registered representative | May 2025 (1y) | ||
| Charles D Eschmann | Registered representative | May 2025 (1y) | ||
| Dalton Wells Ingraham | Registered representative | May 2025 (1y) | ||
| John A Lowe | Registered representative | May 2025 (1y) | ||
| Lori Schiller | Registered representative | May 2025 (1y) | ||
| Luyao Zheng | Registered representative | May 2025 (1y) | ||
| Lisa Mijovic | Registered representative | May 2025 (1y) | ||
| Rebecca Louise Whitley | Registered representative | May 2025 (1y) | ||
| Ryan E Stratton | Registered representative | May 2025 (1y) | ||
| Carolina Young Votto | Registered representative | May 2025 (1y) | ||
| Jorden Rhodes | Registered representative | May 2025 (1y) | ||
| Jack D Brown | Registered representative | May 2025 (1y) | ||
| Madison Nicole Johnston | Registered representative | May 2025 (1y) | ||
| Edmundo Del Valle Diharce | Registered representative | May 2025 (1y) | ||
| Eric Andrew Pemberton | Registered representative | May 2025 (1y) | ||
| Katherine Elizabeth Chapin | Registered representative | May 2025 (1y) | ||
| Logan Jiang | Registered representative | May 2025 (1y) | ||
| Mitchell Krieger | Registered representative | May 2025 (1y) | ||
| Manuel Zuniga | Registered representative | May 2025 (1y) | ||
| Noah Sas | Registered representative | May 2025 (1y) | ||
| Annemarie Martin | Registered representative | May 2025 (1y) | ||
| Laura A Sullivan | Registered representative | May 2025 (1y) | ||
| Taylor M Petrick | Registered representative | May 2025 (1y) | ||
| Ann Marie Gunther | Registered representative | May 2025 (1y) | ||
| Ashlee M Sargent | Registered representative | May 2025 (1y) | ||
| Blair Matthew Short | Registered representative | May 2025 (1y) | ||
| Brandon W Batz | Registered representative | May 2025 (1y) | ||
| Christopher Viggiano | Registered representative | CFP | May 2025 (1y) | |
| Erin M Cody | Registered representative | May 2025 (1y) | ||
| Gregory Joseph Pappicco | Registered representative | CFP | May 2025 (1y) | |
| Giancarlo Barone | Registered representative | May 2025 (1y) | ||
| Grant Wilhelm | Registered representative | May 2025 (1y) | ||
| Jillian Marie Dean | Registered representative | May 2025 (1y) | ||
| Kathryn Martin | Registered representative | May 2025 (1y) | ||
| Kimberly Jane Patterson | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Lucas Crespo De Godoy Bueno | Registered representative | May 2025 (1y) | ||
| Melvin Mc Fall | Registered representative | CFP | May 2025 (1y) | |
| Nicklaus R Van Vleet | Registered representative | May 2025 (1y) | ||
| Nicole F Minutello | Registered representative | May 2025 (1y) | ||
| Robert J Labriola | Registered representative | May 2025 (1y) | ||
| Shari Yvanna B Banal | Registered representative | May 2025 (1y) | ||
| Shaylan Patel | Registered representative | May 2025 (1y) | ||
| Madison R George | Registered representative | May 2025 (1y) | ||
| Aaliyah N Buckner | Registered representative | May 2025 (1y) | ||
| Lauren R George | Registered representative | May 2025 (1y) | ||
| Leila M Esmaili Zamora | Registered representative | May 2025 (1y) | ||
| Lorenzo Sferrazza | Registered representative | May 2025 (1y) | ||
| Luccas M Oyarce | Registered representative | May 2025 (1y) | ||
| Matthew J Shupack | Registered representative | May 2025 (1y) | ||
| Patrick O Mannion | Registered representative | May 2025 (1y) | ||
| Renvir S Gellon | Registered representative | May 2025 (1y) | ||
| Robanpreet Singh | Registered representative | May 2025 (1y) | ||
| Wyatt W Blanco | Registered representative | May 2025 (1y) | ||
| Zachary Harmon | Registered representative | May 2025 (1y) | ||
| Bryant Thomas Zore | Registered representative | May 2025 (1y) | ||
| Jacob Richard Aaronson | Registered representative | May 2025 (1y) | ||
| Mandy M Rochel | Registered representative | May 2025 (1y) | ||
| Matthew W Kitts | Registered representative | May 2025 (1y) | ||
| Peter F Santiago | Registered representative | May 2025 (1y) | ||
| William M Rudolph | Registered representative | May 2025 (1y) | ||
| David Anthony Langhorne | Registered representative | May 2025 (1y) | ||
| Donald Ryan Miller | Registered representative | CFA | May 2025 (1y) | |
| Fidel Francisco Trejo Erazo | Registered representative | May 2025 (1y) | ||
| Katherine E Nydegger | Registered representative | May 2025 (1y) | ||
| Laresa D Brown | Registered representative | May 2025 (1y) | ||
| Leo R Brigham | Registered representative | May 2025 (1y) | ||
| Metuisela Tuaone | Registered representative | May 2025 (1y) | ||
| Vanessa F Kalekwa | Registered representative | May 2025 (1y) | ||
| Angelica Marie Barron Santella | Registered representative | May 2025 (1y) | ||
| Anthony J Barsanti | Registered representative | May 2025 (1y) | ||
| David Louis Potischman | Registered representative | CFP | May 2025 (1y) | |
| Jennifer Susterich | Registered representative | May 2025 (1y) | ||
| Marianna Frederick Pauls | Registered representative | May 2025 (1y) | ||
| Tyson Russell Abert | Registered representative | May 2025 (1y) | ||
| Anthony Joseph Bianchi | Registered representative | May 2025 (1y) | ||
| Benjamin Parson | Registered representative | May 2025 (1y) | ||
| Isaac Fendrick | Registered representative | May 2025 (1y) | ||
| Jhocelyn Schlauraff | Registered representative | May 2025 (1y) | ||
| Lori Placentino | Registered representative | May 2025 (1y) | ||
| Leslie M Cabrera | Registered representative | May 2025 (1y) | ||
| Robert Christopher Cummins | Registered representative | May 2025 (1y) | ||
| Robert Robustelli | Registered representative | May 2025 (1y) | ||
| Ronald Patrick Patrick Lynch | Registered representative | CFP | May 2025 (1y) | |
| Sam R Mangini | Registered representative | May 2025 (1y) | ||
| Sean F Robilotta | Registered representative | May 2025 (1y) | ||
| Jack Wales Evenson | Registered representative | May 2025 (1y) | ||
| Joseph Brad Jorgenson | Registered representative | May 2025 (1y) | ||
| Ryan C Roberts | Registered representative | May 2025 (1y) | ||
| Dylan T Miller | Registered representative | May 2025 (1y) | ||
| Andrew Lee Sinclair | Registered representative | May 2025 (1y) | ||
| Anthony J Minella | Registered representative | May 2025 (1y) | ||
| Ashley P Weinstein | Registered representative | May 2025 (1y) | ||
| Clendenin R Stewart | Registered representative | May 2025 (1y) | ||
| David L Fox | Registered representative | May 2025 (1y) | ||
| David Toribio | Registered representative | May 2025 (1y) | ||
| Jacob Stephen Simonton | Registered representative | May 2025 (1y) | ||
| John E Limroth | Registered representative | May 2025 (1y) | ||
| Joshua D Galindo | Registered representative | May 2025 (1y) | ||
| Mauricio Moreira | Registered representative | May 2025 (1y) | ||
| Andrew A Muller | Registered representative | May 2025 (1y) | ||
| Enkhuujin Eliza Stark | Registered representative | May 2025 (1y) | ||
| Evan R Valdez | Registered representative | May 2025 (1y) | ||
| Jeffrey Warren Fehrmann | Registered representative | May 2025 (1y) | ||
| Makenzie K Martin | Registered representative | May 2025 (1y) | ||
| Martin Anthony Berishaj | Registered representative | May 2025 (1y) | ||
| James Patrick Chipps | Registered representative | May 2025 (1y) | ||
| Jackson Rick Pingree | Registered representative | May 2025 (1y) | ||
| Mark A Kania | Registered representative | May 2025 (1y) | ||
| Sebastian Colsman | Registered representative | May 2025 (1y) | ||
| Tomas J Kim | Registered representative | May 2025 (1y) | ||
| Andrea Brooke Viola | Registered representative | May 2025 (1y) | ||
| Anne Marie Butz | Registered representative | May 2025 (1y) | ||
| Christopher Ryan Newman | Registered representative | May 2025 (1y) | ||
| Christopher T Cary | Registered representative | May 2025 (1y) | ||
| Daniel Karstadt | Registered representative | May 2025 (1y) | ||
| Edward James Viola | Registered representative | May 2025 (1y) | ||
| Gabriel Adam Lavigne | Registered representative | May 2025 (1y) | ||
| Greg Scott | Registered representative | May 2025 (1y) | ||
| Jitka Petronis | Registered representative | May 2025 (1y) | ||
| Jake H Derian | Registered representative | May 2025 (1y) | ||
| Jamal Broussard | Registered representative | May 2025 (1y) | ||
| Jesus Ramos | Registered representative | May 2025 (1y) | ||
| John F Simmons | Registered representative | May 2025 (1y) | ||
| Keith Stuart Karstadt | Registered representative | May 2025 (1y) | ||
| Khloe Adams | Registered representative | May 2025 (1y) | ||
| Melina Georgette Montes De Oca | Registered representative | May 2025 (1y) | ||
| Madison Rae Smith | Registered representative | May 2025 (1y) | ||
| Nicholas De Biase | Registered representative | May 2025 (1y) | ||
| Paola Andrea Luque | Registered representative | May 2025 (1y) | ||
| Peter Vratimos | Registered representative | May 2025 (1y) | ||
| Russell Stephen Loesch | Registered representative | CFP | May 2025 (1y) | |
| Tyler Burtenshaw | Registered representative | May 2025 (1y) | ||
| Wesley Paxton Blanchard | Registered representative | May 2025 (1y) | ||
| William W Scott | Registered representative | May 2025 (1y) | ||
| Andrea Kristen Hulsman | Registered representative | Jun 2025 (1y) | ||
| Cooper R Dreifort | Registered representative | Jun 2025 (1y) | ||
| Elizabeth Louise Breaux | Registered representative | Jun 2025 (1y) | ||
| Gina Michele Marmora | Registered representative | Jun 2025 (1y) | ||
| Hailey Elizabeth Hagy | Registered representative | Jun 2025 (1y) | ||
| Jennifer J Sanchez | Registered representative | Jun 2025 (1y) | ||
| Jennifer L Morris | Registered representative | Jun 2025 (1y) | ||
| Katharine Curtis | Registered representative | Jun 2025 (1y) | ||
| Kelsie N Sax | Registered representative | Jun 2025 (1y) | ||
| Matthew G Ward | Registered representative | Jun 2025 (1y) | ||
| Stephen A. Arthur Ethridge | Registered representative | Jun 2025 (1y) | ||
| Susan Joan Davis | Registered representative | Jun 2025 (1y) | ||
| Sydney Balint | Registered representative | Jun 2025 (1y) | ||
| Zheng Wang | Registered representative | Jun 2025 (1y) | ||
| Abdul Oladimeji Ayanwale | Registered representative | Jun 2025 (1y) | ||
| Ashly Maduako | Registered representative | Jun 2025 (1y) | ||
| Aymer M Callejas | Registered representative | Jun 2025 (1y) | ||
| Bruna R Perez | Registered representative | Jun 2025 (1y) | ||
| Caitlin E Gall | Registered representative | Jun 2025 (1y) | ||
| David Lewis Glover | Registered representative | Jun 2025 (1y) | ||
| Fiona Lilly Gallagher | Registered representative | Jun 2025 (1y) | ||
| Kelly L Forgatch | Registered representative | Jun 2025 (1y) | ||
| Lawrence Zollo | Registered representative | Jun 2025 (1y) | ||
| Matthew Stephen Marchak | Registered representative | Jun 2025 (1y) | ||
| Mickael Lemoine | Registered representative | Jun 2025 (1y) | ||
| Nicklus H. Caplenor | Registered representative | Jun 2025 (1y) | ||
| Peter Stephen Knoop | Registered representative | Jun 2025 (1y) | ||
| Elvis Brito Bueno | Registered representative | Jun 2025 (1y) | ||
| Griffin A Meyer | Registered representative | Jun 2025 (1y) | ||
| Kurt M Murakami | Registered representative | Jun 2025 (1y) | ||
| Stephen E Pate | Registered representative | Jun 2025 (1y) | ||
| Grace C De Wald | Registered representative | Jun 2025 (1y) | ||
| Henry G Eriksen | Registered representative | Jun 2025 (1y) | ||
| Joseph Edward Mahoney | Registered representative | Jun 2025 (1y) | ||
| Alfred B Young | Registered representative | Jun 2025 (1y) | ||
| Angelo Amitsis | Registered representative | Jun 2025 (1y) | ||
| Benjamen Charles Fagerlind | Registered representative | Jun 2025 (1y) | ||
| Benjamin William Goebert | Registered representative | Jun 2025 (1y) | ||
| Denise Mollie Roberts | Registered representative | Jun 2025 (1y) | ||
| Evan C Riss | Registered representative | Jun 2025 (1y) | ||
| Joshua Walkenhorst | Registered representative | Jun 2025 (1y) | ||
| Jacob Stevens | Registered representative | Jun 2025 (1y) | ||
| Jeremiah C Corona | Registered representative | Jun 2025 (1y) | ||
| John Beaumont Sanborne | Registered representative | Jun 2025 (1y) | ||
| Kevin Michael Reiner | Registered representative | CFP | Jun 2025 (1y) | |
| Kevin Bobrow | Registered representative | Jun 2025 (1y) | ||
| Mary Lucy Fava Marsh | Registered representative | CFP | Jun 2025 (1y) | |
| Mark Dante Lauricella | Registered representative | Jun 2025 (1y) | ||
| Nimrit Kaur | Registered representative | Jun 2025 (1y) | ||
| Robyn Meredith | Registered representative | Jun 2025 (1y) | ||
| Jessie Dian Maestas | Registered representative | Jun 2025 (1y) | ||
| Amanda Marie Decker | Registered representative | Jun 2025 (1y) | ||
| Da'vonn Martell Cliver | Registered representative | Jun 2025 (1y) | ||
| Gregory Chocko | Registered representative | Jun 2025 (1y) | ||
| Jennifer Anne Swetland | Registered representative | CFP | Jun 2025 (1y) | |
| John E Porco | Registered representative | Jun 2025 (1y) | ||
| Kurt Patrick Luckenbill | Registered representative | Jun 2025 (1y) | ||
| Marcelus C Berry | Registered representative | Jun 2025 (1y) | ||
| William Michael Picarella | Registered representative | Jun 2025 (1y) | ||
| Ryan M Kohl | Registered representative | Jun 2025 (1y) | ||
| Amanda Alicka | Registered representative | Jun 2025 (1y) | ||
| Austin Tanner | Registered representative | Jun 2025 (1y) | ||
| Kent Barton Isom | Registered representative | Jun 2025 (1y) | ||
| Michael J Nelson | Registered representative | Jun 2025 (1y) | ||
| Michael Louis Eugeni | Registered representative | Jun 2025 (1y) | ||
| Michelle L Voyer | Registered representative | Jun 2025 (1y) | ||
| Ian T Weinberg | Registered representative | Jun 2025 (1y) | ||
| Shannon Marie Walck | Registered representative | Jun 2025 (1y) | ||
| Slobodanka Radulovic | Registered representative | Jun 2025 (1y) | ||
| William Burton | Registered representative | Jun 2025 (1y) | ||
| Carmen M Sahagun Pavon | Registered representative | Jun 2025 (1y) | ||
| Javon A Enzor | Registered representative | Jun 2025 (1y) | ||
| Jose R Peralta | Registered representative | Jun 2025 (1y) | ||
| Kendra V. Sims | Registered representative | Jun 2025 (1y) | ||
| Levi S Ostler | Registered representative | Jun 2025 (1y) | ||
| Leah Stalker | Registered representative | Jun 2025 (1y) | ||
| Andrew James Boostrom | Registered representative | Jun 2025 (1y) | ||
| Christina Michelle Blythe | Registered representative | Jun 2025 (1y) | ||
| Joseph Hopkins Joiner | Registered representative | Jun 2025 (1y) | ||
| Kathryn Elizabeth Pendergast | Registered representative | Jun 2025 (1y) | ||
| Meredith G Doty | Registered representative | CFP | Jun 2025 (1y) | |
| Ronnie Dutton | Registered representative | Jun 2025 (1y) | ||
| William J Ksander | Registered representative | Jun 2025 (1y) | ||
| Zachary Goldman | Registered representative | Jun 2025 (1y) | ||
| Alison Nicole Sagi | Registered representative | Jun 2025 (1y) | ||
| Daniela Moreno | Registered representative | Jun 2025 (1y) | ||
| Jacobo Tamayo | Registered representative | Jun 2025 (1y) | ||
| Lovetta Davies | Registered representative | Jun 2025 (1y) | ||
| Myles Aaron Johnson | Registered representative | Jun 2025 (1y) | ||
| Sarah Christine Walstrom | Registered representative | Jun 2025 (1y) | ||
| Angela Dawn Turlington | Registered representative | Jun 2025 (1y) | ||
| Emily Nicole La Dow | Registered representative | Jun 2025 (1y) | ||
| Jean Pierre Lemoine | Registered representative | Jun 2025 (1y) | ||
| Jennifer Flanagan Gallagher | Registered representative | Jun 2025 (1y) | ||
| Jakob R Engelkes | Registered representative | Jun 2025 (1y) | ||
| Joshua P Schuette | Registered representative | Jun 2025 (1y) | ||
| Marilyn Mc Kinnon | Registered representative | Jun 2025 (1y) | ||
| Mart B Oller | Registered representative | Jun 2025 (1y) | ||
| Maya Tzur | Registered representative | Jun 2025 (1y) | ||
| Melissa M Johnson | Registered representative | Jun 2025 (1y) | ||
| Nicholas Lisle | Registered representative | Jun 2025 (1y) | ||
| Nicohlas S Porter | Registered representative | Jun 2025 (1y) | ||
| Roberto Morejon Hernandez | Registered representative | Jun 2025 (1y) | ||
| Tod Daley Asmussen | Registered representative | Jun 2025 (1y) | ||
| Vincent Joseph Nardone | Registered representative | Jun 2025 (1y) | ||
| Andrew Thomas Feichter | Registered representative | Jun 2025 (1y) | ||
| Bruno Monteiro | Registered representative | Jun 2025 (1y) | ||
| Hunter L Owens | Registered representative | Jun 2025 (1y) | ||
| Joseph Michael Mardirosian | Registered representative | Jun 2025 (1y) | ||
| Julia Diamante Azevedo | Registered representative | Jun 2025 (1y) | ||
| Sarah A Bentzin | Registered representative | Jun 2025 (1y) | ||
| William Kaiser Fischer | Registered representative | Jun 2025 (1y) | ||
| Allison Lynn Bordeaux | Registered representative | Jun 2025 (1y) | ||
| Dennis M Contic | Registered representative | Jun 2025 (1y) | ||
| Emily M Louie | Registered representative | Jun 2025 (1y) | ||
| Jewell Graham | Registered representative | Jun 2025 (1y) | ||
| Katrina M Perez | Registered representative | Jun 2025 (1y) | ||
| Logan M Hecht | Registered representative | Jun 2025 (1y) | ||
| Luke Ritsema | Registered representative | Jun 2025 (1y) | ||
| Michael T Sato | Registered representative | Jun 2025 (1y) | ||
| Ray Donnelly | Registered representative | Jun 2025 (1y) | ||
| Rodney William Bowerman | Registered representative | CFP | Jun 2025 (1y) | |
| Ryan William Haslett | Registered representative | Jun 2025 (1y) | ||
| Skylar M Muhlenkamp | Registered representative | Jun 2025 (1y) | ||
| Edward C Walters | Registered representative | Jun 2025 (1y) | ||
| Francisco Ruben Rodriguez | Registered representative | Jun 2025 (1y) | ||
| Jessica Best | Registered representative | Jun 2025 (1y) | ||
| Joseph R Pakovits | Registered representative | Jun 2025 (1y) | ||
| Kyle Mckenzie | Registered representative | Jun 2025 (1y) | ||
| Michelle Sousa Blauth | Registered representative | Jun 2025 (1y) | ||
| Rhys Owen | Registered representative | Jun 2025 (1y) | ||
| Samuel Weissberg | Registered representative | Jun 2025 (1y) | ||
| Seamus Byrne | Registered representative | CFP | Jun 2025 (1y) | |
| Zimanei F Slocum | Registered representative | Jun 2025 (1y) | ||
| Amanda Conde | Registered representative | Jun 2025 (1y) | ||
| Catherine Solange Gueneau | Registered representative | Jun 2025 (1y) | ||
| Christopher A Birozes | Registered representative | Jun 2025 (1y) | ||
| Lucia Peyser | Registered representative | CFA | Jun 2025 (1y) | |
| Noelle Elizabeth Olson | Registered representative | Jun 2025 (1y) | ||
| Nekesa V Schutte | Registered representative | Jun 2025 (1y) | ||
| Olivia Connor | Registered representative | Jun 2025 (1y) | ||
| Ryan Godges | Registered representative | Jun 2025 (1y) | ||
| Charles Fasano | Registered representative | Jun 2025 (1y) | ||
| Drew Aaron Gagnon | Registered representative | Jun 2025 (1y) | ||
| Kenneth P Mcafee | Registered representative | Jun 2025 (1y) | ||
| Samuel Dawson | Registered representative | Jun 2025 (1y) | ||
| Victoria E Cordovez Lara | Registered representative | Jun 2025 (1y) | ||
| Gabriel M Cooper Feldt | Registered representative | Jun 2025 (1y) | ||
| Philip Gordon | Registered representative | Jun 2025 (1y) | ||
| Andrew Dunyon Fugate | Registered representative | Jun 2025 (1y) | ||
| Cameron Scott Mikes | Registered representative | Jun 2025 (1y) | ||
| Christian M Fusco | Registered representative | Jun 2025 (1y) | ||
| Christopher Staten | Registered representative | Jun 2025 (1y) | ||
| Dillon Gravenstine | Registered representative | Jun 2025 (1y) | ||
| Elliot Howard | Registered representative | Jun 2025 (1y) | ||
| Evelyn P Rearden | Registered representative | Jun 2025 (1y) | ||
| Garrett Randall Hill | Registered representative | Jun 2025 (1y) | ||
| Jack E Payne | Registered representative | CFP CFA | Jun 2025 (1y) | |
| Joey Veizaga Soto | Registered representative | Jun 2025 (1y) | ||
| Noah Collum | Registered representative | Jun 2025 (1y) | ||
| Shane O'neill | Registered representative | Jun 2025 (1y) | ||
| Tyler B Davis | Registered representative | Jun 2025 (1y) | ||
| Audrey Yukimura Silva | Registered representative | Jun 2025 (1y) | ||
| Nathaniel Bozzella | Registered representative | Jun 2025 (1y) | ||
| Dalton A Grados | Registered representative | Jun 2025 (1y) | ||
| Felipe Fernandez | Registered representative | Jun 2025 (1y) | ||
| Jill Marino | Registered representative | Jun 2025 (1y) | ||
| John Cirocco | Registered representative | Jun 2025 (1y) | ||
| Jack T Hoffman | Registered representative | Jun 2025 (1y) | ||
| Jake Daniel Fuoco | Registered representative | Jun 2025 (1y) | ||
| Neil Klein | Registered representative | Jun 2025 (1y) | ||
| Raymond Hart | Registered representative | Jun 2025 (1y) | ||
| Robert Disiena | Registered representative | Jun 2025 (1y) | ||
| Rosemary Fusco | Registered representative | Jun 2025 (1y) | ||
| Sam Giliberti | Registered representative | Jun 2025 (1y) | ||
| Sevdi Dauti | Registered representative | CFP | Jun 2025 (1y) | |
| Sean P Flanagan | Registered representative | Jun 2025 (1y) | ||
| Sonya E Pratt | Registered representative | Jun 2025 (1y) | ||
| Tyler F Wielgos | Registered representative | Jun 2025 (1y) | ||
| Christian B Lacquement | Registered representative | Jul 2025 (1y) | ||
| David Stoler | Registered representative | Jul 2025 (1y) | ||
| Derrick Gin | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Haritomeni Karavakis | Registered representative | Jul 2025 (1y) | ||
| Joseph Hanson | Registered representative | Jul 2025 (1y) | ||
| Kelli Senopole | Registered representative | Jul 2025 (1y) | ||
| Kyle Joseph Schmitt | Registered representative | Jul 2025 (1y) | ||
| Pat Zinnanti | Registered representative | Jul 2025 (1y) | ||
| Stephanie Tchong | Registered representative | Jul 2025 (1y) | ||
| Winnie Luu | Registered representative | Jul 2025 (1y) | ||
| Charles Furcolo | Registered representative | Jul 2025 (1y) | ||
| Nathaniel P Mostyn | Registered representative | Jul 2025 (1y) | ||
| Olivia R Negri | Registered representative | Jul 2025 (1y) | ||
| Taj R Piontkowski | Registered representative | Jul 2025 (1y) | ||
| Zachary Nazario | Registered representative | Jul 2025 (1y) | ||
| Zachary G Goddard | Registered representative | Jul 2025 (1y) | ||
| Kelly Yuen | Registered representative | Jul 2025 (1y) | ||
| Lukas C Richards | Registered representative | Jul 2025 (1y) | ||
| Patrick E Sikes | Registered representative | Jul 2025 (1y) | ||
| Sara Crandall | Registered representative | Jul 2025 (1y) | ||
| Joan Dawn Cordell | Registered representative | Jul 2025 (1y) | ||
| Daniel Clifford Allender | Registered representative | Jul 2025 (1y) | ||
| Theodore J Gazis | Registered representative | Jul 2025 (1y) | ||
| Alexandra K Jahns | Registered representative | Jul 2025 (1y) | ||
| Eric Aguiar Bernarde | Registered representative | Jul 2025 (1y) | ||
| Jason Strader | Registered representative | Jul 2025 (1y) | ||
| Jeffrey M Law | Registered representative | Jul 2025 (1y) | ||
| Logan B Penton | Registered representative | Jul 2025 (1y) | ||
| Matias S Luna | Registered representative | Jul 2025 (1y) | ||
| Miguel Garcia | Registered representative | Jul 2025 (1y) | ||
| Patrick Andrew Sawyer | Registered representative | Jul 2025 (1y) | ||
| Preston T Nevil Rincon | Registered representative | Jul 2025 (1y) | ||
| Thomas J Mc Ginn | Registered representative | Jul 2025 (1y) | ||
| Donovan Axel Morris | Registered representative | Jul 2025 (1y) | ||
| Jack C Bank | Registered representative | Jul 2025 (1y) | ||
| Angel M Maeda Mercado | Registered representative | Jul 2025 (1y) | ||
| Jalen A Whitmore | Registered representative | Jul 2025 (1y) | ||
| Katharine Callaghan Powers | Registered representative | Jul 2025 (1y) | ||
| Lucas Bergman | Registered representative | Jul 2025 (1y) | ||
| Oliver Orman | Registered representative | Jul 2025 (1y) | ||
| Ryan Belk | Registered representative | Jul 2025 (1y) | ||
| Heather R Bertel | Registered representative | Jul 2025 (1y) | ||
| Stephanie A Glassman | Registered representative | Jul 2025 (1y) | ||
| Abigail Leigh Bailey | Registered representative | Jul 2025 (1y) | ||
| Allison A Lee | Registered representative | Jul 2025 (1y) | ||
| Christopher Aitken | Registered representative | Jul 2025 (1y) | ||
| David Ly | Registered representative | Jul 2025 (1y) | ||
| Lee Wells | Registered representative | CFP | Jul 2025 (1y) | |
| Matthew Reinhardt | Registered representative | Jul 2025 (1y) | ||
| Roy Tonning | Registered representative | Jul 2025 (1y) | ||
| Scott Mayer | Registered representative | Jul 2025 (1y) | ||
| Shannon L Allen | Registered representative | Jul 2025 (1y) | ||
| Simonpietro Magrelli | Registered representative | Jul 2025 (1y) | ||
| Viktoriya Rudometkin | Registered representative | Jul 2025 (1y) | ||
| Yining Wang | Registered representative | Jul 2025 (1y) | ||
| Brendon Franklin | Registered representative | Jul 2025 (1y) | ||
| Chad William Kruger | Registered representative | Jul 2025 (1y) | ||
| Genevieve D Shoats | Registered representative | Jul 2025 (1y) | ||
| Hannah Shiukwun Lam | Registered representative | Jul 2025 (1y) | ||
| James Barrett | Registered representative | Jul 2025 (1y) | ||
| Jonathan P Braun | Registered representative | Jul 2025 (1y) | ||
| Julia S Brisk | Registered representative | Jul 2025 (1y) | ||
| Rafael Gonzalez Tosca | Registered representative | Jul 2025 (1y) | ||
| Steven Guzman | Registered representative | Jul 2025 (1y) | ||
| Henry W Sutro | Registered representative | Jul 2025 (1y) | ||
| Joshua P Helms | Registered representative | Jul 2025 (1y) | ||
| Blair Fowler | Registered representative | Jul 2025 (1y) | ||
| Brandon Loza | Registered representative | Jul 2025 (1y) | ||
| Cole B. Abdinoor | Registered representative | Jul 2025 (1y) | ||
| Clayton Dixon | Registered representative | Jul 2025 (1y) | ||
| Eunice A Jairrels | Registered representative | Jul 2025 (1y) | ||
| Oluseun Adedeji Onitiri | Registered representative | Jul 2025 (1y) | ||
| Ryan J Hinkle | Registered representative | Jul 2025 (1y) | ||
| Brandon M Wilson | Registered representative | Jul 2025 (1y) | ||
| Christian Aguilar Coronado | Registered representative | Jul 2025 (1y) | ||
| Christopher Hart | Registered representative | Jul 2025 (1y) | ||
| Conner B Woods | Registered representative | Jul 2025 (1y) | ||
| Jennifer Victoria Strohecker | Registered representative | Jul 2025 (1y) | ||
| Francis D Moise | Registered representative | Jul 2025 (1y) | ||
| Giovanni Diddi | Registered representative | Jul 2025 (1y) | ||
| Joshua W Styler Tracy | Registered representative | Jul 2025 (1y) | ||
| Luke F Mc Kernan | Registered representative | Jul 2025 (1y) | ||
| Samuel Byron Reichman | Registered representative | Jul 2025 (1y) | ||
| Daniella Reyes Arroyave | Registered representative | Jul 2025 (1y) | ||
| Almog Mor | Registered representative | Jul 2025 (1y) | ||
| Claudia Gudino Morales Angeja | Registered representative | Jul 2025 (1y) | ||
| Austin W Haines | Registered representative | Jul 2025 (1y) | ||
| Christina A Valtierra | Registered representative | Jul 2025 (1y) | ||
| Cole Bradley | Registered representative | Jul 2025 (1y) | ||
| Daniel Miller | Registered representative | Jul 2025 (1y) | ||
| Eduardo Jesus Vasquez | Registered representative | Jul 2025 (1y) | ||
| Fiona E Domergue | Registered representative | Jul 2025 (1y) | ||
| Gabriel Jafet | Registered representative | Jul 2025 (1y) | ||
| Michael J Cboski | Registered representative | Jul 2025 (1y) | ||
| Angelique M Grimball | Registered representative | Jul 2025 (1y) | ||
| Anthony Ortiz | Registered representative | Jul 2025 (1y) | ||
| Christopher M Bade | Registered representative | Jul 2025 (1y) | ||
| Jill C Rottman | Registered representative | Jul 2025 (1y) | ||
| Joseph S Hong | Registered representative | Jul 2025 (1y) | ||
| Reese Bowden | Registered representative | Jul 2025 (1y) | ||
| Aidan K Shaffer | Registered representative | Jul 2025 (1y) | ||
| Caroline Angelica A Lopez Robles | Registered representative | Jul 2025 (1y) | ||
| Meric Nandra | Registered representative | Jul 2025 (1y) | ||
| Noelle C Nixon | Registered representative | Jul 2025 (1y) | ||
| Ryan Clay | Registered representative | Jul 2025 (1y) | ||
| Adagio Cisneros | Registered representative | Jul 2025 (1y) | ||
| Daniel E Libow | Registered representative | Jul 2025 (1y) | ||
| Edward A Sheils | Registered representative | Jul 2025 (1y) | ||
| Huseyn Maharram Balayev | Registered representative | Jul 2025 (1y) | ||
| Samuel Levy Yonack | Registered representative | Jul 2025 (1y) | ||
| Yolanda Graciela Perez | Registered representative | Jul 2025 (1y) | ||
| Alexander Russo | Registered representative | Jul 2025 (1y) | ||
| Ana Gernhardt Diaz | Registered representative | Jul 2025 (1y) | ||
| Austin James Scribner | Registered representative | Jul 2025 (1y) | ||
| James Holley | Registered representative | Jul 2025 (1y) | ||
| Joanna Rogers | Registered representative | Jul 2025 (1y) | ||
| John Haskett | Registered representative | Jul 2025 (1y) | ||
| Khoi Bui | Registered representative | CFP | Jul 2025 (1y) | |
| Loren Schwartz | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Luanne Stone | Registered representative | Jul 2025 (1y) | ||
| Maicie E Levitt | Registered representative | Jul 2025 (1y) | ||
| Ronald A Balzano | Registered representative | Jul 2025 (1y) | ||
| Christopher Caruso Schatz | Registered representative | Jul 2025 (1y) | ||
| Henry K Shackelford | Registered representative | Jul 2025 (1y) | ||
| Jennifer Michalski | Registered representative | Jul 2025 (1y) | ||
| Benjamin J Chambeau | Registered representative | Jul 2025 (1y) | ||
| Christina Caban | Registered representative | Jul 2025 (1y) | ||
| Corey Charles | Registered representative | Jul 2025 (1y) | ||
| Denise A Donahue | Registered representative | Jul 2025 (1y) | ||
| Dallas J Petersen | Registered representative | Jul 2025 (1y) | ||
| Elijah Perry | Registered representative | Jul 2025 (1y) | ||
| Jack Howe | Registered representative | Jul 2025 (1y) | ||
| Jacob M Flynn | Registered representative | Jul 2025 (1y) | ||
| Joshua Elbaum | Registered representative | Jul 2025 (1y) | ||
| Kalli I Jones | Registered representative | Jul 2025 (1y) | ||
| Mara E Parker | Registered representative | Jul 2025 (1y) | ||
| Maxim J Sparks | Registered representative | Jul 2025 (1y) | ||
| Michael P Bott | Registered representative | Jul 2025 (1y) | ||
| Nexus F Ikeda | Registered representative | Jul 2025 (1y) | ||
| Santiago Escallon | Registered representative | Jul 2025 (1y) | ||
| Shannon A Hawthorne | Registered representative | Jul 2025 (1y) | ||
| Tara Marie Reigel | Registered representative | Jul 2025 (1y) | ||
| Thomas Jp Burnett | Registered representative | Jul 2025 (1y) | ||
| Benjamin Schwartz | Registered representative | Jul 2025 (1y) | ||
| Emma Grace Blanchard | Registered representative | Jul 2025 (1y) | ||
| John Mannix | Registered representative | Jul 2025 (1y) | ||
| Mark Lagratta | Registered representative | Jul 2025 (1y) | ||
| Odot Ikon Hodges | Registered representative | Jul 2025 (1y) | ||
| Pablo Hinojosa | Registered representative | Jul 2025 (1y) | ||
| Samir Ahmad | Registered representative | Jul 2025 (1y) | ||
| William Edward Davis | Registered representative | Jul 2025 (1y) | ||
| Brodey R Geiger | Registered representative | Jul 2025 (1y) | ||
| Grant Gunderson | Registered representative | Jul 2025 (1y) | ||
| Jason Espinal | Registered representative | Jul 2025 (1y) | ||
| Scott Mc Quilken | Registered representative | Jul 2025 (1y) | ||
| Fernando Azevedo | Registered representative | Jul 2025 (1y) | ||
| Frank M La Ferlita | Registered representative | Jul 2025 (1y) | ||
| George Joseph Kohl | Registered representative | Jul 2025 (1y) | ||
| Jeffrey Ihrig | Registered representative | Jul 2025 (1y) | ||
| Nicholas Omara | Registered representative | Jul 2025 (1y) | ||
| Richard Charles Nolan | Registered representative | CFA | Jul 2025 (1y) | |
| Brian M Kilby | Registered representative | Aug 2025 (1y) | ||
| Christopher Phillips | Registered representative | Aug 2025 (1y) | ||
| Fredrick L Jones | Registered representative | Aug 2025 (1y) | ||
| Kimberly Guha | Registered representative | CFP | Aug 2025 (1y) | |
| Kevin Fennell | Registered representative | Aug 2025 (1y) | ||
| Madyson M Dublo | Registered representative | Aug 2025 (1y) | ||
| Michael Valle | Registered representative | Aug 2025 (1y) | ||
| Paul Kurelko | Registered representative | Aug 2025 (1y) | ||
| Robert Taylor | Registered representative | Aug 2025 (1y) | ||
| Samuel Oh | Registered representative | Aug 2025 (1y) | ||
| Samuel Bentil Owusu | Registered representative | Aug 2025 (1y) | ||
| Stephani K Chojnacki | Registered representative | Aug 2025 (1y) | ||
| Tulio Gargantini | Registered representative | Aug 2025 (1y) | ||
| William B Hamiter | Registered representative | Aug 2025 (1y) | ||
| Amanda Noelle Wiltz | Registered representative | Aug 2025 (1y) | ||
| Nicholas D Paradise | Registered representative | Aug 2025 (1y) | ||
| Yasmeen A Nuwayhid | Registered representative | Aug 2025 (1y) | ||
| Aashi H Tailor | Registered representative | Aug 2025 (1y) | ||
| Adelyne Grace Salzer | Registered representative | Aug 2025 (1y) | ||
| Alex Jenkins | Registered representative | Aug 2025 (1y) | ||
| Allen C Minton | Registered representative | Aug 2025 (1y) | ||
| Amelia Jane Koblentz | Registered representative | Aug 2025 (1y) | ||
| Ana Castro Rodriguez | Registered representative | Aug 2025 (1y) | ||
| Ana L Menchaca | Registered representative | Aug 2025 (1y) | ||
| Andrew Virgile | Registered representative | Aug 2025 (1y) | ||
| Ashley M Glat | Registered representative | Aug 2025 (1y) | ||
| Ava Barnes Gargiulo | Registered representative | Aug 2025 (1y) | ||
| Bridget L Duffy | Registered representative | Aug 2025 (1y) | ||
| Divya Mehrotra | Registered representative | Aug 2025 (1y) | ||
| Dorismar Cuevas | Registered representative | Aug 2025 (1y) | ||
| Ethan Crupe | Registered representative | Aug 2025 (1y) | ||
| Erin F Clayton | Registered representative | Aug 2025 (1y) | ||
| Isabelle S Glat | Registered representative | Aug 2025 (1y) | ||
| Janice N Preko | Registered representative | Aug 2025 (1y) | ||
| Justin Y Lee | Registered representative | Aug 2025 (1y) | ||
| Jacob Henry Greene | Registered representative | Aug 2025 (1y) | ||
| John C Symank | Registered representative | Aug 2025 (1y) | ||
| Joshua Aronson | Registered representative | Aug 2025 (1y) | ||
| Joshua Paone | Registered representative | Aug 2025 (1y) | ||
| Julia D Oakley | Registered representative | Aug 2025 (1y) | ||
| Kasha Bhatia | Registered representative | Aug 2025 (1y) | ||
| Kathryn G Lefever | Registered representative | Aug 2025 (1y) | ||
| Khushboo R Shah | Registered representative | Aug 2025 (1y) | ||
| Kristopher P Ewers | Registered representative | Aug 2025 (1y) | ||
| Lila K Bock | Registered representative | Aug 2025 (1y) | ||
| Mary Schuyler Moore | Registered representative | Aug 2025 (1y) | ||
| Mason Burke | Registered representative | Aug 2025 (1y) | ||
| Megan Maria Wolf | Registered representative | Aug 2025 (1y) | ||
| Noelle A De Marinis | Registered representative | Aug 2025 (1y) | ||
| Payton Gronnerud | Registered representative | Aug 2025 (1y) | ||
| Payton L Villecco | Registered representative | Aug 2025 (1y) | ||
| Ryan Klein | Registered representative | Aug 2025 (1y) | ||
| Sandra Marie Sulik | Registered representative | Aug 2025 (1y) | ||
| Saisha Puri | Registered representative | Aug 2025 (1y) | ||
| Sarah E Connor | Registered representative | Aug 2025 (1y) | ||
| Stratton Rollins Heath | Registered representative | Aug 2025 (1y) | ||
| Tara Bathaii | Registered representative | Aug 2025 (1y) | ||
| Tynan J Walsh | Registered representative | Aug 2025 (1y) | ||
| Van Tran | Registered representative | Aug 2025 (1y) | ||
| Zachary W Nestler | Registered representative | Aug 2025 (1y) | ||
| Adela Adiaconitei | Registered representative | Aug 2025 (1y) | ||
| Allison A Stringer | Registered representative | Aug 2025 (1y) | ||
| Alyssa J Ford | Registered representative | Aug 2025 (1y) | ||
| Anna Sime | Registered representative | Aug 2025 (1y) | ||
| Christopher Thomas Melillo | Registered representative | Aug 2025 (1y) | ||
| Charlotte C Fargis | Registered representative | Aug 2025 (1y) | ||
| Lorraine M Geraghty | Registered representative | Aug 2025 (1y) | ||
| Mason A Marini | Registered representative | Aug 2025 (1y) | ||
| Peter Charles Wisowaty | Registered representative | Aug 2025 (1y) | ||
| Russell J Hoss | Registered representative | Aug 2025 (1y) | ||
| Zachary R Baj | Registered representative | Aug 2025 (1y) | ||
| Ali Charles Kourouma | Registered representative | Aug 2025 (1y) | ||
| Catherine A Fitorre | Registered representative | Aug 2025 (1y) | ||
| Christopher Y Provel | Registered representative | Aug 2025 (1y) | ||
| Emily Heather Cutson | Registered representative | Aug 2025 (1y) | ||
| Harry Somerville Murphy | Registered representative | Aug 2025 (1y) | ||
| Jacob A Lazo | Registered representative | Aug 2025 (1y) | ||
| Jean Adewale Adewale Tompihe | Registered representative | Aug 2025 (1y) | ||
| Melanie Weintraub | Registered representative | Aug 2025 (1y) | ||
| Roger Trimble | Registered representative | Aug 2025 (1y) | ||
| Sebastian Emanuel Partridge | Registered representative | Aug 2025 (1y) | ||
| Sarah M Peter | Registered representative | Aug 2025 (1y) | ||
| Tate Peterson | Registered representative | Aug 2025 (1y) | ||
| Ting Zhang | Registered representative | Aug 2025 (1y) | ||
| Andrew R Pinto | Registered representative | Aug 2025 (1y) | ||
| Bolanle Mawusi Nicolette Gly Gaba | Registered representative | Aug 2025 (1y) | ||
| Erika Ibarra | Registered representative | Aug 2025 (1y) | ||
| Jordan S Hewitt | Registered representative | Aug 2025 (1y) | ||
| Joseph Mckenna | Registered representative | Aug 2025 (1y) | ||
| Mark R Thomas | Registered representative | Aug 2025 (1y) | ||
| Matthew Li Puma | Registered representative | Aug 2025 (1y) | ||
| Peter M Sabia | Registered representative | Aug 2025 (1y) | ||
| Charles Bugg | Registered representative | Aug 2025 (1y) | ||
| David J Selzer | Registered representative | Aug 2025 (1y) | ||
| Ericka King | Registered representative | Aug 2025 (1y) | ||
| Galit Ben Joseph | Registered representative | Aug 2025 (1y) | ||
| Matthew Bromberg | Registered representative | Aug 2025 (1y) | ||
| Matthew J Bonshak | Registered representative | CFP | Aug 2025 (1y) | |
| Noah Staskiewicz | Registered representative | Aug 2025 (1y) | ||
| Dustin Duin | Registered representative | Aug 2025 (1y) | ||
| Austin E Bollinger | Registered representative | Aug 2025 (1y) | ||
| Adrian D Machado | Registered representative | Aug 2025 (1y) | ||
| Dylan Grant Goldstein | Registered representative | Aug 2025 (1y) | ||
| Justin R Langway | Registered representative | Aug 2025 (1y) | ||
| Maddox Underwood | Registered representative | Aug 2025 (1y) | ||
| Paul J Mistaleski | Registered representative | Aug 2025 (1y) | ||
| Susan Leigh Cattand | Registered representative | Aug 2025 (1y) | ||
| Benjamin Wt Onett | Registered representative | Aug 2025 (1y) | ||
| Whitney L Durivage | Registered representative | Aug 2025 (1y) | ||
| Wiley Irwin | Registered representative | Aug 2025 (1y) | ||
| Allison Cassiel Eagles | Registered representative | Aug 2025 (1y) | ||
| Andrei Tabatchouk | Registered representative | Aug 2025 (1y) | ||
| Bat Erdene Amartuvshin | Registered representative | Aug 2025 (1y) | ||
| Christoph B Bono | Registered representative | Aug 2025 (1y) | ||
| Chalita Sitthisakuldej | Registered representative | Aug 2025 (1y) | ||
| Kathryn Williams | Registered representative | Aug 2025 (1y) | ||
| Kavondra Jeter | Registered representative | Aug 2025 (1y) | ||
| Nathan J Brennan | Registered representative | Aug 2025 (1y) | ||
| Santiago Alzate | Registered representative | Aug 2025 (1y) | ||
| Shih Yi Chen | Registered representative | Aug 2025 (1y) | ||
| Donna A. Binda | Registered representative | Aug 2025 (1y) | ||
| Douglas Reddel Bianco | Registered representative | Aug 2025 (1y) | ||
| Erin Denise Wilkinson | Registered representative | Aug 2025 (1y) | ||
| Helen Curlow | Registered representative | CFP | Aug 2025 (1y) | |
| Julia Paige Curran | Registered representative | Aug 2025 (1y) | ||
| Benjamin R Kress | Registered representative | Aug 2025 (1y) | ||
| Dario C Occelli Junior | Registered representative | Aug 2025 (1y) | ||
| Eliot Lincoln | Registered representative | Aug 2025 (1y) | ||
| Eliza H Fogel | Registered representative | Aug 2025 (1y) | ||
| Emanuel H Athanasakis | Registered representative | Aug 2025 (1y) | ||
| James Daniel Bullard | Registered representative | Aug 2025 (1y) | ||
| Jocelyn M Madrid | Registered representative | Aug 2025 (1y) | ||
| Rodolfo Angeles | Registered representative | Aug 2025 (1y) | ||
| Shavon Marie Kelley | Registered representative | Aug 2025 (1y) | ||
| Wendy K Hindman Hauck | Registered representative | Aug 2025 (1y) | ||
| William M Killips | Registered representative | Aug 2025 (1y) | ||
| Cameron D Baumgardner | Registered representative | Aug 2025 (1y) | ||
| Dominique D Jones | Registered representative | Aug 2025 (1y) | ||
| William G Gerard | Registered representative | Aug 2025 (1y) | ||
| Eric C Doyel | Registered representative | Aug 2025 (1y) | ||
| Adriana Lemus Muyshondt | Registered representative | Aug 2025 (1y) | ||
| Bret Cameto | Registered representative | Aug 2025 (1y) | ||
| Brendan James Sheehy | Registered representative | Aug 2025 (1y) | ||
| Claudia Thompson | Registered representative | Aug 2025 (1y) | ||
| Christopher Godvin | Registered representative | Aug 2025 (1y) | ||
| Eric Millner | Registered representative | Aug 2025 (1y) | ||
| Jennifer M Firlings | Registered representative | Aug 2025 (1y) | ||
| Kimberly K Alexander | Registered representative | Aug 2025 (1y) | ||
| Neil J Manson | Registered representative | Aug 2025 (1y) | ||
| Nicholas Koepke Hogan | Registered representative | Aug 2025 (1y) | ||
| Nicholas Meade | Registered representative | Aug 2025 (1y) | ||
| Owen F Husselbeck | Registered representative | Aug 2025 (1y) | ||
| Rena Kaufman | Registered representative | Aug 2025 (1y) | ||
| Stephen F Sannuto | Registered representative | Aug 2025 (1y) | ||
| Benjamin M Giglio | Registered representative | Aug 2025 (1y) | ||
| Kenneth C Barnett | Registered representative | Aug 2025 (1y) | ||
| Louis Mangia | Registered representative | Aug 2025 (1y) | ||
| William Yore | Registered representative | Aug 2025 (1y) | ||
| Ashley Pierre | Registered representative | Aug 2025 (1y) | ||
| Ethan Shook | Registered representative | Aug 2025 (1y) | ||
| Fausto Steve Lopez | Registered representative | Aug 2025 (1y) | ||
| Gary Martin | Registered representative | CFP | Aug 2025 (1y) | |
| Jacob H Soinski | Registered representative | CFP CFA | Aug 2025 (1y) | |
| William Beach Grover | Registered representative | Aug 2025 (1y) | ||
| Caroline E Inkman | Registered representative | Aug 2025 (1y) | ||
| Chandler Ryder Jones | Registered representative | Aug 2025 (1y) | ||
| Christian M Caporaso | Registered representative | Aug 2025 (1y) | ||
| Cooper Brookhart | Registered representative | Aug 2025 (1y) | ||
| Mengyu Liu | Registered representative | Aug 2025 (1y) | ||
| Nicholas Jay Hansen | Registered representative | Aug 2025 (1y) | ||
| Patrick J Perrin | Registered representative | Aug 2025 (1y) | ||
| Perry A Hopper | Registered representative | CFA | Aug 2025 (1y) | |
| Tenay A Jackson | Registered representative | Aug 2025 (1y) | ||
| Charles R Masino | Registered representative | Aug 2025 (1y) | ||
| Isabelle O Brien | Registered representative | Aug 2025 (1y) | ||
| Jaclyn Hughes Gallagher | Registered representative | Aug 2025 (1y) | ||
| Michael Simone | Registered representative | Aug 2025 (1y) | ||
| Parker Lawless Stanford | Registered representative | Aug 2025 (1y) | ||
| Randy Lee Wiggs | Registered representative | Aug 2025 (1y) | ||
| Stefan Madjarov | Registered representative | CFA | Aug 2025 (1y) | |
| Travis A Lesko | Registered representative | Aug 2025 (1y) | ||
| Allison Sarah Johnson | Registered representative | Aug 2025 (1y) | ||
| Adrianna Koveck | Registered representative | Aug 2025 (1y) | ||
| Benjamin F Lewis | Registered representative | Aug 2025 (1y) | ||
| Carlos Cruz | Registered representative | Aug 2025 (1y) | ||
| Carter Camper | Registered representative | Aug 2025 (1y) | ||
| Dominick P Mazza | Registered representative | Aug 2025 (1y) | ||
| Drini Ahmeti | Registered representative | Aug 2025 (1y) | ||
| Erin Alicia Catherine Byrne | Registered representative | Aug 2025 (1y) | ||
| Isabel Huapilla Rafael | Registered representative | Aug 2025 (1y) | ||
| Jonathan Parsons Jr. | Registered representative | Aug 2025 (1y) | ||
| Jared C Tretter | Registered representative | Aug 2025 (1y) | ||
| Lucia Basterra | Registered representative | Aug 2025 (1y) | ||
| Pedro Bautista | Registered representative | Aug 2025 (1y) | ||
| Ram A Ramos | Registered representative | Aug 2025 (1y) | ||
| Rex Leonard Harper | Registered representative | Aug 2025 (1y) | ||
| Troy Anthony Benoit | Registered representative | Aug 2025 (1y) | ||
| Aiko Baxter | Registered representative | Aug 2025 (1y) | ||
| Christopher Charles Moll | Registered representative | Aug 2025 (1y) | ||
| David John Allan | Registered representative | Aug 2025 (1y) | ||
| Lawrence Lee | Registered representative | Aug 2025 (1y) | ||
| Seamus C Worsley | Registered representative | Aug 2025 (1y) | ||
| William Galbally | Registered representative | Aug 2025 (1y) | ||
| Angela Maria Gomez | Registered representative | Aug 2025 (1y) | ||
| Angely Andrea Anuel | Registered representative | Aug 2025 (1y) | ||
| Rafaella Seifert | Registered representative | Aug 2025 (1y) | ||
| Anne D Guzman | Registered representative | CFP | Aug 2025 (1y) | |
| Anthony Clayton Kirwood | Registered representative | Aug 2025 (1y) | ||
| Davis W Stewart | Registered representative | Aug 2025 (1y) | ||
| Erica Frantz | Registered representative | Aug 2025 (1y) | ||
| Greg Prahser | Registered representative | Aug 2025 (1y) | ||
| Jake Marshall | Registered representative | CFP | Aug 2025 (1y) | |
| Jack N Alexander | Registered representative | Aug 2025 (1y) | ||
| Jordyn Anderson | Registered representative | Aug 2025 (1y) | ||
| Judith Vanessa Otero | Registered representative | Aug 2025 (1y) | ||
| Rodrigo Aramburu | Registered representative | Aug 2025 (1y) | ||
| Samantha Mac Mullen | Registered representative | Aug 2025 (1y) | ||
| Tatenda Sekeso | Registered representative | Aug 2025 (1y) | ||
| Alysia G Van Beverhoudt | Registered representative | Aug 2025 (1y) | ||
| Cassidy E Butt | Registered representative | Aug 2025 (1y) | ||
| Connor F Brown | Registered representative | Aug 2025 (1y) | ||
| Corey William Weese | Registered representative | Aug 2025 (1y) | ||
| Danielle A Custer | Registered representative | Aug 2025 (1y) | ||
| Eric P Enners | Registered representative | Aug 2025 (1y) | ||
| Gregory A Willibey | Registered representative | Aug 2025 (1y) | ||
| Jenelyn J Delaney | Registered representative | Aug 2025 (1y) | ||
| Joshua H Wallen | Registered representative | Aug 2025 (1y) | ||
| Katherine D'souza | Registered representative | Aug 2025 (1y) | ||
| Lucas Paul Ragusa | Registered representative | Aug 2025 (1y) | ||
| Sugein Vasquez | Registered representative | Aug 2025 (1y) | ||
| Colin Indermuehle | Registered representative | Aug 2025 (1y) | ||
| Sonya C Hirt | Registered representative | Aug 2025 (1y) | ||
| Jeremy R Mitchell | Registered representative | Sep 2025 (1y) | ||
| Lara Bankes Tyree | Registered representative | Sep 2025 (1y) | ||
| Richard A Homrich | Registered representative | Sep 2025 (1y) | ||
| Stephen Lemonte Johnson | Registered representative | Sep 2025 (1y) | ||
| Virginia Brake | Registered representative | Sep 2025 (1y) | ||
| Parker S Ockerhausen | Registered representative | Sep 2025 (1y) | ||
| Christian Tyler Mckoy | Registered representative | Sep 2025 (1y) | ||
| Christopher J. Cooley | Registered representative | Sep 2025 (1y) | ||
| Davis William Walker | Registered representative | Sep 2025 (1y) | ||
| Gregory Christian Goding | Registered representative | Sep 2025 (1y) | ||
| Pietersen B Sylvester | Registered representative | Sep 2025 (1y) | ||
| Codie M Schlotterbeck | Registered representative | Sep 2025 (1y) | ||
| Jeremiah Wise | Registered representative | Sep 2025 (1y) | ||
| Luke Bullinger | Registered representative | Sep 2025 (1y) | ||
| Ryan Olsen | Registered representative | Sep 2025 (1y) | ||
| Aidan N Medvecky | Registered representative | Sep 2025 (1y) | ||
| Brian D Hughes | Registered representative | Sep 2025 (1y) | ||
| Karina Faist | Registered representative | Sep 2025 (1y) | ||
| Kadijatou Diallo | Registered representative | Sep 2025 (1y) | ||
| Matthew Smith | Registered representative | Sep 2025 (1y) | ||
| Richard Jambrina | Registered representative | Sep 2025 (1y) | ||
| Benjamin A Palacios | Registered representative | Sep 2025 (1y) | ||
| Brandon T Miller | Registered representative | Sep 2025 (1y) | ||
| Curtis Nesbit Jr | Registered representative | Sep 2025 (1y) | ||
| Caitlin P Killeen | Registered representative | Sep 2025 (1y) | ||
| Linh T Ta | Registered representative | Sep 2025 (1y) | ||
| Sarah Elizabeth Jane Munger | Registered representative | Sep 2025 (1y) | ||
| Lucas D Intagliata | Registered representative | Sep 2025 (1y) | ||
| Maria Briggs | Registered representative | Sep 2025 (1y) | ||
| Paul Miller | Registered representative | CFP | Sep 2025 (1y) | |
| Yu Tung Lin | Registered representative | Sep 2025 (1y) | ||
| Alexey Bulankov | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Carrie Horlings | Registered representative | Sep 2025 (1y) | ||
| Chris Hu | Registered representative | CFA | Sep 2025 (1y) | |
| Devlin Formey | Registered representative | Sep 2025 (1y) | ||
| Gregory Lamont Wesley Shanks | Registered representative | Sep 2025 (1y) | ||
| Joshua King | Registered representative | Sep 2025 (1y) | ||
| Jake K Reiss | Registered representative | Sep 2025 (1y) | ||
| Katherine J Attebery | Registered representative | Sep 2025 (1y) | ||
| Madison M Connors | Registered representative | Sep 2025 (1y) | ||
| Michael J Browne | Registered representative | Sep 2025 (1y) | ||
| Nicole Joy Evans | Registered representative | Sep 2025 (1y) | ||
| Sneha Mokkala | Registered representative | Sep 2025 (1y) | ||
| Alexander Keane Dougherty | Registered representative | Sep 2025 (1y) | ||
| Brady Palmer | Registered representative | Sep 2025 (1y) | ||
| Colleen Cawley | Registered representative | Sep 2025 (1y) | ||
| Emily Lin | Registered representative | Sep 2025 (1y) | ||
| Jennifer A Jagodzinski | Registered representative | Sep 2025 (1y) | ||
| Jake T Hanks | Registered representative | Sep 2025 (1y) | ||
| Michael John King | Registered representative | Sep 2025 (1y) | ||
| Patricia J Gallardo | Registered representative | Sep 2025 (1y) | ||
| Adam Grossman | Registered representative | Sep 2025 (1y) | ||
| Christopher Omotayo Otufale | Registered representative | Sep 2025 (1y) | ||
| Corey Dalton | Registered representative | Sep 2025 (1y) | ||
| Dominic Villani | Registered representative | Sep 2025 (1y) | ||
| Dylan T Engel | Registered representative | Sep 2025 (1y) | ||
| Eric L Applewhite | Registered representative | Sep 2025 (1y) | ||
| Lindsey K Hendler | Registered representative | Sep 2025 (1y) | ||
| Mary Katherine Haney | Registered representative | Sep 2025 (1y) | ||
| Megan M Bielan | Registered representative | Sep 2025 (1y) | ||
| Sarah Mei Blosser | Registered representative | Sep 2025 (1y) | ||
| Grant Laffey | Registered representative | Sep 2025 (1y) | ||
| Andre M Hoglin | Registered representative | Sep 2025 (1y) | ||
| Brian L Apple | Registered representative | Sep 2025 (1y) | ||
| Brian S Terrell | Registered representative | Sep 2025 (1y) | ||
| Carlos A Aviles | Registered representative | Sep 2025 (1y) | ||
| Daisy Appiah Kubi | Registered representative | Sep 2025 (1y) | ||
| Derek La Maide | Registered representative | Sep 2025 (1y) | ||
| John Carrasquillo | Registered representative | Sep 2025 (1y) | ||
| Kendall E Blundin | Registered representative | Sep 2025 (1y) | ||
| Mena Tesfay Haile | Registered representative | Sep 2025 (1y) | ||
| Nathan Rimpf | Registered representative | Sep 2025 (1y) | ||
| Zane Uriah Ouellette | Registered representative | Sep 2025 (1y) | ||
| Amy Virginia Holcombe | Registered representative | Sep 2025 (1y) | ||
| Drew Elliston | Registered representative | Sep 2025 (1y) | ||
| Lori Ann Ralston | Registered representative | Sep 2025 (1y) | ||
| Lisa R Griffin | Registered representative | CFP | Sep 2025 (1y) | |
| Mark J Drabkin | Registered representative | Sep 2025 (1y) | ||
| Mary J Lee | Registered representative | Sep 2025 (1y) | ||
| William A Lasco | Registered representative | Sep 2025 (1y) | ||
| Nicholas C Mc Ginn | Registered representative | Sep 2025 (1y) | ||
| Thomas E Donahue | Registered representative | Sep 2025 (1y) | ||
| Valeria Cristina Riera | Registered representative | Sep 2025 (1y) | ||
| Andrew M Fixell | Registered representative | Sep 2025 (1y) | ||
| Jennifer Man Yee Cain | Registered representative | Sep 2025 (1y) | ||
| Josh Wilson | Registered representative | CFP | Sep 2025 (1y) | |
| Kai Kang | Registered representative | Sep 2025 (1y) | ||
| Kathryn Suzanne Gayde | Registered representative | Sep 2025 (1y) | ||
| Kenneth Wasekanes | Registered representative | Sep 2025 (1y) | ||
| Luke Bakken | Registered representative | Sep 2025 (1y) | ||
| Maya Nashef | Registered representative | Sep 2025 (1y) | ||
| Seth A Ravenna | Registered representative | Sep 2025 (1y) | ||
| Susan G Caylor | Registered representative | Sep 2025 (1y) | ||
| Victoria Morris | Registered representative | Sep 2025 (1y) | ||
| Zachary J Sundstedt | Registered representative | Sep 2025 (1y) | ||
| Aidan Franklin Shaw | Registered representative | Sep 2025 (1y) | ||
| Brenton Grandstaff | Registered representative | Sep 2025 (1y) | ||
| Brian Anthony Campbell | Registered representative | Sep 2025 (1y) | ||
| Cameron Shirangi | Registered representative | Sep 2025 (1y) | ||
| Eric Demarcus | Registered representative | Sep 2025 (1y) | ||
| Ehsanur Chowdhury | Registered representative | Sep 2025 (1y) | ||
| Ethan J Paz | Registered representative | Sep 2025 (1y) | ||
| Gonzalo F Espinoza | Registered representative | Sep 2025 (1y) | ||
| Marcus Wayne Adkins | Registered representative | Sep 2025 (1y) | ||
| Marta Threlfall | Registered representative | Sep 2025 (1y) | ||
| Peter Burchell | Registered representative | Sep 2025 (1y) | ||
| Roger J Curtis | Registered representative | Sep 2025 (1y) | ||
| Ryan M Cole | Registered representative | Sep 2025 (1y) | ||
| Andrea Claudia Aranda | Registered representative | Sep 2025 (1y) | ||
| Casey Kono | Registered representative | Sep 2025 (1y) | ||
| Albert J Garcia | Registered representative | Sep 2025 (1y) | ||
| Belith C Trujillo | Registered representative | Sep 2025 (1y) | ||
| Christine Innes | Registered representative | Sep 2025 (1y) | ||
| Dustin John Benning | Registered representative | Sep 2025 (1y) | ||
| Eileen B Dillon | Registered representative | Sep 2025 (1y) | ||
| Ethan K Cross | Registered representative | Sep 2025 (1y) | ||
| Georgios I Borsas | Registered representative | Sep 2025 (1y) | ||
| Graciela Guzman | Registered representative | Sep 2025 (1y) | ||
| Jacob S Olsen | Registered representative | Sep 2025 (1y) | ||
| Jake M Demos | Registered representative | Sep 2025 (1y) | ||
| Justin Brolin | Registered representative | Sep 2025 (1y) | ||
| Kaiden B Sulker | Registered representative | Sep 2025 (1y) | ||
| Kevin Jaffe | Registered representative | Sep 2025 (1y) | ||
| Kyle Stanley | Registered representative | Sep 2025 (1y) | ||
| Luis I Ruah | Registered representative | Sep 2025 (1y) | ||
| Morgan V Jones | Registered representative | Sep 2025 (1y) | ||
| Naiara Kimberly Houck | Registered representative | Sep 2025 (1y) | ||
| Nicholas P Jenkins | Registered representative | Sep 2025 (1y) | ||
| Pierce W Baur | Registered representative | Sep 2025 (1y) | ||
| Scott L Faler | Registered representative | Sep 2025 (1y) | ||
| Zachary Turk Runberg | Registered representative | Sep 2025 (1y) | ||
| Zachary Welch | Registered representative | Sep 2025 (1y) | ||
| Adrian A Rojas | Registered representative | Sep 2025 (1y) | ||
| Dominique Melay Clark | Registered representative | Sep 2025 (1y) | ||
| Erika B Carlson | Registered representative | Sep 2025 (1y) | ||
| Riley M Schwartzkopf | Registered representative | Sep 2025 (1y) | ||
| Samuel B Wilshinsky | Registered representative | Sep 2025 (1y) | ||
| Sydni Mikel Smith | Registered representative | Sep 2025 (1y) | ||
| Adam Tristan Davison | Registered representative | Sep 2025 (1y) | ||
| Joseph Mahoney | Registered representative | Sep 2025 (1y) | ||
| Russell Sully | Registered representative | Sep 2025 (1y) | ||
| Demetrios Triantafel | Registered representative | Sep 2025 (1y) | ||
| Edwin A Dalrymple | Registered representative | Sep 2025 (1y) | ||
| Jenna Celina Trolson | Registered representative | Sep 2025 (1y) | ||
| John Granzow | Registered representative | Sep 2025 (1y) | ||
| Julie Jones | Registered representative | CFA | Sep 2025 (1y) | |
| Lauren Poleto | Registered representative | CFP | Sep 2025 (1y) | |
| Lori A Curley | Registered representative | Sep 2025 (1y) | ||
| Matthew Buschow | Registered representative | Sep 2025 (1y) | ||
| Matthew Ferrara | Registered representative | Sep 2025 (1y) | ||
| Matthew Marks | Registered representative | Sep 2025 (1y) | ||
| Patricia Wilfong | Registered representative | Sep 2025 (1y) | ||
| Philip Carroll | Registered representative | Sep 2025 (1y) | ||
| Riley M Gannon | Registered representative | Sep 2025 (1y) | ||
| Serena Henry | Registered representative | Sep 2025 (1y) | ||
| Alan L Smith | Registered representative | Sep 2025 (1y) | ||
| Andrew Robert Gustafson | Registered representative | Sep 2025 (1y) | ||
| Amanda S Infante | Registered representative | Sep 2025 (1y) | ||
| Benjamin Lanser | Registered representative | Sep 2025 (1y) | ||
| Connor W Gambelin | Registered representative | Sep 2025 (1y) | ||
| Ferdinand W Mannino | Registered representative | Sep 2025 (1y) | ||
| John Granzow | Registered representative | Sep 2025 (1y) | ||
| John Mirsepahi | Registered representative | Sep 2025 (1y) | ||
| Jalen E Ponder | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Allen Marsicola | Registered representative | Sep 2025 (1y) | ||
| Kristin E Colgan | Registered representative | Sep 2025 (1y) | ||
| Mary Fernandez | Registered representative | Sep 2025 (1y) | ||
| Matthew Cali | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew Zamora | Registered representative | Sep 2025 (1y) | ||
| Mariana N Lima | Registered representative | Sep 2025 (1y) | ||
| Miles J Janecek | Registered representative | Sep 2025 (1y) | ||
| Parisa N Vahid | Registered representative | Sep 2025 (1y) | ||
| Spencer Michael De Vito | Registered representative | Sep 2025 (1y) | ||
| Austin William Dante | Registered representative | Sep 2025 (1y) | ||
| Jason M Crouch | Registered representative | Sep 2025 (1y) | ||
| Iryna Warren | Registered representative | Sep 2025 (1y) | ||
| Juan Felipe F Casas | Registered representative | Sep 2025 (1y) | ||
| Jason P Lutsey | Registered representative | Sep 2025 (1y) | ||
| Kevin J Brodbeck | Registered representative | Sep 2025 (1y) | ||
| Olivier Deldicque | Registered representative | Sep 2025 (1y) | ||
| Richard Keith Kirsch | Registered representative | Sep 2025 (1y) | ||
| Robin Hannoun | Registered representative | CFA | Sep 2025 (1y) | |
| Amy Yu Heinzelman | Registered representative | Sep 2025 (1y) | ||
| Emily Sanders | Registered representative | Sep 2025 (1y) | ||
| Erica T Kainuma | Registered representative | Sep 2025 (1y) | ||
| Jubi Gauchan | Registered representative | Sep 2025 (1y) | ||
| Samuel Johnson | Registered representative | Sep 2025 (1y) | ||
| Tim Morgan Davis | Registered representative | Sep 2025 (1y) | ||
| Todd Boertzel | Registered representative | Sep 2025 (1y) | ||
| Agustin Hays | Registered representative | Oct 2025 (1y) | ||
| Allison C Wiseman | Registered representative | Oct 2025 (1y) | ||
| Angelina Naula | Registered representative | Oct 2025 (1y) | ||
| Carolina Paola Maingon | Registered representative | Oct 2025 (1y) | ||
| Jacob A Arcilesi | Registered representative | Oct 2025 (1y) | ||
| John A Vert | Registered representative | Oct 2025 (1y) | ||
| Karelen Takara Chang | Registered representative | Oct 2025 (1y) | ||
| Noah Quintin Hunkele | Registered representative | Oct 2025 (1y) | ||
| Patrizio Trippetti | Registered representative | Oct 2025 (1y) | ||
| Robert P Holzhacker | Registered representative | Oct 2025 (1y) | ||
| Alexander Christopher Brewer | Registered representative | Oct 2025 (1y) | ||
| Akane Ohara | Registered representative | Oct 2025 (1y) | ||
| Dilsa J Montoya | Registered representative | Oct 2025 (1y) | ||
| Eric Delagarza | Registered representative | Oct 2025 (1y) | ||
| Gregory Couch | Registered representative | Oct 2025 (1y) | ||
| Garrett G Bartolec | Registered representative | Oct 2025 (1y) | ||
| Jennifer M Woods | Registered representative | Oct 2025 (1y) | ||
| Kameron Darner | Registered representative | Oct 2025 (1y) | ||
| William Couch | Registered representative | Oct 2025 (1y) | ||
| Zach P Taylor | Registered representative | Oct 2025 (1y) | ||
| Alyssa Isacksen | Registered representative | Oct 2025 (1y) | ||
| Christopher Consiglio | Registered representative | Oct 2025 (1y) | ||
| James Mc Cormick | Registered representative | Oct 2025 (1y) | ||
| Michael Francis Xie | Registered representative | Oct 2025 (1y) | ||
| Nona Avetisyan | Registered representative | CFP | Oct 2025 (1y) | |
| Robert T Richards | Registered representative | Oct 2025 (1y) | ||
| Ryan Mark Vanderway | Registered representative | Oct 2025 (1y) | ||
| Sandrea Brooks | Registered representative | Oct 2025 (1y) | ||
| Steven Meyers | Registered representative | Oct 2025 (1y) | ||
| Tyler Duenas | Registered representative | Oct 2025 (1y) | ||
| Alexander Mueck | Registered representative | Oct 2025 (1y) | ||
| Alexander Salidas | Registered representative | Oct 2025 (1y) | ||
| Brett Haan | Registered representative | Oct 2025 (1y) | ||
| Bryan M Wain | Registered representative | Oct 2025 (1y) | ||
| Cameron Mc Donough | Registered representative | Oct 2025 (1y) | ||
| Ebakoliane Obiomon | Registered representative | Oct 2025 (1y) | ||
| Jeevan Gerald Dsouza | Registered representative | Oct 2025 (1y) | ||
| Kodee T Lewis | Registered representative | Oct 2025 (1y) | ||
| Matthew C Jankowski | Registered representative | Oct 2025 (1y) | ||
| Michael Sofia | Registered representative | Oct 2025 (1y) | ||
| Sean Grattan | Registered representative | Oct 2025 (1y) | ||
| Andrew D Carlie | Registered representative | Oct 2025 (1y) | ||
| Brian J Garton | Registered representative | Oct 2025 (1y) | ||
| Jordan Pruitt | Registered representative | Oct 2025 (1y) | ||
| Joelle Elaine Cooke | Registered representative | Oct 2025 (1y) | ||
| John Patrick Eisenhauer | Registered representative | Oct 2025 (1y) | ||
| Sara Bresnahan | Registered representative | Oct 2025 (1y) | ||
| Zachary Taylor Mulherin | Registered representative | Oct 2025 (1y) | ||
| Daniel Francis Dominguez | Registered representative | Oct 2025 (1y) | ||
| Eric Creveling | Registered representative | Oct 2025 (1y) | ||
| Harry Lewkowitz | Registered representative | Oct 2025 (1y) | ||
| James Garner | Registered representative | Oct 2025 (1y) | ||
| Jeffrey Gersten | Registered representative | Oct 2025 (1y) | ||
| Kevin Greenan | Registered representative | Oct 2025 (1y) | ||
| Lauren Nardone | Registered representative | Oct 2025 (1y) | ||
| Matthew Carter | Registered representative | Oct 2025 (1y) | ||
| Max Consoni | Registered representative | Oct 2025 (1y) | ||
| O'savion O Buckner | Registered representative | Oct 2025 (1y) | ||
| Osman Demir | Registered representative | Oct 2025 (1y) | ||
| Sydney F Manis | Registered representative | Oct 2025 (1y) | ||
| Walter Mould | Registered representative | Oct 2025 (1y) | ||
| Austin Smith | Registered representative | Oct 2025 (1y) | ||
| Adriana Maria Da Cruz | Registered representative | Oct 2025 (1y) | ||
| Charisse Lela Kirkley | Registered representative | Oct 2025 (1y) | ||
| Jennifer Ann Denapoli | Registered representative | Oct 2025 (1y) | ||
| Joseph Karcutskie | Registered representative | Oct 2025 (1y) | ||
| Judith Calva | Registered representative | Oct 2025 (1y) | ||
| Keaton Russell | Registered representative | Oct 2025 (1y) | ||
| Robert Emmett Kearney | Registered representative | Oct 2025 (1y) | ||
| Taylor Depenaloza | Registered representative | Oct 2025 (1y) | ||
| Charles Roosevelt Major | Registered representative | Oct 2025 (1y) | ||
| Christopher Petralli | Registered representative | Oct 2025 (1y) | ||
| Chantal R Spendiff | Registered representative | Oct 2025 (1y) | ||
| Claire M Llewellyn | Registered representative | Oct 2025 (1y) | ||
| Deanna Michelle Long | Registered representative | Oct 2025 (1y) | ||
| David A Abbatangelo | Registered representative | Oct 2025 (1y) | ||
| Justin Tabit | Registered representative | CFP | Oct 2025 (1y) | |
| Nicholas E Newton | Registered representative | Oct 2025 (1y) | ||
| Sarah C Thompson | Registered representative | Oct 2025 (1y) | ||
| Steven Calderon | Registered representative | Oct 2025 (1y) | ||
| Charles A Fiske | Registered representative | Oct 2025 (1y) | ||
| Connor A Mac Mitchell | Registered representative | Oct 2025 (1y) | ||
| Sterling P Jones | Registered representative | Oct 2025 (1y) | ||
| William A Kerr | Registered representative | Oct 2025 (1y) | ||
| Emma Coyne | Registered representative | Oct 2025 (1y) | ||
| Jacob N Fadda | Registered representative | Oct 2025 (1y) | ||
| Molly Ann Mc Keogh | Registered representative | Oct 2025 (1y) | ||
| Steven L Leach | Registered representative | Oct 2025 (1y) | ||
| Anna Demarcus | Registered representative | Oct 2025 (1y) | ||
| Cody Helepiko | Registered representative | Oct 2025 (1y) | ||
| Cynthia C Arana | Registered representative | Oct 2025 (1y) | ||
| Jacob Princinsky | Registered representative | Oct 2025 (1y) | ||
| Jason A Vise | Registered representative | Oct 2025 (1y) | ||
| John C Morency | Registered representative | Oct 2025 (1y) | ||
| Karen Tran Chung | Registered representative | Oct 2025 (1y) | ||
| Lauren A Ethington | Registered representative | Oct 2025 (1y) | ||
| Lidia I Cirianni | Registered representative | Oct 2025 (1y) | ||
| Monnica M Brunker | Registered representative | Oct 2025 (1y) | ||
| Nicole Diane Majoras | Registered representative | Oct 2025 (1y) | ||
| Randall M Larsen | Registered representative | Oct 2025 (1y) | ||
| Christopher Michael Odonnell | Registered representative | Oct 2025 (1y) | ||
| Eric V Bennett | Registered representative | Oct 2025 (1y) | ||
| Justin M Humphrey | Registered representative | Oct 2025 (1y) | ||
| Joseph Eugene Blanton | Registered representative | Oct 2025 (1y) | ||
| Micah Mendillo | Registered representative | Oct 2025 (1y) | ||
| Rafael Martinez | Registered representative | Oct 2025 (1y) | ||
| Stephanie B Bruehl | Registered representative | Oct 2025 (1y) | ||
| Amanda S Cairns | Registered representative | Oct 2025 (1y) | ||
| David Smith | Registered representative | Oct 2025 (1y) | ||
| Ethan Grandinetti | Registered representative | Oct 2025 (1y) | ||
| Mc Kay M Howard | Registered representative | Oct 2025 (1y) | ||
| Antonia M Bearden | Registered representative | Oct 2025 (1y) | ||
| Byron Posadas | Registered representative | Oct 2025 (1y) | ||
| Betty Dong | Registered representative | Oct 2025 (1y) | ||
| Charles Young | Registered representative | Oct 2025 (1y) | ||
| Chen Xin Xu | Registered representative | Oct 2025 (1y) | ||
| Daniel Cantu | Registered representative | Oct 2025 (1y) | ||
| David M Johnson | Registered representative | Oct 2025 (1y) | ||
| Hayden D Mitchell | Registered representative | Oct 2025 (1y) | ||
| Judd Goodman | Registered representative | Oct 2025 (1y) | ||
| Joshua Richardson | Registered representative | Oct 2025 (1y) | ||
| Lori A Hoefler | Registered representative | Oct 2025 (1y) | ||
| Melissa Khasbagan | Registered representative | Oct 2025 (1y) | ||
| Nathaniel Frasier | Registered representative | Oct 2025 (1y) | ||
| Steven Colamarino | Registered representative | Oct 2025 (1y) | ||
| Tyler Stevenson | Registered representative | Oct 2025 (1y) | ||
| Vikram Ryan Gupta | Registered representative | Oct 2025 (1y) | ||
| Dawnell P Simms Codrington | Registered representative | Oct 2025 (1y) | ||
| Jacob Rindler | Registered representative | Oct 2025 (1y) | ||
| Katherine Sheridan Lauer | Registered representative | Oct 2025 (1y) | ||
| Luigi Castrucci Pedrinola | Registered representative | Oct 2025 (1y) | ||
| Matthew P Hesse | Registered representative | Oct 2025 (1y) | ||
| Robert Debbs | Registered representative | Oct 2025 (1y) | ||
| Sophie Marie Little | Registered representative | Oct 2025 (1y) | ||
| Taylor M Magliarditi | Registered representative | Oct 2025 (1y) | ||
| Thomas Christopher Richter | Registered representative | CFP | Oct 2025 (1y) | |
| Benjamin Noah Schwartz | Registered representative | CFA | Oct 2025 (1y) | |
| Brittany A Knowles | Registered representative | Oct 2025 (1y) | ||
| Christopher Archer | Registered representative | Oct 2025 (1y) | ||
| David Lamela | Registered representative | Oct 2025 (1y) | ||
| Daniel S Tanaka | Registered representative | Oct 2025 (1y) | ||
| Isabelle Sabrina Ramseyer | Registered representative | Oct 2025 (1y) | ||
| Jonathan Nathaniel Anderson | Registered representative | Oct 2025 (1y) | ||
| Joshua Ching Lee | Registered representative | Oct 2025 (1y) | ||
| Jacob Wilhelm Ferrari | Registered representative | Oct 2025 (1y) | ||
| John F Donnelly | Registered representative | Oct 2025 (1y) | ||
| Matthew Sewall | Registered representative | Oct 2025 (1y) | ||
| Patrick Joseph Buffa | Registered representative | Oct 2025 (1y) | ||
| Robert Tate Provost | Registered representative | Oct 2025 (1y) | ||
| Vincenzo Costanzo | Registered representative | Oct 2025 (1y) | ||
| Genevieve Q Deinard | Registered representative | Oct 2025 (1y) | ||
| Henry C Self | Registered representative | Oct 2025 (1y) | ||
| Isabelle D Lee | Registered representative | Oct 2025 (1y) | ||
| Shawn J Gibbons | Registered representative | Oct 2025 (1y) | ||
| Wilfredo Castillo | Registered representative | Oct 2025 (1y) | ||
| Alexander James Powell | Registered representative | Oct 2025 (1y) | ||
| Anthony Law | Registered representative | Oct 2025 (1y) | ||
| Ian O Rooks | Registered representative | Oct 2025 (1y) | ||
| Joseph L Snider | Registered representative | Oct 2025 (1y) | ||
| Nathan Niles Stumberg | Registered representative | Oct 2025 (1y) | ||
| Shetal Mall | Registered representative | Oct 2025 (1y) | ||
| Tanner Howard | Registered representative | Oct 2025 (1y) | ||
| Thomas Mc Dermott | Registered representative | Oct 2025 (1y) | ||
| Edward Moffitt | Registered representative | CFP | Oct 2025 (1y) | |
| Eric Barreto Brook | Registered representative | Oct 2025 (1y) | ||
| Joshua Pelz | Registered representative | Oct 2025 (1y) | ||
| Kelby Bertolett | Registered representative | Oct 2025 (1y) | ||
| Michael A Tarbet | Registered representative | Oct 2025 (1y) | ||
| Max R Andrews | Registered representative | Oct 2025 (1y) | ||
| Alana E Brown | Registered representative | Oct 2025 (1y) | ||
| Dharinee Sona Menon | Registered representative | Oct 2025 (1y) | ||
| Dylan F Koproski | Registered representative | Oct 2025 (1y) | ||
| Kevin Hynson | Registered representative | Oct 2025 (1y) | ||
| Luciana Y Carmelino | Registered representative | Oct 2025 (1y) | ||
| Lucy Chen | Registered representative | Oct 2025 (1y) | ||
| Nathaniel A Sedlacek | Registered representative | Oct 2025 (1y) | ||
| Nieneth Salamon | Registered representative | Oct 2025 (1y) | ||
| Peter Early | Registered representative | Oct 2025 (1y) | ||
| Seth M Conway | Registered representative | Oct 2025 (1y) | ||
| Adam Arthur | Registered representative | Oct 2025 (1y) | ||
| Luiz Franca | Registered representative | Oct 2025 (1y) | ||
| Matthew Christopher Rhodes | Registered representative | Oct 2025 (1y) | ||
| Melanie Diandra Sanchez | Registered representative | Oct 2025 (1y) | ||
| Nic J Trounce | Registered representative | Oct 2025 (1y) | ||
| Christina Walters | Registered representative | Oct 2025 (1y) | ||
| Megan Mc Gurk | Registered representative | Oct 2025 (1y) | ||
| Morgan G Baughman | Registered representative | Oct 2025 (1y) | ||
| Raquel Ann Hernandez | Registered representative | Oct 2025 (1y) | ||
| Ryan Christopher Wunsch | Registered representative | Oct 2025 (1y) | ||
| Charlotte Lee | Registered representative | Oct 2025 (1y) | ||
| Jared Reed | Registered representative | Oct 2025 (1y) | ||
| Jerome B Hamlin | Registered representative | Oct 2025 (1y) | ||
| John M Stockmeyer | Registered representative | Oct 2025 (1y) | ||
| Kelly S Bidstrup | Registered representative | Oct 2025 (1y) | ||
| Michael S Magnesen | Registered representative | Oct 2025 (1y) | ||
| Michelle L German | Registered representative | Oct 2025 (1y) | ||
| Stephen Lo | Registered representative | CFP | Oct 2025 (1y) | |
| Lawrence M Parente | Registered representative | Oct 2025 (1y) | ||
| Michael C Petrell | Registered representative | Oct 2025 (1y) | ||
| Nick A Caputo | Registered representative | Oct 2025 (1y) | ||
| Noah D Rupp | Registered representative | Oct 2025 (1y) | ||
| Brent K Carnes | Registered representative | Nov 2025 (1y) | ||
| Chase O Rankin | Registered representative | Nov 2025 (1y) | ||
| Danilo J Garcia | Registered representative | Nov 2025 (1y) | ||
| Diego F Reyes Trujillo | Registered representative | Nov 2025 (1y) | ||
| Hansel A Almanzar | Registered representative | Nov 2025 (1y) | ||
| Jesse J Boulerice | Registered representative | Nov 2025 (1y) | ||
| Lauren N La Grande | Registered representative | Nov 2025 (1y) | ||
| Leidy V Passow | Registered representative | Nov 2025 (1y) | ||
| Melissa Sue Derrick | Registered representative | Nov 2025 (1y) | ||
| Mike Patti | Registered representative | Nov 2025 (1y) | ||
| Megan Whittow | Registered representative | Nov 2025 (1y) | ||
| Olga Vladimirovna Achapkin | Registered representative | Nov 2025 (1y) | ||
| Reagan Laura Pauwels | Registered representative | Nov 2025 (1y) | ||
| Seamus Mitchell | Registered representative | Nov 2025 (1y) | ||
| Zain Wasi | Registered representative | Nov 2025 (1y) | ||
| Ashley V Leopold | Registered representative | Nov 2025 (1y) | ||
| Casey A Prisco | Registered representative | Nov 2025 (1y) | ||
| Dustin Dixon | Registered representative | Nov 2025 (1y) | ||
| Edmund R. Zimmerman | Registered representative | Nov 2025 (1y) | ||
| Shwe Waddy | Registered representative | Nov 2025 (1y) | ||
| Sigal R Barak | Registered representative | Nov 2025 (1y) | ||
| Christine E Austin | Registered representative | Nov 2025 (1y) | ||
| Kathryn Gahres | Registered representative | Nov 2025 (1y) | ||
| Louis A Ruggeri | Registered representative | Nov 2025 (1y) | ||
| Randy T Polizzi | Registered representative | Nov 2025 (1y) | ||
| Rea Doce | Registered representative | Nov 2025 (1y) | ||
| Robert S Goldberg | Registered representative | Nov 2025 (1y) | ||
| Emily K Bradshaw | Registered representative | Nov 2025 (1y) | ||
| Tremelle E Lester | Registered representative | Nov 2025 (1y) | ||
| Amanda Joy Wasson | Registered representative | Nov 2025 (1y) | ||
| Andrew Noone | Registered representative | Nov 2025 (1y) | ||
| Brian Feldman | Registered representative | Nov 2025 (1y) | ||
| Brianna Nicole King | Registered representative | Nov 2025 (1y) | ||
| Cody Zweifel | Registered representative | CFP | Nov 2025 (1y) | |
| David Folmnsbee | Registered representative | Nov 2025 (1y) | ||
| Eric D Pemberton | Registered representative | Nov 2025 (1y) | ||
| Ethan Moberg | Registered representative | Nov 2025 (1y) | ||
| Jason Halbrooks | Registered representative | Nov 2025 (1y) | ||
| Jay Pickett | Registered representative | Nov 2025 (1y) | ||
| Joseph C Feola | Registered representative | Nov 2025 (1y) | ||
| Julia E Swayne | Registered representative | Nov 2025 (1y) | ||
| Mark Morgan | Registered representative | Nov 2025 (1y) | ||
| Matthew Sharp | Registered representative | Nov 2025 (1y) | ||
| Michael Kennair | Registered representative | CFP Chartered Financial Consultant | Nov 2025 (1y) | |
| Nicole Paige Nelson | Registered representative | Nov 2025 (1y) | ||
| Ryan Anderson | Registered representative | CFA | Nov 2025 (1y) | |
| Stephanie Tonra | Registered representative | Nov 2025 (1y) | ||
| Sabrina Alise Kheirolomoom | Registered representative | Nov 2025 (1y) | ||
| Todd Urowsky | Registered representative | Nov 2025 (1y) | ||
| Trevor Fahr | Registered representative | Nov 2025 (1y) | ||
| Trevor Morgan | Registered representative | Nov 2025 (1y) | ||
| Thomas J Carver | Registered representative | Nov 2025 (1y) | ||
| Tina Swanson | Registered representative | CFP | Nov 2025 (1y) | |
| Wyatt A Ball | Registered representative | Nov 2025 (1y) | ||
| Andrew Lavrennikov | Registered representative | Nov 2025 (1y) | ||
| Kristy Winkles | Registered representative | Nov 2025 (1y) | ||
| Kim Sage | Registered representative | Nov 2025 (1y) | ||
| Tyson Rising | Registered representative | Nov 2025 (1y) | ||
| Claire T Swayze | Registered representative | Nov 2025 (1y) | ||
| Daniel Slager | Registered representative | Nov 2025 (1y) | ||
| Jonathan C Cymrot | Registered representative | Nov 2025 (1y) | ||
| Louis I Herskovitz | Registered representative | Nov 2025 (1y) | ||
| Madison Mc Garry | Registered representative | Nov 2025 (1y) | ||
| Richard Petty | Registered representative | CFP | Nov 2025 (1y) | |
| Stephen Michael | Registered representative | Nov 2025 (1y) | ||
| Amara M Mulloy | Registered representative | Nov 2025 (1y) | ||
| Cody Stern | Registered representative | Nov 2025 (1y) | ||
| Mitchell R Zapka | Registered representative | Nov 2025 (1y) | ||
| Spencer R Fossey | Registered representative | Nov 2025 (1y) | ||
| Sabrina M Hall | Registered representative | Nov 2025 (1y) | ||
| Andrew R Starkey | Registered representative | Nov 2025 (1y) | ||
| Bryant T Thomas | Registered representative | Nov 2025 (1y) | ||
| Cody L Chitwood | Registered representative | Nov 2025 (1y) | ||
| Jennifer Coffey | Registered representative | Nov 2025 (1y) | ||
| John F Arroyo | Registered representative | Nov 2025 (1y) | ||
| John Mc Causland Chapman | Registered representative | Nov 2025 (1y) | ||
| Jordan W Roberts | Registered representative | Nov 2025 (1y) | ||
| Mary Sekyi Appiah | Registered representative | Nov 2025 (1y) | ||
| Montrell M Moore | Registered representative | Nov 2025 (1y) | ||
| Celine Lam | Registered representative | Nov 2025 (1y) | ||
| James E Stefl | Registered representative | Nov 2025 (1y) | ||
| Jalisa Yolanda Beckwith | Registered representative | Nov 2025 (1y) | ||
| John S Traynor | Registered representative | Nov 2025 (1y) | ||
| Peter Kazmierczak | Registered representative | CFP | Nov 2025 (1y) | |
| Victor Eliot Hua Hong Chan | Registered representative | Nov 2025 (1y) | ||
| Anh D Nguyen | Registered representative | Nov 2025 (1y) | ||
| Avery M Wissmar | Registered representative | Nov 2025 (1y) | ||
| Daniel Hintz | Registered representative | Nov 2025 (1y) | ||
| Henry Robert Robert Gleckler Iv | Registered representative | Nov 2025 (1y) | ||
| Isabella R Domeyko | Registered representative | Nov 2025 (1y) | ||
| Justin Hill Monahan | Registered representative | Nov 2025 (1y) | ||
| Jack Gerard Maguire | Registered representative | Nov 2025 (1y) | ||
| James J Dunne | Registered representative | Nov 2025 (1y) | ||
| Luke Riess Lundberg | Registered representative | Nov 2025 (1y) | ||
| Max E Burgin | Registered representative | Nov 2025 (1y) | ||
| Sabrina Persaud | Registered representative | CFP | Nov 2025 (1y) | |
| Tracy Baluyot | Registered representative | Nov 2025 (1y) | ||
| William Van Voorhis | Registered representative | Nov 2025 (1y) | ||
| John M La Marco | Registered representative | Nov 2025 (1y) | ||
| Carson L Fellows | Registered representative | Nov 2025 (1y) | ||
| Jocelyn T Pham | Registered representative | Nov 2025 (1y) | ||
| Kalei J Haggard | Registered representative | Nov 2025 (1y) | ||
| Lauren Wilson | Registered representative | Nov 2025 (1y) | ||
| Marcos Vinicius Costa | Registered representative | Nov 2025 (1y) | ||
| Clayton J Caggiano | Registered representative | Nov 2025 (1y) | ||
| Daniel Dae Young Chung | Registered representative | Nov 2025 (1y) | ||
| Jack R Algrim | Registered representative | Nov 2025 (1y) | ||
| Ceren Fadeeff | Registered representative | Nov 2025 (1y) | ||
| David F Mc Coll | Registered representative | Nov 2025 (1y) | ||
| Eric Zhang | Registered representative | Nov 2025 (1y) | ||
| Isaac M Sytsma | Registered representative | Nov 2025 (1y) | ||
| Nathan A Stevens | Registered representative | Nov 2025 (1y) | ||
| Vionette Iliana Gonzalez | Registered representative | Nov 2025 (1y) | ||
| Grace B Jolly | Registered representative | Nov 2025 (1y) | ||
| Kimberly P Milligan | Registered representative | Nov 2025 (1y) | ||
| Mayra A Moreno | Registered representative | Nov 2025 (1y) | ||
| Morgan K Calton | Registered representative | Nov 2025 (1y) | ||
| Spencer C Short | Registered representative | Nov 2025 (1y) | ||
| Aaron M Tom | Registered representative | Nov 2025 (1y) | ||
| Aaron Michael Gallagher | Registered representative | Nov 2025 (1y) | ||
| Christopher Magliocco | Registered representative | Nov 2025 (1y) | ||
| Jackson Yates | Registered representative | Nov 2025 (1y) | ||
| Jordan Blake Hatz | Registered representative | Nov 2025 (1y) | ||
| Meagan Lynette Moreno | Registered representative | Nov 2025 (1y) | ||
| Megan Lafrenz | Registered representative | Nov 2025 (1y) | ||
| Noah Kaufman Shalett | Registered representative | Nov 2025 (1y) | ||
| Patrick G Dukemajian | Registered representative | Nov 2025 (1y) | ||
| Sheily Distrubell | Registered representative | Nov 2025 (1y) | ||
| Steven P Gobel | Registered representative | Nov 2025 (1y) | ||
| Adam Christopher Carlock | Registered representative | Nov 2025 (1y) | ||
| Darian A Avery | Registered representative | Nov 2025 (1y) | ||
| Dawn Marie Anderson | Registered representative | Nov 2025 (1y) | ||
| Jamie D Robertson | Registered representative | Nov 2025 (1y) | ||
| Jessica Silverstein | Registered representative | Nov 2025 (1y) | ||
| Karen Lee Looper | Registered representative | Nov 2025 (1y) | ||
| Patrick Reynolds | Registered representative | Nov 2025 (1y) | ||
| Brett Alan Jones | Registered representative | Nov 2025 (1y) | ||
| Brennan L Castleton | Registered representative | Nov 2025 (1y) | ||
| Claire L Lentsch | Registered representative | Nov 2025 (1y) | ||
| Elizabeth C Nelson | Registered representative | Nov 2025 (1y) | ||
| Kevin F Mc Gough | Registered representative | Nov 2025 (1y) | ||
| Michael G Taggart | Registered representative | Nov 2025 (1y) | ||
| William T Keene | Registered representative | Nov 2025 (1y) | ||
| Alexander R Beyer | Registered representative | Nov 2025 (1y) | ||
| Caroline G Carrello | Registered representative | Nov 2025 (1y) | ||
| Charles Koras | Registered representative | Nov 2025 (1y) | ||
| Chiara Vieira Gomes Muncher | Registered representative | Nov 2025 (1y) | ||
| Juan Carlos Bastida | Registered representative | Nov 2025 (1y) | ||
| Jacob Sands | Registered representative | Nov 2025 (1y) | ||
| Jillian P Young | Registered representative | Nov 2025 (1y) | ||
| Lautaro Marzilio | Registered representative | Nov 2025 (1y) | ||
| Matthew J Eyerly | Registered representative | Nov 2025 (1y) | ||
| Maxwell Dunham | Registered representative | Nov 2025 (1y) | ||
| Trevor Lowe | Registered representative | Nov 2025 (1y) | ||
| Keith Ellis | Registered representative | Nov 2025 (1y) | ||
| Lauren Elizabeth Ohmacht | Registered representative | Nov 2025 (1y) | ||
| Stefan M Strauss | Registered representative | Nov 2025 (1y) | ||
| Allen C Stewart | Registered representative | Nov 2025 (1y) | ||
| Cameron Lee | Registered representative | Nov 2025 (1y) | ||
| David Benway | Registered representative | Dec 2025 (1y) | ||
| Hashini Nadeeshani Jayasekara Sa | Registered representative | Dec 2025 (1y) | ||
| Jimmy M Laffiteau | Registered representative | Dec 2025 (1y) | ||
| Jack Liam Norwood | Registered representative | Dec 2025 (1y) | ||
| Keith Kepplinger | Registered representative | Dec 2025 (1y) | ||
| Mason J Kumiega | Registered representative | Dec 2025 (1y) | ||
| Matthew Charles Carroll | Registered representative | Dec 2025 (1y) | ||
| Max Ronald Willett | Registered representative | Dec 2025 (1y) | ||
| Phillip Guerra | Registered representative | Dec 2025 (1y) | ||
| Preston Marshall Drage | Registered representative | Dec 2025 (1y) | ||
| Stephanie Bragg | Registered representative | Dec 2025 (1y) | ||
| Dalan D Smith | Registered representative | Dec 2025 (1y) | ||
| Felicita Marta Stark | Registered representative | Dec 2025 (1y) | ||
| Frances Mangan | Registered representative | Dec 2025 (1y) | ||
| Michael D Lefflbine | Registered representative | Dec 2025 (1y) | ||
| Vincent Ruiz | Registered representative | Dec 2025 (1y) | ||
| Brianne Marie Burdzy | Registered representative | Dec 2025 (1y) | ||
| Gavin O Holmes | Registered representative | Dec 2025 (1y) | ||
| Mitchel G Cunningham | Registered representative | Dec 2025 (1y) | ||
| Rachel E Thomas | Registered representative | Dec 2025 (1y) | ||
| Grant M Cozzi | Registered representative | Dec 2025 (1y) | ||
| Haven Aiton | Registered representative | Dec 2025 (1y) | ||
| Jeremy Walker | Registered representative | Dec 2025 (1y) | ||
| Lauren Maitland | Registered representative | Dec 2025 (1y) | ||
| Ryan Mann | Registered representative | Dec 2025 (1y) | ||
| Anthony V Bivona | Registered representative | Dec 2025 (1y) | ||
| Christopher Kuber | Registered representative | Dec 2025 (1y) | ||
| Elizabeth H Desautel | Registered representative | Dec 2025 (1y) | ||
| Gabriel Ceballos | Registered representative | Dec 2025 (1y) | ||
| Harrison Savage | Registered representative | Dec 2025 (1y) | ||
| John Lopez | Registered representative | Dec 2025 (1y) | ||
| Nicholas D Reeder | Registered representative | Dec 2025 (1y) | ||
| Alec J Sachais | Registered representative | Dec 2025 (1y) | ||
| Carter J Lake | Registered representative | Dec 2025 (1y) | ||
| Chad Lowry | Registered representative | Dec 2025 (1y) | ||
| Connor Gallagher | Registered representative | Dec 2025 (1y) | ||
| Isabella Nicole Palagonia | Registered representative | Dec 2025 (1y) | ||
| Jason F Vorhauer | Registered representative | Dec 2025 (1y) | ||
| Jay Thomas Cherry | Registered representative | Dec 2025 (1y) | ||
| Jordan S Gregory | Registered representative | Dec 2025 (1y) | ||
| Logan L Oates | Registered representative | Dec 2025 (1y) | ||
| Robert A Lobello | Registered representative | Dec 2025 (1y) | ||
| Robert Tamarkin | Registered representative | Dec 2025 (1y) | ||
| Sajid Aziz | Registered representative | Dec 2025 (1y) | ||
| Austin Ray Blaue | Registered representative | Dec 2025 (1y) | ||
| Drew C Dieffenbach | Registered representative | Dec 2025 (1y) | ||
| Emily Christina Derikito | Registered representative | Dec 2025 (1y) | ||
| Julie Lynn Maurizi | Registered representative | Dec 2025 (1y) | ||
| John Overton C Izlar | Registered representative | Dec 2025 (1y) | ||
| Luis Rada | Registered representative | Dec 2025 (1y) | ||
| Mirella R Betalleluz | Registered representative | Dec 2025 (1y) | ||
| Walter J Stratton | Registered representative | Dec 2025 (1y) | ||
| Ana Sofia Viejo Barragan | Registered representative | Dec 2025 (1y) | ||
| Angelina S Patarini | Registered representative | Dec 2025 (1y) | ||
| Aubrey D'haenens | Registered representative | Dec 2025 (1y) | ||
| Conor Murphy | Registered representative | Dec 2025 (1y) | ||
| David R Chittenden | Registered representative | Dec 2025 (1y) | ||
| Husnain Imtiaz Bashir | Registered representative | Dec 2025 (1y) | ||
| Ian Finch | Registered representative | Dec 2025 (1y) | ||
| Isabelle R Stad | Registered representative | Dec 2025 (1y) | ||
| Kaden Mc Clain | Registered representative | Dec 2025 (1y) | ||
| Mark Stofko | Registered representative | Dec 2025 (1y) | ||
| Vladimir Filipovic | Registered representative | Dec 2025 (1y) | ||
| Alan Nataniel Gonzalez | Registered representative | CFP | Dec 2025 (1y) | |
| Alex M Santiuste | Registered representative | Dec 2025 (1y) | ||
| Emmanuel T Chikerema | Registered representative | Dec 2025 (1y) | ||
| Nicolas Vollmer | Registered representative | Dec 2025 (1y) | ||
| Roxana Jauregui Lambert | Registered representative | Dec 2025 (1y) | ||
| Adoree D Lee | Registered representative | Dec 2025 (1y) | ||
| Astonia V Carey | Registered representative | Dec 2025 (1y) | ||
| Jeff Richert | Registered representative | Dec 2025 (1y) | ||
| Lisa B Torres | Registered representative | Dec 2025 (1y) | ||
| Lourdes Maria Martinez | Registered representative | Dec 2025 (1y) | ||
| Ronald J Marciano | Registered representative | Dec 2025 (1y) | ||
| Ryan Lloyd Savitt | Registered representative | Dec 2025 (1y) | ||
| Ana Laura C Dias | Registered representative | Dec 2025 (1y) | ||
| Campbell A Mc Farlane | Registered representative | Dec 2025 (1y) | ||
| Connor Q Bailey | Registered representative | Dec 2025 (1y) | ||
| Kaitlin A Kramer | Registered representative | Dec 2025 (1y) | ||
| Zachary Stephen Miller | Registered representative | Dec 2025 (1y) | ||
| Zaven Charles Dadian | Registered representative | Dec 2025 (1y) | ||
| Brett M Mallee | Registered representative | Dec 2025 (1y) | ||
| Christopher S Stathopoulos | Registered representative | Dec 2025 (1y) | ||
| Elena Xian Stoddard | Registered representative | Dec 2025 (1y) | ||
| Gregg A Smith | Registered representative | Dec 2025 (1y) | ||
| Kimberly L Hsiao | Registered representative | Dec 2025 (1y) | ||
| Princess D Davis | Registered representative | Dec 2025 (1y) | ||
| Alicia Michelle Wilson | Registered representative | Dec 2025 (1y) | ||
| Francesco C Pietroforte | Registered representative | Dec 2025 (1y) | ||
| Jessica J Janenko | Registered representative | Dec 2025 (1y) | ||
| Kellyn A Kuyper | Registered representative | Dec 2025 (1y) | ||
| Kristen Mary Gaser | Registered representative | Dec 2025 (1y) | ||
| Luis Bautista | Registered representative | Dec 2025 (1y) | ||
| Matthew T Monroe | Registered representative | Dec 2025 (1y) | ||
| Robert A Fowler | Registered representative | Dec 2025 (1y) | ||
| Velia Daniel | Registered representative | Dec 2025 (1y) | ||
| Allison K Lane | Registered representative | Dec 2025 (1y) | ||
| Robert Austin Holt | Registered representative | CFA | Dec 2025 (1y) | |
| Thomas B Mann | Registered representative | Dec 2025 (1y) | ||
| Dylan Coomer | Registered representative | Dec 2025 (1y) | ||
| Esperanza V Ponce | Registered representative | Dec 2025 (1y) | ||
| Jonathan T Mallis | Registered representative | Dec 2025 (1y) | ||
| Lucas Dominic Ryan | Registered representative | Dec 2025 (1y) | ||
| Stephanie P Lawson | Registered representative | Dec 2025 (1y) | ||
| Courtney Brill Meadows | Registered representative | Dec 2025 (1y) | ||
| Charles S Bogue | Registered representative | Dec 2025 (1y) | ||
| Gerard Charles Miller | Registered representative | Dec 2025 (1y) | ||
| Jack R Dolger | Registered representative | Dec 2025 (1y) | ||
| Jonathan M Jordan | Registered representative | Dec 2025 (1y) | ||
| Jose A Gonzalez | Registered representative | Dec 2025 (1y) | ||
| Kiera G Earls | Registered representative | Dec 2025 (1y) | ||
| Marcus Charles Prine | Registered representative | Dec 2025 (1y) | ||
| Michael Guimarin | Registered representative | Dec 2025 (1y) | ||
| Paul R Marsillo | Registered representative | Dec 2025 (1y) | ||
| Ronan P Brothers | Registered representative | Dec 2025 (1y) | ||
| Ross A Leikvoll | Registered representative | Dec 2025 (1y) | ||
| Ryan J Coussens | Registered representative | Dec 2025 (1y) | ||
| Terrell Parker | Registered representative | Dec 2025 (1y) | ||
| Lenoy Dujon | Registered representative | Dec 2025 (1y) | ||
| Steven J Broccoli | Registered representative | Dec 2025 (1y) | ||
| Benjamin F Campbell | Registered representative | Dec 2025 (1y) | ||
| Cole Villers | Registered representative | Dec 2025 (1y) | ||
| Damien M Lindsey | Registered representative | Dec 2025 (1y) | ||
| John Regan | Registered representative | Dec 2025 (1y) | ||
| Katie L Killeen | Registered representative | Dec 2025 (1y) | ||
| Peter Fullerton | Registered representative | Dec 2025 (1y) | ||
| Sabine M De Ruijter | Registered representative | Dec 2025 (1y) | ||
| Saikiran Bomma | Registered representative | Dec 2025 (1y) | ||
| Abigail Rose Leitten | Registered representative | Dec 2025 (1y) | ||
| Carson R Hassler | Registered representative | Dec 2025 (1y) | ||
| Cordero Xavier Cornelious Barkley | Registered representative | Dec 2025 (1y) | ||
| David Martinez | Registered representative | Dec 2025 (1y) | ||
| Joseph Paul Mcbride | Registered representative | Dec 2025 (1y) | ||
| Michael B Vaughn | Registered representative | Dec 2025 (1y) | ||
| Michael R Fannin | Registered representative | Dec 2025 (1y) | ||
| Rebecca Carly Goldsmith | Registered representative | Dec 2025 (1y) | ||
| Stefani R Silva | Registered representative | Dec 2025 (1y) | ||
| Denise Vanessa Iturrey | Registered representative | Dec 2025 (1y) | ||
| Denise E Marko | Registered representative | Dec 2025 (1y) | ||
| Emma Marie Shelton | Registered representative | Dec 2025 (1y) | ||
| Jonathan P Luis | Registered representative | Dec 2025 (1y) | ||
| Joseph L Chiusano | Registered representative | Dec 2025 (1y) | ||
| Payton Labadie | Registered representative | Dec 2025 (1y) | ||
| Samuel Vaughan | Registered representative | Dec 2025 (1y) | ||
| Whitney Danielle Bright | Registered representative | Dec 2025 (1y) | ||
| William J Sawyer | Registered representative | Dec 2025 (1y) | ||
| Miles James Kelly Shifar | Registered representative | Dec 2025 (1y) | ||
| Meredith D Fierro | Registered representative | Dec 2025 (1y) | ||
| Michael Nguyen | Registered representative | Dec 2025 (1y) | ||
| Nicholas T Brewer | Registered representative | Dec 2025 (1y) | ||
| Nicole A Carku | Registered representative | Jan 2026 (1y) | ||
| Samantha Schueth Davis | Registered representative | Jan 2026 (1y) | ||
| Tracy Lynn Hudson | Registered representative | Jan 2026 (1y) | ||
| Charles J Ferris | Registered representative | Jan 2026 (1y) | ||
| Devin J Bulna | Registered representative | Jan 2026 (1y) | ||
| Jonas Majauskas | Registered representative | Jan 2026 (1y) | ||
| Josue Levis | Registered representative | Jan 2026 (1y) | ||
| Meggison L Mitchell | Registered representative | Jan 2026 (1y) | ||
| Vladyslav E Vershov | Registered representative | Jan 2026 (1y) | ||
| Xiner Zhang | Registered representative | Jan 2026 (1y) | ||
| Andrew Dalton Elliot | Registered representative | Jan 2026 (1y) | ||
| Cynthia Alston | Registered representative | Jan 2026 (1y) | ||
| John Bryan Sullivan | Registered representative | Jan 2026 (1y) | ||
| Joshua F Davila | Registered representative | Jan 2026 (1y) | ||
| Miguel Antonio Simeon Tolentino | Registered representative | Jan 2026 (1y) | ||
| Flavia Saltao Ottaiano | Registered representative | Jan 2026 (1y) | ||
| Lissa M Dewindt | Registered representative | Jan 2026 (1y) | ||
| Nicole Michelle Scott | Registered representative | Jan 2026 (1y) | ||
| Robert H Wade | Registered representative | Jan 2026 (1y) | ||
| Sana Itayem | Registered representative | Jan 2026 (1y) | ||
| Tyler G Bangs | Registered representative | Jan 2026 (1y) | ||
| Zyon W Jenkins | Registered representative | Jan 2026 (1y) | ||
| Adalina Gonzalez | Registered representative | Jan 2026 (1y) | ||
| Aidan Rojas | Registered representative | Jan 2026 (1y) | ||
| Alejandro Hernandez | Registered representative | Jan 2026 (1y) | ||
| Elizabeth A Walton | Registered representative | Jan 2026 (1y) | ||
| Michael Manneh | Registered representative | Jan 2026 (1y) | ||
| Megan P Draddy | Registered representative | Jan 2026 (1y) | ||
| Michael Meringolo | Registered representative | Jan 2026 (1y) | ||
| Myung Woon Chun | Registered representative | Jan 2026 (1y) | ||
| Perry E Allen | Registered representative | Jan 2026 (1y) | ||
| River Li | Registered representative | CFP | Jan 2026 (1y) | |
| Sophia I Psaila | Registered representative | Jan 2026 (1y) | ||
| Alexa Teresita Casey | Registered representative | Jan 2026 (1y) | ||
| Alphonse Antonitis | Registered representative | CFP | Jan 2026 (1y) | |
| Cindy L Hyde | Registered representative | Jan 2026 (1y) | ||
| David M Evans | Registered representative | Jan 2026 (1y) | ||
| Gray Humphrey | Registered representative | Jan 2026 (1y) | ||
| Mark Grande | Registered representative | CFA | Jan 2026 (1y) | |
| Paul Matthews | Registered representative | CFA | Jan 2026 (1y) | |
| Priscila De Abreu | Registered representative | Jan 2026 (1y) | ||
| Richard Grande | Registered representative | Jan 2026 (1y) | ||
| Daniel Alexander Olano | Registered representative | Jan 2026 (1y) | ||
| Elizabeth S Horn | Registered representative | Jan 2026 (1y) | ||
| Jacob Dominikoski | Registered representative | Jan 2026 (1y) | ||
| Luke Stone Smith | Registered representative | Jan 2026 (1y) | ||
| Sebastian Hochule | Registered representative | Jan 2026 (1y) | ||
| Tess Pisanelli | Registered representative | Jan 2026 (1y) | ||
| Andrew Peerboom | Registered representative | Jan 2026 (1y) | ||
| Carolina Costa Candia | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Robert Mcgrody | Registered representative | Jan 2026 (1y) | ||
| John Robert Cook | Registered representative | Jan 2026 (1y) | ||
| Joseph Carl Stark Iv | Registered representative | Jan 2026 (1y) | ||
| Jacie M Ward | Registered representative | Jan 2026 (1y) | ||
| Jake B Schepps | Registered representative | Jan 2026 (1y) | ||
| Kasen D Bodeau | Registered representative | Jan 2026 (1y) | ||
| Kevin J Jones | Registered representative | Jan 2026 (1y) | ||
| Monica Mavignier | Registered representative | Jan 2026 (1y) | ||
| Marina Michelle Mc Coy | Registered representative | Jan 2026 (1y) | ||
| Nicole Schuery | Registered representative | Jan 2026 (1y) | ||
| Peter S Garfield | Registered representative | Jan 2026 (1y) | ||
| Timothy A Ungarean Jr. | Registered representative | Jan 2026 (1y) | ||
| Jackson Tavenner | Registered representative | Jan 2026 (1y) | ||
| Joe W Cleary | Registered representative | Jan 2026 (1y) | ||
| Kristin Marie Sarafinis | Registered representative | Jan 2026 (1y) | ||
| Nieve Donegan | Registered representative | Jan 2026 (1y) | ||
| William N Moyer | Registered representative | Jan 2026 (1y) | ||
| Altynai Abdilmanova | Registered representative | Jan 2026 (1y) | ||
| Patrick Mullen | Registered representative | Jan 2026 (1y) | ||
| Andres Bacal | Registered representative | Jan 2026 (1y) | ||
| Caitlin E Pickul | Registered representative | Jan 2026 (1y) | ||
| Christopher Campbell | Registered representative | CFP | Jan 2026 (1y) | |
| Robert Joseph Cox | Registered representative | Jan 2026 (1y) | ||
| Amy Moore | Registered representative | Jan 2026 (1y) | ||
| Carmen Rivera | Registered representative | Jan 2026 (1y) | ||
| Heidy Villarroel | Registered representative | Jan 2026 (1y) | ||
| Jennifer Engle | Registered representative | Jan 2026 (1y) | ||
| Kimberly Marriott | Registered representative | CFP | Jan 2026 (1y) | |
| Lee M Hunter | Registered representative | Jan 2026 (1y) | ||
| Matthew Yonally | Registered representative | Jan 2026 (1y) | ||
| Michael Andrew Gordon | Registered representative | Jan 2026 (1y) | ||
| Olivier P Martinez | Registered representative | CFP | Jan 2026 (1y) | |
| Ray Au | Registered representative | Jan 2026 (1y) | ||
| Stephanie Kong | Registered representative | Jan 2026 (1y) | ||
| Luca R Kennedy | Registered representative | Jan 2026 (1y) | ||
| Courtney Ann Wesley | Registered representative | Jan 2026 (1y) | ||
| Davis Layne Baker | Registered representative | Jan 2026 (1y) | ||
| Evan Sarno | Registered representative | Jan 2026 (1y) | ||
| James Konfrst | Registered representative | Jan 2026 (1y) | ||
| Mason A Tarrant | Registered representative | Jan 2026 (1y) | ||
| Sarah Seo | Registered representative | Jan 2026 (1y) | ||
| Alexander Callahan | Registered representative | Jan 2026 (1y) | ||
| Camille A Williams | Registered representative | Jan 2026 (1y) | ||
| Joseph Caughman | Registered representative | Jan 2026 (1y) | ||
| Jennifer Hoock | Registered representative | Jan 2026 (1y) | ||
| Martha Stricklin Prestin | Registered representative | Jan 2026 (1y) | ||
| Maya Gervis | Registered representative | Jan 2026 (1y) | ||
| Morgan Berberian | Registered representative | Jan 2026 (1y) | ||
| Robert Whittington | Registered representative | Jan 2026 (1y) | ||
| Stephanie Lopez Reynoso | Registered representative | Jan 2026 (1y) | ||
| Thomas J. Cleary | Registered representative | Jan 2026 (1y) | ||
| Gilbert A Delgado | Registered representative | Jan 2026 (1y) | ||
| Jared Di Pietro | Registered representative | Jan 2026 (1y) | ||
| Jonathan Simonton | Registered representative | CFP | Jan 2026 (1y) | |
| Mickel Husted | Registered representative | Jan 2026 (1y) | ||
| Robyn L Donovan | Registered representative | Jan 2026 (1y) | ||
| Andrew Emerson | Registered representative | Jan 2026 (1y) | ||
| Devon E Kevetos | Registered representative | Jan 2026 (1y) | ||
| Grant J Schugart | Registered representative | Jan 2026 (1y) | ||
| Joshua Harrelson | Registered representative | Jan 2026 (1y) | ||
| Kelvin Tsui | Registered representative | Jan 2026 (1y) | ||
| Zheng Wang | Registered representative | Jan 2026 (1y) | ||
| Alana M Dubois | Registered representative | Jan 2026 (1y) | ||
| Alicia Buffa | Registered representative | Jan 2026 (1y) | ||
| Amy T Godfrey | Registered representative | CFP | Jan 2026 (1y) | |
| Chris Robinson | Registered representative | Jan 2026 (1y) | ||
| Elizabeth Gates | Registered representative | Jan 2026 (1y) | ||
| Gregory M Pace | Registered representative | Jan 2026 (1y) | ||
| Krisie C Stakely | Registered representative | Jan 2026 (1y) | ||
| Robb A Kinder | Registered representative | Jan 2026 (1y) | ||
| Sebastian Yates | Registered representative | Jan 2026 (1y) | ||
| Thaddeus L Watkins | Registered representative | Jan 2026 (1y) | ||
| Blaine A Thompson | Registered representative | Jan 2026 (1y) | ||
| Brandon Chan | Registered representative | Jan 2026 (1y) | ||
| Claire Marguerite Lucas | Registered representative | Jan 2026 (1y) | ||
| Elisa Mullisi | Registered representative | Jan 2026 (1y) | ||
| Esteban Becerra Marin | Registered representative | Jan 2026 (1y) | ||
| Fiona Kastrati | Registered representative | Jan 2026 (1y) | ||
| Haider Ali | Registered representative | Jan 2026 (1y) | ||
| Alex Ginsberg | Registered representative | Jan 2026 (1y) | ||
| Daniel J Costello | Registered representative | Jan 2026 (1y) | ||
| Dharma Patel | Registered representative | Jan 2026 (1y) | ||
| Gerald D Sentell | Registered representative | Jan 2026 (1y) | ||
| Jared Ines | Registered representative | Jan 2026 (1y) | ||
| Jack B Aronson | Registered representative | Jan 2026 (1y) | ||
| Jessica Peters | Registered representative | Jan 2026 (1y) | ||
| Michael Simonds | Registered representative | Jan 2026 (1y) | ||
| Qing He | Registered representative | Jan 2026 (1y) | ||
| Randall Scott Hoagland | Registered representative | CFP | Jan 2026 (1y) | |
| Steve Hahn | Registered representative | CFP | Jan 2026 (1y) | |
| Liam Holland | Registered representative | Jan 2026 (1y) | ||
| Patrick H Oakland | Registered representative | Jan 2026 (1y) | ||
| Zoe M Ter Kuile | Registered representative | Jan 2026 (1y) | ||
| Abigail Evelyn Allen | Registered representative | Jan 2026 (1y) | ||
| Blake Standiford | Registered representative | Jan 2026 (1y) | ||
| Gabriella M Cahl | Registered representative | Jan 2026 (1y) | ||
| Marcus Glover | Registered representative | Jan 2026 (1y) | ||
| Matthew S Bryant | Registered representative | Jan 2026 (1y) | ||
| Robert I Noel | Registered representative | Jan 2026 (1y) | ||
| Sophia R Lopez | Registered representative | Jan 2026 (1y) | ||
| Brett R Fordyce | Registered representative | Jan 2026 (1y) | ||
| Michael R Langbein | Registered representative | Jan 2026 (1y) | ||
| Phillips Reed Coleman | Registered representative | Jan 2026 (1y) | ||
| Stephen Webb | Registered representative | Jan 2026 (1y) | ||
| Caroline Marrero | Registered representative | Jan 2026 (1y) | ||
| Dongni Cai | Registered representative | Jan 2026 (1y) | ||
| Emma Jane Paul | Registered representative | Jan 2026 (1y) | ||
| Griffin C Unterreiner | Registered representative | Jan 2026 (1y) | ||
| Julia C Yarbrough | Registered representative | Jan 2026 (1y) | ||
| Parker J Briggs | Registered representative | Jan 2026 (1y) | ||
| Steven A Cook | Registered representative | Jan 2026 (1y) | ||
| Ana K Giordano | Registered representative | Feb 2026 (0y) | ||
| Audrey S Margolies | Registered representative | Feb 2026 (0y) | ||
| Brooke W Thalacker | Registered representative | Feb 2026 (0y) | ||
| Carson G Rettig | Registered representative | Feb 2026 (0y) | ||
| Cassidy P Pewitt | Registered representative | Feb 2026 (0y) | ||
| Daniel P Di Pangrazio | Registered representative | Feb 2026 (0y) | ||
| Deirdre J Mullowney | Registered representative | Feb 2026 (0y) | ||
| Emma E Carlson | Registered representative | Feb 2026 (0y) | ||
| Erhan Turan | Registered representative | Feb 2026 (0y) | ||
| Jack S Hoffman | Registered representative | Feb 2026 (0y) | ||
| Jacob A Auer | Registered representative | Feb 2026 (0y) | ||
| Jane C Hoeffner | Registered representative | Feb 2026 (0y) | ||
| Karma Shahin | Registered representative | Feb 2026 (0y) | ||
| Kyle Macdonald | Registered representative | Feb 2026 (0y) | ||
| Matthew T Dertouzos | Registered representative | Feb 2026 (0y) | ||
| Troy L Straus | Registered representative | Feb 2026 (0y) | ||
| William R Best | Registered representative | Feb 2026 (0y) | ||
| Hannah R Phillippi | Registered representative | Feb 2026 (0y) | ||
| Joshua G Zaccanti | Registered representative | Feb 2026 (0y) | ||
| Sanaa M Wong | Registered representative | Feb 2026 (0y) | ||
| Charles A Juckniess | Registered representative | Feb 2026 (0y) | ||
| Frances M. Bush | Registered representative | Feb 2026 (0y) | ||
| Jack T Stander | Registered representative | Feb 2026 (0y) | ||
| Jeffrey M Williams | Registered representative | Feb 2026 (0y) | ||
| James Kelly | Registered representative | CFP | Feb 2026 (0y) | |
| Jorge Reyes | Registered representative | Feb 2026 (0y) | ||
| Justin B Kuh | Registered representative | Feb 2026 (0y) | ||
| Kiara S Romotzki | Registered representative | Feb 2026 (0y) | ||
| Troy L Mc Swain | Registered representative | Feb 2026 (0y) | ||
| William F Mainente | Registered representative | Feb 2026 (0y) | ||
| Desiah Wofford | Registered representative | Feb 2026 (0y) | ||
| Douglas Howard Kublin | Registered representative | Feb 2026 (0y) | ||
| Jason Andersen | Registered representative | CFP | Feb 2026 (0y) | |
| Joseph Priore | Registered representative | Feb 2026 (0y) | ||
| Kayleigh Lavender | Registered representative | Feb 2026 (0y) | ||
| Liam P Spencer | Registered representative | Feb 2026 (0y) | ||
| Lucas R Moriarty | Registered representative | Feb 2026 (0y) | ||
| Anthony Allen Sanville | Registered representative | Feb 2026 (0y) | ||
| Daniel A Remington | Registered representative | Feb 2026 (0y) | ||
| Kayla Yelensky | Registered representative | Feb 2026 (0y) | ||
| Shelby M Wilson | Registered representative | Feb 2026 (0y) | ||
| Nolan D Reynolds | Registered representative | Feb 2026 (0y) | ||
| Patrick J Gallagher | Registered representative | Feb 2026 (0y) | ||
| Alexander T Traina | Registered representative | Feb 2026 (0y) | ||
| Annalee Beharie | Registered representative | Feb 2026 (0y) | ||
| Cynthia Maria Tanaka | Registered representative | Feb 2026 (0y) | ||
| Connaught Burke | Registered representative | Feb 2026 (0y) | ||
| Jose Manuel Torres Gonzalez | Registered representative | Feb 2026 (0y) | ||
| Robert Stephen Lydzinski | Registered representative | Feb 2026 (0y) | ||
| Robert A Michaelson | Registered representative | Feb 2026 (0y) | ||
| Rosalie Seiler | Registered representative | Feb 2026 (0y) | ||
| Vittorio T Valentine | Registered representative | Feb 2026 (0y) | ||
| Blair J Maley | Registered representative | Feb 2026 (0y) | ||
| John Cunningham | Registered representative | Feb 2026 (0y) | ||
| Kristin Rowan | Registered representative | Feb 2026 (0y) | ||
| Lee Cunningham | Registered representative | Feb 2026 (0y) | ||
| Aderemi O Adeyemo | Registered representative | Feb 2026 (0y) | ||
| Andrew G Tarbell | Registered representative | Feb 2026 (0y) | ||
| Anthony D Badolato | Registered representative | Feb 2026 (0y) | ||
| Christopher Kelly | Registered representative | Feb 2026 (0y) | ||
| Jonathan Hill | Registered representative | Feb 2026 (0y) | ||
| Jordan Stevens | Registered representative | Feb 2026 (0y) | ||
| Barry Hill | Registered representative | Feb 2026 (0y) | ||
| Ethan C Pino | Registered representative | Feb 2026 (0y) | ||
| Jacob M Boecher | Registered representative | Feb 2026 (0y) | ||
| John D Wardrop | Registered representative | Feb 2026 (0y) | ||
| Landon Hadley | Registered representative | Feb 2026 (0y) | ||
| Lipi D Gowda | Registered representative | Feb 2026 (0y) | ||
| Matthew Buhrt | Registered representative | Feb 2026 (0y) | ||
| Omoniyi Temitope Oyekoya | Registered representative | Feb 2026 (0y) | ||
| Reema Turner | Registered representative | Feb 2026 (0y) | ||
| Anthony Warren Nye | Registered representative | CFP | Feb 2026 (0y) | |
| Grantham Myers | Registered representative | CFP | Feb 2026 (0y) | |
| Jaclyn Rosaire Bellini | Registered representative | Feb 2026 (0y) | ||
| James F Meyers | Registered representative | Feb 2026 (0y) | ||
| Justin B May | Registered representative | Feb 2026 (0y) | ||
| Kylie Knowles | Registered representative | Feb 2026 (0y) | ||
| Louis Sidney Wilson | Registered representative | CFP | Feb 2026 (0y) | |
| Lucas J Vernoia | Registered representative | Feb 2026 (0y) | ||
| Mark Lamson | Registered representative | Feb 2026 (0y) | ||
| Meghan Palumbo | Registered representative | Feb 2026 (0y) | ||
| Michael Vogel | Registered representative | Feb 2026 (0y) | ||
| Stephen Brian Gammicchia | Registered representative | Feb 2026 (0y) | ||
| Samuel A Herzig | Registered representative | Feb 2026 (0y) | ||
| Shamyia I Smith | Registered representative | Feb 2026 (0y) | ||
| Ali Yousuf | Registered representative | Feb 2026 (0y) | ||
| Brenda Estrada | Registered representative | Feb 2026 (0y) | ||
| Christopher J Romano | Registered representative | Feb 2026 (0y) | ||
| Cooper Contardo | Registered representative | Feb 2026 (0y) | ||
| Joseph B Coffee | Registered representative | Feb 2026 (0y) | ||
| Kiera L Lyssikatos | Registered representative | Feb 2026 (0y) | ||
| Mason J Rickens | Registered representative | Feb 2026 (0y) | ||
| Matthew C Corbin | Registered representative | Feb 2026 (0y) | ||
| Michelle Hanna | Registered representative | Feb 2026 (0y) | ||
| Brian Lee Lowenthal | Registered representative | Feb 2026 (0y) | ||
| Douglas Cion | Registered representative | Feb 2026 (0y) | ||
| Julianne Rose | Registered representative | Feb 2026 (0y) | ||
| Jacob A Gomolak | Registered representative | Feb 2026 (0y) | ||
| Justin D Bastian | Registered representative | Feb 2026 (0y) | ||
| Kristen Ann Bissett | Registered representative | Feb 2026 (0y) | ||
| Kelly M Early | Registered representative | Feb 2026 (0y) | ||
| Michael T Young | Registered representative | Feb 2026 (0y) | ||
| Benjamin T Fitzmaurice | Registered representative | Feb 2026 (0y) | ||
| Jacob M Battipaglia | Registered representative | Feb 2026 (0y) | ||
| Jaime Lee Gold | Registered representative | Feb 2026 (0y) | ||
| James Froelich | Registered representative | Feb 2026 (0y) | ||
| Michael A Greco | Registered representative | Feb 2026 (0y) | ||
| Nader Shehub | Registered representative | Feb 2026 (0y) | ||
| Tracy Coleen Solan | Registered representative | Feb 2026 (0y) | ||
| Tyler Plunkett | Registered representative | Feb 2026 (0y) | ||
| Bradley Stout | Registered representative | Feb 2026 (0y) | ||
| Isaiah Massa | Registered representative | Feb 2026 (0y) | ||
| Jeffrey Taguba Valoria | Registered representative | Feb 2026 (0y) | ||
| Jarrod Mc Cubbin | Registered representative | Feb 2026 (0y) | ||
| Liam S Mc Nulty | Registered representative | Feb 2026 (0y) | ||
| Meredith Westerman | Registered representative | Feb 2026 (0y) | ||
| Ryan Clough | Registered representative | Feb 2026 (0y) | ||
| Garrett Lucchesi | Registered representative | Feb 2026 (0y) | ||
| J. Gardiner Evans | Registered representative | Feb 2026 (0y) | ||
| Jane Loo | Registered representative | Feb 2026 (0y) | ||
| Michele Novoth | Registered representative | Feb 2026 (0y) | ||
| Makayla R Chassion | Registered representative | Feb 2026 (0y) | ||
| Nicholas Nagle Carlson | Registered representative | Feb 2026 (0y) | ||
| Patricia Grace Barry | Registered representative | Feb 2026 (0y) | ||
| Paul Moore | Registered representative | Feb 2026 (0y) | ||
| Ravi Shah | Registered representative | CFP | Feb 2026 (0y) | |
| Ryan C Feinberg | Registered representative | Feb 2026 (0y) | ||
| Thomas Occhipinti | Registered representative | Feb 2026 (0y) | ||
| Cody J Roscoe | Registered representative | Feb 2026 (0y) | ||
| James D'amico | Registered representative | Feb 2026 (0y) | ||
| Matilda A Carr | Registered representative | Feb 2026 (0y) | ||
| David L Todman | Registered representative | Feb 2026 (0y) | ||
| Carmen Lucia Riddle Solares | Registered representative | Feb 2026 (0y) | ||
| Chavonne M Horton | Registered representative | Feb 2026 (0y) | ||
| Christopher H Boyd | Registered representative | Feb 2026 (0y) | ||
| Huiling Zhang | Registered representative | Feb 2026 (0y) | ||
| James Michael Barry | Registered representative | CFP | Feb 2026 (0y) | |
| Jason D Rothfarb | Registered representative | Feb 2026 (0y) | ||
| John L Mason | Registered representative | Feb 2026 (0y) | ||
| Joseph E Fernandes | Registered representative | Feb 2026 (0y) | ||
| Michael Wolf | Registered representative | Feb 2026 (0y) | ||
| Mitchell Schiller | Registered representative | Feb 2026 (0y) | ||
| Roberto Tamayo Orbe | Registered representative | Feb 2026 (0y) | ||
| Robert J Walton | Registered representative | Feb 2026 (0y) | ||
| William Burden Edmonds | Registered representative | Feb 2026 (0y) | ||
| Bryan Hessler | Registered representative | Feb 2026 (0y) | ||
| Antoinette Robinson | Registered representative | Feb 2026 (0y) | ||
| Caelan H Smusz | Registered representative | Feb 2026 (0y) | ||
| William Kender | Registered representative | Feb 2026 (0y) | ||
| Yujin Zheng | Registered representative | Feb 2026 (0y) | ||
| Edmund William Crotty | Registered representative | Feb 2026 (0y) | ||
| Morgan G Sledge | Registered representative | Feb 2026 (0y) | ||
| Benjamin Aversa Brevetti | Registered representative | Feb 2026 (0y) | ||
| Elvira Portera | Registered representative | Feb 2026 (0y) | ||
| Gerard William William Lee Pablo | Registered representative | Feb 2026 (0y) | ||
| Grant B Van Winkle | Registered representative | Feb 2026 (0y) | ||
| Joel A Joffe | Registered representative | Feb 2026 (0y) | ||
| Kimberlyn M Schattler | Registered representative | Feb 2026 (0y) | ||
| Maximillian C Walsworth | Registered representative | Feb 2026 (0y) | ||
| Noah K Filson | Registered representative | Feb 2026 (0y) | ||
| Pang Houa Lee Wong | Registered representative | Feb 2026 (0y) | ||
| Patrycja W Winnicki | Registered representative | Feb 2026 (0y) | ||
| Sidney A Schmitz | Registered representative | Feb 2026 (0y) | ||
| Casey F Friedman | Registered representative | Feb 2026 (0y) | ||
| Adam Macaluso | Registered representative | Mar 2026 (0y) | ||
| Adam Kimo | Registered representative | Mar 2026 (0y) | ||
| Christine E Kolowith | Registered representative | Mar 2026 (0y) | ||
| Dominic Gregg Polidori | Registered representative | Mar 2026 (0y) | ||
| Danica Ann H Cabonce | Registered representative | Mar 2026 (0y) | ||
| Ellie Park | Registered representative | Mar 2026 (0y) | ||
| Faith G Fletcher | Registered representative | Mar 2026 (0y) | ||
| Herbert N Floyd | Registered representative | Mar 2026 (0y) | ||
| Kateryna Gnatkivska | Registered representative | Mar 2026 (0y) | ||
| Nathaniel Fuentes | Registered representative | Mar 2026 (0y) | ||
| Sean M Hudson | Registered representative | Mar 2026 (0y) | ||
| Theodore C Gelb | Registered representative | Mar 2026 (0y) | ||
| Cristal De La Torre | Registered representative | Mar 2026 (0y) | ||
| Grayson Z Cook | Registered representative | Mar 2026 (0y) | ||
| Jessie Marie Mccollough | Registered representative | Mar 2026 (0y) | ||
| Jocelyn Poon | Registered representative | Mar 2026 (0y) | ||
| Kelly A Goodson | Registered representative | Mar 2026 (0y) | ||
| Mark Francis Fink | Registered representative | CFP | Mar 2026 (0y) | |
| Mary Elizabeth Vanderwal | Registered representative | Mar 2026 (0y) | ||
| Michael Christopher Damiano | Registered representative | Mar 2026 (0y) | ||
| Rand D Putterman | Registered representative | CFP | Mar 2026 (0y) | |
| Alexander Ball Brauns | Registered representative | Mar 2026 (0y) | ||
| Drew Koeller | Registered representative | Mar 2026 (0y) | ||
| Eric Romeo | Registered representative | Mar 2026 (0y) | ||
| Henrique L T Mendes | Registered representative | Mar 2026 (0y) | ||
| Joshua Caleb Catone | Registered representative | Mar 2026 (0y) | ||
| Ken Gordon Secemski | Registered representative | CFP | Mar 2026 (0y) | |
| Marco A Pena Cherician | Registered representative | Mar 2026 (0y) | ||
| Matthew Isaac Secemski | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) | |
| Owen Dugan | Registered representative | Mar 2026 (0y) | ||
| Tiffany Ramos | Registered representative | Mar 2026 (0y) | ||
| Carter Cox | Registered representative | Mar 2026 (0y) | ||
| Cody Stimson | Registered representative | Mar 2026 (0y) | ||
| Lindsay Williams | Registered representative | Mar 2026 (0y) | ||
| Peter J Reilly | Registered representative | Mar 2026 (0y) | ||
| Beth A Niemeyer | Registered representative | Mar 2026 (0y) | ||
| Danielle Boucher | Registered representative | Mar 2026 (0y) | ||
| James M Corcoran | Registered representative | Mar 2026 (0y) | ||
| Cade A Satz | Registered representative | Mar 2026 (0y) | ||
| Elias J Daniello | Registered representative | Mar 2026 (0y) | ||
| Arjan Kolic | Registered representative | Mar 2026 (0y) | ||
| Brendan C Borowsky | Registered representative | Mar 2026 (0y) | ||
| Dolan Gregorich | Registered representative | Mar 2026 (0y) | ||
| Esmeralda Fierro | Registered representative | Mar 2026 (0y) | ||
| Jill A Lansing | Registered representative | Mar 2026 (0y) | ||
| Kaelynn Veneri | Registered representative | Mar 2026 (0y) | ||
| Lawson T Doherty | Registered representative | Mar 2026 (0y) | ||
| Michael Da Cruz | Registered representative | Mar 2026 (0y) | ||
| Mykyta Kobyakov | Registered representative | Mar 2026 (0y) | ||
| Victoria S Vogel | Registered representative | Mar 2026 (0y) | ||
| Emon J Stevenson | Registered representative | Mar 2026 (0y) | ||
| Jay Coleman | Registered representative | Mar 2026 (0y) | ||
| Joel E. Urena | Registered representative | Mar 2026 (0y) | ||
| Shannon Long | Registered representative | Mar 2026 (0y) | ||
| Tate Aaron Seibel | Registered representative | Mar 2026 (0y) | ||
| Baron Schwaninger | Registered representative | Mar 2026 (0y) | ||
| Caroline Gallahar | Registered representative | Mar 2026 (0y) | ||
| Claudia Alyse Herman | Registered representative | Mar 2026 (0y) | ||
| Giselly Mcguire | Registered representative | Mar 2026 (0y) | ||
| Jorge A Lopez | Registered representative | Mar 2026 (0y) | ||
| Matthew Anthony Turo | Registered representative | Mar 2026 (0y) | ||
| Zane Meeks | Registered representative | Mar 2026 (0y) | ||
| Carolyn Dolan | Registered representative | Mar 2026 (0y) | ||
| James Deleener | Registered representative | CFA | Mar 2026 (0y) | |
| Anthony Hayek | Registered representative | Mar 2026 (0y) | ||
| Nicholas Burk | Registered representative | CFP | Mar 2026 (0y) | |
| Peter Maloney | Registered representative | Mar 2026 (0y) | ||
| Phoebe Palmer | Registered representative | Mar 2026 (0y) | ||
| Tyler Hartman | Registered representative | Mar 2026 (0y) | ||
| Adrian L Takatch | Registered representative | Mar 2026 (0y) | ||
| Cody O'neil Brooks | Registered representative | Mar 2026 (0y) | ||
| Dylan Cunningham | Registered representative | Mar 2026 (0y) | ||
| Jason Sharpe | Registered representative | Mar 2026 (0y) | ||
| Maxwell T Weber | Registered representative | Mar 2026 (0y) | ||
| Natalia Ledesma Hodoyan | Registered representative | Mar 2026 (0y) | ||
| Neil Short | Registered representative | Mar 2026 (0y) | ||
| Andrew N Ghimpeteanu | Registered representative | Mar 2026 (0y) | ||
| Brandon J Butler | Registered representative | CFP | Mar 2026 (0y) | |
| Francesca A Raggi | Registered representative | Mar 2026 (0y) | ||
| Juan Guerra | Registered representative | CFA | Mar 2026 (0y) | |
| Anthony Fantigrossi | Registered representative | Mar 2026 (0y) | ||
| Damon Griffin | Registered representative | Mar 2026 (0y) | ||
| Elio Issa | Registered representative | Mar 2026 (0y) | ||
| Giovanni Nicola Armocida | Registered representative | Mar 2026 (0y) | ||
| Juliette E Carman | Registered representative | Mar 2026 (0y) | ||
| Robert C Given | Registered representative | Mar 2026 (0y) | ||
| Robert J Roenitz | Registered representative | Mar 2026 (0y) | ||
| Andrew Goodall | Registered representative | Mar 2026 (0y) | ||
| Caressa Patel | Registered representative | Mar 2026 (0y) | ||
| Calvin Kirchoff | Registered representative | Mar 2026 (0y) | ||
| Evan I Arzanipour | Registered representative | Mar 2026 (0y) | ||
| Karen M Conicelli | Registered representative | Mar 2026 (0y) | ||
| Lucas Tucker Polly | Registered representative | Mar 2026 (0y) | ||
| Lucile Ionescu | Registered representative | Mar 2026 (0y) | ||
| Meghan A Young | Registered representative | Mar 2026 (0y) | ||
| Nicholas Francis Columbo | Registered representative | Mar 2026 (0y) | ||
| Nevin K Arimilli | Registered representative | Mar 2026 (0y) | ||
| Andrey Movsesyan | Registered representative | CFP CFA | Mar 2026 (0y) | |
| Ari Fazlija | Registered representative | Mar 2026 (0y) | ||
| Ashley L Roy | Registered representative | Mar 2026 (0y) | ||
| Brandon J Cordiano | Registered representative | Mar 2026 (0y) | ||
| Carson D Steiner | Registered representative | Mar 2026 (0y) | ||
| Christopher A Bracamonte | Registered representative | Mar 2026 (0y) | ||
| Christopher K Ballard | Registered representative | Mar 2026 (0y) | ||
| Jason Sadeghbeigi | Registered representative | Mar 2026 (0y) | ||
| Michael S Goss | Registered representative | Mar 2026 (0y) | ||
| Nahuel E Martinez | Registered representative | Mar 2026 (0y) | ||
| Nicholas William Torrence | Registered representative | CFA | Mar 2026 (0y) | |
| Victor Buster Schwartz | Registered representative | Mar 2026 (0y) | ||
| Alec C Jbara | Registered representative | Mar 2026 (0y) | ||
| Adam M Spiro | Registered representative | Mar 2026 (0y) | ||
| Diana Falkenhainer | Registered representative | Mar 2026 (0y) | ||
| Gavin O'leary | Registered representative | Mar 2026 (0y) | ||
| John Clayton Tipton | Registered representative | Mar 2026 (0y) | ||
| Katelyn Pan | Registered representative | Mar 2026 (0y) | ||
| Stephania Cavanzo | Registered representative | Mar 2026 (0y) | ||
| Tessa C Garcia | Registered representative | Mar 2026 (0y) | ||
| Tristan Macelli | Registered representative | Mar 2026 (0y) | ||
| Harrison R Paschal | Registered representative | Mar 2026 (0y) | ||
| Jessica Denise Cesar Lopez | Registered representative | Mar 2026 (0y) | ||
| Jamileth Guzman Alvarez | Registered representative | Mar 2026 (0y) | ||
| Katherine G Halkias | Registered representative | Mar 2026 (0y) | ||
| Michelle Renae Morrow | Registered representative | Mar 2026 (0y) | ||
| Matthew William Maher | Registered representative | Mar 2026 (0y) | ||
| Micah Green | Registered representative | Mar 2026 (0y) | ||
| Stephen Allen Sample | Registered representative | Mar 2026 (0y) | ||
| Chase M Mc Allister | Registered representative | Mar 2026 (0y) | ||
| Christopher A Cagliuso | Registered representative | Mar 2026 (0y) | ||
| Christopher Powers | Registered representative | Mar 2026 (0y) | ||
| Darianne Claire Curry | Registered representative | Mar 2026 (0y) | ||
| David A Wallman | Registered representative | Mar 2026 (0y) | ||
| Jessica Dunda | Registered representative | CFP | Mar 2026 (0y) | |
| Mark Christopher Hutchinson | Registered representative | Mar 2026 (0y) | ||
| Mirian Vianey Trejo | Registered representative | Mar 2026 (0y) | ||
| Nicholas William Falk | Registered representative | Mar 2026 (0y) | ||
| Randy Bettich | Registered representative | Mar 2026 (0y) | ||
| Robert Custer | Registered representative | Mar 2026 (0y) | ||
| Samantha Moncayo | Registered representative | Mar 2026 (0y) | ||
| Annika T Coffman | Registered representative | Mar 2026 (0y) | ||
| Eric Paul Cherkauskas | Registered representative | Mar 2026 (0y) | ||
| Giovannina Casias | Registered representative | Mar 2026 (0y) | ||
| Matthew Wagner | Registered representative | Mar 2026 (0y) | ||
| Matthew C Keil | Registered representative | Mar 2026 (0y) | ||
| Alexander Nielsen | Registered representative | Mar 2026 (0y) | ||
| Brenner Anderson | Registered representative | Mar 2026 (0y) | ||
| Camila Carvalho Queiroz | Registered representative | Mar 2026 (0y) | ||
| Gretchen R Kibbe | Registered representative | Mar 2026 (0y) | ||
| Michelle Christian | Registered representative | Mar 2026 (0y) | ||
| Tara Frances O'connor | Registered representative | Mar 2026 (0y) | ||
| Austin A Green | Registered representative | Mar 2026 (0y) | ||
| Emma Lore | Registered representative | Mar 2026 (0y) | ||
| Simon Norman | Registered representative | Mar 2026 (0y) | ||
| Aaron R Tschumper | Registered representative | Mar 2026 (0y) | ||
| Asher R Saperstein | Registered representative | Mar 2026 (0y) | ||
| Kristen Hillery | Registered representative | Mar 2026 (0y) | ||
| Kristina J Hanna | Registered representative | Mar 2026 (0y) | ||
| Lauren E Walsh | Registered representative | Mar 2026 (0y) | ||
| Luc Schermer | Registered representative | Mar 2026 (0y) | ||
| Mariela Planche | Registered representative | Mar 2026 (0y) | ||
| Nathalia V Pulido | Registered representative | Mar 2026 (0y) | ||
| Saurav Aneja | Registered representative | Mar 2026 (0y) | ||
| Silas K Ayi | Registered representative | Mar 2026 (0y) | ||
| Sydney Brooke Magnin | Registered representative | Mar 2026 (0y) | ||
| Tyler E Caswell | Registered representative | Mar 2026 (0y) | ||
| Amy L Dunn | Registered representative | Mar 2026 (0y) | ||
| Ann S Heinz | Registered representative | Mar 2026 (0y) | ||
| Matheo P Dwyer | Registered representative | Mar 2026 (0y) | ||
| Mika A Woods | Registered representative | Mar 2026 (0y) | ||
| Alexander G Dodd | Registered representative | Apr 2026 (0y) | ||
| Cameron C Sisbarro | Registered representative | Apr 2026 (0y) | ||
| Dylan Ollendieck | Registered representative | Apr 2026 (0y) | ||
| Elina S W Ouoba | Registered representative | Apr 2026 (0y) | ||
| Kevin Mitchell Valdez | Registered representative | Apr 2026 (0y) | ||
| Lauren Schoenberger | Registered representative | Apr 2026 (0y) | ||
| Lillian Rohrbach | Registered representative | Apr 2026 (0y) | ||
| Michael Lee Clemens | Registered representative | Apr 2026 (0y) | ||
| Sergio Miguel Rivera | Registered representative | Apr 2026 (0y) | ||
| Shayne A Simon | Registered representative | Apr 2026 (0y) | ||
| William Squire | Registered representative | Apr 2026 (0y) | ||
| John N Madigan | Registered representative | Apr 2026 (0y) | ||
| Kevin Walter Anglim | Registered representative | Apr 2026 (0y) | ||
| Matthew C Stone | Registered representative | Apr 2026 (0y) | ||
| Mingxi Yu | Registered representative | Apr 2026 (0y) | ||
| Paola Camara | Registered representative | Apr 2026 (0y) | ||
| Thomas Dennis | Registered representative | Apr 2026 (0y) | ||
| Judah Stephens | Registered representative | Apr 2026 (0y) | ||
| Connor T Finn | Registered representative | Apr 2026 (0y) | ||
| Khaled M Younes | Registered representative | Apr 2026 (0y) | ||
| Christopher C Browne | Registered representative | Apr 2026 (0y) | ||
| Colin Phelps | Registered representative | Apr 2026 (0y) | ||
| Devon A Patel | Registered representative | Apr 2026 (0y) | ||
| Emily E Bascom | Registered representative | Apr 2026 (0y) | ||
| Jared Grimes | Registered representative | Apr 2026 (0y) | ||
| Samuel L Greenberg | Registered representative | Apr 2026 (0y) | ||
| Samuel Uzzan | Registered representative | Apr 2026 (0y) | ||
| Shannon M Lance | Registered representative | Apr 2026 (0y) | ||
| Talyia Bradshaw | Registered representative | Apr 2026 (0y) | ||
| Tanner G Laderoute | Registered representative | Apr 2026 (0y) | ||
| Victoria Matus | Registered representative | Apr 2026 (0y) | ||
| Frank A Fragomeni | Registered representative | Apr 2026 (0y) | ||
| Ashton Bowman | Registered representative | Apr 2026 (0y) | ||
| Alan Shaw | Registered representative | Apr 2026 (0y) | ||
| Christopher Mark Quintin | Registered representative | Apr 2026 (0y) | ||
| Dreux L Hargus | Registered representative | Apr 2026 (0y) | ||
| Gavin D Lewis | Registered representative | Apr 2026 (0y) | ||
| Isabella Horrisland | Registered representative | Apr 2026 (0y) | ||
| Jennifer L Vaughn | Registered representative | Apr 2026 (0y) | ||
| John F O'connor | Registered representative | Apr 2026 (0y) | ||
| Mark Edwin Fisher | Registered representative | CFP CFA | Apr 2026 (0y) | |
| Noah Allen | Registered representative | Apr 2026 (0y) | ||
| Yerassyl Bakytuly | Registered representative | Apr 2026 (0y) | ||
| Andrew A Hicks | Registered representative | Apr 2026 (0y) | ||
| John W Jameson | Registered representative | Apr 2026 (0y) | ||
| Katie A Flynn | Registered representative | Apr 2026 (0y) | ||
| Michael M Pawlowski | Registered representative | Apr 2026 (0y) | ||
| Susana M Alvarado Jimenez | Registered representative | Apr 2026 (0y) | ||
| Sydney Shepard | Registered representative | Apr 2026 (0y) | ||
| Anderson Wiegman | Registered representative | Apr 2026 (0y) | ||
| Benjamin Rockower | Registered representative | Apr 2026 (0y) | ||
| John Damrich | Registered representative | Apr 2026 (0y) | ||
| John Charles Kvamme | Registered representative | CFP | Apr 2026 (0y) | |
| Andrew Konigsberg | Registered representative | CFA | Apr 2026 (0y) | |
| Daniel E Peterson | Registered representative | Apr 2026 (0y) | ||
| Lily Jesanis | Registered representative | Apr 2026 (0y) | ||
| Mark Rutkowski | Registered representative | Apr 2026 (0y) | ||
| Zehao Quan | Registered representative | Apr 2026 (0y) | ||
| Carrington S Washburn | Registered representative | Apr 2026 (0y) | ||
| Christopher F Oliveira | Registered representative | Apr 2026 (0y) | ||
| Grant C Thornton | Registered representative | Apr 2026 (0y) | ||
| Jacob A Ghitelman | Registered representative | Apr 2026 (0y) | ||
| Jack Campbell Van Itallie | Registered representative | Apr 2026 (0y) | ||
| Laura S Rutledge | Registered representative | Apr 2026 (0y) | ||
| Liana Hovhannisyan | Registered representative | Apr 2026 (0y) | ||
| Louis Daniel Riordan | Registered representative | Apr 2026 (0y) | ||
| Mark Spencer Merkley | Registered representative | Apr 2026 (0y) | ||
| Patrick C Welsh | Registered representative | Apr 2026 (0y) | ||
| Sean Gelin | Registered representative | Apr 2026 (0y) | ||
| Blake Curtin | Registered representative | CFP | Apr 2026 (0y) | |
| Johan Kelyn Moreira Banchon | Registered representative | Apr 2026 (0y) | ||
| Lexi G Siracusa | Registered representative | Apr 2026 (0y) | ||
| Aladin M Bacolodan | Registered representative | Apr 2026 (0y) | ||
| Cody E Hamilton | Registered representative | Apr 2026 (0y) | ||
| Joseph Anthony Ennis | Registered representative | Apr 2026 (0y) | ||
| Matthew Vella | Registered representative | Apr 2026 (0y) | ||
| Patrick Laganke | Registered representative | Apr 2026 (0y) | ||
| Angela Zelensky | Registered representative | Apr 2026 (0y) | ||
| Alex Nader | Registered representative | Apr 2026 (0y) | ||
| Brandon Christopher Haag | Registered representative | CFP | Apr 2026 (0y) | |
| Chad Edward Henry | Registered representative | CFP | Apr 2026 (0y) | |
| Charlie B Bennett | Registered representative | Apr 2026 (0y) | ||
| Christopher Misterovich | Registered representative | Apr 2026 (0y) | ||
| Connie Sue Haller | Registered representative | Apr 2026 (0y) | ||
| Christian Ransome | Registered representative | Apr 2026 (0y) | ||
| Christopher J Cueter | Registered representative | Apr 2026 (0y) | ||
| Cody Congemi | Registered representative | Apr 2026 (0y) | ||
| Fernando Quattrociocchi | Registered representative | Apr 2026 (0y) | ||
| John Nader | Registered representative | Apr 2026 (0y) | ||
| Jacob Daniel Hoth | Registered representative | Apr 2026 (0y) | ||
| Katherine Diane Dixon | Registered representative | Apr 2026 (0y) | ||
| Louis D. Nader | Registered representative | Apr 2026 (0y) | ||
| Louis Nader | Registered representative | Apr 2026 (0y) | ||
| Nancy Faye Anderson | Registered representative | Apr 2026 (0y) | ||
| Robert De Rienzo | Registered representative | Apr 2026 (0y) | ||
| Taylor D Gilmore | Registered representative | CFP | Apr 2026 (0y) | |
| Tom Inungu | Registered representative | Apr 2026 (0y) | ||
| Francesca Anselmo | Registered representative | Apr 2026 (0y) | ||
| Harrison P La Branche | Registered representative | Apr 2026 (0y) | ||
| Jeffrey I Wolfe | Registered representative | Apr 2026 (0y) | ||
| Michael G. Bourgeois | Registered representative | Apr 2026 (0y) | ||
| Paige Skrabo | Registered representative | Apr 2026 (0y) | ||
| Pranav Vivek Sachdev | Registered representative | Apr 2026 (0y) | ||
| Savannah Miller | Registered representative | Apr 2026 (0y) | ||
| Tyler Grandchamp | Registered representative | Apr 2026 (0y) | ||
| Aditi Nehra | Registered representative | Apr 2026 (0y) | ||
| Alexandre W Chan | Registered representative | Apr 2026 (0y) | ||
| Patrick John Molloy | Registered representative | Apr 2026 (0y) | ||
| Austin T Pierce | Registered representative | Apr 2026 (0y) | ||
| Cassey A Adams | Registered representative | Apr 2026 (0y) | ||
| Christian M Galvez | Registered representative | Apr 2026 (0y) | ||
| Daniel Christopher Lawson | Registered representative | Apr 2026 (0y) | ||
| Gabriel A Cora | Registered representative | Apr 2026 (0y) | ||
| Hudson J Stedman | Registered representative | Apr 2026 (0y) | ||
| Jacob C Wilsey | Registered representative | Apr 2026 (0y) | ||
| Jade M Dagher | Registered representative | Apr 2026 (0y) | ||
| Knetia J Herrera | Registered representative | Apr 2026 (0y) | ||
| Lucas H Starzomski | Registered representative | Apr 2026 (0y) | ||
| Mark Tristan Pettit | Registered representative | Apr 2026 (0y) | ||
| Natalie M Vaughn | Registered representative | Apr 2026 (0y) | ||
| Aaron Bregman | Registered representative | Apr 2026 (0y) | ||
| Anitra K Smith | Registered representative | Apr 2026 (0y) | ||
| Juan Carlos Aillon | Registered representative | Apr 2026 (0y) | ||
| Jacob Matthew Caswell | Registered representative | Apr 2026 (0y) | ||
| Jeanette Mayer | Registered representative | Apr 2026 (0y) | ||
| Brian Hughes | Registered representative | Apr 2026 (0y) | ||
| Christopher Angolia | Registered representative | Apr 2026 (0y) | ||
| Richard M Love | Registered representative | Apr 2026 (0y) | ||
| Laura Ferguson | Registered representative | Apr 2026 (0y) | ||
| Andrew Raz | Registered representative | CFP | Apr 2026 (0y) | |
| Aubrey M Maher | Registered representative | Apr 2026 (0y) | ||
| Austin L King | Registered representative | Apr 2026 (0y) | ||
| Christian J Dinallo | Registered representative | Apr 2026 (0y) | ||
| David Ares | Registered representative | Apr 2026 (0y) | ||
| Declan W Thall | Registered representative | Apr 2026 (0y) | ||
| Elana Gofman | Registered representative | Apr 2026 (0y) | ||
| Eric Weiss | Registered representative | Apr 2026 (0y) | ||
| Erik Wolf | Registered representative | Apr 2026 (0y) | ||
| Emma H Leiman | Registered representative | Apr 2026 (0y) | ||
| Jonathan Tellez Freer | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Julian Iragorri | Registered representative | Apr 2026 (0y) | ||
| Karen Levy | Registered representative | Apr 2026 (0y) | ||
| Lee Sandy Rosen | Registered representative | Apr 2026 (0y) | ||
| Lorena Rotalde Garrido Lecca | Registered representative | Apr 2026 (0y) | ||
| Leonard Baldassare | Registered representative | Apr 2026 (0y) | ||
| Ryan Dodd | Registered representative | Apr 2026 (0y) | ||
| Shipra Srivastava | Registered representative | Apr 2026 (0y) | ||
| Tate K Meriwether | Registered representative | Apr 2026 (0y) | ||
| Turner Bobbitt | Registered representative | Apr 2026 (0y) | ||
| Victoria Eve Cawley | Registered representative | Apr 2026 (0y) | ||
| Andrea Carolina Moran Zerna | Registered representative | Apr 2026 (0y) | ||
| Michael Lindow | Registered representative | Apr 2026 (0y) | ||
| Benjamin F Ginsberg | Registered representative | Apr 2026 (0y) | ||
| Hannah Ann Perez | Registered representative | Apr 2026 (0y) | ||
| Jessica Diane Hendrickson | Registered representative | Apr 2026 (0y) | ||
| Jairus Bethel | Registered representative | Apr 2026 (0y) | ||
| Kelly O'toole | Registered representative | Apr 2026 (0y) | ||
| Margaret J Deng | Registered representative | Apr 2026 (0y) | ||
| Meghan E Tracy | Registered representative | Apr 2026 (0y) | ||
| Taylor Morse | Registered representative | Apr 2026 (0y) | ||
| Joseph Daly | Registered representative | CFP | Apr 2026 (0y) | |
| Kevin Le | Registered representative | Apr 2026 (0y) | ||
| Matthew P Russell | Registered representative | Apr 2026 (0y) | ||
| Reagan M Griffin | Registered representative | Apr 2026 (0y) | ||
| Ariel G Christopher | Registered representative | Apr 2026 (0y) | ||
| Elizabeth A Jones | Registered representative | Apr 2026 (0y) | ||
| John C Ivkov | Registered representative | Apr 2026 (0y) | ||
| Jordan Alec Farron | Registered representative | Apr 2026 (0y) | ||
| Lillian Rumbley | Registered representative | Apr 2026 (0y) | ||
| Mark Wingfield | Registered representative | Apr 2026 (0y) | ||
| Matias Fernandez Roger | Registered representative | Apr 2026 (0y) | ||
| Ronan M Clarke | Registered representative | Apr 2026 (0y) | ||
| Samantha Donovan | Registered representative | Apr 2026 (0y) | ||
| Ari Y Brozki | Registered representative | Apr 2026 (0y) | ||
| Brian Michael Holmes | Registered representative | Apr 2026 (0y) | ||
| Reagan N Rice | Registered representative | Apr 2026 (0y) | ||
| Samantha J Gruwell | Registered representative | Apr 2026 (0y) | ||
| Gregg Robert Trentham | Registered representative | May 2026 (0y) | ||
| James Robert Hickey | Registered representative | May 2026 (0y) | ||
| Kyra Mattera | Registered representative | May 2026 (0y) | ||
| Lewis J Block | Registered representative | May 2026 (0y) | ||
| Lauren Parente | Registered representative | May 2026 (0y) | ||
| Vincenza Draper | Registered representative | May 2026 (0y) | ||
| Kelsey Klovens | Registered representative | May 2026 (0y) | ||
| Nika Kaur | Registered representative | May 2026 (0y) | ||
| Shelby Cohantz | Registered representative | May 2026 (0y) | ||
| Steven R Diamond | Registered representative | May 2026 (0y) | ||
| Brian Scott Krauthamer | Registered representative | CFP | May 2026 (0y) | |
| Dylan Treanor | Registered representative | May 2026 (0y) | ||
| Guneet Kaur Bains Ajmani | Registered representative | May 2026 (0y) | ||
| James Preston Covington | Registered representative | May 2026 (0y) | ||
| Joana C Roter | Registered representative | May 2026 (0y) | ||
| Robert Henry Duenner | Registered representative | May 2026 (0y) | ||
| Sara Harran Moffat | Registered representative | May 2026 (0y) | ||
| Seema Kinra | Registered representative | May 2026 (0y) | ||
| Steven J Earhart | Registered representative | May 2026 (0y) | ||
| Valentine Maria Koch | Registered representative | CFP | May 2026 (0y) | |
| Zachary R Moffat | Registered representative | May 2026 (0y) | ||
| Alexis Saucedo | Registered representative | May 2026 (0y) | ||
| Carrie A Provenzano | Registered representative | May 2026 (0y) | ||
| Hailey Katharine Broderick | Registered representative | May 2026 (0y) | ||
| Ahmber Bailes | Registered representative | May 2026 (0y) | ||
| Jason Scott Donnelly | Registered representative | May 2026 (0y) | ||
| Matthew R Minsch | Registered representative | May 2026 (0y) | ||
| Otha D Smith | Registered representative | May 2026 (0y) | ||
| Zachary Alexander Hayden | Registered representative | May 2026 (0y) | ||
| Justin G Simakas | Registered representative | May 2026 (0y) | ||
| Mark Thomas Sanchez | Registered representative | May 2026 (0y) | ||
| Michael Brooks | Registered representative | May 2026 (0y) | ||
| Sathika Peters | Registered representative | May 2026 (0y) | ||
| Antonio Veni Bastos | Registered representative | May 2026 (0y) | ||
| Cassara Liliana Voiselle | Registered representative | May 2026 (0y) | ||
| Danilo Petrovic | Registered representative | May 2026 (0y) | ||
| David J Cooney | Registered representative | May 2026 (0y) | ||
| Drake P Hull | Registered representative | May 2026 (0y) | ||
| Edward R. Haus | Registered representative | May 2026 (0y) | ||
| Gabriela C Pena | Registered representative | May 2026 (0y) | ||
| Gary Lee Kilbourn | Registered representative | May 2026 (0y) | ||
| Jake E Sherman | Registered representative | May 2026 (0y) | ||
| Jessica Ciupuliga | Registered representative | May 2026 (0y) | ||
| Liliana Nevins | Registered representative | May 2026 (0y) | ||
| Matthew James Bungo | Registered representative | May 2026 (0y) | ||
| Tyler S Johnson | Registered representative | May 2026 (0y) | ||
| Wilson Tien | Registered representative | May 2026 (0y) | ||
| Brianna Abramo | Registered representative | May 2026 (0y) | ||
| Lewis J Mc Gill | Registered representative | May 2026 (0y) | ||
| Andrew Xie | Registered representative | May 2026 (0y) | ||
| Chelsea M Peterson | Registered representative | May 2026 (0y) | ||
| Devin James Mercado | Registered representative | May 2026 (0y) | ||
| Mairelys Rodriguez | Registered representative | May 2026 (0y) | ||
| Pedro Cantarelli | Registered representative | May 2026 (0y) | ||
| Brian W Navarro | Registered representative | May 2026 (0y) | ||
| Daicelys Tosca | Registered representative | May 2026 (0y) | ||
| Jeffrey Alan Mariner | Registered representative | May 2026 (0y) | ||
| Markella Neofytides | Registered representative | May 2026 (0y) | ||
| Nikola Delic | Registered representative | May 2026 (0y) | ||
| Victoria Da Silva | Registered representative | May 2026 (0y) | ||
| Ava L Fairlie | Registered representative | May 2026 (0y) | ||
| Benjamin Gu | Registered representative | May 2026 (0y) | ||
| David P Skeens | Registered representative | May 2026 (0y) | ||
| Marissa M Garza | Registered representative | May 2026 (0y) | ||
| Robert Michael Viglione | Registered representative | May 2026 (0y) | ||
| Sean Patrick Patrick Clemmons | Registered representative | May 2026 (0y) | ||
| Thomas Capstick | Registered representative | May 2026 (0y) | ||
| William Sellenriek | Registered representative | May 2026 (0y) | ||
| Austin Simon | Registered representative | May 2026 (0y) | ||
| Dean Awuah Fosu | Registered representative | May 2026 (0y) | ||
| Ishika Cividi | Registered representative | May 2026 (0y) | ||
| Justin Parker | Registered representative | CFP | May 2026 (0y) | |
| Katie Wu | Registered representative | May 2026 (0y) | ||
| Rene O Alvarado | Registered representative | May 2026 (0y) | ||
| Scott P Stuart | Registered representative | May 2026 (0y) | ||
| Xin Xie | Registered representative | May 2026 (0y) | ||
| Aine R Cardello | Registered representative | May 2026 (0y) | ||
| Andre Duong | Registered representative | May 2026 (0y) | ||
| Austin M Eakins | Registered representative | May 2026 (0y) | ||
| Benjamin Napierala | Registered representative | May 2026 (0y) | ||
| Carley Marie Wilvers | Registered representative | May 2026 (0y) | ||
| Dominic A Marrochello | Registered representative | May 2026 (0y) | ||
| John Aloysius Montague | Registered representative | May 2026 (0y) | ||
| Joshua A Barrios | Registered representative | May 2026 (0y) | ||
| Lloyd King | Registered representative | May 2026 (0y) | ||
| Luc A Le Blanc | Registered representative | May 2026 (0y) | ||
| Madeline N Beaton | Registered representative | May 2026 (0y) | ||
| Will A Nicklas | Registered representative | May 2026 (0y) | ||
| Yihao He | Registered representative | May 2026 (0y) | ||
| Yulissa A Bland | Registered representative | May 2026 (0y) | ||
| Beth L Brauner | Registered representative | May 2026 (0y) | ||
| Breonni Gantlin | Registered representative | May 2026 (0y) | ||
| Dana Mainenti | Registered representative | May 2026 (0y) | ||
| Jacob Charles Webb | Registered representative | May 2026 (0y) | ||
| Jake Oliver | Registered representative | May 2026 (0y) | ||
| Aidan Paul O Connell | Registered representative | May 2026 (0y) | ||
| Eduardo F Morasso | Registered representative | May 2026 (0y) | ||
| Francis T Perez | Registered representative | May 2026 (0y) | ||
| Holly Jane Clark | Registered representative | May 2026 (0y) | ||
| Logan R Brassington | Registered representative | May 2026 (0y) | ||
| Matthew C Hall | Registered representative | May 2026 (0y) | ||
| Mitchell Silverman | Registered representative | May 2026 (0y) | ||
| Abigail F Kilroy | Registered representative | May 2026 (0y) | ||
| Adrianna E Sacco | Registered representative | May 2026 (0y) | ||
| Anna Clare Smith | Registered representative | May 2026 (0y) | ||
| Kristen I Weil | Registered representative | May 2026 (0y) | ||
| Tanner Owens | Registered representative | May 2026 (0y) | ||
| Adam Steinbuch | Registered representative | May 2026 (0y) | ||
| Alexandra H Burns | Registered representative | May 2026 (0y) | ||
| Catalina Q Geller | Registered representative | May 2026 (0y) | ||
| Dominic Corrigan | Registered representative | May 2026 (0y) | ||
| Joseph S Kaplan | Registered representative | May 2026 (0y) | ||
| Kevin M Hansen | Registered representative | May 2026 (0y) | ||
| Matthew G Wagner | Registered representative | May 2026 (0y) | ||
| Megan C Kelly Luginsland | Registered representative | May 2026 (0y) | ||
| Michelle Zyman | Registered representative | May 2026 (0y) | ||
| Paige Doukas | Registered representative | May 2026 (0y) | ||
| Randy C Brown | Registered representative | CFP | May 2026 (0y) | |
| Ryan T Thomason | Registered representative | May 2026 (0y) | ||
| Shyan M Ardalan | Registered representative | CFP | May 2026 (0y) | |
| Ava B Williams | Registered representative | May 2026 (0y) | ||
| Kyle J Healy | Registered representative | May 2026 (0y) | ||
| Arionna C Mc Miller | Registered representative | May 2026 (0y) | ||
| Jessica Lynn Sulllivan | Registered representative | May 2026 (0y) | ||
| Ryan John Blair | Registered representative | May 2026 (0y) | ||
| Allen Sabanovic | Registered representative | May 2026 (0y) | ||
| Benjamin Peter Caffrey | Registered representative | May 2026 (0y) | ||
| Jacob M Urowsky | Registered representative | May 2026 (0y) | ||
| Jessica R La Villa | Registered representative | May 2026 (0y) | ||
| John G Stauffer | Registered representative | May 2026 (0y) | ||
| Patrick J Selhorn | Registered representative | May 2026 (0y) | ||
| Patrick Lospennato | Registered representative | May 2026 (0y) | ||
| Ayat Abuakar | Registered representative | May 2026 (0y) | ||
| Alice Kang | Registered representative | CFP | May 2026 (0y) | |
| Curran Robertson | Registered representative | CFP | May 2026 (0y) | |
| Dylan Hugh Roy | Registered representative | May 2026 (0y) | ||
| Katrina Masada | Registered representative | May 2026 (0y) | ||
| Kelly Shota | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Lawrence Andrews | Registered representative | CFP | May 2026 (0y) | |
| Lawrence Frederick Andrews Iii | Registered representative | May 2026 (0y) | ||
| Layla Kouriri | Registered representative | May 2026 (0y) | ||
| Olivia Grace Barr | Registered representative | May 2026 (0y) | ||
| Olivia Studley | Registered representative | May 2026 (0y) | ||
| Dallas C Warner | Registered representative | May 2026 (0y) | ||
| Katherine M Hargrave | Registered representative | May 2026 (0y) | ||
| Teala M La Porte | Registered representative | May 2026 (0y) | ||
| Tyrone O Taylor | Registered representative | May 2026 (0y) | ||
| Albert Richard Lucci | Registered representative | May 2026 (0y) | ||
| Arch Hoffman | Registered representative | May 2026 (0y) | ||
| Brennen J Wilkie | Registered representative | May 2026 (0y) | ||
| Clint S Silver | Registered representative | May 2026 (0y) | ||
| Christopher Lee | Registered representative | CFP | May 2026 (0y) | |
| Erick De La Cruz | Registered representative | May 2026 (0y) | ||
| Jaclyn Flannery | Registered representative | May 2026 (0y) | ||
| Jason E Tautel | Registered representative | May 2026 (0y) | ||
| Joseph Minaudo | Registered representative | May 2026 (0y) | ||
| Mackenzie N Rettman | Registered representative | May 2026 (0y) | ||
| Madeleine O'connor | Registered representative | May 2026 (0y) | ||
| Olivia R Normand | Registered representative | May 2026 (0y) | ||
| Paulo Ledesma | Registered representative | May 2026 (0y) | ||
| Pedro S Balaban | Registered representative | May 2026 (0y) | ||
| Richard Janes | Registered representative | CFP | May 2026 (0y) | |
| Robert Lawrence | Registered representative | May 2026 (0y) | ||
| Robert Venzor | Registered representative | May 2026 (0y) | ||
| Ryan Messinger | Registered representative | May 2026 (0y) | ||
| Austin Kim | Registered representative | Jun 2026 (0y) | ||
| Daniel B Carlson | Registered representative | Jun 2026 (0y) | ||
| Emily Meek Sanders | Registered representative | Jun 2026 (0y) | ||
| Eliezer Gordon | Registered representative | Jun 2026 (0y) | ||
| Jack B Kilpatrick | Registered representative | Jun 2026 (0y) | ||
| James J Mc Clarey | Registered representative | Jun 2026 (0y) | ||
| Jared A Maciel | Registered representative | Jun 2026 (0y) | ||
| Kevin Amoo Mensah | Registered representative | CFP | Jun 2026 (0y) | |
| Lisa A Amador | Registered representative | Jun 2026 (0y) | ||
| Lisa Schor | Registered representative | Jun 2026 (0y) | ||
| Luca Tolino | Registered representative | Jun 2026 (0y) | ||
| Matthew H Koob | Registered representative | Jun 2026 (0y) | ||
| Maxwell Clauss | Registered representative | Jun 2026 (0y) | ||
| Roosevelt Clairjour | Registered representative | CFP | Jun 2026 (0y) | |
| Stephen Schor | Registered representative | Jun 2026 (0y) | ||
| Sadia Hasan | Registered representative | Jun 2026 (0y) | ||
| Susan Gim | Registered representative | Jun 2026 (0y) | ||
| Thomas J Moll | Registered representative | Jun 2026 (0y) | ||
| Andrew John Leimenstoll | Registered representative | Jun 2026 (0y) | ||
| Brooke Faxon | Registered representative | Jun 2026 (0y) | ||
| Brooke N Vannoy | Registered representative | Jun 2026 (0y) | ||
| Graham P Martens | Registered representative | Jun 2026 (0y) | ||
| Juan Pablo Gutierrez Girault | Registered representative | Jun 2026 (0y) | ||
| Michele Girgenti | Registered representative | Jun 2026 (0y) | ||
| Michael F Burns | Registered representative | Jun 2026 (0y) | ||
| Nicolo M Del Pietro | Registered representative | Jun 2026 (0y) | ||
| Sebastian Seebach | Registered representative | Jun 2026 (0y) | ||
| Aidan J Tripoli | Registered representative | Jun 2026 (0y) | ||
| Carter Wilson Black | Registered representative | Jun 2026 (0y) | ||
| Irina V Ceruti | Registered representative | Jun 2026 (0y) | ||
| Michael Anthony Hurt | Registered representative | Jun 2026 (0y) | ||
| Niall Thomas Kaines | Registered representative | Jun 2026 (0y) | ||
| Shane C Johnson | Registered representative | Jun 2026 (0y) | ||
| Emily L Elliott | Registered representative | Jun 2026 (0y) | ||
| Mason T White | Registered representative | Jun 2026 (0y) | ||
| Matthew Patrick Maguire | Registered representative | Jun 2026 (0y) | ||
| Tanvi Devarakonda | Registered representative | Jun 2026 (0y) | ||
| Claudia Cordova | Registered representative | Jun 2026 (0y) | ||
| Mary M Ebert | Registered representative | Jun 2026 (0y) | ||
| Philip Charles Ray Dentler | Registered representative | Jun 2026 (0y) | ||
| Scott C Symank | Registered representative | Jun 2026 (0y) | ||
| Vivek Patel | Registered representative | Jun 2026 (0y) | ||
| Alexander M Boory | Registered representative | Jun 2026 (0y) | ||
| Christopher B Lamm | Registered representative | Jun 2026 (0y) | ||
| Conor Salvatore Morreale | Registered representative | Jun 2026 (0y) | ||
| Gregory Healy | Registered representative | CFP Personal Financial Specialist | Jun 2026 (0y) | |
| Jonas Byron Tripp | Registered representative | Jun 2026 (0y) | ||
| Juan D Morales | Registered representative | Jun 2026 (0y) | ||
| Katie Ann Sleipness | Registered representative | Jun 2026 (0y) | ||
| Matthew N Samson | Registered representative | Jun 2026 (0y) | ||
| Michael V Sayo | Registered representative | Jun 2026 (0y) | ||
| Patrick M Fry | Registered representative | Jun 2026 (0y) | ||
| Stephanie Edmunds | Registered representative | CFP | Jun 2026 (0y) | |
| Zachary L Leiderman | Registered representative | Jun 2026 (0y) | ||
| Dean Ranlof | Registered representative | Jun 2026 (0y) | ||
| Patrick M Kral | Registered representative | Jun 2026 (0y) | ||
| Payne Matthew Speicher | Registered representative | Jun 2026 (0y) | ||
| Preston C Bin | Registered representative | Jun 2026 (0y) | ||
| Samantha L Kopf | Registered representative | Jun 2026 (0y) | ||
| Aaron Chung | Registered representative | Jun 2026 (0y) | ||
| Arianne Cendon Ruisanchez | Registered representative | Jun 2026 (0y) | ||
| Belinda Boden | Registered representative | Jun 2026 (0y) | ||
| Evan M Phelps | Registered representative | Jun 2026 (0y) | ||
| Micah M Burrow | Registered representative | Jun 2026 (0y) | ||
| Nicolas Walter | Registered representative | Jun 2026 (0y) | ||
| Richard E Marshall | Registered representative | Jun 2026 (0y) | ||
| Ryan Khosla | Registered representative | Jun 2026 (0y) | ||
| Cody Rankin | Registered representative | Jun 2026 (0y) | ||
| Emilia Penney | Registered representative | Jun 2026 (0y) | ||
| Ethan Grindle | Registered representative | Jun 2026 (0y) | ||
| Evan D Meyer | Registered representative | Jun 2026 (0y) | ||
| Janet S Perry | Registered representative | Jun 2026 (0y) | ||
| Jason Morgan | Registered representative | Jun 2026 (0y) | ||
| Monica Elizabeth Grubbs | Registered representative | Jun 2026 (0y) | ||
| Nam Hoang Nguyen | Registered representative | Jun 2026 (0y) | ||
| Nicholas J Campion | Registered representative | Jun 2026 (0y) | ||
| Arthur Garofalo | Registered representative | Jun 2026 (0y) | ||
| Alejandro Luis Malespin | Registered representative | Jun 2026 (0y) | ||
| Antonio F Biscardi | Registered representative | Jun 2026 (0y) | ||
| Luke J Dawson | Registered representative | Jun 2026 (0y) | ||
| Michael Allaway | Registered representative | Jun 2026 (0y) | ||
| Ryan C Bentzen | Registered representative | Jun 2026 (0y) | ||
| William Howard Folks | Registered representative | Jun 2026 (0y) | ||
| Kaitlyn R Davis | Registered representative | Jun 2026 (0y) | ||
| Mckayla D Yang | Registered representative | Jun 2026 (0y) | ||
| Rachel Patton | Registered representative | Jun 2026 (0y) | ||
| Xiaoxiao Cui | Registered representative | Jun 2026 (0y) | ||
| Ada A Shaffer | Registered representative | Jun 2026 (0y) | ||
| Amanda Renee Munselle | Registered representative | Jun 2026 (0y) | ||
| Byungguan Jung | Registered representative | Jun 2026 (0y) | ||
| Douglas Beckner | Registered representative | Jun 2026 (0y) | ||
| Eric Grasinger | Registered representative | Jun 2026 (0y) | ||
| Ethan Denslow | Registered representative | Jun 2026 (0y) | ||
| Hailey Jordan Schwartz | Registered representative | Jun 2026 (0y) | ||
| Juan Eduardo Eduardo Lecaros | Registered representative | Jun 2026 (0y) | ||
| Kathleen F Morano | Registered representative | Jun 2026 (0y) | ||
| Karen E Looser | Registered representative | Jun 2026 (0y) | ||
| Mark Anthony Cook | Registered representative | Jun 2026 (0y) | ||
| Sneh Raghu | Registered representative | Jun 2026 (0y) | ||
| Warren Kevin Neaves | Registered representative | CFP Chartered Financial Consultant CFA | Jun 2026 (0y) | |
| Alec Cole Bales | Registered representative | Jun 2026 (0y) | ||
| Andrew K Tuder | Registered representative | Jun 2026 (0y) | ||
| Ayomikun O Obileye | Registered representative | Jun 2026 (0y) | ||
| Cecilia Tepper Kiker | Registered representative | Jun 2026 (0y) | ||
| Coalter Smith | Registered representative | Jun 2026 (0y) | ||
| Degar Ro | Registered representative | Jun 2026 (0y) | ||
| Kirk Knudsen | Registered representative | CFP | Jun 2026 (0y) | |
| Mary Karimi Mugambi | Registered representative | Jun 2026 (0y) | ||
| Mauricio Rojas | Registered representative | Jun 2026 (0y) | ||
| Mathew R Meyer | Registered representative | Jun 2026 (0y) | ||
| Michael F Turner | Registered representative | Jun 2026 (0y) | ||
| Nicolas Joseph Mossotti | Registered representative | Jun 2026 (0y) | ||
| Sonja Angelova Youngberg | Registered representative | Jun 2026 (0y) | ||
| Vicki Andrews | Registered representative | Jun 2026 (0y) | ||
| Allison L Martinez Martinez | Registered representative | Jun 2026 (0y) | ||
| Flora Mary Margaret Lister | Registered representative | Jun 2026 (0y) | ||
| Jeff T Dear | Registered representative | Jun 2026 (0y) | ||
| Jesse L Amaya | Registered representative | Jun 2026 (0y) | ||
| Jason W Beck | Registered representative | Jun 2026 (0y) | ||
| Mia Victoria Greenfield | Registered representative | Jun 2026 (0y) | ||
| Paul Byron Jones | Registered representative | Jun 2026 (0y) | ||
| Ryan D Getz | Registered representative | Jun 2026 (0y) | ||
| Robert D Gerwing | Registered representative | Jun 2026 (0y) | ||
| Steven Reardon | Registered representative | Jun 2026 (0y) | ||
| Steven Denicke | Registered representative | Jun 2026 (0y) | ||
| Evan Parker | Registered representative | Jun 2026 (0y) | ||
| Ian Ratner | Registered representative | Jun 2026 (0y) | ||
| Kathleen M Griffin | Registered representative | CFP | Jun 2026 (0y) | |
| Kierstyn Abreu | Registered representative | Jun 2026 (0y) | ||
| Maeve Maloney | Registered representative | Jun 2026 (0y) | ||
| Nicholas Rubinowicz | Registered representative | Jun 2026 (0y) | ||
| Rosanne B Muschenheim | Registered representative | Jun 2026 (0y) | ||
| Samantha C Sylvester | Registered representative | Jun 2026 (0y) | ||
| Scott Howard Geller | Registered representative | Jun 2026 (0y) | ||
| Zachery I Sobel | Registered representative | Jun 2026 (0y) | ||
| Cameron Paul Lail | Registered representative | Jun 2026 (0y) | ||
| Danisbel Conesa | Registered representative | Jun 2026 (0y) | ||
| Devyn Mc Auliffe Bachi | Registered representative | Jun 2026 (0y) | ||
| Dillon Rawson | Registered representative | Jun 2026 (0y) | ||
| Karl Logan Jansson | Registered representative | Jun 2026 (0y) | ||
| Pervin Ribeiro Ozer | Registered representative | Jun 2026 (0y) | ||
| Steven Gold | Registered representative | Jun 2026 (0y) | ||
| Sean Kruger | Registered representative | Jun 2026 (0y) | ||
| Thomas Duggan | Registered representative | Jun 2026 (0y) | ||
| Andie J Davis | Registered representative | Jun 2026 (0y) | ||
| Hank M Tsai | Registered representative | Jun 2026 (0y) | ||
| Jonathan Miller | Registered representative | Jun 2026 (0y) | ||
| Mary C Grygier | Registered representative | Jun 2026 (0y) | ||
| Zachary D James | Registered representative | Jun 2026 (0y) | ||
| Devon A Wagner | Registered representative | Jun 2026 (0y) | ||
| Julia L Dinota | Registered representative | Jun 2026 (0y) | ||
| Michael Anthony Rogero | Registered representative | Jun 2026 (0y) | ||
| Nicholas Shute | Registered representative | Jun 2026 (0y) | ||
| Quinn P Nolan | Registered representative | Jun 2026 (0y) | ||
| Aidan J Mc Daniel | Registered representative | Jun 2026 (0y) | ||
| John Andrew Darcy | Registered representative | Jun 2026 (0y) | ||
| Matthew D Lankford | Registered representative | Jun 2026 (0y) | ||
| Marissa Beney | Registered representative | Jun 2026 (0y) | ||
| Nicholas James Anderson | Registered representative | Jun 2026 (0y) | ||
| Jesse Warshaw | Registered representative | Jun 2026 (0y) | ||
| Kristin Laub Bohonnon | Registered representative | Jun 2026 (0y) | ||
| Andrew J Fine | Registered representative | Jun 2026 (0y) | ||
| Grady Holt | Registered representative | Jun 2026 (0y) | ||
| Jerson K Maldonado | Registered representative | Jun 2026 (0y) | ||
| Kanyon Sar | Registered representative | Jun 2026 (0y) | ||
| Mason J Preston | Registered representative | Jun 2026 (0y) | ||
| Michael Mohr | Registered representative | Jun 2026 (0y) | ||
| Zane A Harris | Registered representative | Jun 2026 (0y) | ||
| Ethan Landau | Registered representative | Jun 2026 (0y) | ||
| Hunter C Brownstein | Registered representative | Jun 2026 (0y) | ||
| Carter G Lawrence | Registered representative | Jun 2026 (0y) | ||
| Jacob R Zajdzinski | Registered representative | Jun 2026 (0y) | ||
| Jerel Lee Negron | Registered representative | Jun 2026 (0y) | ||
| Noah Mendoza | Registered representative | Jun 2026 (0y) | ||
| Regan K Licht | Registered representative | Jun 2026 (0y) | ||
| Shane A Meldahl | Registered representative | Jun 2026 (0y) | ||
| Vincent J Romero | Registered representative | Jun 2026 (0y) | ||
| Angela Marie Sebastiano | Registered representative | Jun 2026 (0y) | ||
| Alec Patrick Trujillo | Registered representative | Jun 2026 (0y) | ||
| Andrew H Shaffer | Registered representative | Jun 2026 (0y) | ||
| Brian Shih | Registered representative | Jun 2026 (0y) | ||
| Dave Martin Perez | Registered representative | Jun 2026 (0y) | ||
| Kyle Madsen Jeffery | Registered representative | Jun 2026 (0y) | ||
| Chris Kawashima | Registered representative | CFP | Jul 2026 (0y) | |
| Conor K Dunn | Registered representative | Jul 2026 (0y) | ||
| Juan Arboleda | Registered representative | Jul 2026 (0y) | ||
| Michael Scott Epstein | Registered representative | Jul 2026 (0y) | ||
| Sydney P Baarstad | Registered representative | Jul 2026 (0y) | ||
| Alexander J Gallup | Registered representative | Jul 2026 (0y) | ||
| Amanda Bixby | Registered representative | Jul 2026 (0y) | ||
| Breeanna N Szittai | Registered representative | Jul 2026 (0y) | ||
| Caellen H Roberts | Registered representative | Jul 2026 (0y) | ||
| Lisa Dimter | Registered representative | Jul 2026 (0y) | ||
| Mitchell Lamchick | Registered representative | CFP | Jul 2026 (0y) | |
| Saige Merchant Emanuel | Registered representative | Jul 2026 (0y) | ||
| Tristan Odell | Registered representative | Jul 2026 (0y) | ||
| William H Jones | Registered representative | Jul 2026 (0y) | ||
| Colin J Gleason | Registered representative | Jul 2026 (0y) | ||
| Gemma J Coster | Registered representative | Jul 2026 (0y) | ||
| Luca C Russo | Registered representative | Jul 2026 (0y) | ||
| Ahmed Elsayed | Registered representative | Jul 2026 (0y) | ||
| Allison Elaine Williams Fogg | Registered representative | Jul 2026 (0y) | ||
| Jake T Ciancio | Registered representative | Jul 2026 (0y) | ||
| Kelly Wilhite | Registered representative | Jul 2026 (0y) | ||
| Kevin S Watkins | Registered representative | Jul 2026 (0y) | ||
| William P Kitto | Registered representative | Jul 2026 (0y) | ||
| Cameron Tomassone | Registered representative | Jul 2026 (0y) | ||
| Eduardo Gerami | Registered representative | Jul 2026 (0y) | ||
| Nicole Megowan | Registered representative | Jul 2026 (0y) | ||
| Sydney K Fling | Registered representative | Jul 2026 (0y) | ||
| Angelo Gentile | Registered representative | CFP | Jul 2026 (0y) | |
| Darren Dequatro | Registered representative | Jul 2026 (0y) | ||
| David Bernacchia | Registered representative | Jul 2026 (0y) | ||
| Dener Jose De Souza | Registered representative | Jul 2026 (0y) | ||
| Jax Osiris Liescheidt | Registered representative | Jul 2026 (0y) | ||
| Kayla Clark | Registered representative | Jul 2026 (0y) | ||
| Matthew J Sullivan | Registered representative | Jul 2026 (0y) | ||
| Michael Duarte | Registered representative | Jul 2026 (0y) | ||
| Claire Louise Hanley | Registered representative | Jul 2026 (0y) | ||
| Jacob Hawkins | Registered representative | Jul 2026 (0y) | ||
| Michael J Rudnick | Registered representative | Jul 2026 (0y) | ||
| Tyler D Manner | Registered representative | Jul 2026 (0y) | ||
| Victoria Taylor Calandra | Registered representative | Jul 2026 (0y) | ||
| Aidan S Tessler | Registered representative | Jul 2026 (0y) | ||
| John C Cowdrick | Registered representative | Jul 2026 (0y) | ||
| Kyle Knepp | Registered representative | Jul 2026 (0y) | ||
| Kyle Rutledge | Registered representative | Jul 2026 (0y) | ||
| Lacey M Somwaru | Registered representative | Jul 2026 (0y) | ||
| Lukas M Van Lankvelt | Registered representative | Jul 2026 (0y) | ||
| Nicholas Joseph Gallino | Registered representative | Jul 2026 (0y) | ||
| Thomas E. Guillot | Registered representative | Jul 2026 (0y) | ||
| Wyatt M Updegraff | Registered representative | Jul 2026 (0y) | ||
| Alexander L Emanuel | Registered representative | Jul 2026 (0y) | ||
| Angelina J Yu | Registered representative | Jul 2026 (0y) | ||
| Anthony Rocco Liverano | Registered representative | Jul 2026 (0y) | ||
| Craig Glackin | Registered representative | Jul 2026 (0y) | ||
| Daniel Di Natale | Registered representative | Jul 2026 (0y) | ||
| Elizabeth Leah Berstler | Registered representative | Jul 2026 (0y) | ||
| Jaden Michael Kopser | Registered representative | Jul 2026 (0y) | ||
| Javier A Garcia | Registered representative | Jul 2026 (0y) | ||
| Ka Ho Ngai | Registered representative | Jul 2026 (0y) | ||
| Michael Fredrick Bogden | Registered representative | Jul 2026 (0y) | ||
| William Sabia | Registered representative | Jul 2026 (0y) | ||
| Eliud Parada | Registered representative | Jul 2026 (0y) | ||
| Jonathan Lawrence | Registered representative | Jul 2026 (0y) | ||
| Kelsey Leighton | Registered representative | Jul 2026 (0y) | ||
| Mian Harris Yaseen | Registered representative | Jul 2026 (0y) | ||
| Michael Trotter | Registered representative | Jul 2026 (0y) | ||
| Michell A Medeiros | Registered representative | Jul 2026 (0y) | ||
| Colin Shust | Registered representative | Jul 2026 (0y) | ||
| Dakota Bradshaw | Registered representative | Jul 2026 (0y) | ||
| David Donald Powell | Registered representative | Jul 2026 (0y) | ||
| Jake J Brunoldi | Registered representative | Jul 2026 (0y) | ||
| Julian C Lardizabal | Registered representative | Jul 2026 (0y) | ||
| Thomas W Manty | Registered representative | Jul 2026 (0y) | ||
| Peter Orourke | Registered representative | Jul 2026 (0y) | ||
| Edward George Powell | Registered representative | Jul 2026 (0y) | ||
| Grace Long | Registered representative | Jul 2026 (0y) | ||
| Jennifer Eagan | Registered representative | Jul 2026 (0y) | ||
| James M Zich | Registered representative | Jul 2026 (0y) | ||
| Kathryn M Slattery | Registered representative | Jul 2026 (0y) | ||
| Kevin Shaun Cosby | Registered representative | Jul 2026 (0y) | ||
| Rebecca Falco | Registered representative | Jul 2026 (0y) | ||
| Shannon Emily Canning | Registered representative | Jul 2026 (0y) | ||
| Thomas Noble | Registered representative | Jul 2026 (0y) | ||
| Whitney Henson | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Morgan Stanley Capital Management, Llc | Member | Aug 2023 | A | 75% or more |
| Morgan Stanley | Member | Oct 2002 | B | 75% or more of Morgan Stanley Capital Management Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Oncology Specialties, P.C. Retirement Plan | Oncology Specialties, P.C. | 0 | $0 | 01/01/2025 |
| Myorthos 401(k) Plan | Myorthos Holdings, Llc | 0 | $0 | 01/01/2025 |
| John Moriarty & Associates, Inc. 401 K Retirement Plan | John Moriarty & Associates, Inc. | 344 | $112M | 11/01/2024 |
| Local Union 1158 I.B.E.W. Pension Fund Pa | Board Of Trustees Of The Local Union 1158 I.B.E.W. Pension Fund Pa | 0 | $33.8M | 11/01/2024 |
| Independent Dialysis Foundation, Inc. Retirement Plan And Trust | Independent Dialysis Foundation, Inc. | 101 | $8.2M | 10/01/2024 |
| Simulation Technologies, Inc. 401(k) Profit Sharing Plan | Simulation Technologies, Inc | 228 | $88.1M | 10/01/2024 |
| Frank Lumber Co., Inc. Retirement And Savings Plan | Frank Lumber Co., Inc. | 141 | $10.5M | 10/01/2024 |
| Miller's Textile Services, Inc. 401(k) Profit Sharing Plan | Miller's Textile Services, Inc. | 207 | $11.2M | 10/01/2024 |
| Transportation Specialist 401(k) & Profit Sharing Plan | Transportation Management Consultants, Inc. | 225 | $6.5M | 10/01/2024 |
| Tgt Enterprises, Inc. 401(k) Plan | Tgt Enterprises Inc. Dba Anderson | 156 | $17.8M | 10/01/2024 |
| Hamamatsu Corporation Profit Sharing Plan | Hamamatsu Corporation | 251 | $65.9M | 10/01/2024 |
| Hamamatsu Corporation Money Purchase Plan | Hamamatsu Corporation | 250 | $47.7M | 10/01/2024 |
| Glenroy, Inc. 401(k) Retirement Plan | Glenroy, Inc. | 195 | $32.7M | 10/01/2024 |
| The Unity Council 403(b) Plan | Spanish Speaking Unity Council Of Alameda County | 325 | $12.9M | 10/01/2024 |
| Tabor Hills 401(k) Plan | Bohemian Home For The Aged | 179 | $9.4M | 10/01/2024 |
| Easter Seals Massachusetts 403(b)(7) Plan | Easter Seals Massachusetts, Inc. | 260 | $9.7M | 09/01/2024 |
| Wwec Local 863 Pension Plan | Wwec Local 863 Pension Plan | 740 | $202M | 09/01/2024 |
| Cement Masons Pension Trust Fund For Northern California | Cement Masons Pension Trust Fund For N.Cal | 2,920 | $775M | 09/01/2024 |
| Retirement Plan For Employees Of Texas State Teachers Association | Texas State Teachers Association | 48 | $41.6M | 09/01/2024 |
| Construction & General Laborers' Local 190 Pension Fund | Construction & General Laborers' Local 190 Pension | 741 | $166M | 08/01/2024 |
| Plumbers And Pipefitters Local Union No. 803 Pension Fund | Board Of Trustees Of Plumbers Local Union No. 803 Pension Fund | 416 | $51.5M | 08/01/2024 |
| Employer Local No. 375 Pension Plan | Employer Local 375 Pension Plan C/O Beacon Administrators & Consultant | 0 | $21.3M | 08/01/2024 |
| Sloan Valve Company Factory Employees' Amended Pension Plan | Sloan Valve Company | 89 | $7.4M | 08/01/2024 |
| Endries International Inc. 401(k) Plan | Endries International Inc. | 844 | $72.0M | 08/01/2024 |
| I.B.E.W. Local Union 481 Defined Contribution Plan | Ibew Local Union 481 Defined Contribution | 3,110 | $296M | 07/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (24)
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 19.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Dec 16, 2024
Allegations: BAFIN ALLEGES NON-COMPLIANCE WITH THE GERMAN SECURITIES TRADING ACT BETWEEN FEBRUARY 2018 AND MARCH 2018 BY ONE OR SEVERAL MORGAN STANLEY ENTITIES FAILING TO SUBMIT NOTIFICATIONS OF CHANGES IN VOTING RIGHTS IN A GERMAN LISTED ENTITY WITHIN THE PRESCRIBED TIME. Status: Final
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT BETWEEN 2009 AND 2010 MSSB FAILED TO ADEQUATELY SUPERVISE BY FOLLOWING FIRM POLICIES AND PROCEDURES TO DETECT AND CAUSE THE REPORTING OF POTENTIALLY SUSPICIOUS TRANSACTIONS. Status: Final Sanction Detail: THE FINE OF $200,000 WAS PAID ON 7/11/2016. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY (MSSB) ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT TO SETTLE ALLEGATIONS THAT MSSB VIOLATED NASD CONDUCT RULE 3011(A) (FOR CONDUCT ON OR BEFORE DECEMBER 31, 2009) AND FINRA RULES 3310(A) (FOR CONDUCT AFTER JANUARY 1, 2010) RELATING TO THE ASHEVILLE, NORTH CAROLINA BRANCH OFFICE'S FAILURE TO ADEQUATELY SUPERVISE THE CHECKING ACTIVITIES OF A CLIENT TO DETECT SUSPICIOUS CHECKING ACTIVITY.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM VIOLATED FINRA RULES 2360(B)(5) AND 2010 BY REPORTING NUMEROUS OPTIONS POSITIONS TO THE LARGE OPTIONS POSITIONS REPORT SYSTEM (LOPR): A) WITHOUT THE REQUISITE IN-CONCERT IDENTIFICATION; B) WITHOUT TAX IDENTIFICATION NUMBERS OR SOCIAL SECURITY NUMBERS; C) IN THE WRONG ACCOUNT TYPE, IN THAT THE FIRM REPORTED "CUSTOMER" POSITIONS WITH AN INACCURATE ACCOUNT TYPE OF "FIRM"; D) WITH ACCOUNT NAMES EXTENDING INTO THE ADDRESS FIELD, WITH INCOMPLETE ADDRESS FIELDS, OR WITH STREET ADDRESSES THAT INCLUDED ADDITIONAL INFORMATION; AND E) WITHOUT A ZIP CODE. IN ADDITION, FINRA ALLEGED THAT IN CONNECTION WITH REPORTING NUMEROUS OPTIONS POSITIONS TO THE LOPR, THE FIRM VIOLATED FINRA RULES 2360(B)(5) AND 2010 BY FAILING TO: A) CAPTURE FOR IN-CONCERT REPORTING CERTAIN JOINT AND PARTNERSHIP ACCOUNTS, ACCOUNTS WITH A STATUS OF CLOSED OR "SWUNG" (CLIENT ACCOUNT TRANSFERRED TO NEW ACCOUNT NUMBER), CERTAIN FOREIGN ACCOUNTS, CERTAIN FINANCIAL ADVISOR AND PORTFOLIO MANAGER ACCOUNTS, AND ACCOUNTS WITH THIRD-PARTY TRADING AUTHORITY OVER NON-DISCRETIONARY ACCOUNTS; B) INCLUDE FLEX OPTIONS IN ITS LOPR AGGREGATION; C) INCLUDE OPTIONS MARKED AS INACTIVE IN ITS LOPR POSITION FILE; AND D) CORRECTLY POPULATE THE EFFECTIVE DATE OF OPTIONS POSITIONS WITH THE SUBMISSION DATE RATHER THAN THE TRADE DATE. FINRA ALSO ALLEGED THAT THE FIRM VIOLATED NASD RULE 3010 AND FINRA RULES 3110 AND 2010 BY FAILING TO HAVE SUPERVISORY SYSTEMS AND CONTROLS IN PLACE, INCLUDING A SEPARATE SYSTEM OF FOLLOW-UP AND REVIEW, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH OPTION REPORTING RULES AND BY LACKING ADEQUATE WRITTEN SUPERVISORY PROCEDURES REQUIRING REVIEWS TO ENSURE THAT ITS SUBMISSIONS TO THE LOPR WERE COMPLETE AND ACCURATE. Status: Final Sanction Detail: THE FIRM WAS FINED AN AGGREGATE OF $2,200,000, OF WHICH $1,650,000 WAS PAID TO NYSE MKT LLC ON NOVEMBER 1, 2016 AND THE BALANCE WAS PAID TO FINRA PURSUANT AN EQUIVALENT SETTLEMENT AGREEMENT ENTERED CONCURRENTLY BETWEEN THE FIRM AND FINRA. Summary: ON OCTOBER 17, 2016, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND FINRA ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT THE FIRM VIOLATED FINRA RULES 2360(B)(5) AND 2010 BY REPORTING NUMEROUS OPTIONS POSITIONS TO THE LARGE OPTIONS POSITIONS REPORT SYSTEM (LOPR): A) WITHOUT THE REQUISITE IN-CONCERT IDENTIFICATION; B) WITHOUT TAX IDENTIFICATION NUMBERS OR SOCIAL SECURITY NUMBERS; C) IN THE WRONG ACCOUNT TYPE, IN THAT THE FIRM REPORTED "CUSTOMER" POSITIONS WITH AN INACCURATE ACCOUNT TYPE OF "FIRM"; D) WITH ACCOUNT NAMES EXTENDING INTO THE ADDRESS FIELD, WITH INCOMPLETE ADDRESS FIELDS, OR WITH STREET ADDRESSES THAT INCLUDED ADDITIONAL INFORMATION; AND E) WITHOUT A ZIP CODE. IN ADDITION, FINRA ALLEGED THAT IN CONNECTION WITH REPORTING NUMEROUS OPTIONS POSITIONS TO THE LOPR, THE FIRM VIOLATED FINRA RULES 2360(B)(5) AND 2010 BY FAILING TO: A) CAPTURE FOR IN-CONCERT REPORTING CERTAIN JOINT AND PARTNERSHIP ACCOUNTS, ACCOUNTS WITH A STATUS OF CLOSED OR "SWUNG" (CLIENT ACCOUNT TRANSFERRED TO NEW ACCOUNT NUMBER), CERTAIN FOREIGN ACCOUNTS, CERTAIN FINANCIAL ADVISOR AND PORTFOLIO MANAGER ACCOUNTS, AND ACCOUNTS WITH THIRD-PARTY TRADING AUTHORITY OVER NON-DISCRETIONARY ACCOUNTS; B) INCLUDE FLEX OPTIONS IN ITS LOPR AGGREGATION; C) INCLUDE OPTIONS MARKED AS INACTIVE IN ITS LOPR POSITION FILE; AND D) CORRECTLY POPULATE THE EFFECTIVE DATE OF OPTIONS POSITIONS WITH THE SUBMISSION DATE RATHER THAN THE TRADE DATE. FINRA ALSO ALLEGED THAT THE FIRM VIOLATED NASD RULE 3010 AND FINRA RULES 3110 AND 2010 BY FAILING TO HAVE SUPERVISORY SYSTEMS AND CONTROLS IN PLACE, INCLUDING A SEPARATE SYSTEM OF FOLLOW-UP AND REVIEW, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE OPTION REPORTING RULES AND BY LACKING ADEQUATE WRITTEN SUPERVISORY PROCEDURES REQUIRING REVIEWS TO ENSURE THAT ITS SUBMISSIONS TO THE LOPR WERE COMPLETE AND ACCURATE. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $2,200,000, OF WHICH $550,000 WAS PAID TO FINRA AND THE BALANCE WAS PAID TO NYSE MKT LLC PURSUANT TO AN EQUIVALENT SETTLEMENT AGREEMENT ENTERED CONCURRENTLY BETWEEN THE FIRM AND NYSE MKT LLC.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: NYSE MKT LLC (EXCHANGE) ALLEGED THAT THE FIRM VIOLATED EXCHANGE RULE 906(A).NY BY REPORTING NUMEROUS OPTIONS POSITIONS TO THE LARGE OPTIONS POSITIONS REPORT SYSTEM (LOPR): A) WITHOUT THE REQUISITE IN-CONCERT IDENTIFICATION; B) WITHOUT TAX IDENTIFICATION NUMBERS OR SOCIAL SECURITY NUMBERS; C) IN THE WRONG ACCOUNT TYPE, IN THAT THE FIRM REPORTED "CUSTOMER" POSITIONS WITH AN INACCURATE ACCOUNT TYPE OF "FIRM"; D) WITH ACCOUNT NAMES EXTENDING INTO THE ADDRESS FIELD, WITH INCOMPLETE ADDRESS FIELDS, OR WITH STREET ADDRESSES THAT INCLUDED ADDITIONAL INFORMATION; AND E) WITHOUT A ZIP CODE. IN ADDITION, THE EXCHANGE ALLEGED THAT IN CONNECTION WITH REPORTING NUMEROUS OPTIONS POSITIONS TO LOPR, THE FIRM VIOLATED EXCHANGE RULE 906(A).NY BY FAILING TO: A) CAPTURE FOR IN-CONCERT REPORTING CERTAIN JOINT AND PARTNERSHIP ACCOUNTS, ACCOUNTS WITH A STATUS OF CLOSED OR "SWUNG" (CLIENT ACCOUNT TRANSFERRED TO NEW ACCOUNT NUMBER), CERTAIN FOREIGN ACCOUNTS, CERTAIN FINANCIAL ADVISOR AND PORTFOLIO MANAGER ACCOUNTS, AND ACCOUNTS WITH THIRD-PARTY TRADING AUTHORITY OVER NON-DISCRETIONARY ACCOUNTS; B) INCLUDE FLEX OPTIONS IN ITS LOPR AGGREGATION; C) INCLUDE OPTIONS MARKED AS INACTIVE IN ITS LOPR POSITION FILE; AND D) CORRECTLY POPULATE THE EFFECTIVE DATE OF OPTIONS POSITIONS WITH THE SUBMISSION DATE RATHER THAN THE TRADE DATE. THE EXCHANGE ALSO ALLEGED THAT THE FIRM VIOLATED EXCHANGE RULE 320.NY BY FAILING TO HAVE SUPERVISORY SYSTEMS AND CONTROLS IN PLACE, INCLUDING A SEPARATE SYSTEM OF FOLLOW-UP AND REVIEW, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE EXCHANGE'S OPTION REPORTING RULES AND BY LACKING ADEQUATE WRITTEN SUPERVISORY PROCEDURES REQUIRING REVIEWS TO ENSURE THAT ITS SUBMISSIONS TO THE LOPR WERE COMPLETE AND ACCURATE. Status: Final Sanction Detail: THE FIRM WAS FINED AN AGGREGATE OF $2,200,000, OF WHICH $1,650,000 WAS PAID TO NYSE MKT LLC ON NOVEMBER 1, 2016 AND THE BALANCE WAS PAID TO FINRA PURSUANT AN EQUIVALENT SETTLEMENT AGREEMENT ENTERED CONCURRENTLY BETWEEN THE FIRM AND FINRA. Summary: ON OCTOBER 17, 2016, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND NYSE MKT LLC (EXCHANGE) ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT THE FIRM VIOLATED EXCHANGE RULE 906(A).NY BY REPORTING NUMEROUS OPTIONS POSITIONS TO THE LARGE OPTIONS POSITIONS REPORT SYSTEM (LOPR): A) WITHOUT THE REQUISITE IN-CONCERT IDENTIFICATION; B) WITHOUT TAX IDENTIFICATION NUMBERS OR SOCIAL SECURITY NUMBERS; C) IN THE WRONG ACCOUNT TYPE, IN THAT THE FIRM REPORTED "CUSTOMER" POSITIONS WITH AN INACCURATE ACCOUNT TYPE OF "FIRM"; D) WITH ACCOUNT NAMES EXTENDING INTO THE ADDRESS FIELD, WITH INCOMPLETE ADDRESS FIELDS, OR WITH STREET ADDRESSES THAT INCLUDED ADDITIONAL INFORMATION; AND E) WITHOUT A ZIP CODE. IN ADDITION, THE EXCHANGE ALLEGED THAT IN CONNECTION WITH REPORTING NUMEROUS OPTIONS POSITIONS TO LOPR, THE FIRM VIOLATED EXCHANGE RULE 906(A).NY BY FAILING TO: A) CAPTURE FOR IN-CONCERT REPORTING CERTAIN JOINT AND PARTNERSHIP ACCOUNTS, ACCOUNTS WITH A STATUS OF CLOSED OR "SWUNG" (CLIENT ACCOUNT TRANSFERRED TO NEW ACCOUNT NUMBER), CERTAIN FOREIGN ACCOUNTS, CERTAIN FINANCIAL ADVISOR AND PORTFOLIO MANAGER ACCOUNTS, AND ACCOUNTS WITH THIRD-PARTY TRADING AUTHORITY OVER NON-DISCRETIONARY ACCOUNTS; B) INCLUDE FLEX OPTIONS IN ITS LOPR AGGREGATION; C) INCLUDE OPTIONS MARKED AS INACTIVE IN ITS LOPR POSITION FILE; AND D) CORRECTLY POPULATE THE EFFECTIVE DATE OF OPTIONS POSITIONS WITH THE SUBMISSION DATE RATHER THAN THE TRADE DATE. THE EXCHANGE ALSO ALLEGED THAT THE FIRM VIOLATED EXCHANGE RULE 320.NY BY FAILING TO HAVE SUPERVISORY SYSTEMS AND CONTROLS IN PLACE, INCLUDING A SEPARATE SYSTEM OF FOLLOW-UP AND REVIEW, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE EXCHANGE'S OPTION REPORTING RULES AND BY LACKING ADEQUATE WRITTEN SUPERVISORY PROCEDURES REQUIRING REVIEWS TO ENSURE THAT ITS SUBMISSIONS TO THE LOPR WERE COMPLETE AND ACCURATE. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $2,200,000, OF WHICH $1,650,000 WAS PAID TO THE EXCHANGE AND THE BALANCE WAS PAID TO FINRA PURSUANT TO AN EQUIVALENT SETTLEMENT AGREEMENT ENTERED CONCURRENTLY BETWEEN THE FIRM AND FINRA.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM VIOLATED MSRB RULES G-17, G-30(A) AND G-30(B) BY PURCHASING OR SELLING CERTAIN MUNICIPAL SECURITIES FOR ITS OWN ACCOUNT TO A CUSTOMER AT A PRICE THAT WAS NOT FAIR AND REASONABLE, OR INCLUDING A COMMISSION OR SERVICE CHARGE THAT WAS IN EXCESS OF A FAIR AND REASONABLE AMOUNT. Status: Final Sanction Detail: THE $115,000 PENALTY WAS PAID ON FEBRUARY 24, 2017. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, ON FEBRUARY 15, 2017, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND FINRA ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT THE FIRM VIOLATED MSRB RULES G-17, G-30(A) AND G-30(B) BY PURCHASING OR SELLING CERTAIN MUNICIPAL SECURITIES FOR ITS OWN ACCOUNT TO A CUSTOMER AT A PRICE THAT WAS NOT FAIR AND REASONABLE, OR INCLUDING A COMMISSION OR SERVICE CHARGE THAT WAS IN EXCESS OF A FAIR AND REASONABLE AMOUNT. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $115,000, AS WELL AS AGREEING TO PAY RESTITUTION OF $57,159.52.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT VIOLATED NASD RULE 3010 AND FINRA RULES 3110 AND 2010 BY FAILING TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM AND WRITTEN SUPERVISORY PROCEDURES (WSPS) REASONABLY DESIGNED TO DETECT AND PREVENT POTENTIALLY UNSUITABLE SHORT-TERM TRADING OF UNIT INVESTMENT TRUSTS (UITS), INCLUDING THAT THE FIRM FAILED TO ADEQUATELY SUPERVISE REPRESENTATIVES' SALES OF UITS BY PROVIDING INSUFFICIENT GUIDANCE TO SUPERVISORS REGARDING HOW THEY SHOULD MONITOR AND REVIEW UIT TRANSACTIONS TO DETECT UNSUITABLE SHORT-TERM TRADING OF UITS, INCLUDING SHORT-TERM ROLLOVERS. THE FIRM ALSO FAILED TO CONDUCT TRAINING FOR REGISTERED REPRESENTATIVES SPECIFIC TO UITS DURING THE RELEVANT PERIOD AND HAD AN INADEQUATE SYSTEM, INCLUDING NO AUTOMATED MECHANISM, TO DETECT POTENTIALLY UNSUITABLE SHORT-TERM UIT ROLLOVERS. IN JUNE 2015, THE FIRM MODIFIED ITS POLICIES AND PROCEDURES TO INCLUDE UIT ROLLOVERS IN THE SWITCH DEFINITION, THEREBY MAKING UIT ROLLOVERS EXECUTED MORE THAN 100 DAYS PRIOR TO MATURITY SUBJECT TO THE FIRM'S SUPERVISORY REVIEW AND APPROVAL PROCESS. Status: Final Sanction Detail: THE FINE OF $3,250,000.00 WAS PAID ON OCTOBER 13, 2017. RESTITUTION TO BE PAID WITHIN 120 DAYS. Summary: IN RESOLVING THIS MATTER, FINRA HAS RECOGNIZED THE FIRM'S COOPERATION IN HAVING: (1) INITIATED, PRIOR TO INTERVENTION BY A REGULATOR, A FIRM-WIDE INVESTIGATION TO IDENTIFY THE SCOPE OF POTENTIALLY UNSUITABLE SHORT-TERM UIT ROLLOVERS; (2) IDENTIFIED CUSTOMERS HARMED BY POTENTIALLY UNSUITABLE SHORT-TERM UIT ROLLOVERS AND ESTABLISHED A PLAN TO PROVIDED REMEDIATION TO THOSE CUSTOMERS; AND 3) PROVIDED SUBSTANTIAL ASSISTANCE TO FINRA IN ITS INVESTIGATION.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM DID NOT SEND CERTAIN MARGIN DISCLOSURES TO CLIENTS AS REQUIRED UNDER FINRA RULE 2264(B) DURING 2012, 2013 AND 2014 IN VIOLATION OF FINRA RULES 2010 AND 2264(B). Status: Final Sanction Detail: THE FINE OF $150,000 WAS PAID ON NOVEMBER 29, 2017. Summary: ON NOVEMBER 17, 2017, MORGAN STANLEY SMITH BARNEY LLC WAS ASSESSED A FINE OF $150,000 BY FINRA IN CONNECTION WITH ALLEGATIONS THAT THE FIRM DID NOT SEND CERTAIN MARGIN DISCLOSURES TO CLIENTS AS REQUIRED UNDER FINRA RULE 2264(B) DURING 2012, 2013 AND 2014 IN VIOLATION OF FINRA RULES 2010 AND 2264(B).
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM, AND FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE WRITTEN SUPERVISORY PROCEDURES WITH RESPECT TO ITS UNIFORM GIFTS TO MINORS ACT AND/OR THE UNIFORM TRANSFERS TO MINORS ACT (UTMA) ACCOUNTS. SPECIFICALLY, THE FIRM DID NOT ESTABLISH REASONABLE SYSTEMS OR PROCEDURES RELATED TO THE CUSTODIANS' OBLIGATION TO TIMELY TRANSFER CONTROL OVER THE CUSTODIAL PROPERTY TO THE BENEFICIARY. Status: Final Sanction Detail: THE FINE OF $300,000 WAS PAID ON JANUARY 10, 2020. Summary: ON DECEMBER 26, 2019, WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO A CENSURE, A FINE OF $300,000, AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM, AND FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE WRITTEN SUPERVISORY PROCEDURES WITH RESPECT TO ITS UNIFORM GIFTS TO MINORS ACT AND/OR THE UNIFORM TRANSFERS TO MINORS ACT (UTMA) ACCOUNTS. THE FIRM MUST ALSO CERTIFY TO FINRA THAT IS HAS COMPLETED A REVIEW OF ITS POLICIES, SYSTEMS AND PROCEDURES REGARDING THE SUPERVISION OF CUSTODIAL AND GUARDIANSHIP ACCOUNTS WHERE THE BENEFICIARY IS A MINOR AND WHICH TERMINATE UPON AGE OF MAJORITY PURSUANT TO STATE STATUTE OR A COURT ORDER, AND MUST CERTIFY THAT SUCH POLICIES, SYSTEMS, AND PROCEDURES ARE REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH APPLICABLE SECURITIES LAWS, REGULATIONS, AND FINRA RULES.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC (THE "FIRM") FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO SUPERVISE REPRESENTATIVES' RECOMMENDATIONS TO CUSTOMERS TO PURCHASE PARTICULAR SHARE CLASSES OF 529 SAVINGS PLANS IN VIOLATION OF MSRB RULE G-27(A) AND (B). SPECIFICALLY, FINRA ALLEGED THAT THE FIRM'S SUPERVISORY SYSTEM WAS NOT REASONABLY DESIGNED TO SUPERVISE 529 SHARE-CLASS RECOMMENDATIONS EXECUTED (1) IN CERTAIN LEGACY SMITH BARNEY ACCOUNTS, OR (2) THROUGH TRANSACTIONS MADE DIRECTLY WITH PLANS. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND PAYMENT OF RESTITUTION OF $1,460,518 PLUS INTEREST. THE RESTITUTION WILL BE PAID IN ACCORDANCE WITH THE TERMS OF THE AWC. Summary: ON DECEMBER 30, 2020, THE FIRM BECAME THE SUBJECT OF A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ("AWC") ISSUED BY FINRA REGARDING ALLEGATIONS THAT THE FIRM FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO SUPERVISE REPRESENTATIVES' RECOMMENDATIONS TO CUSTOMERS TO PURCHASE PARTICULAR SHARE CLASSES OF 529 SAVINGS PLANS IN VIOLATION OF MSRB RULE G-27(A) AND (B). WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND PAYMENT OF RESTITUTION OF $1,460,518 PLUS INTEREST. THE FIRM VOLUNTARILY SELF-REPORTED THE MATTER TO FINRA AS PART OF FINRA'S 529 PLAN SHARE CLASS DISCLOSURE INITIATIVE AND FINRA RECOGNIZED AND CREDITED THE FIRM'S EXTRAORDINARY COOPERATION.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT, FROM AUGUST 2020 TO OCTOBER 2022, IT FAILED TO DELIVER PROSPECTUSES TO CUSTOMERS ELECTING PAPER DELIVERY IN CONNECTION WITH 166,104 SALES OF 65 EXCHANGE-TRADED FUNDS, IN VIOLATION OF FINRA RULE 2010, AND FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO MONITOR AND CONFIRM THE DELIVERY OF PROSPECTUSES TO CUSTOMERS, IN VIOLATION OF FINRA RULES 3110 AND 2010. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE IN THE AMOUNT OF $400,000. THE FIRM PAID THE FINE IN ACCORDANCE WITH THE TERMS OF THE AWC. Summary: ON NOVEMBER 16, 2023, THE FIRM BECAME SUBJECT TO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ISSUED BY FINRA REGARDING ALLEGATIONS THAT, FROM AUGUST 2020 TO OCTOBER 2022, IT FAILED TO DELIVER PROSPECTUSES TO CUSTOMERS ELECTING PAPER DELIVERY IN CONNECTION WITH 166,104 SALES OF 65 EXCHANGE-TRADED FUNDS, IN VIOLATION OF FINRA RULE 2010, AND FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO MONITOR AND CONFIRM DELIVERY OF PROSPECTUSES TO CUSTOMERS, IN VIOLATION OF FINRA RULES 3110 AND 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE IN THE AMOUNT OF $400,000. FINRA CREDITED THE FIRM FOR ITS EXTRAORDINARY COOPERATION IN THE MATTER AND THE FIRM PAID THE FINE IN ACCORDANCE WITH THE TERMS OF THE AWC.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE MASSACHUSETTS SECURITIES DIVISION ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC ENGAGED IN DISHONEST AND UNETHICAL CONDUCT IN CONNECTION WITH AN EFFORT WITHIN THE METROWEST-RI COMPLEX TO MAKE LENDING PRODUCTS AVAILABLE TO ELIGIBLE CUSTOMERS. THE MASSACHUSETTS SECURITIES DIVISION ALSO ALLEGED THAT THIS EFFORT CONSTITUTED A SALES CONTEST IN CONTRAVENTION OF MORGAN STANLEY SMITH BARNEY LLC INTERNAL POLICY, AND THAT THE FIRM FAILED TO TERMINATE THE EFFORT IMMEDIATELY AFTER IT BECAME AWARE OF IT. Status: Final Sanction Detail: THE FINE OF $1,000,000 WAS PAID ON APRIL 20, 2017. Summary: ON APRIL 7, 2017, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND THE MASSACHUSETTS SECURITIES DIVISION ENTERED INTO A CONSENT ORDER IN CONNECTION WITH ALLEGATIONS THAT, FROM SEPTEMBER 1, 2013 THROUGH APRIL 30, 2015, THE FIRM FAILED TO OBSERVE HIGH STANDARDS OF COMMERCIAL HONOR AND JUST AN EQUITABLE PRINCIPLES OF TRADE, AND FAILED REASONABLY TO SUPERVISE, IN CONNECTION WITH AN EFFORT WITHIN THE METROWEST-RI COMPLEX TO MAKE LENDING PRODUCTS AVAILABLE TO ELIGIBLE CUSTOMERS. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $1,000,000.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE STATE OF RHODE ISLAND SECURITIES DIVISION ALLEGED THAT THE FIRM FAILED TO SUPERVISE A PROGRAM THAT ENCOURAGED FINANCIAL ADVISORS TO OPEN SECURITIES-BASED LOANS ACCOUNTS FOR CLIENTS. Status: Final Sanction Detail: THE ADMINISTRATIVE PENALTY OF $175,000 WAS PAID ON SEPTEMBER 10, 2018. Summary: ON AUGUST 29, 2018, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND THE STATE OF RHODE ISLAND SECURITIES DIVISION ENTERED INTO A CONSENT AGREEMENT IN CONNECTION WITH ALLEGATIONS THAT, FROM SEPTEMBER 1, 2013 THROUGH APRIL 30, 2015, THE FIRM FAILED TO SUPERVISE IN CONNECTION WITH A PROGRAM WITHIN THE METROWEST-RI COMPLEX TO MAKE LENDING PRODUCTS AVAILABLE TO ELIGIBLE CUSTOMERS. THIS SAME PROGRAM WAS THE SUBJECT OF A SETTLEMENT WITH MASSACHUSETTS IN APRIL 2017. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE IMPOSITION OF AN ADMINISTRATIVE FINE OF $175,000.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE STATE OF NEW HAMPSHIRE DEPARTMENT OF STATE, BUREAU OF SECURITIES DIVISION ALLEGED THAT THE FIRM FAILED TO SUPERVISE A FINANCIAL ADVISOR WHO ENGAGED IN EXCESSIVE TRADING AND UNSUITABLE SWITCHING OF ANNUITIES IN THE ACCOUNTS OF THREE INVESTORS. Status: Final Sanction Detail: THE FIRM WAS ORDERED TO PAY $450,0000 IN FINES, $50,000 IN COSTS, AND $483,284.96 IN RESTITUTION. THE FIRM MADE PAYMENT OF THE FINE, COSTS, AND RESTITUTION ON DECEMBER 17, 2018. Summary: ON NOVEMBER 27, 2018, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND THE STATE OF NEW HAMPSHIRE DEPARTMENT OF STATE, BUREAU OF SECURITIES DIVISION ENTERED INTO A CONSENT AGREEMENT IN CONNECTION WITH ALLEGATIONS THAT, FROM MAY 1, 2007 THROUGH MAY 1, 2014, THE FIRM FAILED TO SUPERVISE A FINANCIAL ADVISOR WHO ENGAGED IN EXCESSIVE TRADING, AND UNSUITABLE SWITCHING OF ANNUITIES IN THREE INVESTORS' ACCOUNTS. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE IMPOSITION OF AN ADMINISTRATIVE FINE OF $450,000, AND $50,000 IN COSTS, AND TO PAYMENT $187,702.91 AND $295,582.05 AS RESTITUTION TO THREE INVESTORS.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE COMMONWEALTH OF MASSACHUSETTS, SECURITIES DIVISION ALLEGED THAT THE FIRM FAILED TO SUPERVISE A FINANCIAL ADVISOR WHO ENGAGED IN EXCESSIVE TRADING IN THE ACCOUNTS OF FOUR MASSACHUSETTS INVESTORS. Status: Final Sanction Detail: THE FIRM WAS ALSO ORDERED TO MAKE OFFERS OF RESTITUTION TOTALING $182,500 TO FOUR INVESTORS. THE ADMINISTRATIVE PENALTY WAS PAID ON NOVEMBER 8, 2019. OFFERS OF RESTITUTION ARE FORTHCOMING. Summary: ON OCTOBER 29, 2019, MORGAN STANLEY SMITH BARNEY LLC (FIRM) AND THE COMMONWEALTH OF MASSACHUSETTS SECURITIES DIVISION ENTERED INTO A CONSENT ORDER IN CONNECTION WITH ALLEGATIONS THAT, FROM JANUARY 1, 2010 THROUGH MAY 1, 2014, THE FIRM FAILED TO SUPERVISE A FINANCIAL ADVISOR WHO ENGAGED IN EXCESSIVE TRADING IN FOUR INVESTORS' ACCOUNTS. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE IMPOSITION OF AN ADMINISTRATIVE FINE OF $200,000, AND AGREED TO MAKE OFFERS OF RESTITUTION TOTALING $182,500 TO FOUR MASSACHUSETTS INVESTORS.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: HCMC ALLEGED THAT MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED BY MORE THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007. Status: Final Sanction Detail: THE 71,000 EURO SUMMARY FINE WAS PAID ON NOVEMBER 28, 2014. Summary: ON AUGUST 21, 2014, MORGAN STANLEY (MS) WAS INFORMED THAT THE BOARD OF DIRECTORS OF THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ISSUED A DECISION THAT COMMENDED A PROCEEDING ASSERTING THAT A) MS FAILED TO PROPERLY OR TIMELY REPORT WHEN MS HOLDINGS IN CERTAIN COMPANIES INCREASED OR DECREASED MORE BY THAN 3%, OR EXCEEDED OR FELL BELOW 5%, 10% AND 15% THRESHOLDS, AS REQUIRED BY GREEK PRESIDENTIAL DECREE PD 51/1992 AND LAW 3556/2007, AND B) MS SHOULD BE SUMMARILY FINED 71,000 EUROS. MS DID NOT CHALLENGE THE SUMMARY DECISION AND FINE, WHICH BECAME FINAL ON NOVEMBER 28, 2014 WHEN MS PAID THE SUMMARY FINE.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: BAFIN ALLEGED NON-COMPLIANCE WITH THE GERMAN DISCLOSURE RULES FOR HOLDINGS IN GERMAN LISTED ENTITIES PURSUANT TO THE GERMAN SECURITIES TRADING ACT BY ONE OR SEVERAL MORGAN STANLEY ENTITIES BETWEEN MAY 2011 AND SEPTEMBER 2013 IN RELATION TO HOLDINGS IN SEVERAL GERMAN LISTED ENTITIES. Status: Final Sanction Detail: MSIP WAS ORDERED TO PAY A FINE OF 94,500 EUROS PLUS COSTS OF PROCEEDINGS OF 4,725 EUROS, WHICH WAS PAID ON NOVEMBER 14, 2016. Summary: ON NOVEMBER 7, 2016, MORGAN STANLEY & CO. INTERNATIONAL PLC (MSIP) BECAME SUBJECT TO A SUMMARY ORDER BY BUNDESANSTALT FÜR FINANZDIENSTLEISTUNGSAUFSICHT (GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY - "BAFIN") FOR PAYMENT OF AN ADMINISTRATIVE FINE OF 94,500 EUROS (PLUS COSTS OF PROCEEDINGS OF 4,725 EUROS) IN CONNECTION WITH FINDINGS THAT ONE OR SEVERAL MORGAN STANLEY ENTITIES FAILED TO COMPLY WITH THE GERMAN DISCLOSURE RULES FOR HOLDINGS IN GERMAN LISTED ENTITIES BETWEEN MAY 2011 AND SEPTEMBER 2013 PURSUANT TO THE GERMAN SECURITIES TRADING ACT. THE ORIGINAL NOTICE WAS ISSUED TO MORGAN STANLEY AND THE ADMINISTRATIVE FINE WAS ASSESSED AGAINST MSIP.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) ALLEGED THAT MORGAN STANLEY COMMITTED MARKET MANIPULATION PURSUANT TO ARTICLE 7, PAR. 2(C) OF LAW 3340/2005 BY DISCLOSING THAT THE FIRM, THROUGH VARIOUS SUBSIDIARIES, HAD ACQUIRED MORE THAN 5% OF ALPHA BANK, HOWEVER 4.16% OF THE HOLDING WAS HELD BY A SUBSIDIARY AS CUSTODIAN ON BEHALF OF A CUSTOMER. Status: Final Sanction Detail: THE 50,000 EURO (APPROXIMATELY $52,960 USD) SUMMARY FINE WAS PAID ON JUNE 28, 2017. Summary: THE 50,000 EURO (APPROXIMATELY $52,960 USD) SUMMARY FINE WAS APPEALED ON MARCH 6, 2017, BUT THE APPEAL WAS REJECTED AND THE SUMMARY FINE BECAME FINAL ON APRIL 24, 2019.
Regulatory · Item 11.D(1), 11.D(2)
as of Dec 16, 2024
Allegations: THE U.S. DEPARTMENT OF JUSTICE ALLEGED THAT MORGAN STANLEY VIOLATED FEDERAL LAWS IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2005 AND 2007. Status: Final Sanction Detail: MORGAN STANLEY MADE PAYMENT OF $2,600,000,000 BY WIRE TRANSFER ON 2/24/2016. Summary: ON FEBRUARY 11, 2016, MORGAN STANLEY ENTERED INTO AN AGREEMENT (THE "SETTLEMENT AGREEMENT") WITH THE U.S. DEPARTMENT OF JUSTICE, CIVIL DIVISION AND THE UNITED STATES ATTORNEY'S OFFICE FOR THE NORTHERN DISTRICT OF CALIFORNIA, CIVIL DIVISION, TO PAY $2,600,000,000 TO RESOLVE CERTAIN POTENTIAL CLAIMS RELATED TO MORGAN STANLEY'S MARKETING, SALE AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES. UNDER THE TERMS OF THE SETTLEMENT AGREEMENT, MORGAN STANLEY HAS AGREED TO COOPERATE WITH THE U.S. DEPARTMENT OF JUSTICE REGARDING MATTERS ARISING OUT OF THE CONDUCT COVERED BY THE SETTLEMENT AGREEMENT. THE SETTLEMENT AGREEMENT CONSTITUTES A FINAL DISPOSITION OF THE POTENTIAL CLAIMS REFERENCED ABOVE.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT BETWEEN FEBRUARY 16, 2012 - MAY 1, 2013, MSSB FAILED TO IMPLEMENT ADEQUATE SYSTEMS AND PROCEDURES TO SUPERVISE THE SOLICITATION OF RETAIL INTEREST IN EQUITY IPOS IN VIOLATION OF NASD RULE 3010 AND FINRA RULE 2010. Status: Final Sanction Detail: THE FINE OF $5,000,000 WAS PAID ON MAY 27, 2014. Summary: ON MAY 6, 2014, FINRA AND MORGAN STANLEY SMITH BARNEY LLC (MSSB) ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT BETWEEN FEBRUARY 16, 2012 - MAY 1, 2013, MSSB FAILED TO IMPLEMENT ADEQUATE SYSTEMS AND PROCEDURES TO SUPERVISE THE SOLICITATION OF RETAIL INTEREST IN EQUITY IPOS IN VIOLATION OF NASD RULE 3010 AND FINRA RULE 2010. SPECIFICALLY, THERE WERE FINDINGS IN THE AWC THAT MSSB FAILED TO IMPLEMENT ADEQUATE POLICIES AND PROCEDURES THAT PROVIDED SUFFICIENT GUIDANCE AND TRAINING TO ITS SALES STAFF IN CONNECTION WITH THE SOLICITATION OF CONDITIONAL OFFERS FOR IPO TRANSACTIONS. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND A FINE OF $5,000,000.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT, BETWEEN JUNE 1, 2009 AND DECEMBER 31, 2011, THE FIRM PAID MORE THAN $100 MILLION IN COMMISSIONS TO ABOUT 780 RETIRED REGISTERED REPRESENTATIVES UNDER ITS FORMER FINANCIAL ADVISOR PROGRAM (FFAP) AND PREDECESSOR PROGRAMS THAT ALLOWED PAYMENTS TO UNREGISTERED, RETIRED REPRESENTATIVES IN COMPLIANCE WITH THE REQUIREMENTS OF A NO-ACTION LETTER ISSUED BY THE SECURITIES AND EXCHANGE COMMISSION IN NOVEMBER 2008 AND THAT THE FIRM FAILED TO CREATE OR MAINTAIN CERTAIN DOCUMENTATION REQUIRED BY THE 2008 NO-ACTION LETTER FOR A SIGNIFICANT PROPORTION OF THE RETIRED REPRESENTATIVES TO WHOM IT PAID CONTINUING COMMISSIONS. FINRA FURTHER ALLEGED THAT BY FAILING TO ESTABLISH, MAINTAIN, AND ENFORCE WRITTEN PROCEDURES TO SUPERVISE THE PAYMENT OF CONTINUING COMMISSIONS TO RETIRED REPRESENTATIVES THAT WERE REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH SECTION 15(A) OF THE EXCHANGE ACT AND NASD RULE 2420, AND BY FAILING TO DETECT WIDESPREAD NON-COMPLIANCE WITH ITS EXISTING PROCEDURES FOR THE CREATION AND MAINTENANCE OF CERTAIN DOCUMENTATION REQUIRED BY THE 2008 NO-ACTION LETTER, MSSB VIOLATED NASD RULE 3010 AND FINRA RULE 2010. Status: Final Sanction Detail: THE FINE OF $1,000,000 WILL BE PAID ON OR BEFORE AUGUST 15, 2014. Summary: ON JULY 3, 2014, FINRA AND MORGAN STANLEY SMITH BARNEY LLC ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER & CONSENT (AWC) TO SETTLE FINRA'S ALLEGATIONS THAT, BY FAILING TO ESTABLISH, MAINTAIN AND ENFORCE WRITTEN PROCEDURES TO SUPERVISE THE PAYMENT OF CONTINUING COMMISSIONS TO RETIRED REPRESENTATIVES THAT WERE REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH SECTION 15(A) OF THE EXCHANGE ACT AND NASD RULE 2420, AND BY FAILING TO DETECT WIDESPREAD NON-COMPLIANCE WITH ITS EXISTING PROCEDURES FOR THE CREATION AND MAINTENANCE OF CERTAIN DOCUMENTATION REQUIRED BY THE SEC'S 2008 NO-ACTION LETTER, THE FIRM VIOLATED NASD RULE 3010 AND FINRA RULE 2010. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM AGREED TO ENTER INTO THE AWC AND PAY A FINE OF $1,000,000.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM VIOLATED SEC RULE 10B-10, NASD CONDUCT RULES 2230 AND 2340(A), FINRA RULE 2232 AND INCORPORATED NYSE RULE 409 BY FAILING TO: A) ISSUE ACCOUNT STATEMENTS AND CONFIRMATIONS FOR CERTAIN CUSTOMER ACCOUNTS AND TRANSACTIONS, B) APPROPRIATELY DISCLOSE CERTAIN REQUIRED INFORMATION ON ACCOUNT STATEMENTS AND CONFIRMATIONS FOR CERTAIN CUSTOMER ACCOUNTS AND TRANSACTIONS, AND C) ESTABLISH, MAINTAIN AND ENFORCE A REASONABLE SUPERVISORY SYSTEM AND WRITTEN PROCEDURES TO ACHIEVE COMPLIANCE WITH APPLICABLE CUSTOMER ACCOUNT STATEMENT AND TRANSACTION CONFIRMATION RULE REQUIREMENTS. Status: Final Sanction Detail: THE FINE OF $800,000 TO BE PAID FORTH WITH. Summary: ON OCTOBER 16, 2014, FINRA AND MORGAN STANLEY SMITH BARNEY LLC (FIRM) ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT THE FIRM VIOLATED SEC RULE 10B-10, NASD CONDUCT RULES 2230 AND 2340(A), FINRA RULE 2232 AND INCORPORATED NYSE RULE 409 BY FAILING TO: A) ISSUE ACCOUNT STATEMENTS AND CONFIRMATIONS FOR CERTAIN CUSTOMER ACCOUNTS AND TRANSACTIONS, B) APPROPRIATELY DISCLOSE CERTAIN REQUIRED INFORMATION ON ACCOUNT STATEMENTS AND CONFIRMATIONS FOR CERTAIN CUSTOMER ACCOUNTS AND TRANSACTIONS, AND C) ESTABLISH, MAINTAIN AND ENFORCE A REASONABLE SUPERVISORY SYSTEM AND WRITTEN PROCEDURES TO ACHIEVE COMPLIANCE WITH APPLICABLE CUSTOMER ACCOUNT STATEMENT AND TRANSACTION CONFIRMATION RULE REQUIREMENTS. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND A FINE OF $800,000.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM SUBMITTED LATE, INCOMPLETE AND/OR INACCURATE TRADE REPORTS FOR CERTAIN TRACE-ELIGIBLE SECURITIES FROM 1Q12 THROUGH 3Q2014 AND TO THE RTRS SYSTEM DURING 1Q13. FINRA ALSO ALLEGED THAT THE FIRM INCORRECTLY REPORTED CERTAIN SHORT SALE TRANSACTIONS WITH A SHORT EXEMPT MODIFIER FROM 1Q11 THROUGH 2Q12. Status: Final Sanction Detail: FINE WAS PAID ON 05/21/2015. Summary: ON MAY 13, 2015, FINRA AND MORGAN STANLEY SMITH BARNEY, LLC ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ("AWC") TO SETTLE ALLEGATIONS THAT THE FIRM: (1) VIOLATED FINRA RULES 2010, 4511, 6730 AND SEC RULE 17A-3 BY SUBMITTING LATE, INCOMPLETE AND/OR INACCURATE REPORTS FOR CERTAIN TRACE-ELIGIBLE SECURITIES FROM 1Q12 THROUGH 3Q2014; (2) VIOLATED MSRB RULE G-14 AND G-8 BY SUBMITTING INACCURATE AND/OR LATE TRADE REPORTS TO THE RTRS SYSTEM FOR CERTAIN TRANSACTIONS DURING 1Q13. DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OR LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS, THE IMPOSITION OF A CENSURE AND A FINE OF $225,000, AND AGREED TO REVISE ITS WRITTEN SUPERVISORY PROCEDURES ("WSPS") TO ENSURE COMPLIANCE WITH SEC RULE 201(C); AND (3) VIOLATED FINRA RULES 6182, 6624, SEC RULE 200(G) BY INCORRECTLY REPORTING CERTAIN SHORT SALE TRANSACTIONS WITH A SHORT EXEMPT MODIFIER AND, WITH RESPECT TO THE SHORT SALE TRANSACTIONS ONLY, FAILING TO MAINTAIN WSPS REASONABLY DESIGNED TO ENSURE THAT ORDERS MARKED AS SHORT EXEMPT COMPLIED WITH SEC RULE 201(C).
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM'S PRICING WITH RESPECT TO SEVEN MUNICIPAL BOND TRANSACTIONS DURING THE SECOND QUARTER OF 2012 WERE VIOLATIVE OF MSRB RULES G-17 AND G-30(A). Status: Final Sanction Detail: THE FINE OF $12,500 WAS PAID ON JUNE 29, 2015. THE FIRM IS IN THE PROCESS OF COMPLETING ITS RESTITUTION AND INTEREST PAYMENTS. Summary: ON JUNE 9, 2015, MORGAN STANLEY SMITH BARNEY AND FINRA ENTERED INTO A LETTER OF ACCEPTANCE WAIVER AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT THE FIRM'S PRICING WITH RESPECT TO SEVEN MUNICIPAL BOND TRANSACTIONS DURING THE SECOND QUARTER OF 2012 WERE VIOLATIVE OF MSRB RULES G-17 AND G-30(A). WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $12,500 WITH RESTITUTION OF $2,642.16, PLUS INTEREST.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT FROM AT LEAST JUNE 2009 - NOVEMBER 2014, MSSB FAILED TO ESTABLISH, MAINTAIN AND ENFORCE REASONABLE SUPERVISORY SYSTEMS AND WRITTEN PROCEDURES REGARDING OUTGOING WIRE TRANSFERS AND BRANCH CHECK DISBURSEMENTS FROM CUSTOMER ACCOUNTS. FINRA ALSO ALLEGED THAT FROM AT LEAST JUNE 2009 - SEPTEMBER 2011, MSSB FAILED TO ESTABLISH, MAINTAIN AND ENFORCE REASONABLE SUPERVISORY SYSTEMS AND WRITTEN PROCEDURES REGARDING ITS THIRD-PARTY SERVICE PROVIDER'S CODING OF MONEY ORDERS WHICH WERE DEPOSITED INTO CUSTOMER ACCOUNTS. Status: Final Sanction Detail: THE FINE OF $650,000 WAS PAID ON JUNE 23, 2015. Summary: ON JUNE 22, 2015, FINRA & MSSB ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT MSSB FAILED TO ESTABLISH, MAINTAIN AND ENFORCE REASONABLE SUPERVISORY SYSTEMS AND WRITTEN PROCEDURES REGARDING OUTGOING WIRE TRANSFERS & BRANCH CHECK DISBURSEMENTS FROM CUSTOMER ACCOUNTS. THE FINDINGS STATE THAT MSSB'S SYSTEMS AND WRITTEN PROCEDURES WERE NOT REASONABLY DESIGNED TO REVIEW AND MONITOR THE TRANSMITTALS OF FUNDS FROM CUSTOMER ACCOUNTS TO THIRD-PARTY ACCOUNTS AND OUTSIDE ENTITIES. THE AWC ALSO SETTLED ALLEGATIONS THAT MSSB FAILED TO ESTABLISH, MAINTAIN AND ENFORCE REASONABLE SUPERVISORY SYSTEMS AND WRITTEN PROCEDURES REGARDING ITS THIRD-PARTY SERVICE PROVIDER'S CODING AND ACCEPTANCE OF MONEY ORDERS WHICH WERE DEPOSITED INTO CUSTOMER ACCOUNTS. THE FINDINGS STATE THAT, AS A RESULT, THREE OF THE FIRM'S REGISTERED REPRESENTATIVES IN TWO DIFFERENT BRANCH OFFICES WERE ABLE TO CONVERT, COLLECTIVELY, $494,000 FROM THIRTEEN CUSTOMERS THROUGH FRAUDULENT WIRE TRANSFERS AND BRANCH CHECKS SENT FROM THE CUSTOMERS' ACCOUNTS TO THIRD-PARTY ACCOUNTS. AFTER DISCOVERING THE MISCONDUCT, MSSB REPAID THE AFFECTED CUSTOMERS AND TERMINATED THE REPRESENTATIVES. THE FINDINGS NOTE THAT, THEREAFTER, MSSB IMPLEMENTED ADDITIONAL PROCEDURES INCLUDING A REPORT TO DETECT WIRE TRANSFERS FROM UNRELATED CUSTOMER ACCOUNTS TO A COMMON THIRD-PARTY ACCOUNT. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, MSSB ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $650,000.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: BETWEEN JULY 3, 2009, AND JANUARY 4, 2011, MSSB APPROVED THE DEPOSIT OF THIRD-PARTY CHECKS TOTALING $2,716.60 INTO THE BROKERAGE ACCOUNT OF A FORMER REGISTERED REPRESENTATIVE WITHOUT OBTAINING A LETTER OF AUTHORIZATION FROM THE THIRD-PARTY PAYEE AS REQUIRED BY THE FIRM'S WRITTEN PROCEDURES, WHICH FINRA ALLEGED VIOLATED NASD RULE 3010(B) AND FINRA RULE 2010. Status: Final Sanction Detail: THE $25,000 FINE WAS PAID ON SEPTEMBER 2, 2015. Summary: ON AUGUST 14, 2015, FINRA ACCEPTED MORGAN STANLEY SMITH BARNEY'S LETTER OF ACCEPTANCE, WAIVER AND CONSENT IN CONNECTION WITH FINRA'S ALLEGATIONS THAT ALLOWING THE DEPOSIT OF THIRD-PARTY CHECKS WITHOUT AUTHORIZATION FROM THE THIRD-PARTY VIOLATED NASD RULE 3010(B) AND FINRA RULE 2010. THE FIRM PAID THE $25,000 FINE ON SEPTEMBER 2, 2015 AND HAS BEEN CENSURED.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA'S DEPARTMENT OF MARKET REGULATION (THE STAFF) ALLEGED THAT FOR THE PERIOD OF JANUARY 1, 2013 THROUGH JUNE 30, 2014, THE FIRM FAILED TO TRANSMIT 170,869 REPORTABLE ORDER EVENTS TO OATS ON 377 BUSINESS DAYS AND THAT THE FIRM'S SUPERVISORY SYSTEM DID NOT PROVIDE FOR SUPERVISION REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH RESPECT TO THE APPLICABLE SECURITIES LAWS AND REGULATIONS, AND FINRA RULES, CONCERNING OATS. THE STAFF ALLEGED VIOLATIONS OF FINRA RULES 7450 AND 2010 AND NASD RULE 3010. Status: Final Sanction Detail: THE FINE OF $20,000 WAS PAID ON OR ABOUT JANUARY 6, 2016. Summary: ON DECEMBER 16, 2015, FINRA AND MORGAN STANLEY SMITH BARNEY LLC ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) TO SETTLE ALLEGATIONS RELATED TO TRADE REPORTING. SPECIFICALLY, THE STAFF CONDUCTED A REVIEW OF THE FIRM'S COMPLIANCE WITH OATS REPORTING REQUIREMENTS AND RELATED SUPERVISION. AS A RESULT, THE STAFF ALLEGED THAT DURING THE PERIOD OF JANUARY 1, 2013 THROUGH JUNE 30, 2014, THE FIRM FAILED TO TRANSMIT 170,869 REPORTABLE ORDER EVENTS TO OATS ON 377 BUSINESS DAYS. THE STAFF ALSO ALLEGED THAT THE FIRM'S SUPERVISORY SYSTEM DID NOT PROVIDE FOR SUPERVISION REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH RESPECT TO THE APPLICABLE SECURITIES LAWS AND REGULATIONS, AND FINRA RULES, CONCERNING OATS. WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS THAT THE ABOVE VIOLATED FINRA RULES 7450 AND 2010 AND NASD RULE 3010. THE FIRM ALSO AGREED TO (1) PAY A FINE IN THE AMOUNT OF $20,000 AND (2) REVISE ITS WRITTEN POLICIES AND PROCEDURES REGARDING OATS.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM ACCEPTED 30 MARKET ORDERS TO PURCHASE SHARES IN 22 NEW ISSUES PRIOR TO THE COMMENCEMENT OF TRADING IN THE SECONDARY MARKET FOR THOSE NEW ISSUES. Status: Final Sanction Detail: THE FINE OF $7,500 WAS PAID ON MARCH 23, 2016. Summary: ON FEBRUARY 27, 2016, FINRA AND MORGAN STANLEY SMITH BARNEY, LLC ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ("AWC") TO SETTLE ALLEGATIONS THAT THE FIRM ACCEPTED 30 MARKET ORDERS TO PURCHASE SHARES IN 22 NEW ISSUES PRIOR TO THE COMMENCEMENT OF TRADING IN THE SECONDARY MARKET FOR THOSE NEW ISSUES. DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OR LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS, THE IMPOSITION OF A CENSURE AND A FINE OF $7,500.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM FAILED TO EXECUTE ORDERS FULLY AND PROMPTLY FROM 2011 TO 2013, FAILED TO USE REASONABLE DILIGENCE TO ASCERTAIN THE BEST INTER-DEALER MARKET AND FAILED TO BUY OR SELL IN SUCH MARKET SO THAT THE RESULTANT PRICE TO ITS CUSTOMER WAS AS FAVORABLE AS POSSIBLE UNDER PREVAILING MARKET CONDITIONS. FINRA ALSO ALLEGED THE FIRM FAILED TO PROVIDE WRITTEN NOTIFICATION IN ALL INSTANCES DISCLOSING TO ITS CUSTOMERS THE CORRECT TRADE PRICE. Status: Final Sanction Detail: THE FINE OF $125,000 WAS PAID ON MARCH 21, 2016. RESTITUTION TO BE PAID WITHIN 120 DAYS. Summary: ON FEBRUARY 25, 2016, WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO EXECUTE ORDERS FULLY AND PROMPTLY AND FAILED TO USE REASONABLE DILIGENCE TO ASCERTAIN THE BEST INTER-DEALER MARKET AND FAILED TO BUY OR SELL IN SUCH MARKET SO THAT THE RESULTANT PRICE TO ITS CUSTOMER WAS AS FAVORABLE AS POSSIBLE UNDER PREVAILING MARKET CONDITIONS. THE FINDINGS STATED THAT THE FIRM, WHEN IT ACTED AS PRINCIPAL FOR ITS OWN ACCOUNT, FAILED TO PROVIDE WRITTEN NOTIFICATION DISCLOSING TO ITS CUSTOMER THE CORRECT REPORTED TRADE PRICE. THE FINDINGS ALSO STATED THAT THE FIRM'S SUPERVISORY SYSTEM DID NOT PROVIDE FOR SUPERVISION REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH RESPECT TO CERTAIN APPLICABLE SECURITIES LAWS AND REGULATIONS, AND/OR FINRA RULES, CONCERNING THE HANDLING AND EXECUTION OF CUSTOMER MARKET ORDERS AND THE ACCURACY OF CERTAIN FORM LANGUAGE PRINTED ON THE BACK OF THE FIRM'S CUSTOMER CONFIRMATIONS. THE FIRM AGREED TO PAY A FINE OF $125,000, TO PAY RESTITUTION OF $2056.51 AND TO AMEND ITS WRITTEN SUPERVISORY PROCEDURES.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM SUBMITTED LATE TRADE REPORTS FOR CERTAIN TRACE-ELIGIBLE SECURITIES FROM 3Q14 THROUGH 1Q2015. Status: Final Sanction Detail: THE FINE OF $102,500 WAS PAID ON NOVEMBER 4, 2016. Summary: ON OCTOBER 17, 2016, FINRA AND MORGAN STANLEY SMITH BARNEY, LLC ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ("AWC") TO SETTLE ALLEGATIONS THAT THE FIRM: (1) VIOLATED FINRA RULES 2010 AND 6730(A) BY FAILING TO TIMELY FILE REPORTS TO TRACE, FOR CERTAIN TRACE-ELIGIBLE SECURITIES FROM 3Q14 THROUGH 1Q2015; (2). WITHOUT DENYING OR ADMITTING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OR LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS, THE IMPOSITION OF A CENSURE AND A FINE OF $102,500.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IN THREE INSTANCES, THE FIRM HAD A FAIL-TO-DELIVER POSITION AT A REGISTERED CLEARING AGENCY IN AN EQUITY SECURITY THAT RESULTED FROM A LONG SALE, AND DID NOT CLOSE OUT THE FAIL-TO-DELIVER POSITION BY PURCHASING OR BORROWING SECURITIES OF LIKE KIND AND QUANTITY WITHIN THE TIME FRAME PRESCRIBED BY SEC RULE 204(A)(1). THE FINDINGS STATED THAT IN EIGHT INSTANCES, THE FIRM HAD A FAIL-TO DELIVER POSITION AT A REGISTERED CLEARING AGENCY IN AN EQUITY SECURITY THAT THE SELLER WAS DEEMED-TO-OWN PURSUANT TO § 242.200 AND INTENDED TO DELIVER ONCE ALL RESTRICTIONS ON DELIVERY HAD BEEN REMOVED, AND DID NOT CLOSE OUT THE FAIL-TO-DELIVER POSITION BY PURCHASING OR BORROWING SECURITIES OF LIKE KIND AND QUANTITY WITHIN THE TIME FRAME PRESCRIBED BY SEC RULE 204(A)(2) OF REGULATION SHO. THE FIRM ALSO EXECUTED 16 SALE ORDERS AND FAILED TO PROPERLY MARK THE ORDERS AS SHORT. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND FINED $30,000. THE FINE WAS PAID DECEMBER 9, 2016. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IN THREE INSTANCES, THE FIRM HAD A FAIL-TO-DELIVER POSITION AT A REGISTERED CLEARING AGENCY IN AN EQUITY SECURITY THAT RESULTED FROM A LONG SALE, AND DID NOT CLOSE OUT THE FAIL-TO-DELIVER POSITION BY PURCHASING OR BORROWING SECURITIES OF LIKE KIND AND QUANTITY WITHIN THE TIME FRAME PRESCRIBED BY SEC RULE 204(A)(1). THE FINDINGS STATED THAT IN EIGHT INSTANCES, THE FIRM HAD A FAIL-TO DELIVER POSITION AT A REGISTERED CLEARING AGENCY IN AN EQUITY SECURITY THAT THE SELLER WAS DEEMED-TO-OWN PURSUANT TO § 242.200 AND INTENDED TO DELIVER ONCE ALL RESTRICTIONS ON DELIVERY HAD BEEN REMOVED, AND DID NOT CLOSE OUT THE FAIL-TO-DELIVER POSITION BY PURCHASING OR BORROWING SECURITIES OF LIKE KIND AND QUANTITY WITHIN THE TIME FRAME PRESCRIBED BY SEC RULE 204(A)(2) OF REGULATION SHO. THE FIRM ALSO EXECUTED 16 SALE ORDERS AND FAILED TO PROPERLY MARK THE ORDERS AS SHORT.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC EXPERIENCED UNRELATED TECHNICAL ISSUES THAT TEMPORARILY DISABLED CERTAIN PROSPECTUS HYPERLINKS ON THE MS ONLINE WEBSITE, AND PREVENTED CERTAIN CLIENT PROFILE CONFIRMATION LETTERS FROM BEING GENERATED. THE SETTLEMENT RECOGNIZED MORGAN STANLEY'S EXTRAORDINARY COOPERATION IN IDENTIFYING AND QUICKLY RESOLVING THE PROSPECTUS ISSUE, AND FURTHER RECOGNIZED THAT PROSPECTUSES WERE AVAILABLE ELSEWHERE ON MS ONLINE, AND CLIENT PROFILE INFORMATION CONTINUED TO BE REFLECTED ON CUSTOMER ACCOUNT STATEMENTS. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND FINED $1,500,000. Summary: ON DECEMBER 1, 2016, MORGAN STANLEY SMITH BARNEY LLC AND FINRA ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT (AWC) IN CONNECTION WITH ALLEGATIONS THAT, THE FIRM EXPERIENCED UNRELATED TECHNICAL ISSUES THAT TEMPORARILY DISABLED CERTAIN PROSPECTUS HYPERLINKS ON THE MS ONLINE WEBSITE, AND PREVENTED CERTAIN CLIENT PROFILE CONFIRMATION LETTERS FROM BEING GENERATED. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE OF $1,500,000. THE FINE WAS PAID ON 12/15/2016.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: BETWEEN EARLY 2010, AND MID-2015, MSSB FAILED TO ADEQUATELY IMPLEMENT ITS INTERNAL POLICIES APPLICABLE TO SOLICITED INVESTMENTS IN EIGHT SINGLE INVERSE ETFS IN SOME NON-DISCRETIONARY ADVISORY ACCOUNTS, WHICH THE SEC ALLEGED VIOLATED THE INVESTMENT ADVISERS ACT, SECTION 206(4) AND RULE 206(4)-7. Status: Final Sanction Detail: THE FINE OF $8,000,000 WAS PAID ON FEBRUARY 24, 2017. Summary: ON FEBRUARY 14, 2017, THE SEC INSTITUTED AN ORDER TO SETTLE AN ADMINISTRATIVE ACTION WITH MORGAN STANLEY SMITH BARNEY LLC CONCERNING THE IMPLEMENTATION OF INTERNAL POLICIES APPLICABLE TO SOLICITED INVESTMENTS IN EIGHT SINGLE INVERSE ETFS (SIETFS) IN SOME NON-DISCRETIONARY ADVISORY ACCOUNTS FROM EARLY 2010 THROUGH MID- 2015 THAT THE SEC ALLEGED CONSTITUTED A VIOLATION OF THE INVESTMENT ADVISERS ACT, SECTION 206(4) AND RULE 206(4)-7. THE ORDER INCLUDED A CENSURE, CEASE AND DESIST, AND FINE AS DESCRIBED ABOVE.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT THE FIRM FAILED TO TRANSMIT TRADES TO THE TRF WITHIN THE TIME LIMIT REQUIRED BY FINRA RULE 7230A. Status: Final Sanction Detail: THE FINE OF $500,000 WAS PAID ON SEPTEMBER 12, 2017. RESTITUTION TO BE PAID WITHIN 120 DAYS. Summary: ON AUGUST 22, 2017, WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT ROUTINELY FAILED TO SHOW THE CORRECT TIME OF ORDER RECEIPT AND/OR EXECUTION ON THE MEMORANDUM OF BROKERAGE ORDERS FOR TRADES IN NATIONAL MARKET SYSTEM (NMS) STOCK EXECUTED THROUGH THE FIRM'S TRADE PROCESS BY ITS PREFERRED SECURITIES TRADING DESK. THE FINDINGS STATED THAT THE FIRM ROUTINELY FAILED TO REPORT THE CORRECT TIME OF EXECUTION TO THE FINRA TRADE REPORTING FACILITY (TRF) FOR TRADES IN NMS STOCKS EXECUTED THROUGH THE FIRM'S TRADE PROCESS BY ITS PREFERRED SECURITIES TRADING DESK. IN ADDITION, THE FIRM FAILED TO TRANSMIT SUCH TRADES TO THE TRF WITHIN THE TIME REQUIRED BY FINRA RULE 7230A. THE FINDINGS ALSO STATED THAT IN 1,851 INSTANCES, THE FIRM FAILED TO CONTEMPORANEOUSLY OR PARTIALLY EXECUTE 683 CUSTOMER ORDERS IN 66 OVER-THE-COUNTER (OTC) SECURITIES AFTER IT TRADED EACH SUBJECT SECURITY FOR ITS OWN MARKET-MAKING ACCOUNT AT A PRICE THAT WOULD HAVE SATISFIED EACH CUSTOMER'S LIMIT ORDER. IN 74 TRANSACTIONS FOR OR WITH A CUSTOMER IN PREFERRED SECURITIES, THE FIRM FAILED TO USE REASONABLE DILIGENCE TO ASCERTAIN THE BEST INTER-DEALER MARKET AND FAILED TO BUY OR SELL IN SUCH MARKET SO THAT THE RESULTANT PRICE TO ITS CUSTOMER WAS AS FAVORABLE AS POSSIBLE UNDER PREVAILING MARKET CONDITIONS. FINRA FOUND THAT IN 100 INSTANCES, THE FIRM FAILED TO EXECUTE ORDERS IN PREFERRED SECURITIES FULLY AND PROMPTLY, AND IN 23 OF THOSE SAME INSTANCES, THE FIRM FAILED TO USE REASONABLE DILIGENCE TO ASCERTAIN THE BEST INTER-DEALER MARKET AND FAILED TO BUY OR SELL IN SUCH MARKET SO THAT THE RESULTANT PRICE TO ITS CUSTOMER WAS AS FAVORABLE AS POSSIBLE UNDER PREVAILING MARKET CONDITIONS. THE FIRM'S SUPERVISORY SYSTEM DID NOT PROVIDE FOR SUPERVISION REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH RESPECT TO CERTAIN APPLICABLE SECURITIES LAWS AND REGULATIONS, AND/OR THE RULES OF FINRA, CONCERNING: (I) RECORDATION OF ORDER RECEIPT TIME AND EXECUTION TIME, TRADE REPORTING, AND BEST EXECUTION REQUIREMENTS AS THEY PERTAIN TO NMS PREFERRED SECURITIES; (II) FINRA RULE 5320 (TRADING AHEAD) AS IT PERTAINS TO EXECUTED AND UNEXECUTED ORDERS IN OTC PREFERRED SECURITIES; AND (III) BEST EXECUTION REQUIREMENTS AS THEY PERTAIN TO NEW ISSUE NON-CONVERTIBLE PREFERRED OTC SECURITIES. THE FIRM AGREED TO A CENSURE AND TO A FINE OF $500,000 (COMPRISED OF $105,000 FOR RECORDKEEPING AND TRADE REPORTING VIOLATIONS, $160,000 FOR TRADING AHEAD VIOLATIONS, $10,000 FOR BEST EXECUTION VIOLATIONS, $25,000 FOR MARKET ORDER TIMELINESS VIOLATIONS, AND $200,000 FOR SUPERVISION VIOLATIONS), AND AGREED TO PAY RESTITUTION OF $103,219.25, PLUS INTEREST.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT MSSB VIOLATED FINRA RULES 3310(A) AND 2010 AND NASD RULE 3010(A). Status: Final Sanction Detail: THE FINE WAS PAID ON 1/7/2019. Summary: ON DECEMBER 26, 2018, THE FIRM AND FINRA ENTERED INTO AN AWC IN CONNECTION WITH ALLEGATIONS THAT THE FIRM FAILED TO: (1) DEVELOP AND IMPLEMENT AN ANTI-MONEY LAUNDERING (AML) PROGRAM THAT WAS REASONABLY DESIGNED TO ACHIEVE AND MONITOR THE FIRM'S COMPLIANCE WITH THE REQUIREMENTS OF THE BANK SECRECY ACT (BSA) AND ITS IMPLEMENTING REGULATIONS, INCLUDING THE FAILURE TO ESTABLISH AND IMPLEMENT POLICIES AND PROCEDURES THAT WERE REASONABLY DESIGNED TO DETECT AND CAUSE THE REPORTING OF POTENTIALLY SUSPICIOUS ACTIVITY IN CERTAIN RESPECTS; (2) ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH SECTION 5 OF THE SECURITIES ACT OF 1933 (SECURITIES ACT) AND APPLICABLE RULES AND REGULATIONS; AND (3) IMPLEMENT ITS POLICIES, PROCEDURES, AND INTERNAL CONTROLS REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH THE BSA AND ITS IMPLEMENTING REGULATIONS BY FAILING TO CONDUCT RISK-BASED REVIEWS OF THE CORRESPONDENT ACCOUNTS OF CERTAIN FOREIGN FINANCIAL INSTITUTIONS, AS REQUIRED BY THE BSA AND ITS IMPLEMENTING REGULATIONS AND THE FIRM'S POLICIES AND PROCEDURES. WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE ENTRY OF FINDINGS, THE IMPOSITION OF A FINE IN THE AMOUNT OF $10,000,000 AND A CENSURE.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT MSSB VIOLATED FINRA RULES 6730 AND 2010 AND MSRB RULE G-14. Status: Final Sanction Detail: N/A Summary: ON MARCH 25, 2020, THE FIRM AND FINRA ENTERED INTO AN AWC IN CONNECTION WITH ALLEGATIONS THAT THE FIRM FAILED TO TIMELY REPORT CERTAIN FIXED INCOME TRANSACTIONS TO THE TRACE OR THE REAL-TIME REPORTING SYSTEM ("RTRS") BETWEEN JULY 1, 2015 AND DECEMBER 31, 2018. WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO A CENSURE AND THE IMPOSITION OF A FINE IN THE AMOUNT OF $300,000. ADDITIONALLY, THE FIRM AGREED TO PROVIDE A WRITTEN CERTIFICATION THAT THE FIRM HAS REVIEWED ITS SYSTEMS, POLICIES AND PROCEDURES GOVERNING THE FIRM'S TRADE REPORTING OF FIXED INCOME SECURITIES AND, AS OF THE DATE OF THE CERTIFICATION, THOSE SYSTEMS, POLICIES AND PROCEDURES ARE REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH FINRA RULE 6730(A) AND MSRB RULE G-14.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC (THE "FIRM") SUBMITTED AT LEAST 869 INACCURATE BLUE SHEETS TO THE SECURITIES AND EXCHANGE COMMISSION AND FINRA, MISREPORTING INFORMATION ON AT LEAST 156,678 OPTIONS TRANSACTIONS IN VIOLATION OF SECTION 17(A)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (EXCHANGE ACT) AND RULES 17A-4(J) AND 17A-25 THEREUNDER, AND FINRA RULES 8211, 8213 AND 2010. Status: Final Sanction Detail: THE FINE WILL BE PAID IN ACCORDANCE WITH THE TERMS OF THE AWC. Summary: ON JULY 8, 2020, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) BECAME THE SUBJECT OF A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ("AWC") ISSUED BY FINRA REGARDING ALLEGATIONS THAT FIRM SUBMITTED AT LEAST 869 INACCURATE BLUE SHEETS TO THE SECURITIES AND EXCHANGE COMMISSION AND FINRA, MISREPORTING INFORMATION ON AT LEAST 156,678 OPTIONS TRANSACTIONS IN VIOLATION OF SECTION 17(A)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (EXCHANGE ACT) AND RULES 17A-4(J) AND 17A-25 THEREUNDER, AND FINRA RULES 8211, 8213 AND 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND A FINE IN THE AMOUNT OF $875,000.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC (THE "FIRM") FAILED TO REASONABLY SUPERVISE A REGISTERED REPRESENTATIVE WHO RECOMMENDED SHORT-TERM TRADES OF CORPORATE BONDS AND PREFERRED SECURITIES IN THE ACCOUNTS OF TEN CUSTOMERS IN VIOLATION OF NASD RULE 3010 (FOR CONDUCT BEFORE DECEMBER 1, 2014), FINRA RULE 3110 (FOR CONDUCT ON OR AFTER DECEMBER 1, 2014) AND FINRA RULE 2010. Status: Final Sanction Detail: THE FIRM PAID THE $175,000 FINE ON SEPTEMBER 1, 2020. Summary: ON AUGUST 12, 2020, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) BECAME THE SUBJECT OF A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ("AWC") ISSUED BY FINRA REGARDING ALLEGATIONS THAT MORGAN STANLEY SMITH BARNEY LLC (THE "FIRM") FAILED TO REASONABLY SUPERVISE A REGISTERED REPRESENTATIVE WHO RECOMMENDED SHORT-TERM TRADES OF CORPORATE BONDS AND PREFERRED SECURITIES IN THE ACCOUNTS OF TEN CUSTOMERS IN VIOLATION OF NASD RULE 3010 (FOR CONDUCT BEFORE DECEMBER 1, 2014), FINRA RULE 3110 (FOR CONDUCT ON OR AFTER DECEMBER 1, 2014) AND FINRA RULE 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE, FINE IN THE AMOUNT OF $175,000 AND RESTITUTION TO CERTAIN CUSTOMERS IN THE TOTAL AMOUNT OF $774,574.08 PLUS INTEREST.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO REASONABLY SUPERVISE VIOLATIONS OF THE FIRM'S PLAN OF SOLICITATION POLICY BY CERTAIN REGISTERED REPRESENTATIVES, IN VIOLATION OF NASD RULE 3010 AND FINRA RULES 3110 AND 2010. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO: (A) THE IMPOSITION OF A CENSURE (B) A FINE IN THE AMOUNT OF $200,000, AND (C) RESTITUTION TO AFFECTED CUSTOMERS TOTALING $497,897, PLUS INTEREST. THE FIRM WILL MAKE ALL REQUIRED PAYMENTS IN ACCORDANCE WITH THE TERMS OF THE AWC. Summary: ON NOVEMBER 21, 2022, THE FIRM BECAME SUBJECT TO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT (AWC) ISSUED BY FINRA REGARDING ALLEGATIONS THAT IT FAILED TO REASONABLY SUPERVISE VIOLATIONS OF THE FIRM'S PLAN OF SOLICITATION POLICY BY CERTAIN REGISTERED REPRESENTATIVES, IN VIOLATION OF NASD RULE 3010 AND FINRA RULES 3110 AND 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO: (A) THE IMPOSITION OF A CENSURE (B) A FINE IN THE AMOUNT OF $200,000, AND (C) RESTITUTION TO AFFECTED CUSTOMERS TOTALING $497,897, PLUS INTEREST. THE FIRM WILL MAKE ALL REQUIRED PAYMENTS IN ACCORDANCE WITH THE TERMS OF THE AWC.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT, BETWEEN JANUARY 2015 AND DECEMBER 2021, ITS SUPERVISORY SYSTEM DID NOT PROVIDE CERTAIN CUSTOMERS WITH MUTUAL FUND SALES CHARGE WAIVERS AND FEE REBATES TO WHICH THEY WERE ENTITLED THROUGH RIGHTS OF REINSTATEMENT OFFERED BY MUTUAL FUND COMPANIES, IN VIOLATION OF FINRA RULES 3110 AND 2010. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND RESTITUTION TO AFFECTED CUSTOMERS TOTALING $802,483.47, PLUS INTEREST. THE RESTITUTION IS TO BE PAID IN ACCORDANCE WITH THE WRITTEN PLAN OF REMEDIATION PROVIDED TO FINRA FOR THIS MATTER. Summary: ON DECEMBER 22, 2022, THE FIRM BECAME SUBJECT TO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ISSUED BY FINRA REGARDING ALLEGATIONS THAT BETWEEN JANUARY 2015 AND DECEMBER 2021, ITS SUPERVISORY SYSTEM DID NOT PROVIDE CERTAIN CUSTOMERS WITH MUTUAL FUND SALES CHARGE WAIVERS AND FEE REBATES TO WHICH THEY WERE ENTITLED THROUGH RIGHTS OF REINSTATEMENT OFFERED BY MUTUAL FUND COMPANIES, IN VIOLATION OF FINRA RULES 3110 AND 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND RESTITUTION TO AFFECTED CUSTOMERS TOTALING $802,483.47, PLUS INTEREST. FINRA CREDITED THE FIRM FOR ITS EXTRAORDINARY COOPERATION IN THE MATTER AND DID NOT IMPOSE A FINE.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT: FROM DECEMBER 2016 THROUGH AUGUST 2021, THE FIRM FAILED TO CANCEL OR CLOSE OUT 239 FAILED INTER-DEALER MUNICIPAL SECURITIES TRANSACTIONS TOTALING APPROXIMATELY $9 MILLION WITHIN 20 CALENDAR DAYS AFTER SETTLEMENT, IN VIOLATION OF MSRB RULE G-12(H); FROM JANUARY 2016 THROUGH AUGUST 2021, THE FIRM FAILED TO TAKE PROMPT STEPS TO OBTAIN PHYSICAL POSSESSION OR CONTROL OF 247 SHORT POSITIONS IN MUNICIPAL SECURITIES TOTALING APPROXIMATELY $9.4 MILLION RESULTING FROM FAILED INTER-DEALER MUNICIPAL SECURITIES TRANSACTIONS, IN VIOLATION OF SECTION 15(C)(3) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT"), EXCHANGE ACT RULE 15C3-3(D)(2), AND FINRA RULE 2010; AND, FROM JANUARY 2016 THROUGH SEPTEMBER 2021, THE FIRM FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH (1) THE TIMELY CLOSE-OUT REQUIREMENTS UNDER MSRB RULE G-12(H) RELATING TO FAILED INTER-DEALER MUNICIPAL SECURITIES TRANSACTIONS; AND (2) THE REQUIREMENT UNDER EXCHANGE ACT RULE 15C3-3(D)(2) THAT THE FIRM TAKE PROMPT STEPS TO OBTAIN PHYSICAL POSSESSION OR CONTROL OF MUNICIPAL SECURITIES AGED MORE THAN 30 CALENDAR DAYS THAT THE FIRM FAILED TO RECEIVE, IN VIOLATION OF MSRB RULE G-27. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE IN THE AMOUNT OF $1,600,000. THE FIRM PAID THE FINE IN ACCORDANCE WITH THE TERMS OF THE AWC. Summary: ON FEBRUARY 15, 2024, THE FIRM BECAME SUBJECT TO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ISSUED BY FINRA REGARDING ALLEGATIONS THAT: FROM DECEMBER 2016 THROUGH AUGUST 2021, THE FIRM FAILED TO CANCEL OR CLOSE OUT 239 FAILED INTER-DEALER MUNICIPAL SECURITIES TRANSACTIONS TOTALING APPROXIMATELY $9 MILLION WITHIN 20 CALENDAR DAYS AFTER SETTLEMENT, IN VIOLATION OF MSRB RULE G-12(H); FROM JANUARY 2016 THROUGH AUGUST 2021, THE FIRM FAILED TO TAKE PROMPT STEPS TO OBTAIN PHYSICAL POSSESSION OR CONTROL OF 247 SHORT POSITIONS IN MUNICIPAL SECURITIES TOTALING APPROXIMATELY $9.4 MILLION RESULTING FROM FAILED INTER-DEALER MUNICIPAL SECURITIES TRANSACTIONS, IN VIOLATION OF SECTION 15(C)(3) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT"), EXCHANGE ACT RULE 15C3-3(D)(2), AND FINRA RULE 2010; AND, FROM JANUARY 2016 THROUGH SEPTEMBER 2021, THE FIRM FAILED TO ESTABLISH AND MAINTAIN A SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES, REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH (1) THE TIMELY CLOSE-OUT REQUIREMENTS UNDER MSRB RULE G-12(H) RELATING TO FAILED INTER-DEALER MUNICIPAL SECURITIES TRANSACTIONS; AND (2) THE REQUIREMENT UNDER EXCHANGE ACT RULE 15C3-3(D)(2) THAT THE FIRM TAKE PROMPT STEPS TO OBTAIN PHYSICAL POSSESSION OR CONTROL OF MUNICIPAL SECURITIES AGED MORE THAN 30 CALENDAR DAYS THAT THE FIRM FAILED TO RECEIVE, IN VIOLATION OF MSRB RULE G-27. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE IN THE AMOUNT OF $1,600,000. THE FIRM PAID THE FINE IN ACCORDANCE WITH THE TERMS OF THE AWC.
Regulatory · Item 11.E(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT FROM MAY 2018 THROUGH JULY 2022: THE FIRM (1) PROVIDED WRITTEN TRADE CONFIRMATIONS TO NON-INSTITUTIONAL CUSTOMERS THAT DID NOT DISCLOSE AT ALL THE FIRM'S MARK-UPS AND MARK-DOWNS FOR CERTAIN MUNICIPAL SECURITIES AND CORPORATE DEBT TRANSACTIONS AND DID NOT DISCLOSE THE TIME OF EXECUTION, AND/OR A SECURITY-SPECIFIC URL FOR CERTAIN FIXED PRICE, PRIMARY MARKET TRANSACTIONS INVOLVING MUNICIPAL SECURITIES AND CERTAIN PRIMARY MARKET TRANSACTIONS INVOLVING CORPORATE OR AGENCY DEBT SECURITIES, IN VIOLATION OF MSRB RULE G-15 AND FINRA RULES 2232 AND 2010; AND (2) FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES (WSPS), REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH MSRB G-15 AND FINRA RULE 2232, IN VIOLATION OF MSRB RULE G-27 AND FINRA RULES 3110(A) AND 2010. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE IN THE AMOUNT OF $400,000. THE FIRM WILL PAY THE FINE IN ACCORDANCE WITH THE TERMS OF THE AWC. Summary: ON AUGUST 13, 2024, THE FIRM BECAME SUBJECT TO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT ISSUED BY FINRA REGARDING ALLEGATIONS THAT FROM MAY 2018 THROUGH JULY 2022: THE FIRM (1) PROVIDED WRITTEN TRADE CONFIRMATIONS TO NON-INSTITUTIONAL CUSTOMERS THAT DID NOT DISCLOSE AT ALL THE FIRM'S MARK-UPS AND MARK-DOWNS FOR CERTAIN MUNICIPAL SECURITIES AND CORPORATE DEBT TRANSACTIONS AND DID NOT DISCLOSE THE TIME OF EXECUTION, AND/OR A SECURITY-SPECIFIC URL FOR CERTAIN FIXED PRICE, PRIMARY MARKET TRANSACTIONS INVOLVING MUNICIPAL SECURITIES AND CERTAIN PRIMARY MARKET TRANSACTIONS INVOLVING CORPORATE OR AGENCY DEBT SECURITIES, IN VIOLATION OF MSRB RULE G-15 AND FINRA RULES 2232 AND 2010; AND (2) FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A SUPERVISORY SYSTEM, INCLUDING WRITTEN SUPERVISORY PROCEDURES (WSPS), REASONABLY DESIGNED TO ACHIEVE COMPLIANCE WITH MSRB G-15 AND FINRA RULE 2232, IN VIOLATION OF MSRB RULE G-27 AND FINRA RULES 3110(A) AND 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO FINDINGS AND THE IMPOSITION OF A CENSURE AND FINE IN THE AMOUNT OF $400,000. THE FIRM WILL PAY THE FINE IN ACCORDANCE WITH THE TERMS OF THE AWC.
Regulatory · Item 11.D(4)
as of Dec 16, 2024
Allegations: THE CONNECTICUT BANKING COMMISSIONER ALLEGED THAT FROM JANUARY 1, 2012 - JUNE 9, 2014, MSSB VIOLATED SECTIONS 36B-14(A)(3) AND 36B-14(D) OF THE ACT AND SECTION 36B-31-14F OF THE REGULATIONS RELATING TO THE ACCESSIBILITY AND AVAILABILITY OF RECORDS DURING ITS EXAMINATION OF MSSB. THE COMMISSIONER ALSO ALLEGED THAT MSSB VIOLATED SECTION 36B-31-14A(A) OF THE REGULATIONS BY FAILING TO KEEP CERTAIN MANUALS PRODUCED TO THE DIVISION DURING THE EXAMINATION, TRUE, ACCURATE AND CURRENT, SECTION 36B-31-6F BY FAILING TO ESTABLISH, ENFORCE AND MAINTAIN A SUPERVISORY SYSTEM RELATED TO ITS EMAIL SUPERVISION AND SECTION 36B-31-7E OF THE REGULATIONS BY FAILING TO ENSURE AGENTS PROVIDED NOTIFICATION OF TRADE OR ASSUMED NAMES. Status: Final Sanction Detail: MSSB AGREED TO VARIOUS UNDERTAKINGS IN CONNECTION WITH THE SETTLEMENT OF THIS MATTER. Summary: ON JUNE 9, 2014, MORGAN STANLEY SMITH BARNEY LLC ("MSSB") ENTERED INTO A CONSENT ORDER WITH THE CONNECTICUT BANKING COMMISSIONER TO SETTLE ALLEGATIONS THAT MSSB VIOLATED SECTIONS 36B-14(A)(3) AND 36B-14(D) OF THE ACT AND SECTION 36B-31-14F OF THE REGULATIONS RELATING TO THE ACCESSIBILITY AND AVAILABILITY OF RECORDS DURING ITS EXAMINATION OF MSSB. THE COMMISSIONER ALSO ALLEGED THAT MSSB VIOLATED SECTION 36B-31-14A(A) OF THE REGULATIONS BY FAILING TO KEEP CERTAIN MANUALS PRODUCED TO THE DIVISION DURING THE EXAMINATION, TRUE, ACCURATE AND CURRENT, SECTION 36B-31-6F BY FAILING TO ESTABLISH, ENFORCE AND MAINTAIN A SUPERVISORY SYSTEM RELATED TO ITS EMAIL SUPERVISION AND SECTION 36B-31-7E OF THE REGULATIONS BY FAILING TO ENSURE AGENTS PROVIDED NOTIFICATION OF TRADE OR ASSUMED NAMES. WITHOUT ADMITTING OR DENYING THE ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM AGREED TO THE ENTRY OF A CONSENT ORDER AND THE IMPOSITION OF A CEASE AND DESIST ORDER, A FINE OF $5,000,000, AND UNDERTAKINGS.
Regulatory · Item 11.D(4)
as of Dec 16, 2024
Allegations: THE CVM STAFF ALLEGED THAT MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S.A. (MSAC) ENGAGED IN IRREGULAR TRADING OUTSIDE THE STOCK EXCHANGE ON NOVEMBER 28, 2013 INVOLVING CERTAIN INTEREST RATE SWAPS. Status: Final Sanction Detail: MSAC MADE PAYMENT OF BRL 400,000 TO CVM ON MAY 29, 2019. Summary: ON MAY 20, 2019, MORGAN STANLEY ADMINISTRADORA DE CARTEIRAS S.A. (MSAC) BECAME SUBJECT TO A CONSENT ORDER WITH THE BRAZIL COMISSAO DE VALORES MOBILIARIOS (CVM) IN CONNECTION WITH ALLEGATIONS OF IRREGULAR TRADING OUTSIDE THE STOCK EXCHANGE ON NOVEMBER 28, 2013 INVOLVING CERTAIN INTEREST RATE SWAPS. WITHOUT ADMITTING OR DENYING THE UNDERLYING ALLEGATIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM CONSENTED TO MAKING A PAYMENT OF BRL 400,000 (APPROXIMATELY $100,000) TO CVM FOR THE BENEFIT OF THE SECURITIES MARKET.
Regulatory · Item 11.D(2)
as of Dec 16, 2024
Allegations: FINRA ALLEGED THAT BETWEEN JULY 2009 THROUGH DECEMBER 2013 MSSB AND MS&CO. FAILED TO HAVE ADEQUATE SUPERVISORY PROCEDURES TO ADDRESS SHORT POSITIONS IN TAX-EXEMPT MUNICIPAL BONDS IN VIOLATION OF MSRB RULES G-8, G-17 AND G-27. Status: Final Sanction Detail: THE FINE OF $675,000, OF WHICH $124,406.93 WAS IMPOSED JOINTLY AND SEVERALLY WITH MS&CO., WAS PAID ON APRIL 17, 2015. Summary: ON APRIL 1, 2015, FINRA, MORGAN STANLEY SMITH BARNEY, LLC (MSSB) AND MORGAN STANLEY & CO, LLC (MS&CO.) ENTERED INTO A LETTER OF ACCEPTANCE, WAIVER AND CONSENT (AWC) TO SETTLE ALLEGATIONS THAT MSSB AND MS&CO. FAILED TO HAVE ADEQUATE SUPERVISORY PROCEDURES TO ADDRESS SHORT POSITIONS IN TAX-EXEMPT MUNICIPAL BONDS THAT RESULTED PRIMARILY FROM TRADING ERRORS AT THE FIRM'S RETAIL BRANCHES IN VIOLATION OF MSRB RULES G-8, G-17 AND G-27. THERE WERE FINDINGS IN THE AWC THAT THE FIRM INACCURATELY REPRESENTED TO AT LEAST 1,500 CUSTOMERS THAT AT LEAST $880,000 IN INTEREST THAT THE FIRM PAID TO THOSE CUSTOMERS WAS EXEMPT FROM TAXATION. SINCE THE FIRM DID NOT HOLD THE BONDS ON BEHALF OF THE CUSTOMERS, THE INTEREST THAT THE CUSTOMERS RECEIVED WAS PAID BY MORGAN STANLEY AND, THUS, TAXABLE AS ORDINARY INCOME. WITHOUT ADMITTING OR DENYING THE FINDINGS, AND WITHOUT ADJUDICATION OF ANY ISSUES OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS AND THE IMPOSITION OF A CENSURE AND A FINE OF $675,000, OF WHICH $124,406.93 WAS IMPOSED JOINTLY AND SEVERALLY WITH MS&CO.
Regulatory · Item 11.D(2)
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THAT ITS CONDUCT VIOLATED THE MAINE UNIFORM SECURITIES ACT (MUSA), MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO THE ENTRY OF AN AGREEMENT WITH THE STATE OF MAINE OFFICE OF SECURITIES (MOS), WHICH ALLEGED THAT BY FAILING TO CONDUCT ON-SITE BRANCH INSPECTIONS OF ALL OF ITS MAINE BRANCH OFFICES BEFORE DECEMBER 31, 2022, THE FIRM WAS IN VIOLATION OF RULE CH. 504 § (7)(4)(B) AND ORDER 2021-12, ISSUED BY THE MAINE SECURITIES ADMINISTRATOR ON APRIL 26, 2021. Status: Final Sanction Detail: WITHOUT THE FIRM ADMITTING OR DENYING THAT ITS CONDUCT VIOLATED THE MUSA AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO A CIVIL FINE IN THE AMOUNT OF $5,000. THE FINE WAS PAID IN ACCORDANCE WITH THE TERMS OF THE CONSENT AGREEMENT. Summary: ON AUGUST 14, 2023, THE FIRM ENTERED INTO A CONSENT AGREEMENT WITH THE MOS WHICH ALLEGED THAT BY FAILING TO CONDUCT ON-SITE BRANCH INSPECTIONS OF ALL OF ITS MAINE BRANCH OFFICES BEFORE DECEMBER 31, 2022, THE FIRM WAS IN VIOLATION OF RULE CH. 504 § (7)(4)(B) AND ORDER 2021-12, ISSUED BY THE MAINE SECURITIES ADMINISTRATOR ON APRIL 26, 2021. WITHOUT THE FIRM ADMITTING OR DENYING ITS CONDUCT VIOLATED THE MUSA AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO A CIVIL FINE IN THE AMOUNT OF $5,000. THE FINE WAS PAID IN ACCORDANCE WITH THE TERMS OF THE CONSENT AGREEMENT.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE STATE OF MS ALLEGED THE FIRM FAILED TO REASONABLY SUPERVISE CERTAIN OF ITS AGENTS IN THE RIDGELAND, MISSISSIPPI BRANCH SO AS TO PREVENT AND DETECT VIOLATIONS. IN ADDITION, THEY ALLEGED THE FIRM FAILED IN SOME INSTANCES TO ENFORCE SUPERVISORY PROCEDURES TO COMPLY WITH THE REQUIREMENTS TO PREVENT AND DETECT VIOLATIONS BY CERTAIN OF ITS AGENTS IN THE RIDGELAND, MISSISSIPPI BRANCH. Status: Final Sanction Detail: THE FIRM AGREED TO PAY A $100,000.00 PENALTY, $400,000.00 REIMBURSEMENT TO THE DIVISION FOR COSTS AND EXPENSES AND $4,243,815.28 RESTITUTION TO BE CREDITED TO A CUSTOMER FUND. THE PENALTY AND EXPENSES TOTALING $500,000.00 WAS PAID ON SEPTEMBER 6, 2016. THE RESTITUTION WAS PAID ON SEPTEMBER 9, 2016. Summary: ON AUGUST 9, 2016, WITHOUT ADMITTING OR DENYING THE FINDINGS OF FACT OR CONCLUSIONS OF LAW, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO REASONABLY SUPERVISE CERTAIN OF ITS AGENTS IN THE RIDGELAND, MISSISSIPPI BRANCH SO AS TO PREVENT AND DETECT VIOLATIONS. IN ADDITION, THE FIRM FAILED IN SOME INSTANCES TO ENFORCE SUPERVISORY PROCEDURES TO COMPLY WITH THE REQUIREMENTS TO PREVENT AND DETECT VIOLATIONS BY CERTAIN OF ITS AGENTS IN THE RIDGELAND, MISSISSIPPI BRANCH.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: NON-REGISTRATION AS BRANCH OFFICES UNDER NEVADA LAW OF PERSONAL RESIDENCES OF ASSOCIATED PERSONS IN NEVADA USED AS ALTERNATIVE WORK LOCATIONS IN COMPLIANCE WITH FINRA RULES Status: Final Sanction Detail: $12,000 CIVIL PENALTY PAID ON 4/26/2018 Summary: APPLICANT ENTERED INTO AN ADMINISTRATIVE CONSENT ORDER EFFECTIVE AS OF APRIL 16, 2019, WHICH PROVIDED THAT APPLICANT "WILL CEASE FROM VIOLATING THE [NEVADA UNIFORM SECURITIES] ACT, AND THE REGULATIONS ADOPTED THEREUNDER, AND WILL COMPLY WITH SAID ACT AND REGULATIONS IN THE FUTURE;" APPLICANT "SHALL OBTAIN A BRANCH OFFICE LICENSE FOR ALL PLACES OF BUSINESS IN THE STATE OF NEVADA FROM WHICH ONE OR MORE SALES REPRESENTATIVES TRANSACT BUSINESS IN ACCORDANCE WITH NRS 90.360(2) AND NAC 90.392;" AND APPLICANT WILL PAY "A CIVIL PENALTY IN THE AMOUNT OF TWELVE THOUSAND DOLLARS AND NO CENTS ($12,000.00)."
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE MASSACHUSETTS SECURITIES DIVISION (MSD) ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC (THE "FIRM") (1) EMPLOYED CERTAIN AGENTS WHO WERE REQUIRED TO BE REGISTERED IN MASSACHUSETTS BUT WERE NOT REGISTERED IN MASSACHUSETTS IN VIOLATION OF SECTION 201 OF THE MASSACHUSETTS UNIFORM SECURITIES ACT (THE ACT), (2) FAILED REASONABLY TO SUPERVISE THE REGISTRATION STATUS OF CERTAIN AGENTS IN MASSACHUSETTS, AND (3) FAILED TO SUPERVISE CERTAIN PUBLICLY AVAILABLE WEBSITES REGARDING THE MASSACHUSETTS REGISTRATION STATUS OF CERTAIN AGENTS WHO WERE NOT REGISTERED IN MASSACHUSETTS IN VIOLATION OF SECTION 204(A)(2)(J) OF THE ACT. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE STATEMENT OF FACTS AND THE VIOLATIONS OF LAW AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM CONSENTED TO (1) THE ENTRY OF THE ORDER, (2) CEASE AND DESIST FROM VIOLATING MASS. GEN. LAWS CH. 110A §§ 201(A), 201(B) AND 204(A)(2)(J), (3) THE IMPOSITION OF A CENSURE, (4) CERTAIN UNDERTAKINGS, AND (5) PAYMENT OF AN ADMINISTRATIVE FINE IN THE AMOUNT OF $400,000. THE ADMINISTRATIVE FINE WAS PAID IN ACCORDANCE WITH THE TERMS OF THE ORDER. Summary: ON AUGUST 16, 2021, THE FIRM BECAME THE SUBJECT OF A CONSENT ORDER ISSUED BY THE MSD REGARDING ALLEGATIONS THAT THE FIRM (1) EMPLOYED CERTAIN AGENTS WHO WERE REQUIRED TO BE REGISTERED IN MASSACHUSETTS BUT WERE NOT REGISTERED IN MASSACHUSETTS IN VIOLATION OF SECTION 201 OF THE ACT, (2) FAILED REASONABLY TO SUPERVISE THE REGISTRATION STATUS OF CERTAIN AGENTS IN MASSACHUSETTS, AND (3) FAILED TO SUPERVISE CERTAIN PUBLICLY AVAILABLE WEBSITES REGARDING THE MASSACHUSETTS REGISTRATION STATUS OF CERTAIN AGENTS WHO WERE NOT REGISTERED IN MASSACHUSETTS IN VIOLATION OF SECTION 204(A)(2)(J) OF THE ACT. WITHOUT ADMITTING OR DENYING THE STATEMENT OF FACTS AND THE VIOLATIONS OF LAW AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM CONSENTED TO (1) THE ENTRY OF THE ORDER, (2) CEASE AND DESIST FROM VIOLATING MASS. GEN. LAWS CH. 110A §§ 201(A), 201(B) AND 204(A)(2)(J), (3) THE IMPOSITION OF A CENSURE, (4) CERTAIN UNDERTAKINGS, AND (5) THE PAYMENT OF AN ADMINISTRATIVE FINE IN THE AMOUNT OF $400,000.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE MASSACHUSETTS SECURITIES DIVISION (MSD) ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC (THE "FIRM") (1) DID NOT HAVE A SPECIFIC PROCESS FOR REVIEW OF TRADES BY INSIDERS OF FDIC-REGULATED INSTITUTIONS, AND (2) FAILED TO CONDUCT A REASONABLE POST-TRADE REVIEW OF CERTAIN TRANSACTIONS BY A FIRM CLIENT, AND (3) THAT A FIRM EMPLOYEE ENGAGED IN BUSINESS-RELATED COMMUNICATIONS USING AN UNAPPROVED METHOD OF COMMUNICATION IN VIOLATION OF SECTION 204(A)(2)(J) OF THE MASSACHUSETTS UNIFORM SECURITIES ACT (THE "ACT"). Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE STATEMENT OF FACTS AND THE VIOLATIONS OF LAW AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM CONSENTED TO (1) THE ENTRY OF THE ORDER, (2) A CEASE-AND-DESIST ORDER, (3) THE IMPOSITION OF A CENSURE, (4) CERTAIN UNDERTAKINGS, AND (5) PAYMENT OF AN ADMINISTRATIVE FINE IN THE AMOUNT OF $2,000,000. THE ADMINISTRATIVE FINE WILL BE PAID IN ACCORDANCE WITH THE TERMS OF THE ORDER. Summary: ON SEPTEMBER 5, 2024, THE FIRM BECAME THE SUBJECT OF A CONSENT ORDER ISSUED BY THE MSD REGARDING ALLEGATIONS THAT THE FIRM (1) DID NOT HAVE A SPECIFIC PROCESS FOR REVIEW OF TRADES BY INSIDERS OF FDIC-REGULATED INSTITUTIONS AND (2) FAILED TO CONDUCT A REASONABLE POST-TRADE REVIEW OF CERTAIN TRANSACTIONS BY A FIRM CLIENT, AND (3) THAT A FIRM EMPLOYEE ENGAGED IN BUSINESS-RELATED COMMUNICATIONS USING AN UNAPPROVED METHOD OF COMMUNICATION IN VIOLATION OF SECTION 204(A)(2)(J) OF THE ACT. WITHOUT ADMITTING OR DENYING THE STATEMENT OF FACTS AND THE VIOLATIONS OF LAW AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM CONSENTED TO (1) THE ENTRY OF THE ORDER, (2) A CEASE-AND-DESIST ORDER, (3) THE IMPOSITION OF A CENSURE, (4) CERTAIN UNDERTAKINGS, AND (5) PAYMENT OF AN ADMINISTRATIVE FINE IN THE AMOUNT OF $2,000,000. THE ADMINISTRATIVE FINE WILL BE PAID IN ACCORDANCE WITH THE TERMS OF THE ORDER.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE JAPANESE FSA FOUND THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD "MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES [OF SEIBU HOLDINGS INC.] WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES." AS SUCH, THE FSA FOUND THAT THE EMPLOYEE'S TRADING VIOLATED ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT. Status: Final Sanction Detail: MSMS WAS ORDERED TO PAY AN ADMINISTRATIVE MONETARY PENALTY OF JPY 219,880,000 (APPROX. $1,864,582 USD). Summary: ON DECEMBER 16, 2016, MORGAN STANLEY MUFG SECURITIES CO., LTD. (MSMS) BECAME SUBJECT TO A SUMMARY ORDER BY THE JAPANESE FINANCIAL SERVICES AGENCY FOR PAYMENT OF AN ADMINISTRATIVE MONETARY PENALTY OF JPY 219,880,000 (APPROX. $1,864,582 USD) IN CONNECTION WITH FINDINGS THAT THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD "MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES [OF SEIBU HOLDINGS INC.] WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES" AND THEREFORE CONSTITUTED A VIOLATION OF ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE JAPAN SECURITIES DEALERS ASSOCIATION FOUND THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES OF SEIBU HOLDINGS INC. WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES. AS SUCH, THE JAPAN SECURITIES DEALERS ASSOCIATION FOUND THAT THE EMPLOYEE'S TRADING VIOLATED ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT. Status: Final Sanction Detail: MSMS WAS ORDERED TO PAY AN ADMINISTRATIVE MONETARY PENALTY OF JPY 20,000,000 (APPROXIMATELY 181,753 USD). Summary: ON JULY 19, 2017, MORGAN STANLEY MUFG SECURITIES CO., LTD. (MSMS) BECAME SUBJECT TO AN ORDER BY THE JAPAN SECURITIES DEALER ASSOCIATION FOR PAYMENT OF A MONETARY PENALTY OF JPY 20,000,000(181,753 USD) IN CONNECTION WITH FINDINGS THAT THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES OF SEIBU HOLDINGS INC. WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES AND THEREFORE CONSTITUTED A VIOLATION OF ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE OSAKA EXCHANGE FOUND THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES OF SEIBU HOLDINGS INC. WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES. AS SUCH, THE FSA FOUND THAT THE EMPLOYEE'S TRADING VIOLATED ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT. Status: Final Sanction Detail: CENSURE Summary: ON JULY 19, 2017, MORGAN STANLEY MUFG SECURITIES CO., LTD. (MSMS) BECAME SUBJECT TO AN ORDER OF CENSURE BY THE OSAKA EXCHANGE IN CONNECTION WITH FINDINGS THAT THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES OF SEIBU HOLDINGS INC. WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES AND THEREFORE CONSTITUTED A VIOLATION OF ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 16, 2024
Allegations: THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) ALLEGED THAT THE FIRM DID NOT NOTIFY THE CMVM OR THE ISSUING COMPANY OF CHANGES TO CERTAIN QUALIFYING HOLDINGS WITHIN THE REQUIRED TIME PERIOD, IN VIOLATION OF ARTICLE 16 OF THE PORTUGUESE SECURITIES CODE Status: Final Sanction Detail: CAUTION Summary: ON MARCH 5, 2018, MORGAN STANLEY BECAME SUBJECT TO A DECISION BY THE PORTUGUESE SECURITIES MARKET COMMISSION (CMVM) IN WHICH THE CMVM ISSUED THE FIRM A CAUTION FOR THE WILLFUL BREACH OF (I) THE DUTY TO NOTIFY THE CMVM OF ITS QUALIFYING HOLDING, AND (II) THE DUTY TO NOTIFY THE ISSUING COMPANY OF ITS QUALIFYING HOLDING. THE CMVM ALSO REMINDED THE FIRM THAT IT IS UNDER STRICT LEGAL OBLIGATIONS THAT MUST BE COMPLIED WITH. THE CMVM SPECIFICALLY NOTED THAT, IN QUALIFYING THE FIRM'S CONDUCT AS WILLFUL MISCONDUCT, THIS DOES NOT MEAN THAT THE FIRM (SPECIFICALLY) ACTED WITH THE GOAL OF BREACHING THE LEGAL NORM IN QUESTION.
Regulatory · Item 11.D(2), 11.D(4), 11.D(5)
as of Dec 16, 2024
Allegations: THE TOKYO STOCK EXCHANGE FOUND THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES OF SEIBU HOLDINGS INC. WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES. AS SUCH, THE TOKYO STOCK EXCHANGE FOUND THAT THE EMPLOYEE'S TRADING VIOLATED ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT. Status: Final Sanction Detail: MONETARY/FINE OF JPY 80,000,000 (APPROXIMATELY $729,000 USD); SUSPENSION Summary: ON JULY 19, 2017, MORGAN STANLEY MUFG SECURITIES CO., LTD. (MSMS) BECAME SUBJECT TO AN ORDER BY THE TOKYO STOCK EXCHANGE FOR PAYMENT OF A MONETARY PENALTY OF JPY 80,000,000 (729,000 USD) AND RECEIVED A THREE DAY TRADING SUSPENSION TO BEGIN ON JULY 31, 2017 IN CONNECTION WITH FINDINGS THAT THAT AN EMPLOYEE'S QUOTING AND TRADING ACTIVITIES ON THE TOKYO STOCK EXCHANGE ON 14 DAYS IN SEPTEMBER AND OCTOBER 2015 WOULD MISLEAD OTHERS INTO BELIEVING SALES AND PURCHASES OF THE SHARES OF SEIBU HOLDINGS INC. WERE THRIVING AND WOULD CAUSE FLUCTUATIONS IN THE MARKET OF THE SHARES AND THEREFORE CONSTITUTED A VIOLATION OF ARTICLE 159(2)(I) OF THE FINANCIAL INSTRUMENTS AND EXCHANGE ACT
Regulatory · Item 11.D(1), 11.D(2)
as of Dec 16, 2024
Allegations: THE ILLINOIS ATTORNEY GENERAL'S OFFICE ("ILAG") ALLEGED THAT MORGAN STANLEY VIOLATED ILLINOIS LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2002 AND 2008. Status: Final Sanction Detail: MORGAN STANLEY MADE PAYMENT OF $22,500,000 BY WIRE TRANSFER ON 2/24/2016. Summary: ACTION STATUS AND (OR) DISPOSITION AND INCLUDE RELEVANT TERMS, CONDITIONS AND DATES: ON FEBRUARY 11, 2016, MORGAN STANLEY ENTERED INTO AN AGREEMENT (THE "ILAG SETTLEMENT AGREEMENT") WITH THE ILLINOIS ATTORNEY GENERAL TO PAY $22.5 MILLION TO RESOLVE CERTAIN POTENTIAL CLAIMS RELATED TO MORGAN STANLEY'S MARKETING, SALE AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES. THE ILAG SETTLEMENT AGREEMENT WAS MADE IN CONJUNCTION WITH AN AGREEMENT BETWEEN MORGAN STANLEY AND CERTAIN MEMBERS OF THE PRESIDENT'S RMBS WORKING GROUP OF THE FINANCIAL FRAUD ENFORCEMENT TASK FORCE. THIS SETTLEMENT DOES NOT RESULT IN ANY FINDING OF VIOLATIONS OF LAW, AND CONSTITUTES A FINAL DEPOSITION OF THE POTENTIAL CLAIMS REFERENCED ABOVE.
Regulatory · Item 11.D(1), 11.D(2)
as of Dec 16, 2024
Allegations: THE NEW YORK ATTORNEY GENERAL'S OFFICE ("NYAG") ALLEGED THAT MORGAN STANLEY VIOLATED NEW YORK LAW IN CONNECTION WITH THE MARKETING, SALE, AND ISSUANCE OF CERTAIN RESIDENTIAL MORTGAGE-BACKED SECURITIES BETWEEN 2006 AND 2007. Status: Final Sanction Detail: MORGAN STANLEY MADE PAYMENT OF $150,000,000 BY WIRE TRANSFER ON 2/24/2016. Summary: ACTION STATUS AND (OR) DISPOSITION AND INCLUDE RELEVANT TERMS, CONDITIONS AND DATES: ON FEBRUARY 11, 2016, MORGAN STANLEY ENTERED INTO AN AGREEMENT (THE "NYAG SETTLEMENT AGREEMENT") WITH THE NEW YORK ATTORNEY GENERAL TO PAY $150 MILLION TO RESOLVE CERTAIN POTENTIAL CLAIMS RELATED TO MORGAN STANLEY'S MARKETING, SALE AND ISSUANCE OF CERTAIN RESIDENTIAL-MORTGAGE BACKED SECURITIES. MORGAN STANLEY ALSO AGREED TO PROVIDE $400 MILLION OF CONSUMER RELIEF, AND THE REQUIREMENT OF AN INDEPENDENT MONITOR TO OVERSEE MORGAN STANLEY'S PROVISION OF THE CONSUMER RELIEF. THE NYAG SETTLEMENT AGREEMENT WAS MADE IN CONJUNCTION WITH AN AGREEMENT BETWEEN MORGAN STANLEY AND CERTAIN MEMBERS OF THE PRESIDENT'S RMBS WORKING GROUP OF THE FINANCIAL FRAUD ENFORCEMENT TASK FORCE. THIS SETTLEMENT DOES NOT RESULT IN ANY FINDING OF VIOLATIONS OF LAW, AND CONSTITUTES A FINAL DEPOSITION OF THE POTENTIAL CLAIMS REFERENCED ABOVE.
Regulatory
as of Dec 16, 2024
Allegations: THE SECURITIES AND EXCHANGE COMMISSION ALLEGED, IN CONNECTION WITH THE BROKER-DEALER OFF-CHANNEL COMMUNICATIONS INITIATIVE, THAT MORGAN STANLEY SMITH BARNEY AND MORGAN STANLEY & CO. LLC (COLLECTIVELY, MORGAN STANLEY) FAILED TO (1) MAINTAIN AND PRESERVE OFF-CHANNEL COMMUNICATIONS RELATED TO THE BUSINESS OF THE BROKER-DEALERS OPERATED BY RESPONDENTS, IN WILLFUL VIOLATION OF SECTION 17(A) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT") AND RULE 17A-4(B)(4) THEREUNDER; AND (2) REASONABLY SUPERVISE THEIR EMPLOYEES WITH A VIEW TO PREVENTING OR DETECTING CERTAIN OF THEIR EMPLOYEES' AIDING AND ABETTING VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4(B)(4) THEREUNDER, WITHIN THE MEANING OF SECTION 15(B)(4)(E) OF THE EXCHANGE ACT. Status: Final Sanction Detail: MORGAN STANLEY ADMITTED TO THE FACTS IN THE SETTLEMENT ORDER, ACKNOWLEDGED THEIR CONDUCT VIOLATED THE FEDERAL SECURITIES LAWS AND AGREED TO: (A) CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OR ANY FUTURE VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4 THEREUNDER, (B) BE CENSURED, (C) PAY A CIVIL MONETARY PENALTY IN THE AMOUNT OF $125,000,000, AND (D) COMPLY WITH CERTAIN UNDERTAKINGS RELATED TO RETENTION OF ELECTRONIC COMMUNICATIONS. Summary: ON SEPTEMBER 27, 2022, THE SECURITIES AND EXCHANGE COMMISSION ALLEGED THAT MORGAN STANLEY FAILED TO (1) MAINTAIN AND PRESERVE OFF-CHANNEL COMMUNICATIONS RELATED TO THE BUSINESS OF THE BROKER-DEALERS OPERATED BY RESPONDENTS, IN WILLFUL VIOLATION OF SECTION 17(A) OF THE SECURITIES EXCHANGE ACT OF 1934 ("EXCHANGE ACT") AND RULE 17A-4(B)(4) THEREUNDER; AND (2) REASONABLY SUPERVISE THEIR EMPLOYEES WITH A VIEW TO PREVENTING OR DETECTING CERTAIN OF THEIR EMPLOYEES' AIDING AND ABETTING VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4(B)(4) THEREUNDER, WITHIN THE MEANING OF SECTION 15(B)(4)(E) OF THE EXCHANGE ACT. MORGAN STANLEY ADMITTED TO THE FACTS IN THE SETTLEMENT ORDER, ACKNOWLEDGED THEIR CONDUCT VIOLATED THE FEDERAL SECURITIES LAWS AND AGREED TO: (A) CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OR ANY FUTURE VIOLATIONS OF SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4 THEREUNDER, (B) BE CENSURED, (C) PAY A CIVIL MONETARY PENALTY IN THE AMOUNT OF $125,000,000, AND (D) COMPLY WITH CERTAIN UNDERTAKINGS RELATED TO RETENTION OF ELECTRONIC COMMUNICATIONS.
Regulatory
as of Dec 16, 2024
Allegations: THE COMMODITY FUTURES TRADING COMMISSION (CFTC) ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC (FIRM) VIOLATED CFTC RULE 30.7(A) BY ERRONEOUSLY TRANSFERRING FUNDS FROM A SECURED FUNDS BANK ACCOUNT TO A SEGREGATED FUNDS BROKERAGE ACCOUNT AND CONSEQUENTLY FAILING TO MAINTAIN IN A SEPARATE ACCOUNT MONEY IN AN AMOUNT SUFFICIENT TO COVER ITS OBLIGATIONS TO FOREIGN FUTURES AND OPTIONS CUSTOMERS, SECTION 4D(A)(2) OF THE COMMODITY EXCHANGE ACT AND CFTC RULE 1.20(C) BY COMINGLING EMPLOYEE-OWNED NON-CUSTOMER SECURITIES WITH CUSTOMER SECURITIES IN A CUSTOMER SEGREGATED ACCOUNT, CFTC RULE 1.20(A) BECAUSE ACCOUNT STATEMENTS FOR FOUR SEGREGATED ACCOUNTS WERE IMPROPERLY TITLED AS CUSTOMER SECURED ACCOUNTS, CFTC RULE 30.7(F) BY FAILING TO PREPARE ACCURATE DAILY COMPUTATIONS OF ITS SECURED AMOUNTS, CFTC RULE 1.32(A) BY FAILING TO PREPARE ACCURATE DAILY COMPUTATIONS OF SEGREGATED FUNDS, CFTC RULE 1.33 BY PROVIDING CERTAIN CUSTOMERS WITH INACCURATE ACCOUNT STATEMENTS AND CFTC RULE 166.3 BY FAILING TO SUPERVISE THE HANDLING OF SEGREGATED AND SECURED ACCOUNTS AND FAILING TO HAVE ADEQUATE POLICIES AND PROCEDURES DESIGNED TO DETECT AND DETER THE VIOLATIONS OF THE COMMODITY EXCHANGE ACT AND CFTC RULES Status: Final Sanction Detail: THE CIVIL MONETARY PENALTY OF $490,000 WAS PAID ON MARCH 31, 2014. THE FIRM ALSO AGREED TO UNDERTAKINGS RELATED TO PUBLIC STATEMENTS AND PAYMENT OF THE MONETARY PENALTY. Summary: ON MARCH 27, 2014, THE CFTC ISSUED AN ORDER FILING AND SETTLING CHARGES THAT MORGAN STANLEY SMITH BARNEY LLC (FIRM) VIOLATED CFTC RULE 30.7(A) BY ERRONEOUSLY TRANSFERRING FUNDS FROM A SECURED FUNDS BANK ACCOUNT TO A SEGREGATED FUNDS BROKERAGE ACCOUNT AND CONSEQUENTLY FAILING TO MAINTAIN IN A SEPARATE ACCOUNT MONEY IN AN AMOUNT SUFFICIENT TO COVER ITS OBLIGATIONS TO FOREIGN FUTURES AND OPTIONS CUSTOMERS, SECTION 4D(A)(2) OF THE COMMODITY EXCHANGE ACT AND CFTC RULE 1.20(C) BY COMINGLING EMPLOYEE-OWNED NON-CUSTOMER SECURITIES WITH CUSTOMER SECURITIES IN A CUSTOMER SEGREGATED ACCOUNT, CFTC RULE 1.20(A) BECAUSE ACCOUNT STATEMENTS FOR FOUR SEGREGATED ACCOUNTS WERE IMPROPERLY TITLED AS CUSTOMER SECURED ACCOUNTS, CFTC RULE 30.7(F) BY FAILING TO PREPARE ACCURATE DAILY COMPUTATIONS OF ITS SECURED AMOUNTS, CFTC RULE 1.32(A) BY FAILING TO PREPARE ACCURATE DAILY COMPUTATIONS OF SEGREGATED FUNDS, CFTC RULE 1.33 BY PROVIDING CERTAIN CUSTOMERS WITH INACCURATE ACCOUNT STATEMENTS AND CFTC RULE 166.3 BY FAILING TO SUPERVISE THE HANDLING OF SEGREGATED AND SECURED ACCOUNTS AND FAILING TO HAVE ADEQUATE POLICIES AND PROCEDURES DESIGNED TO DETECT AND DETER THE VIOLATIONS OF THE COMMODITY EXCHANGE ACT AND CFTC RULES. WITHOUT ADMITTING OR DENYING THE FINDINGS OR CONCLUSIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS, THE IMPOSITION OF A CEASE AND DESIST ORDER, A CIVIL MONETARY PENALTY OF $490,000, AND UNDERTAKINGS RELATED TO PUBLIC STATEMENTS AND PAYMENT OF THE MONETARY PENALTY.
Regulatory
as of Dec 16, 2024
Allegations: THE COMMODITY FUTURES TRADING COMMISSION (CFTC) ALLEGED THAT THE FIRM FAILED TO: (1) DILIGENTLY SUPERVISE ITS EMPLOYEES IN THE HANDLING OF ACCOUNTS IN THE NAME OF A FAMILY OF COMPANIES BY FAILING TO FOLLOW ITS OWN DUE DILIGENCE PROCEDURES IN ONBOARDING THE ACCOUNTS FROM A HIGH RISK JURISDICTION; (2) FAILED TO PROPERLY ENFORCE ITS OWN TRADING LIMITS ASSIGNED TO THE SUBJECT ACCOUNTS, WHICH RESULTED IN INITIAL MARGIN REQUIREMENTS THAT FAR EXCEEDED THE APPLICABLE CREDIT TRADING LIMIT, (3) FAILED TO RESPOND TIMELY AND ACCURATELY TO A CFTC REQUEST FOR PRODUCTION OF ACCOUNT RECORDS, AND (4) FAILED TO MAINTAIN ADEQUATE RECORDS REGARDING THE CREDIT TRADING LIMIT APPLICABLE TO THE SUBJECT ACCOUNTS. Status: Final Sanction Detail: THE CIVIL MONETARY PENALTY AND DISGORGEMENT TOTALING $296,351.86 WAS PAID ON SEPTEMBER 24, 2014. THE FIRM ALSO AGREED TO UNDERTAKINGS RELATED TO REVIEW AND EVALUATION OF THE FIRM'S RECORD KEEPING PROCESSES, AND PUBLIC STATEMENTS. Summary: ON SEPTEMBER 15, 2014, THE U.S. COMMODITY FUTURES TRADING COMMISSION (CFTC) ISSUED AN ORDER FILING AND SETTLING CHARGES IN CONNECTION WITH ALLEGATIONS THAT MORGAN STANLEY SMITH BARNEY, LLC (FIRM) FAILED TO (1) DILIGENTLY SUPERVISE ITS EMPLOYEES IN THE HANDLING OF ACCOUNTS IN THE NAME OF A FAMILY OF COMPANIES BY FAILING TO FOLLOW ITS OWN DUE DILIGENCE PROCEDURES IN ONBOARDING THE ACCOUNTS FROM A HIGH RISK JURISDICTION; (2) FAILED TO PROPERLY ENFORCE ITS OWN TRADING LIMITS ASSIGNED TO THE SUBJECT ACCOUNTS, WHICH RESULTED IN INITIAL MARGIN REQUIREMENTS THAT FAR EXCEEDED THE APPLICABLE CREDIT TRADING LIMIT, (3) FAILED TO RESPOND TIMELY AND ACCURATELY TO A CFTC REQUEST FOR PRODUCTION OF ACCOUNT RECORDS, AND (4) FAILED TO MAINTAIN ADEQUATE RECORDS REGARDING THE CREDIT TRADING LIMIT APPLICABLE TO THE SUBJECT ACCOUNTS. WITHOUT ADMITTING OR DENYING THE FINDINGS OR CONCLUSIONS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO THE ENTRY OF FINDINGS, THE IMPOSITION OF A CEASE AND DESIST ORDER, A CIVIL MONETARY PENALTY OF $280,000, DISGORGEMENT OF COMMISSIONS OF $16,351.86 AND UNDERTAKINGS RELATED TO REVIEW AND EVALUATION OF THE FIRM'S RECORD KEEPING PROCESSES, AND PUBLIC STATEMENTS.
Regulatory
as of Dec 16, 2024
Allegations: THE SEC FOUND THAT MORGAN STANLEY SMITH BARNEY ("MSSB") WILLFULLY VIOLATED RULE 30(A) OF REGULATION S-P (17 C. F. R. § 248.30(A)) (THE "SAFEGUARDS RULE"). IN PARTICULAR, THE SEC FOUND THAT, PRIOR TO DECEMBER 2014, ALTHOUGH MSSB HAD ADOPTED WRITTEN POLICIES AND PROCEDURES RELATING TO THE PROTECTION OF CUSTOMER RECORDS AND INFORMATION, THOSE POLICIES AND PROCEDURES WERE NOT REASONABLY DESIGNED TO SAFEGUARD ITS CUSTOMERS' PERSONALLY IDENTIFIABLE INFORMATION AS REQUIRED BY THE SAFEGUARDS RULE AND THEREFORE FAILED TO PREVENT A MSSB EMPLOYEE, WHO WAS SUBSEQUENTLY TERMINATED, FROM MISAPPROPRIATING CUSTOMER ACCOUNT INFORMATION. Status: Final Sanction Detail: MSSB CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS, TO A CENSURE, TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS, AND TO PAY A CIVIL PENALTY OF $1,000,000. THE CIVIL PENALTY WAS PAID ON JUNE 16, 2016. Summary: IN DETERMINING TO ACCEPT THE OFFER RESULTING IN THE ORDER, THE SEC CONSIDERED THE REMEDIAL EFFORTS PROMPTLY UNDERTAKEN BY MSSB AND MSSB'S COOPERATION AFFORDED TO THE SEC STAFF.
Regulatory
as of Dec 16, 2024
Allegations: THE SEC FOUND THAT FROM 2009 THROUGH 2015, MSSB INADVERTENTLY CHARGED ADVISORY FEES IN EXCESS OF WHAT HAD BEEN DISCLOSED TO, AND AGREED TO BY, ITS LEGACY CGM CLIENTS, AND, FROM 2002 TO 2009 AND FROM 2009 TO 2016, MS&CO. AND MSSB, RESPECTIVELY, INADVERTENTLY CHARGED FEES IN EXCESS OF WHAT WAS DISCLOSED TO AND AGREED TO BY THEIR CLIENTS. THE SEC ALSO FOUND THAT MSSB FAILED TO COMPLY WITH REQUIREMENTS REGARDING ANNUAL SURPRISE CUSTODY EXAMINATIONS FOR THE YEARS 2011 AND 2012, DID NOT MAINTAIN CERTAIN CLIENT CONTRACTS, AND FAILED TO ADOPT AND IMPLEMENT WRITTEN COMPLIANCE POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT VIOLATIONS OF THE INVESTMENT ADVISERS ACT OF 1940 (THE "ADVISERS ACT"). THE SEC FOUND THAT MSSB WILLFULLY VIOLATED SECTIONS 204(A), 206(2) AND 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULES 204-2(A)(10), 204-2(E)(1), 206(4)-2 AND 206(4)-7 THEREUNDER. Status: Final Sanction Detail: MSSB CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS, TO A CENSURE; TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS; TO CERTAIN UNDERTAKINGS RELATED TO FEE BILLING, BOOKS AND RECORDS AND CLIENT NOTICES; AND TO PAY A CIVIL PENALTY OF $13,000,000. THE CIVIL PENALTY WAS PAID ON JANUARY 19, 2017. Summary: IN DETERMINING TO ACCEPT THE OFFER RESULTING IN THE JANUARY 13, 2017 ORDER, THE SEC CONSIDERED THE REMEDIAL EFFORTS PROMPTLY UNDERTAKEN BY MSSB.
Regulatory
as of Dec 16, 2024
Allegations: THE SEC ALLEGED THAT MSWM WILLFULLY VIOLATED CERTAIN SECTIONS OF THE INVESTMENT ADVISERS ACT OF 1940, SPECIFICALLY SECTION 206(4) AND RULE 206(4)-7 THEREUNDER, AS WELL AS SECTION 203(E)(6). Status: Final Sanction Detail: THE CIVIL PENALTY WAS PAID ON JULY 17, 2018. Summary: ON JUNE 29, 2018, THE SEC ENTERED INTO A SETTLEMENT ORDER WITH MSWM SETTLING AN ADMINISTRATIVE ACTION WHICH RELATES TO MISAPPROPRIATION OF CLIENT FUNDS IN FOUR RELATED ACCOUNTS BY A SINGLE FORMER MSWM FINANCIAL ADVISOR ("FA"). THE SEC FOUND THAT MSWM FAILED TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES OR SYSTEMS REASONABLY DESIGNED TO PREVENT PERSONNEL FROM MISAPPROPRIATING ASSETS IN CLIENT ACCOUNTS. THE SEC SPECIFICALLY FOUND THAT, OVER THE COURSE OF ELEVEN MONTHS, THE FA INITIATED UNAUTHORIZED TRANSACTIONS IN THE FOUR RELATED CLIENT ACCOUNTS IN ORDER TO MISAPPROPRIATE CLIENT FUNDS. THE SEC FOUND THAT WHILE MSWM POLICIES PROVIDED FOR CERTAIN REVIEWS PRIOR TO ISSUING DISBURSEMENTS, SUCH REVIEWS WERE NOT REASONABLY DESIGNED TO PREVENT FAS FROM MISAPPROPRIATING CLIENT FUNDS. UPON BEING INFORMED OF THE ISSUE BY REPRESENTATIVES OF THE FA'S AFFECTED CLIENTS, MSWM PROMPTLY CONDUCTED AN INTERNAL INVESTIGATION, TERMINATED THE FA, AND REPORTED THE FRAUD TO LAW ENFORCEMENT AGENCIES. MSWM ALSO FULLY REPAID THE AFFECTED CLIENTS, MADE SIGNIFICANT ENHANCEMENTS TO ITS POLICIES, PROCEDURES AND SYSTEMS ("ENHANCED MSWM POLICIES") AND HIRED ADDITIONAL FRAUD OPERATIONS PERSONNEL. THE SEC FOUND THAT MSWM WILLFULLY VIOLATED SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 THEREUNDER. THE SEC ALSO FOUND THAT MSWM FAILED TO SUPERVISE THE FA PURSUANT TO ITS OBLIGATIONS UNDER SECTION 203(E)(6) OF THE ADVISERS ACT. MSWM CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS, TO A CENSURE; TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS; TO CERTAIN UNDERTAKINGS, INCLUDING CERTIFICATIONS RELATED TO THE IMPLEMENTATION AND ADEQUACY OF THE ENHANCED MSWM POLICIES AND TO PAY A CIVIL PENALTY OF $3,600,000.
Regulatory
as of Dec 16, 2024
Allegations: THE SECURITIES AND EXCHANGE COMMISSION (SEC) ALLEGED THAT THE FIRM RECOMMENDED 135 "SWAP' TRANSACTIONS TO ITS RETAIL CUSTOMERS THAT APPEARED TO PROVIDE NO ECONOMIC BENEFIT TO THE CUSTOMER. THE SEC ALLEGED THAT THE FIRM WILLFULLY VIOLATED MSRB RULES G-8, G-17, G-19 AND G-27 AND SECTION 15(B)(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (EXCHANGE ACT). Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO A CENSURE, TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 15B(C)(1) OF THE EXCHANGE ACT AND MSRB RULES G-8, G-17, G-19 AND G-27, AND TO PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $225,000. Summary: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO A CENSURE, TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 15B(C)(1) OF THE EXCHANGE ACT AND MSRB RULES G-8, G-17, G-19 AND G-27, AND TO PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $225,000.
Regulatory
as of Dec 16, 2024
Allegations: THE SEC FOUND THAT FROM AT LEAST JULY 2009 THROUGH DECEMBER 2016, THE FIRM, IN CONNECTION WITH INVESTMENT RECOMMENDATIONS TO CERTAIN RETIREMENT PLAN AND CHARITABLE ORGANIZATION BROKERAGE CUSTOMERS ("ELIGIBLE CUSTOMERS"), RECOMMENDED AND SOLD THE ELIGIBLE CUSTOMERS MORE EXPENSIVE SHARE CLASSES WHEN LESS EXPENSIVE SHARE CLASSES WERE AVAILABLE, CONTRARY TO THE FIRM'S REPRESENTATIONS TO THE ELIGIBLE CUSTOMERS, DUE TO THREE ISSUES WITH ITS SHARE CLASS SELECTION CALCULATOR. THE SEC FOUND THAT, IN RELATION TO THE FOREGOING, THE FIRM WILLFULLY VIOLATED SECTIONS 17(A)(2) AND 17(A)(3) OF THE SECURITIES ACT OF 1933. Status: Final Sanction Detail: THE FIRM CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS, TO A CENSURE, TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS, TO PAY A CIVIL PENALTY OF $1,500,000 AND TO PAY DISGORGEMENT OF $42,389.41 AND PREJUDGMENT INTEREST OF $3,369.58. THE CIVIL PENALTY, DISGORGEMENT AND PREJUDGMENT INTEREST WAS PAID ON OR AROUND NOVEMBER 19, 2019. Summary: THE FIRM HAS COMPLETED FULL REMEDIATION OF APPROXIMATELY 99% OF THE OVERCHARGES TO CUSTOMERS, BY CREDITING THE ACCOUNTS OF CURRENT CUSTOMERS AND MAILING REIMBURSEMENT CHECKS OR OTHERWISE DIRECTING PAYMENTS AS INSTRUCTED BY FORMER CUSTOMERS. DESPITE REASONABLE EFFORTS, THE FIRM IS UNABLE TO LOCATE AND/OR CONTACT 226 FORMER ACCOUNT HOLDERS, REPRESENTING $45,758.99 IN REMEDIATION PROCEEDS. THE FIRM HAS ALSO CORRECTED THE FLAWS WITH ITS SHARE CLASS SELECTION CALCULATOR.
Regulatory
as of Dec 16, 2024
Allegations: THE SEC ALLEGED THAT MORGAN STANLEY SMITH BARNEY LLC ("MSWM") WILLFULLY VIOLATED CERTAIN SECTIONS OF THE INVESTMENT ADVISERS ACT OF 1940, SPECIFICALLY SECTIONS 206(2) AND 206(4) AND RULE 206(4)-7 THEREUNDER. Status: Final Sanction Detail: THE CIVIL PENALTY WAS PAID ON OR AROUND 05/19/2020. Summary: ON MAY 12, 2020, THE SEC ENTERED INTO A SETTLEMENT ORDER WITH MSWM SETTLING AN ADMINISTRATIVE ACTION WHICH RELATES TO CERTAIN INFORMATION PROVIDED IN MARKETING AND CLIENT COMMUNICATIONS TO RETAIL ADVISORY CLIENTS IN MSWM'S WRAP FEE PROGRAMS WITH THIRD-PARTY MANAGERS AND MSWM'S POLICIES AND PROCEDURES RELATED TO TRADES NOT EXECUTED AT MSWM. IN THE APPLICABLE WRAP FEE PROGRAMS, THE THIRD-PARTY MANAGER HAS THE DISCRETION TO PLACE ORDERS FOR TRADE EXECUTION ON CLIENTS' BEHALF AT A BROKER-DEALER OTHER THAN MORGAN STANLEY. MSWM PERMITS MANAGERS TO "TRADE AWAY" FROM MSWM IN THIS MANNER IN ORDER TO SEEK BEST EXECUTION FOR TRADES. THE SEC FOUND THAT, FROM AT LEAST OCTOBER 2012 THROUGH JUNE 2017, MSWM PROVIDED INCOMPLETE AND INACCURATE INFORMATION INDICATING THAT MSWM EXECUTED MOST CLIENT TRADES AND THAT, WHILE ADDITIONAL TRANSACTION-BASED COSTS WERE POSSIBLE, CLIENTS DID NOT ACTUALLY INCUR THEM IN THE ORDINARY COURSE. THE SEC FOUND THAT THIS INFORMATION WAS MISLEADING FOR CERTAIN RETAIL CLIENTS BECAUSE SOME WRAP MANAGERS DIRECTED MOST, AND SOMETIMES ALL, CLIENT TRADES TO THIRD-PARTY BROKER-DEALERS FOR EXECUTION, WHICH RESULTED IN CERTAIN CLIENTS PAYING TRANSACTION-BASED CHARGES THAT WERE NOT VISIBLE TO THEM. THE SEC ALSO FOUND THAT, ON OCCASION, WRAP MANAGERS DIRECTED TRADES TO MSWM-AFFILIATED BROKER-DEALERS IN WHICH CLIENTS INCURRED TRANSACTION-BASED CHARGES IN VIOLATION OF MSWM'S AFFILIATE TRADING POLICIES WITHOUT DETECTION BY MSWM. THE SEC NOTED IN THE ORDER THAT IT CONSIDERED CERTAIN REMEDIAL ACTS UNDERTAKEN BY MSWM IN DETERMINING TO ACCEPT THE ORDER, INCLUDING MSWM ENHANCING ITS DISCLOSURES TO CLIENTS, IMPLEMENTING TRAINING OF FINANCIAL ADVISORS, ENHANCING RELEVANT POLICIES AND PROCEDURES, AND REFUNDING CLIENTS' TRANSACTION BASED CHARGES PAID TO MORGAN STANLEY AFFILIATES. THE SEC FOUND THAT MSWM WILLFULLY VIOLATED CERTAIN SECTIONS OF THE INVESTMENT ADVISERS ACT OF 1940, SPECIFICALLY SECTIONS 206(2) AND 206(4) AND RULE 206(4)-7 THEREUNDER. MSWM CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, TO A CENSURE; TO CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS; AND TO PAY A CIVIL PENALTY OF $5,000,000.
Regulatory
as of Dec 16, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ADOPT WRITTEN POLICIES AND PROCEDURES THAT IDENTIFIED THE HIGH LEVEL OF RISK ASSOCIATED WITH THE DECOMMISSIONING OF DATA-BEARING FIRM DEVICES; FAILED TO REASONABLY DESIGN WRITTEN POLICIES AND PROCEDURES FOR EMPLOYMENT AND MONITORING OF VENDORS AND SUB-VENDORS TO PROTECT THE SECURITY AND CONFIDENTIALITY OF CUSTOMER RECORDS AND INFORMATION; AND FAILED TO TAKE REASONABLE MEASURES TO PROTECT CUSTOMER PERSONAL IDENTIFYING INFORMATION (PII) OR CONSUMER REPORT INFORMATION IN CONNECTION WITH DECOMMISSIONING DATA-BEARING DEVICES, IN WILLFUL VIOLATION OF RULES 30(A) AND (B) OF REGULATION S-P. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO: (A) CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OR ANY FUTURE VIOLATIONS OF RULES 30(A) AND (B) OF REGULATION S-P, (B) BE CENSURED, AND (C) PAY A CIVIL MONETARY PENALTY IN THE AMOUNT OF $35,000,000. THE FINE WAS PAID IN ACCORDANCE WITH THE TERMS OF THE ORDER. Summary: ON SEPTEMBER 20, 2022, THE FIRM CONSENTED TO SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ADOPT WRITTEN POLICIES AND PROCEDURES THAT IDENTIFIED THE HIGH LEVEL OF RISK ASSOCIATED WITH THE DECOMMISSIONING OF DATA-BEARING FIRM DEVICES; FAILED TO REASONABLY DESIGN WRITTEN POLICIES AND PROCEDURES FOR EMPLOYMENT AND MONITORING OF VENDORS AND SUB-VENDORS TO PROTECT THE SECURITY AND CONFIDENTIALITY OF CUSTOMER RECORDS AND INFORMATION; AND FAILED TO TAKE REASONABLE MEASURES TO PROTECT CUSTOMER PERSONAL IDENTIFYING INFORMATION (PII) OR CONSUMER REPORT INFORMATION IN CONNECTION WITH DECOMMISSIONING DATA-BEARING DEVICES, IN WILLFUL VIOLATION OF RULES 30(A) AND (B) OF REGULATION S-P. WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED: (A) CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OR ANY FUTURE VIOLATIONS OF RULES 30(A) AND (B) OF REGULATION S-P, (B) BE CENSURED, AND (C) PAY A CIVIL MONETARY PENALTY IN THE AMOUNT OF $35,000,000. THE FINE WAS PAID IN ACCORDANCE WITH THE TERMS OF THE ORDER.
Regulatory
as of Dec 16, 2024
Allegations: THE SECURITIES AND EXCHANGE COMMISSION ALLEGED THAT, MORGAN STANLEY SMITH BARNEY LLC (THE FIRM) FAILED TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT PERSONNEL FROM MISUSING AND MISAPPROPRIATING FUNDS IN CLIENT ACCOUNTS AND THE FIRM'S INADEQUATE POLICIES AND PROCEDURES AND SYSTEMS TO IMPLEMENT THEM LED TO ITS FAILURE REASONABLY TO SUPERVISE THE FOUR FAS, WHO MISAPPROPRIATED FUNDS FROM CLIENT AND CUSTOMER ACCOUNTS WHILE EMPLOYED AT THE FIRM. THE SEC FOUND THAT THE FIRM FAILED TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT AND DETECT UNAUTHORIZED EXTERNALLY-INITIATED ACH PAYMENTS AND UNAUTHORIZED CASH WIRES. THE SEC FOUND THAT THE FIRM (1) WILLFULLY VIOLATED SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AND RULE 206(4)-7 THEREUNDER; AND (2) FAILED TO SUPERVISE THE FAS WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT AND/OR SECTION 15(B)(4)(E) OF THE SECURITIES EXCHANGE ACT OF 1934. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, THE FIRM ACCEPTED AND CONSENTED TO: (A) CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OR ANY FUTURE VIOLATIONS OF SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-7 PROMULGATED THEREUNDER, (B) BE CENSURED, (C) PAY A CIVIL MONETARY PENALTY IN THE AMOUNT OF $15,000,000 AND (D) COMPLETE CERTAIN UNDERTAKINGS. THE FINE WAS PAID IN ACCORDANCE WITH THE TERMS OF THE ORDER. Summary: ON DECEMBER 9, 2024, THE SEC ENTERED INTO A SETTLEMENT ORDER WITH THE FIRM SETTLING AN ADMINISTRATIVE ACTION WHICH FOUND THAT THE FIRM FAILED TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT PERSONNEL FROM MISUSING AND MISAPPROPRIATING FUNDS IN CLIENT ACCOUNTS AND THE FIRM'S INADEQUATE POLICIES AND PROCEDURES AND SYSTEMS TO IMPLEMENT THEM LED TO ITS FAILURE REASONABLY TO SUPERVISE THE FOUR FAS, WHO MISAPPROPRIATED FUNDS FROM CLIENT AND CUSTOMER ACCOUNTS WHILE EMPLOYED AT THE FIRM. THE SEC FOUND THAT THE FIRM FAILED TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT AND DETECT UNAUTHORIZED EXTERNALLY-INITIATED ACH PAYMENTS AND UNAUTHORIZED CASH WIRES. UPON BEING INFORMED OF THE POTENTIAL UNAUTHORIZED ACTIVITY OF TWO OF THE FAS, THE FIRM PROMPTLY INVESTIGATED THE MATTERS, TERMINATED THE FAS, REPORTED THE FRAUD TO LAW ENFORCEMENT AGENCIES, AND FULLY REPAID THE AFFECTED CLIENTS. THE FIRM ALSO CONDUCTED A RETROACTIVE REVIEW OF PAYMENT INSTRUCTIONS FOR EXTERNALLY-INITIATED ACH PAYMENT INSTRUCTIONS, WHICH LED TO THE IDENTIFICATION OF MISCONDUCT BY THE OTHER TWO FAS. THE FIRM ACCORDINGLY TERMINATED THE OTHER TWO FAS AND REPORTED THE MISCONDUCT TO SEC STAFF. THE FIRM PROACTIVELY INSTITUTED NEW WRITTEN PROCEDURES TO ADDRESS THE CONDUCT AT ISSUE AND RETAINED A COMPLIANCE CONSULTANT. THE SEC FOUND THAT THE FIRM (1) WILLFULLY VIOLATED SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AND RULE 206(4)-7 THEREUNDER; AND (2) FAILED TO SUPERVISE THE FAS WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT AND/OR SECTION 15(B)(4)(E) OF THE SECURITIES EXCHANGE ACT OF 1934. THE FIRM CONSENTED, WITHOUT ADMITTING OR DENYING THE FINDINGS AND WITHOUT ADJUDICATION OF ANY ISSUE OF LAW OR FACT, TO: A CENSURE, CEASE AND DESIST FROM COMMITTING OR CAUSING FUTURE VIOLATIONS; CERTAIN UNDERTAKINGS, INCLUDING THE RETENTION OF AN INDEPENDENT COMPLIANCE CONSULTANT AND PAY A CIVIL PENALTY OF $15,000,000.
Regulatory
as of Dec 16, 2024
Allegations: FROM AUGUST 2010 TO JULY 2011, CITIGROUP GLOBAL MARKETS, INC. DEVELOPED A FOREIGN EXCHANGE TRADING PROGRAM, KNOWN AS CITIFX ALPHA; CITIGROUP GLOBAL MARKETS, INC. PROVIDED WRITTEN MATERIALS AND ORAL PRESENTATIONS THAT WERE RENDERED MATERIALLY MISLEADING AND FAILED TO ADEQUATELY DISCLOSE TO THE 15 RELEVANT INVESTORS THAT THEY COULD BE PLACED INTO A PROGRAM USING LEVERAGE AND THAT MARK-UPS WOULD BE CHARGED ON EACH TRADE. MSSB FINANCIAL ADVISORS DID NOT QUESTION THE MATERIALS PROVIDED BY CITIGROUP GLOBAL MARKETS, INC. Status: Final Sanction Detail: THE CIVIL MONETARY PENALTY, DISGORGEMENT AND INTEREST WERE PAID ON FEBRUARY 3, 2017 TOTALING $2,963,735.61. Summary: ON JANUARY 24, 2017, THE U.S. SECURITIES AND EXCHANGE COMMISSION ISSUED AN ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS AND IMPOSING THE FOLLOWING SANCTIONS: DISGORGEMENT OF $624,458.27, PREJUDGMENT INTEREST OF $89,277.34 AND CIVIL MONEY PENALTY OF $2,250,000 IN CONNECTION WITH THE ABOVE ALLEGATIONS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Performance-based fees
- • Other fees
- • SEE SCHEDULE D MISCELLANEOUS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Morgan Stanley $1.7T (88% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗