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Wealth Manager · Mid-sized ($1B–$10B)
CRD 107611
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ADV data as of Apr 11, 2025
- Regulatory AUM
- $2.7B
- Discretionary
- $2.3B
- Clients
- 580
- Avg AUM / client
- $4.6M
- Accounts
- 1,975
- Employees
- 28
AUM over time
$2.0B
$7.7B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Apr 11, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 246 | $497M | 18.6% |
| High net worth individuals | 305 | $1.8B | 68.6% |
| Pension and profit sharing plans | 4 | $13.8M | 0.52% |
| Charitable organizations | 17 | $298M | 11.1% |
| Corporations and other businesses | 8 | $32.5M | 1.21% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.8B (68% of AUM) Apr 2025
- Fidelity Distributors Company Llc $679M (25% of AUM) Apr 2025
- Fidelity Investments Institutional Services Company, Inc. $251M (6% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 11, 2025.