Exchange Place Advisors, Llc
- Regulatory AUM
- $380M
- Discretionary
- $380M
- Clients
- 248
- Avg AUM / client
- $1.5M
- Accounts
- 759
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 156 | $45.4M | 11.9% |
| High net worth individuals | 92 | $334M | 87.9% |
| Corporations and other businesses | Fewer than 5 clients | $567K | 0.15% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Christopher Ollquist | President / Member | Feb 2003 (24y) | 50% – 75% | |
| Thomas Anthony Padovano | Principal / Senior Vice President / Chief Compliance Officer | Mar 2004 (22y) | 25% – 50% | |
| Daniel Robert Ollquist | Registered representative | CFP | Aug 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Distributors Company Llc $379M (100% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $188M (100% of AUM) Aug 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗