Fidelity Investments Institutional Services Company, Inc.
$65.6B reported client assets across 136 advisory firms in FY2018 annual amendments
Reported client assets over time
$55.0B
$55.1B
2017
2018
Same-firm comparison: 108 firms that reported Fidelity Investments Institutional Services Company, Inc. in both FY2017 and FY2018 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| N | $8.7B | $22.3B | 39.0% | 03/28/2019 |
| Fiduciaryvest, Llc | $6.4B | $15.2B | 41.9% | 02/07/2019 |
| Cerity Partners Llc | $6.0B | $19.7B | 30.4% | 03/31/2019 |
| Cerity Partners Retirement Plan Advisors Llc | $3.5B | $11.4B | 30.9% | 03/31/2019 |
| Kayne Anderson Rudnick Investment Management, Llc | $3.3B | $22.8B | 14.4% | 03/27/2019 |
| Promanage, Llc | $2.9B | $3.1B | 94.4% | 03/28/2019 |
| Halbert Hargrove Global Advisors, Llc | $2.0B | $2.3B | 87.3% | 03/28/2019 |
| Brookstone Asset Management, Llc | $1.9B | $3.2B | 58.0% | 03/29/2019 |
| Douglas Lane & Associates, Llc | $1.7B | $4.9B | 34.9% | 03/28/2019 |
| Brookstone Wealth Advisors, Llc | $1.3B | $2.0B | 65.0% | 03/29/2019 |
| Per Stirling Capital Management, Llc | $999M | $1.1B | 91.8% | 03/21/2019 |
| Anchor Capital Advisors Llc | $980M | $3.0B | 33.1% | 03/05/2019 |
| Ep Wealth Advisors, Llc. | $911M | $4.4B | 20.8% | 03/28/2019 |
| Linscomb Wealth, Inc. | $856M | $2.8B | 30.5% | 03/29/2019 |
| Pacific Financial Group Inc | $821M | $2.6B | 32.0% | 03/29/2019 |
| Veris Wealth Partners, Llc | $787M | $1.1B | 69.4% | 03/27/2019 |
| N | $753M | $3.4B | 22.4% | 03/29/2019 |
| Hbk Sorce Advisory Llc | $660M | $3.4B | 19.1% | 11/14/2018 |
| Cahaba Wealth Management, Inc. | $593M | $593M | 100.0% | 03/19/2019 |
| Woodard & Co Asset Management Group Inc | $587M | $588M | 99.8% | 03/25/2019 |
| Plancorp, Llc | $583M | $3.7B | 15.9% | 03/29/2019 |
| Charter Oak Capital Management, Llc | $522M | $559M | 93.3% | 03/27/2019 |
| Waverly Advisors, Llc | $503M | $2.5B | 19.7% | 03/29/2019 |
| Regal Investment Advisors Llc | $498M | $1.3B | 39.0% | 03/29/2019 |
| Mckinley Carter Wealth Services, Inc. | $493M | $1.0B | 49.1% | 03/22/2019 |
| Neville, Rodie & Shaw Inc | $473M | $1.4B | 34.4% | 01/28/2019 |
| Eagle Global Advisors Llc | $472M | $2.7B | 17.4% | 03/27/2019 |
| Kestra Private Wealth Services, Llc | $466M | $1.6B | 29.5% | 03/29/2019 |
| Ellis Investment Partners, Llc | $437M | $471M | 92.8% | 03/20/2019 |
| Greycourt & Co., Inc. | $434M | $5.0B | 8.8% | 03/29/2019 |
| Satovsky Asset Management Llc | $425M | $482M | 88.2% | 03/29/2019 |
| Cra Financial Services, L.L.C. | $403M | $634M | 63.6% | 03/22/2019 |
| Targeted Financial Services, Llc | $397M | $397M | 99.9% | 03/05/2019 |
| Resources Management Corp | $367M | $700M | 52.4% | 03/26/2019 |
| American Financial Advisors, Llc. | $361M | $610M | 59.2% | 03/30/2019 |
| N | $355M | $452M | 78.5% | 03/08/2019 |
| Certuity, Llc | $353M | $3.2B | 11.1% | 03/28/2019 |
| Wescott Financial Advisory Group Llc | $314M | $2.0B | 15.7% | 03/29/2019 |
| Carret Asset Management, Llc | $303M | $2.5B | 12.2% | 03/28/2019 |
| N | $300M | $722M | 41.5% | 03/18/2019 |
| Purkiss Capital Advisors, Llc | $296M | $298M | 99.2% | 03/11/2019 |
| N | $294M | $371M | 79.1% | 03/18/2019 |
| Wealth Alliance Advisory Group, Llc | $290M | $290M | 100.0% | 02/28/2019 |
| N | $289M | $293M | 98.8% | 03/26/2019 |
| Alta Capital Management Llc | $262M | $1.7B | 15.4% | 03/22/2019 |
| Schwarz Dygos Wheeler Investment Advisors Llc | $254M | $271M | 93.7% | 03/19/2019 |
| N | $251M | $4.3B | 5.9% | 03/25/2019 |
| Sfmg, Llc. | $245M | $1.3B | 18.7% | 03/29/2019 |
| Element Pointe Advisors, Llc | $244M | $358M | 68.0% | 03/26/2019 |
| Freedom Day Solutions, Llc | $235M | $235M | 100.0% | 03/12/2019 |
| Independent Solutions Wealth Management, Llc | $234M | $357M | 65.6% | 03/21/2019 |
| B&T Capital Management, Incorporated | $234M | $543M | 43.0% | 03/29/2019 |
| Carl P. Sherr & Co., Llc | $219M | $220M | 99.7% | 03/01/2019 |
| Lynx Investment Advisory, Llc | $219M | $736M | 29.8% | 03/21/2019 |
| Strategic Investment Advisors, Llc | $217M | $217M | 100.0% | 03/08/2019 |
| Premia Global Advisors, Llc | $216M | $218M | 98.8% | 03/28/2019 |
| N | $215M | $301M | 71.6% | 03/21/2019 |
| Bruton Chisnell Advisors, Llc | $208M | $289M | 72.0% | 03/28/2019 |
| Mascoma Wealth Management Llc | $206M | $206M | 100.0% | 03/08/2019 |
| Alliance Advisory & Securities, Llc | $204M | $218M | 93.5% | 09/27/2018 |
| Meridian Investment Advisors, Inc. | $202M | $314M | 64.3% | 03/21/2019 |
| Lasalle St. Investment Advisors, L.L.C. | $189M | $1.3B | 14.5% | 03/28/2019 |
| Exchange Place Advisors, Llc | $188M | $189M | 99.8% | 02/05/2019 |
| Gallacher Capital Management Llc | $188M | $307M | 61.1% | 03/29/2019 |
| Ncm Capital Management, Llc | $182M | $196M | 92.9% | 03/30/2019 |
| River Wealth Advisors Llc | $182M | $492M | 36.9% | 03/31/2019 |
| Baron Wealth Management, Llc | $171M | $333M | 51.4% | 03/25/2019 |
| Ferguson Johnson Wealth Management, Inc. | $171M | $172M | 99.4% | 02/12/2019 |
| Montcalm Tcr Llc | $166M | $173M | 96.1% | 03/26/2019 |
| Albion Management Group | $163M | $979M | 16.7% | 03/22/2019 |
| Old North State Wealth Management, Llc | $158M | $170M | 93.0% | 02/06/2019 |
| Strategic Planning Group, Llc | $158M | $158M | 100.0% | 01/23/2019 |
| Martin & Company, Inc | $155M | $1.5B | 10.5% | 03/25/2019 |
| Ball & Company Wealth Management, Inc. | $151M | $151M | 100.0% | 02/26/2019 |
| Seven Springs Wealth Group, Llc | $149M | $344M | 43.4% | 03/19/2019 |
| Rmdr Advisors, Inc. | $147M | $152M | 96.5% | 03/14/2019 |
| N | $146M | $208M | 69.9% | 03/19/2019 |
| Hudson Advisor Services, Inc. | $139M | $202M | 68.5% | 03/27/2019 |
| Tabr Capital Management, Llc | $133M | $136M | 98.0% | 03/13/2019 |
| Keeler Thomas Management Llc | $130M | $162M | 80.5% | 03/04/2019 |
| Fwg Investments, Llc | $128M | $128M | 100.0% | 03/12/2019 |
| 5 Th Street Advisors, Llc | $126M | $215M | 58.5% | 03/19/2019 |
| N | $126M | $1.1B | 11.0% | 03/20/2019 |
| Heritage Wealth Management, Inc. | $125M | $134M | 93.6% | 02/20/2019 |
| Integras Partners, Llc | $124M | $162M | 76.5% | 03/06/2019 |
| Familywealth Asset Management | $121M | $248M | 48.9% | 03/29/2019 |
| Camden Wealth Advisors Llc | $121M | $177M | 68.4% | 03/27/2019 |
| Good Harbor Advisors, Inc. | $120M | $130M | 92.5% | 02/11/2019 |
| Meridian Management Co | $108M | $508M | 21.3% | 03/28/2019 |
| Objective Capital Management, Llc | $108M | $112M | 96.4% | 02/28/2019 |
| 4 J Wealth Management, Llc | $106M | $109M | 97.0% | 01/11/2019 |
| Potomac Fund Management Inc | $105M | $136M | 77.1% | 03/11/2019 |
| Avion Wealth, Llc | $104M | $375M | 27.8% | 03/21/2019 |
| The Leuthold Group, Llc | $98.2M | $1.2B | 8.1% | 03/13/2019 |
| Champion Advisors Llc | $97.5M | $110M | 88.9% | 03/20/2019 |
| Bluesky Wealth Advisors, Llc | $94.0M | $426M | 22.1% | 03/11/2019 |
| Madison Park Capital Advisors, Llc | $93.7M | $140M | 67.1% | 03/04/2019 |
| The Archer Consulting Group, Llc | $91.0M | $111M | 82.0% | 03/29/2019 |
| O'rourke & Company, Incorporated | $89.2M | $345M | 25.8% | 12/14/2018 |
| Trunorth Financial Services, Inc. | $86.3M | $119M | 72.5% | 03/29/2019 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.