Avion Wealth, Llc
- Regulatory AUM
- $985M
- Discretionary
- $984M
- Clients
- 300
- Avg AUM / client
- $3.3M
- Accounts
- 1,702
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 31 | $31.6M | 3.21% |
| High net worth individuals | 269 | $953M | 96.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul James Carroll | Chief Compliance Officer | CFP | Nov 2003 (23y) | 75% or more |
| Ashley Dominey Stewart | Partner & Wealth Manager | CFP | Jan 2014 (13y) | Less than 5% |
| Elizabeth Ann Brady | Partner & Wealth Manager | Jan 2014 (13y) | 5% – 10% | |
| Sarah Elizabeth Mc Ivor | Partner & Wealth Manager | Jan 2015 (12y) | Less than 5% | |
| Carl Hoppe Christensen | Registered representative | Dec 2014 (12y) | ||
| Megan Wray Beaufays | Registered representative | Jul 2021 (5y) | ||
| Christopher James Mcbee | Registered representative | CFP | Mar 2023 (3y) | |
| John H Hollie | Registered representative | Jul 2024 (2y) | ||
| Ashley Leanne Owens | Registered representative | Oct 2025 (1y) | ||
| Alexander Amundson | Registered representative | Apr 2026 (0y) | ||
| Abigail Troutte Demirovic | Registered representative | May 2026 (0y) | ||
| Ryan Daniel Hague | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $681M (69% of AUM) May 2026
- Fidelity Distributors Company Llc $272M (28% of AUM) May 2026
- Fidelity Investments Institutional Services Company, Inc. $104M (28% of AUM) Oct 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗