AUMdb

The Unity Council 403(b) Plan

Sponsored by Spanish Speaking Unity Council Of Alameda County · EIN 941670490 · Plan #001

Total assets
$12.9M
Net assets
$12.9M
Active participants
325
With balances
415

Plan year beginning 10/01/2024 · ERISA 404(c) participant-directed, Total participant-directed account, Default investment account (QDIA)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Morgan Stanley Smith Barney Llc CRD 149777 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Nationwide Claims processing, Custodial (securities), Investment management $39,868
Farmer & Betts Claims processing, Custodial (securities), Investment management $8,632
Proaccount Investment advisory (participants), Investment advisory (plan), Investment management $3,690
Nationwide Investment management, Investment management fees (direct), Investment management fees (indirect) $94
Morgan Stanley Smith Barney Llc Investment advisory (participants), Investment advisory (plan), Investment management $0
Morgan Stanley Smith Barney Llc Investment advisory (participants), Investment advisory (plan), Investment management $0