Valueworks Llc
- Regulatory AUM
- $577M
- Discretionary
- $577M
- Clients
- 85
- Avg AUM / client
- $6.8M
- Accounts
- 85
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Apr 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 44 | $18.2M | 3.16% |
| High net worth individuals | 33 | $105M | 18.2% |
| Pooled investment vehicles (non-investment companies) | 2 | $440M | 76.3% |
| Charitable organizations | 3 | $11.2M | 1.94% |
| Corporations and other businesses | 3 | $2.3M | 0.41% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $162M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Valueworks Limited Partners Lp | Hedge Fund | Delaware | $162M | 75 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Spencer Lemonides | Managing Member | CFA | Oct 2001 (25y) | 75% or more |
| Del Pozzo, Mario, John | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $162M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Valueworks Limited Partners Lp | Hedge Fund | $162M | $500K | 75 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Pershing $54.0M (9% of AUM) Apr 2026
- Charles Schwab & Co. $40.9M (7% of AUM) Apr 2026
- RBC $36.5M (6% of AUM) Apr 2026
- Stifel, Nicolaus & Company, Incorporated $15.7M (6% of AUM) Apr 2022
- E*TRADE (Morgan Stanley) $300K (0% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2026.
View current Form ADV (SEC/IAPD) ↗