AUMdb

Brookstone Asset Management, Llc

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 153467 · SEC file 801-72780 · Wheaton, IL · FORMULAFOLIOFUNDS.COM
☆ Save with Pro ADV data as of Feb 04, 2026
Regulatory AUM
$598M
Discretionary
$598M
Clients
8
Avg AUM / client
$74.7M
Accounts
8
Employees
5

AUM over time

$56.6M $3.5B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 8 $598M 100.0%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Jason Michael Crump Vp, Relationship Manager Jul 2020 (6y) Less than 5%
Joel Gerald Vanwoerkom Vp Of Operations Jul 2020 (6y) Less than 5%
Nadim "Dean" Zayed Chief Executive Officer CFP Jul 2020 (6y) Less than 5%
Ronconi, Darryl, Desmond President And Chief Operating Officer Jul 2020 (6y) Less than 5%
Matthew Lee Lovett Chief Compliance Officer Jun 2021 (5y) Less than 5%
Mark William Diorio Chief Investment Officer CFA Sep 2021 (5y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Brookstone Capital Management Llc Member Jul 2020 A 75% or more
Al Bcm, Llc Member Jul 2019 B ≈ 56.25% – 100% via Brookstone Capital Management Llc
Zayed Ria, Llc Member Jul 2019 B ≈ 18.75% – 50% via Brookstone Capital Management Llc

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Al Bcm, Llc: 75% – 100% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Zayed Ria, Llc: 25% – 50% of Brookstone Capital Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/04/2026 1.07 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.

View current Form ADV (SEC/IAPD) ↗