Familywealth Asset Management
- Regulatory AUM
- $177M
- Discretionary
- $148M
- Clients
- 421
- Avg AUM / client
- $421K
- Accounts
- 753
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 384 | $38.4M | 21.7% |
| High net worth individuals | 29 | $85.9M | 48.5% |
| Banking or thrift institutions | 1 | $47.6M | 26.9% |
| Pension and profit sharing plans | 6 | $5.0M | 2.85% |
| Corporations and other businesses | 1 | $100 | 0.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mora, Christine, M | Director; Secretary; Counsel | Mar 2011 (15y) | Less than 5% | |
| Wilbert Ernest Oakley | Vice President; Branch Office Manager | Mar 2020 (6y) | Less than 5% | |
| Martin, Alicia | General Partner | Jan 2021 (6y) | GP / trustee / elected manager of Familywealth Inc. (indirect) | |
| Lu Yu | Registered representative | Apr 2018 (8y) | ||
| John Michael Mugarian | Registered representative | Dec 2020 (6y) | ||
| James Arthur Mayer | Registered representative | Jan 2021 (6y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Familywealth Inc. | Corporation Owner | Jan 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Other fees
- • A PERCENTAGE OF ASSETS UNDER OUR CLIENT'S MANAGEMENT
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- Fidelity Investments Institutional Services Company, Inc. $121M (49% of AUM) Oct 2019
- Fidelity Distributors Company Llc $83.8M (47% of AUM) Mar 2026
- Austin Capital Trust Company $70.4M (40% of AUM) Mar 2026
- Charles Schwab & Co. $23.9M (14% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗