AUMdb

Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan

Sponsored by Baker Donelson Bearman Caldwell & Berkowitz P.C. · EIN 621047356 · Plan #002

Total assets
$628M
Net assets
$628M
Active participants
1,160
With balances
1,622

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Lmcg Investments, Llc CRD 149936 deterministic · 100% 2024
Rfg Advisory, Llc CRD 158401 deterministic · 100% 2024
Delta Asset Management, Llc CRD 113688 deterministic · 100% 2024
Bay Harbor Wealth Management, Llc CRD 294000 deterministic · 100% 2024
Capital South Wealth Management, Llc CRD 304838 deterministic · 100% 2024
Waddell & Associates, Llc CRD 283723 fuzzy_auto · 97% 2024
Howard Capital Management, Llc CRD 118070 fuzzy_auto · 99% 2024
Envestnet Asset Management, Inc. CRD 111694 deterministic · 100% 2024
Axxcess Wealth Management, Llc CRD 164081 deterministic · 100% 2024
Cap Partners, Llc CRD 144779 deterministic · 100% 2024
Kingswood Wealth Advisors, Llc CRD 288792 deterministic · 100% 2024
Patten And Patten, Inc. CRD 105414 fuzzy_auto · 97% 2024
Lbmc Investment Advisors Llc CRD 108943 deterministic · 100% 2024
Summit Asset Management Llc CRD 109606 deterministic · 100% 2024
Waverly Advisors, Llc CRD 115332 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Eudaimonia Advisors Llc Investment advisory (participants) $66,596
Rfg Advisory Llc Investment advisory (participants) $42,621
Burleigh Consulting Group Contract administrator $37,250
Delta Asset Management Llc Investment advisory (participants) $36,186
Buckingham Strategic Partners Investment advisory (participants) $27,391
Envestnet Asset Management Inc Investment advisory (participants) $25,256
Kingswood Wealth Advisors Llc Investment advisory (participants) $25,097
Waverly Advisors Llc Investment advisory (participants) $24,733
Bay Harbor Wealth Management Investment advisory (participants) $18,964
Capital South Wealth Management Investment advisory (participants) $15,791
Waddell & Associates Llc Investment advisory (participants) $13,843
Lmcg Investments Llc Investment advisory (participants) $13,354
Howard Capital Mangaement Inc Investment advisory (participants) $12,559
Cap Partners Llc Investment advisory (participants) $9,800
Lbmc Investment Advisors Llc Investment advisory (participants) $8,687
Empower Annuity Ins. Co. Of America Recordkeeping fees $8,003
Patten & Patten Inc Investment advisory (participants) $7,481
Capital Mgmt Services Inc. Investment advisory (participants) $6,735
Axxcess Wealth Management Llc Investment advisory (participants) $6,093
Summit Asset Management Llc Investment advisory (participants) $4,773
Charles Schwab & Co., Inc Shareholder servicing fees, Float revenue, Account maintenance fees $2,343