Value Monitoring, Inc
- Regulatory AUM
- $62.9M
- Discretionary
- $62.9M
- Clients
- 58
- Avg AUM / client
- $1.1M
- Accounts
- 58
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 26 | $4.7M | 7.43% |
| High net worth individuals | 28 | $38.2M | 60.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $18.0M | 28.7% |
| Pension and profit sharing plans | 2 | $2.0M | 3.18% |
| Charitable organizations | 1 | $13.8K | 0.02% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Hendrik Levenson | Director & Shareholder | CFP | Jun 2014 (12y) | 50% – 75% |
| Mark Alexander Levenson | President, Chief Compliance Officer, Director & Shareholder | Jun 2014 (12y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE PLAINTIFFS ALLEGE THAT VALUE MONITORING, INC. ENGAGED IN MISMANAGEMENT AND SELF-DEALING. Status: Pending Summary: PLAINTIFFS, THROUGH A TRUST, INVESTED IN THE SALI SERIES VI H&L INSURANCE FUND (THE "FUND"), AN INSURANCE DEDICATED LIMITED PARTNERSHIP MANAGED BY VALUE MONITORING, INC. THE INVESTMENT LOST MONEY. PLAINTIFFS CITE HIGH FEES AND OTHER CONCERNS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Axos Clearing $36.2M (58% of AUM) Mar 2026
- E*TRADE (Morgan Stanley) $25.7M (27% of AUM) Mar 2021
- Trust Company Of America $19.2M (13% of AUM) Mar 2018
- Interactive Brokers $6.6M (7% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗