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Wealth Manager · Mid-sized ($1B–$10B)
CRD 135950
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ADV data as of Oct 20, 2025
- Regulatory AUM
- $4.6B
- Discretionary
- $4.6B
- Clients
- 815
- Avg AUM / client
- $5.7M
- Accounts
- 818
- Employees
- 69
AUM over time
$76.8M
$4.6B
Dec 2011
Oct 2025
Annual snapshots from Form ADV filings · as of Oct 20, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 264 | $168M | 3.62% |
| High net worth individuals | 435 | $2.8B | 61.0% |
| Pension and profit sharing plans | 24 | $56.3M | 1.21% |
| Charitable organizations | 60 | $432M | 9.31% |
| State or municipal government entities | Fewer than 5 | $9.9M | 0.21% |
| Corporations and other businesses | 10 | $928M | 20.0% |
| Other | 22 | $215M | 4.63% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Distributors Company Llc $3.3B (71% of AUM) Oct 2025
- Wilmington Trust Investment Management, Inc $827M (18% of AUM) Oct 2025
- Fidelity Brokerage Services $619M (34% of AUM) Jan 2020
- Charles Schwab & Co. $297M (6% of AUM) Oct 2025
- Fidelity Investments Institutional Services Company, Inc. $294M (16% of AUM) Sep 2019
- Pershing $40.2M (2% of AUM) Aug 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 20, 2025.