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Wealth Manager · Small ($100M–$1B)
CRD 114494
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ADV data as of Mar 13, 2025
- Regulatory AUM
- $804M
- Discretionary
- $804M
- Clients
- 671
- Avg AUM / client
- $1.2M
- Accounts
- 1,830
- Employees
- 6
AUM over time
$118M
$804M
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 13, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 404 | $163M | 20.2% |
| High net worth individuals | 267 | $628M | 78.1% |
| Charitable organizations | Fewer than 5 | $4.9M | 0.61% |
| Corporations and other businesses | Fewer than 5 | $8.7M | 1.08% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $423M (53% of AUM) Mar 2025
- Fidelity Distributors Company Llc $379M (47% of AUM) Mar 2025
- Fidelity Investments Institutional Services Company, Inc. $215M (72% of AUM) Jun 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2025.