Purkiss Capital Advisors, Llc
- Regulatory AUM
- $842M
- Discretionary
- $842M
- Clients
- 409
- Avg AUM / client
- $2.1M
- Accounts
- 1,246
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 252 | $130M | 15.4% |
| High net worth individuals | 157 | $713M | 84.6% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Allen Purkiss | Managing Member / Chief Compliance Officer | CFP | Mar 2003 (23y) | 75% or more |
| Thomas Patrick Snayd | Registered representative | CFP | Oct 2017 (9y) | |
| Sean Francis Walsh | Registered representative | Apr 2022 (4y) | ||
| David Yi Luo | Registered representative | CFA | Jun 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 921 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $842M (100% of AUM) May 2026
- Fidelity Investments Institutional Services Company, Inc. $296M (99% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗