LS
Luis Sarmiento
CRD 6771118
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Charles Schwab & Co., Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Board & officer roles (1)
| Organization | Role | Compensation | As of |
|---|---|---|---|
| Thrive Santa Ana | DIRECTOR/PROGRAM DIRECTOR | $80.6K | 12/31/2024 |
Name + location match between IAPD registrations and IRS Form 990 officer disclosures. Compensation as reported by the organization.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗