Carl P. Sherr & Co., Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 3394
· SEC file 801-66673
· Worcester, MA
· www.linkedin.com
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ADV data as of Mar 11, 2026
- Regulatory AUM
- $505M
- Discretionary
- $489M
- Clients
- 292
- Avg AUM / client
- $1.7M
- Accounts
- 831
- Employees
- 5
AUM over time
$104M
$505M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 100 | $26.8M | 5.31% |
| High net worth individuals | 187 | $473M | 93.6% |
| Charitable organizations | 5 | $5.7M | 1.12% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edward Laurence Sherr | Member/President/Chief Compliance Officer | Jan 2001 (26y) | 50% – 75% | |
| Gary Hyman Sherr | Member/Chief Executive Officer | Jan 2001 (26y) | 50% – 75% | |
| Jennifer Leigh Simes | Registered representative | CFP | Mar 2007 (19y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Distributors Company Llc $494M (98% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $219M (100% of AUM) Jul 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗