Strategic Investment Advisors, Llc
- Regulatory AUM
- $1.8B
- Discretionary
- $1.8B
- Clients
- 2,066
- Avg AUM / client
- $879K
- Accounts
- 11,760
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Jun 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,542 | $681M | 37.5% |
| High net worth individuals | 514 | $1.1B | 61.5% |
| Charitable organizations | 1 | $16.0M | 0.88% |
| Corporations and other businesses | 9 | $2.8M | 0.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Crescent River Port Pilots' Association 401(k) Retirement Plan Crescent River Port Pilots' Association | 2024 |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kirk Melbourne Cassidy | President | Mar 2007 (19y) | ≈ 56.25% – 100% via Cassidy And Associates Inc. | |
| Callanan, David, James | Member | Dec 2021 (5y) | ≈ 2.11% – 18.75% via Ddc Holdings, Llc | |
| Foster, Cody, Grant | Member | Dec 2021 (5y) | ≈ 2.11% – 18.75% via Ddc Holdings, Llc | |
| Lyon, Heather, Lynn | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Paul Elliott Metler | Registered representative | Mar 2014 (12y) | ||
| Jacob Charles Zagor | Registered representative | Sep 2020 (6y) | ||
| L Brian Atherton | Registered representative | Mar 2021 (5y) | ||
| Shawn Srivastava | Registered representative | Nov 2022 (4y) | ||
| Joshua Lee Jackson | Registered representative | Jan 2023 (4y) | ||
| Matthew Dean Andreoli | Registered representative | Feb 2023 (3y) | ||
| Jason Douglas Mac Lean | Registered representative | Feb 2023 (3y) | ||
| Jared Michael Lee | Registered representative | Jun 2024 (2y) | ||
| Michael Paul Masserant | Registered representative | CFP | Jul 2024 (2y) | |
| Gregory Charles Haeger | Registered representative | Jul 2025 (1y) | ||
| Curt David Knotick | Registered representative | Mar 2026 (0y) | ||
| Ethan James Lane | Registered representative | Mar 2026 (0y) | ||
| Kevin Richman | Registered representative | Apr 2026 (0y) | ||
| Adam Wiliam Holl | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cassidy And Associates Inc. | Member | Dec 2021 | A | 75% or more |
| Advisor Support Network, Llc | Member | Dec 2021 | A | 10% – 25% |
| Advisors Excel Holdings, Llc | Member | Dec 2021 | B | ≈ 7.5% – 25% via Advisor Support Network, Llc |
| Oneae, Llc | Member | Dec 2021 | B | ≈ 5.63% – 25% via Advisors Excel Holdings, Llc |
| Ddc Holdings, Llc | Member | Dec 2021 | B | ≈ 4.22% – 25% via Oneae, Llc |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kirk Melbourne Cassidy: 75% – 100% of Cassidy And Associates Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Callanan, David, James: 50% – 75% of Ddc Holdings, Llc × 75% – 100% of Oneae, Llc × 75% – 100% of Advisors Excel Holdings, Llc × 75% – 100% of Advisor Support Network, Llc × 10% – 25% direct ≈ 2.11% – 18.75% of the firm
- Foster, Cody, Grant: 50% – 75% of Ddc Holdings, Llc × 75% – 100% of Oneae, Llc × 75% – 100% of Advisors Excel Holdings, Llc × 75% – 100% of Advisor Support Network, Llc × 10% – 25% direct ≈ 2.11% – 18.75% of the firm
- Advisors Excel Holdings, Llc: 75% – 100% of Advisor Support Network, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Oneae, Llc: 75% – 100% of Advisors Excel Holdings, Llc × 75% – 100% of Advisor Support Network, Llc × 10% – 25% direct ≈ 5.63% – 25% of the firm
- Ddc Holdings, Llc: 75% – 100% of Oneae, Llc × 75% – 100% of Advisors Excel Holdings, Llc × 75% – 100% of Advisor Support Network, Llc × 10% – 25% direct ≈ 4.22% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Crescent River Port Pilots' Association 401(k) Retirement Plan | Crescent River Port Pilots' Association | 157 | $208M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/19/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Distributors Company Llc $1.8B (100% of AUM) Jun 2026
- Fidelity Investments Institutional Services Company, Inc. $217M (100% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 19, 2026.
View current Form ADV (SEC/IAPD) ↗