Ellis Investment Partners, Llc
- Regulatory AUM
- $987M
- Discretionary
- $927M
- Clients
- 820
- Avg AUM / client
- $1.2M
- Accounts
- 792
- Employees
- 23
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 495 | $181M | 18.4% |
| High net worth individuals | 291 | $705M | 71.4% |
| Pension and profit sharing plans | 22 | $50.9M | 5.16% |
| Charitable organizations | 5 | $11.6M | 1.18% |
| State or municipal government entities | 2 | $7.0M | 0.71% |
| Corporations and other businesses | 3 | $18.5M | 1.87% |
| Other | 2 | $12.9M | 1.31% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Yu Wen Sun | President & Cio | CFA | Jan 2009 (18y) | 75% or more |
| Anthony Michael Civitello | Director Of Portfolio Management Operations | Jan 2017 (10y) | Less than 5% | |
| Nicholas Woo Hsiung Sun | Chief Compliance Officer/Portfolio Strategist | Feb 2018 (8y) | Less than 5% | |
| Daniel Joseph Kelley | Registered representative | Mar 2012 (14y) | ||
| Evan Avgerinos | Registered representative | Mar 2012 (14y) | ||
| Michael Allen Newman | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Jonathan D Smith | Registered representative | CFP | Mar 2012 (14y) | |
| Woodward Town Odiorne | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Robin Sun | Registered representative | Sep 2012 (14y) | ||
| Ross Brian Muldoon | Registered representative | CFP | Jan 2013 (14y) | |
| Samuel Marcelino Carpin | Registered representative | Jan 2013 (14y) | ||
| Jennifer Ann Garrett | Registered representative | CFA | Mar 2013 (13y) | |
| Derek Allen Lemke | Registered representative | CFP | Jan 2015 (12y) | |
| Robert Frederick Habig | Registered representative | Sep 2015 (11y) | ||
| Christian Grude | Registered representative | Chartered Financial Consultant | Oct 2018 (8y) | |
| Andrew Donald Schaffer | Registered representative | CFP | Apr 2021 (5y) | |
| Joseph Mcginley | Registered representative | Jan 2025 (2y) | ||
| Alexis Rose Barnhart | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 976 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Distributors Company Llc $919M (93% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $437M (93% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗