Certuity, Llc
- Regulatory AUM
- $3.3B
- Discretionary
- $2.2B
- Clients
- 520
- Avg AUM / client
- $6.3M
- Accounts
- 1,828
- Employees
- 35
AUM over time
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $32.9M | 1.0% |
| High net worth individuals | 413 | $2.4B | 72.4% |
| Pooled investment vehicles (non-investment companies) | 26 | $781M | 23.6% |
| Pension and profit sharing plans | 30 | $24.9M | 0.75% |
| Corporations and other businesses | Fewer than 5 clients | $73.8M | 2.24% |
Private funds (27)
View all →Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $835M combined gross assets
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Howard Udis | Partner | Feb 2010 (17y) | Less than 5% | |
| Bursek, Richard, Paul | President, Partner | Oct 2012 (14y) | Less than 5% | |
| Mecham, Leonidas, Carter | Chief Compliance Officer | Jun 2022 (4y) | Less than 5% | |
| Michelle Lynn Cooper | Registered representative | Apr 2020 (6y) | ||
| Cameron Victor Doty | Registered representative | CFP | Sep 2020 (6y) | |
| Chloe Huang Sandler | Registered representative | CFP | Jun 2022 (4y) | |
| Michael Dent Nunnally | Registered representative | CFP | May 2023 (3y) | |
| Anna Yu | Registered representative | May 2023 (3y) | ||
| Mariia Eroshin | Registered representative | CFP CFA | Jun 2023 (3y) | |
| Manuel Cukaj | Registered representative | Jun 2024 (2y) | ||
| Harrison Mathieu Page | Registered representative | Jun 2024 (2y) | ||
| Rory Alan Brown | Registered representative | Jun 2024 (2y) | ||
| Scott David Welch | Registered representative | Nov 2024 (2y) | ||
| Gregory Marino | Registered representative | Dec 2024 (2y) | ||
| Amanda Kathleen Courtney | Registered representative | Jan 2025 (2y) | ||
| Constantine Stephen Hatzivassiliou | Registered representative | Jan 2025 (2y) | ||
| Jayson James Brown | Registered representative | CFP | Jan 2025 (2y) | |
| Mark Purcell | Registered representative | Jan 2025 (2y) | ||
| Holly Marie Workman | Registered representative | Feb 2025 (1y) | ||
| Cristian Lopez | Registered representative | Nov 2025 (1y) | ||
| Garrett Mitchell Alton | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Brian E. O'neil | Registered representative | CFP | Jan 2026 (1y) | |
| Gannon Mitchell Brown | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Certuity Holdings, Llc | Sole Member | Jan 2023 | A | 75% or more |
| 1764 Capital, Llc | Member | Jun 2012 | B | ≈ 18.75% – 50% via Certuity Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- 1764 Capital, Llc: 25% – 50% of Certuity Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (27, $835M gross assets)
Top 25 of 27 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 6.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (35% of AUM) Apr 2026
- Fidelity Distributors Company Llc $807M (20% of AUM) Sep 2024
- Fidelity Investments Institutional Services Company, Inc. $353M (11% of AUM) Jul 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗