Montcalm Tcr Llc
- Regulatory AUM
- $238M
- Discretionary
- $238M
- Clients
- 133
- Avg AUM / client
- $1.8M
- Accounts
- 973
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $33.2M | 14.0% |
| High net worth individuals | 59 | $201M | 84.4% |
| Charitable organizations | 1 | $3.7M | 1.58% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $3.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Montcalm Capital Fund I Lp Clearas 2018 Series P.S. | Other Private Fund | Delaware | $3.0M | 66 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Holly Ziegel Ruxin | Member Manager, Chief Executive Officer, Chief Compliance Officer | Aug 2012 (14y) | 75% or more | |
| David Aaron Ruxin | Registered representative | Jun 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Montcalm Capital Fund I Lp Clearas 2018 Series P.S. | Other Private Fund | $3.0M | $5.0K | 66 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $225M (95% of AUM) Mar 2026
- Fidelity Distributors Company Llc $204M (91% of AUM) May 2025
- Fidelity Investments Institutional Services Company, Inc. $166M (96% of AUM) May 2019
- National Financial Services (Fidelity) $164M (89% of AUM) Nov 2023
- Fidelity Investments $161M (97% of AUM) Nov 2018
- Stifel, Nicolaus & Company, Incorporated $1.2M (1% of AUM) Apr 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗