Resources Management Corp
- Regulatory AUM
- $1.1B
- Discretionary
- $999M
- Clients
- 383
- Avg AUM / client
- $2.8M
- Accounts
- 865
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Apr 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 186 | $68.2M | 6.39% |
| High net worth individuals | 160 | $794M | 74.4% |
| Pension and profit sharing plans | 2 | $7.2M | 0.68% |
| Charitable organizations | 7 | $41.5M | 3.89% |
| State or municipal government entities | 2 | $8.8M | 0.82% |
| Corporations and other businesses | 26 | $147M | 13.8% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael William Herlihy | President/ Ceo | Jan 2005 (22y) | 75% or more | |
| William Thomas Herlihy | Chief Compliance Officer/ Director | CFA | Oct 2017 (9y) | Less than 5% |
| Alana Lindsey Pezzuti | Registered representative | Jun 2019 (7y) | ||
| Carter Egan Dizes | Registered representative | Feb 2021 (5y) | ||
| Patrick Michael Herlihy | Registered representative | May 2021 (5y) | ||
| Logan Patrick French | Registered representative | Jan 2025 (2y) | ||
| Carie Ann Hodel | Registered representative | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/29/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Distributors Company Llc $624M (58% of AUM) Apr 2026
- Fidelity Investments Institutional Services Company, Inc. $367M (52% of AUM) Nov 2019
- Fifth Third Bank $267M (25% of AUM) Apr 2026
- Torrington Savings Bank $186M (22% of AUM) Mar 2021
- Charles Schwab & Co. $170M (16% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.
View current Form ADV (SEC/IAPD) ↗