O'rourke & Company, Incorporated
- Regulatory AUM
- $555M
- Discretionary
- $550M
- Clients
- 580
- Avg AUM / client
- $957K
- Accounts
- 738
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 86 | $83.4M | 15.0% |
| High net worth individuals | 494 | $456M | 82.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $15.7M | 2.83% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Christopher Orourke | President/Chief Compliance Officer | Feb 1987 (40y) | 75% or more | |
| Devin Dwyer O'rourke | Registered representative | Jun 2017 (9y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 935 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $459M (83% of AUM) Jul 2026
- Fidelity Distributors Company Llc $283M (69% of AUM) Dec 2023
- Fidelity Investments Institutional Services Company, Inc. $107M (31% of AUM) Dec 2019
- John Hancock Distributors Llc $38.5M (11% of AUM) Dec 2019
- Pershing $10.8M (3% of AUM) Feb 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗