Schwarz Dygos Wheeler Investment Advisors Llc
- Regulatory AUM
- $730M
- Discretionary
- $729M
- Clients
- 525
- Avg AUM / client
- $1.4M
- Accounts
- 2,004
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 303 | $102M | 13.9% |
| High net worth individuals | 220 | $625M | 85.6% |
| Charitable organizations | 2 | $3.7M | 0.51% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Jackson Wheeler | Managing Member/Chief Compliance Officer | CFP | Jul 2008 (18y) | 25% – 50% |
| Joseph William Schwarz | Managing Member | CFA | Jul 2008 (18y) | 25% – 50% |
| Stephen John Dygos | Managing Member | CFP | Jul 2008 (18y) | 25% – 50% |
| Paul Steven Wilson | Registered representative | Nov 2014 (12y) | ||
| David Harvey Stefl | Registered representative | CFP | Sep 2018 (8y) | |
| Jon Michael Hogan | Registered representative | CFP | Sep 2022 (4y) | |
| Emily Marie Nuth | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Distributors Company Llc $712M (98% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $254M (94% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗