Patten And Patten, Inc.
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 879
- Avg AUM / client
- $2.5M
- Accounts
- 2,156
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 245 | $96.7M | 4.38% |
| High net worth individuals | 596 | $1.9B | 86.1% |
| Pension and profit sharing plans | 7 | $15.8M | 0.72% |
| Charitable organizations | 24 | $127M | 5.74% |
| State or municipal government entities | 1 | $29.4M | 1.33% |
| Corporations and other businesses | 6 | $39.2M | 1.78% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bradley Arant Boult Cummings Llp Retirement Plan Bradley Arant Boult Cummings Llp | 2024 | |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan Baker Donelson Bearman Caldwell & Berkowitz P.C. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raymond Vincent Ryan | Chairman / Chief Executive Officer / President | CFA | Mar 2004 (22y) | 50% – 75% |
| Mark Christopher Fleck | Principal / Portfolio Manager | CFA | Mar 2015 (11y) | 25% – 50% |
| Graham, Stephanie, P | Principal / Chief Financial Officer / Chief Compliance Officer | Jan 2019 (8y) | 5% – 10% | |
| William Frederick Austin Decosimo | Principal / Portfolio Manager | CFA | Jan 2019 (8y) | 10% – 25% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bradley Arant Boult Cummings Llp Retirement Plan | Bradley Arant Boult Cummings Llp | 1,172 | $694M | 01/01/2024 |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan | Baker Donelson Bearman Caldwell & Berkowitz P.C. | 1,160 | $628M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $2.0B (89% of AUM) Mar 2026
- Pershing $190M (11% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗