Stifel, Nicolaus & Company, Incorporated
$7.5B reported client assets across 17 advisory firms in FY2021 annual amendments
Reported client assets over time
$3.4B
$7.3B
2017
2021
Same-firm comparison: 16 firms that reported Stifel, Nicolaus & Company, Incorporated in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 11 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Washington Crossing Advisors Llc | $3.0B | $3.1B | 97.1% | 03/31/2022 |
| Confluence Investment Management Llc | $2.3B | $7.8B | 29.4% | 03/21/2022 |
| Sagewood Asset Management Lp | $820M | $2.2B | 37.0% | 03/24/2022 |
| Dearborn Partners L.L.C. | $614M | $4.0B | 15.2% | 03/24/2022 |
| N | $162M | $789M | 20.5% | 03/04/2022 |
| Woodley Farra Manion Portfolio Management Inc | $110M | $1.6B | 7.0% | 03/25/2022 |
| First Fiduciary Investment Counsel Inc | $84.8M | $587M | 14.5% | 03/17/2022 |
| Tsai Capital Corporation | $74.6M | $147M | 50.8% | 03/30/2022 |
| Equitycompass Investment Management, Llc | $69.9M | $221M | 31.6% | 03/31/2022 |
| First Trust Advisors Lp | $63.0M | $224B | 0.0% | 03/31/2022 |
| Bull Street Advisors, Llc | $41.9M | $246M | 17.1% | 03/29/2022 |
| Princeton Capital Management Llc | $36.7M | $378M | 9.7% | 03/25/2022 |
| Colrain Capital Llc | $27.3M | $90.1M | 30.3% | 03/31/2022 |
| Valueworks Llc | $15.7M | $256M | 6.1% | 04/01/2022 |
| Keystone Global Partners Llc | $14.4M | $143M | 10.0% | 03/10/2022 |
| Miano, John Christopher | $13.7M | $50.3M | 27.2% | 03/16/2022 |
| Constellation Asset Management, Inc. | $5.0M | $43.8M | 11.5% | 02/15/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.