Orion Portfolio Solutions, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 107975
· SEC file 801-57265
· Omaha, NE
· www.instagram.com
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ADV data as of Jul 31, 2026
- Regulatory AUM
- $64.8B
- Discretionary
- $53.4B
- Clients
- 187,975
- Avg AUM / client
- $345K
- Accounts
- 276,041
- Employees
- 305
AUM over time
$5.6B
$64.8B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 166,226 | $19.4B | 30.0% |
| High net worth individuals | 19,151 | $19.5B | 30.0% |
| Investment companies | 11 | $10.9B | 16.8% |
| Pension and profit sharing plans | 1,154 | $2.1B | 3.23% |
| Charitable organizations | 79 | $30.1M | 0.05% |
| State or municipal government entities | 32 | $31.4M | 0.05% |
| Other investment advisers | 152 | $6.3B | 9.72% |
| Corporations and other businesses | 1,170 | $3.7B | 5.68% |
| Other | Fewer than 5 clients | $2.9B | 4.48% |
People (205)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Crockett, Todd, Richard | Elected Manager | Sep 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Eric Clarke | Elected Manager | Sep 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Kylee Marie Beach | Chief Legal Officer/Secretary | Sep 2020 (6y) | Less than 5% | |
| Michael Roy Burns | Elected Manager | Sep 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Noreen Darcy Beaman | Elected Manager | Sep 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Ramakrishnan, Siddharth | Elected Manager | Sep 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Salewski, Anthony, Jon | Elected Manager | Sep 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Baum, Jonathan, Russell | Elected Manager | Oct 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Hardwick, Lori, Tope | Elected Manager | Oct 2020 (6y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Michael Wilford Forker | Evp, Operations | Mar 2021 (5y) | Less than 5% | |
| Goldman, Charles, George | Elected Manager | Jul 2022 (4y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Mclaughlin, Brian, Thomas | Elected Manager | Jul 2022 (4y) | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) | |
| Mark Andrew Audrain | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Wolfsen, Natalie, Grace | Elected Manager | Oct 2023 (3y) | Less than 5% | |
| Ronald Earl Pruitt | President | CFA | May 2024 (2y) | Less than 5% |
| Mayo, Mark, Kevin | Chief Financial Officer | Sep 2024 (2y) | Less than 5% | |
| Todd Patrick Clarke | Registered representative | May 1994 (32y) | ||
| Brian Michael Ferko | Registered representative | Jan 2023 (4y) | ||
| Andrea J Iseminger | Registered representative | Jan 2023 (4y) | ||
| Andrew Rosenberger | Registered representative | CFA | Jan 2023 (4y) | |
| Brian David Towner | Registered representative | Jan 2023 (4y) | ||
| Brian Daniel Libby | Registered representative | CFA | Jan 2023 (4y) | |
| Brittney Hageman | Registered representative | Jan 2023 (4y) | ||
| Charles Anthony Aronica | Registered representative | CFA | Jan 2023 (4y) | |
| Christopher Lee Bosse | Registered representative | Jan 2023 (4y) | ||
| Christopher Pennock Hart | Registered representative | Jan 2023 (4y) | ||
| David Rosenblum | Registered representative | CFP CFA | Jan 2023 (4y) | |
| Gerald Edward Matzke | Registered representative | Jan 2023 (4y) | ||
| Gregory King | Registered representative | CFA | Jan 2023 (4y) | |
| Hector Ortiz | Registered representative | Jan 2023 (4y) | ||
| Jamie Susanin Ryan | Registered representative | CFA | Jan 2023 (4y) | |
| Jeremy Lawrence Hersch | Registered representative | CFA | Jan 2023 (4y) | |
| Justin Eugene Kullman | Registered representative | Jan 2023 (4y) | ||
| Jose Miguel Herrera | Registered representative | Jan 2023 (4y) | ||
| Kent Michael Schroeder | Registered representative | Jan 2023 (4y) | ||
| Kira Epstein Reitz | Registered representative | Jan 2023 (4y) | ||
| Libin James Jacob | Registered representative | CFA | Jan 2023 (4y) | |
| Matthew Burton Brewsaugh | Registered representative | Jan 2023 (4y) | ||
| Matthew S Mileski | Registered representative | Jan 2023 (4y) | ||
| Michael Angelo Vitallo | Registered representative | Jan 2023 (4y) | ||
| Michael Francis Frascone | Registered representative | Jan 2023 (4y) | ||
| Mark Stanley Yoder | Registered representative | CFA | Jan 2023 (4y) | |
| Nicholas Charles Boylan | Registered representative | Jan 2023 (4y) | ||
| Richard Zachary Seitz | Registered representative | Jan 2023 (4y) | ||
| Shaun Douglas Kardell | Registered representative | Jan 2023 (4y) | ||
| Shannon Joy Link | Registered representative | Jan 2023 (4y) | ||
| Steven Douglas Walton | Registered representative | Jan 2023 (4y) | ||
| Tammy Jo Christensen | Registered representative | Jan 2023 (4y) | ||
| Walter Byron Mcclennen | Registered representative | Jan 2023 (4y) | ||
| Jason Matthew Shevland | Registered representative | Jan 2023 (4y) | ||
| Benjamin Paul Vaske | Registered representative | Jan 2023 (4y) | ||
| Brian George Morgan | Registered representative | CFP | Jan 2023 (4y) | |
| Blake Douglas Williams | Registered representative | Jan 2023 (4y) | ||
| Brian Patrick Storey | Registered representative | CFA | Jan 2023 (4y) | |
| Dillon David Philmon | Registered representative | Jan 2023 (4y) | ||
| Edward John Sempek | Registered representative | Jan 2023 (4y) | ||
| Francisco Rodriguez Morales | Registered representative | Jan 2023 (4y) | ||
| Jamie Lynn Blair | Registered representative | Jan 2023 (4y) | ||
| Michael Leonel Paz | Registered representative | Jan 2023 (4y) | ||
| Michael Jacob Wostoupal | Registered representative | Jan 2023 (4y) | ||
| Natalie Jane Webert | Registered representative | Jan 2023 (4y) | ||
| Preston Edward Suttmiller | Registered representative | Jan 2023 (4y) | ||
| Seth Michael Mccune | Registered representative | Jan 2023 (4y) | ||
| Timothy Jonathon William Noe | Registered representative | Jan 2023 (4y) | ||
| Trevor Lee Quist | Registered representative | Jan 2023 (4y) | ||
| Robert Thomas Luckey | Registered representative | Jan 2023 (4y) | ||
| Timothy Andrew Koester | Registered representative | Jan 2023 (4y) | ||
| Ashley Constance Calabretto | Registered representative | Jan 2023 (4y) | ||
| Cade Allen Denazario Akers | Registered representative | CFP | Jan 2023 (4y) | |
| Jamie Lynn Rottinghaus | Registered representative | Jan 2023 (4y) | ||
| Jeffrey Scott Canfield | Registered representative | Jan 2023 (4y) | ||
| Joseph Nicolo Eplite | Registered representative | Jan 2023 (4y) | ||
| Kevin Leroy Cave | Registered representative | Jan 2023 (4y) | ||
| Meghan Elizabeth Castinado | Registered representative | Jan 2023 (4y) | ||
| Mickey Lee Ellison | Registered representative | CFP | Jan 2023 (4y) | |
| Andrew James Glaser | Registered representative | Jan 2023 (4y) | ||
| Avery Chapman Cook | Registered representative | Jan 2023 (4y) | ||
| Benjamin Mark Frantz | Registered representative | Jan 2023 (4y) | ||
| Brett Charles Leach | Registered representative | Jan 2023 (4y) | ||
| Bryan Daniel Gelster | Registered representative | Jan 2023 (4y) | ||
| Bryant Marc Grimminger | Registered representative | Jan 2023 (4y) | ||
| Christopher John Romano | Registered representative | CFA | Jan 2023 (4y) | |
| Dawn Marie Batho | Registered representative | Jan 2023 (4y) | ||
| Emily Lynn Gross | Registered representative | Jan 2023 (4y) | ||
| Eric Douglas Sanders | Registered representative | Jan 2023 (4y) | ||
| Frank Herbert Nickel | Registered representative | Jan 2023 (4y) | ||
| Gene Mennen Frerichs | Registered representative | Jan 2023 (4y) | ||
| John Michael Hoffman | Registered representative | CFA | Jan 2023 (4y) | |
| Lisa Marie Pekny | Registered representative | Jan 2023 (4y) | ||
| Marc Laurence Tobias | Registered representative | Jan 2023 (4y) | ||
| Mark Alan Soukup | Registered representative | Jan 2023 (4y) | ||
| Neisha N. Watson | Registered representative | Jan 2023 (4y) | ||
| Robert Alastair Zeved Gregory | Registered representative | Jan 2023 (4y) | ||
| Ryan Royce Berges | Registered representative | Jan 2023 (4y) | ||
| Spencer James Fleming | Registered representative | Jan 2023 (4y) | ||
| Thomas Kessinger Rathmell Wilson | Registered representative | CFA | Jan 2023 (4y) | |
| Timothy Arthur Holland | Registered representative | CFA | Jan 2023 (4y) | |
| Cody Keith Ulland | Registered representative | CFP | Jan 2023 (4y) | |
| Sean Mccune Hollingshead | Registered representative | Jan 2023 (4y) | ||
| Todd M Bertucci | Registered representative | Jan 2023 (4y) | ||
| William Sayler Wostoupal | Registered representative | Jan 2023 (4y) | ||
| Denis John Mccartan | Registered representative | Jan 2023 (4y) | ||
| William Glenn Brian Ragle | Registered representative | Jan 2023 (4y) | ||
| Isaac Norman Staat | Registered representative | Feb 2023 (4y) | ||
| Natalie J James | Registered representative | Feb 2023 (4y) | ||
| Christopher Tyler Monroe | Registered representative | Apr 2023 (3y) | ||
| Danielle Lynn Ruiz Vela | Registered representative | May 2023 (3y) | ||
| Benjamin Maurice Rawlings | Registered representative | May 2023 (3y) | ||
| Kyle Hahn | Registered representative | Personal Financial Specialist | Jun 2023 (3y) | |
| Jacob Patrick Moran | Registered representative | Jun 2023 (3y) | ||
| Alyssa Josephs Seidl | Registered representative | Jun 2023 (3y) | ||
| Brendan M Jones | Registered representative | Jun 2023 (3y) | ||
| Paul Robert Wick | Registered representative | Jul 2023 (3y) | ||
| Courtney Marie Turner | Registered representative | Jul 2023 (3y) | ||
| Phillip Lee Colling | Registered representative | Jul 2023 (3y) | ||
| Gabriella Marie Gonzalez | Registered representative | Jul 2023 (3y) | ||
| Joel Brent Hurst | Registered representative | Jul 2023 (3y) | ||
| Connor Michael Mcdonald | Registered representative | Aug 2023 (3y) | ||
| John Peter Browning | Registered representative | Aug 2023 (3y) | ||
| Austin Robert Johnson | Registered representative | Aug 2023 (3y) | ||
| Kyle Robert Hosch | Registered representative | Sep 2023 (3y) | ||
| Ryan Patrick Zegers | Registered representative | Sep 2023 (3y) | ||
| Tyler James Vacek | Registered representative | Oct 2023 (3y) | ||
| Anthony John Di Mona | Registered representative | Dec 2023 (3y) | ||
| Grant Henry Saunders | Registered representative | Dec 2023 (3y) | ||
| Raymond Michael Shirley | Registered representative | Dec 2023 (3y) | ||
| Colin Gerald Danahy | Registered representative | Jan 2024 (3y) | ||
| Sean Sheridan | Registered representative | Jan 2024 (3y) | ||
| Nolan Richard Mauk | Registered representative | Jan 2024 (3y) | ||
| Shannon Leigh Reynolds | Registered representative | Feb 2024 (2y) | ||
| Madelyn Mogensen | Registered representative | Feb 2024 (2y) | ||
| Michael T Jeffries | Registered representative | Apr 2024 (2y) | ||
| Joseph Michael Larsen | Registered representative | Apr 2024 (2y) | ||
| Riley Michael Coy | Registered representative | May 2024 (2y) | ||
| Naveed Basri | Registered representative | CFA | May 2024 (2y) | |
| Braden Gene Beiermann | Registered representative | Jun 2024 (2y) | ||
| Tucker Jackson Arnett | Registered representative | Jun 2024 (2y) | ||
| Daniel Christopher Gorman | Registered representative | Jun 2024 (2y) | ||
| Trevor James Noble | Registered representative | Jun 2024 (2y) | ||
| Carson Scharff | Registered representative | Aug 2024 (2y) | ||
| Natalie Marie Mc Carty | Registered representative | Aug 2024 (2y) | ||
| Marcus Elliott Ringo | Registered representative | Aug 2024 (2y) | ||
| Erik Michael Hardin | Registered representative | Sep 2024 (2y) | ||
| Kevin George Von Seggern | Registered representative | Sep 2024 (2y) | ||
| Tyler Shade Blair | Registered representative | Sep 2024 (2y) | ||
| Emanuel David Marshall | Registered representative | Oct 2024 (2y) | ||
| Andrei Emanuel Petre | Registered representative | Oct 2024 (2y) | ||
| Mcbee Nmn Butcher | Registered representative | CFP CFA | Nov 2024 (2y) | |
| Isabella Maria De Simone | Registered representative | Nov 2024 (2y) | ||
| Kyle Arthur Booras | Registered representative | Dec 2024 (2y) | ||
| Andrew Jacob Goins | Registered representative | CFA | Dec 2024 (2y) | |
| Jacob Thomas Childers | Registered representative | Jan 2025 (2y) | ||
| Dylan Dwyer | Registered representative | CFP CFA | Jan 2025 (2y) | |
| Ryan M Karch | Registered representative | CFA | Jan 2025 (2y) | |
| Nicole Laurel Kramer | Registered representative | CFA | Jan 2025 (2y) | |
| Mili Rosen | Registered representative | CFA | Jan 2025 (2y) | |
| Thomas Riley Sampson | Registered representative | Jan 2025 (2y) | ||
| W Illiam C Crum | Registered representative | Jan 2025 (2y) | ||
| Jeffrey Francis Carne | Registered representative | Jan 2025 (2y) | ||
| Nyakume G Riek | Registered representative | Jan 2025 (2y) | ||
| William Michael Stinnett | Registered representative | Feb 2025 (1y) | ||
| Nicholas Ryan Fabiano | Registered representative | Feb 2025 (1y) | ||
| Nathan A Pavao | Registered representative | Mar 2025 (1y) | ||
| Cameron Fewkes | Registered representative | Mar 2025 (1y) | ||
| Ryan Scott Donovan | Registered representative | Mar 2025 (1y) | ||
| Jacob David Orton | Registered representative | Apr 2025 (1y) | ||
| Joseph Brian Mannschreck | Registered representative | Apr 2025 (1y) | ||
| Alexander Walter Hall | Registered representative | May 2025 (1y) | ||
| Ryan P Dressel | Registered representative | May 2025 (1y) | ||
| Molly Elizabeth Housand | Registered representative | Jul 2025 (1y) | ||
| Benjamin Maniscalco | Registered representative | CFP | Jul 2025 (1y) | |
| Jackson Clark | Registered representative | Aug 2025 (1y) | ||
| Christopher Patrick Horan | Registered representative | Aug 2025 (1y) | ||
| Gregory Allison | Registered representative | CFA | Aug 2025 (1y) | |
| Ashley Marie Heinzman | Registered representative | Oct 2025 (1y) | ||
| Eric James Hoff | Registered representative | Oct 2025 (1y) | ||
| Sharlyn Yap Leh | Registered representative | Nov 2025 (1y) | ||
| Dylan Everett Shelman | Registered representative | Nov 2025 (1y) | ||
| Matthew Joseph Breunig | Registered representative | Jan 2026 (1y) | ||
| Maximiliano Gomez Guzman | Registered representative | Jan 2026 (1y) | ||
| Patrick Donald Ferrer | Registered representative | Jan 2026 (1y) | ||
| William Frank Girton | Registered representative | CFA | Jan 2026 (1y) | |
| Ryan Taylor Alderman | Registered representative | CFA | Jan 2026 (1y) | |
| Robert Keller | Registered representative | CFA | Feb 2026 (0y) | |
| Stewart Adam Martin | Registered representative | Feb 2026 (0y) | ||
| Zachary John Bereznak | Registered representative | CFA | Feb 2026 (0y) | |
| Michael Edward Lenge | Registered representative | Feb 2026 (0y) | ||
| Gina Marie Kenney | Registered representative | Mar 2026 (0y) | ||
| James Joseph Dooling | Registered representative | Mar 2026 (0y) | ||
| Brandon Joseph Barahona | Registered representative | Mar 2026 (0y) | ||
| Jessica Cecilia Garcia Navarro | Registered representative | Mar 2026 (0y) | ||
| Christopher S Martin | Registered representative | Mar 2026 (0y) | ||
| Malcolm Kirk Leslie | Registered representative | Apr 2026 (0y) | ||
| Michael James Richards | Registered representative | Apr 2026 (0y) | ||
| William Dixon | Registered representative | May 2026 (0y) | ||
| Aidan Thomas Boyle | Registered representative | May 2026 (0y) | ||
| Denis Eoin Mc Cartan | Registered representative | May 2026 (0y) | ||
| Michael Ann Henne | Registered representative | May 2026 (0y) | ||
| Mary Wyant Yost | Registered representative | May 2026 (0y) | ||
| Jeffrey Earl Schwantz | Registered representative | Jun 2026 (0y) | ||
| Christopher Owens | Registered representative | Jun 2026 (0y) | ||
| Douglas Vincent Eatough | Registered representative | Jun 2026 (0y) | ||
| Trevor Truax | Registered representative | Jun 2026 (0y) | ||
| Cedric Xavier Louit | Registered representative | Jul 2026 (0y) | ||
| Alexandra Miriam Katz | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Orion Advisor Solutions, Inc. | Sole Member | Sep 2020 | A | 75% or more |
| Gt Polaris Holdings, Inc | Stockholder | Sep 2020 | B | ≈ 42.19% – 100% via Gt Polaris Midco, Inc. |
| Gt Polaris Holdings, L.P. | Stockholder | Sep 2020 | B | ≈ 31.64% – 100% via Gt Polaris Holdings, Inc |
| Gt Polaris Midco, Inc. | Stockholder | Sep 2020 | B | ≈ 56.25% – 100% via Orion Advisor Solutions, Inc. |
| Genstar Ix Gp Llc | General Partner | Sep 2020 | B | GP / trustee / elected manager of Genstar Capital Ix, L.P. (indirect) |
| Genstar Capital Ix, L.P. | General Partner | Sep 2020 | B | GP / trustee / elected manager of Gt Polaris Gp, Llc. (indirect) |
| Genstar Capital Partners Ix, L.P. | 50% Member | Sep 2020 | B | GP / trustee / elected manager of Gt Polaris Gp, Llc. (indirect) |
| Gt Polaris Gp, Llc. | General Partner | Sep 2020 | B | GP / trustee / elected manager of Gt Polaris Holdings, L.P. (indirect) |
| Ta Associates Cayman, Llc | 50% Member | Sep 2020 | B | GP / trustee / elected manager of Gt Polaris Gp, Llc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gt Polaris Holdings, Inc: 75% – 100% of Gt Polaris Midco, Inc. × 75% – 100% of Orion Advisor Solutions, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Gt Polaris Holdings, L.P.: 75% – 100% of Gt Polaris Holdings, Inc × 75% – 100% of Gt Polaris Midco, Inc. × 75% – 100% of Orion Advisor Solutions, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Gt Polaris Midco, Inc.: 75% – 100% of Orion Advisor Solutions, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $25.0B (39% of AUM) Jun 2026
- Charles Schwab & Co. $24.0B (37% of AUM) Jun 2026
- Constellation Trust Company $3.8B (40% of AUM) Jun 2020
- Nationwide Investment Services Corporation $530M (7% of AUM) Oct 2017
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗