Delta Asset Management, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 556
- Avg AUM / client
- $2.7M
- Accounts
- 1,130
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 303 | $120M | 7.86% |
| High net worth individuals | 240 | $1.3B | 85.4% |
| Pension and profit sharing plans | 4 | $38.2M | 2.5% |
| Charitable organizations | 4 | $43.9M | 2.87% |
| State or municipal government entities | 2 | $12.7M | 0.83% |
| Corporations and other businesses | 3 | $8.8M | 0.58% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bass, Berry & Sims Retirement & Savings Plan Bass, Berry & Sims | 2024 | |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan Baker Donelson Bearman Caldwell & Berkowitz P.C. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Myron Merriell Mall | Managing Director | Feb 2004 (22y) | Less than 5% | |
| David Charles Smith | Managing Director | CFP CFA | Feb 2011 (15y) | Less than 5% |
| Berg, Daniel, Jeremy | Executive Director Of Finance | Mar 2019 (7y) | Less than 5% | |
| Boyle, John, Thomas | Principal | Sep 2021 (5y) | Less than 5% | |
| Maury, Dana, Cole | Chief Compliance Officer | Feb 2022 (5y) | Less than 5% | |
| Brandon Andrew Byrd | Registered representative | CFP | Feb 2021 (5y) | |
| Christopher Calvert Jones | Registered representative | CFA | Feb 2024 (2y) | |
| James Todd Kirshbaum | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wt Acquisition, Llc | Owner | May 2017 | A | 75% or more |
| Hightower Holding, Llc | Owner | May 2017 | B | ≈ 56.25% – 100% via Wt Acquisition, Llc |
| Thl Ht Spv, L.P | 25 50% Owner Of Applicant's Holding Company | Dec 2020 | B | ≈ 14.06% – 50% via Hightower Holding, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hightower Holding, Llc: 75% – 100% of Wt Acquisition, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Thl Ht Spv, L.P: 25% – 50% of Hightower Holding, Llc × 75% – 100% of Wt Acquisition, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bass, Berry & Sims Retirement & Savings Plan | Bass, Berry & Sims | 528 | $355M | 01/01/2024 |
| Baker Donelson Bearman Caldwell & Berkowitz Retirement Savings Plan | Baker Donelson Bearman Caldwell & Berkowitz P.C. | 1,160 | $628M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/12/2026 | 2.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (93% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗