Ball & Company Wealth Management, Inc.
- Regulatory AUM
- $203M
- Discretionary
- $203M
- Clients
- 154
- Avg AUM / client
- $1.3M
- Accounts
- 450
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 89 | $37.4M | 18.4% |
| High net worth individuals | 58 | $159M | 78.3% |
| Pension and profit sharing plans | 7 | $6.5M | 3.2% |
| Corporations and other businesses | Fewer than 5 clients | $54.8K | 0.03% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Lindsay Ball | President/Ceo | CFP | Jan 2004 (23y) | 75% or more |
| Miranda Ann Eisele | Registered representative | CFP | Jul 2017 (9y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $203M (100% of AUM) Feb 2026
- Fidelity Distributors Company Llc $166M (100% of AUM) Jul 2020
- Fidelity Investments Institutional Services Company, Inc. $151M (100% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗