Princeton Capital Management Llc
- Regulatory AUM
- $435M
- Discretionary
- $430M
- Clients
- 184
- Avg AUM / client
- $2.4M
- Accounts
- 390
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 72 | $46.7M | 10.7% |
| High net worth individuals | 99 | $341M | 78.3% |
| Pooled investment vehicles (non-investment companies) | 2 | $25.1M | 5.77% |
| Pension and profit sharing plans | 2 | $6.2M | 1.43% |
| Charitable organizations | 6 | $9.4M | 2.17% |
| Corporations and other businesses | 2 | $5.1M | 1.18% |
| Other | 1 | $1.8M | 0.42% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $14.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Hudson Farol Capital Partners L.P. | Hedge Fund | Delaware | $11.0M | 9 |
| Hulfish Lane Fincap Partners Lp | Hedge Fund | Delaware | $3.8M | 13 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Cajigal | Chief Executive Officer And Chief Compliance Officer | Jun 2001 (25y) | 25% – 50% | |
| Reginald Hugh A Fitzpatrick | President, Director | Dec 2006 (20y) | ≈ 12.5% – 37.5% via Princeton Capital Management Inc | |
| Alfred Rives Berkeley | Chairman, Director | Jan 2013 (14y) | ≈ 12.5% – 37.5% via Princeton Capital Management Inc | |
| Caelan Angus Mccarthy | Registered representative | CFP | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Princeton Capital Management Inc | Member | Sep 2017 | A | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Reginald Hugh A Fitzpatrick: 25% – 50% of Princeton Capital Management Inc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Alfred Rives Berkeley: 25% – 50% of Princeton Capital Management Inc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $14.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Hudson Farol Capital Partners L.P. | Hedge Fund | $11.0M | $250K | 9 |
| Hulfish Lane Fincap Partners Lp | Hedge Fund | $3.8M | $250K | 13 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/08/2026 | 1.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PERFORMANCE FEE PAID TO RELATED PARTY
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $312M (72% of AUM) Apr 2026
- Raymond James $54.0M (14% of AUM) Mar 2025
- Morgan Stanley $40.3M (9% of AUM) Apr 2026
- Stifel, Nicolaus & Company, Incorporated $27.4M (10% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.
View current Form ADV (SEC/IAPD) ↗